Full Judgment Text
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PETITIONER:
P.V. NARASIMHA RAO
Vs.
RESPONDENT:
STATE(CBI/SPE)
DATE OF JUDGMENT: 17/04/1998
BENCH:
S.P. BHARUCHA, S. RAJENDRA BABU
ACT:
HEADNOTE:
JUDGMENT:
WITH
Crl.A.No.1209/97,1210-1212/97, 1213/97, 1214/97, 1215/97,
1216/97,1217-18/97, 1219/97, 1220/97, 1221/97,1222/97,186/98
& 187/98
J U D G M E N T
BHARUCHA,J.
On 26th July, 1993, a motion of no-confidence was moved
in the Lok Sabha against the minority government of P.V.
Narasimha Rao. The support of 14 member was needed to have
the no-confidence motion defeated. On 28th July, 1993, the
no-confidence motion was lost, 251 members having voted in
support and 265 against. Suraj Mandal, Shibu Soren, Simon
Marandi and Shailender Mahto, members of the Lok Sabha
owing allegiance to the Jharkhand Mukti Morcha (the JMM),
and Ram Lakhan Singh Yadav, Roshan Lal, Anadicharan Das,
Abhay Pratap Singh and Haji Gulam Mohammed, members of the
Lok Sabha owing allegiance to the Janata Dal, Ajit Singh
group(the J.D.,A.S.), voted against the no-confidence
motion. Ajit Singh, a member of the Lok Sabha owing
allegiance to the J.D,A.S., abstained from voting thereon.
It is the respondents case that the abovenamed members
agreed to and did receive bribes, to the giving of which
P.V. Narasimha Rao, M.P. and Prime Minister, Satish Sharma,
M.P. and Minister, Buta Singh, M.P. V.Rajeswar Rao, M.P.,
N.M. Ravanna, Ram Linga Reddy, M.L.A., M.Veerappa Moily,
M.L.A. and Chief Minister, State of Karnataka,
D.K.Adikeshavulu, M. Thimmogowda and Bhajan Lal, M.L.A. And
Chief Minister, State of Haryana, were parties, to vote
against the no-confidence motion. A prosecution being
launched against the aforesaid alleged bribe givers and
bribe takers subsequent to the vote upon the no-confidence
motion, cognizance was taken by the Special Judge, Delhi.
The Charge framed against P.V. Narasimha Rao reads thus:
"That you P.V. Narasimha Rao
between July and August, 1993 at
Delhi and Bangalore were party to a
criminal conspiracy and agreed to
or entered into an agreement with
your co-accused Capt. Satish
Sharma, Buta Singh, V.Rajeshwara
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rao, HM Revanna, Ramlinga Reddy, M.
Veerappa Moiley, D.K. Audi
Keshvalu, M. Thimmegowda, Bhajan
Lal, JMM (Jharkhand Mukti Morcha)
MPs Suraj Mandal, Shibu Soren,
Simon Marandi, Shailendra Mahto
(approver, since granted pardon on
8.4.97), Janta Dal (Ajit Group) MPs
Ajit Singh Ram Lakhan Singh Yadav,
Ram Sharan Yadav, Roshan Lal, Anadi
Chran Das, Abhay Pratap Singh ,
Haji Ghulam Mohd, Khan and late
G.C. Munda to defeat the no-
confidence motion moved on 26.7.93
against the then Congress (I) Govt.
headed by you by illegal means
viz. To offer or cause to offer and
pay gratification other than the
legal remuneration to your co-
accused persons namely J.M.M. and
Janta Dal (A) MPs named above as a
motive or reward for their helping
in defeating the said no confidence
motion moved by the opposition
parties and in pursuance of the
said agreement you paid or caused
to pay several lacs of rupees to
the above referred JMM and Janta
Dal (A) MPs who obtained or
attempted to obtain the same in the
manner stated above and thereby you
have committed an offence
punishable u/S 120 B IPC r/w
Sections 7,12 and 13(2) r/w 13 (2)
r/w 13(i)(d) of the PC Act 1988 and
within my cognizance.
Secondly you P.V. Narasimha
Rao in pursuance of the aforesaid
criminal conspiracy during the
aforesaid period and at the
aforesaid places abetted the
commission of offence punishable
u/S 7 of P.C. Act by above referred
JMM and Janta Dal (A) MPs and
thereby you have committed an
offence punishable u/S 12 of the
P.C. Act and within my cognizance."
Similarly charges were framed against the alleged bribe
givers.
The charge framed against Suraj Mandal of the J.M.M.
reads thus:
"Firstly you between July and
August, 1993 at Delhi and Bangalore
were party to a criminal conspiracy
and agreed to or enter into an
agreement with your co-accused P.V.
Narasimha Rao, Capt. Satish Sharma,
Buta Singh, V.Rajeshwara Rao, H.M.
Revanna, Ramlinga Reddy, M.Veerappa
Moiley, D.K. Audi Keshvalu. M,
Thimmegowda, Bhajan Lal, JMM
(Jharkhand Mukti MOrcha) MPs Shibu
Soren. Simon Marandi, Shailendra
Mehto (Approver, since granted
pardon on 8.4.97), Janta Dal (Ajit
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Group) MPs, Ajit Singh, Ram Lakhan
Singh Yadav. Roshan Lal, Anadi
Chran Dass, Abhey Partap Singh,
Haji Ghulam Mohd. Khan and late
G.C. Munda to defeat the no
confidence motion moved against the
then Congress (I) Government headed
by accused Shri P.V.Narasimha Rao
on 26.793 by illegal means viz. To
obtain or agree to obtain
gratification other than legal
remunerations from your above named
accused persons other than JMM and
Janta Dal (A) MPs as a motive or
reward for defeating the no
confidence motion and in pursuance
thereof above named accused persons
other than JMM and Janta Dal (A)
passed on several lacs of rupees
to you or your other co-accused
namely JMM and Janta Dal (A) MPs
which amounts were persons and
thereby you have committed an
offence punishable u/s 120B r/w
Sections 7,12,13(2) r/w section
134(i)(d) of the P.C. Act and
within my cognizance.
Secondly, that you being
a public servant while functioning
in your capacity of Member of
Parliament (10th Lok Sabha) during
the aforesaid period and at the
aforesaid places in pursuance of
the aforesaid conspiracy demanded
and accepted from your co-accused
other than JMM & JD(A) MPs
mentioned above a sum of Rs.280
lacs for yourself and other JMM MPs
named above other than your legal
remuneration as a motive or reward
for defeating above referred no
confidence motion moved against the
then Govt. of Congress (I) headed
by your co-accused Shri P.V.
Narasimha Rao and thereby you have
committed an offence punishable u/S
7 the P.C. Act and within my
cognizance.
Thirdly, you during the
aforesaid period and at the
aforesaid places being a public
servant while functioning in your
aforesaid capacity of Member of
Parliament by corrupt or illegal
means and by abusing your position
as a said public servant obtained
for yourself or your other co-
accused i.e. JMM MPs named above
the pecuniary advantage to the
extent of Rs.280 lacs and thereby
committed an offence punishable u/S
13(2) read with Section 13(i)(d) of
P.C. Act and within my cognizance.
Fourthly, that you during the
pendency of investigation of
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present case while writ petition
No.789/96 was pending disposal in
Hon’ble High Court between February
to April, 1996 at Delhi, Ranchi and
other places intentionally caused
to bring false evidence into
existence by fabricating or causing
to fabricate the documents or
records i. e. books of accounts,
proceeding books, etc. of JMM
Central Office. Ranchi for the
purpose of being used in any stage
of judicial proceedings and thereby
committed an offence u/S 193 IPC
and within my cognizance.
Similar charges were framed against the other alleged bribe
takers of the J.M.M Similar charges were also framed against
the alleged bribe takers of the J.D., A.S., except that
there was no charge against them under Section 193 of the
Indian Penal Code. Shailender Mahto of the J.M.M., it may
be mentioned, later turned approver and was pardoned.
The persons sought to be charged as aforesaid filed
petitions in the High Court at Delhi Seeking to quash the
charges. By the judgment and order which is under challenge,
the High Court dismissed the petitions. Hence, these
appeals. The appeals were heard by a bench of three learned
judges and then referred to a Constitution Bench, broadly
put, is that, by virtue of the provisions of Article 105,
they are immune from the prosecution and that, in any event,
they cannot be prosecuted under the Prevention of Corruption
Act, 1998.
Privilege.
Article 105 of the Constitution reads thus:
"105. Powers, privileges, etc., of
the House of Parliament and of the
members and committees thereof. -
(1) Subject to the provisions of
this Constitution and to the rules
and standing order regulating the
procedure of Parliament, there
shall be freedom of speech in
Parliament.
(2) NO Member of Parliament shall
be liable to any proceedings in any
court in respect of anything said
or any vote given by him in
Parliament or any committee
thereof, and no person shall be so
liable in respect of the
publication by or under the
authority of either House of
Parliament of any report, papers,
votes or proceedings.
(3) In other respects, the powers,
privileges and immunities of each
House of Parliament, and of the
members and the committees of each
House. shall be such as may from
time to time be defined by
Parliament by law, and until so
defined shall be those of that
House and of its members and
committees immediately before the
coming into force of section 15 of
the Constitution (Forty-fourth
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Amendment ) Act, 1978.
(4) The provisions of clauses (1),
(2) and (3) shall apply in relation
to persons who by virtue of this
constitution to take part in the
proceedings of, a House of
Parliament or any committee thereof
as they apply in relation to
members of the Parliament."
Mr. P.P.. Rao addressed us on behalf of P.V. Narasimha
Rao, Mr. D.D. Thakur on behalf of Satish Sharma, Mr. Kapil
Sibal on behalf of Bhajan Lal and Dr.Surat Singh on behalf
of some of the J.D., A.S. M.Ps. All of them relied upon sub
article (2) OF Article 105. Only Mr. P.P. Rao, learned
counsel for P.V. Narasimha Rao, relied, in addition, upon
sub article(3) thereof.
Article 105(2).
By reason of Sub-article (1) of Article 105, members of
Parliament enjoy freedom of speech subject only to the
provisions of the Constitution and the rules and standing
orders regulating the procedure of Parliament. That express
provision is made for freedom of speech in Parliament in
sub-article (1) of article 105 suggests that this freedom
is independent of the freedom of speech conferred by Article
19 and unrestricted by the exceptions contained therein.
This is recognition of the fact that members need to be free
of all constraints in the matter of what they say in
Parliament if they are effectively to represent their
constituencies in its deliberations. Sub-article (2) of
Article 105 puts negatively what sub-article (1) states
affirmatively.
Both sub-articles must be read together to deter mine their
content. By reason of the first part of sub-article (2) no
member is answerable in a court of law or any similar
tribunal for what he has said in Parliament. This again is
recognition of the fact that a member needs the freedom to
say what he thinks is right in Parliament undeterred by the
fear of being proceeded against. A vote, whether cast by
voice or gesture or the aid of a machine, is treated as an
extension of speech or a substitute for speech and is
given the protection that the spoken word has. Two comments
need to be made in regard to the plain language of the first
part of sub-article (2). First, what has protection is what
has been said and a vote that has been cast, not something
that might have been said but was not, or a vote that might
have been cast but was not. Secondly, the protection is
broad, being "in respect of". It is so given to secure the
freedom of speech in Parliament that sub-article (1)
provides for. It is necessary, given the role members of
Parliament must perform . The protection is absolute against
court proceedings that have a nexus with what has been said,
or a vote that has been cast in Parliament. The second part
of sub-article (2) provides that no person shall be liable
to any proceedings in any court in respect of the
publication of any report, papers, votes or proceedings if
the publication is by or under the authority of either
House of Parliament. A person who publishes a report or
papers or votes or proceedings by or under the authority of
Parliament is thereby given protection in the same broad
terms against liability to proceedings in any court
connected with such publication. The constitution having
dealt with the all - important privilege of members of
Parliament to speak and vote therein as they deem fir, freed
of the fear of attracting legal proceedings concerning what
they say or how they vote, provides for other powers,
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privileges and immunities is sub-article (3). Till defined
by Parliament by enactment, they are such as were enjoyed
before the Constitution came into force; that is to say,
they are such as were enjoyed by the House of Commons just
before 26th January, 1950. For it to be established that any
power, privilege or immunity exists under sub-article (3),
it must be shown that power, privilege or immunity had been
recognised as inhering in the House of Commons at the
commencement of the Constitution. So important was the
freedom to speak and vote in Parliament thought to be that
it was expressly provided for, not left to be gathered, as
other powers, privileges and immunities were, from the House
of Commons. In so far as the immunity that attaches to what
is spoken in Parliament and to a vote given therein is
concerned, provision is made in sub-article (2); it is only
in other respects that sub-article (3) applies. For the sake
of completeness, though we are not here concerned with it,
we must add that sub-article (4) gives the protection of the
Sub-articles that preceded it to all who have the right to
address the House, for example, the Attorney General.
The provisions of Article 105 and of Article 194, which
is in the same terms but deals with the privileges of
Legislative Assemblies, have been examined by this Court in
the past. In the case of Pandit M.S.M. Sharma v.Shri Sri
Krishna Sinha And Others, [1959] Supp.1 S.C.R. 806, a
portion of the speech made by a member of a Legislative
Assembly had been expunged by the orders of the Speaker.
Nonetheless, the speech was published in its entirety in a
newspaper of which the petitioner was the editor. He was
called upon to show cause why action should not be taken
against him for breach of privilege of the Legislative
Assembly and he challenged the notice by a petition under
Article 32. S.R. Das, C.J., speaking for the majority on the
Constitution Bench which heard the writ petition, observed
that Parliamentary privilege in England was defined in May’s
Parliamentary practice as "the sum of the peculiar rights
enjoyed by each House collectively as a constituent part of
the High Court of Parliament, and by members of each House
individually, without which they could not discharge their
functions, and which exceed those possessed by other bodies
individuals". The privileges of the House of Commons, as
distinct from those of the House of Lords, were defined as
"the sum of the fundamental rights of the House and of its
individual members as against the prerogatives of the Crown,
the authority of the ordinary courts of law and the special
rights of the House of Lords". The privileges of the House
of Commons included the freedom of speech, which had been
claimed in 1554. This comprised the right of the House to
provide for the due composition of its own body, the right
to regulate its own proceedings, the right to exclude
stranger, the right to prohibit publication of its debates
and the right to enforce observation of its privileges by
fine, imprisonment and expulsion. For deliberative bodies
like the House of Lords and Commons, this Court said,
"freedom of speech is of the utmost importance. A full and
free debate is of the essence of Parliamentary democracy."
The argument that the whole of article 194 was subject to
Article 19(1)(a) overlooked the provisions of article
194(2). The right conferred on a citizen under Article
19(1)(a) could be restricted by a law which fell within sub-
article 2 of that Article and he could be made liable in a
court of law for breach of such law, but Article 194(2)
categorically laid down that no member of the legislature
was to be made liable to any proceedings in any court in
respect of anything said or any vote given by him in the
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Legislature or in committees thereof and that no person
would be liable in respect of the publication by or under
the authority of the House of such a Legislature of any
report, paper or proceedings. The provisions of Article
194(2), therefore, indicated that the freedom of speech
referred to in sub-article (1) thereof was different from
the freedom of speech and expression guaranteed under
Article 19(1)(a) and could not be cut down in any way by any
law contemplated by article 19(2). A law made by Parliament
in pursuance of the earlier part of Article 105(3) or by a
State Legislature in pursuance of the earlier part of
Article 194(3) was not law made in exercise of constituent
power but law made in exercise of ordinary legislative power
under Article 246 read with the relevant entries.
Consequently, if such a law took away or abridged any of the
fundamental rights, it would contravene the peremptory
provisions of Article 13(2) and would be void to the extent
of such contravention. It might well be that that was reason
why Parliament and the State Legislatures had not made laws
defining their powers, privileges or immunities conferred by
the latter part of Articles 105 and 194 were repugnant to
the fundamental rights, they would be void to the extent of
such repugnancy. It could not be overlooked that the
provisions of Articles 105(3) and 194(3) were constitutional
law and not ordinary law made by Parliament or the State
Legislatures and therefore, they were as supreme as the
provisions of part II of the Constitution. Further, quite
conceivably, the Constitution makers, not knowing what
powers, privileges and immunities Parliament
or the State Legislatures might claim, though fir not to
take any risk and made such laws subject to the provisions
of Article 13; but that, knowing and being satisfied with
the reasonableness of the powers, privileges and immunities
of the House of Commons at the commencement of the
Constitution, they did not, in their wisdom, think fit to
make such powers, privileges and immunities subject to the
fundamental right conferred by Article 19(1)(a).
The case of Dr. Satish Chandra Ghosh V.Hari Sadhan
Mukherjee, [1961] 3 S.C.R. 486, dealt with an appellant who
was a member of a Legislative Assembly. He had given notice
of his intention to put certain questions in the Assembly.
The questions being disallowed by the Speaker, he had
published them in a journal in his constituency. The first
respondent, whose conduct was the subject-matter of the
questions, filed a complaint under the Indian Penal Code
against the appellant and the printer and publisher of the
journal. The appellant pleaded privilege and immunity under
Article 194 of the Constitution as a bar to criminal
prosecution. The claim of absolute privilege was disallowed
by this Court. It was said, with reference to the law in
England in respect of the privileges and immunities of the
House of Commons, that there was no absolute privilege
attaching to the publication of extracts from proceedings in
the House. So far as a member of the House of Commons was
concerned, he had an absolute privilege in respect of what
he had spoken within the four walls of the House, but there
was only a qualified privilege in his favour even in respect
of what he had himself said in the House if he caused the
same to be published in the public press. The legal
position, which was undisputed, was that unless the
appellant could make out an absolute privilege in his favour
in respect of the publication which was the subject-matter
of the charge, the prosecution against him could not be
quashed. He having no such absolute privilege, it was held
that "he must take his trial and enter upon his defence,
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such as he may have."
Special Reference No.1 of 1964,[1965] 1 S.C.R. 412
known more commonly as Keshav Singh’s case or the Privileges
case, deals extensively with the scope of the privileges of
legislative bodies. The Presidential Reference was made in
the following circumstances: The Legislative Assembly of the
State of Uttar Pradesh committed one Keshav Singh, not one
of its members, to prison for contempt. The warrant it
issued was a general warrant, in that it did not set out the
facts which had been found to be contumacious. Keshav Singh
moved a petition under Article 226 challenging his committal
and he prayed for bail. Two learned judges of the Lucknow
Bench of the High Court ordered that Keshav Singh be
released on bail pending the decision on the writ petition.
The Legislative Assembly passed a resolution requiring the
production in custody before it of Keshav Singh, the
advocate who had appeared for him and the two judges who has
granted him bail. The judges and the advocate filed writ
petitions before the High Court at Allahabad. A Full Bench
of the High Court admitted their petitions and ordered the
stay of the execution of the Assembly’s resolution. The
Legislative Assembly modified its earlier resolution so that
the two judges were now asked to appear before the House and
offer an explanation. The President thereupon made the
Special Reference. Briefly put, the questions he asked were
: whether the Lucknow Bench could have entertained Keshav
Singh’s writ petition and released him on bail; whether the
judges who entertained the petition and granted bail and
Keshav Singh and his advocate had committed contempt of the
Assembly; whether the Assembly was competent to require the
production of the judges and the advocate before it in
custody or to call for their explanation; whether the Full
Bench of the High Court have entertained the writ petitions
of the two judges and the advocate and could have stayed the
implementation of the resolution of the Assembly; and
whether a judge who entered or dealt with a petition
challenging any order of a Legislature imposing penalty or
issuing process against the petitioner for its contempt or
for infringement of its privileges and immunities committed
contempt of the Legislature and whether the Legislature was
competent to take proceedings against the judge in the
exercise of its powers, privileges and immunities. The
adjectival clause "regulating the procedure of the
Legislature" in Article 194(1) governed, it was held, both
the proceeding clauses relating to "the provisions of the
Constitution" and "the rules and standing orders."
Therefore, Article 194(1) conferred on legislators
specifically the right of freedom of speech subject to the
limitation prescribed by its first part. By making this sub-
article subject only to the specified provisions of the
Constitution, the Constitution-makers wanted to make it
clear that they thought it necessary to confer on the
legislators freedom of speech separately and, in a sense,
independently of Article 19(1)(a). It was legitimate to
conclude that Article 19(1)(a) was not one of the
provisions of the Constitution which controlled the first
part of Article 194(1). Having conferred freedom of speech
on the legislators, Article 194(2) emphasized the fact that
the freedom was intended to be absolute and unfettered.
Similar freedom was guaranteed to the legislators in respect
of the votes they might give in the legislature or any
committee thereof. "In other words". this Court said, "even
if a legislator exercises his right of freedom of speech in
violation, say, of Article
, he would not be liable for any action in any court.
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Similarly, if the legislator by his speech or vote is
alleged to have violated any of the fundamental rights
guaranteed by Part III of the Constitution in the
Legislative Assembly, he would not be answerable for the
said contravention in any court. If the impugned speech
amounts o libel or becomes actionable or indictable under
any other provision of the law, immunity has been conferred
on him from any action in any court by this clause .... ....
.... It is plain that the Constitution-makers attached so
much importance to the necessity of absolute freedom in
debates within the legislative chambers that they thought it
necessary to confer complete immunity on the legislators
from any action in any court in respect of their speeches in
the legislative chambers in the wide terms prescribed by
clause (2). Thus, clause (1) confers freedom of speech on
the legislators within the legislative chambers and clause
(2) makes it plain that the freedom is literally absolute
and unfettered." Referring to Article 194(3), this Court
said that it was well-known that out of a large number of
privileges and powers which the House of Commons claimed
during the days of its bitter struggle for recognition, some
were given up in course of time and some faded out by
desuetude. Accordingly, in every case where a power was
claimed, it was necessary to enquire whether it was an
existing power at the relevant time. It had also to appear
that the power was not only claimed by the House of Commons
"but was recognised by the English courts. It would
obviously be idle to contend that if a particular power
which is claimed by the House was claimed by the House of
Commons but was not recognised by the English courts, it
would still be upheld under the latter part of clause (3)
only on the ground that it was in fact claimed by the House
of Commons." In India, this Court said, the dominant
characteristic of the British Constitution could not be
claimed. The supremacy of the Constitution was protected by
an independent judicial body which was the interpreter of
the scheme of distribution of powers. It was difficult for
this Court to accept the argument that the result of the
provisions contained in the latter part of Article 194(3)
was intended to be to confer on the State Legislatures in
India the status of a superior Court of Record. It was
essential to bear in mind the fact that the status of a
superior Court of Record which was accorded to the House of
Commons was based on historical facts. It was a fact of
English history that Parliament had been discharging
judicial functions and the House of Lords still continued to
be the highest court of law in the country. The Legislative
Assemblies in India never discharged any judicial functions
and their historical and constitutional background did not
support the claim that they could be regarded as Courts of
Record in any sense. The very basis on which English courts
agreed to treat a general warrant issued by the House of
Commons the footing that it was a warrant issued by a
superior Court of Record was absent in the case of a general
warrant issued by a State Legislature in India.
In the case of T.K.Jain v. N.S. Reddy [1971]1 S.C.R.
612, it was contended that the immunity granted by Article
105(2) was with reference to the business of Parliament and
not in regard to something which was something utterly
irrelevant. This Court said:
"The article means what it says in language which could
not be plainer. The article confers immunity inter alia in
respect of anything said ....... in Parliament. The word
"anything is of the widest import and is equivalent to
’everything’. The only limitation arises from the words ’in
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Parliament’ which means during the sitting of Parliament and
in the course of the business of Parliament. We are
concerned only with speeches in Lok Sabha. Once it was
proved that Parliament was sitting and its business was
being transacted, anything said during the course of that
business was immune from proceedings in any court. This
immunity is not only complete but is as it should be. It is
of the essence of parliamentary system of Government that
people’s representatives should be free to express
themselves without fear of legal consequences. What they say
is only subject to the discipline of the rules of
Parliament, the good sense of the members and the control of
proceedings by the Speaker. The courts have no say in the
matter and should really have none."
The last of the cases to which reference need be made
is State of Karnataka v. Union of India & Another, [1978] 2
S.C.R. 1. It was there held that the Constitution vested
only legislative power in Parliament and in the State
Legislatures. A House of Parliament or State Legislature
could not try anyone or any case directly, as a Court of
Justice could. It could proceed quasi-judicially in cases of
contempts of its authority and take up motions concerning
its privileges and immunities because, in doing so, it
sought removal of obstructions to the due performance of its
legislative functions. If any question of jurisdiction
arose, it had to be decided by the courts in appropriate
proceedings. Beg, J. added, "For example, the jurisdiction
to try a criminal offence, such as murder, committed even
within a house vests in ordinary criminal courts and not in
a House of Parliament or in a State Legislature".
In Tolaram Relummal and anr. vs. The State of Bombay,
1995 (1) S.C.R. 158, this Court construed the words "in
respect of" occurring in Section 18(1) of the Bombay Rent
Restriction Act, 1947, the relevant portion of which read
thus:
"If any landlord either himself or
through any person acting or
purporting to act on his
behalf........receives any fine,
premium or other like sum or
deposit or any consideration, other
than the standard rent..........in
respect of the grant, renewal or
continuance of a lease of any
premises........such landlord or
person shall be punished.......".
The High Court had observed that the expression "in respect
of" was very comprehensive but this Court took the view that
it had laid undue emphasis thereon. This Court said, "Giving
the words "in respect of" their widest meaning, viz,
"relating to" or "with reference to", it is plain that this
relationship must be predicated of the grant, renewal or
continuance of a lease, and unless a lease comes into
existence simultaneously or near about the time that the
money is received, it cannot be said that the receipt was
"in respect of" the grant of a lease.............It is
difficult to hold that any relationship of landlord and
tenant comes into existence on the execution of an agreement
executory in nature or that the expression "premium" can be
appositely used in connection with the receipt of money on
the occasion of the execution of such an agreement. It may
well be that if a lease actually comes into existence then
any receipt of money which has a nexus with that lease may
fall within the mischief of section 18(1), but it is
unnecessary to express any final opinion on the question as
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in the present case admittedly no lease ever came into
existence and the relationship of landlord and tenant was
never created between the parties.:"
The learned Attorney General submitted that the words
"in respect of" had not always received a board meaning,
and he cited the judgment of this Court in State of Madras
vs. M/s. Swastik Tobacco Factory, Vedaranyam, 1966 (3)
S.C.R. 79. A provision of the Madras General Sales Tax
(Turnover and Assessment) Rules, 1939, which stated that,
"the excise duty, if any, paid by the dealer to the Central
Government in respect of the goods sold by him,...." would
be deducted from the gross turnover of a dealer for the
purposes of determining the net turnover, was under
consideration. The Court noted that the words "in respect
of" had been considered by the House of Lords in Inland
Revenue Commissioners vs. Courts & Co., [1963] 2 All.
E.R.722, and it had observed that "the phrase denoted some
imprecise kind of nexus between the property and the estate
duty".In Asher v. Seaford Court Estates Ltd., L.R. [1950]
A.C. 508, the House of Lords had held that the expression
"in respect of" in the Increase of Rent and Mortgage
Interest (Restrictions) Act, 1920, must be read as
equivalent to "attribute". The Privy Council in Bicber, Ltd.
V. Commissioners of Income-tax,[1962] 3 All. E.R.. 294, had
observed that these words could mean more than "consisting
of" or "namely". This Court said, "It may be accepted that
the said expression received a wide interpretation, having
regard to the object of the provisions and the setting in
which the said words appeared. On the other hand, Indian tax
laws use the expression ’in respect of’ as synonymous with
the expression ’on’." In the provision under consideration
the expression "in respect of the goods" was held to mean
"on the goods".
This Court drew a distinction in the above case between
the use of the expression "in respect of" in taxing statutes
in India and its use elsewhere. In the context of its use in
the Constitution and having regard to the object which is
intended to be secured by Article 105(2), we think that the
broad interpretation thereof is the most appropriate. It is
thus that this Court has already interpreted the provision.
The Attorney General submitted that a proceeding in
court founded on the allegation that a member of Parliament
had received a bribe to vote in a particular way was not a
proceeding in respect of a vote that he had given and that,
therefore, the member did not enjoy immunity from the
proceeding by reason of Article 105(2) did not cover
criminal proceedings. It had been held by the courts of the
United States of America, Canada, Australia and, recently,
England, he said, that a legislator could be proceeded
against for corruption. The Attorney General relied upon the
decisions and reports in this behalf to which we shall
refer.The Attorney General submitted that the immunity given
by Article 105(2) should be interpreted in the light of the
times in which we live and, so interpreting it, should
exclude from its coverage corrupt legislators.
In Bradlaugh v. Gossett, 12 Q.B.D.271, the plaintiff
Bradlaugh had been elected to the House of Commons. He
required the Speaker to call him to the table to take the
oath. By reason of what had transpired on a earlier
occation, the Speaker declined to do so and the House
resolved that the Serjeant-at-Arms should exclude Bradlaugh
until "he shall engage not further to disturb the
proceedings of the House". Bradlaugh prayed for an
injunction against the Serjeant-at-Arms restraining him from
carrying out the resolution. The suit was dismissed. Lord
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Coleridge, C.J. said, "What is said or done within the walls
of Parliament cannot be inquired into in a court of
law...........The jurisdiction of the Houses over their own
members, their right to impose discipline within their
walls, is absolute and exclusive. To use the words of Lord
Ellenborough, "They would sink into utter contempt and
inefficiency without it."’ He added, "The Houses of
Parliament cannot act by themselves in a body : they must
act by officers; and the Serjeant-at-arms is the legal and
recognised officer of the House of Commons to execute its
orders. I entertain no doubt that the House had a right to
decide on the subject-matter, have decided it, and have
ordered their officer to give effect to their decision. He
is protected by their decision. They have ordered him to do
what they have a right to order, and he has obeyed
them.........If injustice has been done, it is injustice for
which the Courts of law afford no remedy." Stephen, J.,
concurring, said that the House of Commons was not subject
to the control of Her Majesty’s Courts in its administration
of that part of the statute law which had relation to its
own internal proceedings, and that the use of such actual
force as was necessary to carry into effect such a
resolution as the one before the court was justifiable. In
support, the learned Judge quoted Blackstone, who had said,
"The whole of the law and custom of Parliament has its
original from this one maxim, ’that whatever matter arises
concerning either House of Parliament ought to be
examined, discussed, and adjudged in that House to which it
relates, and not elsewhere." This principle had been re-
stated by the judges who decided Stockdale v. Hansard, 9 Ad.
& E.I. Lord Denman had said, "Whatever is dome within the
walls of either assembly must pass without question in any
other place." Littledale, J., had said, "It is said the
House of Commons is the sole judge of its own privileges;
and so I admit as far as the proceedings in the House and
some other things are concerned." Patteson, J., had said,
"Beyond all dispute, it is necessary that the proceedings of
each House of Parliament should be entirely free and
unshackled, that whatever is said or done in either House
should not be liable to examination elsewhere." And
Coleridge, J., had said, "That the House should have
exclusive jurisdiction to regulate the course of its own
proceedings, and animadvert upon any conduct there in
violation of its rules or derogation from its dignity,
stands upon the clearest grounds of necessity." It seemed to
follow that the House of Commons had the exclusive power of
interpreting the Parliamentary Oaths Act, so far as the
regulation of its own proceedings within its own walls was
concerned: and that, even if that interpretation was
erroneous , the court had no power to interfere with it
"directly or indirectly". It was in regard to a possible
case as to the effect of an order by the House of Commons
to put a member to death or to inflict upon him bodily harm
that the learned Judge said, "I know of no authority for the
proposition that an ordinary crime committed in the House of
Commons would be withdrawn from the ordinary course of
criminal justice". Referring to the old case of Sir John
Eliot, Denzil Hollis, and Others, the learned Judge said,
"This case is the great leading authority, memorable on many
grounds, for the proposition that nothing said in parliament
by a member as such, can be treated as an offence by the
ordinary Courts".
In the case of Church of Scientology of California vs.
Johnson Smith, (1972) ALL E.R. 378, the defendant, a member
of Parliament, was sued for libel allegedly published in a
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television programme. He pleaded fair comment and privilege.
The plaintiffs countered by alleging malice, to prove which
they sought to bring on record as evidence extracts from
Hansard. The trial judge declined to permit them to do so.
In his ruling he said,
"I am quite satisfied that in these
proceedings it is not open to
either party to go directly, or
indirectly, into any question of
the motives or intentions, of the
defendant or Mr. Hordern or the
then Minister of Health or any
other member of Parliament in
anything they said or did in the
House."
The report of the Royal Commission on Standards of Conduct
in Public Life, chaired by Lord Salmon, was presented in
July 1976. It says,
"307. Only Parliament can decide
what conduct constitutes a breach
of privilege or a contempt of
Parliament. In cases that are
adjudged to be ’contempts’, the
House may exercise its penal
jurisdiction to punish the
offenders. The main penal sanctions
available to the House are
reprimand and committal to the
custody of the Serjeant at Arms or
to prisons. These sanctions apply
both to Members and strangers. In
addition, a Member may be suspended
from the House or expelled. The
House of Commons possesses no power
to impose a fine.
"308. Whilst the theoretical power
of the House to commit a person
into custody undoubtedly exists,
nobody has been committed to prison
for contempt of Parliament for a
hundred years or so, and it is most
unlikely that Parliament would use
this power in modern conditions."
The Report states (in para 307), "it is in the light of the
foregoing paragraphs that we note the fact that neither the
statutory nor the common law applies to the bribery or
attempted bribery of a Member of Parliament in respect of
his Parliamentary activities". The Report speaks (in para
309) of "the historical circumstances in which the ordinary
criminal law has not applied to bribery in respect of
proceedings in Parliament". It finds (in para 310) that "the
briber of a Member of Parliament would be immune from
effective punitive sanctions of the kind that can be
inflicted under the criminal law. Public obloquy is unlikely
to be an effective sanction against such a person and
accordingly we consider that there is a strong case for
bringing such malpractices within the criminal law". It
reiterates that "the bribery of a Member of Parliament
acting in his Parliamentary capacity does not constitute an
offence known to the criminal law........". The conclusion
of the Report on the point is contained in para 311:
"Membership of Parliament is a
great honour and carries with it a
special duty to maintain the
highest standards of probity, and
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this duty has almost invariably
been strictly observed.
Nevertheless in view of our report
as a whole, and especially in the
light of the points set out in the
foregoing paragraph, we recommend
that Parliament should consider
bringing corruption, bribery and
attempted bribery of a Member of
Parliament acting in his
Parliamentary capacity within the
ambit of the criminal law".
In Prebble v. Television New Zealand Ltd., (1994) 3 All
E.R. 407, the Privy Council considered Article 9 of the Bill
of Rights (1688), which applies by reason of incorporation
in New Zealand. It reads thus:
"That the freedom of speech and
debates or proceedings in
parliament ought not to be
impeached or questioned in any
court or place out of Parliament."
The defendant, a New Zealand television company, aired a
programme in which it was alleged that the plaintiff,
Prebble, then a Minister in the New Zealand Government, had
conspired with certain businessman and public officials to
give the businessmen an unfair opportunity to obtain certain
state-owned assets which were being privatised on unduly
favourable terms in return for donations to his political
party, and he had thereafter arranged for incriminating
documents and computer files to be destroyed. The plaintiff
having brought an action for libel, the defendant company
pleaded justification, alleging that the plaintiff and other
ministers had made statements in the House of
Representatives which had been misleading and that the
conspiracy had been implemented by introducing and passing
legislation in the House. The plaintiff applied to strike
out these particulars on the ground that parliamentary
privilege was infringed. The trial judge upheld the claim to
immunity, as did the Court of Appeal. The privileges
Committee of the House of Representatives having held that
the House had no power to waive the privileges protected
by Article 9, the plaintiff appealed to the Privy Council
also upheld the claim to immunity. Lord Browne-Wilkinson,
speaking for the Board, said that if Article 9 was looked at
alone, the question was whether it would infringe that
Article to suggest that the statements that were made in the
House were improper or that the legislation was procured in
pursuance of the alleged conspiracy, as constituting
impeachment or questioning of the freedom of speech of
Parliament. In addition to Article 9 itself, there was a
long line of authority which supported a wider principle,
of which Article 9 was merely one manifestation, namely,
that the courts and Parliament were both astute to recognise
their respective constitutional roles. So far as the courts
were concerned, they would not allow any challenge to be
made to what was said or done within the walls of Parliament
in performance of its legislative functions and protection
of its established privileges. The basic concept that
underlay Article 9, namely , the need to ensure so far as
possible that a member of the legislature and witnesses
before a committee of the House spoke freely "without fear
that what they say will later be held against them in the
courts. The important public interest protected by such
privilege is to ensure that the member or witness at the
time he speaks is not inhibited from stating fully and
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freely what he has to say. If there were any exceptions
which permitted his statements to be questioned
subsequently, at the time when he speaks in Parliament he
would not know whether or not there would subsequently be a
challenge to what he is saying. Therefore he would not have
the confidence the privilege is designed to protect." The
privilege protected by Article 9 was the privilege of
Parliament itself. The actions of an individual member of
Parliament, even if he had an individual privilege of his
own, could not determine whether or not the privilege of
Parliament was to apply. The wider principle that had been
encapsulated by Blackstone prevented the courts from
adjudicating on "issues arising in or concerning the House,
viz whether or not a member has misled the House or acted
from improper motives. The decision of an individual member
cannot override that collective privilege of the House to
be the sole judge of such matters". Cases such as the one
before the Privy Council illustrated how public policy, or
human rights, issues could conflict. There were "three such
issues in play in these cases: first, the need to ensure
that the legislature can exercise its powers freely on
behalf of its electors, with access to all relevant
information; second, the need to protect freedom of speech
generally; third, the interests of justice in ensuring that
all relevant evidence is available to the courts. Their
Lordships are of the view that the law has been long settled
that, of these three public interests, the first must
prevail."
Very recently, in the case of R. vs. Currie, it was
alleged against Harry Greenway, a Member of Parliament, that
he had accepted a bribe from Plasser, Jurasek and Brooks as
a reward for using his influences as a Member of Parliament
in respect of Jurasek’s application for British nationality.
The indictment of the four was sought to be quashed on the
basis that the bribery of a Member of Parliament was not a
crime and that, in any event, the court had no jurisdiction
for only Parliament could try a member for bribery, the
matter being covered by Parliamentary privilege. The trial
judge, Buckley, J. did not agree. He quoted the Salmon
Commission Report. He also noted that Lord Salmon, speaking
in the debates of the House of Lords, had said, after
referring to the immunity enjoyed by Members of Parliament
from being prosecuted under the criminal law if they took
bribes, that, "at Common Law you cannot be convicted of
bribery and corruption unless you are a holder of an office,
and most of us are not the holders of an office". Viscount
Dilhorne had agreed. Buckley, J. could not accept that a
question of such great importance could turn on semantics.
In his view, "To hold that the existence of a Common Law
crime of bribing a Member of Parliament depends upon the
meaning to be given to the word "office" in this context, as
opposed to looking at the principle involved, would not be
calculated to commend the Criminal Law to the public it
should serve." Buckley, J. noted what had been said by James
Martin, C.J. in R.V. White, 13 SCR (NSW), 332, which case
concerned the attempted bribery of a Member of Parliament in
New South Wales, "........a legislator who suffers his votes
to be influenced by a bribe does that which is calculated to
sap the utility of representative institutions at their
foundations. it would be a reproach to the Common Law if
the offer to, or the acceptance of, a bribe by such a person
were not an offence". Faucett, j., agreeing with the Chief
Justice, had said, "The principle is, that any person who
holds a public office or public employment of trust, if he
accepts a bribe to abuse his trust - in other words, if he
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corruptly abuses his trust - is guilty of an offence at
Common Law; and the person who gives the bribe is guilty of
an offence at Common Law". The same view had been taken in
Canada in R V. Bunting, 1885 Ontario Reports 524; that was a
case of a conspiracy to bring about a change in the
Government of the Province of Ontario by bribing members of
the Legislature to vote against the Government. R.V..
Boston,(1923) 33 Commonwealth Law Reports 386, was also a
case where similar arguments had been advanced and turned
down, and Buckley, J.quoted this "memorable sentence "from
the judgment of Higgins, J.:" A member is the watch-dog of
the public; and Cerberus must not be seduced from vigilance
by a sop." Based upon these judgments, Buckley, J., was
satisfied that "the undoubted common law offence of bribery
is not artificially limited by reference to any particular
shade of meaning of the word ’office’. The underlying reason
or principle is concerned with the corruption of those who
undertake a duty, in the proper discharge of which the
public is interested." The learned Judge then considered the
question of parliamentary privilege and noted Article 9 of
the Bill of Rights, 1688, which has already been quoted. The
learned judge quoted Lord Salmon, speaking in the House of
Lords, thus: "To my mind equality before the law is one of
the pillars of freedom. To say that immunity from criminal
proceedings against anyone who tries to bribe a Member of
Parliament and any Member of Parliament who accepts the
bribe, stems from the Bill of Rights is possibly a serious
mistake". After quoting the Bill of Rights, Lord Salmon had
continued : "Now this is a charter for freedom of speech in
the House it is not a charter for corruption. To my mind,
the Bill of Rights, for which no one has more respect that I
have, has no more to do with the topic which we are
discussing than the Merchandise Markets Act. The crime of
corruption is complete when the bribe is offered or given or
solicited or taken." Buckley, J., commented, "It is
important to note that which Lord Salmon pointed out,
namely, that corruption is complete when the bribe is
offered or given, solicited or taken. If, as is alleged
here, a bribe is given and taken by a Member of Parliament,
to use his position dishonestly, that is to favour the
briber as opposed to acting independently and on the merits,
the crime is complete. It owns nothing to any speech, debate
or proceedings in Parliament. Proof of the element of
corruption in the transaction is another and quite separate
consideration. Privilege might well prevent any inquiry by a
court into Parliamentary debates or proceedings. See : The
Church Of Scientology v. Johnson-Smith, 1972, 1 KB 522.
However, it is not a necessary ingredient of the crime that
the bribe worked." Referring to the case of Ex parte Wason,
to which we shall make more detailed reference later,
Buckley, J., observed that the substance of the proposed
indictment there was that certain parties had conspired to
make false statements in the House of Lords and Cockburn,
C.J., had held "that the making of false statements in
either House of Parliament could not be the subject of
criminal or civil proceedings and nor could not be the
subject of criminal or civil proceedings and nor could a
conspiracy to do so". It seemed clear to the learned judge
that the court had Article 9 of the Bill of Rights well in
mind. "The only candidate", he said, "for the unlawful act
or means was the very act which was not subject to the
criminal law". He added that he could not see that the
reasoning of Ex parte Wason, assuming the decision to be
correct, would apply to alleged bribery for the proof of
which no reference to going on in Parliament would be
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necessary. This approach, he found, happened to be in line
with several United States authorities on their "Speech or
Debate Clause" which, for all practical purposes, was the
same as Article 9. That a Member of Parliament against whom
there was a prima facie case of corruption should be immune
from prosecution in the courts of law was to Buckley, J.’s
mind an unacceptable proposition "at the present time". He
did not believe it to be the law. The Committee of
Privileges of the House was "not well equipped to conduct an
enquiry into such a cases ..................nor is it an
appropriate or experienced body to pass sentence
.................. The courts and legislatures have over
the years built up a formidable body of law and codes of
practice t achieve fair treatment of suspects and persons
ultimately charged and brought to trial .................
Again, unless it is to be assumed that his peers would lean
in his favour why should a Member be deprived of a jury and
an experienced judge to consider his guilt or innocence and,
if appropriate, sentence ? Why should the public be
similarly deprived." The prosecution went ahead against the
other accused but the charge was not established. The member
of Parliament was., therefore, also acquitted.
The Law Commission in England very recently published a
Consultation Paper (No.145) entitled "Legislating the
Criminal Code - Corruption". It refers to the Salmon
Commission Report, the report of the Nolan Committee on the
Standards of Conduct in Public Life and recent judgments (to
one of which we shall advert). It states, "Whether Members
of Parliament are subject to the criminal law of corruption,
and more particularly whether they should be, are both
contentious issues currently to the fore in public debate.
As to the latter, on the one hand it has been said of
Members of Parliament that ’Few are in a higher position of
trust or have a duty to discharge in which the public have a
greater interest’, and they should arguably therefore be
subject to the criminal law. On the other hand, they are sui
generis, in that, although they have be benefit of
Parliamentary privilege, which protects them against
criminal liability for things said in Parliamentary
proceedings, they are, in consequence, subject to the
jurisdiction in Parliament".
Halbury’s Laws of England, Fourth Edition, in dealing
with Members of Parliament under the subject of "Criminal
Law, Evidence and Procedure" (in Volume 11, para 37), sets
out the law succintly:
"37. Members of Parliament. Except
in relation to anything said in
debate, a member of the House of
Lords or of the House of Commons is
subject to the ordinary course of
criminal justice the privileges of
Parliament do not apply to criminal
matters."
Before we deal with the judgment of the United States
Supreme Court in United States v. Daniel B. Brewster, 33 L.
Ed. 2d 507, which lends support to the learned Attorney
General’s submissions, we should set out the speech or
debate clause in the Constitution of the United States and
refer to the United States Supreme Court judgment in United
States v. Thomas F. Johnson, 15 L.Ed. 2d 681, to which the
latter judgment makes copious reference.
Article 1, Section 6 of the United States Constitution
contains the speech or debate clause. Referring to United
States Senators and Representatives, it says : (F) or any
Speech or Debate in either House, they shall not be
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questioned in any other Place".
Thomas F. Johnson was convicted by a United States
Distinct Court for violating a federal conflict of interest
statute and for conspiring to defraud the United States.
Evidence was admitted and argument was permitted at the
trial that related to the authorship, content and motivation
of a speech which the Congressman had allegedly made on the
floor of the House of Representatives in pursuance of a
conspiracy designed to give assistance, in return for
compensation, to certain savings and loan associations which
had been indicated on mail fraud charges. The conviction had
been set aside by the Court of Appeals on the ground that
the allegations in regard to the conspiracy to make the
speech were barred by the speech or debate Clause. Finding
that the evidence that had been adduced upon the
unconstitutional aspects of the conspiracy count had
infected the entire prosecution, the Court of Appeals had
ordered a new trial on the other counts. The Supreme Court
, in further appeal, held that the prosecution on the
conspiracy charge, being dependent upon an intensive inquiry
with respect to the speech on the floor of the House,
violated the speech or debate clause warranting the grant of
a new trial on the conspiracy count, with all elements
offensive to the speech or debate clause eliminated. The
earlier cases, it said, indicated that the legislative
privilege had to be read broadly to effectuate its purpose.
Neither of those cases, however, had dealt with criminal
prosecution based upon the allegation that a member of
Congress had abused his position by conspiring to give a
particular speech in return for remuneration from private
interests. However reprehensible such conduct might be, the
speech or debate clause extended at least so far as to
prevent it from being made the basis of a criminal charge
against a member of Congress of conspiracy to defraud the
United States by impeding the due discharge of Government
functions. The essence of such a charge in the context was
that the Congressman’s conduct was improperly motivated, and
that was precisely what the speech or debate clause
generally foreclosed from executive and judicial inquiry.
The Government argued that the clause was meant to prevent
only prosecutions based upon the "content" of speech, such
as libel actions, but not those founded on "the antecedent
unlawful conduct of accepting or agreeing to accept a
bribe". Th language of the Constitution was framed in the
broadest terms. The broader thrust of the privilege had been
indicated by Ex parte Wason, which dealt specifically with
an alleged criminal conspiracy. Government had also
contended that the speech or debate clause was not
violated because the gravamen of the charge was the alleged
conspiracy, not the speech, and because the defendant, not
the prosecution, had introduced the speech. Whatever room
the Constitution might allow for such factors in the context
of a different kind of prosecution, they could not serve to
save the Government’s case under the conspiracy charge. It
was undisputed that the Congressman had centered upon the
questions of who first decided that a speech was desirable,
who prepared it, and what the Congressman’s motives were for
making it. The indictment itself focused with particularity
upon motives underlying the making of the speech and upon
its contents. The prosecution under a general criminal
statute dependent on such inquiries necessarily, contravened
the speech or dabate clause. The court added that its
decision did not touch a prosecution which, though, as here,
it was founded on a criminal statute of general application,
did not draw in question the legislative acts of a
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Congressman or his motives for performing them. The court
expressly left open for consideration the case of a
prosecution, which though it might entail an inquiry into
legislative acts or motivations, was founded upon a narrowly
drawn statute passed by Congress in the exercise of its
legislative power to regulate the conduct of its members.
Daniel B. Brewster was a United States Senator. He had
been charged with accepting bribes in exchange for promises
related to official acts while a Congressman. The charge was
that he had violated the terms of a narrowly drawn statute.
The Senator moved to dismiss the indictment before the
trial began on the ground that he was immune from
prosecution for any alleged act of bribery because of the
speech or debate clause. The District Court upheld the claim
of immunity. The Government preferred a direct appeal to the
Supreme Court. Burger, C.J., spoke for 6 members of the
court. Brennan, J. and White, J. delivered dissenting
opinions, with which Douglas, J., joined. The charges were
that the Senator, while such and a member of the Senate
Committee on Post Office and Civil Service, "directly and
indirectly, corruptly asked, solicited, sought, accepted,
received and agreed to receive sums.........in return for
being influenced in his performance of official acts in
respect to his action, vote and decision on postage rate
legislation which might at any time be pending before hm in
his official capacity........." The other charge was in
respect of official acts performed by him in respect to his
action, vote and decision on postage rate legislation which
had been pending before him in his official capacity.
Burger, C.J. took the view that the immunities of the speech
or debate clause were not written into the Constitution
simply for the personal or private benefit of members of
Congress, but to protect the integrity of the legislative
process by insuring the independence of individual
legislators. Although the speech or debate clause’s historic
roots were in English history, it had to be interpreted in
the light of the American constitutional scheme of
government rather than the English parliamentary system. It
had to be borne in mind that the English system differed in
that Parliament in England was the supreme authority, not a
coordinate branch. The speech or debate privilege was
designed to preserve legislative independence, not
supremacy. The courts’ task , therefore, was to apply the
clause in such a way as to insure the independence of the
legislature without altering the historic balance of the
three co-equal branches of Government. Referring to the
cause of Johnson(ibid). Burger, C.J., said that it
unanimously held that a member of Congress could be
prosecuted under a criminal statute provided that the
Government’s case did not rely on legislative acts or the
motivation for legislative acts. A legislative act had
consistently been defined as an act generally done in
Congress in relation to the business before it. The speech
or debate clause prohibited inquiry only into those things
generally said or done in the House or the Senate in the
performance of official duties and into the motivation for
those acts. Counsel on behalf of the Senator had argued
that the court in Johnson had expressed a broader test for
the coverage of the speech or debate clause. He had urged
that the court had held that the clause protected from
executive or judicial inquiry all conductg" related to the
due functioning of the legislative process." Burger, C.J.,
said that the quoted words did appear in the Johnson
opinion, but they were taken out of context. In context,
they reflected a quite different meaning from that urged. In
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stating the speech or debated clause did not apply to
things which "in no wise related to the due functioning of
the legislative process" the court in Johnson had not
implied as a corollary that everything that "related" to the
office of a member was shielded by the clause. In Johnson it
had been held that only acts generally done in the course of
the process of enacting legislation were protected. In no
case had the court ever treated the clause as protecting all
conduct relating to the legislative process. In every case
thus far before the court, the speech or debate clause had
been limited to an act which was clearly a part of the
legislative process, the due functioning of the process.
The contention on behalf of the Senator for a broader
interpretation of the privilege drew essentially on the
flavor of the rhetoric and the sweep of the language used by
the courts, not on the precise words used in any prior case,
and not on the sense of those cases, fairly read. It was not
sound or wise, simply out of an abundance of caution to
doubly insure legislative independence, to extend the
privilege beyond its intended scope, literal language and
history, to include all things in any way related to the
legislative process. Given such a sweeping reading, there
would be few activities in which a legislator engaged that
he would be unable somehow to "relate" to the legislative
process. The speech or debate clause, admittedly, had to be
read broadly to effectuate its purpose was not "to make
members of Congress super-citizens, immune from criminal
responsibility. In its narrowest scope, the clause is a very
large, albeit essential, grant of privilege. It has enabled
reckless men to slander and even destroy others with
impunity, but that was the conscious choice of the Framers".
Burger, C.J., did not discount entirely the possibility that
an abuse might occur, but this possibility which he
considered remote, had to be balanced against the potential
danger flowing from either the absence of a bribery statute
applicable to members of Congress or holding that such a
statute violated the Constitution. As he had noted at the
outset of his judgment, the learned Chief Justice said that
the purpose of the speech or debate clause was to protect
the individual legislator, not simply for his own sake, but
to preserve the independence and thereby the integrity of
the legislative process. Financial abuses by way of bribes,
perhaps even more than Executive power, would gravely
undermine legislative integrity and defeat the right of the
public to honest representation. Depriving the Executive of
the power to investigate and prosecute and the Judiciary of
the power to punish bribery of members of Congress was
unlikely to enhance legislative independence. The speech or
debate clause was broad enough to insure the historic
independence. The speech or debate clause was broad enough
to insure the historic independence of the Legislative
Branch, essential to the separation of powers, but narrow
enough to guard against the excess of those who would
corrupt the process by corrupting its members. Taking a
bribe was no part of the legislative process or function; it
was not a legislative act. It was not, by any conceivable
interpretation, an act performed as a part of or even
incidental to the role of a legislator. It was not an act
resulting from the nature, and in the execution, of the
office. It was not a thing said or done in the exercise of
the functions of that office. Nor was inquiry into a
legislative act or the motivation for a legislative act
necessary to a prosecution under the concerned statute or
the indictment. When a bribe was taken, it did not matter
whether the promise for which the bribe was given was for
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the performance of a legislative act or for use of a
Congressman’s influence with the Executive Branch. And an
inquiry into the purpose of a bribe did not draw in question
the legislative acts of the member or his motives for
performing them. Nor did it matter if the member defaulted
on his illegal bargain. The Government, to make a prima
facie case under the indictment, need not
show any act of the Senator subsequent to the corrupt
promise for payment, for it was taking the bribe, not
performance of the illicit compact, that was a criminal act.
The learned Chief Justice said, "The only reasonable reading
of the clause consistent with its history and purpose, is
that it does not prohibit inquiry into activities that are
casually or incidentally related to legislative affairs but
not a part of the legislative process itself".
Brennan, J., dissenting, said. "I would dispel at the
outset any notion that Senator Brewster’s asserted immunity
strains the outer limits of the Clause. The Court writes at
length in an effort to show that ’Speech or Debate’ does not
cover ’all conduct relating to the legislative process’.
........Even assuming the validity of that conclusion, I
fail to see its relevance to the instant case. Senator
Brewster is not charged with conduct merely "relating to the
legislative process," but with a crime whose proof calls
into question the very motives behind his legislative acts.
The indictment, then, lies not at the periphery but at the
very center of the protection that this Court has said is
provided a Congressman under the Clause." The learned Judge
said that there could be no doubt that the Senator’s vote on
new postal rates constituted legislative activity within
the meaning of the speech or debate clause. The Senator
could not be prosecuted or called to answer for his vote in
any judicial or executive proceeding. But the Senator’s
immunity went beyond the vote itself and "precludes all
extra-congressional scrutiny as to how and why he cast, or
would have cast, his vote a certain way". The learned Judge
quoted Frankfurter, J., speaking in the case of Tenny v.
Brandhove, 95 L. Ed. 1019, thus : "One must not expect
uncommon courage even in legislators. The privilege would be
of little value if they could be subjected to the cost and
inconvenience and distractions of a trial upon a conclusion
of the pleader, or to the hazard of a judgment against them
based upon a jury’s speculation as to motives. The holding
of this Court in Fletcher v Peck, 3 L. Ex. 162, 176, that it
was not consonant with our scheme of government for a court
to inquire into the motives of legislators, has remained
unquestioned........... In times of political passion,
dishonest or vindictive motives are readily attributed to
legislative conduct and as readily believed. Courts are not
the place for such controversies. Self-discipline and the
voters must be the ultimate reliance for discouraging or
correcting such abuses." Neither the Senator’s vote nor his
motives for voting, however dishonourable, could be the
subject of a civil or criminal proceeding outside the halls
of the Senate. There was nothing complicated about this
conclusion. It followed simply and inescapably from prior
decisions of the United States Supreme Court setting forth
the basic elements of legislative immunity. Yet, the
majority has adopted "a wholly artificial view of the
charges before us". The indictment alleged not the mere
receipt of money in exchange for a Senator’s vote and
promise to vote in a certain way. Insofar as these charges
bore on votes already cast, the Government could not avoid
proving the performance of the bargained-for acts and any
inquiry in this behalf violated the speech or debate clause.
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The charges of only a corrupt promise to vote were equally
repugnant to the speech or debate clause. The majority view
might be correct that only receipt of the bribe, and not
performance of the bargain, was needed to prove these
counts. But proof of an agreement to be "influenced" in the
performance of legislative acts was "by definition an
inquiry into their motives, whether or not the acts
themselves or the circumstances surrounding them are
questioned at trial. Furthermore, judicial inquiry into an
alleged agreement of this kind carries with it the same
dangers to legislative independence that are held to bar
accountability for official conduct itself. As our Brother
White cogently states, ................ Bribery is most
often carried out by prearrangement; if that part of the
transaction may be plucked from its context and made the
basis of criminal charges, the Speech or Debate Clause loses
its force. It would be small comfort for a Congressman to
know that he cannot be prosecuted for his vote, whatever it
might be, but he can be prosecuted for an alleged agreement
even if he votes contrary to the asserted bargain’.
Thus, even if this were an issue of first impression. I
would hold that this prosecution, being an extra-
congressional inquiry into legislative acts and motives, is
barred by the Speech or Debate Clause.
What is especially disturbing about the Court’s result,
however, is that this is not an issue of first impression,
but one that was settled six years ago in United States v.
Johnson, 15 L.Ed.2d 681." The learned Judge added that the
majority could not "camouflage its departure from the
holding of Johnson by referring to a collateral ruling
having little relevance to the fundamental issues of
legislative privilege involved in that case. I would follow
Johnson and hold that Senator Brewster’s alleged promise,
like the Congressman’s there, is immune from executive or
judicial inquiry". The learned judge said that he yielded
nothing to the majority "in conviction that this
reprehensible and outrageous conduct, if committed by the
Senator, should not have gone unpunished. But whether a
court or only the Senate might undertake the task is a
constitutional issue of portentous significance, which must
of course be resolved uninfluenced by the magnitude of the
perfidy alleged. It is no answer that Congress assigned the
task to the judiciary in enacting 18 USC 201. Our duty is to
Nation and Constitution, not Congress. We are guilty of a
grave disservice to both nation and Constitution when we
permit Congress to shirk its responsibility in favor of the
courts. The Framers’ judgment was that the American people
could have a Congress of independence and integrity only if
alleged misbehavior in the performance of legislative
functions was accountable solely to a Member’s own House and
never to the executive or judiciary. The passing years have
amply justified the wisdom of that judgment. It is the
Court’s duty to enforce the letter of the Speech or Debate
Clause in that spirit. We did so in deciding Johnson. In
turning its back on that decision today, the Court arrogates
to the judiciary an authority committed by the
Constitution, in Senator Brewster’s case, exclusively to the
Senate of the United States. Yet the Court provides no
principal justification, and I can think of none , for its
denial that United States v Johnson compels affirmance of
the District Court. The decision is only six years old and
bears the indelible imprint of the distinguished
constitutional scholar who wrote the opinion for the Court.
Johnson surely merited a longer life".
Justice White took substantially a similar view and
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part of what he said has already been quoted.
The judgment in Brewster was followed in United States
v Henry Helstoski, 61 L. Ed. 2d 12 Brennan, J., dissenting,
expressed the view that the indictment in question should
have been dismissed "since a corrupt agreement to perform
legislative acts, even if provable without reference to the
acts themselves, may not be the subject of a general
conspiracy prosecution".
Broadly interpreted, as we think it should be, Article
105(2) protects a Member of Parliament against proceedings
in court that relate to, or concern, or have a connection or
nexus with anything said, or a vote given, by him in
Parliament.
The charge against the alleged bribe takers is that
they "were party to a criminal conspiracy and agreed to or
entered into an agreement with" the alleged bribe givers "to
defeat the no-confidence motion..........by illegal means,
viz., to obtain or agree to obtain gratification other than
legal remunerations" from the alleged bribe givers "as a
motive or reward for defeating the no-confidence motion and
in pursuance thereof "the alleged bribe givers "passed on
several lacs of rupees" to the alleged bribe takers, "which
amounts were accepted" by then . The stated object of the
alleged conspiracy and agreement is to defeat the no-
confidence motion and the alleged bribe takers are said to
have received monies "as a motive or reward for defeating"
it . The nexus between the alleged conspiracy and bribe and
the no-confidence motion is explicit. The charge is that the
alleged bribe takers the bribes to secure the defeat of the
no-confidence motion.
While it is true that the charge against them does not
refer to the votes that the alleged bribe takers; Ajit Singh
excluded, actually cast against the no-confidence motion and
that it may be established de hors those votes, as the
Attorney General argued, we do not think that we can ignore
the fact that the votes were cast and, if the facts alleged
against the bribe takers are true, that they were cast and,
if the facts alleged against the bribe takers are true, that
they were cast pursuant to the alleged conspiracy and
agreement. It must then follow, given that the expression
"in respect of" must receive a broad meaning, that the
alleged conspiracy and agreement has a nexus to and were in
respect of those votes and that the proposed inquiry in the
criminal proceedings is in regard to the motivation thereof.
It is difficult to agree with the learned Attorney
General that, though the words "in respect of" must receive
a broad meaning, the protection under Article 105(2) is
limited to court proceedings that impugn the speech that is
given or the vote that is cast or arise thereout or that the
object of the protection would be fully satisfied thereby.
The object of the protection is to enable members to speak
their mind in Parliament and vote in the same way, freed of
the fear of being made answerable on that account in a court
of law. It is not enough that members should be protected
against civil action and criminal proceedings, the cause of
action of which is their speech or their vote. To enable
members to participate fearlessly in Parliamentary debates,
members need the wider protection of immunity against all
civil and criminal proceedings that bear a nexus to their
speech or vote. It is for that reason that member is not
"liable to any proceedings in any court in respect of
anything said or any vote given by him". Article 105(2) does
not say, which it would have if the learned Attorney General
were right, that a member is not liable for what he has said
or how he has voted. While imputing no such motive to the
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present prosecution, it is not difficult to envisage a
member who has made a speech or cast a vote that is not to
the liking of the powers that be being troubled by a
prosecution alleging that he had been party to an agreement
and conspiracy to achieve a certain result in Parliament and
had been paid a bribe.
We are acutely conscious of the seriousness of the
offence that the alleged bribe takor are said to have
committed. If true, they bartered a most solemn trust
committed to them by those they represented. By reason of
the lucre that they received, they enabled a Government to
survive. Even so, they are entitled to the protection that
the Constitution plainly affords them. Our sense of
indignation should not lead us to construe the Constitution
narrowly, imparing the guarantee to effective Parliamentary
participation and debate.
We draw support for the view that we take from the
decision of United States Supreme Court in Johnson and from
the dissenting judgment of Brennan, J. in Brewster.
In Johnson, the United States Supreme Court held that
the speech or debate clause extended to prevent the
allegation that a member of Congress had abused his position
by conspiring to give a particular speech in return for
remuneration from being the basis of a criminal charge of
conspiracy. The essence of such a charge was that the
Congressman’s conduct was improperly motivated, and that
was precisely what the speech or debate clause foreclosed
from executive and judicial inquiry. The argument that the
speech or debate clause was meant to prevent only
prosecutions based upon the content of the speech, such as
libel actions, but not those founded on the antecedent
unlawful conduct of accepting or agreeing to accept a bribe
was repulsed. Also repulsed was the argument that the speech
or debate clause was not violated because the gravamen of
the charge was the alleged conspiracy , not the speech. The
indictment focused upon the motive underlying the making of
the speech and a prosecution under a criminal statute
dependent on such inquiry contravened the speech or debate
clause. It might be that only receipt of the bribe and not
performance of the bargain was needed to prove the charge,
but proof of an agreement to be influenced in the
performance of legislative acts was "by definition an
inquiry into their motives, whether or not the acts
themselves or the circumstances surrounding them are
questioned at trial. Furthermore, judicial inquiry into an
alleged agreement of this kind carries with it the same
dangers to legislative independence that are held to bar
accountability for official conduct itself". The Senator’s
"reprehensible and outrageous conduct", if committed, should
not have gone unpunished, but whether a court or only the
Senate "might undertake the task was a constitutional issue
of portentous significance, which must of course be
resolved uninfluenced by the magnitude of the perfidy
alleged".
We cannot but be impressed by the majority opinion in
Brewster but, with respect, are more pursuaded by the
dissent. The majority opinion stated that the only
reasonable reading of the speech and debate clause was "that
it does not prohibit inquiry into activities that are
casually or incidentally related to legislative affairs but
Brennan, J., dissenting in Brewster, said that Brewster
had been charged with a crime whose proof called into
question the motives behind his legislative acts. He could
not only not be prosecuted or called to answer for his vote
in any judicial or executive proceeding but his immunity
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went beyond the vote itself and precluded "all extra-
congressional scrutiny as to how and why he cast, or would
have cast, his vote a certain way". Neither the Senator’s
vote nor his motives for voting, however dishonourable,
could be the subject of a civil or criminal proceeding
outside the halls of the Senate. The charge of a corrupt
promises to vote was repugnant to the speech or debate
clause. It might be that only receipt of the bribe and not
performance of the bargain was needed to prove the charge,
but proof of an agreement to be influenced in the
performance of legislative acts was "by definition an
inquiry into their motives, whether or not the acts
themselves or the circumstances surrounding them are
questioned at trial. Furthermore, judicial inquiry into an
alleged agreement of this land carries with it the same
dangers to legislative independence that are held to bar
accountability for official conduct itself". The Senator’s
"reprehensible and outrageous conduct", if committed, should
not have gone unpunished, but whether a court or only the
Senate "might undertake the task was a constitutional issue
of portentous significance, which must of course be resolved
uninfluenced by the magnitude of the perfidy alleged".
We cannot but be impressed by the majority opinion in
Brewster but, with respect, are more pursuaded by the
dissent. The majority opinion stated that the only
reasonable reading of the speech and debate clause was "that
it does not prohibit inquiry into activities that are
casually or incidentally related to legislative affairs but
not a part of the legislative process itself". Upon this
construction of the speech or debate clause, it came to the
conclusion that a court could investigate whether Brewster
had taken a bribe to be influenced in the performance of
official acts in respect of his action, vote, and decision
on postage rate legislation. With respect, we cannot regard
the act of taking a bribe to vote in a particular way in the
legislature to be merely "casually or incidentally related
to legislative affairs". The Library of Congress publication
"The Constitution of the United States of America, Analysis
and Interpretation" says, and we respectfully agree,
"However, in United States v. Brewster, while continuing to
assert that the clause ’must be read broadly to effectuate
its purpose of protecting the independence of the
Legislative Branch, ’the Court substantially reduced the
scope of the coverage of the clause".
For the first time in England Buckley, J. ruled in R.
vs. Currie that a Member of Parliament who accepts a bribe
to abuse his trust is guilty of the common law offence of
bribery. The innovation in English law needs to be tested in
appeal. We say this with respect, having regard to earlier
English judgments, and we find support in the Twenty-second
edition of Erskine May’s Treatise on The Law, Privileges,
Proceedings and Usage of Parliament, wherein a
foot note (on p.115) apropos the ruling read thus:
"The court observed: ’that a Member
of Parliament against whom there is
a prima facie case of corruption
should be immune from prosecution
in the courts of law is to my mind
an unacceptable proposition at the
present time’ (quoted in Committee
of Privileges. First Report, HC351-
ii (1994-95) pp 161-162). The Court
seems to have had in mind, though
no attempt was made to define, an
area of activity where a Member may
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act as such, without participating
in ’proceedings in
Parliament’(whether of course
article IX will apply)."
Our conclusion is that the alleged bribe takers, other
than Ajit Singh, have the protection of Article 105(2) and
are not answerable in a court of law for the alleged
conspiracy and agreement. The charges against them must
fail. Ajit Singh, not having cast a vote on the no-
confidence motion, derives no immunity from Article
105(2).
What is the effect of this upon the alleged bribe
givers? In the first place, the prosecution against Ajit
Singh would proceed, he not having voted on the non-
confidence motion and, therefore, not having the protection
of Article 105(2). The charge against the alleged bribe
givers of conspiracy and agreement with Ajit Singh to do an
unlawful act would, therefore, proceed.
Mr. Rao submitted that since, by reason of the
provisions of Article 105(2), the alleged bribe takers had
committed no offence, the alleged bribe givers had also
committed no offence. Article 105(2) does not provide that
what is otherwise an offence is not an offence when it is
committed by a member of Parliament and has a connection
with his speech or vote therein. What is provided thereby is
that member of Parliament shall not be answerable in a court
of law for something that has a nexus to his speech or vote
in Parliament. If a member of Parliament has, by his speech
or vote in Parliament, committed an offence, he enjoys , by
reason of Article 105(2), immunity from prosecution
therefor. Those who have conspired with the member of
Parliament in the commission of that offence have no such
immunity. They can, therefore, be prosecuted for it.
Mr.Rao contended that for the offence that the bribe
takers had allegedly committed they would be answerable to
the Lok Sabha. There was a possibility of the Lok Sabha
deciding one way upon the prosecution before it of the
alleged bribe takers and the criminal court deciding the
other way upon the prosecution of the alleged bribe givers.
A conflict of decisions upon the same set of facts being
possible, it had to be avoided. The charge against the
alleged bribe givers had, therefore, to be quashed. There is
in the contention a misconception. Article 105(2) does not
state that the member of Parliament who is not liable to
civil or criminal proceedings in Parliament. Parliament in
India is not a Court of Record. It may not exercise judicial
powers or entertain judicial proceedings. The decisions of
this Court so holding have already been referred to. The
alleged bribe takers, except Ajit Singh, who are entitled to
the immunity conferred by Article 105(2) are not liable to
be tried in the Lok Sabha for the offences set out in the
charges against them or any other charges, but the Lok
Sabha may proceed against them for breach of privileges or
contempt. There is, therefore, no question of two fora
coming to different conclusions in respect of the same
charges.
Mr. Rao submitted that the alleged bribe givers had
breached Parliament’s privilege and been guilty of its
contempt and it should be left to Parliament to deal with
them. By the same sets of acts the alleged bribe takers and
the alleged bribe givers committed offences under the
criminal law and breaches of Parliament’s privileges and its
contempt. From prosecution for the former, the alleged
bribe takers, Ajit Singh excluded, enjoy immunity. The
alleged bribe givers do not. The criminal prosecution
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against the alleged bribe givers must, therefore, go ahead.
For breach of Parliament’s privileges and its contempt,
Parliament may proceed against the alleged bribe takers and
the alleged bribe givers.
Article 105(3).
Relevant to the submission on Article 105(3) is the
judgement in Ex Parte Wason, 1869 L.R.4 QBD 573. Rigby
Wason moved the Court of Queen’s Bench for a rule to call
upon a metropolitan police magistrate to show cause why he
should not take on record the complaint of Wason to
prosecute Earl Russell, Lord Chelmsford and the Lord Chief
Baron for conspiracy. Wason’s affidavit in support of the
complaint stated that he had given to Earl Russell a
petition addressed by him to the House of Lords, which Earl
Russell a petition addressed by him to the House of Lords,
which Earl Russell had promised to present. The petition
charged the Lord Chief Baron, when a Queen’s Counsel, with
having told a wilful and deliberate falsehood to a committee
of the House of Commons sitting as a judicial tribunal. The
petition prayed for an inquiry into the charge and, if the
charge was found true, for action against the Lord Chief
Baron under the law to remove judges. Earl Russell, Lord
Chelmsford and the Lord Chief Baron had, according to the
Wason’s affidavit, prevented the course of justice by
making statements, after conferring together, which they
knew were not true in order to prevent the prayer of his
petition being granted; Wason alleged that Earl Russell,
Lord Chelmsford and the Lord Chief Baron had conspired and
agreed together to prevent the course of justice and injure
himself. The alleged conspiracy consisted in the fact that
Earl Russell, Lord Chelmsford and the Lord Chief Baron "did
agree to deceive the House of Lords by stating that the
charge of falsehood contained in my petition was false, and
that I was a calumniator; when Earl Russell, Lord
Chelmsford, and the Lord Chief Baron well knew that the
charge of falsehood committed by the Lord Chief Baron, when
Queen’s Counsel, was perfectly true". Wason desired "to
prefer an indictment against Earl Russell, Lord Chelmsford,
and the Lord Chief Baron for conspiracy". The magistrate had
refused to take recognizance of the complaint on the ground
that no indictable offence had been disclosed by Wason’s
information, whereupon Wason moved the Court Cockburn’, C.J.
said, "I entirely agree that, supposing the matter brought
before the magistrate had been matter cognizable by the
criminal law, and upon which an indictment might have been
preferred, the magistrate would have had no discretion, but
would have been bound to proceed......On the other hand, I
have no doubt that, supposing the matter brought before the
magistrate does not establish facts upon which an indictment
could be preferred and sustained, the magistrate has a
discretion which, if rightly exercised, we ought to uphold;
and the question is whether the matter brought by the
present applicant before the magistrate was subject-matter
for an indictment....The information then charges that Earl
Russell, Lord Chelmsford, and the Lord Chief Baron agreed to
deceive the House of Lords by stating that the charge of
falsehood brought against the Lord Chief Baron was unfounded
and false, whereas they knew it to be true. Now, inasmuch
as these statements were alleged to have been for the
purpose of preventing the prayer of the petition and the
statements could not have had that effect unless made in the
House of Lords, it seems to me that the fair and legitimate
inference is that the alleged conspiracy was to make, and
that the statements were made, in the House of Lords. I
think, therefore, that the magistrate, looking at this and
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the rest of the information, was warranted in coming to the
conclusion, that Mr. Wason charged and proposed to make the
substance of the indictment, that these three persons did
conspire to deceive the House of Lords by statements made in
the House of Lords for the purpose of frustrating the
petition. Such a charge could not be maintained in a court
of law. It is clear that statements made by members of
either House of Parliament in their places in the House,
though they might be untrue to their knowledge, could not be
made the foundation of civil or criminal proceedings,
however injurious they might be to the interest of a third
person. And a conspiracy to make such statements would not
make the persons guilty of it amenable to the criminal
law..............". Blackburn, J. was of the same opinion.
He said, "When the House is sitting and statements are made
in either House of Parliament, the member making them is not
amenable to the criminal law. It is quite clear that no
indictment will lie for making them, nor for a conspiracy or
agreement to make them, even though the statements be false
to the knowledge of the persons making them. I entirely
concur in thinking that the information did only charge an
agreement to make statements in the House of Lords, and
therefore did not charge any indictable offence". Lush, J.
agreed. He said that he could not doubt that the charge was
of "a conspiracy to deceive the House of Lords, and so
frustrate the application, by means of making false
statements in the House. I am clearly of opinion that we
ought not to allow it to be doubted for a moment that the
motives or intentions of members of either House cannot be
inquired into by criminal proceedings with respect to
anything they may do or say in the House".
As we read Ex Parte Wason, the Court of Queen’s Bench
found that wason desired criminal proceedings to be
commenced against three members of Parliament for conspiring
to make, and making statements in Parliament which he
alleged were untrue and made to harm his cause, The Court
held that criminal proceedings could not be taken in respect
of statements made by members of Parliament in Parliament
nor for conspiring to make them. ex parte Wason, therefore,
does not support Mr. Rao’s submission that his client P.V.
Narasimha Rao and others of the alleged bribe givers who
were members of Parliament have "immunity from criminal
proceedings in a court of law with respect to the charge of
conspiracy in connection with the voting in Parliament on
the no-confidence motion". The speech or vote of the alleged
bribe giving members of Parliament is not in issue nor,
therefore, a conspiracy in this beheld. In contrast, all the
three alleged conspirators in Ex parte Wason were members of
Parliament and what was alleged against them was that they
had made false statements to Parliament in consequence of a
conspiracy. If what is alleged against members of Parliament
in India is that they had made false statements to, or voted
in, Parliament in consequence of a conspiracy, they would
immune from prosecution by reason of Article 105(2) itself
and no occasion would arise ton look into the privileges
enjoyed by the House of Commons under Article 105(3). To
repeat what we have said earlier, Mr. Rao is right, subject
to two caveats, in saying that Parliament has the power not
only to punish its members for an offence committed by them
but also to punish others who had conspired with them to
have the offence committed: first, the actions that
constitute the offence must also constitute a breach of
Parliament’s privilege or its contempt; secondly, the action
that Parliament will take and the punishment it will impose
is for the breach of privilege or contempt. There is no
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reason to doubt that the Lok Sabha can take action for
breach of privilege or contempt against the alleged bribe
givers and against the alleged bribe takers, whether or not
they were members of Parliament, but that is not to say that
the courts cannot take cognizance of the offence of the
alleged bribe givers under the criminal law.
Mr. Rao relied upon observations in the Eighteenth
Edition (197) of Erskine May’s Treatise on The Law,
Privileges, Proceedings and Usage of Parliament. There is
before us the Twenty-second Edition. Part of what is
contained in the earlier edition is not find in the later
edition. That May’s treatise is an authoritative statement
on its subject has been recognised by this Court (Keshav
Singh’s case, ibid). May’s earlier edition stated, "It is
sometimes said that, since the privileges of Parliament do
not extend to criminal matters, therefore Members are
amenable to the course of criminal justice for offences
committed in speech or action in the House.........It may
prove to be true that things said or done in Parliament, or
some of them, are not withdrawn from the course of criminal
justice.....There is more doubt as to whether criminal acts
committed in Parliament remain within the exclusive
cognizance of the House in which they are committed.......".
Quoting Mr. Justice Stephen in Bradlaugh v.Gosset, where the
learned judge said that he "knew of no authority for the
proposition that an ordinary crime committed in the House of
Commons would be withdrawn from the ordinary course of
criminal justice", May observed that "it must be supposed
that what the learned judge had in mind was a criminal act
as distinguished from criminal speech". May went on to
state, "It is probably true, as a general rule, that a
criminal act done in the House is not outside the course of
criminal justice. But this rule is not without exception,
and both the rule and the exception will be found to depend
upon whether the particular act can or can not be regarded
as a proceeding in Parliament...........it would be hard to
show that a criminal act committed in the House by an
individual Member was part of the proceedings of the
House......Owing to the lack of precedents there is no means
of knowing what view the courts would take of a criminal act
committed in Parliament, or whether they would distinguish
action from speech in respect of amenability to the criminal
law. With regard to a crime committed in Parliament, the
House in which it was committed might claim the right to
decide whether to exercise its own jurisdiction or to hand
the offender over to the criminal courts. In taking this
decision, it would no doubt be guided by the nature of the
offence, and the adequacy or inadequacy of the penalties,
somewhat lacking in flexibility, which it could
inflict........In cases of breach of privilege which are
also offences at law, where the punishment which the House
has power to inflict would not be adequate to the offence,
or where for any other cause the House has thought a
proceeding at law necessary, either asa a substitute for, or
in addition to, its own proceeding, the Attorney General has
been directed to prosecute the offender".
May’s Twenty-second Edition is more succinct, and this
is what it says :
"Moreover, though the Bill of
Rights will adequately protect a
Member as regards criminal law in
respect of anything said as part of
proceedings in Parliament, there is
more doubt whether criminal acts
committed in Parliament remain
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within the exclusive cognizance of
the House in which they are
committed. In the judgment of the
House of Lords in Eliot’s case (see
pp 73 and 84n), it was deliberately
left an open question whether the
assault on the Speaker might have
been properly heard and determined
in the King’s bench. The
possibility that it might legally
have been so determined was
admitted by one of the manager for
the commo ns in the conference with
the Lords which preceded the writ
of error. In Bradlaugh v. Gosset,
Mr. Justice Stephen said that he
’knew of no authority for the
proposition that an ordinary crime
committed in the House of Commons
would be withdrawn from the
ordinary course of criminal
justice". Since he went on
immediately to refer to Eliot’s
case and accepted the proposition
"that nothing said in Parliament by
a Member, as such, can be treated
as an offence by the ordinary
courts’, it must be supposed that
what the learned judge had in mind
was a criminal act as distinguished
from criminal speech.
In such cases, it will be
essential to determine where the
alleged criminal act stands in
relation to he proceedings of the
House. An officer carrying out an
order of the House is in the same
position as the Members who voted
the order. In Bradlaugh v Erskine,
the Deputy Serjeant at Arms was
heldto be justified on committing
the assault with which he was
charged, since it was committed in
Parliament, in pursuance of the
order of the House, to exclude
Bradlaugh from the House. As Lord
Coleridge observed, "The Houses
cannot act by themselves as a body;
they must act committed by a
Member, however, could form part of
the proceedings of the House, Apart
from Eliot’s case 350 years ago, no
charge against a Member in respect
of an allegedly criminal act in
Parliament has been brought before
the courts. Were such a situation
to arise, it is possible that the
House in which the act was
committed might claim the right to
decide whether to exercise its own
jurisdiction. In taking this
decision, it would no doubt be
guided by the nature of the
offence, and the adequacy or
inadequacy of the penalties,
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somewhat lacking in flexibility,
which it could inflict."
The learned Attorney General submitted, and the English
judgments and Reports dealt with earlier bear out the
submission, that the bribery of a member of the House of
Commons, acting in his Parliamentary capacity, did not , at
the time the Constitution came into effect, constitute an
offence under the English criminal law or the common law.
Clearly, therefore, no privilege or immunity attached in
England to an allegation of such bribery or an agreement or
conspiracy in that behalf which could be imported into India
at the commencement of the Constitution under the provisions
of Article 105(3). Secondly, Article 105(@) provides for the
sum total of the privileges and immunity that attach to what
is said in Parliament and to votes given Therein. Article
105(3) are, therefore, not attached and they do not render
assistance to the alleged bribe givers.
Prevention of Corruption Act, 1988
In consider in the case on the Prevention of Corruption
Act, 1988 (the said Act) we shall not take account of what
we have already held and write as it were, upon a clean
slate. Some reference to the provisions of the said Act is
necessary at the threshold.
Section 2(b) of the said Act defines "public duty" thus:
"public duty" means a duty in the
discharge of which the State, the
public or the community at large
has an interest."
Section 2(c) of the said Act defines publice servant thus:
"(c) "public servant" means
(i) any person in the service or
pay of the Government or
remunerated by the Government by
fees or commission for the
performance of any public duty;
(ii) any person in the service or
pay of a corporation established by
or under a Central, Provincial or
State Act, or an authority or a
body owned or controlled or aided
by the Government or a Government
company as defined in Section 617
of the Companies Act, 1956 (1 of
1956);
(iv) any Judge, including any
person empowered by law to
discharge, whether by himself or
as a member of any body of persons,
any adjudicatory functions;
(v) any person authorised by a
court of justice to perform any
duty, in connection with the
administration of justice,
including a liquidator, receiver or
commissioner appointed by such
court;
(vi) any arbitrator or other person
to whom any cause or matter has
been referred for decision or
report by a court or justice or by
a competent public authority;
(vii) any person who holds an
office by virtue of which he is
empowered to prepare, publish,
maintain or revise an electoral
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roll or to conduct an election or
part of an election;
(viii) any person who is the
president, secretary or other
office-bearer of a registered
cooperative society engages in
agriculture, industry, trade or
banking, receiving or having
received any financial aid from the
Central Government or a State
Government or from any corporation
established by or under a Central
Provincial or State Act, or any
authority or body owned or
controlled or aided by the
Government or a Government company
as defined in Section 617 of the
Companies Act, 1956 (1 of 1956);
(x) any person who is a chairman,
member or employee of any Service
Commission or Board, by whatever
name called, or a member of any
selection committee appointed by
such Commission or Board for the
conduct of any examination or
making any selection on behalf of
such Commission or Board.
(xi) any person who is a Vice-
Chancellor or member of any
governing body, professor, reader,
lecturer or any other teacher or
employee, by whatever designation
called, of any University and any
person whose services have been
availed of by a University or any
other public authority in
connection with holding or
conducting examinations;
(xii) any person who is an office-
bearer or an employee of an
educational, scientific, social,
cultural, or other institution, in
whatever manner established,
receiving or having received any
financial assistance from the
Central Government or any State
Government, or local or other
public authority.
Explanation 1. - Persons falling
under any of the above sub-clauses
are public servants, whether
appointed by the Government or
not.
Explanation 2. - Wherever the words
"public servant" occur, they shall
be understood of every person who
is in actual possession of the
situation of a public servant,
whatever legal defect there may be
in his right to hold that
situation."
Section 19 of the said Act deals withe the previous sanction
that is necessary for prosecution for the offences mentioned
therein. It read thus:"
"19. Previous sanction necessary
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for prosecution. - (1) No court
shall take cognizance of an offence
punishable under Sections 7, 10,
11, 13 and 15 alleged to have been
committed by a public servant,
except withe the previous sanction,
(a) in the case of a person
who is employed in connection with
the affairs of the Union and is not
removable from his office save by
or with the sanction of the Central
government, of that Government;
(b) in the case of a person
who is employed in connection with
the affairs of a State and is not
removable from his office save by
or with the sanction of the State
Government, of that Gpvernment.
(c) in the case of any other
person, of the authority competent
to remove him from his office.
(2) Where for any reason
whatsoever any doubt arises as to
whether the previous sanction as
required under sub-section (1)
should be given by the Central
Government or the State Government
or any other authority, such
sanction shall be given by that
Government or authority which would
have been competent to remove the
public servant from his office oat
the time when the offence was
alleged to have been committed.
(3) Notwithstanding anything
contained in the Code of Criminal
Procedure, 1973 (2 of 1974), -
(a) no finding, sentence or
order passed by a Special Judge
shall be reversed or altered by a
court in appeal, confirmation or
revision on the ground of the
absence of, or any error, omission
or irregularity in, the sanction
required under sub-section(1),
unless in the opinion of that
court, a failure of justice has in
fact been occasioned thereby;
(b) no court shall stay the
proceedings under this Act on the
ground of any error, omission or
irregularity in the sanction
granted by the authority , unless
it is satisfied that such error,
omission or irregularity has
resulted in a failure of justice;
(c) no court shall stay the
proceedings under this Act or any
other ground and no court shall
exercise the powers of revision in
relation to any interlocutory order
passed in any inquiry, trial,
appeal or other proceedings.
(4) In determining under sub-
section (3) whether the absence of,
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or any error, omission or
irregularity in, such sanction has
occasioned or resulted in a failure
of justice the court shall have
regard to the fact whether the
objection could and should have
been raised at any earlier stage in
the proceedings.
Explanation. - For the purposes of
this section, -
(a) error includes competency
of the authority to grant sanction;
(b) a sanction required for
prosecution includes reference to
any requirement that the
prosecution shall be at the
instance of a specified authority
or with sanction of a specified
person or any requirement of a
similar nature.
Section 7, mentioned in Section 19, defined the offence of a
public servant taking gratification other than legal
remuneration in respect of an official act and the penalty
therefor. Section 10 sets out the punishment for abetment by
a public servant of offences defined in Section 8 or 9.
Section 11 defines the offence of a public servant obtaining
a valuable thing, without consideration, from a person
concerned in a proceeding or business transacted by such
public servant, and the penalty therefor. Section 13 defines
the offence of criminal misconduct by a public servant and
the penalty therefor. Section 15 sets out the punishment for
an attempt to commit an offence under Section 13 (1) (c) or
(d).
The offences with which the appellants are charged are
those set out in Section 120(B) of the Indian Penal Code
with Section 7, Section 12 Section 13(1)(d) and Section
13(2) of the said Act. (We do not here need to deal with the
offence under Section 293 of the Indian Penal Code with
which some of the accused are charged). These provisions
read thus:
"Section 120-B (of the Indian Penal
Code). Punishment of criminal
conspiracy. - (1) Whoever is a
party to a criminal conspiracy to
commit an offence punishable with
death, imprisonment for life or
rigorous imprisonment for a term of
two years or upwards, shall, where
no express provision is made in the
Code for the punishment of such a
conspiracy, be punished in the same
manner as if he had abetted such
offence.
(2) Whoever is a party to a
criminal conspiracy other than a
criminal conspiracy to commit an
offence punishable as aforesaid
shall be punished with imprisonment
of either description for a term
not exceeding six months, or with
fine or with both.
Section 7 (of the said Act). Public
servant taking gratification other
than legal remuneration in respect
of an official act. - Whoever,
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being, or expecting to be a public
servant, accepts or obtains or
agrees to accept or attempts to
obtain from any person for himself
or for any other person, any
gratification whatever, other than
legal remunerations, as a motive or
reward for doing or forbearing to
do any official act or for showing
or forbearing to show, in the
exercise of his official functions,
favoure or disfavour to any person
or for rendering or attempting to
render any service or disservice to
any person, with the Central
Government or Parliament or the
Legislature of any State or with
any local authority, corporation or
Government company referred to in
clause (c) of Section 2, or with
any public servant, whether named
or other wise , shall be punishable
with imprisonment which shall be
not less than six months but which
may extend to five years and shall
also be liable to fine.
Explanations. - (a) "Expecting to
be a public servant." If a person
not expecting to be in office
obtains a gratification by
deceiving others into a belief that
he is about to be in office, and
that he will then serve them, he
may be guilty of cheating, but he
is not guilty of the offence
defined in this section.
(b) "Gratification." The word
"gratification" is not restricted
to pecuniary gratifications or to
gratifications estimable in money.
(c) "Legal remuneration." The
words "legal remuneration" are not
restricted to remuneration which a
public servant can lawfully demand,
but include all remuneration which
he is permitted by the Government
or the organisation, which he
serves, to accept.
(d) "A motive or reward for
doing." A person who receives a
gratification as a motive or reward
for doing what he does not intend
or is not in a position to do, or
has not done, comes within this
expression.
(e) Where a public servant
induces a person erroneously to
believe that his influence with the
Government has obtained a title for
that person and thus induces that
person to give the public servant,
money or any other gratification as
a reward for this services, the
public servant has committed an
offence under this section.
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Section 12. Punishment for abetment
of offences defined in section 7 or
11 - Whoever abets any offence
punishable under Section 7 or
Section 11 whether or not that
offence is committed in consequence
of that abetment, shall be
punishable with imprisonment for a
term which shall be not less than
six months but which may extend to
five years and shall also be liable
to fine.
Section 13. Criminal misconduct by
a public servant. - (1) A public
servant is said to commit the
offence of criminal misconduct, -
(a) if he habitually accepts
or obtains or agrees to accept or
attempts to obtain from any person
for himself or for any other person
any gratification other than legal
remuneration as a motive or reward
such as is mentioned in Section 7;
or
(b) if he habitually accepts
or obtains or agrees to accepts or
attempts to obtain for himself or
for any other person, any valuable
thing without consideration which
he knows to be inadequate from any
person whom he knows to have been,
or to be, or to be likely to be
concerned in any proceeding or
business transacted or about to be
transacted by him, or having any
connection with the official
functions of himself or of any
public servant to whom he is
subordinate, or from any person
whom he knows to be interested in
or related to the person so to do;
or
(c) if the dishonestly or
fraudulently misappropriates or
otherwise converts for his own use
any property entrusted to him or
under his control as a public
servant or allows any other person
so to do; or(d) if he, -
(i) by corrupt or illegal
means, obtains for himself or for
any other person any valuable thing
or pecuniary advantage; or
(ii) by abusing his position
as a public servant, obtains for
himself or for any other person any
valuable thing or pecuniary
advantage; or
(iii) while holding office as
a public servant, obtains for any
person any valuable thing or
pecuniary advantage without any
public interest; or
(e) if he or any person on his
behalf, is in possession or has, at
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any time during the period of his
office, been in possession for
which the public servant cannot
satisfactorily account, of
pecuniary resources or property
disproportionate to his known
sources of income.
Explanation. - For the purposes of
this section, "known sources of
income" means income received from
any lawful source and such receipt
has been intimated in accordance
with the provisions of any law,
rules or orders in accordance with
the provisions of any law, rules or
orders for the time being
applicable to a public servant.
(2) Any public servant who
commits criminal misconduct shall
be not less than one year but which
may extend to seven years and shall
also be liable to fine."
The said Act replaced the Prevention of Corruption Act,
1947 (the 1947 Act). The said Act was enacted "to
consolidate and amend the law relating to the prevention of
corruption and for matters connected therewith" Its
Statements of Objects and Reasons reads thus:
"Statement of Object and
Reasons - 1. The Bill is intended
to make the existing anti-
corruption laws more effective by
widening their coverage and by
strengthening the provisions.
2. The Prevention of
Corruption act, 1947, was amended
in 1964 based on the
recommendations of the Santhanam
Committee. There are provisions in
Chapter IX of the Indian Penal Code
to deal with public servants and
those who abet them by way of
criminal misconduct. There are also
provisions in the Criminal Law
Amendment Ordinance, 1944, to
enable attachment of ill-gotten
wealth obtained through corrupt
means, including from transferees
of such wealth. The Bill seeks to
incorporate all these provisions
with modifications so as to make
the provisions more effective in
combating corruption among public
servants.
3. The Bill, inter alia,
envisages widening the scope of the
definition of the expression
"public servant", incorporation of
offences under Sections 161 to 165-
A of the Indian Penal Code,
enhancement of penalties provided
for these offences and
incorporation of a provision that
the order of the trial court
upholding the grant of sanction for
prosecution would be final if it
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has not already been challenged and
the trial has commenced. In order
to expedite the proceedings,
provisions for day-to-day trial of
cases and prohibitory provisions
with regard to grant of stay and
exercise of powers of revision on
interlocutory orders have also been
included.
4. Since the provisions of
Sections 161 to 161-A are
incorporated in the proposed
legislation with an enhanced
punishment it is not necessary to
retain those sections in the Indian
Penal Code. Consequently, it is
proposed to delete those sections
with the necessary saving
provision.
5. The notes on clauses
explain in detail the provisions of
the Bill."
In the 1947 Act the definition of "public servant" in
the Indian Penal Code was adopted, Section 21 whereof reads
as follows:
21. "Public servant". - The
words "public servant" denote a
person falling under any of the
descriptions hereinafter following,
namely:
First. - [Repealed by the
Adaptation of Lawsorder,1950.]
Second. - Every Commissioned
Officer in the Military, Naval or
Air Forces of India;
Third. - every Judge including
any person empowered by law to
discharge, whether by himself or as
a member of anybody of persons, any
adjudicatory functions;
Fourth. - Every officer of a
Court of Justice (including a
liquidator, receiver or
commissioner) whose duty it is, as
such officer, to investigate or
report on any matter of law or
fact, or to make, authenticate, or
keep any document, or to take
charge or dispose of any property,
or to execute any judicial process,
or to administer any oath, or to
interpret, or to preserve order in
the Court, and every person
specially authorised by a court of
Justice to perform any of such
duties;
Fifth. - every juryman,
assessor, or member of a panchayat
assisting a Court of Justice or
public servant;
Sixth. - Every arbitrator or
other person to whom any cause or
matter has been referred for
decision or report by any Court of
Justice, or by any other competent
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public authority;
Seventh. - Every person who
holds any office by virtue of which
he is empowered to place or keep
any person in confinement;
Eighth. - Every officer of the
Government whose duty it is, as
such officer, to prevent offences,
to give information of offences, to
bring offenders to justice, or to
protect the public health, safety
or convenience;
Ninth. - Every officer whose
duty it is, as such officer, to
take, receive, keep or expend any
property on behalf of the
Government, or to make any survey,
assessment or contract on behalf of
the Government, or to execute any
revenue-process, or to investigate,
or to report, on any matter
affecting the pecuniary interests
of the Government, or to make,
authenticate or keep any document
relating to the pecuniary interests
of the Government, or to prevent
the infraction of any law for the
protection, of the pecuniary
interests of the Government;
Tenth. - Every officer whose
duty it is, as such officer, to
take, receive, keep or expend any
property, to make any survey or
assessment or to levy any rate or
tax for any secular common purpose
of any village, town or district,
or to make, authenticate or keep
any document for the ascertaining
of the rights of the people of any
village, town or district;
Eleventh. - Every person who
holds any office in virtue of which
he is empowered to prepare,
publish, maintain or revise an
electoral roll or to conduct an
election or part of an election;
Twelfth. - Every person -
(a) in the service or pay of
the Government or
remunerated by fees or
commission for the
performance of any public
duty by the Government;
(b) in the service or pay of a
local authority, a
corporation established
by or under a Central,
Provincial or State Act
or a Government company
as defined in Section 617
of the Companies Act,
1956 (1 of 1956)."
Section 6 of the 1947 Act dealt with the previous sanction
necessary for prosecution. It read thus :
"6. Previous sanction
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necessary for prosecution. - (1)
No court shall take cognizance of
an offence punishable under Section
161 or Section 164 or section 165
of the Indian Penal Code (45 of
1860), or under sub-section (3A) of
Section 5 of this Act, alleged to
have been committed by a public
servant, except with the previous
sanction.
(a) in the case of a person who is
employed in connection with the
affairs of the Union and is not
removable from his office save by
or with the sanction of the Central
Government, of the Central
Government;
(b) in the case of a person who is
employed in connection with the
affairs of a State and is not
removable from his office save by
or with the sanction of the State
Government;
(c) in the case of any other
person, of the authority competent
to remove him from his office.
(2) Where for any reason
whatsoever any doubt arises whether
the previous sanction as required
under sub-section (1) should be
given by the Central or State
Government or any other authority,
such sanction shall be given by
that Government or authority which
would have been competent to remove
the public servant from his office
at the time when the offence was
alleged to have been committed."
It is not in dispute that the prosecutions against all
the accused have not received the previous sanction
contemplated by Section 19 of the said Act.
Mr. P.P. Rao submitted that a Constitution Bench had
in the case of R.S. Nayak v. A.R. Antulay, 1984 (2) S.C.R.
495, held that a member of a State legislature was not
a public servant, but that the finding therein that he
performed a public duty was erroneous and required
reconsideration. The expression ’public duty’ in Section
2(b) of the said Act meant a duty in the context of a
interest which could be enforced at law. A mandamus could
not issue to a member of Parliament or a member of a State
legislature to perform his duty for he could not be
compelled to speak or to vote. It was permissible to refer
to the speech in Parliament of the Minister who had moved
the Bill that became the said Act. He had stated, in
response to a question about the position of a member of
Parliament or a member of a Legislative Assembly , thus:
"............We have not done anything different or contrary
to the law as it stands today. Under the law, as it stands
today, the Supreme Court has held in Antulay’s case that a
Member of a Legislative Assembly is not a public servant
within the meaning of Section 21 of the Indian Penal Code."
That this was really the position was supposed by the fact
that two conditions had to be satisfied for the purposes of
bringing someone within the purview of the said Act, namely,
that he should be a public servant (Section 2) and there
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should be an authority competent to remove him from his
office (Section 19). In this behalf, reliance was placed
upon the judgement in K. Veeraswamy vs. Union of India, 1991
(3) S.C.R. 189. The judgment of the Delhi High Court under
appeal noted that it was not disputed that there was no
authority competent to remove members of Parliament from
their office. This had also been found by the Orissa High
Court in Habibullah Khan vs. State of Orissa, (1993) Cr.L.J.
3604. A member of Parliament and a member of a State
legislature did not hold an office. Section 2 (c)(viii) of
the said Act postulated the existence of an office
independent of the person holding it, and that by virtue of
the office, the holder was authorised or required to perform
a public duty. That a member of Parliament did not hold an
office was apparent from the Constitution. Whereas the
Constitution spoke of other functionaries holding offices,
members of Parliament were said to occupy seats. The
conclusion, therefore, was inescapable that the accused
could not be prosecuted under the said Act and the charges
had to be quashed. Mr. D.D. Thakur echoed these submissions.
He added that it was legally permissible, but morally
impermissible, for a legislator to vote in exchange for
money. The clauses of Section 2(c) had to be constructed
ejusdem generis and, so read, could not cover members of
Parliament or the State legislatures. Having regard to the
he fact that the Minister had made a representation to
Parliament when the Bill was being moved that it did not
cover members of Parliament and the State legislatures, it
could not be argued on behalf of the Union Government, by
reason of the principle of promissory estoppel, that the
said Act covered members of Parliament and the State
legislatures. The said Act only removed the surplusage in
the then existing definition of "public servant" and had to
be construed only in that light. The inclusion of members of
Parliament in the said Act was not "clearly implicit" nor
"irresistibly clear." A member of Parliament had only
privileges given to him under the Constitution; his only
obligation was to remain present for a given number of days.
Mr. Sibbal adopted the arguments of Mr. Rao. He added that
the Constitution cast no duty or obligation upon a member
of Parliament. Consequently, there was no authorisation or
requirement to perform a duty under the provisions of
Section 2(c)(viii) of the said Act. An authority competent
to remove a public servant necessarily contemplated an
authority competent to appoint him. There was no authority
competent to appoint a member of Parliament and, therefore,
there was no authority which could remove him.
The Attorney General submitted that the object behind
enacting the said Act was to widen the coverage of the anti-
corruption laws, as had been stated in its Statement of
Object and Reasons. ’Public office’ had been defined in
Blacks Law Dictionary (Sixth edition, pg 1082) thus, "the
right, authority, and duty created and conferred by law, by
which for a given period, either fixed by law or enduring at
the pleasure of the creating power, an individual is
invested with some portion of the sovereign functions of
government for the benefit of the public. An agency for the
state, the duties of which involve in their performance the
exercise of some portion of sovereign power, either great or
small." The Shorter Oxford Dictionary (page 1083) defined
"Office" thus, "A position to which certain duties are
attached, esp. a place of trust, authority or service under
constituted authority." In Antulay’s case it had been held
that a member of a legislative assembly "performs public
duties cast on him by the Constitution and his electorate".
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That a member of Parliament occupied an office had been the
view taken in the cases of Bunting and Boston (referred to
above). A member of Parliament performed the sovereign
function of law making and in regard to the exchequer. He
had a fundamental duty to serve. He undertook high public
duties which were inseparable from his position. A member of
Parliament, therefore, held an office. The Constitution
provided the number of seats for members of Parliament. The
tenure of a member of Parliament was fixed. He received a
salary and other allowances. It was clear from the
Constitution that he performed public duties. The oath that
he took referred to his obligation to "faithfully discharge
the duty" upon which he was about to enter. The Salary,
Allowances and Pension of Members of Parliament Act, 1954,
specified that a member of Parliament was entitled to
receive a salary per mensem "during the whole of his term of
office" and an allowance per day "during any period of
residence on duty" . The accused, other than D.K.
Adikeshavulu and M. Thimmagowda, were, therefore, public
servants within the scope of the said Act and could be
charged thereunder. Reference to the provisions of Section
19 of the said Act and to the Minister’s speech on the Bill
that became the said Act was, consequently, not called for.
The provisions of Section 19 were attracted only when a
public servant had an authority which was competent to
remove him. Where, as in the case of a member of Parliament
or a State legislature, there was no authority which was
competent to remove a public servant, the provisions of
section 19 were not attracted and a prosecution could be
launched and taken cognizance of without previous sanction.
Alternatively, the authority to remove a member of
Parliament was the President under the provisions of Article
103 of the Constitution.
There can be no doubt that the coverage of Section 2(c)
of the said Act is far wider than that of Section 21 of the
Indian penal Code. The two provisions have only to be
looked at side by side to be sure that more people can now
be called public servants for the purposes of the anti-
corruption law. There is, therefore, no reason at all
why Section 2(c) of the said Act should be construed only
in the light of the existing law and not on its own terms.
It is for the Court to construe Section 2(c). If the Court
comes to the conclusion that members of Parliament and the
State legislatures are clearly covered by its terms, it
must so hold. There is then no reason to resort to
extraneous aids of interpretation such as the speech of the
Minister piloting the Bill that became the said Act. The
true interpretation of a statute does not depend upon who
urges it. The principle of promissory estoppel has no
application in this behalf. Further., if the court comes to
the conclusion, based on Section 2(c) itself, that members
of Parliament and the State legislators are, clearly, public
servants, no resort to the provisions of Section 19 is
required in this regard. The words "public servant" in
Section 19 must then bear that meaning that is attributed
to them on the construction of the definition thereof in
Section 2(c).
A public servant is "any person who holds an office by
virtue of which he is authorised or required to perform any
public duty." Not only, therefore, must the person hold an
office but he must be authorised or required by virtue of
that office to perform a public duty. Public duty is defined
by Section 2(b) of the said Act to mean "a duty in the
discharge of which the State, the public or that community
at large has an interest." In a which the State, the public
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or that community at large has an interest." In a
democratic form of Government it is the member of
Parliament or a State legislature who represents the people
of his constituency in the highest law making bodies at the
Centre and the State respectively. Not only is he the
representative of the people in the process of making the
laws that will regulate their society, he is their
representative in deciding how the funds of the Centre and
the States shall be spent and in exercising control over the
executive. It is difficult to conceive of a duty more public
than this or of a duty in which the State, the public and
the community at large would have greater interest. The
submission that this Court was in error in Antulay’s case in
holding that a member of a State legislature "performs
public duties cast on him by the Constitution and his
electorate" must be rejected outright. It may be - we
express no final opinion - that the duty that a member of
Parliament or a State legislature performs cannot be
enforced by the issuance of a writ of mandamus but that is
not a sine qua non for a duty to be a public duty. We reject
the submission, in the light of what we have just said, that
a member of Parliament has only privileges, no duties.
Members of Parliament and the State legislatures would do
well to remember that if they have privileges it is the
better to perform their duty of effectively and fearlessly
representing their constituencies.
In Antulay’s case the question relevant for our purpose
was whether a member of a Legislative Assembly was a public
servant within the meaning of that expression in clauses
12(a),(3) and (7) of section 21 of the Indian Penal Code.
These Clauses read thus:
21. The words ’public servant’
denote a person falling under any
of the descriptions hereinafter
following, namely:
Third- Every Judge including
any person empowered by law to
discharge, whether by himself or
as a member of, any body of
persons, any adjudicatory
functions.
Seventh - Every person who
holds any office by virtue of which
he is empowered to place or keep
any person in confinement.
Twelfth - Every person -
(a) in the service or pay of
the Government or remunerated by
fees or commission for the
performance of any public duty by
the Government."
This Court held that a member of a Legislative Assembly did
not satisfy the ingredients of these clauses and that,
therefore, he was not a public servant within the meaning of
that expression in Section 21 of the Indian Penal Code. It
was in this context that this Court made the observation
that we have already quoted. Having regard to the fact that
there was no clause in section 21 of the Indian Penal Code
which is comparable to Section 2(c)(viii) of the said Act,
the decision in Antulay’s case is of little assistance in
this context.
The judgment of the Orissa High Court in the case of
Habibulla Khan is of assistance because it considered
whether a member of a Legislative Assembly was a public
servant within the meaning of Section 2(c)(viii) of the
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said Act. Paragraphs 5,7,8 and 9 of the principle
judgment are relevant. *ney read thus:
"5. For the aforesaid clause
to be attracted, two requirements
must be satisfied; (i) an M.L.A.
must hold an office: and (ii) he
must perform public duty by virtue
of holding that office. The meaning
of the word ’office’ has been the
subject-matter of various decisions
of the apex Court and Shri Rath in
his written note dated 27-4-1993
has dealt with these decisions in
pages 6 to 12, in which reference
has been made to what was held in
this regard in (1) Maharaj Shri
Govindlal Jee Ranchhodlal jee v.
C.I.T., Ahmedabad, 34 ITR 92 : (AIR
1959 Bom 100) (which is a judgment
of Bombay High Court rendered By
Chagla, C.J.); (2) Champalal v.
State of Madhya Pradesh, AIR 1971
MP 88, in which the definition of
the word "office" given in Corpus
Juris Secundum "A position or
station in which a person is
employed to perform certain duty"
was noted; (3) Statesman v. H.R.
Deb, AIR 1968 SC 1495: (1968 Lab IC
1525) which is a rendering by a
Constitution Bench stating "an
office means no more than a
position to which certain duties
are attached"; (4) Kanta Kathuria
v. Manikchand, AIR 1970 SC 694, in
which Hidayatulla, C.J., on behalf
of self and J.K. Mitter, J., who
were in minority, after referring
to the Constitution Bench decision
in Stasteman’s case referred to the
observations of Lord Wright in Mc
Millan v. Guest, 1942 Ac 561, that
the meaning of the word ’office’
covered four columns of the New
English Dictionary, but the one
taken as most relevant was "(a)
position or place to which certain,
duties are attached, especially one
of more or less public character";
whereas Sikri, J, speaking for the
majority referred to the definition
given by Lord Atkin, which was "a
subsisting permanent, substantive
position which had an existence
independent of the person who
filled it, which went on and was
filled in succession by successive
holders" by further stating that
there was no essential difference
between the definitions given by
Lord Wright and Lord Atkin: and
(5) Madhukar v. Jaswant, AIR 1976
SC 2283, in which the definition
given in the Stateman’s case was
quoted with approval.
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xxx xxx xxx
7. Shri Das, learned
Government Advocate, does not
contest the submission of Shri Rath
that the word ’office’ should mean,
to repeat, no more than a position
to which certain duties are
attached, specially of a public
character". Let it be seen as to
whether the test mentioned by
Sikri, J, is satisfied, which, as
already noted, is that there must
be an office which exists
independently of the holder of that
office. To substantiate this part
of his submission, Shri Rath has
referred in his written note first
to Article 168 of the Constitution
which has proved that for every
State there shall be a Legislature
which shall consist of the
Governor, and in case of some
States, two Houses and in case of
others one House. Article 170
states that the Legislative
Assembly of each State shall
consist of not more than 500 and
not less than 60 members chosen by
direct election from the
territorial constituencies in the
State for which purpose the State
is divided into equal number of
territorial constituencies. In
Article 172, duration of the
Legislative Assembly has been
specified to be for five years,
and Article 173 deals with the
conditions of eligibility.
Reference is than made to certain
provisions of the Representation of
the People Act, 1950, which has
provided for total number of seats
in the Legislative Assembly, and so
far as Orissa is concerned, the
Second Schedule mentions that the
Orissa Legislative Assembly shall
consist of 147 members.
8. Relying on the aforesaid
provisions, it is contended and
rightly, by Shri Rath that the
office of the M.L.A. is created by
the Constitution read with the
Representation of the People Act,
1950, whereas the actual election
of M.L.As. is supervised, directed
and controlled by the provisions
contained in Articles 324 to 329 of
the Constitution and the provisions
of the Representation of the People
Act, 1951, which brings home the
distinction between "office" and
"holder of the office".
9. The aforesaid submission
appears to us to be unassailable.
We would, therefore, accept the
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same by stating that an M.L.a. does
hold an office, which is one of the
two necessary requirements to
attract the definition of "public
servant", as given in clause (viii)
of the Act. Another requirement, as
already mentioned, is performance
of public duty as holder of such
office. This aspect has been dealt
with by Shri Rath in paragraph 7 of
his written note wherein mention
has been made about various
duties attached to the office of
the M.L.A., as would appear from
Chapter III of Part VI of the
Constitution - the same being,
making of laws, acting conjointly
to effectively control the
activities of the executive,
approval of the finance bill, etc.
Indeed, no doubt can be entertained
in this regard in view of what was
stated in paragraph 59 of Antulay’s
case, which is as below:-
".....it would be rather
difficult to accept an unduly wide
submission that M.L.A. is not
performing any public duty. However
it is unquestionable that he is not
performing any public duty either
directed by the Government or for
the Government. He no doubt
performs public duty cast on him by
the Constitution and his
electorate. He thus discharges
constitutional functions.....""
Having held that a member of a Legislative assembly was a
public servant under the said Act, the Orissa High Court
went on to consider which authority was competent to give
sanction for his prosecution. That is an aspect with which
we are not immediately concerned and we shall revert to this
judgment later.
We think that the view of the Orissa High Court that a
member of a Legislative Assembly is a public servant is
correct. Judged by the test enunciated by Lord Atkin in Mc
Millan v. Guest and adopted by Sikri, J, in Kanta Kathuria’s
case, the position of a member of Parliament, or of a
Legislative Assembly, is subsisting, permanent and
substantive; it has an existence independent of the person
who fills it and it is filled in succession by successive
holders. The seat of each constituency is permanent and
substantiative. It is filled, ordinarily for the duration of
the legislative term, by the successful candidate in the
election for the constituency. When the legislative term is
over, the seat is filled by the successful candidate at the
next election. There is, therefore, no doubt in our minds
that a member of Parliament, or of a Legislative Assembly,
holds an office and that he is required and authorised
thereby to carry out a public duty. In a word, a member of
Parliament, or of a Legislative Assembly, is a public
servant for the purposes of the said Act.
This brings us to the issue of sanction under the
provisions of Section 19 of the said Act. The Section has
been quoted, Sub-section (1) opens with the words "No court
shall take cognizance of an offence punishable under
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Sections 7, 10, 11, 13 and 15. Secondly, the person charged
must be a public servant at the point of time the court is
asked to take cognizance; that is the material time for the
purposes of the Section. Thirdly, the sanction must proceed
cognizance; it must be prior sanction. Fourthly, and this
from the point of view of this judgement is most material,
the Section covers all public servants. In order words, if
any public servant is charged with an offence punishable
under the aforesaid sections, the court shall not take
cognizance in the absence of sanction. That the Section
applies to all public servants is also clear from the three
clauses of sub-section(1). Clause (a) says that the sanction
must be of the Central Government in the case of a public
servant who is employed in connection with the affairs of
the Union and is not removable from his office save by or
with the sanction of the Central Government. Clause (b)
says that the sanction must be of a State Government in the
case of a public servant who is employed in connection with
the affairs of that State and is not removable from his
office save by or with the consent of that State Government.
Clause (c) says that the sanction in the case of any other
public servant must be of the authority competent to remove
him from his office. Clause (c) is the basket into which
all public servants, other than those covered by the terms
of clauses (a) and (b), fall
Upon the plain language of sub-section (1) of Section
19, analysed above, the argument of the learned Attorney
General that the provisions of Section 19 are applicable
only to a public servant who is removable from his office by
an authority competent to do so must fail.
In support of the argument, the learned Attorney
General relied upon the judgment of this Court in S.A.
Venkataraman vs. The State, 1958 S.C.R. 1040, in which, with
reference to the provisions of Section 6 of the 1947 Act, it
was observed :
" When the provisions of s.6
of the Act are examined it is
manifest that two conditions must
be fulfilled before its provisions
become applicable. One is that the
offences mentioned therein must
be committed by a public servant
and the other is that that person
is employed in connection with the
affairs of the Union or a State and
is not removable from his office
save by or with the sanction of the
Central Government or the State
Government or is a public servant
who is removable from his office
by any other competent authority.
Both these conditions must be
present to prevent a court from
taking cognizance of an offence
mentioned in the section without
the previous sanction of the
Central Government or the State
Government or the authority
competent to remove the public
servant from his office. If either
of these conditions is lacking, the
essential requirements of the
section are wanting and provisions
of the section do not stand in the
way of a court taking cognizance
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without a previous sanction."
The appellant was a public servant who had been dismissed
from service consequent upon a departmental inquiry. After
his dismissal he was charged with the offence of criminal
misconduct under the 1947 Act and convicted. The appellant
contended that no court could have taken cognizance of the
charge against him because there was no prior sanction under
Section 6 of the 1947 Act. This Court found, as aforestated,
that for the applicability of Section 6 two conditions had
to be fulfilled, namely, (i) the offence should have been
committed by a public servant and (ii) the public servant is
removable from his office by the Central Government or a
State Government or a competent authority. This Court held
that sanction was not a pre-requisite to the cognizance of
the offence with which the appellant was charged and
conditions were not satisfied because, when cognizance of
the offence was taken, the appellant had ceased to be a
public servant. That the appellant was a public servant was
not in dispute; that no sanction had been obtained was also
not in dispute. This Court was not concerned with a
situation in which there was a public servant but there was
no authority competent to remove him from his office. The
observations of this Court quoted above were made in the
context of the facts of the case and relative thereto. They
cannot be examined de hors the facts and read as supporting
the proposition that the provisions of Section 19 are
applicable only to a public servant who is removable from
his office by an authority competent to do so and, if there
is no authority competent to remove a public servant from
his office, the embargo arising under Section 19 is not
attracted and Section 19 does not come in the way of a court
taking cognizance. In any event, we cannot, with great
respect, agree that the observations fully analyse the
provisions of Section 19. We have set out above how we read
it; as we read it, it applies to all who are public servants
for the purposes of the said Act.
It is incorrect to say that Section 19 contemplates
that for every public servant there must be an authority
competent to remove him from his office and that, therefore,
the effort must be to identify that authority. But if no
authority can be identified in the case of a public servant
or a particular category of public servant, it cannot lead
to the conclusion that was urged on behalf of the accused,
namely, that he is not a public servant or this is not a
category of public servant within the meaning of the said
Act. We have found, based on the language of Section
2(c)(viii) read with Section 2(b), that members of
Parliament are public servants. That finding, based upon the
definition section, must apply to the phrase ’public
servant’ wherever it occurs in the said Act. It cannot
change if it be found that there is no authority competent
to remove members of Parliament from office. Members of
Parliament would, then, not be liable to be prosecuted for
offences under the said Act other than those covered by
sections 7, 10, 11,13 and 15.
The Attorney General drew our attention in this context
to the conclusion of the Orissa High Court in the case of
Habibullah Khan aforementioned. The Orissa High Court found
that there was no authority which could grant previous
sanction, as contemplated by Section 19 of the Act, in the
case of a member of a Legislative Assembly. Counsel, the
High Court recorded, did not contend that even if there be
no person competent to give sanction for prosecuting a
member of a Legislative Assembly under the said act,
nonetheless sanction for his prosecution had to be obtained
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because he was a public servant. The High Court was
satisfied that although "an M.L.A. would come within the
fold of the definition of ’public servant’, as given in
Section 2(c) of the Act, he is not the type of ’public
servant’ for whose prosecution under the Act, previous
sanction as required by Section 19 is necessary. We require
realise the anomaly of our conclusion, because though
Section 19 of the Act makes no distinction between one
public servant and another for the purpose of previous
sanction, we have made so. But this is a result which we
could not have truly and legally avoided."
We do not think that the view of the Orissa High Court
stated above is correct. Since Section 6 of the 1947 Act and
Section 19 of the said Act make no distinction between one
public servant and another for the purpose of previous
sanction, the conclusion must be that where the Court finds
that there is no authority competent to remove a public
servant, that public servant cannot be prosecuted for
offences punishable under Sections 7,10,11,13 and 15 of the
said Act because there is no authority that can sanction
such prosecution.
This Court in the case of K. Veeraswami v. Union of
India and others, [1991] 3 S.C.R. 189, considered the
applicability of the 1947 Act to a Judge of a High Court or
the Supreme Court. A case under the provisions of Section
5(2) read with Section 5(1)(e) of the 1947 Act had been
registered against the appellant, the Chief Justice of a
High Court, and on 28th February, 1976, an F.I.R. was filed
in the Court of Special Judge. The appellant retired on
attaining the age of superannuation on 8th April, 1976. On
15th December, 1977 , a charge sheet was filed and process
was issued for appearance of the appellant. The appellant
moved the High Court to quash the proceedings. The High
Court dismissed the application but granted certificate of
fitness to appeal. This Court, by a majority, concluded
that a Judge of a High Court and the Supreme Court was a
public servant within the meaning of Section 2 if the 1947
Act. A prosecution against him could be lodged after
obtaining the sanction of the competent authority under
Section 6 of the 1947 Act. For this purpose, the President
of India was the authority to give previous sanction. No
criminal case could be registered against a Judge of a High
Court unless the Chief Justice of India was consulted. Such
consultation was necessary also at the stage of examining
whether sanction for prosecution should be granted, which
should be guided by and in accordance with the advice of the
Chief Justice of India. Specifically, the majority view was
that a public servant could not be prosecuted for the
offences specified in Section 6 of the 1947 Act unless
there was prior sanction for prosecution from a competent
authority. A Judge of the superior courts squarely fell
within the purview of the 1947 Act. The second requirement
under clause (c) of Section 6(1) was that for the purpose of
granting sanction for his prosecution there must be an
authority and the authority must be competent to remove
him. It was, therefore, "now necessary to identify such
authority......".
The learned Attorney General laid stress upon this
observation. He submitted that the court should identify the
authority competent to remove a member of Parliament, or a
State Legislature, from his office if it found such member
to be a public servant within the meaning of Section 2(c)
and did not accept his contention that the provisions of
Section 19 did not apply, there being no authority competent
to remove such member from his office. In other words, it
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was the alternative submission of the learned Attorney
General that there was an authority competent to remove such
member from his office : in the case of a member of
Parliament it was the President and in the case of a member
of a State Legislature it was the Governor of the State. We
shall address ourselves to the submission in a moment.
The passage in Veeraswamy’s case relied upon by learned
counsel for the appellants is contained in the dissenting
judgment of Verma, J.
He said :
"Clauses (a),(b) and (c) in
sub-section (1) of Section 6
exhaustively provide for the
competent authority to grant
sanction for prosecution in case of
all the public servants falling
within the purview of the Act.
Admittedly, such previous sanction
is a condition precedent for taking
cognizance of an offence punishable
under the Act, of a public servant
who is prosecuted during his
continuance in the office. It
follows that the public servant
falling within the purview of the
Act must invariably fall within one
of the three clauses in sub-section
(1) of Section 6. It follows that
the holder of an office, even
though a ’public servant’
according to the definition in the
Act, who does not fall within any
of the clauses (a), (b) or (c) of
sub-section (1) of Section 6 must
hold to be outside the purview of
the Act since this special
enactment was not enacted to cover
that category of public servants
inspite or the wide definition of
’public servant’ in the Act. This
is the only manner in which these
provisions of the Act can be
harmonized and given full effect.
The scheme of the Act is that a
public servant who commits the
offence of criminal misconduct, as
defined in the several clauses of
sub-section(1) of Section 5, can
be punished in accordance with sub-
section (1) of Section 5, can be
punished in accordance with sub-
section (2) of Section 5, after
investigation of the offence in the
manner prescribed and with the
previous sanction of the competent
authority obtained under Section 6
of the act in a trial conducted
according to the prescribed
procedure. The grant of previous
sanction under Section 6 being a
condition precedent for the
prosecution of a public servant
covered by the Act, it must follow
that the holder of an office who
may be a public servant according
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to the wide definition of the
expression in the Act but whose
category for the grant of sanction
for prosecution is not envisaged by
Section 6 of the Act, is outside
the purview of the Act, not
intended to be covered by the act.
This is the only manner in which a
harmonious constitution of the
provisions of the Act can be made
for the purpose of achieving the
object of that enactment."
We are unable, with respect, to share this view in the
dissenting judgment. It does not appear to take into
reckoning the fact that sanction is not a pre-requisite for
prosecution for all offences under the statute but is
limited to those expressly specified in the sanction
provision. Secondly, the question as to whether or not a
person is a public servant within the meaning of the statute
must be determined having regard to the definition of a
public servant contained in the statute. If the person is
found to be a public servant within the meaning of the
definition, he must be taken to be a public servant within
the meaning of the definition, he must be taken to be a
public servant for the purposes of all provisions in the
statute in which the expression ’public servant’ occurs. If
therefore, a person is found to satisfy the requirements of
the definition of a public servant, he must be treated as a
public servant for the purposes of the sanction provision.
In our opinion, it cannot be hold, as a consequence of the
conclusion that there is no authority competent to remove
from office a person who falls within the definition of
public servant, that he is not a public servant within the
meaning of the statute. Where a person is found to satisfy
the requirements of the definition of a public servant, the
Court must, as was said by the majority in Veeraswami’s
case, attempt to identify the authority competent to remove
him from his office. The majority identified that authority
in the case of a Judge of a High Court and the Supreme Court
and did not need to consider the effect upon the prosecution
of not being able to find such authority.
It is convenient now to notice a submission made by
Mr. Sibal based upon Veeraswami’s case. He urged that just
as this court had there directed that no criminal
prosecution should be launched against a Judge of a High
Court or the Supreme Court without first consulting the
Chief Justice of India, so we should direct that no criminal
prosecution should be launched against a member of
Parliament without first consulting the Speaker. As the
majority judgment makes clear, this direction was considered
necessary to secure the independence of the judiciary and in
the light of the "apprehension that the Executive being the
largest litigant is likely to abuse the power to prosecute
the Judges." Members of Parliament do not stand in a
comparable position. They do not have to decide day after
day disputes between the citizen and the Executive. They do
not need the additional protection that the Judges require
to perform their constitutional duty of decision making
without fear or favour.
Before we move on to consider the alternative
submission of the Attorney General, we must note the
judgment in S.A. Venkataraman vs. The State, 1958 S.C.R.
1040, upon which the learned Attorney General relied for his
first proposition, namely, that the provisions of Section 19
do not apply to a public servant in resect of whom there is
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no authority competent to remove him from his office. The
appellant Venkatraman was a public servant. After he was
dismissed from service consequent upon a departmental
inquiry, he was charged with criminal misconduct under the
1947 Act and was convicted. The contention before this Court
was that the trial court could not have taken cognizance of
the offence because no sanction for the prosecution had been
produced before it. This Court held that no sanction for the
prosecution of the appellant was required because he was
not a public servant at the time cognizance of the offence
was taken. The following passage in this Court’s judgment
was relied upon :
" It was suggested that cl.
(c) in s.6(1) refers to persons
other than those mentioned in cls.
(a) and (b). The words "is
employed" are absent in this clause
which would, therefore, apply to a
person who had ceased to be a
public servant though he was so at
the time of the commission of the
offence. Clause (c) cannot be
construed in this way. The
expressions "in the case of a
person" and "in the case of any
other person" must refer to a
public servant having regard to the
first paragraph of the sub-section.
Clauses (a) and (b), therefore,
would cover the case of a public
servant who is employed in
connection with the affairs of the
Union or a State and is not
removable from his office save by
or with the sanction of the Central
Government or the State Government
and cl.(c) would cover the case of
any other public servant whom a
competent authority could remove
from his office. The more important
words in cl. (c) are "of the
authority competent to remove him
from his office". A public servant
who has ceased to be a public
servant is not a person removable
from any office by a competent
authority. Section 2 of the Act
states that a public servant, for
the purpose of the Act, means a
public servant as defined in s.21
of the Indian Penal Code. Under cl.
(c), therefore, any one who is a
public servant at the time a court
was asked to take cognizance, but
does not come within the
description of a public servant
under cls. (a) and (b), is accused
of an offence committed by him as
a public servant as specified in s.
6 would be entitled to rely on the
provisions of that section and
object to the taking of cognizance
without a previous sanction."
We do not find in the passage anything that can assist the
Attorney General’s submission; rather, it is supportive of
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the view that we have taken and indicates that the third
clause in the sanction provision is a catch-all clause into
which all public servants who are not covered by the first
two clauses fall. In the words, to prosecute a public
servant the prior sanction of the authority competent to
remove him is a must.
For the purposes of appreciating argument that the
President is the authority competent to remove a member of
Parliament from his office, Articles 101, 102 and 103 under
the head "Disqualifications of Members" in Chapter II of
Part V of the Constitution need to be set out. (Similar
provisions in relation to members of State Legislatures are
contained in Articles 190, 191 and 192 under the same head
in Chapter III of Part VI of the Constitution.) Articles
101, 102 and 103 read thus:
"101. Vacation of seats, - (1) No
person shall be a member of both
Houses of Parliament and provision
shall be made by Parliament by law
for the vacation by a person who is
chosen a member of both Houses of
his seat in one House or the other.
(2) No person shall be a member
both of Parliament and of a House
of the Legislature of a State and
if a person chosen a member both of
Parliament and of a House of the
Legislature of a State, then, at
the expiration of such period as
may be specified in rules made by
the President, that person’s seat
in Parliament shall become vacant,
unless he has previously resigned
his seat in the Legislature of the
State.
(3) If a member of either House of
Parliament -
(a) becomes subject to any of the
disqualifications mentioned in
clause (1) or clause (2) of
article 102 or
(b) resigns his seat by writing
under his hand addressed to
the Chairman or the Speaker as
the case may be, and his
resignation is accepted by
the Chairman or the Speaker,
as the case may be,
his seat shall thereupon become
vacant:
Provided that in the case of any
resignation to in sub-clause (b),
in from information received or
otherwise and after making such
inquiry as he thinks fit; the
Chairman or the Speaker, as the
case may be, is satisfied that
such resignation is not voluntary
of genuine, he shall not accept
such resignation.
(4) If for a period of sixty days a
member of either House of
Parliament is without permission of
the House absent from all meetings
thereof, the House may declare his
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seat vacant :
Provided that in computing the said
periods of sixty days no account
shall be taken of any period during
which the House is prorogued or is
adjourned for more than four
consecutive days.
102. Disqualifications for
membership. - (1) A person shall be
disqualified for being chosen as,
and for being, a member of either
House of Parliament -
(a) if he holds any offence of
profit under the Government of
India or the Government of any
State, other than an office
declared by Parliament by law not
to disqualify its holder;
(b) if he holds any office of
profit under the Government of
India or the Government of any
State, other than an office
declared by Parliament by law not
to disqualify its holder;
(b) if he is an undischarged
insolvent;
(c) if he is an undischarged
insolvent;
(d) if he is not a citizen of
India, or has voluntarily acquired
the citizenship of a foreign State,
or is under any acknowledgement of
allegiance or adherence to a
foreign State;
(e) if he is so disqualified by or
under any law made by Parliament.
Explanation - For the purpose of
this clause a person shall not be
deemed to hold an office of profit
under the Government of India or
the Government of any State by
reason only that he is a Minister
either for the Union or for such
State.
(2)A person shall be disqualified
for being a member of either House
of Parliament if he is so
disqualified under the Tenth
schedule.
103. Decision on questions as to
disqualifications of members. -
(1) If any question arises as to
whether a member of either House of
Parliament has become subject to
any of the disqualifications
mentioned in clause (1) of article
102, the question shall be referred
for the decision of the President
and his decision shall be final.
(2) Before giving any decision
on any such question, the President
shall obtain the opinion of the
Election Commission and shall act
according to such opinion.
By reason of Article 101(3)(a), the seat of a member
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of Parliament becomes vacant if he becomes subject to the
disqualifications mentioned in Article 102(1) and (2).
Those disqualifications are the holding of an office of
profit under the Union or State Government, other than an
office declared by Parliament by law not to disqualify the
holder; the declaration by a competent court of unsoundness
of mind; undischarged insolvency; the citizenship of a
foreign State or acknowledgement of allegiance or adherence
thereto; and disqualification under any law made by
Parliament or under the Tenth Schedule. Under the provisions
of Article 103, it is only if a question arises as to
whether a member of Parliament has become subject to any of
the disqualifications aforementioned, other than
disqualification under the Tenth Schedule, that the question
is referred to the President for his decision. The
President’s decision is final but, before giving it, the
President has to obtain the opinion of the Election
Commission and has to act according to such opinion.
The question for our purposes is whether, having regard to
the terms of Article 101, 102 and 103, the President can be
said to be the authority competent to remove a member of
Parliament from his office. It is clear from Article 101
that the seat of a member of Parliament becomes vacant
immediately upon his becoming subject to the
disqualifications, mentioned in Article 102. without more.
The removal of a member of Parliament is occasioned by
operation of law and is self operative. Reference to the
President under Article 103 is required only if a question
arises as to whether a member of Parliament has earned such
disqualification; that is to say, if it is disputed. The
President would then have to decide whether the member of
Parliament had become subject to the automatic
disqualification contemplated by Article 101. His order
would not remove the member of Parliament from his seat or
office but would declare that he stood disqualified. It
would operate not with effect from the date upon which it
was made but would relate back to the date upon which the
disqualification was earned. Without, therefore, having to
go into the connotation of the word "removal" in service
law, it seems clear that the President cannot be said to be
the authority competent to remove a member of Parliament
from his office.
The Attorney General submitted that the scheme of the
said Act, as compared to the 1947 Act, had undergone an
important change by reason of the introduction of sub-
section (3) in Section 19. Sanction was no longer a
condition precedent. A trial in the absence of sanction was
not a trial without inherent jurisdiction or a nullity. A
trial without sanction had to be upheld unless there had
been a failure of justice. This feature has a material
bearing on the present case. The trial Court had taken
cognizance of the charges against the accused and the High
Court had dismissed the revision petition to quash the
charges. In the Light of Section 19(3), this Court should
not interdict the charges, particularly since a complaint
filed today would not require sanction against most of the
accused. Having regard to the effect of our findings upon
the accused, it is not necessary to consider this
submission.
We have, as aforestated, reached the conclusion that
members of Parliament and the State legislatures are public
servants liable to be prosecuted for offences under the said
Act but that they cannot be prosecuted for offences under
Sections 7, 10, 11 and 13 thereof because of want of an
authority competent to grant sanction thereto. We entertain
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the hope that Parliament will address itself to the task of
removing this lacuna with due expedition.
Conclusions.
We now set down the effect upon the accused of our
findings.
We have held that the alleged bribe takers who voted
upon the no-confidence motion, that is, Suraj Mandal Shibu
Soren, Simon Marandi, Shailender Mehto, Ram Lakhan Sing
Yadav, Roshan Lal, Anadicharan Das, Abhay Pratap Singh and
Haji Gulam Mohammed (accused nos. 3, 4, 5, 6, 16, 17, 18,
19, 20 and 21) are entitled to the immunity conferred by
Article 105(2).
D.K. Adikeshavulu and M. Thimmogowda (accused nos.12
and 13) were at all relevant times private persons. The
trial on all charges against them must proceed.
When cognizance of the charges against them was taken,
Buta Singh and N.M. Ravanna (accused nos. 7 and 9) were not
public servants. The question of sanction for their
prosecution, does not, therefore, arise and the trial on all
charges against them must proceed.
P.V. Narasimha Rao, Satish Sharma, V. Rajeswar Rao, Ram
Linga Reddy, M. Veerappa Moily and Bhajan Lal(accused nos.1.
2 8, 10, 11 and 14) were public servants, being either
members of Parliament or a State legislature, when
cognizance of the charges against them was taken. They are
charged with substantive offences under Section 120B of the
Indian Penal Code and Section 12 of the said Act. Since no
prior sanction is required in respect of the charge under
Section 12 of the said Act, the trial on all charges against
them must proceed.
Ajit Singh (accused no.15) was a public servant, being
member of Parliament, when cognizance of the charges against
him was taken. He is charged with substantive offences under
Section 120B of the Indian Penal Code and Section 7 and
13(2) of the said Act. The trial of the charge against him
under Section 120B of the Indian Penal Code must proceed.
The appeals shall now be placed before a bench of three
learned judges for hearing, on any other points that may be
involved, and final disposal.