Full Judgment Text
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PETITIONER:
R. R. CHARI
Vs.
RESPONDENT:
STATE OF U.P
DATE OF JUDGMENT:
28/03/1962
BENCH:
GAJENDRAGADKAR, P.B.
BENCH:
GAJENDRAGADKAR, P.B.
WANCHOO, K.N.
CITATION:
1962 AIR 1573 1963 SCR (1) 121
CITATOR INFO :
R 1968 SC1292 (11)
R 1984 SC 684 (19)
ACT:
Criminal Trial-Bribery and forgery-Public Servant, tried by
Sessions Judge-Legality of trial-Accused permanent servant
of Assam Government loaned to Central Government Sanction by
Central Government, validity of-Criminal Law Amendment Act,
1952 (46 of 1952), ss. 7, 10-Code of Criminal Procedure,
1898 (Act of 1898), ss. 197, 213-Prevention of Corruption
Act 1947 (2 of 1947) s. 6.
HEADNOTE:
The appellant was in the permanent service of the Assam
Government but his services were lent to the Central
Government. At the relevant time, i e , December 1945 to
September 1946, he was posted at Kanpur as Deputy Iron &
Steel Controller. In connection with the granting of
permits to certain persons charges under ss. 120B, 161, 165
and 467 Indian Penal Code, and under r. 473(3) read with
r.472, Defence of India Rules were leveled’ against him.
Sanction for his prosecution was granted by the Central
Government on January 31, 1919, and a charge sheet was
submitted against him. On March 1, 1952, the appellant was
committed to the Court of Sessions for trial. The trial
commenced on May, 7, 1953, and the Sessions judge convicted
the appellant of all the charges. On appeal the High Court
upheld the conviction under ss. 161 and 467 Indian Penal
Code and set aside the conviction on the other charges. The
appellant contended (i) that the trial by the Sessions judge
was illegal as after the coming into force of the Criminal
Law Amendment Act, 1952, on July 28, 1952, he could only be
tried by a Special judge, and (ii) that the sanction granted
by the Central Government was invalid and of no avail as
sanction for the prosecution of the appellant could only be
granted by the Assam Government in whose permanent
employment the appellant was.
Held, that the Sessions Judge had jurisdiction to hold the
trial and it was not required that the appellant should have
been tried by a special judge. Though s.7 of the Criminal
Law Amendment required all offenses under ss. 1 61 and 165
Indian Penal Code to be tried by a Special judge, the
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section was only prospective and did not provide for
transfer of all pending cases. Under s.10 of the Act only
such cases triable by a Special Judge under s.7as were ac-
tually pending before any Magistrate immediately before
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the commencement of the Act could be transferred to the
Special judge. The case against the appellant having
already been committed to the Sessions was no longer pending
before the Magistrate. The mere fact that the Magistrate
still had power, under s.216 of the Code of Criminal,
Procedure to summon witnesses for the defence and bind them
to appear before the Court of Sessions, did not imply that
his jurisdiction to deal with the merits of the case
continued.
Held, further that though the sanction granted by the
Central Government was a good sanction under s. 197 of the
Code of Criminal Procedure it was not a valid sanction under
s.6 of the Prevention of Corruption Act. At the time when
the sanction was granted the appellant was in the permanent
employment of the Assam Government but he was employed in
the affairs of, the Federation. Under s.197, in cases of
persons employed in connection with the affairs of the
Federation the Governor-General was the authority to grant
the sanction and in cases of persons employed in connection
with the affairs of the States it was the Governor. Under
s.6 of the Corruption Act the position was different.
Clauses (a) and (b) of the section dealt with persons
permanently employed in connection with the affairs of the
Federation or of the Provinces and in regard to them, the
appropriate authorities were the Central Government and the
Provincial Government. The word "employed" in cls.(a) and
(b) referred to employment of a permanent character. The
case of a public servant whose services were loaned by one
Government to another fell under cl.(c) under which sanction
could be ranted by the authority competent to remove him
from his service. The authority competent to remove the
appellant from his service was the Assam Government and that
Government alone could have granted a valid sanction for the
prosecution of the appellant. Accordingly the trial of the
appellant for offenses under ss. 161 and 165 was without
jurisdiction.
Held, further that the convinction of the appellant for the
offence under s.467 could not stand as it was based entirely
upon the uncorroborated testimony of accomplices.
JUDGMENT:
CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No. 46 of
1958.
Appeal from the judgment and order dated March 17, 1958, of
the Allahabad High Court in Criminal Appeal No. 1635 of
1953,
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A. S. R. Chari, S. Pichai and S. Venkatakrishnan, for the
appellant.
SarjooPrasad, G.C.Mathur and G.P.Lal, for the respondent.
1962. March 28. The Judgement of the Court was delivered
by
GAJENDRAGADKAR, J.-The appellant R.R. Chari was a permanent
employee in a gazetted post under the Government of Assam.
In 1941, his services were lent to the Government of India.
The first appointment which the appellant held under the
government of India was that of the Deputy Director of
Metals in the Munitions Production Department at Calcutta.
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Then he came to Delhi on similar work in the office of the
Master-General of Ordnance which was the Steel Priority
Authority during the War period. He was subsequently trans-
ferred to Kanpur as Assistant Iron a Steel Controller in
1945. Sometime thereafter, he become the Deputy Iron &
Steel Controller, Kanpur Circle; which post he held for one
month in September, 1945. From January, 1946, be was
appointed to the said post and he held that post until
September 20 1946. The period covered by the charges which
were eventually formed against the appellant and, others is
from January 1, 1946 to September 20, 1946. On the latter
date, the appellant proceeded on leave for four months and
did not return to’ service either under the Government of
India or under the Assam Government.
It appears that while the appellant had proceeded on leave
the Government of India wrote to the Assam Government on
February 8, 1947, intimating that it had desided to replace
the services of the appellant at the disposal of the Assam
Government on the expiry of the leave granted to him with
effect from September, 21, 1946. The Government of India
also added that the exact
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period of the leave granted to the appellant would be
intimated to the Assam Government later. On April 28, 1947,
leave granted to the appellant was gazetted with effect from
September 21, 1946 for a period of four months. A
subsequent notification issued by the Central Government
extended the leave up to May 13, 1947. On this latter date,
the Central Government suspended the appellant, and on a
warrant issued by the District Magistrate, Kanpur, he was
arrested on the October 28, 1947. Subsequently, he was
released on bail. Thereafter, the Government of India
accorded sanction for the prosecution of the appellant under
s. 197 of the Criminal Procedure Code on the January 31,
1949. A Charge-sheet was submitted by the prosecution
alleging that the appellant along with three of his former
assistants had committed various acts of conspiracy,
corruption and forgery during the period 1, 1.1946 to 20-9-
1946 The other persons who were alleged to be co-
conspirators with the appellant, were vaish, a clerk in
charge of licensing under the appellant, Rizwi and Rawat who
were also working as clerks under the appellant. Bizwi abs-
conded to Pakistan and Rawat died. In the result, the case
instituted on the ,,aid charge sheet proceeded against the
appellant and Mr. Vaish.
Broadly stated the prosecution case was that during the
period December 1945 to September 20, 1946, the appellant
and Vaish and other entered into a criminal conspiracy to do
illegal acts, such as the commission of offenses under, ss.
161, 165, 467. Indian Penal Code or in the alternative,
Offenses such as were prescribed by r. 47 (3) read with r.
47 (2) of the Defence of India Rules, 1939 and. abetment in
the acquisition and sale of Iron and .steel, in
contravention of the Iron and Steel (Control of
Distribution) Order 1941 ; and that in pursuance of the said
conspiracy, they did commit the aforesaid illegal acts from
time to time and thus rendred themselves liable to be
punished under s.120-B
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of the Indian Penal Code. That was the substance of the
first charge.
The Second Charge was in regard to the commission of the
offence under s. 161 and it set out in detail the bribes
accepted by the appellant from 14 specified persons. In the
alternative, it was alleged that by virtue of the fact that
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the appellant accepted valuable things from the persons
specified, he had committed as offence under s. 165 Indian
Penal Code.
The third charge was under s. 467 Indian Penal Code or in
the alternative, under r. 47(3) read with r. 47(2) (a) of
the Defence of India Rules. The substance of this charge
was that in furtherance of the conspiracy, the appellant
fraudulently or dishonestly made, signed or executed
fourteen documents specified in clauses (a) to (n) in the
charge. Amongst these documents were included the orders
prepared in the names of several dealers and licences issued
in their favour.
The fourth charge was that the appellant had abetted the
firms specified in clauses (a) to (k) in the commission of
the offence under r 81(2) of the Defence of India Rules.
That, in brief, is the nature of the prosecution case
against the appellant as set out in the several charges.
At the initial stage of the trial, the appellant took a
preliminary objection that the sanction accorded by the
Government of India to the prosecution of appellant under s.
197 Code of Criminal Procedure was invalid. This objection
was considered by Harish Chandra J. of the Allahabad High
Court and was rejected on the July, 18th 1949. The learned
Judge directed that since he found no substance in the
preliminary contention raised by the appellant, the record
should be sent back to the trial Court without delay so that
it may proceed with the trial of the case. On
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May 7 1953, the appellant alone with Vaish was tried by the
Additional District and Sessions Judge at Kanpur. The
charge under s. 120-B was tried by the learned Judge with
the aid of assessors, whereas the remaining charges were
tried by him with the aid of the jury. Agreeing with the
opinion of the assessors and the unanimous verdict of the
jury, the learned Judge convicted the appellant under s. 120
B and sentenced him to two years’ rigorous imprisonment. He
also convicted him under section s. 161 and sentenced him to
two years Rigorous imprisonment and a fine of Rs, 25,000/-.
in default to suffer further rigorous imprisonment for six
months. For the offence under s. 467 Indian Penal Code of
which the appellant was convicted, the learned Judge
sentenced him to four years’ rigorous imprisonment. Be was
also convicted under r. 81 (4) read with r. 121 and cls.
4,5, 11 b (3) and 12 of the Iron and Steel Order of 1941 and
sentenced to two years’rigorous imprisonments. All the
sentences thus imposed on the appellant were to run
concurrently. Vaish who was also tried along with the
appellant was similarly convicted and sentenced to different
terms of imprisonment.
The appellant and Vaish then appealed to the High Court
against the said order of convictions and sentence. It was
urged on their behalf before the High Court that the charge
delivered by the Judge to the jury suffered from grave
misdirections and non-directions amounting to misdirections.
his plea was accepted by the High Court and so, the High
Court examined the evidence for itself. In the main, the
High Court considered the ten instances adduced by the
prosecution for showing that the appellant had accepted
illegal gratification and had committed the other offenses
charged, and came to the conclusion that the prosecution
evidence in respect of eight instances could not be acted
upon, whereas the said evidence in respect of two instances
could be safely acted upon. These two instances
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were deposed to by Lala Sheo Karan Das and other witnesses
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and by Sher Singh Arora and other witnesses. In the result,
the High Court confirmed the appellant’s conviction under
ss. 161 and 467 and the sentences imposed by the trial Court
in that behalf. His conviction under s. 120-B Indian Penal
Code, and under r. 81(4) read with r. 121 Defence of India
Rules was set aside and he was acquitted of the said
offenses. The High Court directed that the sentences
imposed on the appellant under ss. 161 and 467 should run
concurrently. The appeal preferred by Vaish was allowed and
the order of conviction and sentence passed against him by
the trial Court in respect of all the charges was set aside.
This order was passed on March 17th, 1958. The appellant
then applied for and obtained a certificate from the High
Court and it is with that certificate that he has come to
this Court in appeal.
At, this stage, it would be useful to indicate briefly the
main findings recorded by the High Court against the
appellant. As we have just indicated, there are
only two instances out of ten on which the High Court has
made a finding against the appellant. The first is the case
of Lala Sheo Karan Das. According to the prosecution case,
as a motive or reward for issuing written orders and
expediting supply of iron by the stock-holders’ Association
Kanpur to Lala Sheo Karan Das, the appellant accepted from
him Rs. 4,000/- on 31.3.1946, Rs. 2,000/- on 9.4.1946; Rs.
1,060/- on 11.4.1946 and Rs. 1,000/-on 12.5-1946 as illegal
gratification. That is the basis of the charge under
section 161. The prosecution case further is that in regard
to the supply of iron to Lala Sheo Karan Das, certain
documents were forged and it is alleged that the written
orders issued in that behalf Exhibits P 341 and P 342 were
ante-dated and the licences issued in that behalf were
similarly ante-dated. In support of this case, oral evidence
was given by
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Lala Sheo Karan Das himself, his son Bhola Nath and
Parshotam Das, his nephew who is a partner with him. This
oral evidence was sought to be corroborated by relevant
entries in kachhi rokar books. These entries indicated that
the several amounts had been paid by the firm to the
appellant. The High Court considered the oral evidence and
held that the said evidence was corroborated by entries in
the account-books. The argument that dacca rokar books had
not been produced did not appear to the High Court to
minimise the value of the kachhi rokar books which were
actually produced, and the contention that the books of
Account kept by accomplices themselves could not, in law,
corroborate their oral evidence, did not appeal to the High
Court as sound. It held that even though Sheo Karan Das,
his son and his nephew may be black-marketeers, it did not
necessarily follow that they were liars. Besides, the High
Court took the view that there were certain pieces of
circumstantial evidence which lent support to the oral
testimony of the accomplices. The ante-dating of the
orders, and the supply of a large quantity of iron, were two
of these circumstances. It is on these grounds that the
High Court accepted the prosecution case against the
appellant under s. 161 Indian Penal Code. The High Court
then examined the evidence in support of the charge under s.
467 and it held that the manner in which the dates in the
quota register had been tampered with supported the oral
testimony of the witnesses that the applications made by
Sheo Karan Das had been deliberately and fraudulently ante-
dated and orders passed on them and the licences issued
pursuant to the said orders-all were fraudulent documents
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which proved the charge under s. 467 as well as under r. 47
(3) read with 47(2)(a). On these grounds, the appellant’s
conviction under s. 467 was also confirmed.
As to the prosecution case in respect of the bribes offered
by Sher Singh Arora, the High Court
129
was not satisfied with the evidence adduced in respect of
the actual offer of money, but it held that the evidence
adduced by the prosecution in respect of the offer and
acceptance of certain valuable things was satisfactory.
These valuable things were a three-piece sofa sot, a centre
piece, two stools and a revolving chair (Exts. 16 to 21).
These were offered on behalf of Sher Singh Arora and
accepted by the appellant in January, 1946. In dealing with
this part of the prosecution case, the High Court considered
the statements made by the appellant and ultimately
concluded that the charge under s. 161 had been proved in
respect of the said articles.
In regard to the charge under s. 467, the High Court adopted
the same reasons as it had done in dealing with the said
charge in respect of Sheo Karan Das’s transactions and held
that the said .charge had been proved. The licences which
are alleged to have been ante-dated are Exts. P 535 and P
536. The application which is alleged to have been ante-
dated is Ext. P 294, and the High Court thought that the
relevant entries in the quota register showed that the dates
had been tampered with. In the result, the charge under s.
467 in respect of this transaction was held to be
established. An alternative charge was also proved against
the appellant under r. 47(3) read with r. 47(2) (c) Defence
of India Rules.
The first point which Mr. Chari has raised before us is that
the Addl. District & Sessions Judge had no jurisdiction to
try this case, because at the relevant time, the Criminal
Law Amendment Act, 1952(46 of 1952) had come into operation
and the case against the appellant could have been tried
only by a Special Judge appointed under the said Act. This
argument has been rejected by the High Court and Mr. Chari
contends that the decision Of the High Court in erroneous in
law. In order to deal with the merits of this point, it is
necessary to
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refer to some dates. The order of commitment was passed in
the present proceedings on March 1, 1952. It appears that
thereafter a list of defence witnesses was tiled by the
appellant before the Commiting Magistrate on July 24, 1952.
On July 28, 1952, the Criminal Law Amendment Act came into
force. On August 14, 1952, Vaish filed a list of witnesses
before the committing Magistrate and requested that one of
the prosecution witnesses should be recalled for cross-
examination. On September 18, 1952, the District & Sessions
Judge at Kanpur was appointed a Special Judge under the Act.
On December 19, 1952, the case was taken up before the
Special Judge and the question as to where the case should
be tried was argued. The Special judge held that the
question had been considered by the Madras High Court in the
case of P. K. Swamy and it had been held that the Special
Judge had no jurisdiction to hear the case because the order
of commitment’ had been passed prior to the passing of the
Criminal Law Amendment Act. Since the order of commitment
in the present case had also been passed before July 28,
1952, the Special Judge held that the case against the
appellant must be tried under the provisions of the Criminal
Procedure Code and not under the provisions of the Criminal
Law Amendment Act; and so, an order was passed that the
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trial should be held by the Additional District & Sessions
Judge at Kanpur. After the case was thus transferred to the
Add1. Sessions Judge at Kanpur, it was actually taken up
before him on May 7, 1953, when the charge was read out to
the accused persons and the jury was empanelled. It is in
the light of these facts. that the question about the
jurisdictions of the trial Judge has to be determined.
Two provisions of the Criminal Law Amendment Act fall to be
considered in this connections Section 7 provides that
notwithstanding anything contained in the Code of Criminal
Procedure, or in
131
any other law, the offenses specified in sub-section (1) of
s. 6 shall be triable by a Special Judge only, Offenses
under ss. 161 and 165 Indian Penal Code are amongst the
offenses specified by s. 6(1). Section 7(2)(b) provides
that when trying any case, a Special Judge may also try any
offence other than an offence specified in s. 6 with which
the accused may, under the Code of Criminal Procedure be
charged at the same time. Therefore, if the offence under
s. 161 falls under s. 7(1) and has to be tried by a Special
Judge, the other offenses charged would also have to be
tried by the same Special Judge as a result of s. 7(2)(b).
It is clear that the provisions of a. 7 are prospective.
This position is not disputed. But it would be noticed that
s. 7 does not provide for the transfer of pending cases to
the special Judge and so, unless the appellant’s case falls
under the provisions of s. 10 which provides for transfer,
it would be tried under the ordinary law in spite of the
fact that the main offence charged against the appellant
falls under s. 6(1) of the Criminal Law Amendment Act.
That takes us to s. 10 which deals with the transfer of
certain pending cases. This section provides that all cases
triable by a special Judge under s. 7 which immediately
before the commencement of the Act, were pending before any
Magistrate shall, on such commencement, be forwarded for
trial to the special Judge having jurisdiction over such
cases. It is thus clear that of the cases made triable by a
special Judge by s. 7, it is only such pending cases as are
covered by s.10 that would be tried by the special Judge.
In other words, it is only cases triable by a special Judge
under s. 7 which were pending before any Magistrate
immediately before the commencement of this Act that would
tie transferred to the special Judge and thereafter tried by
him. So, the question to consider is whether the
appellant’s case could be said to have been pending
132
before any Magistrate immediately before the commencement of
the Act. This position also is not in dispute.
The dispute centres round the question as to whether the
appellant’s case can be said to have been pending before a
magistrate at the relevant time, and this dispute has to be
decided in the light of the provisions contained in s. 219
of the Code of Criminal Procedure. This section occurs in
Chapter 18 which deals with the enquiry into cases triable
by the Court of Sessions or High Court. We have already
seen that on March 1, 1952, an order of commitment had been
passed in the present case and that means that the
jurisdiction of the committing Court had been exercised by
the said Court under s. 213 of the Code. Mr Chari contends
that though the order of commitment had been passed, that
does not mean that the case had ceased to be pending before
the committing Magistrate. It is not disputed that once an
order of commitment is made, the committing Magistrate has
no jurisdiction to deal with the said matter; he cannot
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either change the order or set it aside. So far as the
order of commitment is concerned, the jurisdiction of the
Magistrate has come to an end. The said order can be
quashed only by the High Court and that too on a point of
law. That is the effect of s. 215 of the Code. It is,
however, urged that s. 216 confers jurisdiction on the
committing magistrate to summon witnesses for defence as did
not appear before the said Magistrate and to direct that
they should appear before the Court to which the accused had
been committed. Similarly, before the said Magistrate,
bonds of complainants and witnesses can he executed as
prescribed by s. 217. Section 219 confers power on the
committing Magistrate to summon and examine supplementary
witnesses after the commitment and before the commencement
of the trial, and to bind them over in manner here in before
provided to appear and give evidence. It is on the
133
provisions of this section that the appellant’s case
rests. The argument is that since the committing
magistrate is given power to summon supplementary witnesses
even after an order of commitment has been passed, that
shows that the committing magistrate still hold jurisdiction
over the case and in that sense, the case must be deemed to
be pending before him. We are not impressed by this
argument. The power to summon supplementary witnesses and
take their evidence is merely a supplementary power for
recording evidence and no more. This supplementary power
does not postulate the continuance of jurisdiction in the
committing magistrate to deal with the case. It is
significant that this power can be exercised even by a
Magistrate other than the committing magistrate, provided he
is empowered by or under s. 206 and clearly, the case
covered by the commitment order passed by one magistrate
cannot be said to be pending before another magistrate who
may be empowered to summon supplementary witnesses. When s.
10 of the Criminal law Amendment Act refer to cases pending
before any magistrate, it obviously refers to cases pending
before magistrates who can deal with them on the merits in
accordance with law and this requirement is plainly not
satisfied in regard to any case in which a commitment order
had been passed by the committing magistrate. After the
order of commitment is passed, the case cannot be said to be
pending before the committing magistrate within the meaning
Of S. 10. Therefore, we are satisfied that the High Court
was right in coming to the conclusion that s. 10 did not
apply to the present case and so, the Addl. Sessions Judge
had jurisdiction to try the case in accordance with the
provisions of the Code of Criminal Procedure. It is true
that in dealing with this point, the High Court has pro-
ceeded on the consideration that the appellant’s trial had
actually commenced befere the
134
Addl. Sessions Judge even prior to July 28, 1952. In fact,
it is on that basis alone that the High Court has rejected
the appellant’s contention as to absence of jurisdiction in
the. trial Judge. We do not think that the reason given by
the High Court in support of this conclusion is right,
because the trial of the appellant could not be said to have
commenced before May 7, 1953. However, it is unnecessary to
pursue this point any further because we are inclined to
take the view that the appellant’s case does not fall under
s. 10 of the Criminal Law Amendment Act and that is enough
to reject the contention of the appellant on this point.
The next argument raised is in regard to the validity of the
sanction given by the Government of India to the prosecution
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of the appellant. This sanction Ext. P-550 purports to
have been granted by the Governor-General of India under s.
197 of the Code for the institution of criminal proceedings
against the appellant. It has been signed by Mr. S.
Boothalingam, Joint Secretary to the Government of India on
January 31, 1949. The sanction sets out with meticulous
care all the details of the prosecution case on which the
prosecution rested their charges against the appellant and
so, it would not be right to contend that the, sanction has
been granted as a mere matter of formality. The several
details set out in the sanction indicate that prima facie,
the whole case had been considered before the sanction was
accorded. Mr. Chari, however, attempted to argue that on
the face of it, the sanction does not show that the
Governor-General granted the sanction after exercising his
individual judgment. Section 197 of the code at the
relevant time required that sanction for the prosecution of
the appellant should have been given by the Governor-General
exercising his individual Judgment, and since, in terms ’ ,
it does not say that the Governor-General in exercise of his
individual
135
judgment had accorded sanction, the requirement of s. 197 is
not satisfied. That is the substance of the contention. In
support of this contention, reliance is sought to be placed
on certain statements made by Mr. Boothalingam in his
evidence. Mr. Boothalingam stated that sanction of the
Governor-General was conveyed by him as Joint Secretary to
the Government of India. He also added that authorities of
the Government of India competent to act in this behalf
accorded the sanction and he conveyed it. His evidence also
showed that the matter had been considered by the competent
authorities and that he was one of those authorities. Mr.
Chari argues that Mr. Boothalingam has not, expressly stated
that the Governor-General applied his individual mind to the
problem and exercising his individual Judgment, came to the
conclusion that the sanction should be accorded. This
contention had not been raised at any stage before and the
point had not been put to Mr. Boothalingam who gave evidence
to prove the sanction. If the point had been expressly put
to Mr. Boothalingam be would have either given evidence
himself on that point or would have adduced other evidence
to show that the Governor-General had exercised his indi-
vidual judgment in dealing with the matter. Therefore, we
do not think that this plea can be allowed to be raised for
the first time in this Court.
The next ground of attach against the validity of the
sanction is based on the assumption that at the time when
the sanctions was (riven, the appellant had ceased to be in
the employment of the Government of India and had reverted
to the Assam Government. .If it is established that at the
relevant time, the ,appellant was a person employed in
connection with the affairs of the Assam State, then of
course, it is the Assam Government that would be competent
to give the sanction. The High Court has found that at the
relevant time, the appellant continued to be
136
in the employment of the affairs of the Federation and had
not reverted to the Assam Government ; and in our opinion,
this finding of the High Court is right. We have already
referred to the course of events that led to the granting:
of the leave to the appellant by the Government of India; to
the extension of the leave by the said Government and to his
subsequent suspension. The appellant’s argument is that
after he went on leave, he moved the Assam Government for
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extension of his leave and was, in fact, asked by the Assam
Government to appear before a medical board appointed by it.
We do not think that these facts are enough to prove that
the appellant had reverted to the service of the Assam
Government. In fact., it is clear that the Government of
India had intimated to the Assam Government that the
appellant continued to be under its employment and that the
Assam Government had expressly told the Government of India
that it had no desire that the appellant should revert to
its service until the ’criminal proceedings instituted
against him were over. The Assam Government also pointed
out that the appellant himself did not wish to rejoin in his
post of Superintendent of the Assam Government’s Press but
had only asked for Leave Preparatory to Retirement following
medical advice. It is thus clear that though the Government
of India had originally thought of replacing the appellant’s
services with the Assam Government at the end of the leave
which was proposed to be granted to him, subsequent events
which led to an investigation against the appellant and his
suspension caused a change in the attitude of the Government
of India and it decided to continue him in its employment in
order that he should face a trial on the charges which were
then the subject matter of investigation. There is no order
reverting him to the Assam Government passed by the Govt. of
India and there is no order passed by the Assam Government
at all on this subject. Therefore
137
there can be no doubt that at the relevant time, the
appellant continued to be employed in the affairs of the
Federation.
It was then sought to be argued that the effect of SR 215
was that the reversion of the appellant to the Assam
Government should be deemed to have taken effect from the
date when the leave was granted to him by the Government of
India. In our opinion, there is no substance in this
argument. The portion on which the appellant relies is
merely an administrative direction under the Rule and it
cannot possibly over-ride the specific orders issued by the
Government of India in respect of the appellant’s leave and
reversion. Besides, even the requirements of the said Rule
are not satisfied in the present case. Therefore, the
conclusion is inescapable that the appellant was employed in
the affairs of the Federation at the time when the sanction
was accorded.
That takes us to the question as to whether the Government
of India was competent to grant the sanction even if the
appellant was at the relevant time a person employed in
connection with the affairs of the Federation. Mr. Chari
contends that in the case of the appellant whose services
had been loaned by the Assam Government to the Government of
India, it could not be said that he was a parson permanently
employed in connection with the affairs of the Federation
and so, cl. (a) of s. 197 (1) would not apply to him at all.
He was a person permanently employed in connection with the
affairs of a State and that took the case under cl. (b)
which means that it is the Governor of Assam exercising his
individual judgment who could have a(,-corded valid sanction
to the appellant’s prosecution. We are not impressed by
this argument. It is clear that the first part of s. 197
(1) provides a special protection, inter alia, to public
servants who are not removable from their offices save by or
with the
138
sanction of the State Government or the Central Government
where they are charged with having committed offenses while
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acting or purporting to act in the discharge of their
official duties; and the form which this protection has
taken is that before a criminal court can take cognizance of
any offence alleged to have been committed by such public
servants, a sanction should have been accorded to the said
prosecution by the appropriate authorities. In other words,
the appropriate authorities must be satisfied that there is
a prima facie, case for starting the prosecution and this
prima facie satisfaction has been interposed as a safeguard
before the actual prosecution commences. The object of s..
197(1) clearly is to save public servants from frivolous
prosecution, Vide, Afzelur Rahman v. The King Emperor(1).
That being the object of the section, it is clear that if
persons happened to be employed in connection with the
affair’s of the Federation, it was the Governer-General who
gave sanction and if persons happened to be employed in
connection with the affairs of the State, it was the
Governor. What is relevant for the purpose of deciding as
to who should give the sanction, is to ask the question
where is the public servant employed at the relevant time ?
If he is employed in the affairs of the Federation, it must
be the Governor-General in spite of the fact that such
employment may be temporary and may be the result of the
fact that the services of the public servant have been
loaned by the State Government to the Government of India.
Therefore, having regard to the fact that at the relevant
time the appellant was employed in connection with the
affairs of the Federation, it was the Governor-General alone
who was competent to accord sanction. Therefore, our
conclusion is that the sanction granted by the Governor-
General for the prosecution of the appellant is valid.
That still leaves the validity of the sanction to be tested
in the light of the provisions of
(1) (1943) F.C R. 7,12.
139
a. (6) of the prevention of the Corruption Act, 1947. At
the relevant time, section 6 read thus:
"No court shall take cognizance of an offence
punishable under section 161 or section 165 of
the Indian Penal Code (XIV of 1860) or under
sub-section (2) of section 5 of this Act,
alleged to have been committed by a public
servant, except with the previous sanction:
(a) In the case of a person who is employed
in connection with the affairs of the
Federation and is not removable from his
office save by or with the sanction of the
Central Government or some higher authority,
Central Government.
(b) In the case of a person who is employed in
connection with the affairs of a province and
is not. removable from his office save by or
with the sanction of the Provincial Government
or some higher authority, Provincial
Government:
(c) in the case of any other person, of the
authority competent to remove him from his
service".
It would be noticed that the scheme of this section is
different from that of s. 197 of the Code of Criminal
Procedure. The requirement of the first part of s. 197 (1)
which constitutes a sort of preamble to the provisions of s.
197(1)(a) & (b) respectively, has been introduced by s.6
severalty in cls. (a) and (b). In other words, under els.
(a) and (b) of s. 197(1) the authority competent to grant
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the sanction is determined only by reference to one test and
that is the test provided by ,,the affairs in connection
with which the public servant is employed"; if the said
affairs are the affairs of the Federation, the Governor
General grants the sanction ; if the said affairs are the
affairs of a Province, the
140
Governor grants the sanction. That is the position under s.
197(1) as it then stood. The position under s. 6 of the
Prevention of Corruption Act is substantially different.
Clauses (a) & (b) of this section deal with persons
permanently employed in connection with the affairs of the
Federation or in connection with the affairs of the Province
respectively, and in regard to them, the appropriates
authorities are the Central Government and the Provincial
Government. The case of a public servant whose services are
loaned by one Government to the other, does not fall either
under cl. (a) or under cl.(b), but it falls under el. (c).
Having regard to the scheme of the three clauses of s. 6, it
is difficult to construe the word "employed in cls. (a) &
(b) as meaning "employed for the time being". The said
Words, in the context, must mean ,,,permanently employed".
It is not disputed that if the services of a public servant
permanently employed by a Provincial Government are loaned
to the Central Govt., the authority to remove such public
servant from office would not be the borrowing Government
but the loaning Government which is the Provincial
Government, and so, there can be no doubt that the
employment referred to in cls. (a) & (b) must mean the
employment of a permanent character and would not include
the ad hoc or temporary employment of an officer whose
services have been loaned by one Government to the other.
Therefore, the appellant’s case for the purpose of sanction
under s. 6 will fall under el. (c) and that inevitably means
that it is. only the Provincial Government of Assam which
could have given a valid sanction under s. 6. At the
relevant time, s. 6 had come into operation, and s. 6
expressly bars the cognizance of offenses under s.161 unless
a valid sanction had been obtained as required by it.
Therefore, in the absence of a valid sanction, the charge
against the appellant under a. 161 and s. 163 could not have
been tried and that renders the
141
proceedings against the appellant in respect of those two
charges without jurisdiction.
The result is that the contention of the appellant that the
sanction required for his prosecution under section 161 and
section 165 is invalid, succeeds and his trail in respect of
those two offenses must, therefore, be held to be invalid
and without jurisdiction. That being so, it is unnecessary
to consider whether the finding of the High Court in respect
of the charge under s. 161 is justified or not. So, we do
not propose to consider the evidence led by the prosecution
in respect of the said charge in relation to the two cases
of Lala Shoo Karan Das and Sher Singh Arora.
The charge under section 467 or the alternative charge under
Defence of India Rules still remains to be considered,
because the said offenses are outside the scope of s. 6 of
the Prevention of Corruption Act and the sanction accorded
by the Governor-General in respect of the appellant’s
prosecution for the said offenses is valid under s. 197 of
the Code of Criminal Procedure. What, then, are the
material facts on which the conclusion of the High Court is
based? The first point on which stress has been laid both
by Mr. Chari and Mr. Sarjoo Prasad relates to the background
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of the case. Mr. Chari contends that the prosecution of the
appellant is, in substance, the result of the attempts
successfully made by the back-marketeers in Kanpur to
involve the appellant in false charges and in support of his
plea, Mr. Chari has very strongly relied on the evidence of
Mr. Kanhaiya Singh. This witness was, at the relevant time,
an Inspecting Assistant Commissioner of Income-tax at Kanpur
and his evidence seems to show that unlike his predecessor
Mr. Talwar, the appellant gave whole-hearted co-operation to
the witness in discovering the illegal dealings of black-
marketeers in Kanpur in
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iron. According to the witness, the black-marketeers came
to know about the cooperation between him and the appellant
and that disturbed them very rudely. Some lists were
prepared by the appellant giving the witness detailed infor-
mation about the activities of the black-marketeers and the
witness suggested that in order to destroy the papers thus
supplied to him by the appellant, a burgulary was arranged
in his house in May or June, 1946. A similar burgulary took
place in the appellant’s house. There was also a fire in
the appellant’s house. The witness was asked whether any of
the persons who have given evidence against the appellant in
the present case, were included in the list supplied by the
appellant to him, and the witness refused to answer the said
question and. claimed protection under s. 54 of the Income
Tax Act. Mr Chari’s argument is that the activities of the
appellant in cooperation with Mr. Kanhaiya Singh frightened
the black-marketeers and so, they organised the present plot
to involve the appellant in a false case. In that
connection, Mr. Chari also relies on the fact that out of
the ten instances, the story deposed to in respect of eight
has been rejected by the High Court.
On the other hand, Mr. Sarjoo Prasad has argued that as soon
as the appellant took charge from Mr. Talwar, he evolved a
very clever scheme of establishing personal contacts with
the black marketeers; dispensed with the enquiry which used
to be held prior to the granting of licences to them and.
thus introduced a practice of direct dealings with the
black-marketeers which facilitated the commission of the
offenses charged against him. He has also referred us to
the evidence given by Mr. Sen which tends to show that the
appellant was frightened by the prospect of investigation
and so, suddenly left Kanpur under the pretext of illness.
In other words, Mr. Sarjoo Prasad’s argument is that the
appellant deliberately adopted a very clever
143
modus operandi in discharging his duties as a public servant
and has, ’in fact, committed the several offenses charged
against him. We do not think that the ultimate decision of
the narrow point with which we are concerned in the present_
appeal can be determined either on the basis that the
appellant is more sinned against than a sinner or that he is
a cold-blooded offender. Ultimately, we will have to
examine the evidence specifically connected with the
commission of the offence and decide whether that evidence
can legitimately sustain the charge under s. 467.
Let us take the case as disclosed by the evidence of Sheo
Karan Das in respect of the charge under s. 467. According
to Sheo Karan Das, the two applications Exts. 35 and 36 were
given by him in the office of the appellant on the 29th or
30th March, 1946, but the appellant asked the witness to get
other applications in which the date should be prior to 23rd
of March. Accordingly, the witness put the date 22nd March
on his applications. On the 29th or 30th March when the
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witness met the appellant, he asked for 130 tons and the
appellant told him that he could give him more than that,
provided, of course, the appellant got his profit.
Accordingly, after these applications were antedated, the
appellant passed orders and licences were issued. Thus, it
would be seen that the prosecution case is that the
applications which were presented by Sheo Karan Das on the
29th or 30th of March, were deliberately ante-dated in order
that the orders subsequently passed by the appellant and the
licences issued thereunder should also appear to have been
issued prior to the 23rd of March and that, in substance, is
the essence of the charge under s. 467.
When this case was put to the appellant, he made a somewhat
elaborate statement which it is necessary to consider.
According to this statement,
144
the appellant left Kanpur on March 23, 1946, for a meeting
with Mr. Spooner who was the Iron Steel Controller at
Calcutta. Mr. Spooner told him in confidence that there
would be no more need to issue licences after March 31, on
account of decontrol. He also expressly desired that no
further licences need be issued by any Regional Dy. Iron &
Steel Controller after March 26, 1946. The appellant
returned to Kanpur on March 28, and attended office on ,he
29th. He then found that the office had placed on his table
a number of licences for which he had already issued orders
before he left Kanpur on the 23rd. Some new applications
had also come thereafter and these included applications
from Government bodies and other public institutions. These
were also placed on his table. The appellant urged that
statutorily he had the power to issue licences until March
31, even so, in order to comply with the desire expressed by
Mr. Spooner, he ordered that all licences should be issued
as on March 23. The appellant emphasised that even if he
had dated the licences and his own orders as on the 30th or
31st March, that would have introduced no invalidity in the
orders or licences respectively, and so, he contended that
even though in form, the orders and the licences can be said
to have been ante-dated, the ante-dating did not introduce,
any criminal element at all. It appears that after his
return to Kanpur on the 28th, a large number of licences
were issued in this way. This statement of the appellant
thus shows that even on applications admittedly received
after the 23rd, licences were issued as on the 23rd and
orders had been passed by the appellant in support of the
issue of such licences. This antedating of the licences is
a circumstance on which the prosecution strongly relies in
support of the charge under s. 467.
It is, however, significant that besides the testimony of
the accomplices, there is no other
145
evidence on the record to show that the applications given
by Sheo Karan Das had been brought to the office of the
appellant for the first time on the 29th or 30th of March as
deposed to by him. No register had been produced from the
office showing the date of the receipt of the said
applications. It is true that in the quota register, dates
had been tampered with, but there is no evidence to show who
tampered with those dates and so, the fact that dates had
been tampered with will not afford any legal evidence in
support of the case that the applications presented by Sheo
Karan Das had in fact, been presented for the first time on
the 29th of March and had not been filed on the 22nd of
March as pleaded by the appellant. The ante-dating of the
applications is a very important fact and of this fact there
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is no other evidence at all. Therefore, in our opinion, the
crucial fact on- which the charge under s. 467 is based is
deposed to only by accomplice witnesses and their statements
are Dot corroborated by any other evidence on the record.
The admission made by the appellant does not necessarily
show that the applications had been ante-dated. Indeed, it
is very curious that the appellant should have passed
necessary orders and should have directed the issue of
licences as on the 23rd of March even in regard to the
applications received by him subsequent to the 23rd March
and this has been done in respect of applications received
from Government bodies and public institutions. This fact
lends some support to the appellant’s theory that he did not
want to appear to have contravened the desire expressed by
Mr. Spooner that no license should be issued subsequent to
the 26th March. There is no doubt that the appellant was
competent to issue licences until the 31st of March and so,
it is not as if it was essential for him to ante-date his
orders or to ante-date the licences issued in accordance
with them. Then as to the orders passed by the appellant on
the applications presented by
146
Sheo Karan Das, there is no date put by the appellant below
his signature, though the date 22nd March appears at the top
of the document. But it may be assumed that the order was
passed on the 29th. That, however, does not show that the
applications were made on the 29th and without proving by
satisfactory evidence that the applications were made on the
29th, the prosecution cannot establish its charge against
the appellant under s. 467. In our opinion, the High Court
appears to have misjudged the effect of the admissions
alleged to have been made by the appellant when it came to
the conclusion that the said admissions corroborated the
accomplice’s case that the applications had been presented
by him for the first time on the 29th March. The fact that
there is no evidence offered by any of the prosecution
witnesses examined from the appellant’s office to show the
dates when the applications were received, has not been
considered by the High Court at all. Therefore, the finding
of the High Court on the essential part of the prosecution
story in respect of the charge under s. 467 really rests on
the evidence of the accomplice uncorroborated by any other
evidence. That being so, we must hold that the High Court
erred in law in making a finding against the appellant in
respect of the charge under s. 467 as well as the
alternative charge under the relevant Defence of India
Rules. What we have said about this charge in respect of
the licences issued to Sheo Karan Das applies with the same
force to the said charge in respect of the licences issued
to Sher Singh Arora. In respect of those licences also,
there is no evidence to show that the applications made by
Sher Singh Arora had been ante-dated, and so, the charge in
respect of the said licences also cannot be held to have
been established.
The result is, the finding Of the High Court in respect of
the charge against the appellant under s. 467 or the
alternative charge under the relevant Defence of India Rules
must be reversed, his
147
conviction for the, said offenses set aside and be should be
ordered to be acquitted and discharged in respect of those
offenses.
That raises the question as to whether we should order a
retrial of the appellant for the offence under s. 161. Mr.
Sarjoo Prasad has argued that the interests of justice
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require that the appellant should be asked to face a new
trial in respect of the charge under a. 161, Indian Penal
Code if and after a valid sanction is obtained for his
prosecution for the same. We are not inclined to accept
this argument. Two facts have weighed in-our minds in
coming to the conclusion that a retrial need not be ordered
in this case. The first consideration is that the accused
has had to face a long and protracted criminal trial and the
sword has been hanging over his head for over 14 years. The
accused was suspended in 1947 and since then these
proceedings have gone on all the time, The second factor
which has weighed in our minds is that though the
prosecution began with a charge of a comprehensive
conspiracy supported by several instances of bribery, on the
finding of the High Court it is reduced to a case of bribery
offered by two persons; and then again, the substantial
evidence is the evidence of accomplices supported by what
the High Court thought to be corroborating circumstances.
It is true that offenses of this kind should not be allowed
to go unpunished, but having regard to all the facts to
which our attention has been drawn in the present case, we
are not inclined to take the view that the ends of justice
require that the accused should be ordered to face a fresh
trial. The result is that the conviction of the appellant
under section 161 is set aside on the ground that his trial
for the said offence was without jurisdiction since his
prosecution in that behalf was commenced without a valid
sanction as required by s.6 of the prevention of Corruption
Act.
Appeal allowed.
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