Full Judgment Text
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CASE NO.:
Appeal (civil) 2717 of 2004
PETITIONER:
Lalit Mohan Pandey
RESPONDENT:
Pooran Singh & Ors.
DATE OF JUDGMENT: 27/04/2004
BENCH:
CJI, S.B. Sinha & S.H. Kapadia.
JUDGMENT:
J U D G M E N T
(@ S.L.P. (CIVIL) NO. 19748/2003)
S.B. SINHA, J :
Leave granted.
Application of ’Hare System’ in Municipal Election is
the question involved in this appeal which arises out of a
common judgment and order dated 30.09.2003 passed by the
High Court of Uttaranchal at Nainital in A.O. No. 196 of
2003.
BACKGROUND FACTS:
An election was held for the post of Adhyaksha, Zila
Panchayat Champawat situated in the State of Uttaranchal.
The appellant, the first respondent and one Bhagirath Bhatt
contested therefor. The appellant got six first preference
votes; whereas the first respondent got five first
preference votes and the said Bhagirath Bhatt received one.
Upon elimination of Bhagirath Bhatt, the appellant and the
first respondent obtained six votes each. The election was
held on the basis of proportionate representation purported
to be by means of a single transferable vote by ballot.
By reason of an order dated 24.5.2003, the Returning
Officer declared the said office to be vacant on the
purported ground that both the contesting candidates
received equal votes as also on the ground that none of them
secured the quota which was said to be mandatory in nature.
An election petition questioning the said decision was
filed before the District Judge, Champawat, which was
allowed. Aggrieved by and dissatisfied therewith, an appeal
was filed thereagainst by the Respondent herein before the
High Court of Uttaranchal at Nainital which by reason of the
impugned judgment has been allowed.
Hence this appeal.
ELECTORAL PROCEDURE:
The election to the said post is governed by the
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provisions of Section 237 of the Uttar Pradesh Kshettra
Panchayats and Zila Panchayats Adhiniyam, 1961 (for short
’the Act’). The Act has been adopted by the State of
Uttaranchal. The rules known as Uttar Pradesh Zila
Panchayats (Election of Adhyaksha and Up-Adhyaksha and
Settlement of Election Disputes) rules, 1994 (for short ’the
Rules’) were framed under the provisions of Section 237 of
the Act. Chapter IV of the Rules relates to election of
Adhyaksha. In terms of Rule 33, an election petition
calling in question the election of Adhyaksha or Up-
Adhyaksha may be presented to the Judge at any time within
30 days from the date of result of the election. Rule 34
provides for requirements to specify the ground (s) on which
the election petition of the returned candidate can be filed
which includes giving of a summary of the circumstances
seeking to justify the same. Rule 35 of the Rules enables
the election petitioner to claim for the following
declaration:-
"(a) that the election of the returned
candidate is void.
(b) that the election of the returned
candidate is void and that he himself or
any other candidate has been duly
elected."
CONSTITUTIONAL AND STATUTORY PROVISIONS:
Article 243C of the Constitution of India reads thus:
"243C. Composition of Panchayats.--(1)
Subject to the provisions of this Part,
the Legislature of a State may, by law,
make provisions with respect to the
composition of Panchayats;
Provided that the ratio between the
population of the territorial area of a
Panchayat at any level and the number of
seats in such Panchayat to be filled by
election shall, so far as practicable,
be the same throughout the State,
(2) All the seats in a Panchayat shall
be filled by persons chosen by direct
election from territorial constituencies
in the Panchayat area and, for this
purpose, each Panchayat area shall be
divided into territorial constituencies
in such manner that the ratio between
the population of each constituency and
the number of seats allotted to it
shall, so far as practicable, be the
same throughout the Panchayat area.
(3) The Legislature of a State may, by
law, provide for the representation--
(a) of the Chairpersons of the
Panchayats at the village level, in
the Panchayats at the intermediate
level or, in the case of a State
not having Panchayats at the
intermediate level, in the
Panchayats at the district level;
(b) if the Chairpersons of the
Panchayats at the intermediate
level, in the Panchayats at the
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district level;
(c) of the members of the House
of the People and the members of
the Legislative Assembly of the
State representing constituencies
which comprise wholly or partly a
Panchayat area at a level other
than the village level, in such
Panchayat;
(d) of the members of the
Council of States and the members
of the Legislative Council of the
State, where they are registered as
electors within\027
(i) a Panchayat area at the
intermediate level, in Panchayat at the
intermediate level;
(ii) a Panchayat area at the district
level, in Panchayat at the district
level.
(4) The Chairperson of a Panchayat and
other members of a Panchayat whether or
not chosen by direct election from
territorial constituencies in the
Panchayat area shall have the right to
vote in the meetings of the Panchayats.
(5) The Chairperson of--
(a) Panchayat at the village level
shall be elected in such manner as the
Legislature of a State may, by law,
provide; and
(b) a Panchayat at the intermediate
level or district level, shall be
elected by, and from amongst, the
elected members thereof."
Rule 38 provides for the procedure for holding
election. Rule 40 empowers the District Judge to pass a
final order on an election petition. Rule 43 specifies the
procedure in case of equality of votes. Rule 47 provides
for appeal.
Rule 26 of the Rules reads as under:
"After all the valid ballot papers have
been arranged in parcels according to
the first preference recorded for each
candidate, the Returning Officer shall
proceed to determine the result of the
voting in accordance with the
instructions contained in Schedule II to
these rules."
The relevant clauses of Schedule II read as under:
"(2) the expression "first
preference" means the number 1 set
opposite the name of any candidate, the
expression "second preference"
similarly means the number 2, the
expression "third preference" the
number 3, and so on;
(3) the expression "next available
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preference" means the second or
subsequent preference recorded in
consecutive numerical order for a
continuing candidate, preferences for
candidates already excluded being
ignored;
(4) the expression "unexhausted paper"
means a ballot paper on which a further
preference is recorded for a continuing
candidate:
Provided that a paper shall be deemed to
be exhausted in any case in which \026
(a) the names of two or more
candidates whether continuing or
not are marked with the same
figure, and are next in order of
preference; or
(b) the name of the candidate next
in order of preference whether
continuing or not, is marked by
a number not following
consecutively after some other
number on the ballot paper or by
two or more numbers.
2. Ascertain the number of first
preference votes secured by each
candidate and credit him with that
number.
3. Add up the numbers so credited to
all the candidates, divide the total
by two and add one to the quotient
disregarding any remainder. The
resulting number is the quota
sufficient to secure the return of a
candidate at the election.
4. (1) If there are only two
contesting candidates then \026
(a) if one candidate gets larger
number of first preference votes
than the other, declare the former
as elected, or
(b) if both the candidates get
equal number of first preference
votes, determine the result by
drawing of lots. Exclude the
candidate on whom the lot falls and
declare the other candidate as
elected.
(2) If there are more than two
candidates then \026
(a) If one of them is found to
secure first preference votes
equal to or more than the quota
determined under instruction No.
3, declare him as elected, or
(b) If none of them secures first
preference votes equal to or
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more than the quota aforesaid,
proceed according to the
instructions hereinafter taking
into consideration second and
subsequent preferences as may be
necessary.
5. If at the end of the first or any
subsequent count the total number of
votes credited to any candidate is equal
to, or greater than the quota, or there
is only one continuing candidate, that
candidate is declared elected."
Illustration appended to Schedule II reads as under:
"Illustration \026 Suppose there are four
candidates A, B, C and D and the number
of first preference votes secured by
them are \026
A = 12
B = 11
C = 7
D = 5
35
The quota will be = 35/2+1 = 18.
No candidate having obtained votes
equal to or over the quota at the first
count the candidate having the lowest
votes, namely, D will be excluded.
Suppose there are second
preferences marked on all four ballot
papers in the parcel of D as below:
A = 2
B = 2
The fifth ballot paper will be
placed in the sub-parcel of exhausted
papers and the two papers recording
second preference for A and B each will
be placed in separate sub-parcels for A
and B; each of them will be credited
with two additional votes. The votes
for A,B and C will now be
A=12+2
B=11+2
C=7
Since at the end of the second
count no candidate be declared elected,
the candidate C having the lowest votes
out of the three continuing candidates
will now be excluded and his votes
transferred to other continuing
candidates A and B.
Suppose second preferences are
recorded in all the ballot papers in the
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parcel of C and are as below:
A = 4
B = 3
After crediting A and B with their
additional votes A would have secured 18
votes, that is equal to the quota and B
16 votes. A will therefore be declared
elected."
In Clause 3 of the Schedule it is provided how the
quota will be fixed. It also provides that the resulting
number which is the quota sufficient to secure the return of
candidates at the election. It is a mandatory provision but
the same would apply when one can be declared elected under
clause 3 of Schedule II. Clauses 4,5 and 6 provide
procedure for elimination of candidates and counting of
votes in first, second and third rounds etc. The
illustration appended to clause 5 also demonstrates that for
the purpose of achieving the ultimate result, adherence to
quota rule is not necessary.
The illustration itself shows that a situation may
arise where none of the candidates secure the requisite
number of first preference votes so as to fulfill the
criteria or quota. In the illustration itself the quota was
fixed at 18, none of the 4 candidates had secured quota.
Still the continued processes are required to be undertaken
which should result in declaration of election.
HIGH COURT:
Before the High Court a question of maintainability of
the election petition and consequently that of appeal was
raised. The High Court held that the provisions of the Act
and the Rules relating to filing of the election petition
and the appeal should receive benevolent construction. The
High Court, however, proceeded on the basis that whether the
election petition before the District Judge was maintainable
or not or whether the appeal filed thereagainst in the High
Court was maintainable or not; as two wrongs do not make one
right; the appeal was to be decided by the High Court on
merit. Relying on or on the basis of the decision of this
Court in Jaidrath Singh & Anr. Vs. Jivendra Kumar & Ors.
[(2000) 3 SCC 154] over the decision of this Court in
University of Poona and Others Vs. Shankar Narhar Ageshe and
Others [(1972) 3 SCC 186] the High Court allowed the appeal
and set aside the impugned order dated 28.07.2003 passed by
the District Judge holding that the Returning Officer was
right in declaring the post to be vacant.
SUBMISSIONS:
Mr. Dinesh Dwivedi, learned senior counsel appearing on
behalf of the appellant would submit that the High Court
committed a manifest error in interpreting the provisions of
the Second Schedule. According to the learned counsel, the
Second Schedule provides for election of a candidate and,
thus, the quota rule as adumbrated in the Second Schedule
may not be applicable in a case of this nature where one or
more candidates is a continuing candidate.
The process of elimination, Mr. Dwivedi would submit,
should continue till the last pursuant whereto the candidate
who had secured lowest number of first preference votes
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should be excluded and only when the number of first
preference votes secured by two or more candidates are the
same, a decision is to be taken by lot as to which of them
shall be excluded.
Mr. Kailash Vasdev, learned senior counsel appearing on
behalf of the first respondent, on the other hand, would
support the judgment of the High Court contending that in
this case neither the appellant nor the first respondent
obtained the required quota. It was urged that right of a
candidate to contest an election being a statutory right,
the procedure laid down therein must be scrupulously
complied with. Clause (3) of the Schedule, Mr. Vasdev would
submit, is mandatory in nature and, thus, unless the
candidate receives sufficient votes to fulfil the
requirement of quota as is required under the Rule, he
cannot be declared elected. The illustration appended to
the Second Schedule, the learned counsel would urge, does
not provide for declaration of a candidate to be successful
in election who has not secured any quota and in that view
of the matter, the impugned judgment cannot be faulted with.
CONSTITUTIONAL AND LEGISLATIVE SCHEME:
Constitution 73rd Amendment Act, 1992 was enacted
with a view to provide for democracy at the grass-root
level. ’Panchayat’ is an institution of self-governance at
the village, intermediate and district levels. It is
required to be constituted in accordance with Part IX of the
Constitution of India. Article 243C (3) of the Constitution
provides that the Legislature of a State may by law provide
for the representation of a Chairperson of the Panchayats at
the village level, in the Panchayats at the intermediate
level or in the case of a State not having Panchayats at the
intermediate level, in the Panchayats at the district level.
The Adhyaksha Panchayat at the district level is to be
elected by and from amongst the elected members. The
provisions providing for procedures for holding the election
must be construed having regard to the necessity of
establishing democracy at the grass-root level, being a
constitutional requirement. The State Act and the rules
applicable therefor must, therefore, be interpreted having
regard to the constitutional scheme.
HARE AND CLARK PRINCIPLE:
Whereas the election of office by majority is the
normal rule, a single transferable vote system was developed
in Denmark and Britain and is known as Hare system, named
after Thomas Hare, an Englishman one of its developers.
Andrew Inglis Clark, Tasmanian Attorney-General 1888 and a
member of the Tasmanian Parliament, introduced a modified
version of the Hare system into Tasmanian law in 1896. This
system is now known as the Hare-Clark electoral system.
Every voter under the Hare system has a single vote.
On the ballot paper, voter has to rank all or any of the
competing candidates giving them preferences 1,2,3 and so
on. A quota is fixed which is the minimum number of votes
which cannot be secured by more candidates than the number
of seats. When a candidate secures votes equal to this
quota, he is declared elected. If a candidate receives more
votes than the quota, then he is declared elected and his
surplus votes (votes exceeding the quota) are transferred to
other candidates in proportion of second preference
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indicated in his ballot papers. After surplus votes of all
candidates are transferred, if all seats are not filled in
then candidate who has polled lowest votes is eliminated and
are continuing (are not elected or eliminated). This
process goes on till all seats are filled in by completion
of quota or candidates remaining do not exceed seats still
to be filled in. This system ensures actual use of maximum
number of votes polled.
The system poses a complex system and difficult for use
where large number of voters are illiterate. In a complex
society like India where divergent religious, linguist or
cultural groups and large number of political parties exist,
use of single transferable system in elections to
legislatures and other bodies is although advocated but the
method of voting and computations in this system sometimes
renders it unsuitable for an election involving masses. One
does not know if feeling of segregation from other groups
which is already there may be aggravated if this system is
employed. (See Law of Elections by Narendra Chapalgaonker,
2nd edition)
The purpose of the Hare system is intended to secure
representation of every shade of the electorate’s opinion in
direct proportion to its numerical strength.
APPLICATION OF THE RULE:
The Hare-Clark electoral system is a type of
proportional representation system also known as the Single
Transferable Vote (S.T.V.) method. Under this system,
electors vote by showing preferences for individual
candidates. In order to be elected, a candidate needs to
receive a quota votes. Each elector has a single vote,
which can be transferred from candidate to candidate
according to the preferences shown, until all the vacancies
are filled.
As to how Single Transferable Vote works, has been
explained by Vernon Bogdanor at page 81 of his book title
"What is Proportional Representation/" as follows :
a) In that system, voters mark preferences for
candidates in the order of their choice by using
the numbers 1,2, 3, 4, 5 and so on. If there are
five vacancies, voters are instructed to show five
preferences; if there are seven vacancies, voters
are instructed to show seven preferences.
b) In order to get elected a candidate has to receive
a quota of votes. However, he may be elected
without a quota. This can happen when the number
of candidates remaining in the count, who have not
been elected or excluded (continuing candidate) is
equal to the number of vacancies that remain to be
filed. Suppose there are two vacancies. For the
said two vacancies, suppose there are five
candidates. One of them attains the exact quota,
then he stands elected. However, the remaining
candidates do not secure the quota. Therefore,
one vacancy out of two remains unfilled. For that
vacancy, the candidate with the smallest number of
votes is excluded and his votes are distributed to
continuing candidates according to the remaining
preferences. The eliminated candidate with
smallest number of votes is called "excluded
candidate". Votes of such excluded candidates
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are distributed to the continuing candidates. If
in the process, any continuing candidate secures
the quota, he fills up the remaining vacancy.
However, if despite the addition of transferred
votes, the remaining continuing candidates do not
secure the quota then Returning Officer has to
continue to apply the principles of elimination
till the number of continuing candidates in the
count is equal to the vacancy that remains to be
filled. Therefore, even under the Hare system, a
candidate can be elected without a quota. It
operates at two levels. In cases where a
candidate receives votes in excess of the quota
the said system prevents wastage of surplus votes
by transfer of surplus in favour of continuing
candidates. In cases where the quota cannot be
attained, it eliminates the candidates having
least number of votes, by principle of elimination
and the votes of such excluded candidates are
distributed to the remaining continuing candidates
so that the resultant number is equal to the
vacancy which remains to be filled.
In short, the Hare system works on two principles,
namely, transfer of surplus votes and transfer of votes of
eliminated candidates. In the present case, we are concerned
with only one vacancy and three candidates and therefore the
principle of transferring the votes of eliminated candidates
alone is applicable.
How is a candidate elected?
A candidate is elected when his/her total number of
votes equals or exceeds the quota.
What is the quota?
The quota is the lowest number of votes a candidate
needs to be certain of election.
To calculate the quota, the number of formal votes is
divided by one more than the number of candidates to be
elected (rounded up to the next whole number).
If five candidates each receive a quota (just over one
sixth of the formal vote) then less than one quota of the
votes remain.
Is a quota rule mandatory?
The system states that it is always not necessary to
get a quota.
In House of Assembly elections, it is common that the
last elected member in a division is elected without
obtaining a quota. In some cases the last two elected
members in a division are elected without each obtaining a
quota.
During the distribution of preferences, some votes are
"lost" from the count. A small number are lost due to
rounding of fractional numbers. A more significant number of
votes are "exhausted" toward the end of the count, as many
ballot papers do not show a preference for any remaining
candidate.
Where the contest for the last seat is close, it is
common for the remaining two candidates to both have less
than a quota. The candidate with the least votes is
excluded, and the other candidate elected without reaching
the quota. The more votes that are lost during the scrutiny,
the more likely that not all elected members will obtain the
quota.
A less common situation occurs where remaining three
candidates are contesting the last two seats. In this case,
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the candidate with the least votes is excluded, and the
other two candidates elected without either reaching the
quota.
Transfer Values
Ballot papers and votes are different.
Ballot papers are the medium from which candidates
receive votes. The original value of a ballot paper is 1
vote, however, this can change during a scrutiny.
To distribute surplus votes the last parcel of ballot
papers must have a new (reduced) transfer value. This
fractional transfer value is calculated as follows:
Transfer Value= Surplus Votes
Number of ballot papers in the last parcel
(truncate to four decimal)
After each count, the total number of votes counted to
each continuing candidate is recalculated. Any continuing
candidate who has reached the quota is declared elected and
does not continue in the scrutiny.
The next count
When more than one candidate is elected with a surplus,
each surplus is redistributed in order of election as
separate counts.
Once all surpluses have been distributed, the candidate
with the fewest total votes is declared excluded, withdrawn
from the scrutiny and all of his/her ballot papers are
redistributed to continuing candidates.
Excluded candidates
The exclusion of a candidate can take many counts to
complete.
When a candidate is excluded, ballot papers are
redistributed in the order, and at the same transfer value,
they were received by the excluded candidate. Each parcel of
ballot papers is distributed as a new count.
After each count, each continuing candidate’s total
number of votes is recalculated. Where a continuing
candidate reaches the quota, he/she is declared elected and
withdrawn from the scrutiny before the next count commences.
Once the exclusion is complete, distribute the surplus
of any candidate(s) elected during the exclusion (in order
of election). Otherwise exclude the continuing candidate
with the fewest total number of votes.
When does a Hare-Clark scrutiny stop?
The process of distributing surplus votes from elected
candidates and excluding the candidate with the fewest votes
continues until all vacancies are filled.
In the case of the Tasmanian House of Assembly, the
scrutiny stops as soon as five candidates are declared
elected.
Proportional Representations:
Election of an alderman of a county council or a Mayor
depends upon the Statute governing the field. Section 14
(1) & (2) of the Local Government (Miscellaneous and
Previous Act, 1953) by way of example lays down the
procedure for an alderman of a county council had been laid
down thus:
"Every person entitled to vote may vote
for any number of persons, not exceeding
the number of vacancies to be filled, by
signing and delivering at the meeting to
the persons presiding thereat a voting
paper containing the full names and
places of residence and descriptions of
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the persons for whom he votes.
The procedure of declaring the result of
an aldermanic election was altered by
section 14 of the Local Government
(Miscellaneous Provisions) Act, 1953,
formerly all the voting papers had to be
read out in full but the new procedure
is as follows.
The person presiding must ascertain
the votes given to each person and in
the minutes of the meeting there must be
included the full names, residences and
descriptions of the persons to whom
votes were given and the names of the
persons by whom the votes were given.
In the case of equality of votes,
the person presiding at the meeting,
whether or not entitled to vote in the
first instance, shall have a casting
vote. This includes the chairman, even
though an alderman.
As many persons as there are
vacancies to be filled, being the
persons who have the greatest number of
votes, shall be declared by the person
presiding at the meeting to be
elected."
(See Local Government Elections by
Schofield, Fourth edition)
It is interesting to note that the proportional
representation doctrine in some jurisdiction has been
declared ultra vires by the American Courts. In 123
American Law Reports (1939), page 235, it is stated:
"Elections, Section 35 \026 proportional
representation- constitutionality.
Provisions of proposed legislation for
establishment of system of proportional
representation (known as Hare system)
for electing nine members of city
council, which in effect allows to the
elector only one effective vote for only
one councilman are repugnant to the
constitutional provisions guaranteeing
right of citizens under conditions of
qualification specified therein to vote
in the election of all civil officers
and on all questions in all legally
organised town, ward, or district
meetings."
At page 252 of the said book, by way of Annotation, it
is stated:
"Introduction
This annotation supplements that in
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110 ALR 1521.
The Mechanics of the Hare System, which
appears to be the only system of
proportional representation which has
come before the courts of last resort of
this country up to the present time, are
outlined in the original annotation in
110 ALR on pp.1521 and 1522, and readers
interested in the details of the systems
are referred to the pages cited.
Constitutionality-proportional
representation.
(Supplementing annotation in 110 ALR
1522)
Prior to the decision s in OPINION TO
THE GOVERNOR (R.I.) (reported herewith)
ante, 235, the courts were apparently
evenly divided on the question of
constitutionality of statutes making
provisions for proportional
representation in elections. As will be
observed, the Supreme Court of Rhode
Island in that case distinguished the
New York decision upholding the validity
of the statute and took the view that
the Hare System of proportional
representation, which the legislature
was seeking to incorporate into an
amendment to the charter of the City of
Providence, was violative of a section
of the state Constitution providing that
citizens meeting certain residence
qualifications should "have a right to
vote in the elections of all civil
officers and on all questions in all
legally organized town, ward or district
meetings."
The position taken by the new York Court
of Appeals in Johnson v. New York
(1937) 274 N.Y. 411, 9 N.E. (2d) 30, 110
ALR 1502, the case to which the original
annotation is appended, that there is
nothing in the provisions of the New
York Constitution relating to elections
which render invalid the proportional
representation method of electing
municipal officials was reaffirmed in
Johnson v. Etkin (1938) 279 N.Y.1, 17
N.E. (2d) 401, in connection with a
proposed change of the charter of the
City of Schenectady which introduced the
proportional representation system to
that municipality. The primary
controversy in this case, however,
revolved around the power of a
municipality which had adopted a plan of
government offered under the Optional
City Government Law to amend its charter
within a certain time after the adoption
of such plan by means of a local law
adopted under the Home Rule Amendment to
the Constitution, or by proper steps
taken under the City Home Rule Law.
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In Section 273 of American Jurisprudence 2d, it is
stated:
"The expression "proportional
representation" is a generic term and
applies to different systems of voting
which, while similar to each other in
essentials, vary considerably in detail.
One system, commonly known as the single
transferable vote or "Hare system", is
usually applied to the election of a
legislative board of body. Under this
system candidates are not elected by
their obtaining a majority or plurality
of the votes cast, but by their
obtaining a quota of a designated number
of votes or a certain proportion of the
entire vote in which electors are
permitted to express second, third, or
additional choices. So that an elector
would not waste his vote, if the
candidate for whom he has expressed his
first choice does not need his vote, the
surplus votes are distributed in
accordance with the indicated second
choices among candidates whose quotas
have not been filled. If enough
candidates are not elected by this
process, the candidate with the smallest
number of first choices is then dropped
and his votes are distributed in the
same way. This process of elimination
goes on until enough candidates have
filled their quotas or until the
successive eliminations have left no
more than enough to fill the vacant
positions. This system of voting has
been upheld in some jurisdictions
against constitutional objections. But
in others it has been held to contravene
constitutional provisions relating to
the right of suffrage. For example, it
has been held that by allowing only one
effect vote for one officer in an
election of several such officers,
proportional representation is repugnant
to a constitutional provisions
guaranteeing qualified citizens the
right to vote in the election of all
civil officers and on all questions in
all legally organised town, ward, or
district meetings.
How the Courts should read the system:
Although Hare system of proportional representation has
been made applicable in the instant case, the Court has to
bear in mind that only one candidate is required to be
elected whereafter only a District Panchayat would be
constituted. The scheme of the Constitution and the statute
is not that in case of persons securing equal votes, a re-
election shall be held which may also yield similar result.
Experiences show that even after holding repeated elections,
the same problem of two candidates securing same number of
votes may be felt as a result whereof constitution of a
District Panchayat would become a difficult task. The
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mechanism to elect a Chairman is a delicate task.
The provisions made in the Rules provide for different
methods to be adopted at different stages. Securing of the
quota may be necessary at one stage but may not be so
necessary at a subsequent stage to which we would advert to
a little later.
PRINCIPLES OF INTERPRETATION:
It is now well-settled that object of the Act must be
given effect to. The object of the Act being to elect an
Adhyaksha, constructions of the rules should be made in such
a manner which would not negate the same. An interpretation
of the rules which would lead to election of one of the
candidates should be adhered to and for that purpose, if
necessary, the doctrine of purposive construction may be
taken recourse to.
It is trite that for the purpose of interpretation a
statute is to be read in its entirety and all efforts must
be made to give effect to the statutory scheme. [See High
Court of Gujarat & Anr. Vs. Gujarat Kishan Mazdoor Panchayat
& Ors. [JT 2003 (3) SC 50], Indian Handicrafts Emporium and
Others vs. Union of India and Others [(2003) 7 SCC 589],
Ameer Trading Corporation Ltd. vs. Shapoorji Data Processing
Ltd. [JT 2003 (9) SC 109 = 2003 (9) SCALE 713],Ashok Leyland
Vs. State of Tamil Nadu and Anr. [2004 (1) SCALE 224], State
of West Bengal and Ors. Vs. Sujit Kumar Rana [2004 (1) SCALE
641], Deepal Girishbhai Soni & Ors. Vs. United India
Insurance Co. Ltd. Baroda [2004 (3) SCALE 546] and
Secretary, Department of Excise & Commercial Taxes and
Others Vs. Sun Bright Marketing (P) Ltd., Chhattisgarh and
Another [(2004) 3 SCC 185].
The object underlying the statute is required to be
given effect to by applying the principles of purposive
construction.
Francis Bennion in his treatise ’Statutory
Interpretation’ at page 810 described purposive construction
in the following manner:-
"A purposive construction of an
enactment is one which gives effect to the
legislative purpose by \026
(a) following the literal meaning of the
enactment where that meaning is in accordance
with the legislative purpose (in this Code
called a purposive-and-literal construction),
or
(b) applying a strained meaning where
the literal meaning is not in accordance with
the legislative purpose (in the Code called a
purposive-and-strained construction)."
Holding of elections in a District Panchayat is
mandatory. The right to contest an election although flows
from a statute and regulated thereby, it would not be
correct to contend that a strict construction of the
statutory provisions is called for.
The principle of literal interpretation to the
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provisions of the rules and procedures laid down therein
cannot be applied for more than one reason.
A statute must be construed having regard to the
legislative intent. It has to be meaningful. A construction
which leads to manifest absurdity must not be preferred to a
construction which would fulfill the object and purport of
the legislative intent.
The question as to when there can be a tie between two
candidates leading to a deadlock must be judged on the fact
situation obtaining in a particular case. If by a process
of interpretation such consequences can be avoided, the same
should be preferred to application of any other principle of
interpretation of statute.
It must also be borne in mind that elector’s votes are
not to be wasted. The possibility of a tie would be very
high if strict interpretation of the rule is resorted to.
For proper construction of a statute the Courts must also
take into consideration the social milieau. The courts
cannot ignore that local, caste and political affinity play
a major role in our electoral system.
It is furthermore that unreasonable result or result
which create uncertainty has to be eschewed.
In Mahadeo Oil Mills and Others Vs. Sub-Divisional
Magistrate Araria and Others [AIR 1978 Patna 86], it was
held:
"It was stated in this way by Parke B.:
’It is a very useful rule, in the
construction of a statute, to adhere to
the ordinary meaning of the words used,
and to the grammatical construction,
unless that is at variance with the
intention of the legislature, to be
collected from the statute itself, or
leads to any manifest absurdity or
repugnance, in which case the language
may be varied or modified, so as to
avoid such inconvenience, but no
further.’ ’If’, said Brett L.J. ’the
inconvenience is not only great, but
what I may call an absurd inconvenience,
by reading an enactment in its ordinary
sense, whereas if you read it in a
manner in which it is capable though not
its ordinary sense, there would not be
any inconvenience at all, there would be
reason why you should not read it
according to its ordinary grammatical
meaning."
Even a construction which would make the provisions
more effective and workable must be adopted and to see if it
is possible to be done without doing too much violence of
the language used.
Every clause of a section should be construed with
reference to the context and other clauses thereof so that
the construction to be put on a particular provision makes a
consistent enactment of the whole statute.
This would be more so if literal construction of a
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particular clause leads to manifestly absurdity or anomalous
results which could not have been intended by the
Legislature. "An intention to produce an unreasonable
result", said Danckwerts, L.J., in Artemiou v. Procopiou [
1966 1 QB 878] " is not to be imputed to a statute if there
some other construction available". Where to apply words
literally would "defeat the obvious intention of the
legislation and produce a wholly unreasonable result: we
must "do some violence to the words" and so achieve that
obvious intention and produce a rational construction.
HOW SHOULD WE INTERPRET?
Interpretation of a provision as regard electoral
process framed to make certain conditions requires
construction of principles having regard to the backdrop
thereof.
Hare Principle was made applicable when a large number
of posts were required to be filled up. The authorities
available as regards the applicability of said principle,
some of which are noticed hereinbefore do not suggest that
the said principles are applied in a case where the number
of voters are limited and only one post is to be filled up.
It also appears that the Legislatures of different countries
had laid down different procedures for holding election
which necessarily would depend upon the need of the
electoral college. The court cannot also ignore the fact
that questions have been raised as regards the suitability
of the said process in election involving illiterate masses.
In some jurisdictions, as noticed, the Hare principle has
also been declared unconstitutional.
A continuing candidate has been defined to mean not
elected and not excluded from the poll at any given time.
The expression "at any given time", in our opinion, should
mean at all point of times which in turn would mean that
till that time when the results can be declared. Clause
(3), of course, provides for a minimum quota but
applicability thereof should not be stretched to all stages
of election. Clause (4) as such does not speak of quota.
It speaks of declaration of a candidate who gets larger
number of first preference votes than the other and in case
both get equal number of first preference votes, one
candidate has to be excluded on whom the lot falls and the
other candidate is required to be elected.
By clause (5) two different situations have been taken
care of :
(i) If at the end of the first or any subsequent
round, the total number of votes credited is
equal to or greater than the quota and
(ii) When there is only one continuing candidate
that candidate is declared elected.
It is not conjunctive but disjunctive. A continuing
candidate may, therefore, also be elected who might not be
credited equal to or greater number of votes than the quota.
Clause (6) provides for the formula as to how an exclusion
can take place.
Sub-clauses (a), (b) and (c) of Clause (6) are
disjunctive although the expression ’and’ has been used.
Clause (6) again provides for exclusion by application of
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different formulae which would appear from the subsequent
paragraph which is as follows:
"If, when a candidate has to be
excluded under clause (a) above, two or
more candidates have been credited with
the same number of votes and stand
lowest on the poll, exclude that
candidate who had secured the lowest
number of first preference votes, and if
that number also was the same in the
case of two or more candidates, decide
by lot which of them shall be
excluded."
Sub Clause (a) of clause 6 does not speak of a quota.
Thus, when a candidate has to be excluded who up to that
stage has been credited with the lowest number of votes, two
or more candidates might have been credited with the same
number of votes and they may stand lowest on the poll then
one of the candidates has to be excluded who had secured the
lowest number of first preference votes. Only in the event,
the first preference votes secured by both the candidates
are the same then and then only the determination by the lot
has to be taken for the purpose of exclusion.
The illustration appended to the rules does not
envisage such situation. Illustration although are of
relevance and have some value in the construction of the
text of the sections but they cannot have the effect of
modifying the language of the statute and they cannot either
curtail or expand the ambit of the statute.
In Shambhu Nath Mehra Vs. The State of Ajmer [AIR 1956
SC 404], the law has been stated in the following terms:
"13. We recognise that an illustration
does not exhaust the full content of the
section which it illustrate but equally
it can neither curtail nor expand its
ambit; and if knowledge of certain facts
is as much available to the prosecution,
should it choose exercise due diligence,
as to the accused, the facts cannot be
said to be especially" within the
knowledge of the accused.
This is a section which must be
considered in a common sense way; and
the balance of convenience and the
disproportion of labour that would be
involved in finding out and proving
certain facts balanced against the
triviality of the issue at stake and the
ease with which the accused could prove
them, are all matters that must be taken
into consideration. The section cannot
be used to undermine the well
established rule of law that save in a
very exceptional class of case, the
burden is on the prosecution and never
shifts."
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Rules, if given the aforementioned meaning, in our
opinion, would subserve the object of the Act and, thus,
would fulfil the constitutional and statutory scheme. In
the end, the result for which an election is held must be
achieved.
APPLICATION OF THE RULE:
In University of Poona (supra) a 3-Judge Bench of this
Court held:
"11. Election by Proportional
representation by means of a single
transferable vote by ballot is often
described as the Hare system of
proportional representation named after
the English Political reformer Thomas
Hare. This system of election is based
on a quota determined by the following
formula. The total votes cast is divided
by the number of seats to be filled plus
one, and one is added to the quotient.
If 100,000 votes are cast and 4 seats
are to be filled, divide by 5 to get a
quotient of 20,000, then add 1 to get
20,001, which is the quota. A candidate
receiving the quota of first-choice of
votes is elected. Under this system
electors express first second; third or
additional choices according to the
number of candidates. An elector does
not waste his vote. If the candidate for
whom he has expressed his choice, does
not need his vote, the surplus votes are
distributed in accordance with the
indicated second choices among
candidates whose quotas have not been
filled. If enough candidates are not
elected by this process the candidate
with the smallest number of choices is
then excluded and his votes are
distributed in the same way. This
process of exclusion or elimination goes
on until enough candidates have filled
their quotas or until the successive
elimination’s have left no more than
enough to fill the vacancies."
(Underlining is ours for emphasis)
Under the system, voters are required to express First,
Second, Third or additional choices according to the number
of candidates. If the candidate, for whom a voter has
expressed his choice, does not need his vote, the surplus
votes are distributed as per the second choice. Only when
enough candidates are elected by this process, the candidate
with the smallest number of choice is eliminated and his
votes are distributed in the same way for the next round.
University of Poona (supra) states that the process of
elimination must go on. This decision is an authority for
two propositions (i) the process of exclusion or elimination
goes on until enough candidates fill their quota, (ii) until
the successive eliminations leave behind one continuing
candidate, which would be enough to fill vacancy.
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In Umesh Sharma Vs. State Election Commissioner, W.P.
No. 1021 (M/B) of 2003 disposed of on 14th November, 2003,
one of us (Kapadia, J.) held:
"We have given the facts of Poona
University case (supra) for two reasons.
Firstly, it indicates the manner in
which votes should be counted under the
system of Proportional Representation by
means of single transferable vote by
ballot. The case of Poona University
(supra) was a case of counting of votes
where one seat was to be filled.
Secondly, the above facts in the case of
Poona University (supra) show that
difficulties in declaring results
normally arise in cases where two or
more continuing candidates secure equal
number of votes. However, in our case,
that is not the position. The judgment
of the Supreme Court in Poona
University’s case (supra) is relied upon
by us because it explains the meaning of
the words "Election by Proportional
Representation by means of single
transferable vote by ballot." It also
indicates that under the system of
Proportional Representation by means of
single transferable vote by ballot, the
idea of Quota and the rule of
Elimination are in-built. The judgment
of the Supreme Court in Poona
University’s case (supra) further shows
that the rule of Elimination should be
continuously applied till the candidates
fill their quota or until successive
eliminations leave behind one continuing
candidate, which would be enough to fill
the vacancy. "
It may be true that in that case there was no question
of tie and in that view of the matter it was observed:
"The object is to see that votes do not
get wasted. It is important to note
that under the above system, votes would
not get wasted because the transferred
votes, which are carried forward from
first count to the second count and so
on, are added to the original votes.
However, in case of tie, there might be
a dead-lock. In our case, there is no
such tie. Therefore, the Returning
Officer was required to go down the
line, try to ascertain whether any
candidate fills the quota or apply the
rule of Successive Elimination till one
candidate remains to fill-in one
vacancy. We may clarify that if there
were two vacancies and if by rule of
Elimination two candidates would remain,
then they could be declared elected even
if there was no quota."
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Despite the same the Court emphasized the need to see
that by rule of elimination, the left over candidates in the
fray are enough to fill vacancies observing:
"It ensures results of an election.
The said system does not only rely upon
quota. It also provides for an
alternative. This alternative
contemplates rule of Elimination by
which the remaining candidates would be
sufficient to fill the vacancies.
Secondly, it is important to note that
elections under this system is by
Proportional Representation by means of
single transferable vote by ballot."
We may notice that a Special Leave Petition against the
said decision of the High Court in Sagar Singh Vs. Umesh
Sharma & Ors. (SLP(C) No. 22672/2003) has been dismissed by
this Court by an order dated 12.12.2003.
In Jaidrath Singh (supra) this Court did not have the
occasion to consider these aspects of the matter. The
decision does not contain detailed reasons. The principles
of literal interpretation was applied therein without
noticing the consequence therefor.
It is interesting to note that the impugned judgment
was delivered by Ghildiyal, J. on 30th September, 2003
wherein he relied upon Jaidrath Singh (supra). He is also a
party to the decision in Umesh Sharma (supra) which was
delivered on 14th November, 2003. We have noticed
hereinbefore that the Division Bench in Umesh Sharma (supra)
has dealt with the legal position more elaborately wherein
emphasis has been laid on the decision of University of
Poona (supra).
Furthermore, the decision of University of Poona
(supra) having been rendered by a 3-Judge Bench should be
favoured in preference to the decision of Jaidrath Singh
(supra) which has been rendered by 2-Judge Bench.
There is no detailed examination of the principles and
the constitutional scheme in the said judgment although
University of Poona (supra) had been referred to but the
ratio of that decision had not been applied.
WHETHER THE ELECTION PETITION IS MAINTAINABLE:
At the first flush it may appear that the election
petition was not maintainable as no result in the election
had been declared. The provisions of Rules 33 and 34 must
be interpreted having regard to the maxim ’ubi jus ibi
remedium’. An election dispute would be adjudicated upon by
the election tribunal specially constituted for that
purpose. A candidate may, having regard to the fact
situation obtaining therein make a prayer that he himself or
any other candidate has been duly elected in the said case.
Once he makes out a case of being entitled to obtain the
aforementioned declaration, it goes without saying that he
has a right to question the order of the Returning Officer
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in terms whereof he was not declared elected. A fortiorari
he has also a right to question the correctness of the order
of the Returning Officer as a result whereof he had not been
declared elected. An election petition, therefore, would be
maintainable.
CONCLUSION:
We are, therefore, of the opinion that the High Court
committed an error in interpreting the statutory provisions
laying down procedures for declaration of result on the
election of Adhyaksha Panchayat at district level. Applying
the law as we have interpreted, the appellant should have
been declared elected.
For the reasons aforementioned, we are of the opinion
that in the instant case the appellant herein had received
the highest number of first preference votes and in that
view of the matter he should have been declared elected.
The appeal is allowed.