Full Judgment Text
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PETITIONER:
RAMCHANDRA KESHAV ADKE & ORS
Vs.
RESPONDENT:
GOVIND JOTI CHAVARE AND ORS.
DATE OF JUDGMENT04/03/1975
BENCH:
SARKARIA, RANJIT SINGH
BENCH:
SARKARIA, RANJIT SINGH
CHANDRACHUD, Y.V.
GUPTA, A.C.
CITATION:
1975 AIR 915 1975 SCR (3) 839
1975 SCC (1) 559
ACT:
Bombay Tenancy Act (67 of 1948)--S. 5(3)--Scope of.
HEADNOTE:
Section 5(3)(b) of the Bombay Tenancy Act enacts that a
tenant may terminate the tenancy at any time by surrendering
his interest as a tenant in favour of the landlord provided
that such surrender shall be in writing and shall be
verified before the Mamlatdar in the manner prescribed.
Rule 2-A of the Rules states that the Mamlatdar, when
verifying a surrender of a tenancy by a tenant, shall
satisfy himself after such inquiry as he thinks fit, that
the tenant understands the nature and consequences of the
surrender and also that it is voluntary, and shall endorse
his findings in that behalf upon the document of surrender.
The appellants, who were the landlords of certain lands,
made an application to the Mamlatdar stating that the tenant
was willing to surrender his tenancy in the agricultural
land and prayed for verification under s. 5(3) of the Bombay
Tenancy Act (67 of 1948). The Mamlatdar did not verify the
surrender. The Circle Officer recorded the statement of the
tenant and the landlords and passed an order on the
application. Mutation entry was made in the record of
rights of the village and the landlords’ name was entered in
the register as a person in actual possession of the land.
A few months later, however, the tenant made an application
for a declaration that he was the tenant is possession of
the land in dispute. This was dismissed by the Tenancy Aval
Karkun. The tenant thereupon preferred an appeal before the
Special Deputy Collector, who held that the order passed by
the Circle Officer was not an order passed by the Mamlatdar
as required by the tenancy law and as such it was without
jurisdiction and void and that there was no verification of
the surrender application as required by law. The revision
application preferred to the Maharasthra Revenue Tribunal by
the landlords was dismissed. The landlords’ writ petition
was dismissed by the High Court holding that the alleged
surrender was a nullity as there was no compliance with the
mandatory requirements of s. 5(3) of the Bombay Tenancy Act,
read with r. 2-A.
On appeal to this Court it was contended that the provisions
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of r. 2-A are directory and not mandatory and that there had
been a substantial compliance with the requirements of the
relevant provisions of the Act and the rule.
Dismissing the appeal,
HELD : 1(a) The imperative language the beneficent purpose
and importance of s. 5(3)(b) of the Act and r. 2-A for
efficacious implementation of the general scheme of the Act-
all unerringly lead to the conclusion that they were
intended to be mandatory. Neglect of any of these statutory
requisites would be fatal. Disobedience of even one of
these mandates would render the surrender invalid and
ineffectual. [844G]
(b) The language of s. 5(3) (b) and r. 2-A is absolute,
explicit and peremptory. The words provided that’ read with
the words ’shall be’ repeatedly used in s. 5(3)(b) make the
termination of tenancy by surrender entirely subject to the
imperative conditions laid down in the proviso. This
proviso throws a benevolent ring of protection around
tenants. It is designed to protect a tenant on two fronts
against two types of dangers-one against possible coercion,
undue influence and trickery proceeding from the landlord
and the other against the tenant’s own ignorance.
improvidence and attitude of helpless self-resignation
stemming from his weaker position in the tenant-landlord
relationship. [844E-F]
840
(c) The intention of the legislature is to be ascertained
upon a review ,of the language, subject matter and
importance of the provision in relation to general object to
be secured, the mischief to be prevented and the remedy to
be promoted by the Act. [843F]
Liverpool Borough Bank v. Turne (1861) 30 L.). Ch. 379 at P.
380 Craise On Statute Law, 7th Edn. p. 262. referred to.
In the instant case all that the Circle Officer did was to
record the statement of the tenant and landlord and make the
order. He did not say a word that he was satisfied that the
tenant had voluntarily made a surrender after understanding
its nature and consequences nor did he endorse his
satisfaction on the tenants deed of surrender as required by
r. 2-A, The requirement as to the recording of its
satisfaction by the authority it, the manner prescribed by
the rule was the substance of the matter and not an empty
formality. In the absence of the requisite endorsement it
cannot be said that there had been even a substantial
compliance with the statutory requirements. [845A-C]
(2) The rule that where a power is given to do a certain
thing in a ,certain way, the thing must be done in that way
or not at all and that other methods of performance are
necessarily forbidden is attracted with full force in this
case because non-verification of the surrender in the
requisite manner would frustrate the very purpose of this
provision. Intention of the legislature to prohibit the
verification of the surrender in a manner other than the one
prescribed, is implied in these provisions. Failure to
comply with these mandatory provisions had vitiated the
surrender and rendered it non-est for the purpose of s.
5(3)(b) of the Act. [845E-G]
Taylor v. Taylor [1876] Ch. D 426; Nazir Ahmed v. Emperor
L.R. 63 I.A. 372-AIR 1936 P.C. 253; Shiv Bahadur Singh v.
State of U.P. [19541 S.C.R. 1098 and Deep Chand v. State of
Rajasthan [19621 S.C.R. 662 followed.
JUDGMENT:
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CIVIL APPELLATE JURISDICTION : Civil Appeal Nos. 58 & 810 of
1968.
Appeal by special leave from the judgment and order dated
the 5th October, 1967 of the Bombay High Court in-, S.C.A.
Nos. 695 696 of 1966.
S. T. Desai and B. R. Agarwala, for the appellants.
K. Rajendra Choudhury and P. C. Kapur, for the
respondents.
The Judgment of the Court was delivered by
SARKARIA, J.-These appeals by special leave are directed
against the common judgment, dated 5.10.1967, of the High
Court of Bombay dismissing two Writ Petitions filed by the
appellants to impugn the orders of Maharashtra Revenue
Tribunal. The material facts are these
On September 8, 1953, the predecessor of appellants 1 and 2
(hereinafter called the landlords) made an application to
the Mamlatdar of Miraj, that the tenant (Respondent no. 1)
was willing to surrender his tenancy in the agricultural
land, bearing Survey No. 102/2, admeasuring 8 acres and 22
Gunthas, situated at village Haripur, Taluka Miraj, District
Sangh in the State of Maharashtra. The landlord prayed that
the surrender in his favour should be verified under s.5(3)
,of the Bombay Tenancy Act 67 of 1948. To this application
the landlord annexed a letter of surrender bearing the
thumb-impression
841
of the tenant. The Mamlatdar did not verify the surrender.
or pass any final order in the matter. ’The landlord’s
application’ however came up before Shri Bhokare, the then
Circle Officer of Miraj who after recording the statements
of the tenant and the landlord, made this order on it.
"The applicant and the tenant are present.
The tenant Shri Chaware states that the suit
land viz. S. No. 102/1 measuring 8-22 and
assessed at Rs. 44-3-0 of Haripur belongs to
the applicant and that he is cultivating the
same as a protected tenant. He further adds
that he does not want to cultivate the same
any longer and so he is surrendering the
possession willingly along with crops and also
the fight as pro. tenant.
1, therefore, order that the possession of the
suit land should be handed over to the
applicant with the crops and
the right as pro. tenant should be deleted
under Section
29 (i) (3) of the B.T. and AL. Act 1948
Haripur Bhokare
18-9-53. (M. M.
Bhokare)
Circle Officer, Sangli."
Pursuant to the above order, a Panchnama was prepared by the
Talati on November 20, 1953, in which it was stated that the
possession of this tenancy land had been given to the
landlord. The latter executed a Kabje-Pavti to the effect,
that he had obtained the possession. Mutation entry No. 431
was also made in this respect in the, record of rights of
the village and the name of the landlord was entered as
Kabzedar in actual possession. On April 23, 1959, the land-
lord sold this land to appellants 3 and 4 and respondents 2
and 3.
On 9-11-1959, the tenant made an application against the
landlord and his transferees (Sherikars) to the Additional
Tenancy Avalkarkun, Miraj, praying for a declaration that he
was the tenant-in-possession of the land in dispute and
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further that the opponents be injuncted not to disturb
his possession over the land. In the alternative, he prayed
that if he was found to have lost possession, the same be
restored to him, This application was opposed by the
landlord and his transferees on two main grounds: (1)
that the tenant had duly surrendered his tenancy in 1953 and
he was not in possession thereafter, and (2) that his
application was time-barred. Both these (,rounds found
favour with the Tenancy Aval Karkun, and he dismissed the
tenant’s application by an order dated 22-11-1961.
Aggrieved, the tenant filed Tenancy Appeal No. 292 of 1962
before the Special Deputy Collector, Sangli. The tenant
preferred another appeal also, to the Deputy Collector
against the order, dated 18-9-1953, of the Circle Officer,
Mr. Bhokare, whereby the tenant’s name was deleted from the
record of rights. The Deputy Collector held that Shri
Bhokare’s Order was not an order passed by a Mamlatdar as
required by the Tenancy law and, consequently, it was
without jurisdiction and void. He further held that there
was no verification.
842
of the surrender application as required by law. He further
found that, in fact, the tenant had never surrendered the
tenancy, but had continued to be in possession till he was
illegally dispossessed in 1959 and consequently his
application was within time. On these findings the Special
Deputy Collector allowed both the appeals, and directed that
the possession of the suit land be restored to the tenant.
He also set aside the order of the Circle Officer regarding
the mutation entry.
Against the Deputy Collector’s decision, the landlord
preferred two revision applications before the Maharashtra
Revenue Tribunal. The Tribunal dismissed the revision
applications and affirmed the findings of the Deputy
Collector. The landlords and their transferees thereupon
moved the High Court of Bombay by two writ petitions under
Article 227 of the Constitution for impugning the revisional
orders of the Tribunal. The High Court, as already stated,
dismissed the petitions. Hence these appeals.
The common question that falls to be determined in these
appeals is whether in the circumstances of this case, the
alleged surrender by the tenant was valid?
The Deputy Collector and the Tribunal have concurrently
answered this question in the negative on the threefold
ground : (i) That the so-called surrender was a sham
transaction because the tenant continued thereafter to be in
possession and paid rent to the landlord upto 1959; (ii)
That Circle Officers were not empowered to, dispose of
tenancy cases and as such Shri Bhokare’s order, dated
September 18. 1953, was without jurisdiction and (iii) That
the surrender had not been verified as required by law.
The High Court upheld the finding on ground (i), the same
being a finding of fact not shown to be erroneous. It did
not think it necessary to go into the second ground.
Regarding the third ground, it held that the alleged
surrender was a nullity as there was no compliance with the
mandatory requirements of s.5(3) of the Bombay Tenancy Act,
1953 read with Rule 2-A in regard to the verification of a
surrender.
Section 5(3)(b) of the Act, at the material
time, was as follows
"A tenant may terminate the tenancy at any
time by surrendering his interest as a tenant
in favour of landlord. be Provided that such
surrender shall be in writing and shall ’Lie
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verified before the Mamlatdar in the manner
prescribed."
The manner of such verification has been
prescribed by Rule 2-A, in these terms :
"The Mamlatdar when verifying a surrender of a
tenancy by a tenant in favour of the landlord
under clause (b) of Subsection (3) of section
5, shall satisfy himself, after such enquiry
as he thinks fit, that the tenant understands
the nature and consequences of the surrender
and also that it is voluntary, and shall
endorse his findings in that behalf upon the
document of surrender."
843
It will be seen from a combined reading of these provisions
that a surrender of tenancy by a tenant in order to be valid
and effective must fulfil these requirements : (1) It must
be in writing. (2) It must be verified before the Mamlatdar.
(3) While making such verification the Mamlatdar must
satisfy himself in regard to two things, namely, (a) that
the tenant understands the nature and consequences of the,
surrender, and (b) that it is voluntary. (4). The Mamlatdar
must endorse his finding as to such satisfaction upon the
document of surrender.
Mr. Desai, learned Counsel for the appellants contends that
the, provisions of Rule 2-A are directory and not mandatory;
that in any case there has been a substantial compliance
with the requirements of the relevant provisions of the Act
and the Rule. It is submitted that the deed of surrender
executed by the tenant was presented along. with the
application of the landlord, to the Mamlatdar; that the
Circle Officer exercising the powers of Aval Karkun, then
made an enquiry and recorded the statements of the tenant
and the landlord to ascertain whether the surrender had been
intelligently and voluntarily made by the tenant, and that
it was only after verifying the requisite tacts, the Officer
made the order directing delivery of possession to the
landlord and deletion of the tenant’s name from the record
of rights. It is argued that the mere fact that the Circle
Officer’s order or endorsement was strictly not in the form
prescribed, would not invalidate the surrender. In this
connection, the learned Counsel drew our attention to this
sentence in the judgment of the Tribunal : "But there is no
doubt that the above formalities were gone through before
the Circle Officer".
Thus, the first point to be considered is, whether the
requirements, of these provisions are mandatory or
directory. "No universal rule", said Lord Campell"(1) can
be laid down as to whether mandatory enactments shall be
considered directory only or obligatory with an implied
nullification for disobedience. It is the duty of Courts
of’ justice to try to get at the real intention of the
legislature by carefully attending to the whole scope." Such
intention of the legislature is therefore to be ascertained
upon a review of the language, subject matter and importance
of the provision in relation’ to the general object intended
to be secured, the mischief, if any, to be prevented and the
remedy to be promoted by the Act,
Prior to the enactment of the Bombay Tenancy Act, 1939, the
laws governing the, relations between landlords and tenants
in the State did not ensure equal status of contract or
agreement to the contracting parties inasmuch as the tenants
were in a much inferior position. The tenants had no
security of tenure. nor any protection against eviction or
rack-renting. Bombay Act 29 of 1939 was the first measure
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enacted to remedy these evils and to improve the condition
of tenants of agricultural lands in the Province.
(1) Liver-pool Borough Bank v. Tunneer (1861) 30 L. J. Ch.
37 9at p. 380; Craies on Statute Law, 7th Edn., p. 262.
844
The Bombay Act 67 of 1948 registered an advance in the
matter of ameliorating the lot of ryots. It marked a big
step taken in the post-Independence era by the State
legislature towards implementation of the policy of agrarian
reforms. Chapter 11 of the Act deals with tenancies in
general. Sections 5 and 15 are in this Chapter. Chapter
III makes provision for special rights and privileges of
tenants and allied matters. The provisions in these
Chapters confer on protected tenants’ the right to purchase
their holdings from their landlords, to prevent uneconomic
cultivation and to create and encourage peasant
proprietorship.
Provision for ’surrender’ of tenancy first appeared in a
bald form. without any safeguards, in the Proviso to Section
5(2) of the Act of 1948. That Proviso ran thus :
"Provided that any tenancy may be terminated
by a tenant before the expiry of a period of
ten years by surrendering his interest as a
tenant in favour of landlord."
In its unguarded form, the provision was inadequate, and
vulnerable. It was susceptible to abuse. Under its cloak,
scheming landlords could squeeze out tenants, or induce them
by questionable means to leave the protective umbrella of
the Act. The Bombay ,(Amendment) Act 33 of 1952, which came
into force on 12-1-1953, recast this provision and hedged
round the surrender with effective safeguards. It
substituted sub-section (3)(b)-as reproduced by us ,earlier
in this judgment-for the old Proviso in Section 5.
The language of s.5(3)(b) and Rule 2-A is absolute, explicit
and peremptory. The words "Provided that" read with the
words "-shall be", repeatedly used in s.5(3)(b), make the
termination of tenancy by surrender entirely subject to the
imperative conditions laid down in the Proviso. This
Proviso throws a benevolent ring of protection around
tenants. It is designed to protect a tenant on two fronts
against two types of dangers-one against possible coercion,
undue influence and trickery proceeding from the landlord,
and the other against the tenant’s own ignorance,
improvidence and attitude of helpless self-resignation
sterming from his weaker position in the tenant-landlord
relationship.
Thus, the imperative language, the beneficient purpose and
importance of these provisions for efficacious
implementation of the general scheme of the Act all
unerringly lead to the conclusion that they were intended to
be mandatory. Neglect of any of these statutory requisites
would be fatal. Disobedience of even one of these mandates
would render the surrender invalid and ineffectual,
Having seen that the requirements of s.5(3)(b) and Rule 2A
are obligatory, and not directory, it remains to be
considered whether these imperatives have been substantially
complied with in the manner prescribed, and if not, what is
the consequence of non-compliance ?
The question of inherent jurisdiction apart, all that the
Circle Officer did in this case, was that he recorded the
statements of the
84 5
tenant and landlord and made the order-which we have
reproduced in full earlier in this judgment. Although in
this order he referred to the tenant’s statement "that he
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does not want to cultivate the same any longer and so he is
surrendering the possession willingly along with crops and
also the right as pro. tenant", he did not say a word that
he was satisfied that the tenant had voluntarily made the
surrender after understanding its nature and consequences,
much less did he endorse his satisfaction on the tenant’s
deed of surrender as required by Rule 2-A. Verification of
the surrender implies that the authority was satisfied as to
the statutory requisites after due enquiry. Such
satisfaction of the authority was the essence of the whole
thing. In other words, this requirement as to the recording
of its satisfaction by the authority in the manner
prescribed by the Rule, was the substance of the matter and
not an empty formality. In the absence of the requisite
endorsement, therefore, it cannot be said that there has
been even a substantial compliance with the statutory
requirements.
Mr. Desai’s contention that the Tribunal had found that the
Circle Officer had complied with all the formalities
prescribed by law, does not appear to be correct. The
sentence from which it is sought to be spelled out should
not be torn from its context. Earlier in its judgment, the
Tribunal had clearly said in concurrence with the Deputy
Collector, that the surrender had not been verified as
required by law.
Next point to be considered is, what is the consequence of
noncompliance with this mandatory procedure ?
A century ago, in Taylor v. Taylor(1), Jassel M. R. adopted
the rule that where a power is given to do a certain thing
in a certain way, the thing must be done in that way or not
at all and that other methods of performance are necessarily
forbidden. This rule has stood the test of time. It was
applied by the Privy Council, in Nazir Ahmed v. Emperor(2)
and later by this Court in several cases(3), to a Magistrate
making a record under ss. 164 and 364 of the Code of
Criminal Procedure, 1898. This rule squarely applies
"where, indeed, the whole aim and object of the legislature
would be plainly defeated if the command to do the thing in
a particular manner did not imply a prohibition to do it in
any other.(4)" The rule will be attracted with full force in
the present case because non-verification of the surrender
in the requisite manner would frustrate the very purpose of
this provision. Intention of the legislature to prohibit
the verification of the surrender in a manner other than the
one prescribed, is implied in these provisions. Failure to
comply with these mandatory provisions, therefore, had
vitiated the surrender and rendered it non-est for the
purpose of s. 5 (3) (b).
For these reasons, we affirm the judgment of the High Court
and dismiss the appeals with one set of costs.
P.B.R.
(1) [1876] Ch. D. 426.
(2) L. R. 63 1. A. 372-AIR 1936 P. C. 253.
Appeals dismissed.
(3) Shiv Bahadur Singh v. State of U. P. [19541 S.C.R.
1098; Deep Chandy. State of Rajasthan [1962] S.C.R. 662.
(4) Maxwell’s Interpretation of Statutes, 11th Edn., pp,
362-363.
846