Full Judgment Text
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CASE NO.:
Appeal (civil) 1124 1998
PETITIONER:
D.P. CHADHA
Vs.
RESPONDENT:
TRIYUGI NARAIN MISHRA & ORS.
DATE OF JUDGMENT: 05/12/2000
BENCH:
R.C.Lahoti, K.G.Balakrishna
JUDGMENT:
R.C. Lahoti, J.
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Shri D.P. Chadha, advocate, the appellant, has been
held guilty of professional misconduct by Rajasthan State
Bar Council and punished with suspension from practice for a
period of five years. Shri Anil Sharma, advocate was also
proceeded against along with Shri D.P. Chadha, advocate and
he too having been found guilty was reprimanded. An appeal
preferred by Shri D.P. Chadha, advocate under Section 37 of
the Advocates Act, 1961 has not only been dismissed but the
Bar Council of India has chosen to vary the punishment of
the appellant by enhancing the period of suspension from
practice to ten years. The Bar Council of India has also
directed notice to show cause against enhancement of
punishment to be issued to Shri Anil Sharma, advocate. The
Bar Council of India has further directed proceedings for
professional misconduct to be initiated against one Shri
Rajesh Jain, advocate. Shri D.P. Chadha, advocate has
preferred this appeal under Section 38 of the Advocates Act,
1961 (hereinafter the Act, for short).
It is not disputed that Upasana Construction Pvt.
Ltd. had filed a suit for ejectment based on
landlord-tenant relationship against the complainant Shri
Triyugi Narain Mishra, who was running a school in the
tenanted premises wherein about 2000 students were studying.
Shri D.P. Chadha was engaged by the complainant for
defending him in the suit.
It is not necessary to set out in extenso the contents
of the complaint made by Shri Triyugi Narain Mishra to the
Bar Council. It would suffice to notice in brief the
findings concurrently arrived at by the State Bar Council
and the Bar Council of India constituting the gravamen of
the charge against the appellant. While the proceedings in
the ejectment suit were going on in the Civil Court at
Jaipur, the complainant was contesting an election in the
State of U.P. Polling was held on 18.11.1993 and again on
22.11.1993 on which dates as also on the days intervening,
Shri Triyugi Narain Mishra was in Chilpur in the State of
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U.P. looking after the election and was certainly not
available at Jaipur. Shri D.P. Chadha was in possession of
a blank vakalatnama and a blank paper, both signed by the
complainant, given to him in the first week of October,
1993. These documents were used for fabricating a
compromise petition whereby the complainant has been made to
suffer a decree for eviction. The blank vakalatnama was
used for engaging Shri Anil Sharma, advocate, on behalf of
the complainant, who got the compromise verified. Though
the compromise was detrimental to the interest of the
complainant yet the factum of compromise and its
verification was never brought to the notice of the
complainant inspite of ample time and opportunity being
available for the purpose. The proceedings of the court
show a deliberate attempt having been made by three erring
advocates to avoid the appearance of the complainant before
the court, to prevent the complainant from gathering
knowledge of the compromise filed in court and creating a
situation whereby the court was virtually compelled to pass
a decree though the court was feeling suspicious of the
compromise and wanted presence of complainant to be secured
before it before the decree was passed.
The proceedings of the court and the several documents
relating thereto go to show that earlier the plaintiff
company was being represented by Shri Vidya Bhushan Sharma,
advocate. An application was moved on behalf of the
plaintiff discharging Shri Vidya Bhushan Sharma from the
case and instead engaging Shri Rajesh Jain, advocate on
behalf of the plaintiff and in place of Shri Vidya Bhushan
Sharma, advocate. On 17.11.1993 Shri D.P. Chadha was
present in the court though the defendant was not present
when an adjournment was taken from the court stating that
there was possibility of an amicable settlement between the
parties whereupon hearing was adjourned to 14.2.1994 for
reporting compromise or framing of issues. On 20.11.1993,
which was not a date fixed for hearing, Shri Rajesh Jain and
Shri Anil Sharma, advocates appeared in the court on behalf
of the plaintiff and the defendant respectively and filed a
compromise petition. Shri Anil Sharma filed Vakalatnama
purportedly on behalf of the complainant.
The compromise petition purports to have been signed
by the parties as also by Shri Rajesh Jain, advocate on
behalf of the plaintiff and Shri Anil Sharma, advocate on
behalf of the defendant. The compromise petition is
accompanied by another document purporting to be a receipt
executed by the complainant acknowledging receipt of an
amount of Rs.5 lakhs by way of damages for the loss of
school building standing on the premises. The receipt is
typed but the date 20.11.1993 is written in hand. A revenue
stamp of 20 p. is fixed on the receipt in a side of the
paper and at a place where ordinarily the ticket is not
affixed. The factum of the defendant having received an
amount of Rs.5 lakhs as consideration amount for the
compromise does not find a mention in the compromise
petition.
The Learned Additional Civil Judge before whom the
compromise petition was filed directed the parties to remain
personally present before the court on 17.12.1993 so as to
verify the compromise. Instead of complying with the
orders, Shri Rajesh Jain, advocate filed a misce. civil
appeal raising a plea that the trial court was not justified
in directing personal appearance of the parties and should
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have recorded the compromise on verification by the
advocates. The complainant Shri Triyugi Narain Mishra was
impleaded as respondent through advocate Shri Anil Sharma
__ as stated in the cause title of memo of appeal. The
appeal was filed on 20.12.1993. Notice of appeal was not
issued to the complainant; the same was issued in the name
of Shri Anil Sharma, advocate, who accepted the same. Shri
Anil Sharma, advocate did not file any vakalatnama on behalf
of the complainant in the appeal and instead made his
appearance by filing a memo of appearance reciting his
authority to appear in appeal on the basis of his being a
counsel for the complainant in the trial court. This appeal
was dismissed by the Learned Additional District Judge on
24.1.1994 holding the appeal to be not maintainable.
On 30.1.1994, the trial courts record was returned to
it by the appellate court. On 17.12.1993 also the trial
court had directed personal appearance of the parties. On
16.2.1994 the counsel appearing for the parties (the names
of the counsel not mentioned in the order sheet dated
16.2.1994) took time for submitting case law for the perusal
of the court. Similar prayer was made on 21.2.1994 and
18.3.1994. On 8.4.1994, the plaintiff was present with his
counsel. The defendant/complainant was not present. Shri
D.P. Chadha, advocate appeared on behalf of the defendant
and argued that personal presence of Shri Triyugi Narain
Mishra was not required for verification of compromise and
the presence of the advocate was enough for the court to
verify the compromise and take the same on record. The
court was requested to recall its earlier order directing
personal appearance of the parties. A few decided cases
were cited by Shri D.P. Chadha, advocate before the court
for its consideration. The trial court suspected the
conduct of the counsel and passed a detailed order directing
personal presence of the defendant to be secured before the
court. The trial court also directed a notice to be issued
to the defendant for his personal appearance on the next
date of hearing before passing any order on the compromise
petition.
Shri Rajesh Jain, advocate again filed an appeal
against the order dated 8.4.1994. Again the complainant was
arrayed as a respondent in the cause title through Shri
Anil Sharma, advocate. An application was moved before the
appellate court seeking a shorter date of hearing as
defendant was likely to go out. On 21.8.1994 the appellate
court directed the record of the trial court to be
requisitioned. Shri Anil Sharma, advocate appeared in the
appellate court without filing any vakalatnama from the
complainant. He conceded to the appeal being allowed and
personal appearance of the defendant not being insisted upon
for the purpose of recording the compromise. The appellate
court was apparently oblivious of the legal position that
such a misce. appeal was not maintainable under any
provision of law.
Certified copy of the order of the appellate court was
obtained in hot haste. Unfortunately, the Presiding Officer
of the trial court, who was dealing with the matter, had
stood transferred in the meanwhile. An application was
filed before the successor Trial Judge by Shri Rajesh Jain,
advocate requesting compliance with the order of the
appellate court and to record the compromise and pass a
decree in terms thereof dispensing with the necessity of
personal presence of the parties. On 23.7.1994, the Trial
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Judge, left with no other option, passed a decree in terms
of compromise in the presence of Shri Rajesh Jain & Shri
Anil Sharma, advocates. The decree directed the suit
premises to be vacated by 30.11.1993 (the date stated in the
compromise petition).
Shri Triyugi Narain Mishra, the complainant, moved the
State Bar Council complaining of the professional misconduct
of the three advocates who had colluded to bring the false
compromise in existence without his knowledge and also made
all effort to prevent the complainant gathering knowledge of
the alleged compromise.
In response of the notice issued by the State Bar
Council, Shri Anil Sharma, advocate submitted that he did
not know Shri Triyugi Narain Mishra personally. The
vakalatnama and the compromise petition were handed over to
him by Shri D.P. Chadha, advocate for the purpose of being
filed in the court. Shri Anil Sharma was told by Shri D.P.
Chadha, advocate that he was not well and if there was any
difficulty in securing the decree then he was available to
assist Shri Anil Sharma. In the two misce. civil appeals
preferred by Shri Rajesh Jain, advocate, Shri Anil Sharma
accepted the notices of the appeals on the advice of Shri
D.P. Chadha, advocate.
Shri D.P. Chadha, advocate took the plea that he was
not aware of the compromise petition and the various
proceedings relating thereto leading to verification of the
compromise and passing of the decree. He submitted that he
never obtained blank paper or blank vakalatnama signed by
any one at any time and not even Shri Triyugi Narain Mishra,
the complainant. He also submitted that on 8.4.1994 his
presence has been wrongly recorded in the proceedings and he
had not appeared before the court to argue that the personal
presence of the parties was not required for verification of
compromise petition filed in the court and counsel was
competent to sign and verify the compromise whereon the
court should act.
Amongst other witnesses the complainant and the three
counsel have all been examined by the State Bar Council and
cross examined by the parties to the disciplinary
proceedings. The defence raised by the appellant has been
discarded by the State Bar Council as well as by the Bar
Council of India in their orders. Both the authorities have
dealt extensively with the improbabilities of the defence
and assigned detailed reasons in support of the findings
arrived at by them. Both the authorities have found the
charge against the appellant proved to the hilt. The
statement of the complainant has been believed that he had
never entered into any compromise and he did not even have
knowledge of it. His statement that Shri D.P. Chadha, the
appellant, had obtained blank paper and blank vakalatnama
signed by him and the same have been utilised for the
purpose of fabricating the compromise and appointing Shri
Anil Sharma, advocate, has also been believed. Here it may
be noted that Shri D.P. Chadha had denied on oath having
obtained any blank paper or vakalatnama from Shri Triyugi
Narain Mishra. However, while cross-examining the
complainant first he was pinned down in stating that only
one paper and one vakalatnama (both blank) were signed by
him and then Shri D.P. Chadha produced from his possession
one blank vakalatnama & one blank paper signed by the
complainant. The Bar Council has found that the blank
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paper, so produced by the appellant, bore the signature of
the complainant almost at the same place of the blank space
at which the signature appears on the disputed compromise.
Production of signed blank vakalatnama and blank paper from
the custody of the complainant before the Bar Council belied
the appellants defence emphatically raised in his written
statement. On 8.4.1994 the presence of the appellant is
recorded by the trial court at least at two places in the
order sheet of that date. It is specifically recorded in
the context of his making submissions before the court
relying on several rulings to submit that personal
appearance of the party was not necessary to have the
compromise verified and taken on record. The appellant had
not moved the court at any time for correcting the record of
the proceedings and deleting his appearance only if the
order sheet did not correctly record the proceedings of the
court. On and around the filing of the compromise petition
before the trial court the appellant was keeping a watch on
the proceedings and noting the appointed dates of hearing
though he was not actually appearing in the court on the
dates other than 8.4.1994. In short, it has been found both
by the State Bar Council and the Bar Council of India that
the complainant had not entered in any compromise and that
he was not even aware of it. Blank vakalatnama and blank
paper entrusted by him in confidence to his counsel, i.e.
the appellant, were used for the purpose of bringing a false
compromise into existence and appointing Shri Anil Sharma,
advocate for the defendant, without his knowledge, to have
compromise verified and brought on record followed by a
decree. Shri Vidya Bhushan Sharma, the counsel originally
appointed by the plaintiff might not have agreed to a decree
being secured in favour of the plaintiff on the basis of a
false compromise and that is why he was excluded from the
proceedings and instead Shri Rajesh Jain was brought to
replace him. The decree resulted into closure of the
school, demolition of school building and about 2000
students studying in the school being thrown on the road.
We have heard the learned counsel for the parties at
length. We have also gone through the evidence and the
relevant documents available on record of the Bar Council.
We are of the opinion that the State Bar Council as well as
the Bar Council of India have correctly arrived at the
findings of the fact and we too find ourselves entirely in
agreement with the findings so arrived at.
In the very nature of things there was nothing like
emergency, not even an urgency for securing verification of
compromise and passing of a decree in terms thereof.
Heavens were not going to fall if the recording of the
compromise was delayed a little and the defendant was
personally produced in the court who was certainly not
available in Jaipur being away in the State of U.P.
contesting an election. The counsel for the parties were
replaced apparently for no reason. The trial court
entertained doubts about the genuineness of the compromise
and therefore directed personal appearance of the parties
for verification of the compromise. The counsel appearing
in the case made all possible efforts at avoiding compliance
with the direction of the trial court and to see that the
compromise was verified and taken on record culminating into
a decree without the knowledge of the defendant/complainant.
Instead of securing presence of the defendant before the
court, the counsel preferred misce. appeals twice and
ultimately succeeded in securing an appellate order, which
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too is collusive, directing the trial court to verify and
take on record the compromise without insisting on personal
appearance of the defendant. Such miscellaneous appeal, as
was preferred, was not maintainable under Section 104 or
Order 43 Rule 1 of the C.P.C. or any other provision of
law. In an earlier round the appellate court had expressed
that view. The proceedings in the appellate court as also
before the trial court show an effort on the part of the
counsel appearing thereat to have the matter as to
compromise disposed of hurriedly, obviously with a view to
exclude the possibility of the defendant-complainant
gathering any knowledge of what was transpiring.
Order 23 Rule 3 of the C.P.C. reads as under:-
Compromise of suit. __ Where it is proved to the
satisfaction of the Court that a suit has been adjusted
wholly or in part by any lawful agreement or compromise, in
writing and signed by the parties, or where the defendant
satisfies the plaintiff in respect of the whole or any part
of the subject-matter of the suit, the Court shall order
such agreement, compromise or satisfaction to be recorded,
and shall pass a decree in accordance therewith so far as it
relates to the parties to the suit, whether or not the
subject matter of the agreement, compromise or satisfaction
is the same as the subject-matter of the suit.
xxx xxx xxx xxx xxx xxx xxx xxx
Byram Pestonji Gariwala Vs. Union of India & Ors.
AIR 1991 SC 2234 is an authority for the proposition that
inspite of the 1976 Amendment in Order 23 Rule 3 of the
C.P.C. which requires agreement or compromise between the
parties to be in writing and signed by the parties, the
implied authority of counsel engaged in the thick of the
proceedings in court, to compromise or agree on matters
relating to the parties, was not taken away. Neither the
decision in Byram Pestonji Gariwala nor any other authority
cited on 8.4.1994 before the trial court dispenses with the
need of the agreement or compromise being proved to the
satisfaction of the court. In order to be satisfied whether
the compromise was genuine and voluntarily entered into by
the defendant, the trial court had felt the need of parties
appearing in person before the court and verifying the
compromise. In the facts & circumstances of the case the
move of the counsel resisting compliance with the direction
of the court was nothing short of being sinister. The
learned Additional District Judge who allowed the appeal
preferred by Shri Rajesh Jain unwittingly fell into trap.
It was expected of the learned Additional District Judge,
who must have been a senior judicial officer, to have seen
that he was allowing an appeal which was not even
maintainable. But for his order the learned Judge of the
trial court would not have taken on record the compromise
and passed decree in terms thereof unless the parties had
personally appeared before him. In our opinion the
appellant Shri D.P. Chadha was not right in resisting the
order of the trial court requiring personal appearance of
the defendant for verifying the compromise. This resistance
speaks volumes of sinister design working in the minds of
the guilty advocates. Even during the course of these
proceedings and also during the course of hearing of the
appeal before us there is not the slightest indication of
any justification behind resistance offered by the counsel
to the appearance of the defendant in the trial court. The
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correctness of the proceedings dated 8.4.1994 as recorded by
the court cannot be doubted. The order sheet of the trial
court dated 8.4.1994 records as under:
8.4.94
(Cutting). Plaintiff with counsel present.
Defendants counsel Shri D.P.Chadha present. Arguments
heard. Judicial precedents A.I.R. 1980 Cal 51, A.I.R.
1976 Raj. 195, A.I.R. 1991 SC 2234 cited by Shri D.P.
Chadha perused. In the matter under consideration,
compromise was filed on 20.11.93 and the same day the
counsel were directed to keep the parties present in court
but parties were not produced. On behalf of the plaintiff-
appellant, an appeal was also preferred against the order
dated 20.11.93 before the Honble Distt. & Sessions Judge
but the order of trial court being not appealable, appeal
has been dismissed.
Para No.40 of the decision A.I.R. 1991 SC 2234 is as
under :
Accordingly, we are of the view that the words in
writing and signed by the parties inserted by the
CPC(Amendment) Act, 1976 must necessarily mean to borrow the
language of Order III R.1 CPC.
Any appearance . . . . . . . . . or by a
pleader appearing applying or acting as the case may be on
his behalf.
Provided that any such appearance shall if the court
so desires be made by the party in person.
Thus in my view the court can direct any party to be
present in court under Order III R.1 in compliance with the
said decision of Honble Supreme Court. The counsel for the
defendant has not produced the defendant in court.
Therefore, notice be issued to the defendant to appear
personally in court. For service of notice, the case be put
up on 5.5.94. Before (cutting) preparing the decree on the
basis of compromise, I deem it proper in the interest of
justice to direct the opposite party to personally appear in
the court.
Sd/- Illegible Seal of Addl. Civil Judge & Addl.
Chief Judl. Magistrate No.6, Jaipur City.
[underlining by us]
The record of the proceedings made by the court is
sacrosanct. The correctness thereof cannot be doubted
merely for asking. In State of Maharashtra Vs. Ramdas
Shrinivas Nayak & Anr. AIR 1982 SC 1249, this court has
held . . . . . . . . . .the Judges record was
conclusive. Neither lawyer not litigant may claim to
contradict it, except before the Judge himself, but nowhere
else. The court could not launch into inquiry as to what
transpired in the High Court.
The Court is bound to accept the statement of the
Judges recorded in their judgment, as to what transpired in
court. It cannot allow the statement of the Judges to be
contradicted by statements at the Bar or by affidavit and
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other evidence. If the Judges say in their judgment that
something was done, said or admitted before them, that has
to be the last word on the subject. The principle is well
settled that statements of fact as to what transpired at the
hearing, recorded in the judgment of the court, are
conclusive of the facts so stated and no one can contradict
such statements by affidavit or other evidence. If a party
thinks that the happenings in court have been wrongly
recorded in a judgment, it is incumbent upon the party,
while the matter is still fresh in the minds of the Judges,
to call the attention of the very Judges who have made the
record to the fact that the statement made with regard to
his conduct was a statement that had been made in error.
That is the only way to have the record corrected. If no
such step is taken, the matter must necessarily end there.
Again in Bhagwati Prasad & Ors. Vs. Delhi State
Mineral Development Corporation - AIR 1990 SC 371 this Court
has held : It is now settled law that the statement of
facts recorded by a Court or Quasi-Judicial Tribunal in its
proceedings as regards the matters which transpired during
the hearing before it would not be permitted to be assailed
as incorrect unless steps are taken before the same forum.
It may be open to a party to bring such statement to the
notice of the Court/Tribunal and to have it deleted or
amended. It is not, therefore, open to the parties or the
Counsel to say that the proceedings recorded by the Tribunal
are incorrect.
The explanation given by the appellant for not moving
the trial court for rectification in the record of
proceedings is that the presiding judge of the court had
stood transferred and therefore it would have been futile to
move for rectification. Such an explanation is a ruse
merely. The application for rectification should have been
moved as the only course permissible and, if necessary, the
record could have been sent to that very judge for dealing
with prayer of rectification wherever he was posted. In the
absence of steps for rectification having been taken a
challenge to the correctness of the facts recorded in order
sheet of the court cannot be entertained, much less upheld.
We agree with the finding recorded in the order under appeal
that the proceedings dated 8.4.1994 correctly state the
appellant having appeared in the court and argued the matter
in the manner recited therein.
The term misconduct has not been defined in the Act.
However, it is an expression with a sufficiently wide
meaning. In view of the prime position which the advocates
occupy in the process of administration of justice and
justice delivery system, the courts justifiably expect from
the lawyers a high standard of professional and moral
obligation in the discharge of their duties. Any act or
omission on the part of a lawyer which interrupts or
misdirects the sacred flow of justice or which renders a
professional unworthy of right to exercise the privilege of
the profession would amount to misconduct attracting the
wrath of disciplinary jurisdiction. In the Bar Council of
Maharashtra Vs. M.V. Dabholkar (1976 (2) SCC 291), Krishna
Iyer, J. said that the vital role of the lawyer depends
upon his probity and professional lifestyle. The central
function of the legal profession is to promote the
administration of justice. As monopoly to legal profession
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has been statutorily granted by the nation, it obligates the
lawyer to observe scrupulously those norms which make him
worthy of confidence of community in him as a vehicle of
justice __ social justice. The Bar cannot behave with
doubtful scruples or strive to thrive on litigation. Canons
of conduct cannot be crystalised into rigid rules but felt
by the collective conscience of the practitioners as right.
Law is no trade, briefs no merchandise. Foreseeing the
role which the legal profession has to play in shaping the
society and building the nation, Krishna Iyer, J. goes on
to say __
For the practice of Law with expanding activist
horizons, professional ethics cannot be contained in a Bar
Council rule nor in traditional cant in the books but in new
canons of conscience which will command the members of the
calling of justice to obey rules of morality and utility,
clear in the crystallized case-law and concrete when tested
on the qualms of high norms __ simple enough in given
situations, though involved when expressed in a single
sentence.
A mere error of judgment or expression of a reasonable
opinion or taking a stand on a doubtful or debatable issue
of law is not a misconduct; the term takes its colour from
the underlying intention. But at the same time misconduct
is not necessarily something involving moral turpitude. It
is a relative term to be construed by reference to the
subject matter and the context wherein the term is called
upon to be employed. A lawyer in discharging his
professional assignment has a duty to his client, a duty to
his opponent, a duty to the court, a duty to the society at
large and a duty to himself. It needs a high degree of
probity and poise to strike a balance and arrive at the
place of righteous stand more so when there are conflicting
claims. While discharging duty to the court, a lawyer
should never knowingly be a party to any deception, design
or fraud. While placing the law before the court a lawyer
is at liberty to put forth a proposition and canvass the
same to the best of his wits and ability so as to persuade
an exposition which would serve the interest of his client
so long as the issue is capable of that resolution by
adopting a process of reasoning. However, a point of law
well settled or admitting of no controversy must not be
dragged into doubt solely with a view to confuse or mislead
the Judge and thereby gaining an undue advantage to the
client to which he may not be entitled. Such conduct of an
advocate becomes worse when a view of the law canvassed by
him is not only unsupportable in law but if accepted would
damage the interest of the client and confer an illegitimate
advantage on the opponent. In such a situation the wrong of
the intention and impropriety of the conduct is more than
apparent. Professional misconduct is grave when it consists
of betraying the confidence of a client and is gravest when
it is a deliberate attempt at misleading the court or an
attempt at practising deception or fraud on the court. The
client places his faith and fortune in the hands of the
counsel for the purpose of that case; the court places its
confidence in the counsel in case after case and day after
day. A client dissatisfied with his counsel may change him
but the same is not with the court. And so the bondage of
trust between the court and the counsel admits of no
breaking.
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In George Frier Grahame Vs. Attorney-General, Fiji
[AIR 1936 PC 224] the Privy Council has approved the
following definition of professional misconduct given by
Darling J. in Re A Solicitor ex parte the Law Society
[(1912) 1 KB 302] -
If it is shown that an Advocate in the pursuit of his
profession has done something with regard to it which would
be reasonably regarded as disgraceful or dishonourable by
his professional brethren of good repute and competency,
then it is open to say that he is guilty of professional
misconduct.
It has been a saying as old as the profession itself
that the court and counsel are two wheels of the chariot of
justice. In adversarial system it will be more appropriate
to say __ while the Judge holds the reigns, the two opponent
counsel are the wheels of the chariot. While the direction
of the movement is controlled by the Judge holding the
reigns, the movement itself is facilitated by the wheels
without which the chariot of justice may not move and may
even collapse. Mutual confidence in the discharge of duties
and cordial relations between Bench and Bar smoothen the
movement of chariot. As a responsible officer of the court,
as they are called __ and rightly, the counsel have an over
all obligation of assisting the courts in a just and proper
manner in the just and proper administration of justice.
Zeal and enthusiasm are the traits of success in profession
but over- zealousness and misguided enthusiasm have no place
in the personality of a professional.
An advocate while discharging duty to his client, has
a right to do every thing fearlessly and boldly that would
advance the cause of his client. After all he has been
engaged by his client to secure justice for him. A counsel
need not make a concession merely because it would please
the Judge. Yet a counsel, in his zeal to earn success for a
client, need not step over the well defined limits or
propriety, repute and justness. Independence and
fearlessness are not licences of liberty to do anything in
the court and to earn success to a client whatever be the
cost and whatever be the sacrifice of professional norms.
A lawyer must not hesitate in telling the court the
correct position of law when it is undisputed and admits of
no exception. A view of the law settled by the ruling of a
superior court or a binding precedent even if it does not
serve the cause of his client, must be brought to the notice
of court unhesitatingly. This obligation of a counsel flows
from the confidence reposed by the court in the counsel
appearing for any of the two sides. A counsel, being an
officer of court, shall apprise the Judge with the correct
position of law whether for or against either party.
Mr. Justice Crampton, an Irish Judge, said in Queen
Vs. OConnell, 7 Irish Law Reports, at page 313:
The advocate is a representative but not a delegate.
He gives to his client the benefit of his learning, his
talents and his judgment; but all through he never forgets
what he owes to himself and to others. He will not
knowingly misstate the law, he will not wilfully misstate
the facts, though it be to gain the case for his client. He
will ever bear in mind that if he be an advocate of an
individual and retained and remunerated often inadequately,
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for valuable services, yet he has a prior and perpetual
retainer on behalf of truth and justice and there is no
Crown or other license which in any case or for any party or
purpose can discharge him from that primary and paramount
retainer.
We are aware that a charge of misconduct is a serious
matter for a practising advocate. A verdict of guilt of
professional or other misconduct may result in reprimanding
the advocate, suspending the advocate from practice for such
period as may be deemed fit or even removing the name of the
advocate from the roll of advocates which would cost the
counsel his career. Therefore, an allegation of misconduct
has to be proved to the hilt. The evidence adduced should
enable a finding being recorded without any element of
reasonable doubt. In the present case, both the State Bar
Council and the Bar Council of India have arrived at, on
proper appreciation of evidence, a finding of professional
misconduct having been committed by the appellant. No
misreading or non-reading of the evidence has been pointed
out. The involvement of the appellant in creating a
situation resulting into recording of a false and fabricated
compromise, apparently detrimental to the interest of his
client, is clearly spelled out by the findings concurrently
arrived at with which we have found no reason to interfere.
The appellant canvassed a proposition of law before the
court by pressing into service such rulings which did not
support the interpretation which he was frantically
persuading the court to accept. The provisions of Rule 3 of
Order 23 are clear. The crucial issue in the case was not
the authority of a counsel to enter into a compromise,
settlement or adjustment on behalf of the client. The real
issue was of the satisfaction of the court whether the
defendant had really, and as a matter of fact, entered into
settlement. The trial judge entertained a doubt about it
and therefore insisted on the personal appearance of the
party to satisfy himself as to the correctness of the factum
of compromise and genuineness of the statement that the
defendant had in fact compromised the suit in the manner set
out in the petition of compromise.
The power of the court to direct personal presence of
any party is inherent and implicit in jurisdiction vesting
in the court to take decision. This power is a necessary
concomitant of courts obligation to arrive at a
satisfaction and record the same as spelt out from the
phraseology of Order 23 Rule 3 C.P.C.. It is explicit in
Order 3 Rule 1. This position of law admits of no doubt.
Strong resistance was offered to an innocuous and cautious
order of the court by canvassing an utterly misconceived
proposition, even by invoking a wrong appellate forum and
with an ulterior motive. The counsel appearing for the
defendant, including the appellant, did their best to see
that their own client did not appear in the court and
thereby gather knowledge of such proceedings. At no stage,
including the hearing before this court, the appellant has
been able to explain how and in what manner he was serving
the interest of his client, i.e. the defendant in the suit
by raising the plea which he did. What was the urgency of
having the compromise recorded without producing the
defendant in-person before the court when the court was
insisting on such appearance? The compromise was filed in
the court. The defendant was away electioneering in his
constituency. At best or at the worst, the recording of the
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compromise would have been delayed by a few days. In the
facts and circumstances of the case we find no reason to
dislodge the finding of professional misconduct as arrived
at by the State Bar Council and the Bar Council of India.
It has been lastly contended by the learned counsel
for the appellant that the Bar Council of India was not
justified in enhancing the punishment by increasing the
period of suspension from practice from 5 years to 10 years.
It is submitted that the order enhancing the punishment to
the prejudice of the appellant is vitiated by non-
compliance with principles of natural justice and also for
having been passed without affording the appellant a
reasonable opportunity of being heard.
Section 37 of the Advocates Act, 1961 provides as
under:- 37. Appeal to Bar Council of India. - (1) Any
person aggrieved by an order of the disciplinary committee
of a State Bar Council made under Section 35 [or the
Advocate General of the State] may, within sixty days of the
date of communication of the order to him, prefer an appeal
to the Bar Council of India.
(2) Every such appeal shall be heard by the
disciplinary committee of the Bar Council of India which may
pass such order [including an order varying the punishment
awarded by the disciplinary committee of the State Bar
Council] thereon as it deems fit :
[Provided that no order of the disciplinary committee
of the State Bar Council shall be varied by the disciplinary
committee of the Bar Council of India so as to prejudicially
affect the person aggrieved without giving him reasonable
opportunity of being heard.}
Very wide jurisdiction has been conferred on the Bar
Council of India by sub-section (2) of Section 37. The Bar
Council of India may confirm, vary or reverse the order of
the State Bar Council and may remit or remand the matter for
further hearing or rehearing subject to such terms and
directions as it deems fit. The Bar Council of India may
set aside an order dismissing the complaint passed by the
State Bar Council and convert it into an order holding the
advocate proceeded against guilty of professional or other
misconduct. In such a case, obviously, the Bar Council of
India may pass an order of punishment which the State Bar
Council could have passed. While confirming the finding of
guilt the Bar Council of India may vary the punishment
awarded by the Disciplinary Committee of the State Bar
Council which power to vary would include the power to
enhance the punishment. An order enhancing the punishment,
being an order prejudicially affecting the advocate, the
proviso mandates the exercise of such power to be performed
only after giving the advocate reasonable opportunity of
being heard. The proviso embodies the rule of fair hearing.
Accordingly, and consistently with the well-settled
principles of natural justice, if the Bar Council of India
proposes to enhance the punishment it must put the guilty
advocate specifically on notice that the punishment imposed
on him is proposed to be enhanced. The advocate should be
given a reasonable opportunity of showing cause against such
proposed enhancement and then he should be heard.
In the case at hand we have perused the proceedings of
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the Bar Council of India. The complainant did not file any
appeal or application before the Bar Council of India
praying for enhancement of punishment. The appeal filed by
the appellant was being heard and during the course of such
hearing it appears that the Disciplinary Committee of the
Bar Council of India indicated to the appellants counsel
that it was inclined to enhance the punishment. This is
reflected by the following passage occurring in the order
under appeal:- While hearing the matter finally parties
were also heard as to the enhancement of sentence.
The appellant himself was not present on the date of
hearing. He had prayed for an adjournment on the ground of
his sickness which was refused. The counsel for the
appellant was heard in appeal. It would have been better if
the Bar Council of India having heard the appeal would have
first placed its opinion on record that the findings arrived
at by the State Bar Council against the appellant were being
upheld by it. Then the appellant should have been issued a
reasonable notice calling upon him to show cause why the
punishment imposed by the State Bar Council be not enhanced.
After giving him an opportunity of filing a reply and then
hearing him the Bar Council could have for reasons to be
placed on record, enhanced the punishment. Nothing such was
done. The exercise by the Bar Council of India of power to
vary the sentence to the prejudice of the appellant is
vitiated in the present case for not giving the appellant
reasonable opportunity of being heard. The appellant is
about 60 years of age. The misconduct alleged relates to
the year 1993. The order of State Bar Council was passed in
December 1995. In the fact and circumstances of the case we
are not inclined to remit the matter now to the Bar Council
of India for compliance with the requirements of proviso to
sub-section (2) of Section 37 of the Act as it would entail
further delay and as we are also of the opinion that the
punishment awarded by the State Bar Council meets the ends
of justice.
For the foregoing reasons the appeal is partly
allowed. The finding that the appellant is guilty of
professional misconduct is upheld but the sentence awarded
by the Rajasthan State Bar Council suspending the appellant
from practice for a period of five years is upheld and
restored. Accordingly, the order of the Bar Council of
India, only to the extent of enhancing the punishment, is
set aside. No order as to the costs.
The Bar Council of India, by its order under appeal,
directed notices to be issued to Shri Rajesh Jain & Shri
Anil Sharma, Advocates, respectively, for initiating
proceedings for professional misconduct and for enhancement
of punishment. During the course of hearing we had enquired
from the learned counsel for the parties as to what was the
status of such proceedings. We were told that the
proceedings were lying where they were presumably because
the records of the State Bar Council and the Bar Council of
India were requisitioned here. The records shall be sent
back and the proceedings, directed to be initiated, shall
now be commenced without any further loss of time. We,
however, express no opinion regarding that aspect of the
matter at this stage.
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. . . . . . . . . . . . . . . . . .
. . .CJI.
. . . . . . . . . . . . . . . . . .
. . . . .J. ( R.C. Lahoti )
. . . . . . . . . . . . . . . . . .
. . . . .J. ( K.G. Balakrishnan )
New Delhi; December 5, 2000.
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