REPORTABLE
IN THE SUPREME COURT OF INDIA
CRIMINAL APPELLATE JURISDICTION
CRIMINAL APPEAL NO. 499 OF 2011
STATE OF NCT OF DELHI … Appellant(s)
Versus
SANJAY … Respondent(s)
with
CRIMINAL APPEAL NO. 2105 OF 2013
JAYSUKH BAVANJI SHINGALIA … Appellant(s)
Versus
STATE OF GUJARAT AND ANOTHER … Respondent(s)
CRIMINAL APPEAL NOS. 2108-2112 of 2013
MALABHAI SHALABHAI RABARI AND OTHERS … Appellant(s)
JUDGMENT
Versus
STATE OF GUJARAT AND OTHERS …
Respondent(s)
CRIMINAL APPEAL NO.2107 of 2013
KALUBHAI DULABHAI KHACHAR … Appellant(s)
Versus
STATE OF GUJARAT AND ANOTHER … Respondent(s)
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CRIMINAL APPEAL NO.2106 of 2013
SONDABHAI HANUBHAI BHARWAD … Appellant(s)
JUDGMENT
M.Y.EQBAL, J.
1. The principal question which arises for consideration in
these appeals is whether the provisions contained in Sections
21, 22 and other sections of Mines and Minerals (Development
and Regulation) Act, 1957 operate as bar against prosecution
of a person who has been charged with allegation which
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constitutes offences under Section 379/114 and other
provisions of the Indian Penal Code. In other words, whether
the provisions of Mines and Minerals Act explicitly or impliedly
excludes the provisions of Indian Penal Code when the act of an
accused is an offence both under the Indian Penal Code (in
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short, ‘IPC’) and under the provisions of Mines and Minerals
(Development and Regulation) Act.
482 Cr.P.C. seeking quashing of the FIR registered at Police
Station Alipur under Sections 379/114/120B/34 IPC on the
allegation that appellant was involved in illegal mining of sand
from the Yamuna basin. An FIR was registered by the police
suo motu having come to know that some persons were
removing and selling sand from the Yamuna basin for the last
so many days. On receipt of such information, the police
officers committed raid and visited the site where they found
one dumper filled with sand. Because of non-production of any
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documents and valid papers, the digging equipments were
seized and taken into possession and persons were arrested.
An FIR was registered on the charges of illegal mining under
Section 379/114 IPC besides being cognizable offence under
Section 21 (4) of the Mines and Mineral (Development and
Regulation) Act, 1957 (in short the MMDR Act).
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3. The appellant challenged the registration of the case on
the ground inter alia that offence if at all committed,
cognizance would have been taken under the provisions of
| mplaint to b<br>fficer. |
| on 22 of the Act by an authorized offi<br>Criminal Appeal No.2105 of 2013<br>Similarly this case arose out of an<br>rat High Court on an application fi<br>ing quashing of the FIR on various g<br>on 22 of the MMDR Act put a c<br>tration of FIR by the police. The alle | ffi |
FIR was on illegal mining in those areas where mining lease
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was already revoked.
5. Criminal Appeal Nos. 2108-2112 of 2013
In these cases, appellants are the owners of Murlidhar
Stone Industries and were granted quarry lease in the seam of
Village Thoriwari for excavation of mines and minerals on
payment of royalty. The appellants challenged the legality and
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validity of mining complaint lodged by the State geologist
against them for offences under Section 379/114 of IPC and
under Section 21 of the MMDR Act. The appellants sought an
proceedings on the same ground that Section 22 of the Act
prohibits registration of FIR with respect to offences punishable
under the said MMDR Act.
6. Criminal Appeal No.2107 of 2013
This appeal also arose out of the order passed by the High
Court of Gujarat on the application challenging the legality and
validity of criminal complaint filed before Bhuj Taluka Police
Station for the alleged illegal mining and transporting a dumper
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loaded with black trap stone. A complaint was made with the
police for the commission of offence under Section 379 read
with Section 114 of the IPC and under Section 21 of the MMDR
Act.
7. Criminal Appeal No.2106 of 2013
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This appeal also arose out of a complaint filed before
Sayla Police Station by the Incharge Mines Supervisor, alleging
offence punishable under Sections 4(1) and 21(1) of the MMDR
8. Criminal Appeal No.499 of 2011, as stated above, arose
out of the order passed by the Delhi High Court. The Delhi High
Court formulated three issues for consideration:-
(1) Whether the police could have registered an
FIR in the case;
(2) Whether a cognizance can be taken by the
concerned Magistrate on the basis of police
report; and
(3) Whether a case of theft was made out for
permitting registration of an FIR under Section
379/411 of the Indian Penal Code.
The High Court after referring various provisions on the MMDR
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Act vis-à-vis Code of Criminal Procedure disposed of the
application directing the respondent to amend the FIR, which
was registered, by converting the offence mentioned therein
under Section 379/411/120B/34 of IPC to Section 21 of the
MMDR Act. The High Court in para 18 of the impugned order
held as under:-
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“18. In view of the aforesaid and taking into
consideration the provisions contained under
Section 21 (6) of the said Act I hold that:
(i) The offence under the said Act being
cognizable offence, the Police could have
registered an FIR in this case;
| ever, so f<br>the said<br>Magistrat | ar as taki<br>Act is con<br>e only o |
|---|
(iii) Since the offence of mining of sand
without permission is punishable under Section 21
of the said Act, the question of said offence being
an offence under Section 379 IPC does not arise
because the said Act makes illegal mining as an
offence only when there is no permit/licence for
such extraction and a complaint in this regard is
filed by an authorized officer.”
9. On the other hand the Gujarat High Court formulated the
following question for consideration:-
Whether Section 22 of the Act would debar even
lodging an FIR before the police with respect to
the offences punishable under the said Act and
Rules made thereunder?
JUDGMENT
In Case such FIR’s are not debarred and the police
are permitted to investigate, can the concerned
Magistrate take cognizance of the offences on a
police report?
What would be the effect on the offences
punishable under the Indian Penal Code in view of
the provisions contained in the Act?
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10. The Gujarat High Court came to the following conclusion:-
(i) The offence under the said Act being
cognizable offence, the Police could have
registered an FIR in this case;
| r, so far<br>the said<br>Magistrat | as takin<br>Act is con<br>e only o |
|---|
(iii) Since the offence of mining of sand without
permission is punishable under Section 21 of the
said Act, the question of said offence being an
offence under Section 379 IPC does not arise
because the said Act makes illegal mining as an
offence only when there is no permit/licence for
such extraction and a complaint in this regard is
filed by an authorized officer.
The High Court, therefore, held that:-
1. Section 22 of the Act does not prohibit
registering an FIR by the police on information
being given with respect to offences punishable
under the said Act or the Rules made thereunder.
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2. It is however, not open for the Magistrate to
take cognizance of the offence punishable under
the Act or the Rules made there under on a mere
charge- sheet filed by the police. It would,
however, be open for the officer authorized by the
state or the Central Government in this behalf to
file a complaint in writing before the Magistrate
relying upon the investigating carried out by the
police and the complaint may also include the
papers of the police investigation.
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3. With respect to offences punishable under
the Indian Penal Code, no such bar as indicated in
para (2) would apply.
xxxxxxx
| r as the<br>istered by<br>they must | petitions<br>the polic<br>fail. In so |
|---|
11. In the case of Sengol, Charles and K. Kannan, etc.etc.
vs. State Rep. by Inspector of Police , 2012 Cri LJ 1705,
2012(2) CTC 369, a similar question also came for
consideration before the Madras High Court where a batch of
writ petitions were heard and disposed of. The allegation
made against the writ petitioner in the FIR was that they
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committed theft of sand from rivers and river-bed belonging to
the Government, which act also constitutes violation of the
provisions of MMDR Act. Accordingly, they were prosecuted
for the offence punishable under Section 21 of the MMDR Act
and also under Section 379 IPC. The question that came for
consideration before the Court was as to w hether the
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provisions of the Mines and Minerals (Development and
Regulation) Act, 1957, will either explicitly or impliedly exclude
the provisions of the Indian Penal Code when the act of an
under the Provisions of the Mines and Minerals (Development
| | | |
|---|
| considering various provisions of the Ac<br>ench observed:- | | | |
| “ | 35. A cursory comparis | on of these two provisions | |
| with Section 378 of IPC | | would go to show that the | |
| ingredients are totally d | | ifferent. The contravention | |
| of the terms and condi | | tions of mining lease, etc. | |
| constitutes an offence | | punishable under Section | |
| 21 of the Mines and | | Minerals Act, whereas | |
| dishonestly taking any movable property out of | | | |
| the possession of a person without his consent | | | |
| constitutes theft. Thus, it is undoubtedly clear that | | | |
| the ingredients of an offence of theft as defined in | | | |
| JUDGMENT<br>Section 378 of IPC are totally different from the | | | |
| ingredients of an offence punishable under | | | |
| Section 21(1) r/w Section 4(1) and 4(1A) of the | | | |
| Mines and Minerals Act. | | | |
13. The Calcutta High Court in the case of Smt. Seema
Sarkar vs. The State, (1995)1 CALLT 95(HC), has taken a
different view. In this case the Block Land Reforms Officer
lodged a complaint with the Police Station alleging inter alia
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that the accused persons unauthorisedly excavated the land of
ordinary clay for manufacturing brick without an authorized
licence and thereby violated Section 21(2) of the MMDR Act
complaint treating it as an FIR and GR case was started before
the sub-divisional judicial Magistrate, Faridabad. The order
taking cognizance and also the complaint was challenged by
the accused persons on the ground inter alia that no court is
competent and empowered to take cognizance of an offence
under the MMDR Act, 1957 unless the complaint is being
lodged by an authorized person. Quashing the complaint, the
Calcutta High Court held as under:-
| “ | 6. The learned Magistrate has taken cognizance |
|---|
| of. the offence on the basis of the charge-sheet as | |
| JUDGMENT<br>submitted by the Police under Section 21(2) of the | |
| Mines and Minerals (Regulation and Development) | |
| Act, 1957 and Section 379 of the Indian Penal | |
| Code. Cognizance can be taken under section 190 | |
| of the Code of Criminal Procedure, 1973. | |
| Cognizance is one and it cannot be divided. | |
| Splitting of cognizance is not permissible under | |
| the law. This is the admitted position that the | |
| complainant who lodged the complaint is not an | |
| authorized person to make such complaint. So | |
| taking cognizance on the basis of the complaint | |
| by the learned Magistrate for violation of the | |
| provision under Section 21(2) of the Mines and | |
| Minerals (Regulation and Development) Act, 1957 | |
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| is bad. The only question that is left open is | | |
|---|
| whether taking cognizance itself is bad or a partial | | |
| cognizance can be taken? In the peculiarity of the | | |
| facts and circumstances of the case if the offence | | |
| as alleged under Section 379 I.P.C. against the | | |
| accused is dissociated from the allegation of | | |
| excavation of earth without license constituting an | | |
| offence under Section | 21(2) | of the Mines and |
| Minerals (Regulation and Development) Act, 1957, | | |
| then there is no ingredient for an offence under | | |
| Section 379 I.P.C. against the accused. Even if it is | | |
| assumed that there is such an ingredient then the | | |
| order of taking cognizance is bad because | | |
| cognizance is one and it cannot be made a split. If | | |
| it is found that taking cognizance of an offence is | | |
| bad the other part of the offence for which | | |
| cognizance has been taken cannot be sustained in | | |
| law.” | | |
14. Since conflicting views have been taken by Gujarat High
Court, Delhi High Court, Kerala High Court, Calcutta High
Court, Madras High Court and Jharkhand High Court, and they
are in different tones, it is necessary to settle the question
involved in these appeals.
JUDGMENT
15. Mr. Nikhil Goel learned counsel appearing in Criminal
Appeal Nos. 2105, 2106 and 2107 of 2013 assailed the
impugned order of the High court on various grounds. Learned
counsel firstly contended that Section 22 of MMDR Act per se
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puts a bar even on registration of the FIR and consequently on
investigation unless a direction to that effect comes from the
Magistrate and that too on a complaint in writing made by a
that Section 21(6) of the Act makes the offence under sub-
section 1 of Section 21 to be cognizable irrespective of
anything contained to the contrary in the Code of Criminal
Procedure. Learned counsel contended that both Section
21(6) and Section 22 if read independently on each other
would make the other provision otiose. As a result, the bar
under Section 22 of the Act would not only prevail upon the
provisions contained in Section 190, Cr.P.C. but would prevail
over the chapter of the investigation, namely Chapter 12
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Cr.P.C.
16. Learned counsel further submitted that in case the
cognizability of the offence contained in sub-clause 6 of
Section 21 is to be extended to include applicability of Chapter
12 of the Criminal Procedure Code, without complying with the
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provisions of Section 22, the same would present at least three
difficulties. Firstly, there are several provisions after the stage
of filing of charge-sheet which would be contrary to the
provisions in the act and the rules framed under the 1957
legislation inescapably indicate that almost everything relating
to an offence under the provisions of Section 21 has to be
done by the authorized officer. Accordingly, if the provisions
of Section 21(6) are to be extended to Chapter 12, while the
police may register an FIR, the power to seize, the power to
compound, the requirement of taking directions from the
jurisdictional magistrate are examples of some things which
the police cannot do in view of direct contrary to the provisions
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in the 1957 Act. Learned counsel submitted that this power of the
police is equivalent to the same power/duty which arises pursuant to an
order of the Magistrate under Section 156 [3]. There would definitely be
cases where offences punishable under Section 20 were brought to the
notice of persons who were neither authorized person under the Act nor
the police. Therefore in such a situation, if the police fails to act, the
other option available to any person is to make an application under
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Section 156 [3]. However, in this case, the learned Magistrate has no
jurisdiction to pass an order under this provision in view of paragraph 11.
Therefore, it will be a completely incongruous situation if the
cannot be invoked.
17. Learned counsel further submitted that the provisions of
Chapter 12 to 14 leading up to the magistrate taking
cognizance of an offence are a part of a common statutory
duty. The investigation under Section 156 of the Code has to
necessarily result in a report either under Section 170 or 173 of
the Code. The appellant submits that the magistrate is duty
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bound to act on such report in one of the three manners
suggested in para-6 of 1980 (4) SCC 631. It is submitted that
there is no other option of preparation of final report and keep
it in abeyance. For this reason as well, the provisions of sub-
section (6) cannot be read into Chapter 12 of the code.
Learned counsel further submitted that the manner in which
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the various high courts have dealt with these provisions are
conflicting. The appellant relies upon the decision of Kerala
High Court reported in 2008 Cr . L.J . 2388, decision of Madras High
under different enactments. It was contended that if the intention of the
Legislature was to make violation of the provisions of Section 4 of the
MMDR Act as an offence of theft, there would have been an appropriate
provision in the MMDR Act itself. The counsel submits that there is a
specific purpose for which powers have been given to the authorized
person to take care of breaches under the Act and as such breaches are
to be tried under the general penal law as it would take away the
protection which an accused/suspect has been given under the MMDR
Act. The appellant submits that all penal statutes have to be construed
strictly and wherever there are two views possible, benefit to an accused
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has to be given.
18. Before answering the question, we shall first refer in brief
the relevant provisions of Mines and Minerals (Development
and Regulation) Act, 1957 and Code of Criminal Procedure.
Section 4 of the Act puts a restriction on mining operation or
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prospecting mining operation by any person except under a
lease or licence. Section 4 reads as under:-
| ce or le<br>ny recon<br>tions in an | ase. (1<br>naissanc<br>y area, e |
|---|
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(2) No reconnaissance permit, prospecting licence or
mining lease shall be granted otherwise than in
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| th respect<br>dule in an<br>held unde | to any<br>y area wit<br>r any rec |
|---|
19. From a bare perusal of Section 4, particularly Section
4(1A) would show that there is a total restriction on
transportation or search of minerals otherwise than in
accordance with the provisions of the Act and the rules made
thereunder. The next relevant provisions are Sections 21 and
22 of the Act. Section 21 reads as under :-
“Penalties 21. (1) Whoever contravenes the
provisions of sub-section (1) or sub-section (1A) of
section 4 shall be punished with imprisonment for a
term which may extend to two years, or with fine
which may extend to twenty-five thousand rupees, or
with both.
(2) Any rule made under any provision of this Act
may provide that any contravention thereof shall be
punishable with imprisonment for a term which may
extend to one year or with fine which may extend to
five thousand rupees, or with both, and in the case of
a continuing contravention, with an additional fine
which may extend to five hundred rupees for every
day during which such contravention continues after
conviction for the first such contravention.
(3) Where any person trespasses into any land in
contravention of the provisions of sub-section (1) of
section 4, such trespasser may be served with an
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(4A) Any mineral, tool, equipment, vehicle or any
other thing seized under sub-section (4), shall be
liable to be confiscated by an order of the court
competent to take cognizance of the offence under
sub-section (1) and shall be disposed of in
accordance with the directions of such court.
(5) Whenever any person raises, without any
lawful authority, any mineral from any land, the State
Government may recover from such person the
mineral so raised, or, where such mineral has already
been disposed of, the price thereof, and may also
recover from such person, rent, royalty or tax, as the
case may be, for the period during which the land
was occupied by such person without any lawful
authority.
(6) Notwithstanding anything contained in the
Code of Criminal Procedure, 1973, an offence under
sub-section (1) shall be cognizable.”
JUDGMENT
20. Section 21 is a penalty provision in case of contravention
of Section 4(1A) of the Act and is punishable with imprisonment
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for a term which may extend to two years. Sub-section 3 of
Section 21 would show that the State Government or any other
authority authorized by the State Government may obtain the
doing mining activity in contravention of the provisions of the
Act. Sub-section 4 further empowered the officer or an
authority specially empowered in this behalf to seize any tool,
equipment, vehicle or any other thing which are used by any
person who illegally or without any lawful authority erases,
transports any minerals from any land. Those minerals, tools,
equipment or vehicle or any other thing so seized shall be
confiscated by the order of the court competent to take
cognizance and shall be disposed of in accordance with the
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direction of such court as contemplated under sub-section 4(A)
of Section 4 of the Act. Sub-section (6) of Section 21 has been
inserted by an Amendment Act of 1986 whereby an offence
under Sub-section (1) of this Section has been made
cognizable. Section 22 which is very relevant for the instant
case needs to be quoted hereinbelow :-
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“ 22. Cognizance of offences
No court shall take cognizance of any offence
punishable under this Act or any rules made
thereunder except upon complaint in writing made
by a person authorised in this behalf by the Central
Government or the State Government.”
cognizance of any offence punishable under the Act or the
Rules made thereunder shall be taken only upon a written
complaint made by a person authorized in this behalf by the
Central Government or the State Government.
22. Section 23(B) confers power to any gazetted officer of the
Central or State Government authorized on that behalf to make
search of minerals, documents or things in case there is a
reason to believe that any mineral has been raised in
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contravention of the Act or the Rules made thereunder. While
making search provisions of Section 100 of Code of Criminal
Procedure has been made applicable to every search.
“ 23B. Power to search -- . If any gazetted officer
of the Central or a State Government authorised by
the Central Government [or a State Government, as
the case may be, in this behalf by general or
special order has reason to believe that any mineral
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23. In exercise of powers conferred by Section 23(C)(1) of the
MMDR Act, the Government of Gujarat made rules called
Gujarat Mineral (Prevention of Illegal Mining, Transportation
and Storage) Rules, 2005. The said Rules, inter alia, made
provisions to search, seizure and confiscation of the property in
the manner provided under the Act as and when a person
violates the provisions of the Act and the Rules made
thereunder in doing mining activities.
JUDGMENT
24. Looking into the provisions the Code of Criminal
Procedure, 1973 the relevant provisions need to be referred
hereunder. Section 2(c), 2(d) and 2(h) define cognizable
offence, complaint and investigation which reads as under :-
“2(c) “cognizable offence” means an offence for
which, and “cognizable case” means a case in
which, a police officer may, in accordance with the
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First Schedule or under any other law for the time
being in force, arrest without warrant;
2(h) “investigation” includes all the proceedings
under this Code for the collection of evidence
conducted by a police officer or by any person
(other than a Magistrate) who is authorized by a
Magistrate in this behalf;”
25. Section 4 provides that all offences under the Indian Penal
Code shall be investigated, inquired into, tried and otherwise
dealt with according to the provisions contained in the said
Code. Sub-section (2) of Section 4 provides that all offences
under any other law shall be inquired into, tried and otherwise
dealt with according to the same provisions but subject to any
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enactment regulating the mining or place of investigation,
inquiry or trial of such offences. Coming to the provisions of
Section 41 of the Code, it will show that a police officer without
an order of Magistrate and warrant can arrest any person who
commits a cognizable offence. The Court may also arrest any
person against whom a reasonable complaint has been made
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or credible information has been received or a reasonable
suspicion exist that he has committed a cognizable offence
punishable with imprisonment for a term which made less than
hereinbelow:-
“ 41. When police may arrest without
warrant .-
(1) Any police officer may without an order
from a Magistrate and without a warrant, arrest
any person—
(a) who commits, in the presence of a police
officer, a cognizable offence;
(b) against whom a reasonable complaint has
been made, or credible information has been
received, or a reasonable suspicion exists that
he has committed a cognizable offence
punishable with imprisonment for a term which
may be less than seven years or which may
extend to seven years whether with or without
fine, if the following conditions are satisfied,
namely:-
(i) the police officer has reason to believe on
the basis of such complaint, information, or
suspicion that such person has committed the
said offence;
(ii) the police officer is satisfied that such arrest
is necessary-
(a) to prevent such person from committing
any further offence; or
(b) for proper investigation of the offence; or
(c) to prevent such person from causing the
evidence of the offence to disappear or
tampering with such evidence in any manner;
or
(d) to prevent such person from making any
inducement, threat or promise to any
person acquainted with the facts of the case so
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| est, his re<br>……..” | asons in w |
|---|
26. Chapter 11 of the Code confers very important power and
duty upon the police officer to take preventive action in certain
cases. Sections 149, 150, 151 and 152 of the Code are worth
to be referred to and quoted hereinbelow :-
“149. Police to prevent cognizable
offences – Every police officer may interpose for
the purpose of preventing, and shall, to the best
of his ability, prevent, the commission of any
cognizable offence.
150 . Information of design to commit
cognizable offences – Every police officer
receiving information of a design to commit any
cognizable offence shall communicate such
information to the police officer to whom he is
subordinate, and to any other officer whose duty
it is to prevent or take cognizance of the
commission of any such offence.
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151 . Arrest to prevent the commission of
cognizable offences – (1) A police officer,
knowing of a design to commit any cognizable
offence may arrest, without orders from a
Magistrate and without a warrant, the person so
designing, if it appears to such officer that the
commission of the offence cannot be otherwise
prevented.
(2) No person arrested under sub-section
(1) shall be detained in custody for a period
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exceeding twenty-four hours from the time of his
arrest unless his further detention is required or
authorized under any other provisions of this Code
or any other law for the time being in force.
| terpose<br>be comm | to preve<br>itted in |
|---|
27. Perusal of aforementioned provisions would show that a
police officer of his own authority has the duty to prevent any
injury attempted to be committed to any public property or
national assets and to prosecute such person in accordance
with law.
28 . The policy and object of Mines and Minerals Act and Rules
have a long history and are the result of an increasing
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awareness of the compelling need to restore the serious
ecological imbalance and to stop the damages being caused to
the nature.
| 29. | The Court cannot lose sight of the fact that adverse and |
|---|
destructive environmental impact of sand mining has been
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discussed in the UNEP Global Environmental Alert Service
report. As per the contents of the report, lack of proper
scientific methodology for river sand mining has led to
| |
| indiscriminate sand mining, while weak governance and | |
| |
| corruption have led to widespread illegal mining. While | |
| |
| referring to the proposition in India, it was stated that Sand | |
| |
| trading is a lucrative business, and there is evidence of illegal | |
| |
| trading such as the case of the influential mafias in our | |
| Country. | |
| 30. The mining of aggrega | tes in rivers has led to severe |
| |
| damage to river, including po | llution and changes in levels of |
| |
| pH. Removing sediment from rivers causes the river to cut its | |
channel through the bed of the valley floor, or channel incision,
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both upstream and downstream of the extraction site. This
leads to coarsening of bed material and lateral channel
instability. It can change the riverbed itself. The removal of
more than 12 million tonnes of sand a year from the Vembanad
Lake catchment in India has led to the lowering of the riverbed
by 7 to 15 centimetres a year. Incision can also cause the
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alluvial aquifer to drain to a lower level, resulting in a loss of
aquifer storage. It can also increase flood frequency and
intensity by reducing flood regulation capacity. However,
| |
| lowering the water table is most threatening to water supply | |
| |
| exacerbating drought occurrence and severity as tributaries of | |
| |
| major rivers dry up when sand mining reaches certain | |
| thresholds. | |
| 31. Illegal sand mining also causes erosion. Damming and | |
| mining have reduced sedime | nt delivery from rivers to many<br>erated beach erosion. |
| coastal areas, leading to accel | erated beach erosion. |
| |
| 32. The report also dealt wit | h the astonishing impact of sand |
| |
| mining on the economy. It states that the tourism may be | |
affected through beach erosion. Fishing, both traditional and
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commercial — can be affected through destruction of benthic
fauna. Agriculture could be affected through loss of agricultural
land from river erosion and the lowering of the water table. The
insurance sector is affected through exacerbation of the impact
of extreme events such as floods, droughts and storm surges
through decreased protection of beach fronts. The erosion of
28
Page 28
coastal areas and beaches affects houses and infrastructure. A
decrease in bed load or channel shortening can cause
downstream erosion including bank erosion and the
| |
| undercutting or undermining of engineering structures such as | |
| bridges, side protection walls and structures for water supply. | |
| 33. Sand is often removed from beaches to build hotels, roads | |
| |
| and other tourism-related infrastructure. In some locations, | |
| continued construction is likely to lead to an unsustainable | |
| situation and destruction of | the main natural attraction for |
| |
| visitors — beaches themselves | |
34. Mining from, within or near a riverbed has a direct impact
JUDGMENT
on the stream’s physical characteristics, such as channel
geometry, bed elevation, substratum composition and stability,
instream roughness of the bed, flow velocity, discharge
capacity, sediment transportation capacity, turbidity,
temperature, etc. Alteration or modification of the above
attributes may cause hazardous impact on ecological
29
Page 29
equilibrium of riverine regime. This may also cause adverse
impact on instream biota and riparian habitats. This
disturbance may also cause changes in channel configuration
and flow-paths.
35. In the case of M. Palanisamy vs. The State of Tamil
Nadu , 2012 (4) CTC 1, the amended provisions of the Tamil
Nadu Mines and Minerals Concession Rules, 1959 was
challenged on the ground that the said Rules for the purpose of
preventing and restricting illegal mining, transportation and
storage of minerals are ultra vires constitutional provisions and
the provisions of the Mine and Minerals (Development and
Regulation) Act, 1957. Upholding the vires of the Rules, the
Division Bench (one of us, Eqbal, J. as he then was) of the
JUDGMENT
Madras High Court, elaborately discussed the object of
restriction put in the illegal mining, transportation and storage
of minerals including sand and after considering various reports
observed thus:
“20. In order to appreciate the issue involved in
these Writ Petitions, we may have to look at the
larger picture - the impact of indiscriminate,
30
Page 30
| with cogn<br>sand m<br>manner, | izant res<br>ining is<br>are eng |
|---|
JUDGMENT
31
Page 31
| e riverbed<br>groundwa<br>r wells on | s into larg<br>ter table<br>the emb |
|---|
36. In the case of Centre for Public Interest Litigation
vs. Union of India , (2012) 3 SCC 1 , this Court, while
observing that the natural resources are the public property
and national assets, held as under:-
“75. The State is empowered to distribute natural
JUDGMENT
resources. However, as they constitute public
property/national asset, while distributing natural
resources the State is bound to act in consonance
with the principles of equality and public trust and
ensure that no action is taken which may be
detrimental to public interest. Like any other State
action, constitutionalism must be reflected at every
stage of the distribution of natural resources. In
Article 39( b ) of the Constitution it has been provided
that the ownership and control of the material
resources of the community should be so distributed
so as to best subserve the common good, but no
comprehensive legislation has been enacted to
generally define natural resources and a framework
32
Page 32
for their protection. Of course, environment laws
enacted by Parliament and State Legislatures deal
with specific natural resources i.e. forest, air, water,
coastal zones, etc.”
extend to natural resources observed as under:-
“24. The ancient Roman Empire developed a legal
theory known as the “Doctrine of the Public Trust”. It
was founded on the ideas that certain common
properties such as rivers, seashore, forests and the air
were held by Government in trusteeship for the free
and unimpeded use of the general public. Our
contemporary concern about “the environment” bear a
very close conceptual relationship to this legal doctrine.
Under the Roman law these resources were either
owned by no one ( res nullious ) or by every one in
common ( res communious ). Under the English common
law, however, the Sovereign could own these resources
but the ownership was limited in nature, the Crown
could not grant these properties to private owners if
the effect was to interfere with the public interests in
navigation or fishing. Resources that were suitable for
these uses were deemed to be held in trust by the
Crown for the benefit of the public. Joseph L. Sax,
Professor of Law, University of Michigan — proponent of
the Modern Public Trust Doctrine — in an erudite article
“ Public Trust Doctrine in Natural Resource Law :
Effective Judicial Intervention ”, Michigan Law Review,
Vol. 68, Part 1 p. 473, has given the historical
background of the Public Trust Doctrine as under:
“The source of modern public trust law is found in a
concept that received much attention in Roman and
English law — the nature of property rights in rivers, the
sea, and the seashore. That history has been given
considerable attention in the legal literature, need not
be repeated in detail here. But two points should be
emphasized. First, certain interests, such as navigation
JUDGMENT
33
Page 33
| d running<br>the pub<br>ublic had | water<br>lic’, it h<br>an enforc |
|---|
25. The Public Trust Doctrine primarily rests on the
principle that certain resources like air, sea, waters and
the forests have such a great importance to the people
as a whole that it would be wholly unjustified to make
them a subject of private ownership. The said resources
being a gift of nature, they should be made freely
available to everyone irrespective of the status in life.
The doctrine enjoins upon the Government to protect
the resources for the enjoyment of the general public
rather than to permit their use for private ownership or
commercial purposes. According to Professor Sax the
Public Trust Doctrine imposes the following restrictions
on governmental authority:
“Three types of restrictions on governmental
authority are often thought to be imposed by the public
trust: first, the property subject to the trust must not
only be used for a public purpose, but it must be held
available for use by the general public; second, the
property may not be sold, even for a fair cash
equivalent; and third the property must be maintained
for particular types of uses.”
JUDGMENT
xxxxxxxxx
34. Our legal system — based on English common law
— includes the public trust doctrine as part of its
jurisprudence. The State is the trustee of all natural
resources which are by nature meant for public use and
enjoyment. Public at large is the beneficiary of the sea-
shore, running waters, airs, forests and ecologically
fragile lands. The State as a trustee is under a legal
34
Page 34
duty to protect the natural resources. These resources
meant for public use cannot be converted into private
ownership.”
38. In the case of Intellectuals Forum vs. State of A.P.,
of natural resources vis-à-vis urban development observed as
under:-
“67. The responsibility of the State to protect the
environment is now a well-accepted notion in all
countries. It is this notion that, in international law,
gave rise to the principle of “State responsibility” for
pollution emanating within one’s own territories ( Corfu
Channel case ). This responsibility is clearly enunciated
in the United Nations Conference on the Human
Environment , Stockholm 1972 (Stockholm Convention),
to which India was a party. The relevant clause of this
declaration in the present context is para 2, which
states:
“The natural resources of the earth, including the air,
water, land, flora and fauna and especially
representative samples of natural ecosystems, must be
safeguarded for the benefit of present and future
generations through careful planning or management,
as appropriate.”
Thus, there is no doubt about the fact that there is a
responsibility bestowed upon the Government to protect
and preserve the tanks, which are an important part of
the environment of the area.”
JUDGMENT
39. In the case of Manohar Lal Sharma vs. Principal
Secretary, (2014) 2 SCC 532, this Court w hile considering the
power of the police officer observed as under:-
35
Page 35
| rpose. Th<br>he matter<br>when the | e courts<br>s of inve<br>facts and |
|---|
and process by the
police officer or the investigation by the police is
found to be not bona fide or the investigation is
tainted with animosity, the court may intervene to
protect the personal and/or property rights of the
citizens.”
40. In the case of State of M.P . vs. Ram Singh , (2000) 5
SCC 88, this Court was considering an order by which the High
Court quashed the investigation and consequent proceedings
JUDGMENT
conducted and concluded by the police under Section 13(1)(e)
and 13(2) of the Prevention of Corruption Act, 1988 on the
ground that the investigation had not been conducted by an
authorized officer in terms of Section 17 of the Act. The Court
held that the Act was intended to make effective provision for
the prevention of bribery and corruption rampant amongst
36
Page 36
the public servants. It is a social legislation intended to curb
illegal activities of the public servant and is designed to be
liberally construed so as to advance its object. The Court
observed:-
“9. The menace of corruption was found to have
enormously increased by the First and Second World War
conditions. Corruption, at the initial stages, was
considered confined to the bureaucracy which had the
opportunities to deal with a variety of State largesse in
the form of contracts, licences and grants. Even after the
war the opportunities for corruption continued as large
amounts of government surplus stores were required to
be disposed of by the public servants. As a consequence
of the wars the shortage of various goods necessitated
the imposition of controls and extensive schemes of
post-war reconstruction involving the disbursement of
huge sums of money which lay in the control of the
public servants giving them a wide discretion with the
result of luring them to the glittering shine of wealth and
property. In order to consolidate and amend the laws
relating to prevention of corruption and matters
connected thereto, the Prevention of Corruption Act,
1947 was enacted which was amended from time to
time. In the year 1988 a new Act on the subject being
Act 49 of 1988 was enacted with the object of dealing
with the circumstances, contingencies and shortcomings
which were noticed in the working and implementation
of the 1947 Act. The law relating to prevention of
corruption was essentially made to deal with the public
servants, not as understood in common parlance but
specifically defined in the Act.
JUDGMENT
xxxxx
14. It may be noticed at this stage that a three-Judge
Bench of this Court in H.N. Rishbud v. State of Delhi , AIR
1955 SC 196, had held that a defect or illegality in
investigation, however serious, has no direct bearing on
the competence or the procedure relating to cognizance
or trial. Referring to the provisions of Sections 190, 193,
37
Page 37
195 to 199 and 537 of the Code of Criminal Procedure
(1898) in the context of an offence under the Prevention
of Corruption Act, 1947, the Court held:
| ating to c<br>which re<br>ction 190 | ognizance<br>sults fro<br>Cr.PC as |
|---|
taken. But it cannot be maintained that a
valid and legal police report is the foundation of the
jurisdiction of the court to take cognizance. Section 190
Cr.PC is one out of a group of sections under the heading
‘Conditions requisite for initiation of proceedings’. The
language of this section is in marked contrast with that
of the other sections of the group under the same
heading, i.e., Sections 193 and 195 to 199.
These latter sections regulate the competence of the
court and bar its jurisdiction in certain cases excepting
in compliance therewith. But Section 190 does not.
While no doubt, in one sense, clauses ( a ), ( b ) and ( c ) of
Section 190(1) are conditions requisite for taking of
cognizance, it is not possible to say that cognizance on
an invalid police report is prohibited and is therefore a
nullity. Such an invalid report may still fall either under
clause ( a ) or ( b ) of Section 190(1), (whether it is the one
or the other we need not pause to consider) and in any
case cognizance so taken is only in the nature of error
in a proceeding antecedent to the trial. To such a
situation Section 537 Cr.PC which is in the following
terms is attracted:
JUDGMENT
‘Subject to the provisions hereinbefore contained, no
finding, sentence or order passed by a court of
competent jurisdiction shall be reversed or altered on
appeal or revision on account of any error, omission or
irregularity in the complaint, summons, warrant, charge,
proclamation, order, judgment or other proceedings
before or during trial or in any inquiry or other
proceedings under this Code, unless such error, omission
or irregularity, has in fact occasioned a failure of justice.’
If, therefore, cognizance is in fact taken, on a police
report vitiated by the breach of a mandatory provision
relating to investigation, there can be no doubt that the
result of the trial which follows it cannot be set aside
38
Page 38
| utshi v. R.<br>inion, the | , AIR 1950<br>refore, w |
|---|
41. In the case of Directorate of Enforcement vs. Deepak
Mahajan , (1994) 3 SCC 440, the question came up for
consideration before this Court was as to whether a Magistrate
JUDGMENT
before whom a person arrested under Section 35 of the Foreign
Exchange Regulation Act, 1973 is produced, has jurisdiction to
authorize detention of that person under Section 167(2) of the
Code of Criminal Procedure. Answering that question the Court
observed:-
“23. Keeping in view the cardinal principle of law that
every law is designed to further the ends of justice but
not to frustrate on the mere technicalities, we shall deal
39
Page 39
with all those challenges in the background of the
principles of statutory interpretations and of the purpose
and the spirit of the concerned Acts as gathered from
their intendment.
| solving th<br>the Magis<br>tension o | e questi<br>trate aut<br>f the sam |
|---|
xxxxxxxxxxxx
134. There are a series of decisions of various High
Courts, of course with some exception, taking the view
that a Magistrate before whom a person arrested by the
competent authority under the FERA or Customs Act is
produced, can authorise detention in exercise of his
powers under Section 167. Otherwise the mandatory
direction under the provision of Section 35(2) of FERA or
Section 104(2) of the Customs Act, to take every person
arrested before the Magistrate without unnecessary
delay when the arrestee was not released on bail under
sub-section (3) of those special Acts, will become
purposeless and meaningless and to say that the courts
even in the event of refusal of bail have no choice but to
set the person arrested at liberty by folding their hands
as a helpless spectator in the face of what is termed as
“legislative casus omissus” or legal flaw or lacuna, it will
become utterly illogical and absurd.”
JUDGMENT
42. In the case of Maqbool Hussain vs. State of Bombay ,
AIR 1953 SC 325, the question that fell for consideration before
the Constitution Bench of this Court was whether by reason of
40
Page 40
the proceedings taken by the Sea Customs authorities the
appellant could be said to have been prosecuted and punished
for the same offence with which he was charged in the court of
the Chief Presidency Magistrate, Bombay. In the said case,
gold had been brought by the appellant from Jeddah in
| | | | | | | | | | | |
| He was also liable to be prosecuted under t<br>Act. The prosecution was challenged as<br>f Article 20(2) of the Constitution. The Const<br>wering the question held as under:<br>“…There is no doubt that the act which constitutes<br>an offence under the Sea Customs Act as also an<br>offence under the Foreign Exchange Regulation Act<br>was one and the same, viz., importing the gold in<br>contravention of the notification of the Government<br>of India dated the 25th August, 1948. The appellant<br>JUDGMENT<br>could be proceeded against under section 167(8) of<br>the Sea Customs Act as also under section 23 of the<br>Foreign Exchange Regulation Act in respect of the<br>said act. Proceedings were in fact taken under<br>section 167(8) of the Sea Customs Act which resulted<br>in the confiscation of the gold. Further proceedings<br>were taken under section 23 of the Foreign Exchange<br>Regulation Act by way of filing the complaint<br>aforesaid in the Court of the Chief Presidency<br>Magistrate, Bombay, and the plea which was taken<br>by the accused in bar of the prosecution in the Court<br>of the Chief Presidency Magistrate, was that he had<br>already been prosecuted and punished for the same | | | | | | | | | | | |
| | | | at the act which constitutes | | | | | | | |
| an offence under the | | | | Sea Customs Act as also an | | | | | | | |
| offence under the Foreign Exchange Regulation Act | | | | | | | | | | | |
| was one and the same, viz., importing the gold in | | | | | | | | | | | |
| contravention of the notification of the Government | | | | | | | | | | | |
| of India dated the 25th August, 1948. The appellant | | | | | | | | | | | |
| JUDGMENT<br>could be proceeded against under section | | | | | | | 167(8 | | | ) | of |
| the Sea Customs Act as also under section | | | | | | | 23 | | of the | | |
| Foreign Exchange Regulation Act in respect of the | | | | | | | | | | | |
| said act. Proceedings were in fact taken under | | | | | | | | | | | |
| section | | 167(8) | of the Sea Customs Act which resulted | | | | | | | | |
| in the confiscation of the gold. Further proceedings | | | | | | | | | | | |
| were taken under sectio | | | | n 23 | of the Foreign Exchange | | | | | | |
| Regulation Act by way of filing the complaint | | | | | | | | | | | |
| aforesaid in the Court of the Chief Presidency | | | | | | | | | | | |
| Magistrate, Bombay, and the plea which was taken | | | | | | | | | | | |
| by the accused in bar of the prosecution in the Court | | | | | | | | | | | |
| of the Chief Presidency Magistrate, was that he had | | | | | | | | | | | |
| already been prosecuted and punished for the same | | | | | | | | | | | |
41
Page 41
| offence and by virtue of the provisions of | | | | | |
|---|
| article | | 20(2) | | of the Constitution he could not be | |
| prosecuted and punished again.” | | | | | |
43. This Court further observed that:
| The fundamental right which is guaranteed in | | | | | |
|---|
| article | | | 20(2) | | enunciates the principle of "autrefois | |
| convict" or "double jeopardy". The roots of that | | | | | | |
| principle are to be found in the well established rule | | | | | | |
| of the common law of England "that where a person | | | | | | |
| has been convicted of an offence by a court of | | | | | | |
| competent jurisdiction the conviction is a bar to all | | | | | | |
| further criminal proceedings for the same offence." | | | | | | |
| (Per Charles J. in Reg. v. Miles 24, Q.B.D. 423. To the<br>same effect is the ancient maxim "Nemo bis debet | | | | | | |
| punire pro uno delicto" | | | | | | , that is to say that no one |
| ought to be twice punis | | | | | | hed for one offence or as it is |
| sometimes written "pro | | | | | | eadem causa", that is, for |
44. In the case of State of Bombay vs. S.L. Apte , AIR 1961
JUDGMENT
SC 578, the question that fell for consideration was whether in
view of an earlier conviction and sentence under Section 409,
IPC, the subsequent prosecution for an offence under Section
105 of the Insurance Act was barred by Section 26 of the
General Clauses Act and Article 20(2) of the Constitution.
42
Page 42
Answering the question, the Constitution Bench of this Court
observed:
| ame offen<br>attractin | ce". The<br>g the A |
|---|
| |
| two complaints might be substantially similar, the<br>benefit of the ban cannot be invoked. It is, therefore,<br>necessary to analyse and compare not the<br>allegations in the two complaints but the ingredients<br>of the two offences and see whether their identity is<br>made out. It would be seen from a comparison of<br>s. 105 of the Insurance Act and s. 405 of Indian Penal<br>Code (s. 409 of the Indian Penal Code being only an<br>aggravated form of the same offence) that though<br>some of the necessary ingredients are common they<br>differ in the following :<br>(1) Whereas under s. 405 of the Indian Penal Code<br>the accused must be "entrusted" with property or<br>with "dominion over that property", under s. 105 of<br>the Insurance Act the entrustment or dominion over<br>JUDGMENT<br>property is unnecessary; it is sufficient if the<br>manager, director, etc. "obtains possession" of the<br>property.<br>(2) The offence of criminal breach of trust (s. 405 of<br>the Indian Penal Code) is not committed unless the<br>act of misappropriation or conversion or "the<br>disposition in violation of the law or contract", is<br>done with a dishonest intention, but s. 105 of the<br>Insurance Act postulates no intention and punishes<br>as an offence the mere withholding of the property -<br>whatever be the intent with which the same is done,<br>and the act of application of the property of an<br>insurer to purposes other than those authorised by | |
| (1) Whereas under s. 405 of the Indian Penal Code<br>the accused must be "entrusted" with property or<br>with "dominion over that property", under s. 105 of<br>the Insurance Act the entrustment or dominion over<br>JUDGMENT<br>property is unnecessary; it is sufficient if the<br>manager, director, etc. "obtains possession" of the<br>property. | |
| (2) The offence of criminal breach of trust (s. 405 of<br>the Indian Penal Code) is not committed unless the<br>act of misappropriation or conversion or "the<br>disposition in violation of the law or contract", is<br>done with a dishonest intention, but s. 105 of the<br>Insurance Act postulates no intention and punishes<br>as an offence the mere withholding of the property -<br>whatever be the intent with which the same is done,<br>and the act of application of the property of an<br>insurer to purposes other than those authorised by | |
43
Page 43
| the Act is similarly without reference to any intent<br>with which such application or misapplication is<br>made. In these circumstances it does not seem<br>possible to say that the offence of criminal breach of<br>trust under the Indian Penal Code is the "same<br>offence" for which the respondents were prosecuted<br>on the complaint of the company charging them with<br>an offence under s. 105 of the Insurance Act. | |
|---|
| 15. This aspect of the matter based on the two<br>offences being distinct in their ingredients, content<br>and scope was not presented to the learned Judges<br>of the High Court, possibly because the decisions of<br>this Court construing and explaining the scope of<br>Art. 20(2) were rendered later. In Om Prakash Gupta<br>v. State of U.P. [1957] S.C.R. 423 the accused, a<br>clerk of a municipality had been convicted of an<br>offence under s. 409 of the Indian Penal Code for<br>having misappropriated sums of money received by<br>him in his capacity as a servant of the local authority<br>and the conviction had been affirmed on appeal, by<br>the Sessions Judge and in revision by the High Court.<br>The plea raised by the accused before this Court, in<br>which the matter was brought by an appeal with<br>special leave, was that s. 409 of the Indian Penal<br>Code had been repealed by implication by the<br>enactment of sub-ss. (1)(c) and (2) of s. 5 of the<br>Prevention of Corruption Act because the latter dealt<br>with an offence of substantially the same type. This<br>court repelled that contention. It analysed the<br>JUDGMENT<br>ingredients of the two offences and after pointing out<br>the difference in the crucial elements which<br>constituted the offences under the two provisions,<br>held that there was no repeal of s. 409 of the Indian<br>Penal Code implied by the constitution of a new<br>offence under the terms of the Prevention of<br>Corruption Act. It was the application of this decision<br>and the ratio underlying it in the context of<br>Art. 20(2) of the Constitution that is of relevance to<br>the present appeal. The occasion for this arose in<br>State of Madhya Pradesh v. Veereshwar Rao<br>Agnihotry [1957] S.C.R. 868 The respondent was a<br>tax-collector under a municipality and was<br>prosecuted for offences among others under<br>s. 409 of the Indian Penal Code and s. 5(2) of the | |
44
Page 44
| Prevention of Corruption Act for misappropriation of<br>sums entrusted to him as such tax-collector. By<br>virtue of the provision contained in s. 7 of the<br>Criminal Law Amendment Act, XLVI of 1952, the case<br>was transferred to a Special Judge who was<br>appointed by the State Government after the<br>prosecution was commenced before a Magistrate.<br>The Special Judge found the accused guilty of the<br>offence under s. 409 of the Indian Penal Code and<br>convicted him to three years' rigorous imprisonment<br>but as regards the charge under s. 5(2) of the<br>Prevention of Corruption Act, he acquitted the<br>accused on the ground of certain procedural non-<br>compliance with the rules as to investigation<br>prescribed by the latter enactment. The respondent<br>appealed to the High Court against this conviction<br>and sentence under s. 409 of the Indian Penal Code<br>and there urged that by reason of his acquittal in<br>respect of the offence under s. 5(2) of the Prevention<br>of Corruption Act, his conviction under s. 409 of the<br>Indian Penal Code could not also be maintained, the<br>same being barred by Art. 20(2) of the Constitution.<br>The High Court of Madhya Bharat accepted this<br>argument and allowed the appeal and the State<br>challenged the correctness of this decision by an<br>appeal to this Court. Allowing the appeal of the State,<br>Govinda Menon, J., delivering the judgment of the<br>Court observed :<br>"This Court has recently held in Om Prakash<br>JUDGMENT<br>Gupta v. The State of U.P. that the offence of<br>criminal misconduct punishable under s. 5(2) of<br>the Prevention of Corruption Act, II of 1947, is<br>not identical in essence, import and content<br>with an offence under s. 409 of the Indian<br>Penal Code...... In view of the above<br>pronouncement, the view taken by the learned<br>Judge of the High Court that the two offences<br>are one and the same, is wrong, and if that is<br>so, there can be no objection to a trial and<br>conviction under s. 409 of the Indian Penal<br>Code, even if the respondent has been<br>acquitted of an offence under s. 5(2) of the<br>Prevention of Corruption Act II of 1947....... The<br>High Court also relied on Art. 20 of the | Prevention of Corruption Act for misappropriation of<br>sums entrusted to him as such tax-collector. By<br>virtue of the provision contained in s. 7 of the<br>Criminal Law Amendment Act, XLVI of 1952, the case<br>was transferred to a Special Judge who was<br>appointed by the State Government after the<br>prosecution was commenced before a Magistrate.<br>The Special Judge found the accused guilty of the<br>offence under s. 409 of the Indian Penal Code and<br>convicted him to three years' rigorous imprisonment<br>but as regards the charge under s. 5(2) of the<br>Prevention of Corruption Act, he acquitted the<br>accused on the ground of certain procedural non-<br>compliance with the rules as to investigation<br>prescribed by the latter enactment. The respondent<br>appealed to the High Court against this conviction<br>and sentence under s. 409 of the Indian Penal Code<br>and there urged that by reason of his acquittal in<br>respect of the offence under s. 5(2) of the Prevention<br>of Corruption Act, his conviction under s. 409 of the<br>Indian Penal Code could not also be maintained, the<br>same being barred by Art. 20(2) of the Constitution.<br>The High Court of Madhya Bharat accepted this<br>argument and allowed the appeal and the State<br>challenged the correctness of this decision by an<br>appeal to this Court. Allowing the appeal of the State,<br>Govinda Menon, J., delivering the judgment of the<br>Court observed : | | |
|---|
| | "This Court has recently held in Om Prakash<br>JUDGMENT<br>Gupta v. The State of U.P. that the offence of<br>criminal misconduct punishable under s. 5(2) of<br>the Prevention of Corruption Act, II of 1947, is<br>not identical in essence, import and content<br>with an offence under s. 409 of the Indian<br>Penal Code...... In view of the above<br>pronouncement, the view taken by the learned<br>Judge of the High Court that the two offences<br>are one and the same, is wrong, and if that is<br>so, there can be no objection to a trial and<br>conviction under s. 409 of the Indian Penal<br>Code, even if the respondent has been<br>acquitted of an offence under s. 5(2) of the<br>Prevention of Corruption Act II of 1947....... The<br>High Court also relied on Art. 20 of the | |
45
Page 45
Constitution for the order of acquittal but that
Article cannot apply because the respondent
was not prosecuted after he had already been
tried and acquitted for the same offence in an
earlier trial and, therefore, the well-known
maxim "Nemo debet bis vexari, si constat
curiae quod sit pro una et eadem causa" (No
man shall be twice punished, if it appears to
the court that it is for one and the same cause)
embodied in Art. 20 cannot apply."
45. In the case of T.S. Baliah vs. ITO , AIR 1969 SC 701, the
question that arose for consideration before this Court was
whether the appellant could be simultaneously prosecuted
under Section 177, IPC and for violation of Section 52 of the
Income Tax Act, 1922. Considering the provisions of Section 26
of the General Clauses Act, this Court held as under:
“6. ….A plain reading of the section shows that there
is no bar to the trial or conviction of the offender
under both enactments but there is only a bar to the
punishment of the offender twice for the same
offence. In other words, the section provides that
where an act or omission constitutes an offence
under two enactments, the offender may be
prosecuted and punished under either or both the
enactments but shall not be liable to be punished
twice for the same offence. We accordingly reject the
argument of the appellant on this aspect, of the
case.
JUDGMENT
7. It was then contended on behalf of the appellant
that the prosecution is illegal as complaint petition
was required to be riled by the Inspecting Assistant
Commissioner under the 1922 Act. In our opinion,
46
Page 46
there is no substance in this argument, Section 53 of
the 1922 Act only requires that a person shall not be
proceeded against for an offence under Section 51 or
Section 52 of the 1922 Act "except at the instance of
the Inspecting Assistant Commissioner". It is not
disputed in the present case that the respondent has
filed complaint petitions on the authority of the
Inspecting Assistant Commissioner. There is no
statutory requirement that the complaint petition
itself must be filed by the Inspecting Assistant
Commissioner. The clause "at his instance" in
Section 53 of the 1922 Act only means "on his
authority" and it is therefore sufficient compliance of
the statutory requirement if the complaint petition is
filed by the respondent on being authorised by the
Inspecting Assistant Commissioner.”
46. In the case of Collector of Customs vs. Vasantraj
Bhagwanji Bhatia , 1988 (3) SCC 467, the question that arose
for consideration before this Court was as to whether a person
prosecuted under the Customs Act, 1962 was also liable to be
prosecuted under the Gold (Control) Act, 1968. In that case,
JUDGMENT
person was acquitted from the charge of commission of offence
under the Customs Act. Considering the question, whether
acquittal of that person will create a bar for subsequent
prosecution under the Gold (Control) Act, 1968, this Court
observed:
| “ | It is therefore evident that the ingredients required |
|---|
| to be established in respect of the offence under the | |
47
Page 47
| Customs Act are altogether different from the ones | | |
|---|
| required to be established for an offence under the | | |
| Gold (Control) Act. In respect of the former, the | | |
| prosecution has to establish that there was a | | |
| prohibition against the import into Indian sea waters | | |
| of goods which were found to be in the possession of | | |
| the offender. On the o | ther h | and in respect of the |
| offence under the Gold (Control) Act, it is required to | | |
| be established that the offender was in possession of | | |
| primary gold meaning thereby gold of a purity of not | | |
| less than 9 carats in any unfinished or semi-finished | | |
| form. In regard to the latter offence it is not | | |
| necessary to establish that there is any prohibition | | |
| against the import of gold into Indian sea waters. | | |
| Mere possession of gold of purity not less than 9 | | |
| carats in any unfinished or semi-finished form would | | |
| be an offence under the Gold Control Act. It is | | |
| therefore stating the<br>ingredients of the tw | obvious to say that the<br>o offences are altogether | |
| different. Such being t | he case the question arises | |
| whether the acquittal<br>Customs Act which r | for the offences under the<br>equires the prosecution to | |
| establish altogether diff | erent ingredients operates as | |
| a bar to the prosecution of the same person in | | |
| connection with the charge of having committed the | | |
| offence under the Gold (Control) Act.” | | |
JUDGMENT
47. In the case of Leo Roy Frey vs. Thomas Dana , AIR 1958
SC 119, the question that arose for consideration before the
Constitution Bench of this Court was as to whether conviction
of a person for an offence under Section 157(8)(c) of the
Customs Act will bar a subsequent trial for conspiracy, this
Court observed that:
48
Page 48
| “ | The proceedings before the Customs authorities | | | | | | | | |
|---|
| were under s. | | | | | | 167(8) of | the Sea Customs Act. Under | | |
| s. | | | 186 | | of that Act, the award of any confiscation, | | | | |
| penalty or increased rate of duty under that Act by | | | | | | | | | |
| an officer of Customs does not prevent the infliction | | | | | | | | | |
| of any punishment to which the person affected | | | | | | | | | |
| thereby is liable under | | | | | | | any o | | ther law. The offences |
| with which the petitioners are now charged include | | | | | | | | | |
| an offence under s. | | | | | | | 120B | , Indian Penal Code. | |
| Criminal conspiracy is an offence created and made | | | | | | | | | |
| punishable by the Indian Penal Code. It is not an | | | | | | | | | |
| offence under the Sea Customs Act. The offence of a | | | | | | | | | |
| conspiracy to commit a crime is a different offence | | | | | | | | | |
| from the crime that is the object of the conspiracy | | | | | | | | | |
| because the conspiracy precedes the commission of | | | | | | | | | |
| the crime and is complete before the crime is | | | | | | | | | |
| attempted or completed, equally the crime | | | | | | | | | |
| attempted or comple<br>element of conspiracy a | | | | | | | ted does not require the<br>s one of its ingredients. They | | |
| are, therefore quite se | | | | | | | parate offences. This is also | | |
| the view expressed by<br>Court in United States v | | | | | | | | | |
| subject matter of the proceedings before the | | | | | | | |
| Collector of Customs and therefore it cannot be said | | | | | | | |
| that the petitioners have already been prosecuted | | | | | | | |
| and punished for the "same offence". It is true that | | | | | | | |
| JUDGMENT<br>the Collector of Customs has used the words | | | | | | | |
| "punishment" and "conspiracy", but those words | | | | | | | |
| were used in order to bring out that each of the two | | | | | | | |
| petitioners was guilty of the offence under | | | | | | | |
| s. | | 167(8) | | of the Sea Customs Act. The petitioners | | | |
| were not and could never be charged with criminal | | | | | | | |
| conspiracy before the Collector of Customs and | | | | | | | |
| therefore Art. | | | | | | 20(2) can | not be invoked. In this view of |
| the matter it is not necessary for us, on the present | | | | | | | |
| occasion, to refer to the case of Maqbool Hussain | | | | | | | |
| v. | | The State of Bombay1953 SCR730 (AIR 1953 SC | | | | | |
| 325) and to discuss whether the words used in | | | | | | | |
49
Page 49
| Art. | | 20 | | do or do not contemplate only proceedings of | | | |
|---|
| the nature of criminal proceedings before a court of | | | | | | | |
| law or a judicial tribunal so ordinarily understood. In | | | | | | | |
| our opinion, Art. | | | | | | 20 has | no application to the facts of |
| the present case. No other points having been urged | | | | | | | |
| before us, these applications must be dismissed.” | | | | | | | |
48. Similar provision had been made in the Wild Life
(Protection) Act, 1972. Section 55 of the said Act is peri metria
of Section 21 of the MMDR Act. Section 55 of the Wild Life
(Protection) Act, reads as under:
“55. No court shall take congnizance of any offence
against this Act except on the complaint of the Chief
Wild Life Warden or such other officer as the State
Government may authorize in this behalf.”
49. In the case of State of Bihar vs. Murad Ali Khan and
others , (1988) 4 SCC 655, accusation was made against the
JUDGMENT
persons by alleging that they shot and killed an elephant and
removed ivory tusks of the elephant. On the basis of the
complaint lodged with the Judicial Magistrate, cognizance of
the offence was taken and process was issued. It was at the
same time that the Police registered a case under Sections
447, 429 and 379, IPC read with Sections 54 and 39 of the Wild
50
Page 50
Life (Protection) Act, 1972 and the matter was investigated by
the Police. At this stage, one of the accused persons moved
the High Court under Section 482, Cr.P.C. to quash the order of
High Court took the view that Section 210, Cr.P.C. is attracted
and that as an investigation by the Police was under progress
in relation to the same offence, the learned Magistrate would
be required to stay the proceedings on the complaint. The
High Court further held that learned Magistrate acted without
jurisdiction in taking cognizance of the offence. The matter
ultimately came to this Court at the instance of State of Bihar.
Holding that Section 210 was not attracted, Their Lordships
held:
JUDGMENT
“ 24. We are unable to accept the contention of Shri R.F.
Nariman that the specific allegation in the present case
concerns the specific act of killing of an elephant, and
that such an offence, at all events, falls within the
overlapping areas between of Section 429 IPC on the
one hand and Section 9(1) read with Section 50(1) of
the Act on the other and therefore constitutes the same
offence. Apart from the fact that this argument does not
serve to support the order of the High Court in the
present case, this argument is, even on its theoretical
possibilities, more attractive than sound. The expression
“any act or omission which constitutes any offence
under this Act” in Section 56 of the Act, merely imports
the idea that the same act or omission might constitute
51
Page 51
an offence under another law and could be tried under
such other law or laws also.
xxxxxxxx
| de, includ<br>r acquitt<br>r convicti | es a pro<br>al, a pro<br>on and a |
|---|
“The proliferation of technically different offences
encompassed in a single instance of crime behaviour
has increased the importance of defining the scope
of the offence that controls for purposes of the
double jeopardy guarantee.
Distinct statutory provisions will be treated as
involving separate offences for double jeopardy
purposes only if ‘each provision requires proof of an
additional fact which the other does not’
( Blockburger v. United States ). Where the same
evidence suffices to prove both crimes, they are the
same for double jeopardy purposes, and the clause
forbids successive trials and cumulative punishments
for the two crimes. The offences must be joined in
one indictment and tried together unless the
defendant requests that they be tried separately.
( Jeffers v. United States ,[1977]432 US 137) ”
27. The expression “the same offence”,
“substantially the same offence” “in effect the same
offence” or “practically the same”, have not done much
to lessen the difficulty in applying the tests to identify
the legal common denominators of “same offence”.
Friedland in Double Jeopardy (Oxford 1969) says at p.
108:
JUDGMENT
“The trouble with this approach is that it is vague
and hazy and conceals the thought processes of the
court. Such an inexact test must depend upon the
individual impressions of the judges and can give
52
Page 52
little guidance for future decisions. A more serious
| ”<br>that the<br>constitute | prohibitio<br>an offenc |
|---|
“The offence of conspiracy to commit a crime is a
different offence from the crime that is the object of
the conspiracy because the conspiracy precedes the
commission of the crime and is complete before the
crime is attempted or completed, equally the crime
attempted or completed does not require the
element of conspiracy as one of its ingredients. They
are, therefore, quite separate offences.”
50. It is well known principle that the rule against double
jeopardy is based on a maxim nemo debet bis vexari pro una
JUDGMENT
et eadem causa , which means no man shall be put in jeopardy
twice for one and the same offence. Article 20 of the
Constitution provides that no person shall be prosecuted or
punished for the offence more than once. However, it is also
settled that a subsequent trial or a prosecution and punishment
has no bar if the ingredients of the two offences are distinct.
53
Page 53
51. In the case of State of Rajasthan vs. Hat Singh , (2003)
2 SCC 152, a person was prosecuted for violation of prohibitory
Rajasthan Sati (Prevention) Ordinance, 1987. Against the said
Ordinance, mass rally took place which led to the registration
of FIRs against various persons for violation of prohibitory order
under Sections 5 and 6 of the Act. Persons, who were arrested,
moved a petition challenging the vires of the Ordinance and
the Act. The High Court upholding the vires of the
Ordinance/Act held that the provisions of Sections 5 and 6
overlapped each other and that a person could be found guilty
only of the offence of contravening a prohibitory order under
JUDGMENT
either Section 6(1) or Section 6(2) of the Act. This Court
discussing the doctrine of double jeopardy and Section 26 of
the General Clauses Act held as under:
“We are, therefore, of the opinion that in a given
case, same set of facts may give rise to an offence
punishable under Section 5 and Section 6(3) both.
There is nothing unconstitutional or illegal about it.
So also an act which is alleged to be an offence
under Section 6(3) of the Act and if for any reason
prosecution under Section 6(3) does not end in
54
Page 54
| done aft<br>der can be<br>pite of pr | er the pr<br>punished<br>osecution |
|---|
52. Learned counsel appearing for the appellant put heavy
reliance on the decision of this Court in the case of Avtar
Singh vs. State of Punjab , AIR 1965 SC 666, in which the
appellant was prosecuted and convicted for theft of electrical
energy under Section 39 of the Indian Electricity Act, 1910.
The said conviction was challenged on the ground that as his
JUDGMENT
prosecution was for an offence against the Act it was
incompetent as it had not been instituted at the instance of any
person mentioned in Section 50 of the Act. Section 39 of the
Act provides that if a person dishonestly abstracts, consumes
or uses any energy shall be deemed to have committed theft
within the meaning of the Indian Penal Code. It is not in dispute
55
Page 55
that the appellant had committed the theft mentioned in this
| section. However, Section 50 | of the Act provides that no |
|---|
prosecution shall be instituted against any person for any
offence against the Act except at the instance of the
Government or an Electrical Inspector, or of a person aggrieved
by the same. This Court allowing the appeal held as under:
| “ | We may now refer to certain general considerations | | | | | | | | | | | | | | | | |
|---|
| also leading to the view which we have taken. First, | | | | | | | | | | | | | | | | | |
| we find that the heading which governs Sections | | | | | | | | | | | | | | | | | 39 |
| to 50 | | | | of the Act is "Criminal Offences and Procedure". | | | | | | | | | | | | | |
| Obviously, therefore, the legislature thought that<br>s. 39 created an offence. We have also said that | | | | | | | | | | | | | | | | | |
| Sections | | | | | | 48 | | an | d | 49 indi | cate that in the legislature's | | | | | | |
| contemplation s. | | | | | | | | | | 39 pro | vided for a punishment. That | | | | | | |
| section must, therefore | | | | | | | | | | | , also have been intended to | | | | | | |
| create an offence to w | | | | | | | | | | | hich the punishment was to | | | | | | |
| attach. The word 'offen | | | | | | | | | | | ce' is not defined in the Act. | | | | | | |
| Since for the reasons | | | | | | | | | | | earlier mentioned, in the | | | | | | |
| legislature's view s. 39 | | | | | | | | | | | created an offence, it has to | | | | | | |
| be held that that was one of the offences to which | | | | | | | | | | | | | | | | | |
| s. | | | 50 | was intended to apply. Lastly, it seems to us | | | | | | | | | | | | | |
| that the object of s. 50 | | | | | | | | | | | is to prevent prosecution for | | | | | | |
| JUDGMENT<br>offences against the Act being instituted by anyone | | | | | | | | | | | | | | | | | |
| who chooses to do so because the offences can be | | | | | | | | | | | | | | | | | |
| proved by men possessing special qualifications. | | | | | | | | | | | | | | | | | |
| That is why it is left only to the authorities concerned | | | | | | | | | | | | | | | | | |
| with the offence and the persons aggrieved by it to | | | | | | | | | | | | | | | | | |
| initiate the prosecution. There is no dispute that | | | | | | | | | | | | | | | | | |
| s. | | | 50 | would apply to the offences mentioned in | | | | | | | | | | | | | |
| Sections | | | | | 40 to 47 | | | | | . Now it seems to us that if we are | | | | | | | |
| right in our view about the object of s. | | | | | | | | | | | | | 50 | , in principle | | | |
| it would be impossible to make any distinction | | | | | | | | | | | | | | | | | |
| between s. | | | | | | | | 39 | and any of the sections from s. | | | | | | | 40 to | |
| 47 | | | . Thus s. | | | | | 40 | makes it an offence to maliciously | | | | | | | | |
| cause energy to be wasted. If in respect of waste of | | | | | | | | | | | | | | | | | |
| energy s. | | | | | | | 50 | is to have application, there is no reason | | | | | | | | | |
56
Page 56
| why it should not have been intended to apply to<br>dishonest abstraction of energy made a theft by<br>s. 39. For all these reasons we think that the present<br>is a case of an offence against the Act and the<br>prosecution in respect of that offence would be<br>incompetent unless it was instituted at the instance<br>of a person named in s. 50.” | | | |
|---|
| 53. | | With due respect, the ratio decided by this Court can be | |
| | | |
| severally distinguished for the reason that the complaint or | | | |
| | | |
| allegation of dishonest abstraction of electricity as | | | |
| | | |
| contemplated under Section 39 making the act as a theft within | | | |
| the meaning of the Indian Pen | | | al Code and be made and proved |
| | | |
| by person possessing special | | | qualification. In other words, |
| | | |
| whether there is a dishonest a | | | bstraction of electrical energy, as |
| | | |
| mentioned in Section 39 of the Act, can be ascertained only by | | | |
| why it should not have been intended to apply to | | | |
|---|
| dishonest abstraction of energy made a theft by | | | |
| s. | | 39 | . For all these reasons we think that the present |
| is a case of an offence against the Act and the | | | |
| prosecution in respect of that offence would be | | | |
| incompetent unless it was instituted at the instance | | | |
| of a person named in s. | | | |
a person/Engineers having special qualification in that field.
JUDGMENT
| 54. | | Last but not least, in addition to these decisions, in the | | |
| | | | |
| case of | | | Institute of Chartered Accountants of India vs. | |
| | | | |
| Vimal Kumar Surana and another | | | | , (2011) 1 SCC 534, this |
| | | | |
| Court has very elaborately dealt with similar provision under | | | | |
| | | | |
| the Chartered Accountants Act, 1949 (in short, ‘C.A. Act’). In | | | | |
57
Page 57
| that case, the respondent, who passed the Chartered | |
|---|
| |
| Accountant examination but was not a member of the | |
| |
| appellant’s Institute of Chartered Accounts, allegedly | |
| |
| represented before the Income Tax Department and the | |
| |
| authorities constituted under the Madhya Pradesh Trade Tax | |
| |
| Act on the basis of power of attorney or as legal | |
| |
| representative and submitted documents such as audit | |
| |
| reports and certificates required to be issued by the Chartered | |
| Accountants by preparing forged seals and thereby | |
| impersonated himself as Ch | artered Accountant. He was |
| |
| accordingly prosecuted and c | harge was framed against him |
| |
| under Sections 419, 468, 471 and 472, IPC. The respondent | |
| |
| challenged the order by filing revision under Section 397, | |
| |
| JUDGMENT<br>Cr.P.C. The Additional Sessions Judge set aside the order of | |
| |
| the Magistrate and remanded the case to the trial court with a | |
| |
| direction to decide whether there are sufficient grounds for | |
| |
| framing charges under Sections 419, 468, 471 and 473, IPC | |
| |
| read with Sections 24 and 26 of the C.A. Act. After remand, | |
| the trial court passed an order holding that there was no basis | |
| the trial court passed an order holding that there was | |
58
Page 58
| for framing any charge against respondent under the IPC.<br>The Magistrate further held that cognizance of offences under<br>Sections 24 and 26 of the C.A. Act cannot be taken because<br>no complaint had been filed by or under the order of the<br>Council before the Magistrate. The revision filed against the<br>orders of the Magistrate was dismissed. The High Court<br>referring Sections 2, 4, 5 and Section 195(1), Cr.P.C. held that<br>in the absence of a complaint the Magistrate was not<br>competent to frame charges against the respondent. The<br>High Court further held that in view of the special mechanism | | | | | | | | | | | |
|---|
| contained in the C.A. Act for p | | | | | | | | | | | rosecution of a person violating |
| | | | | | | | | | | |
| Sections | 24 | , | | 24A | | and | | 26 | | of the Act, he cannot be prosecuted | |
| | | | | | | | | | | |
| under the IPC. The matter finally came to this Court. Allowing | | | | | | | | | | | |
| | | | | | | | | | | |
| JUDGMENT<br>the appeal, this Court considered catena of decisions and held | | | | | | | | | | | |
| as under: | | | | | | | | | | | |
| as under | | | | | | | | | | | |
“24. Such an unintended consequence can be and
deserves to be avoided in interpreting Sections 24-A,
25 and 26 keeping in view the settled law that if
there are two possible constructions of a statute,
then the one which leads to anomaly or absurdity
and makes the statute vulnerable to the attack of
unconstitutionality should be avoided in preference
to the other which makes it rational and immune
from the charge of unconstitutionality. That apart,
59
Page 59
the court cannot interpret the provisions of the Act in
a manner which will deprive the victim of the
offences defined in Sections 416, 463, 464, 468 and
471 of his right to prosecute the wrongdoer by filing
the first information report or complaint under the
relevant provisions of CrPC.”
42. The submission of Shri Gupta that the respondent
cannot be prosecuted for the offences defined under
IPC because no complaint had been filed against him
by the court concerned or authority as per the
requirement of Section 195(1)( b )( ii ) CrPC sounds
attractive but lacks merit. The prohibition contained
in Section 195 CrPC against taking of cognizance by
the court except on a complaint in writing made by
the court concerned before which the document is
produced or given in a proceeding is not attracted in
the case like the present one because the officers of
the Income Tax Department and the authorities
constituted under the Madhya Pradesh Trade Tax
Act, 1995 before whom the respondent is alleged to
have acted on the basis of power of attorney or as
legal representative or produced audit report do not
fall within the ambit of the term “court” as defined in
Section 195(3) CrPC. Such officer/authorities were
neither discharging the functions of a civil, revenue
or criminal court nor could they be treated as
tribunal constituted by or under the Central or State
Act, which is declared to be a court for the purpose
of Section 195.”
JUDGMENT
55. There cannot be any two opinions that natural resources
are the assets of the nation and its citizens. It is the obligation
of all concerned, including the Central and the State
Governments, to conserve and not waste such valuable
resources. Article 48-A of the Constitution requires that the
60
Page 60
State shall endeavour to protect and improve the environment
and safeguard the forests and wild life of the country. Similarly,
Article 51-A enjoins a duty upon every citizen to protect and
and wild life, and to have compassion for all the living
creatures. In view of the Constitutional provisions, the Doctrine
of Public Trust has become the law of the land. The said
doctrine rests on the principle that certain resources like air,
sea, waters and forests are of such great importance to the
people as a whole that it would be highly unjustifiable to make
them a subject of private ownership.
56. Reading the provisions of the Act minutely and carefully,
prima facie we are of the view that there is no complete and
JUDGMENT
absolute bar in prosecuting persons under the Indian Penal
Code where the offences committed by persons are penal and
cognizable offence.
57. Sub-section (1A) of Section 4 of the MMDR Act puts a
restriction in transporting and storing any mineral otherwise
61
Page 61
than in accordance with the provisions of the Act and the rules
made thereunder. In other words no person will do mining
activity without a valid lease or license. Section 21 is a penal
provisions of Sub-section (1A) of Section 4 shall be prosecuted
and punished in the manner and procedure provided in the Act.
Sub-section (6) has been inserted in Section 4 by amendment
making the offence cognizable notwithstanding anything
contained in the Code of Criminal Procedure 1973.
58. Section 22 of the Act puts a restriction on the court to
take cognizance of any offence punishable under the Act or any
rule made thereunder except upon a complaint made by a
JUDGMENT
person authorized in this behalf.
59. It is very important to note that Section 21 does not begin
with a non-obstante clause. Instead of the words
“notwithstanding anything contained in any law for the time
being in force no court shall take cognizance…..”, the Section
62
Page 62
begins with the words “no court shall take cognizance of any
offence.”
60. It is well known that a non-obstante clause is a legislative
certain provisions over some contrary provisions that may be
found either in the same enactment or some other enactment,
that is to say, to avoid the operation and effect of all contrary
provisions.
61. In Liverpool Borough vs. Turner Lord Campbell
(1861), 30 L.J. Ch.379, C.J. at page 380 said :-
“No universal rule can be laid down for the
construction of statutes, as to whether mandatory
enactments shall be considered directory only or
obligatory, with an implied nullification for
disobedience. It is the duty of courts to try to get at
the real intention of the legislature by carefully
attending to the whole scope of the statute to be
construed.”
JUDGMENT
62. In Pratap Singh vs. Shri Krishna Gupta , AIR 1956 SC
140 at page 141, the Supreme Court while interpreting the
mandatory and directory provisions of statute observed as
under:-
63
Page 63
| em can be<br>mpliance<br>no preju | overlook<br>with the<br>dice ens |
|---|
63. The question is whether a statute is mandatory or
directory depends upon the intent of the Legislature and not
upon the language in which the intent is clothed. The meaning
and intention of the legislature must govern, and these are to
be ascertained, not only from the phraseology of the provision,
but also by considering its nature, its design, and the
consequences which would follow from construing it the one
JUDGMENT
way or the other.
th
64. In Maxell on the Interpretation of Statutes 10 Edn. at
page 381, it is stated thus :-
“On the other hand, where the prescriptions of
a statute relate to the performance of a public duty
and where the invalidation of acts done in neglect of
them would work serious general inconvenience or
injustice to persons who have no control over those
entrusted with the duty without promoting the
essential aims of the legislature, such prescriptions
64
Page 64
seem to be generally understood as mere
instructions for the guidance and government of
those on whom the duty is imposed, or, in other
words, as directory only. The neglect of them may
be penal, indeed, but it does not affect the validity of
the act done in disregard of them.”
AIR 1961 SC 751, while interpreting a particular statute as
mandatory or directory this Court observed :-
“When a statute uses the word ‘shall’, ‘prima
facie’, it is mandatory, but the court may ascertain
the real intention of the legislature by carefully
attending to the whole scope of the statute. For
ascertaining the real intention of the legislature the
court may consider, inter alia, the nature and the
design of the statute, and the consequences which
would follow from construing it the one way or the
other, the impact of other provisions whereby the
necessity of complying with the provisions in
question is avoided, the circumstance, namely, that
the statute provides for a contingency of the non-
compliance with the provisions, the fact that the non-
compliance with the provisions is or is not visited by
some penalty, the serious or trivial consequences
that flow therefrom, and, above all, whether the
object of the legislation will be defeated or
furthered.”
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66. Considering the principles of interpretation and the
wordings used in Section 22, in our considered opinion, the
provision is not a complete and absolute bar for taking action by
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the police for illegal and dishonestly committing theft of
minerals including sand from the river bed.
67. The Court shall take judicial notice of the fact that over the
unrestricted sand mining which is damaging the eco-system of
the rivers and safety of bridges. It also weakens river beds, fish
breeding and destroys the natural habitat of many organisms.
If these illegal activities are not stopped by the State and the
police authorities of the State, it will cause serious
repercussions as mentioned hereinabove. It will not only
change the river hydrology but also will deplete the ground
water levels.
JUDGMENT
68. There cannot be any dispute with regard to restrictions
imposed under the MMDR Act and remedy provided therein. In
any case, where there is a mining activity by any person in
contravention of the provisions of Section 4 and other sections
of the Act, the officer empowered and authorized under the
Act shall exercise all the powers including making a complaint
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before the jurisdictional magistrate. It is also not in dispute
that the Magistrate shall in such cases take cognizance on the
basis of the complaint filed before it by a duly authorized
provisions of the Act, the police officer cannot insist Magistrate
for taking cognizance under the Act on the basis of the record
submitted by the police alleging contravention of the said Act.
In other words, the prohibition contained in Section 22 of the
Act against prosecution of a person except on a complaint
made by the officer is attracted only when such person sought
to be prosecuted for contravention of Section 4 of the Act and
not for any act or omission which constitute an offence under
Indian Penal Code.
JUDGMENT
69. However, there may be situation where a person without
any lease or licence or any authority enters into river and
extracts sands, gravels and other minerals and remove or
transport those minerals in a clandestine manner with an
intent to remove dishonestly those minerals from the
possession of the State, is laible to be punished for
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committing such offence under Sections 378 and 379 of the
Indian Penal Code.
that the ingredients constituting the offence are different. The
contravention of terms and conditions of mining lease or doing
mining activity in violation of Section 4 of the Act is an offence
punishable under Section 21 of the MMDR Act, whereas
dishonestly removing sand, gravels and other minerals from
the river, which is the property of the State, out of State’s
possession without the consent, constitute an offence of theft.
JUDGMENT
71. Hence, merely because initiation of proceeding for
commission of an offence under the MMDR Act on the basis of
complaint cannot and shall not debar the police from taking
action against persons for committing theft of sand and
minerals in the manner mentioned above by exercising power
under the Code of Criminal Procedure and submit a report
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before the Magistrate for taking cognizance against such
person. In other words, in a case where there is a theft of
sand and gravels from the Government land, the police can
under Section 173, Cr.P.C. before a Magistrate having
jurisdiction for the purpose of taking cognizance as provided in
Section 190 (1)(d) of the Code of Criminal Procedure.
72. After giving our thoughtful consideration in the matter, in
the light of relevant provisions of the Act vis-à-vis the Code of
Criminal Procedure and the Indian Penal Code, we are of the
definite opinion that the ingredients constituting the offence
under the MMDR Act and the ingredients of dishonestly
JUDGMENT
removing sand and gravel from the river beds without consent,
which is the property of the State, is a distinct offence under the
IPC. Hence, for the commission of offence under Section 378
Cr.P.C., on receipt of the police report, the Magistrate having
jurisdiction can take cognizance of the said offence without
awaiting the receipt of complaint that may be filed by the
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authorized officer for taking cognizance in respect of violation of
various provisions of the MMRD Act. Consequently the contrary
view taken by the different High Courts cannot be sustained in
appeals are disposed of with a direction to the concerned
Magistrates to proceed accordingly.
…………………………….J.
[ M.Y. Eqbal ]
…………………………….J.
[Pinaki Chandra Ghose]
New Delhi
September 04, 2014
JUDGMENT
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