Full Judgment Text
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CASE NO.:
Appeal (civil) 2965 of 2008
PETITIONER:
Anil Kak
RESPONDENT:
Kumari Sharada Raje & Ors
DATE OF JUDGMENT: 24/04/2008
BENCH:
S.B. Sinha & V.S. Sirpurkar
JUDGMENT:
J U D G M E N T
REPORTABLE
CIVIL APPEAL NO. 2965 OF 2008
[Arising out of SLP (Civil) No. 2791 of 2006]
WITH
CIVIL APPEAL NOs. 2974,2975,2977 OF 2008
[Arising out of SLP (Civil) Nos. 13865, 5831 and 9080 of 2006]
S.B. SINHA, J :
1. Leave granted.
2. These appeals are directed against a judgment and order dated
18.05.2001 passed by a learned Single Judge of the Madhya Pradesh High
Court at Indore dismissing two applications for grant of probate/ letters of
administration with the copy of the annexed Will in respect of the assets of
Late Maharani Sharmishthabai Holkar (hereinafter called as "the testatrix"),
the widow of Late Maharaja Tukoji Rao Holkar, former ruler of the
erstwhile Holkar State.
3. Maharaja Tukoji Rao Holkar died on 21.05.1978 leaving behind four
daughters, Sharada Raje Holkar, Sita Raje Ghatge, Sumitra Raje Dalvi and
Sushila Raje Holkar. He had executed a Will on 27.11.1942 bequeathing all
his properties in favour of the testatrix. Indisputably, a letter of
administration had been granted in favour of the testatrix in respect of the
Will dated 27.11.1942 made in her favour by her husband. Apart from the
properties inherited by the testatrix from her husband, she had also her own
Stridhan properties. She purported to have executed a Will on or about
23.08.1978 in favour of Kumari Sharada Raje. She, however, allegedly
executed another Will on or about 4.11.1992, by reason whereof, she
purported to have revoked the Will executed by her on 23.08.1978 and/ or
the Codicil. She appointed one K.R.P. Singh and the appellant Anil Kak as
joint executors. She also appointed Mr. T.N. Unni, her Chartered
Accountant to assist the executors in administering and distributing the
estate and executing the said Will. She categorized her properties in two
parts, viz., Part A and Part B.
Part A consisted of those properties which were bequeathed in her
favour by her husband and Part B consisted of properties other than those
specified in Part A. By reason of the said Will, the said two sets of the
properties were to be administered separately. Whereas Part A properties
were bequeathed in favour of four daughters, Part B properties were sought
to be bequeathed in favour of her four grand children.
4. Indisputably, the said Will was purported to have been attested by one
Gita Sanghi, who examined herself as PW-5 and one Baljit Bawa, who was
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not examined. The Will contained a few appendices. Whereas the attesting
witnesses purported to have put their signatures in each page of the Will,
they did not put any signature on the appendices to the said Will.
5. With a view to appreciate the relationship of the parties, we may
notice the family tree, which is as under:
Appellant Anil Kak is the husband of Gangesh Kumari and son-in-law
of Sumitra Raje Dalvi. Appellant Arjun Kak is son of the appellant Anil
Kak.
6. Before proceeding further, we may notice that whereas the application
for grant of Letters of Administration with a copy of the Will dated
23.08.1978 annexed, filed by Kumari Sharada Raje was marked as Suit No.
2 of 1998; Anil Kak and Kumar Rampratap filed an application for grant of
probate in their capacity as executors appointed under the said Will dated
4.11.1992, which was marked as Suit No. 3 of 1998. Both the suits were
directed to be consolidated. The parties examined their witnesses in both the
suits by adducing common evidence.
7. Whereas the Will dated 23.08.1978 was a very short document, the
Will dated 4.11.1992 was a detailed one running into six typed pages besides
three long appendices and two statements containing her investments in
various shares within and outside the country.
8. A learned Single Judge of the High Court by reason of the impugned
judgment refused to grant probate and/ or letters of administration in respect
of both the Wills.
9. Whereas Civil Appeals arising out of SLP (C) Nos. 2791, 5831 and
9080 of 2006 have been filed against that part of the judgment whereby and
whereunder grant of probate in respect of the Will dated 4.11.1992 has been
rejected, Civil Appeal arising out of SLP (C) No. 13865 of 2006 was filed in
respect of the Will dated 23.08.1978.
10. The Letters Patent Appeals were filed against the judgment of the
learned Single Judge of the High Court by both the parties which have been
dismissed by the Division Bench of the High Court as not maintainable.
11. The learned counsel appearing for both the parties, have addressed us
on the merit of the matter. We are not considering the correctness or
otherwise of the judgment of the Division Bench of the High Court holding
the Letters Patent Appeals to be not maintainable, nor it is necessary for us
so to do.
12. We may also at the outset place on record that no argument has been
advanced in regard to the findings of the learned Single Judge of the High
Court refusing to grant letters of administration in respect of the Will dated
23.08.1978 of the testatrix.
13. The learned Single Judge framed the following issues:
"(1) Whether the alleged Will with its appendices
dated 4.11.1992 was duly executed by late
Maharani Sharmishthabai Holkar out of her free
will, while she was in sound disposing state of
mind;
(2) Whether the Will dated 4.11.1992 has been
acted upon by the parties, if so, its effect;
(3) Whether late Maharani Sharmishthabai
Holkar had executed only one Will, i.e., dated
23.8.1978 out of her free will while she was in
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sound disposing state of mind;"
14. The learned Single Judge in its judgment inter alia held that the
execution of the Will dated 4.11.1992 has not been proved as:
(i) Appendices were not signed by the attesting witnesses;
(ii) The Will remained in the custody of Anil Kak for a long time;
(iii) Anil Kak did not examine himself as a witness;
(iv) As an unequal division of the properties described in Part B of the
Will effected, there existed suspicious circumstances.
(v) Anil Kak took part in preparation of the Will
15. Mr. Arun Jaitley and Mr. R.F. Nariman, learned senior counsel
appearing on behalf of the appellants, in support of the appeal, submitted:
(i) The High Court committed a serious error in passing the impugned
judgment insofar as it failed to take into consideration that the
testatrix had divided her properties equally amongst her four
daughters as also her grand children and, therefore, there did not
exist any circumstance to suspect the genuineness of the Will.
(ii) The High Court committed a serious factual error insofar as it
proceeded on the premise that Part B assets were divided only
amongst three grand children; whereas in fact fourth grand child
Vijayendra Ghatge was also a beneficiary under the Will.
(iii) Appendices were annexed with the Will for the purpose of
bringing out clarities in regard to the division of the properties.
(iv) Medical certificates were annexed to the Will go to show that the
testatrix had a sound disposing mind, and, thus, the burden of proof
was on the caveators to prove contra.
(v) The High Court committed a serious error insofar as it failed to
take into consideration the effect and purport of Sections 64, 87
and 103 of the Indian Succession Act (for short "the Act").
16. Mr. S.B. Upadhyay, learned senior counsel appearing on behalf of the
respondents, on the other hand, urged:
(i) The Will dated 4.11.1992 was surrounded by suspicious
circumstances as one of the executors was husband of one of the
grand children and son-in-law of one of the daughters, whose
family in turn was the beneficiary of the maximum number of
properties, viz., 27 out of 35 items.
(ii) In view of a clear finding of fact arrived at by the High Court that
the appellant Anil Kak had not only taken away the Will, he had
also not disclose thereabout to the near relatives for a long time, is
also a pointer to show that the execution of the Will by the testatrix
was doubtful.
(iii) Appendices attached to the Will having been brought into
existence at a later date, the provisions contained in Sections 64,
87 and 103 of the Act will have no application, in the instant case.
17. Testatrix at the time of execution of the Will was 85 years old. She
was owner of substantial properties.
18. Although all the four daughters of the testatrix were the beneficiaries
of the properties described in Part A of the Will, detailed directions as to
how the said estate is to be administered had been made therein. Even in
relation to the criteria as regards distribution of assets including the manner
in which the tax and other liabilities are to be made and how the investments
with banks and others are to be encashed, if necessary to be encashed have
been stated. More importantly, however, the shares in the companies were
to be held in the joint names of the testatrix as also the joint executors. The
executors were to hold the same in trust. Whether the said direction had
been carried out and, if so, how and in what manner is not known.
Executors had also been granted express power to recall and repossess the
jewellery, money or money’s wroth possessed by any beneficiary of the Will
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or legatee but ownership of which was not conferred on them for the purpose
of meeting government dues, liabilities or expenses.
19. We may at this stage notice a few stipulations made in the said Will
dated 4.11.1992, which are as under:
"B-4. The Executors will distribute the shares in
companies as detailed in Appendix ’B’ together
with the rights accruing thereto.
B-5. The jewellery belonging to me other than
described in Part ’A’ have been divided and
earmarked in different names as per Appendix ’C’.
I bequeath the items of my jewellery accordingly.
B-6. I bequeath my shares in companies and
deposit with the Seattle Bank in U.S.A. in favour
of the respective nominees/ joint-holders as per
Appendix. All expenses, liabilities, taxes, fees,
etc. in realizing and distributing the said assets
shall be borne proportionately by the nominees/
joint-holders."
20. The Will was purported to have been executed in presence of one
Shanta Kumari Jain, a notary. Two medical certificates; one issued by Dr.
S.K. Mukherjee and the other by Dr. Normal Sharma, were also annexed
thereto.
21. It is not denied or disputed that the appellant Anil Kak took an active
part in the matter of preparation and execution of the Will.
For proving the said Will, the appellants examined one of the
executors, viz., Kumar Rampratap Singh as PW-1. He was not aware of the
contents of the Will. It was handed over to him on 10.09.1993 by Shri T.N.
Unni (PW-6), Chartered Accountant. It was in turn handed over to Anil
Kak. The said Will was not executed in his presence. He was not even
aware of the execution thereof.
22. Shanta Kumari Jain, Notary, Geeta Sanghi, one of the attesting
witnesses and T.N. Unni examined themselves in support of the case of the
appellants.
According to T.N. Unni, he had drafted only pages one to six of the
Will. The said Will was purported to have been executed at his residence at
Indore. Geeta Sanghi and Baljeet Bawa were the attesting witnesses. Baljit
Bawa, as noticed hereinbefore, was not examined. Geeta Sanghi sought to
prove the testatrix’s signature as also her own signatures on the Will.
23. It is beyond any doubt or dispute that none of the attesting witnesses
had put their signatures on appendices A to C. Appendices A to C contain
the list of jewelleries in great details and which jewellery should be given to
which grand daughter. The Wealth Tax assessment for the year 1992-93
was also annexed by way of a statement showing the market value of the
shares of the companies registered in India. Another appendix specified that
ACC and TISCO shares were to be equally divided amongst four daughters,
viz., as per their average market value on the date of latest Wealth Tax
assessment.
A statement showing the market value of the shares of the companies
registered in U.K. as per the wealth tax assessment for the year 1992-93 was
also annexed. In regard to the division thereof, it is stated that "each
company’s share is divided equally amongst my four daughters". Names of
the daughters had again been mentioned therein. Statement showing the
value of quoted shares as per wealth tax assessment for the year 1992-93 had
also been appended, the division whereof were to be done in the following
manner:
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"The shares in each company will be divided into
six equal divisions. My grand children Gangesh
Kumari, Jagat Bingley and Ashish Dalvi will get
one Division each and my great grand children are
bequeathed three remaining shares as follows \026
Children of Gangesh Kumari get one division,
Children of Jagat Bingley get one division,
children of Vijayendra Ghatge get one division. In
case Ashish Dalvi is married and has children
before my demise, the shares in each company will
be divided into seven equal divisions and
distribution remains the same with the additional
division going to the children of Ashish Dalvi."
24. It also contained bequeaths of jewellery from the personal list of the
testatrix as valued on 31st March, 1992 done by M/s. J.R.M. Bhandari. It
again contained the statement showing the value of quoted shares in respect
of certain companies and the mode and manner in which division thereof
should be carried out.
25. It has furthermore been admitted that those appendices did not see the
light of the day when the Will was executed by the testatrix and attested and
notarised.
26. It has furthermore not been disputed that whereas Gangesh Kumari,
Jagat Bingley and Ashish Dalvi are children of Sumitra Raje Dalvi, the only
other grand child of testatrix Vijayender Ghatge is son of Sita Raje Ghatge.
From the list containing the details of the jewellery, it appears that Vijendera
Ghatge and family had been given one semi rectangle clip set with diamond
and ruby cabochon and two buttons studded with diamonds and pearls set in
gold. Umika Ghatge had also been given one square diamond ring and one
bracelet watch set with diamonds ruby and emerald.
It furthermore appears that Arjun Kak is also a beneficiary under the
Will.
27. The High Court made a distinction between the documents which are
mere appendices to an otherwise complete Will and those which are part and
parcel of the Will forming its integral part.
28. From what has been noticed hereinbefore it is clearly evident that
division has not been made per stripe or per capita but by species. Each one
of the jewelleries which was to be bequeathed to each of the beneficiary
thereunder had specifically been specified. Moreover, from the valuation
report, it would appear that the respective distribution purported to have
been made in terms of the appendices would not make them of equal value
or nearabout which was the desire of the testatrix.
29. We may now notice the provisions of Sections 64, 87 and 103 of the
Act whereupon strong reliance has been placed by the learned counsel
appearing for the appellants.
Section 64 of the Act reads as under:
"64. Incorporation of papers by reference \026 if a
testator, in a will or codicil duly attested, refers to
any other document then actually written as
expressing any part of his intentions, such
document shall be deemed to form a part of the
will or codicil in which it is referred to."
30. The rule of incorporation by reference is well-known. One document
is incorporated by reference in another when it is referred to, as if it would
form an integral part thereof. [See Sarabjit Rick Singh v. Union of India
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2007 (14) SCALE 263]
31. Principle of incorporation by reference was evolved so as to avoid
unnecessary repetition of the same documents again and again in different
parts of the original document. For invoking the said principle, a document
must be in existence. It cannot be brought into existence later on. The
executor of a document must know what the other document which he
intends to incorporate in the Will contains.
This aspect of the matter has been considered by the House of Lords
in William Henry Singleton v. Thomas Tomlinson and others [1878 (3) AC
404], wherein it was held:
"The question which arose in the Court below was
whether in construing the will and in determining
what the meaning of the testator was, this schedule
could be looked at; and, my Lords, on that point it
will be quite sufficient if I refer to the two
propositions which were laid down, and which
indeed were not challenged by any of the counsel
at your Lordships’ Bar. It was said that there are
certain cases in which, although a document is not
admitted to probate, still it may be referred to in a
will in such a way as that you are entitled to look
at the document, because it is virtually
incorporated in that which is admitted to probate;
and the two propositions which were laid down as
the tests of the case in which a document under
those circumstances could be looked at were these:
first, that it must be clearly identified by the
description given of it in the will; and secondly,
that it must be shown to have been in existence at
the time when the will was executed."
[See also Theobald on Wills, Sixteenth Edition, pages 59-61]
In Halsbury’s Laws of England, Fourth Edition, Paragraph 817 at
pages 433-34, it is stated:
"Incorporation of documents: In certain cases
documents referred to in a testator’s will or codicil,
though not themselves duly executed, may be
incorporated in the will and included in the
probate[ Re Mardon [1944] P 109 at 112, [1944] 2
All ER 397 at 399.] Such a document must be
strictly identified with the description contained in
the will; but extrinsic evidence is admissible for
the purpose of identification [See for instance,
Allen v. Maddock (1858) I I Moo PCC 427; Re
Almosnino (1859) I SW & TR 508]. The reference
must be to a document as an existing document [
Re Mordon ] and not to one which is to come into
existence at a future date[Re Sunderland (1866)
LR I P & D 198; Re Reid (1868) 38 LJP & M I;
Durham v. Northen [1895] P 66; Re Smart [1902]
P 238. Certainty and identification is the very
essence of incorporation: Croker v. Marquess of
Hertford (1844) 4 Moo PCC 339 at 366, per Dr.
Lushington.] The onus of proving the identity of
the document and its existence at the date of the
will lies upon the party seeking to establish it
[Singleton v. Tomlinson], but the court will draw
inferences from the circumstances surrounding the
execution of the will.
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If the will prima facie refers to the document as an
existing document, then, even though it appears
from the surrounding circumstances, namely the
date of the signing of the document, that it was not
in existence at the date when the will was
originally executed, the document may
nevertheless be admitted to probate, since the will
is treated as speaking from the date of its re-
execution by the codicil; but if the will, treated as
speaking at the date of the codicil, still in terms
refers to a future document, the document cannot
be admitted to probate even though it was in
existence at the date of the codicil.
[ Re Smart [1902] P 238]."
32. Section 87 of the Act provides that testator’s intention to be
effectuated as far as possible, stating:
"87. Testator’s intention to be effectuated as far as
possible. \027The intention of the testator shall not
be set aside because it cannot take effect to the full
extent, but effect is to be given to it as far as
possible."
33. In a case of this nature, however, in our opinion, Section 87 of the Act
will have no application.
34. If the appendices formed an integral part of the Will and in their
absence the Will was not complete, then the intention of the testator cannot
be effectuated. A distinction must be made between an incomplete Will and
a complete Will although intention of the testator cannot be effectuated.
The testator’s intention is collected from a consideration of the whole
Will and not from a part of it. If two parts of the same Will are wholly
irreconcilable, the court of law would not be in a position to come to a
finding that the Will dated 4.11.1992 could be given effect to irrespective of
the appendices. In construing a Will, no doubt all possible contingencies are
required to be taken into consideration. Even if a part is invalid, the entire
document need not be invalidated, only if it forms a severable part. [See
Bajrang Factory Ltd. and Another v. University of Calcutta and Others
(2007) 7 SCC 183]
In Halsbury’s Laws of England, Fourth edition, Volume 50, page 332-
33, it is stated:
"462. Leading principle of construction: The
leading principle of construction which is
applicable to all wills without qualification and
overrides every other rule of construction is that
the testator’s intention is collected from a
consideration of the whole will taken in connection
with any evidence properly admissible, and the
meaning of the will and of every part of it is
determined according to that intention."
In P. Manavala Chetty and five Ors. v. P. Ramanujam Chetty and Anr.
[(1971)1MLJ127] , a single judge of the Madras High Court on the duty of
the court of construction to give intention to the wishes of the testator
opined:
"It is the obvious duty of the Court to ascertain and
give effect to the true intentions of the testator and
also avoid any construction of the will which will
defeat or frustrate or bring about a situation which
is directly contrary to the intentions of the testator.
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At the same time, it must be borne in mind that
there are obvious limits to this doctrine that the
Court should try to ascertain and give effect to the
intentions of the testator. The law requires a will to
be in writing and it cannot, consistently with this
doctrine, permit parol evidence or evidence of
collateral circumstances to be adduced to
contradict or add to or vary the contents of such a
will. No evidence, however powerful it may be,
can be given in a Court of construction in order to
complete an incomplete will, or project back a
valid will, if the terms and conditions of the
written will are useless and in-effective to amount
to a valid bequest, or to prove any intention or
wish of the testator not found in the will. The
testator’s declarations or evidence of collateral
circumstances cannot control the operation of the
clear provisions of the will. The provisions of the
Indian Succession Act referred to earlier indicate
the limits of the Court’s power to take note of the
testator’s declarations and the surroundings
circumstances, i.e., evidence of collateral
circumstances."
[Emphasis Supplied]
As regards two inconsistent wills, with the latter being an incomplete
one, the judgment of Bagnall, Re [[1948] W.N. 324] necessitates one
discussions. In the said case, the testatrix had made two wills, one in 1936
and the other in 1943. In the first will, she gave certain legacies and disposed
of the residue. In the second will, she provided legacies of the same amounts
and in favour of the same persons but did not dispose of the residue. The
second will was not described as a codicil to the first, nor did it expressly
revoke it, but it was manifestly incomplete, ended without any stop and in
the middle of a sentence and was signed by the testator at the bottom of the
page leaving a large gap between the last words and the signature. Probate
was granted of both wills. It was held:
(i) Though the second will was far removed in date from the first and
was not called the "last will", it was intended, at any rate so far as
it went, to take the place of the first will, and, therefore, the
legacies given by the second will were in substitution so far as they
went for those in the first;
(ii) An examination of the two documents, did not support the
conclusion that the intention of the testatrix, when she executed the
second will, was entirely to supersede the earlier instrument, and,
consequently, the first will effectively disposed of the residue, and
one legacy given in the first will but not repeated in the second will
was not revoked by the latter.
In the judgment, the case of Kidd v. North [ 16 L.J. Ch. at p. 117] was
referred to. There, an incomplete testamentary paper containing a legacy of
500 Pounds in favour of one Bridgett Bibby was admitted to probate with a
will and three codicils of prior date and the question was whether this legacy
was in substitution for a larger sum given by the first codicil. Lord
Chancellor, held, thus:
"When the testamentary papers of which probate is
granted appear to give several legacies to the same
persons, it is often extremely difficult to ascertain
what was the real intention of the testator,; and to
attain that object as far as possible certain rules
have been laid down and nice distinctions taken;
but such rules and distinctions are applicable only
to cases in which there is no internal evidence of
intention; for where there that is to be found; it
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must prevail. Such is the present case; for I
conceive it to be clear that the last testamentary
paper was intended to be in substitution for all the
others, and to supersede the provisions contained
in them. It is indeed incomplete; but the
ecclesiastical court having granted probate of it, no
question can be made as to its being testamentary
and operative as such so far as it goes. It is
reasonable to give such effect to the incomplete
instrument, if it contains within itself evidence of
an intention to make an entirely new disposition;
and for that purpose to undo all that had been done
before; but if the new disposition applies only to
part of the subject matter, the instrument being
upon the face of it incomplete, and not applying to
other parts, it is consistent with the principle to
give effect to this intention, so far as it is
expressed, but to consider the first disposition as
operative, so far as no substituted disposition is
provided in its place."
35. But, the aforementioned principle cannot be applied in the instant case
inasmuch as appendices appended to the Will clearly specify as to how and
in what manner the intention of the testatrix to divide her properties equally
amongst her daughters and/ or her grand children was to be implemented.
It is not a case where a general division was to be made leaving the
manner of application to the executors. The Will refers to appendices. Once
it refers to the appendices indicating that the distribution shall be in terms
thereof, it is difficult to comprehend as to how without the same, the Will
can be said to be a complete one so as to effectuate the intention of the
testator. The intention of the testator in other words must be found out from
the entire Will. It has to be read as a whole. An endeavour should be made
to give effect to each part of it. Only when one part cannot be given effect
to, having regard to another part, the doctrine of purposive construction as
also the general principles of construction of deed may be given effect to. In
the instant case, the document is one. It is inseparable. Whereas the
principal document provides for the broad division, the principles of division
laid down therein would be followed if the appendices are to be taken
recourse to. If the principles of equality as has been suggested by the
learned counsel is to be given effect to, it was expected that the testatrix
intended to confer the same benefit or the benefit having same value or
nearabout to be conferred on each of the legatees.
In effect and substance, the purported directions contained in the
appendices which did not see the light of the day on the date of execution of
the Will, make the application of the directions of the testatrix wholly
impossible to be carried out. It is in that sense the provisions of Section 87
of the Act are applicable.
36. The High Court has assigned good and cogent reasons in support of its
judgment for not accepting the evidence of Mr. Unni. Mr. Unni admitted
that the appendices were to be brought by Anil Kak. If the same had not
been brought to her on the day the Will was executed, we wonder how the
testatrix had knowledge thereabout. It now almost stands admitted that the
appendices did not form part of the Will at the time of its purported
execution. If the Will was incomplete the question of its proving the
execution does not arise. An integral part of the document for the purpose of
satisfying the tests laid down under Section 63(1)(c) of the Act and Section
68 of the Evidence Act must mean a complete document.
37. In "Jarman on Wills", Volume 1, Eight Edition (Sweet & Maxwell) at
Pages 145-46 on Incomplete Wills, it is stated:
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"XII.- Incomplete Wills: Cases sometimes
occurred under the old law, and may possibly arise
under the present, in which something more than
mere compliance with legal requirements was
made necessary to the efficacy of the will by the
testator himself, he having chose to prescribe to
himself a special mode of execution; for in such
case, if the testator afterwards neglects to comply
with the prescribed formalities, the inference to be
drawn from these circumstances is, that he had not
fully and definitely resolved on adopting the paper
as his will [ Accordingly, under the old law, which
did not require wills of personalty to be
authenticated by the testator’s signature or by
attestation, the Prerogative court in several
instances refused to probate of wills, concluding
with the words "In Witness", etc , but not signed:
Abbot v. Peters, 4 Hagg. 380. Questions as to the
testamentary validity of incomplete papers rarely
occur in practice, now that authentication of
signature and attestation are essential to such
validity.] The presumption is slight where the
instrument is duly signed and attested, and perfect
in all other respects, but must apparently be
rebutted by some evidence before it can be
admitted to probate.[ Per Sir J. Nicholl in Beaty v.
Beaty. See also 1 Wms. Exors., Pt. 1., Bk. II , Ch.
II, s.2.].
But this doctrine in favour of imperfect papers
obtains only where the defect is in regard to some
formal act, which the testator has prescribed as
necessary for the authentication of his will, and not
where it applies to the contents of the instrument;
for, if in its actual state the paper contains only a
partial disclosure if the testamentary scheme of the
deceased, it necessarily fails of effect, even though
its completion was prevented by circumstances
beyond his control [ Montefiore v. Montefiore, 23
Ad. 354; see also Griffin v. Griffin, 4 Ves. 197, n.
This case afforded two sufficient grounds for the
rejection of the paper; first, that it was not the
whole will; and secondly, that its completion was
not prevented by inevitable circumstances].
In short, the presumption is always against a paper
which bears self-evident marks of being
unfinished; and it behoves those who assert its
testamentary character distinctly to show, either
that the deceased intended the paper in its actual
condition to operate as his will, or that he was
prevented by involuntary accident from
completing it [Reay v. Cowcher, 1 hagg. 75, 2 ib.
249; Wood v. medley, 1 ib. 661; In b. Robinson,
ib. 643; Bragge v. Dyer, 3 hag. 207; Gillow v.
Bourne, 4 Hagg. 192. And to the contrary
presumption in favour of a regularly executed and
apparently completed will, vide Shadbolt v. Wagh.
570; Blewitt v. Blewitt, 4 Hagg. 410.]"
To the same effect is Alexander on "Commentaries on Wills" Vol. I,
Exceution at page 193-94 which states:
"prior to the Statute of Wills of 1 Vict., ch. 26, and
the American statutes, which require the same
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formalities in the execution and attestation of wills
of personalty as in devises of realty, the courts
allowed imperfectly executed testamentary
writings to take effect as nuncupative dispositions
of personalty, where it appeared that the testators
intended them to operate in the form in which they
were found, and that the failure to completely
execute them arose for some reason other than a
purpose to abandon."
It was further stated:
"But the courts always viewed such instruments
with suspicion and, in proportion to the
incompleteness of the document, demanded a
higher degree of evidence\005But the more modern
day doctrine is that a nuncupative will can be made
only by spoken words or by signs and that, if the
words be reduced to writing by the testator or by
someone else at his request, they lose their
nuncupative character. And it seems that under the
modern statutes and rulings, even verbal
instructions for drawing up a written will, although
spoken in the presence of the proper number of
witnesses, can not be admitted to probate as a
nuncupative will."
38. Section 103 of the Act speaks of a residuary bequest but the same
evidently has no application in this case.
The execution of the Will becomes impossible both in respect of the
properties described in Part A and Part B.
39. Furthermore, the Will is surrounded by suspicious circumstances.
The execution of a Will does not only mean proving of the signatures
of the executors and the attesting witnesses. It means something more. A
Will is not an ordinary document. It although requires to be proved like any
other documents but the statutory conditions imposed by reason of Section
63(c) of the Act and Section 68 of the Indian Evidence Act cannot be
ignored.
In B. Venkatamuni v. C.J. Ayodhya Ram Singh & Ors. [2006 (11)
SCALE 148], this Court held:
"It is, however, well settled that compliance of
statutory requirements itself is not sufficient as
would appear from the discussions hereinafter
made."
It was observed:
"Yet again Section 68 of the Indian Evidence Act
postulates the mode and manner in which proof of
execution of document which is required by law to
be attested stating that the execution must be
proved by at least one attesting witness, if an
attesting witness is alive and subject to the process
of the Court and capable of giving evidence."
Yet again in Niranjan Umeshchandra Joshi v. Mrudula Jyoti Rao &
Ors. [2006 (14) SCALE 186], this Court held:
"Section 63 of the Indian Succession Act
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lays down the mode and manner of execution of an
unprivileged Will. Section 68 of the Indian
Evidence Act postulates the mode and manner of
execution of document which is required by law to
be attested. It in unequivocal terms states that
execution of Will must be proved at least by one
attesting witness, if an attesting witness is alive
subject to the process of the court and capable of
giving evidence. A Will is to prove what is
loosely called as primary evidence, except where
proof is permitted by leading secondary evidence.
Unlike other documents, proof of execution of any
other document under the Act would not be
sufficient as in terms of Section 68 of the Indian
Evidence Act, execution must be proved at least by
one of the attesting witnesses. While making
attestation, there must be an animus attestandi, on
the part of the attesting witness, meaning thereby,
he must intend to attest and extrinsic evidence on
this point is receivable.
The burden of proof that the Will has been validly
executed and is a genuine document is on the
propounder. The propounder is also required to
prove that the testator has signed the Will and that
he had put his signature out of his own free will
having a sound disposition of mind and understood
the nature and effect thereof. If sufficient evidence
in this behalf is brought on record, the onus of the
propounder may be held to have been discharged.
But, the onus would be on the applicant to remove
the suspicion by leading sufficient and cogent
evidence if there exists any. In the case of proof of
Will, a signature of a testator alone would not
prove the execution thereof, if his mind may
appear to be very feeble and debilitated. However,
if a defence of fraud, coercion or undue influence
is raised, the burden would be on the caveator.
[See Madhukar D. Shende v. Tarabai Shedage
(2002) 2 SCC 85 and Sridevi & Ors. v. Jayaraja
Shetty & Ors. (2005) 8 SCC 784]. Subject to
above, proof of a Will does not ordinarily differ
from that of proving any other document."
[See also Adivekka and Others v. Hanamavva Kom Venkatesh (Dead)
By LRs. and Another (2007) 7 SCC 91]
40. Whereas execution of any other document can be proved by proving
the writings of the document or the contents of it as also the execution
thereof, in the event there exists suspicious circumstances the party seeking
to obtain probate and/ or letters of administration with a copy of the Will
annexed must also adduce evidence to the satisfaction of the court before it
can be accepted as genuine.
41. As an order granting probate is a judgment in rem, the court must also
satisfy its conscience before it passes an order.
It may be true that deprivation of a due share by the natural heir by
itself may not be held to be a suspicious circumstance but it is one of the
factors which is taken into consideration by the courts before granting
probate of a Will.
Unlike other documents, even animus attestandi is a necessary
ingredient for proving the attestation.
In Benga Behera & Anr. v. Braja Kishore Nanda & Ors. [2007 (7)
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SCALE 228], this Court held:
"46. Existence of suspicious circumstances itself
may be held to be sufficient to arrive at a
conclusion that execution of the Will has not duly
been proved."
In B. Venkatamuni v. C.J. Ayodhya Ram Singh & Ors. [2006 (11)
SCALE 148], it was stated:
"However, having regard to the fact that the Will
was registered one and the propounder had
discharged the onus, it was held that in such
circumstances, the onus shifts to the contestant
opposing the Will to bring material on record
meeting such prima facie case in which event the
onus shifts back on the propounder to satisfy the
court affirmatively that the testator did not know
well the contents of the Will and in sound
disposing capacity executed the same.
Each case, however, must be determined in
the fact situation obtaining therein.
The Division Bench of the High Court was,
with respect, thus, entirely wrong in proceeding on
the premise that compliance of legal formalities as
regards proof of the Will would sub-serve the
purpose and the suspicious circumstances
surrounding the execution thereof is not of much
significance.
The suspicious circumstances pointed out by
the learned District Judge and the learned Single
Judge of the High Court, were glaring on the face
of the records. They could not have been ignored
by the Division Bench and in any event, the
Division Bench should have been slow in
interfering with the findings of fact arrived at by
the said court. It applied a wrong legal test and
thus, came to an erroneous decision."
Yet again in Savithri & Ors. v. Karthyayani Amma & Ors. [JT 2007
(12) SC 248], this Court held:
"18. We do not find in the fact situation obtaining
herein that any such suspicious circumstance was
existing. We are not unmindful of the fact that the
court must satisfy its conscience before its
genuineness is accepted. But what is necessary
therefor, is a rational approach.
19. Deprivation of a due share by the natural
heirs itself is not a factor which would lead to the
conclusion that there exist suspicious
circumstances. For the said purpose, as noticed
hereinbefore, the background facts should also be
taken into consideration. The son was not meeting
his father. He had not been attending to him. He
was not even meeting the expenses for his
treatment from 1959, when he lost his job till his
death in 1978. The testator was living with his
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sister and her children. If in that situation, if he
executed a Will in their favour, no exception
thereto can be taken. Even then, something was
left for the appellant."
42. The court is, thus, required to adopt a rational approach in a situation
of this nature. Once the court is required to satisfy its conscience, existence
of suspicious circumstances play a prominent role. The Will, as noticed
hereinbefore, is in two parts. Whereas the first part deals with the property
belonging to the husband of the testatrix, the second part deals with the
properties which purportedly belongs to her. Distribution of assets,
however, was not specifically stated in the Will. They were to be made as
per the appendices annexed thereto. The appendices which were required to
be read as a part of the main Will so as to effectuate the intention of the
testatrix have not been proved. The Will by its own cannot be given effect
to. The Will must be read along with the appendices. No doubt in
construing a Will arm chair rule is to be adopted. The Will was, therefore,
not complete. It is not correct to contend that the appendices were very
much in existence at the time when the Will was executed. Existence of a
document must mean the actual existence.
We are, therefore, of the opinion that no case has been made out for
interference with the impugned judgment.
43. For the reasons aforementioned, the appeals are dismissed with costs.
Counsel’s fee assessed at Rs. 50,000/-.