Full Judgment Text
REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL ORIGINAL JURISDICTION
MISCELLANEOUS APPLICATION NO. 2560 OF 2018
IN
WRIT PETITION (CIVIL) NO. 738 OF 2016
| DR. ASHWANI KUMAR | ….. APPLICANT(S) |
|---|---|
| VERSUS | |
| UNION OF INDIA AND ANOTHER | ….. RESPONDENT(S) |
O R D E R
SANJIV KHANNA, J.
This order would dispose of Miscellaneous Application No.
2560 of 2018 filed by Dr. Ashwani Kumar, applicant in-person, who
is a senior advocate and a former Law Minister and Member of
Parliament, praying for the following relief:
“In the aforesaid premises, it is therefore respectfully
prayed that since no action has been taken by the
Government pursuant to the statement of the Hon’ble
Attorney General, the stand taken by the National
Human Rights Commission and the Law Commission
of India in its report of October 2017 and because the
merit of the prayer is virtually admitted and conceded
before this Hon’ble Court, the National Human Rights
Commission, the Law Commission of India and by
Select Committee of Parliament, as an integral
constituent of the right to life with dignity under Article
21, this Hon’ble Court may be pleased to direct the
Central Government to enact a suitable stand-alone,
Signature Not Verified
Digitally signed by
NEELAM GULATI
Date: 2019.09.05
15:41:49 IST
Reason:
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 1 of 48
comprehensive legislation against custodial torture as
it has directed in the case of mob violence/lynching
th
vide its judgment 17 July 2018.”
2. The applicant had filed the above-captioned Writ Petition (Civil) No.
738 of 2016 under Article 32 of the Constitution of India for an
effective and purposive legislative framework/law based upon the
‘Convention against Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment’ (“UN Convention”, for short)
adopted by the United Nations General Assembly and opened for
th
signature, ratification and accession on 10 December 1984. India
th
had signed the UN Convention on 14 October 1997. However,
India has not ratified the UN Convention.
3. Writ Petition (Civil) No. 738 of 2016 was disposed of vide order
th
dated 27 November 2017, which reads as under:
“Mr. K.K. Venugopal, learned Attorney General for
India submitted that the prayer made in the writ petition
has been the subject matter of discussion in the Law
Commission and the Law Commission has already
made certain recommendations. He would further
submit that the report is being seriously considered by
the Government. In view of the aforesaid statement,
we do not intend to keep this writ petition pending and
it is accordingly disposed of. There shall be no order
as to costs.”
4. The applicant predicating his case on the right to life and liberty
and judgments of this Court had argued that custodial torture being
crime against humanity which directly infracts and violates Article
21 of the Constitution, this Court should invoke and exercise
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jurisdiction under Articles 141 and 142 of the Constitution for the
protection and advancement of human dignity, a core and non-
negotiable constitutional right. In D.K. Basu v. State of West
1
Bengal custodial torture and violence was described as a wound
inflicted on the soul, so painful and paralysing that it engenders
fear, rage, hatred and despair, and denigrates the individual. In
2
Sunil Batra v. Delhi Administration and Others , this Court had
observed that the prisoners have enforceable liberties, though
devalued but never demonetised and, therefore, it is within the
jurisdictional reach and range of this Court’s writ to deal with prison
and police caprice and cruelty. Similarly, in Francis Coralie Mullin
3
v. Administrator, Union Territory of Delhi and Others , this
Court had observed that torture in any form is inhuman, degrading
and offensive to human dignity and constitutes an inroad into the
right to life and is prohibited by Article 21 of the Constitution, for no
law authorises and no procedure permits torture or cruelty,
inhuman or degrading treatment. Reference was made to Article 5
of the Universal Declaration of Human Rights and Article 7 of the
International Covenant on Civil and Political Rights which prohibits
torture in all forms in absolute terms. Recently, in K.S.
4
Puttaswamy and Another v. Union of India and Others this
1
(1997) 1 SCC 416
2
(1978) 4 SCC 494
3
(1981) 1 SCC 608
4
(2017) 10 SCC 1
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Court had once again emphased on the right to human dignity
which, first and foremost, means the dignity of each human being
‘as a human being’. When human dignity in a person’s life is
infringed and physical or mental welfare is negated and harmed,
the Court would intervene to protect and safeguard constitutional
values. Reference was also made to the decision in Romila
5
Thapar and Others v. Union of India and Others claiming that
despite existing law and repeated judicial decisions, custodial
torture still remains rampant and widespread in India. Our attention
was drawn to the report of Asian Centre for Human Rights which
was based, inter alia , on the information and data furnished by the
Government of India in Parliament, acknowledging 1674 custodial
deaths, including 1530 deaths in judicial custody and 144 deaths in
st th
police custody during the period 1 April 2017 to 28 February
2018. India has consistently and unequivocally condemned and
deprecated custodial torture at international forums and has signed
the UN Convention but the Government’s reluctance to ratify the
UN Convention, which envisages a comprehensive and standalone
legislation, it was argued, is baffling and unintelligible. Indian
statutory law at present is not in harmony and falls short on several
accounts, both procedurally and substantively, with the UN
Convention and, thus, there is an urgent and immediate need for
5
(2018) 10 SCC 753
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an all-embracing standalone enactment based on the UN
Convention. Articles 51(c) and 253 of the Constitution underscore
the ‘constitutional imperative’ of aligning domestic laws with
international law and obligations. The legislation as prayed, it was
submitted, would fulfil the constitutional obligations of the
Government of India and the constitutional goals which the
Government ought to achieve. Accordingly, the directions as
prayed for would not entrench upon Parliament’s domain to enact
laws as they directly relate to the protection and preservation of
human rights. The directions are justified and necessary in view of
the delay and inaction in enacting the law, notwithstanding the
recommendations made by the National Human Rights
Commission, report of the Law Commission of India in October
th
2017, and report of the Select Committee of Parliament dated 2
December 2010 and repeated commitments made by the Indian
Government. Reference was made to Tehseen S. Poonawalla v.
6
Union of India and Others wherein this Court had highlighted the
need for enactment of a suitable legislation to deal with mob
violence/lynching in the country. Reliance was placed on
judgments of this Court in Vishaka and Others v. State of
7
Rajasthan and Others , Vineet Narain and Others v. Union of
6
(2018) 9 SCC 501
7
(1997) 6 SCC 241
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8
India and Another , Destruction of Public and Private
9
Properties, In RE v. State of Andhra Pradesh and Others ,
10
Lakshmi Kant Pandey v. Union of India , State of West Bengal
11
and Others v. Sampat Lal and Others , K. Veeraswami v.
12
Union of India and Others and Delhi Judicial Service
Association, Tis Hazari Court, Delhi v. State of Gujarat and
13
Others . While referring to Mahender Chawla and Others v.
14
Union of India and Others , and other decisions including
Tehseen S. Poonawalla (supra), it was argued that this Court has
not flinched from suggesting, recommending, advising, guiding and
directing the Government of India with respect to statutory
enactments. It was submitted that the delay and inaction in
implementing the constitutional obligation relates back to the year
1997 when India had signed the UN Convention, but the
Government has failed to enact a comprehensive legislation
despite commitments and recommendations made and noticed
above. This, it was submitted, reflects unreasonable and
unacceptable conduct of the Government in shielding infringement
of Article 21 and violates Article 14 of the Constitution of India.
Thus, the Court may issue directions to the Union of India to enact
8
(1998) 1 SCC 226
9
(2009) 5 SCC 212
10
(1984) 2 SCC 244
11
(1985) 1 SCC 317
12
(1991) 3 SCC 655
13
(1991) 4 SCC 406
14
(2018) SCC Online 2679
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a law dealing with custodial torture in terms of the U.N.
Convention.
5. It may be noted here that the applicant was the Chairperson of the
Select Committee of the Rajya Sabha that had submitted the report
on custodial torture depicting the need for a comprehensive
standalone legislation.
6. Respondent No.1 – Union of India, in its response, has stated that
the draft legislation prepared on the basis of the Law Commission’s
report is under active consideration and was referred to
stakeholders, that is, the States and Union Territories for their
inputs and suggestions. It was highlighted that the ‘Criminal Laws’
and the ‘Criminal Procedure’ fall in the Concurrent List of the
Seventh Schedule to the Constitution of India and, therefore,
comments and views of the State Governments/Union Territories
were solicited on the recommendations made by the Law
Commission of India. There may have been some delay as some
States did not furnish their response, albeit the Union of India took
th th
steps by sending reminders on 27 June 2018, 27 November
th th
2018 and 20 December 2018. Subsequent affidavit dated 12
February 2019 discloses that all States and Union Territories have
filed their inputs/suggestions and that the question of enacting a
legislation is under consideration. A legislation of this nature given
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the nuances, niceties and spectrum of divergent views and choices
is a complex and challenging task. Laws are legislated after due
debate, deliberation and once the required consensus is formed.
Any direction by this Court requiring the Parliament to frame a law
or modify an enactment in a particular manner would violate
doctrine of separation of powers, a basic feature of the
Constitution. Parliament as an elected body representing the
citizenry is bestowed with constitutional power to enact laws, which
create rights, obligations and duties with attendant penalties.
Existing municipal laws governing the field as interpreted by the
Courts apply in matters of custodial torture.
7. We have in addition to Dr. Ashwani Kumar and Mr. K.K. Venugopal,
learned Attorney General of India, heard Mr. Colin Gonsalves,
senior advocate and amicus curiae , and Ms. Shobha Gupta,
counsel for the National Human Rights Commission, the second
respondent before us.
8. At the outset, we must clarify that by the present order, we would
be deciding a very limited controversy, viz. the prayer of the
applicant that this Court should direct Parliament to enact a
standalone and comprehensive legislation against custodial torture
based on the UN Convention. The prayer made requires the Court
to examine and answer the question that whether within the
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constitutional scheme, this Court can and should issue any
direction to the Parliament to enact a new law based on the UN
Convention.
9. Classical or pure theory of rigid separation of powers as advocated
by Montesquieu which forms the bedrock of the American
Constitution is clearly inapplicable to parliamentary form of
democracy as it exists in India and Britain, for the executive and
legislative wings in terms of the powers and functions they exercise
are linked and overlap and the personnel they equip are to an
extent common. However, unlike Britain, India has a written
Constitution, which is supreme and adumbrates as well as divides
powers, roles and functions of the three wings of the State – the
legislature, the executive and the judiciary. These divisions are
boundaries and limits fixed by the Constitution to check and
prevent transgression by any one of the three branches into the
powers, functions and tasks that fall within the domain of the other
wing. The three branches have to respect the constitutional division
and not disturb the allocation of roles and functions between the
triad. Adherence to the constitutional scheme dividing the powers
and functions is a guard and check against potential abuse of
power and the rule of law is secured when each branch observes
the constitutional limitations to their powers, functions and roles.
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 9 of 48
10. Modern theory of separation of powers does not accept that the
three branches perform mutually isolated roles and functions and
accepts a need for coordinated institutional effort for good
governance, albeit emphasises on benefits of division of power and
labour by accepting the three wings do have separate and distinct
roles and functions that are defined by the Constitution. All the
institutions must act within their own jurisdiction and not trespass
into the jurisdiction of the other. Beyond this, each branch must
support each other in the general interest of good governance. This
separation ensures the rule of law in at least two ways. It gives
constitutional and institutional legitimacy to the decisions by each
branch, that is, enactments passed by the legislature, orders and
policy decisions taken by the executive and adjudication and
judgments pronounced by the judiciary in exercise of the power of
judicial review on validity of legislation and governmental action. By
segregating the powers and functions of the institutions, the
Constitution ensures a structure where the institutions function as
per their institutional strengths. Secondly, and somewhat
paradoxically, it creates a system of checks and balances as the
Constitution provides a degree of latitude for interference by each
branch into the functions and tasks performed by the other branch.
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 10 of 48
It checks concentration of power in a particular branch or an
institution.
11. The legislature as an elected and representative body enacts laws
to give effect to and fulfil democratic aspirations of the people. The
procedures applied are designed to give careful thought and
consideration to wide and divergent interests, voices and all
shades of opinion from different social and political groups.
Legislature functions as a deliberative and representative body. It is
directly accountable and answerable to the electorate and citizens
of this country. This representativeness and principle of
accountability is what gives legitimacy to the legislations and laws
made by Parliament or the state legislatures. Article 245 of the
Constitution empowers Parliament and the state legislatures to
enact laws for the whole or a part of the territory of India, and for
the whole or a part of the State respectively, after due debate and
discussion in Parliament/ the state assembly.
12. The executive has the primary responsibility of formulating
government policies and proposing legislations which when passed
by the legislature become laws. By virtue of Articles 73 and 162 of
the Constitution, the powers and functions of the executive are
wide and expansive, as they cover matters in respect of which
Parliament/state legislature can make laws and vests with the
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executive the authority and jurisdiction exercisable by the
Government of India or the State Government, as the case may be.
As a delegate of the legislative bodies and subject to the terms of
the legislation, the executive makes second stage laws known as
‘subordinate or delegated legislation’. In fields where there is no
legislation, the executive has the power to frame policies,
schemes, etc., which is co-extensive with the power of Parliament
or the state legislature to make laws. At the same time, the political
executive is accountable to the legislature and holds office till they
enjoy the support and confidence of the legislature. Thus, there is
interdependence, interaction and even commonality of
personnel/members of the legislature and the executive. The
executive, therefore, performs multi-functional role and is not
monolithic. Notwithstanding this multifunctional and pervasive role,
the constitutional scheme ensures that within this interdependence,
there is a degree of separation that acts as a mechanism to check
interference and protect the non-political executive. Part XIV of the
Constitution relates to “Services under the Union and the States”,
i.e., recruitment, tenure, terms and conditions of service, etc., of
persons serving the Union or a State and accords them a
substantial degree of protection. “Office of profit” bar, as applicable
to legislators and prescribed vide Articles 102 and 191, is to ensure
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separation and independence between the legislature and the
executive.
13. The most significant impact of the doctrine of separation of powers
is seen and felt in terms of the institutional independence of the
judiciary from other organs of the State. Judiciary, in terms of
personnel, the Judges, is independent. Judges unlike members of
the legislature represent no one, strictly speaking not even the
citizens. Judges are not accountable and answerable as the
political executive is to the legislature and the elected
representatives are to the electorate. This independence ensures
that the judges perform the constitutional function of safeguarding
the supremacy of the Constitution while exercising the power of
judicial review in a fair and even-handed manner without pressure
and favours. As an interpreter, guardian and protector of the
Constitution, the judiciary checks and curbs violation of the
Constitution by the Government when they overstep their
constitutional limits, violate the basic structure of the Constitution,
infringe fundamental rights or act contrary to law. Power of judicial
review has expanded taking within its ambit the concept of social
and economic justice. Yet, while exercising this power of judicial
review, the courts do not encroach upon the field marked by the
Constitution for the legislature and the executive, as the courts
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examine legality and validity of the legislation or the governmental
action, and not the wisdom behind the legislative measure or
relative merits or demerits of the governmental action. Neither does
the Constitution permit the courts to direct, advise or sermonise
others in the spheres reserved for them by the Constitution,
provided the legislature or the executive do not transgress their
constitutional limits or statutory conditions. Referring to the phrase
“all power is of an encroaching nature”, which the judiciary checks
15
while exercising the power of judicial review, it has been observed
that the judiciary must be on guard against encroaching beyond its
bounds since the only restraint upon it is the self-imposed
discipline of self-restraint. Independence and adherence to
constitutional accountability and limits while exercising the power of
judicial review gives constitutional legitimacy to the court decisions.
This is essence of the power and function of judicial review that
strengthens and promotes the rule of law.
15
Asif Hameed & Others v. State of Jammu & Kashmir & Others, 1989 Supp. (2) SCC 364 quoting
with approval dissenting opinion of Frankfurter J. in Trop v. Dulles . Frankfurter J. had observed:
“Rigorous observance of the difference between limits of power and wise exercise of
power — between questions of authority and questions of prudence — requires the
most alert appreciation of this decisive but subtle relationship of two concepts that too
easily coalesce. No less does it require a disciplined will to adhere to the difference. It is
not easy to stand aloof and allow want of wisdom to prevail to disregard one’s own
strongly held view of what is wise in the conduct of affairs. But it is not the business of
this Court to pronounce policy. It must observe a fastidious regard for limitations on its
own power, and this precludes the court’s giving effect to its own notions of what is wise
or politic. That self-restraint is of the essence in the observance of the judicial oath, for
the Constitution has not authorized the judges to sit in judgment on the wisdom of what
Congress and the executive branch do.”
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 14 of 48
14. Constitutional Bench judgments in His Holiness Kesavananda
16
Bharati Sripadagalvaru v. State of Kerala and Another , State
17
of Rajasthan and Others v. Union of India and Others , I.R.
18
Coelho (Dead) by LRs. v. State of Tamil Nadu and State of
19
Tamil Nadu v. State of Kerala have uniformly ruled that the
doctrine of separation of powers, though not specifically engrafted,
is constitutionally entrenched and forms part of the basic structure
as its sweep, operation and visibility are apparent. Constitution has
made demarcation, without drawing formal lines, amongst the three
organs with the duty of the judiciary to scrutinise the limits and
whether or not the limits have been transgressed. These judgments
refer to the constitutional scheme incorporating checks and
balances. As a sequitur, the doctrine restrains the legislature from
declaring the judgment of a court to be void and of no effect, while
the legislature still possesses the legislative competence of
enacting a validating law which remedies the defect pointed out in
20
the judgment. However, this does not ordain and permit the
legislature to declare a judgment as invalid by enacting a law, but
permits the legislature to take away the basis of the judgment by
fundamentally altering the basis on which it was pronounced.
16
(1973) 4 SCC 225
17
(1977) 3 SCC 592
18
(2007) 2 SCC 1
19
(2014) 12 SCC 696
20
Shri Prithvi Cotton Mills Ltd. and Another v. Broach Borough Municipality and Others , (1969) 2
SCC 283
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 15 of 48
Therefore, while exercising all important checks and balances
function, each wing should be conscious of the enormous
responsibility that rests on them to ensure that institutional respect
and comity is maintained.
21
15. In Binoy Viswam v. Union of India and Others , this Court
referring to the Constitution had observed that the powers to be
exercised by the three wings of the State have an avowed purpose
and each branch is constitutionally mandated to act within its
sphere and to have mutual institutional respect to realise the
constitutional goal and to ensure that there is no constitutional
transgression. It is the Constitution which has created the three
wings of the State and, thus, each branch must oblige the other by
not stepping beyond its territory.
22
16. In Kalpana Mehta and Others v. Union of India and Others , Mr.
Justice Dipak Misra, the then Chief Justice of India, under the
headings ‘Supremacy of the Constitution’, ‘Power of judicial review’
and ‘Doctrine of separation of powers’ , has held that the
Constitution is a supreme fundamental law which requires that all
laws, actions and decisions of the three organs should be in
consonance and in accord with the constitutional limits, for the
21
(2017) 7 SCC 59
22
(2018) 7 SCC 1
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 16 of 48
legislature, the executive and the judiciary derive their authority
and jurisdiction from the Constitution. Legislature stands vested
with an exclusive authority to make laws thereby giving it a
supremacy in the field of legislation and law-making, yet this power
is distinct from and not at par with the supremacy of the
Constitution, as:
“41. This Court has the constitutional power and the
authority to interpret the constitutional provisions as
well as the statutory provisions. The conferment of the
power of judicial review has a great sanctity as the
constitutional court has the power to declare any law
as unconstitutional if there is lack of competence of the
legislature keeping in view the field of legislation as
provided in the Constitution or if a provision
contravenes or runs counter to any of the fundamental
rights or any constitutional provision or if a provision is
manifestly arbitrary.”
17. Having said so, Dipak Misra, CJ went on to observe:
“42. When we speak about judicial review, it is also
necessary to be alive to the concept of judicial
restraint. The duty of judicial review which the
Constitution has bestowed upon the judiciary is not
unfettered; it comes within the conception of judicial
restraint. The principle of judicial restraint requires that
Judges ought to decide cases while being within their
defined limits of power. Judges are expected to
interpret any law or any provision of the Constitution as
per the limits laid down by the Constitution.”
Earlier, Dipak Misra, CJ had observed:
“39. From the above authorities, it is quite vivid that the
concept of constitutional limitation is a facet of the
doctrine of separation of powers. At this stage, we may
clearly state that there can really be no straitjacket
approach in the sphere of separation of powers when
issues involve democracy, the essential morality that
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flows from the Constitution, interest of the citizens in
certain spheres like environment, sustenance of social
interest, etc. and empowering the populace with the
right to information or right to know in matters relating
to candidates contesting election. There can be many
an example where this Court has issued directions to
the executive and also formulated guidelines for
facilitation and in furtherance of fundamental rights and
sometimes for the actualisation and fructification of
statutory rights.”
18. D.Y. Chandrachud, J., in his separate and concurring judgment for
himself and A.K. Sikri, J. in Kalpana Mehta (supra) had referred to
the nuanced ‘doctrine of functional separation’ that finds articulation
in the articles/books by Peter A. Gerangelos in his work titled ‘The
Separation of Powers and Legislative Interference in Judicial
23
Process, Constitutional Principles and Limitations’ , M.J.C. Vile ’s
24
book titled ‘Constitutionalism and the Separation of Powers’ ,
Aileen Kavanagh in her work ‘The Constitutional Separation of
25
Powers’ and Eoin Carolan in his book titled ‘The New Separation
26
of Powers – A Theory for the Modern State’ . These authors in the
context of modern administrative State have reconstructed the
doctrine as consisting of two components: ‘division of labour’ and
‘checks and balances’, instead of isolated compartmentalisation, by
highlighting the need of interaction and interdependence amongst
the three organs in a way that each branch is in cooperative
| David Dyzenhaus and Malcolm Thorburn (eds.), | Philosophical Foundations of Constitutional Law | |
| (Oxford: Oxford University Press, 2016) |
engagement but at the same time acts, when necessary, to check
on the other and that no single group of people are able to control
the machinery of the State. Independent judiciary acts as a
restraining influence on the arbitrary exercise of power.
19. Referring to the functional doctrine, D.Y. Chandrachud, J., had
cited the following judgements:
“249. In State of U.P. v. Jeet S. Bisht , the Court held
that the doctrine of separation of powers limits the
“active jurisdiction ” of each branch of Government.
However, even when the active jurisdiction of an organ
of the State is not challenged, the doctrine allows for
methods to be used to prod and communicate to an
institution either its shortfalls or excesses in
discharging its duty. The Court recognised that
fundamentally, the purpose of the doctrine is to act as
a scheme of checks and balances over the activities of
other organs. The Court noted that the modern
concept of separation of powers subscribes to the
understanding that it should not only demarcate the
area of functioning of various organs of the State, but
should also, to some extent, define the minimum
content in that delineated area of functioning. S.B.
Sinha, J. addressed the need for the doctrine to
evolve, as administrative bodies are involved in the
dispensation of socio-economic entitlements: (SCC p.
619, para 83)
“ 83 . If we notice the evolution of separation
of powers doctrine, traditionally the checks
and balances dimension was only
associated with governmental excesses and
violations. But in today's world of positive
rights and justifiable social and economic
entitlements, hybrid administrative bodies,
private functionaries discharging public
functions, we have to perform the oversight
function with more urgency and enlarge the
field of checks and balances to include
governmental inaction. Otherwise we
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envisage the country getting transformed into
a state of repose . Social engineering as well
as institutional engineering therefore forms
part of this obligation.”
| (emphasis in original) | ||
|---|---|---|
| xx xx xx | ||
251. In Supreme Court Advocates-on-Record
Assn. v. Union of India , Madan B. Lokur, J. observed
that separation of powers does not envisage that each
of the three organs of the State — the legislature,
executive and judiciary — work in a silo. The learned
Judge held: (SCC p. 583, para 678)
“ 678 . There is quite clearly an entire host of
parliamentary and legislative checks placed
on the judiciary whereby its administrative
functioning can be and is controlled, but
these do not necessarily violate the theory of
separation of powers or infringe the
independence of the judiciary as far as
decision-making is concerned. As has been
repeatedly held, the theory of separation of
powers is not rigidly implemented in our
Constitution, but if there is an overlap in the
form of a check with reference to an
essential or a basic function or element of
one organ of State as against another, a
constitutional issue does arise. It is in this
context that the 99th Constitution
Amendment Act has to be viewed—whether
it impacts on a basic or an essential element
of the independence of the judiciary, namely,
its decisional independence.”
20. Thereafter, D.Y. Chandrachud, J. had observed:
“254. While assessing the impact of the separation of
powers upon the present controversy, certain precepts
must be formulated. Separation of powers between the
legislature, the executive and the judiciary is a basic
feature of the Constitution. As a foundational principle
which is comprised within the basic structure, it lies
beyond the reach of the constituent power to amend. It
cannot be substituted or abrogated. While recognising
this position, decided cases indicate that the Indian
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 20 of 48
Constitution does not adopt a separation of powers in
the strict sense. Textbook examples of exceptions to
the doctrine include the power of the executive to
frame subordinate legislation, the power of the
legislature to punish for contempt of its privileges and
the authority entrusted to the Supreme Court and the
High Courts to regulate their own procedures by
framing rules. In making subordinate legislation, the
executive is entrusted by the legislature to make
delegated legislation, subject to its control. The rule-
making power of the higher judiciary has trappings of a
legislative character. The power of the legislature to
punish for contempt of its privileges has a judicial
character. These exceptions indicate that the
separation doctrine has not been adopted in the strict
form in our Constitution. But the importance of the
doctrine lies in its postulate that the essential functions
entrusted to one organ of the State cannot be
exercised by the other. By standing against the
usurpation of constitutional powers entrusted to other
organs, separation of powers supports the rule of law
and guards against authoritarian excesses.
255. Parliament and the State Legislatures legislate.
The executive frames policies and administers the law.
The judiciary decides and adjudicates upon disputes in
the course of which facts are proved and the law is
applied. The distinction between the legislative function
and judicial functions is enhanced by the basic
structure doctrine. The legislature is constitutionally
entrusted with the power to legislate. Courts are not
entrusted with the power to enact law. Yet, in a
constitutional democracy which is founded on the
supremacy of the Constitution, it is an accepted
principle of jurisprudence that the judiciary has the
authority to test the validity of legislation. Legislation
can be invalidated where the enacting legislature lacks
legislative competence or where there is a violation of
fundamental rights. A law which is constitutionally ultra
vires can be declared to be so in the exercise of the
power of judicial review. Judicial review is indeed also
a part of the basic features of the Constitution.
Entrustment to the judiciary of the power to test the
validity of law is an established constitutional principle
which co-exists with the separation of powers. Where a
law is held to be ultra vires there is no breach of
parliamentary privileges for the simple reason that all
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 21 of 48
institutions created by the Constitution are subject to
constitutional limitations. The legislature, it is well
settled, cannot simply declare that the judgment of a
court is invalid or that it stands nullified. If the
legislature were permitted to do so, it would travel
beyond the boundaries of constitutional entrustment.
While the separation of powers prevents the legislature
from issuing a mere declaration that a judgment is
erroneous or invalid, the law-making body is entitled to
enact a law which remedies the defects which have
been pointed out by the court. Enactment of a law
which takes away the basis of the judgment (as
opposed to merely invalidating it) is permissible and
does not constitute a violation of the separation
doctrine. That indeed is the basis on which validating
legislation is permitted.
256. This discussion leads to the conclusion that while
the separation of powers, as a principle, constitutes the
cornerstone of our democratic Constitution, its
application in the actual governance of the polity is
nuanced. The nuances of the doctrine recognise that
while the essential functions of one organ of the State
cannot be taken over by the other and that a sense of
institutional comity must guide the work of the
legislature, executive and judiciary, the practical
problems which arise in the unfolding of democracy
can be resolved through robust constitutional cultures
and mechanisms. The separation doctrine cannot be
reduced to its descriptive content, bereft of its
normative features. Evidently, it has both normative
and descriptive features. In applying it to the Indian
Constitution, the significant precept to be borne in mind
is that no institution of governance lies above the
Constitution. No entrustment of power is absolute.”
21. Having elucidated the doctrinal basis of separation of powers and
mutual interaction between the three organs of the State in the
democratic set-up, it would be important to draw clear distinction
between interpretation and adjudication by the courts on one hand
and the power to enact legislation by the legislature on the other.
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 22 of 48
Adjudication results in what is often described as judge made law ,
but the interpretation of the statutes and the rights in accordance
with the provisions of Articles 14, 19 and 21 in the course of
adjudication is not an attempt or an act of legislation by the judges.
Reference in this regard can be made to the opinion expressed by
F.M. Ibrahim Kalifulla, J. in Union of India v. V. Sriharan alias
27
Murugan and Others who had, in the context of capital
punishment for offences under Section 302 of the Indian Penal
Code (“IPC”, for short), held that the lawmakers have entrusted the
task of weighing and measuring the gravity of the offence with the
institution of judiciary by reposing a very high amount of confidence
and trust. It requires a judge to apply his judicial mind after
weighing the pros and cons of the crime committed in the golden
scales to ensure that the justice is delivered. In a way, therefore,
the legislature itself entrusts the judiciary to lay down parameters in
the form of precedents which is oft-spoken as judge made law .
This is true of many a legislations. Such law, even if made by the
judiciary, would not infringe the doctrine of separation of powers
and is in conformity with the constitutional functions. This
distinction between the two has been aptly expressed by Aileen
Kavanagh in the following words:
27
(2016) 7 SCC 1
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 23 of 48
“In general, the ability and power of the courts to make
new law is generally more limited than that of the
legislators, since courts typically make law by filling in
gaps in existing legal frameworks, extending existing
doctrines incrementally on a case-by-case basis,
adjusting them to changing circumstances, etc.
Judicial lawmaking powers tend to be piecemeal and
incremental and the courts must reason according to
law, even when developing it. By contrast, legislators
have the power to make radical, broad-ranging
changes in the law, which are not based on existing
legal norms....”
22. Seven Judges of this Court in P. Ramachandra Rao v. State of
28
Karnataka had, while interpreting Articles 21, 32, 141 and 142 of
the Constitution, held that prescribing period at which criminal trial
would terminate resulting in acquittal or discharge of the accused,
or making such directions applicable to all cases in present or in
future, would amount to judicial law-making and cannot be done by
judicial directives. It was observed that the courts can declare the
law, interpret the law, remove obvious lacuna and fill up the gaps,
but they cannot entrench upon the field of legislation. The courts
can issue appropriate and binding directions for enforcing the laws,
lay down time limits or chalk out a calendar for the proceeding to
follow to redeem the injustice and for taking care of the rights
violated in the given case or set of cases depending on the facts
brought to the notice of the court, but cannot lay down and enact
the provisions akin to or on the lines of Chapter XXXVI of the Code
28
(2002) 4 SCC 578
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 24 of 48
of Criminal Procedure, 1973. Drawing distinction between
legislation as the source of law which consists of declaration of
legal rules by a competent authority and judicial decisions
pronounced by the judges laying down principles of general
application, reference was made to Salmond on Principles of
th
Jurisprudence (12 Edition) which says:
“we must distinguish law-making by legislators
from law-making by the courts. Legislators can lay
down rules purely for the future and without reference
to any actual dispute; the courts, insofar as they create
law, can do so only in application to the cases before
them and only insofar as is necessary for their solution.
Judicial law-making is incidental to the solving of legal
disputes; legislative law-making is the central function
of the legislator.”
Reference was also made to Professor S. P Sathe’s work on
“ Judicial Activism in India ─ Transgressing Borders and Enforcing
Limits ,” evaluating the legitimacy of judicial activism, wherein it was
observed:
"Directions are either issued to fill in the gaps in the
legislation or to provide for matters that have not been
provided by any legislation. The Court has taken over
the legislative function not in the traditional interstitial
sense but in an overt manner and has justified it as
being an essential component of its role as a
constitutional court." (p.242)
“In a strict sense these are instances of judicial
excessivism that fly in the face of the doctrine of
separation of powers. The doctrine of separation of
powers envisages that the legislature should make law,
the executive should execute it, and the judiciary
should settle disputes in accordance with the existing
law. In reality such watertight separation exists
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 25 of 48
nowhere and is impracticable. Broadly, it means that
one organ of the State should not perform a function
that essentially belongs to another organ. While law-
making through interpretation and expansion of the
meanings of open-textured expressions such as 'due
process of law', 'equal protection of law', or 'freedom of
speech and expression' is a legitimate judicial function,
the making of an entirely new law ... through
directions ... is not a legitimate judicial function."
(p.250)
23. From the above, it is apparent that law-making within certain limits
29
is a legitimate element of a judge’s role, if not inevitable. A judge
has to adjudicate and decide on the basis of legal provisions, which
when indeterminate on a particular issue require elucidation and
30
explanation. This requires a judge to interpret the provisions to
decide the case and, in this process, he may take recourse and
rely upon fundamental rights, including the right to life, but even
then he does not legislate a law while interpreting such provisions.
Such interpretation is called ‘judge made law’ but not legislation.
Aileen Kavanagh, in explaining the aforesaid position, had
observed:
“...If there has not been a case in point and the judge
has to decide on the basis of legal provisions which
may be indeterminate on the issue, then the judge
cannot decide the case without making new law...This
is because Parliament has formulated the Act in broad
terms, which inevitably require elaboration by the
courts in order to apply it to the circumstances of each
new case. Second, even in cases where judges apply
29
Lord Irvine: ‘Activism and Restraint: Human Rights and Interpretative Process’, (1999) 4 EHRLR
350
30
Aileen Kavanagh: ‘The Elusive Divide between Interpretation and Legislation under the Human
Rights Act 1998’ (2004) 24 Oxford Journal of Legal Studies, 259–285
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 26 of 48
existing law, they cannot avoid facing the question of
whether to change and improve it.... Interpretation has
an applicative and creative aspect.”
Legislating or law-making involves a choice to prioritise
certain political, moral and social values over the others from a
wide range of choices that exist before the legislature. It is a
balancing and integrating exercise to give expression/meaning to
diverse and alternative values and blend it in a manner that it is
representative of several viewpoints so that it garners support from
other elected representatives to pass institutional muster and
acceptance. Legislation, in the form of an enactment or laws, lays
down broad and general principles. It is the source of law which the
judges are called upon to apply. Judges, when they apply the law,
are constrained by the rules of language and by well identified
background presumptions as to the manner in which the legislature
intended the law to be read. Application of law by the judges is not
synonymous with the enactment of law by the legislature. Judges
have the power to spell out how precisely the statute would apply
in a particular case. In this manner, they complete the law
formulated by the legislature by applying it. This power of
interpretation or the power of judicial review is exercised post the
enactment of law, which is then made subject matter of
interpretation or challenge before the courts.
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 27 of 48
24. Legislature, as an institution and a wing of the Government, is a
microcosm of the bigger social community possessing qualities of a
democratic institution in terms of composition, diversity and
accountability. Legislature uses in-built procedures carefully
designed and adopted to bring a plenitude of representations and
resources as they have access to information, skills, expertise and
knowledge of the people working within the institution and outside
31
in the form of executive. Process and method of legislation and
judicial adjudication are entirely distinct. Judicial adjudication
involves applying rules of interpretation and law of precedents and
notwithstanding deep understanding, knowledge and wisdom of an
individual judge or the bench, it cannot be equated with law making
in a democratic society by legislators given their wider and broader
diverse polity. The Constitution states that legislature is supreme
and has a final say in matters of legislation when it reflects on
alternatives and choices with inputs from different quarters, with a
check in the form of democratic accountability and a further check
by the courts which exercise the power of judicial review. It is not
for the judges to seek to develop new all-embracing principles of
law in a way that reflects the stance and opinion of the individual
judges when the society/legislators as a whole are unclear and
31
D. Kyritsis, Constitutional Review in a Representative Democracy (2012) 32 Oxford Journal of Legal
Studies
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 28 of 48
32
substantially divided on the relevant issues . In Bhim Singh v.
33
Union of India , while observing that the Constitution does not
strictly prohibit overlapping of functions as this is inevitable in the
modern parliamentary democracy, the Constitution prohibits
exercise of functions of another branch which results in wresting
away of the regime of constitutional accountability. Only when
accountability is preserved, there will be no violation of principle of
separation of powers. Constitution not only requires and mandates
that there should be right decisions that govern us, but equal care
has to be taken that the right decisions are made by the right body
and the institution. This is what gives legitimacy, be it a legislation,
a policy decision or a court adjudication.
25. It is sometimes contended with force that unpopular and difficult
decisions are more easily grasped and taken by the judges rather
than by the other two wings. Indeed, such suggestions were
indirectly made. This reasoning is predicated on the belief that the
judges are not directly accountable to the electorate and, therefore,
enjoy the relative freedom from questions of the moment, which
34
enables them to take a detached, fair and just view. The position
that judges are not elected and accountable is correct, but this
32
Lord Browne-Wilkinson in Airedale NHS Trust v. Bland [1993] AC 789 (p. 879-880)
33
(2010) 5 SCC 538
34
See observations of Lord Neuberger in Regina (Nicklinson) and Another v. Ministry of Justice and
Others [2014] UKSC 38
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 29 of 48
would not justify an order by a court in the nature of judicial
legislation for it will run afoul of the constitutional supremacy and
invalidate and subvert the democratic process by which legislations
are enacted. For the reasons stated above, this reasoning is
constitutionally unacceptable and untenable.
26. Dipak Misra, CJ in Kalpana Mehta’s case, under the heading
‘Power of judicial review’ had examined several judgments of this
Court to reflect upon the impressive expanse of judicial power in
the superior courts that requires and demands exercise of
tremendous responsibility by the courts. Thus, while exercising the
interpretative power, the courts can draw strength from the spirit
and propelling elements underlying the Constitution to realise the
constitutional values but must remain alive to the concept of judicial
restraint which requires the judges to decide cases within defined
limits of power. Thus, the courts would not accept submissions and
pass orders purely on a matter of policy or formulate judicial
legislation which is for the executive or elected representatives of
the people to enact. Reference was made to some judgments of
this Court in the following words:
“43. In S.C. Chandra v. State of Jharkhand , it has been
ruled that the judiciary should exercise restraint and
ordinarily should not encroach into the legislative
domain. In this regard, a reference to a three-Judge
Bench decision in Suresh Seth v. Indore Municipal
Corpn. is quite instructive. In the said case, a prayer
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 30 of 48
was made before this Court to issue directions for
appropriate amendment in the M.P. Municipal
Corporation Act, 1956. Repelling the submission, the
Court held that it is purely a matter of policy which is
for the elected representatives of the people to decide
and no directions can be issued by the Court in this
regard. The Court further observed that this Court
cannot issue directions to the legislature to make any
particular kind of enactment. In this context, the Court
held that under our constitutional scheme, Parliament
and Legislative Assemblies exercise sovereign power
to enact law and no outside power or authority can
issue a direction to enact a particular kind of
legislation. While so holding, the Court referred to the
decision in Supreme Court Employees’ Welfare Assn.
v. Union of India wherein it was held that no court can
direct a legislature to enact a particular law and
similarly when an executive authority exercises a
legislative power by way of a subordinate legislation
pursuant to the delegated authority of a legislature,
such executive authority cannot be asked to enact a
law which it has been empowered to do under the
delegated authority.”
27. It can be argued that there have been occasions when this Court
has ‘legislated’ beyond what can be strictly construed as pure
interpretation or judicial review but this has been in cases where
the constitutional courts, on the legitimate path of interpreting
fundamental rights, have acted benevolently with an object to
infuse and ardently guard the rights of individuals so that no person
or citizen is wronged, as has been observed in paragraph 46 of the
judgment of Dipak Misra, CJ in Kalpana Mehta’s case. Secondly,
these directions were given subject to the legislature enacting the
law and merely to fill the vacuum until the legislative takes upon it
to legislate. These judgments were based upon gross violations of
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 31 of 48
fundamental rights which were noticed and in view of the vacuum
or absence of law/guidelines. The directions were interim in nature
and had to be applied till Parliament or the state legislature would
enact and were a mere stop-gap arrangement. These guidelines
and directions in some cases as in the case of Vishaka (supra)
had continued for long till the enactment of ‘The Sexual
Harassment of Women at Workplace (Prevention, Prohibition and
Redressal) Act, 2013’ because the legislature (it would also include
the executive) impliedly and tacitly had accepted the need for the
said legislation even if made by the judiciary without enacting the
law. Such law when enacted by Parliament or the state legislature,
even if assumably contrary to the directions or guidelines issued by
the Court, cannot be struck down by reason of the
directions/guidelines; it can be struck down only if it violates the
fundamental rights or the right to equality under Article 14 of the
Constitution. These are extraordinary cases where notwithstanding
the institutional reasons and the division of power, this Court has
laid down general rules/guidelines when there has been a clear,
substantive and gross human rights violation, which significantly
outweighed and dwarfed any legitimising concerns based upon
separation of powers, lack of expertise and uncertainty of the
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 32 of 48
35
consequences. Same is the position in cases of gross
environmental degradation and pollution. However, a mere
allegation of violation of human rights or a plea raising
environmental concerns cannot be the ‘bright-line’ to hold that self-
restraint must give way to judicial legislation. Where and when
court directions should be issued are questions and issues
involving constitutional dilemmas that mandate a larger debate and
discussion (see observations of Frankfurter J. as quoted in Asif
Hameed & Others v. State of Jammu & Kashmir & Others in foot
note 15 supra).
28. Such directions must be issued with great care and circumspection
and certainly not when the matter is already pending consideration
and debate with the executive or Parliament. This is not a case
which requires Court’s intervention to give a suggestion for need to
frame a law as the matter is already pending active consideration.
Any direction at this stage would be interpreted as judicial
participation in the enactment of law. This Court in Supreme Court
Employees’ Welfare Association v. Union of India and
36
Another had directed that no court can direct the legislature to
enact a particular law. Similarly, when an executive authority
35
See Aileen Kavanagh, Judicial Restraint in the Pursuit of Justice (2009) University of Oxford Legal
Research Paper Series
36
(1989) 4 SCC 187
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 33 of 48
exercises the legislative power by way of subordinate legislation
pursuant to delegatory authority of the legislature, such executive
authority cannot be asked to enact a law which it has been
empowered to do under delegated authority. Again, we would
quote from Dipak Misra, CJ in Kalpana Mehta’s case, in which it
was observed:
“44. Recently, in Census Commr. v. R. Krishnamurthy ,
the Court, after referring to Premium Granites v. State
of T.N. , M.P. Oil Extraction v. State of M.P. , State of
M.P. v. Narmada Bachao Andolan and State of Punjab
v. Ram Lubhaya Bagga , held: ( R. Krishnamurthy case ,
SCC p. 809, para 33)
“ 33 . From the aforesaid pronouncement of
law, it is clear as noonday that it is not within
the domain of the courts to embark upon an
enquiry as to whether a particular public
policy is wise and acceptable or whether a
better policy could be evolved. The court can
only interfere if the policy framed is
absolutely capricious or not informed by
reasons or totally arbitrary and founded ipse
dixit offending the basic requirement of
Article 14 of the Constitution. In certain
matters, as often said, there can be opinions
and opinions ( sic ) but the court is not
expected to sit as an appellate authority on
an opinion.”
37
29. In V.K. Naswa v. Home Secretary, Union of India and Others ,
this Court in clear and categoric terms had observed that we do not
issue directions to the legislature directly or indirectly and any such
directions if issued would be improper. It is outside the power of
judicial review to issue directions to the legislature to enact a law in
37
(2012) 2 SCC 542
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 34 of 48
a particular manner, for the Constitution does not permit the courts
to direct and advice the executive in matters of policy. Parliament,
as the legislature, exercises this power to enact a law and no
outside authority can issue a particular piece of legislation. It is only
in exceptional cases where there is a vacuum and non-existing
position that the judiciary, in exercise of its constitutional power,
steps in and provides a solution till the legislature comes forward to
perform its role.
38
30. In State of Himachal Pradesh and Others v. Satpal Saini , this
Court had overturned the directions given by the High Court to
amend provisions of the state enactment after what was described
as the plight of large population of non-agriculturist himachalis .
Reference was made to Supreme Court Employees’ Welfare
Association (supra) that no writ of mandamus can be issued to
the legislature to enact a particular legislation nor can such
direction be issued to the executive which exercises the powers to
make rules in the nature of subordinate legislation. Reference was
also made to V.K. Naswa (supra) wherein several earlier
judgments were considered and it was held that the courts have a
very limited role and, in its exercise, it is not open to make judicial
legislation. Further, the courts do not have competence to issue
38
(2017) 11 SCC 42
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 35 of 48
directions to the legislature to enact a law in a particular manner.
Reference was also made to the constitutional bench judgment in
39
Manoj Narula v. Union of India in which a discordant note struck
by two judges in Gainda Ram and Others v. Municipal
40
Corporation of Delhi and Others was held to be contrary to the
Constitution by observing that the decision whether or not Section
8 of the Representation of the People Act, 1951 should be
amended is solely within the domain of Parliament and, therefore,
no directions can be issued by this Court. It was observed:
“6. The grievance, in our view, has a sound
constitutional foundation. The High Court has while
issuing the above directions acted in a manner
contrary to settled limitations on the power of judicial
review under Article 226 of the Constitution. A
direction, it is well settled, cannot be issued to the
legislature to enact a law. The power to enact
legislation is a plenary constitutional power which is
vested in Parliament and the State Legislatures under
Articles 245 and 246 of the Constitution. The
legislature as the repository of the sovereign legislative
power is vested with the authority to determine
whether a law should be enacted. The doctrine of
separation of powers entrusts to the court the
constitutional function of deciding upon the validity of a
law enacted by the legislature, where a challenge is
brought before the High Court under Article 226 (or this
Court under Article 32) on the ground that the law lacks
in legislative competence or has been enacted in
violation of a constitutional provision. But judicial
review cannot encroach upon the basic constitutional
function which is entrusted to the legislature to
determine whether a law should be enacted. Whether
a provision of law as enacted subserves the object of
the law or should be amended is a matter of legislative
policy. The court cannot direct the legislature either to
39
(2014) 9 SCC 1
40
(2010) 10 SCC 715
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 36 of 48
enact a law or to amend a law which it has enacted for
the simple reason that this constitutional function lies in
the exclusive domain of the legislature. For the Court
to mandate an amendment of a law — as did the
Himachal Pradesh High Court — is a plain usurpation
of a power entrusted to another arm of the State.
There can be no manner of doubt that the High Court
has transgressed the limitations imposed upon the
power of judicial review under Article 226 by issuing
the above directions to the State Legislature to amend
the law. The Government owes a collective
responsibility to the State Legislature. The State
Legislature is comprised of elected representatives.
The law enacting body is entrusted with the power to
enact such legislation as it considers necessary to deal
with the problems faced by society and to resolve
issues of concern. The courts do not sit in judgment
over legislative expediency or upon legislative policy.
This position is well settled. Since the High Court has
failed to notice it, we will briefly recapitulate the
principles which emerge from the precedent on the
subject.
7. In Mallikarjuna Rao v. State of A.P. and in V.K. Sood
v. Deptt. of Civil Aviation this Court held that the court
under Article 226 has no power to direct the executive
to exercise its law-making power.
8. In State of H.P. v. Parent of a Student of Medical
College this Court deprecated the practice of issuing
directions to the legislature to enact a law: (SCC p.
174, para 4)
“ 4 . … The direction given by the Division
Bench was really nothing short of an indirect
attempt to compel the State Government to
initiate legislation with a view to curbing the
evil of ragging….”
The same principle was followed in Asif Hameed v.
State of J&K where this Court observed that: (SCC p.
374, para 19)
“ 19 . … The Constitution does not permit the
court to direct or advise the executive in
matter of policy or to sermonise qua any
matter which under the Constitution lies
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 37 of 48
within the sphere of the legislature or
executive….”
In Union of India v. Assn. for Democratic Reforms this
Court observed that: (SCC p. 309, para 19)
“ 19 . … it is not possible for this Court to give
any directions for amending the Act or the
statutory Rules. It is for Parliament to amend
the Act and the Rules.”
xx xx xx
12. The judiciary is one amongst the three branches of
the State; the other two being the executive and the
legislature. Each of the three branches is co-equal.
Each has specified and enumerated constitutional
powers. The judiciary is assigned with the function of
ensuring that executive actions accord with the law
and that laws and executive decisions accord with the
Constitution. The courts do not frame policy or
mandate that a particular policy should be followed.
The duty to formulate policies is entrusted to the
executive whose accountability is to the legislature
and, through it, to the people. The peril of adopting an
incorrect policy lies in democratic accountability to the
people. This is the basis and rationale for holding that
the court does not have the power or function to direct
the executive to adopt a particular policy or the
legislature to convert it into enacted law. It is wise to
remind us of these limits and wiser still to enforce them
without exception.”
31. Even more direct on the facts of the present case would be
judgement by one of us, (Mr. Justice Ranjan Gogoi, the Chief
Justice), in Common Cause: A Registered Society v. Union of
41
India to the following effect:
“18. There can be no manner of doubt that the
parliamentary wisdom of seeking changes in an
existing law by means of an amendment lies within the
exclusive domain of the legislature and it is not the
41
(2017) 7 SCC 158
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 38 of 48
province of the Court to express any opinion on the
exercise of the legislative prerogative in this regard.
The framing of the Amendment Bill; reference of the
same to the Parliamentary Standing Committee; the
consideration thereof by the said Committee; the report
prepared along with further steps that are required to
be taken and the time-frame thereof are essential
legislative functions which should not be ordinarily
subjected to interference or intervention of the Court.
The constitutional doctrine of separation of powers and
the demarcation of the respective jurisdiction of the
Executive, the Legislature and the Judiciary under the
constitutional framework would lead the Court to the
conclusion that the exercise of the amendment of the
Act, which is presently underway, must be allowed to
be completed without any intervention of the Court.
Any other view and any interference, at this juncture,
would negate the basic constitutional principle that the
legislature is supreme in the sphere of law-making.
Reading down a statute to make it workable in a
situation where an exercise of amendment of the law is
pending, will not be justified either. A perception,
however strong, of the imminent need of the law
engrafted in the Act and its beneficial effects on the
citizenry of a democratic country, by itself, will not
permit the Court to overstep its jurisdiction. Judicial
discipline must caution the Court against such an
approach.”
32. When the matter is already pending consideration and is being
examined for the purpose of legislation, it would not be appropriate
for this Court to enforce its opinion, be it in the form of a direction
or even a request, for it would clearly undermine and conflict with
the role assigned to the judiciary under the Constitution. In this
connection, we may refer to the observation of Lord Bingham in
Regina (Countryside Alliance) and Others v. Attorney General
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 39 of 48
42
and Another , though made in a different context, to the following
effect:
“...The democratic process is liable to be subverted if,
on a question of moral and political judgment,
opponents of the Act achieve through the courts what
they could not achieve in Parliament.”
33. Confronted with the present situation, Mr. Colin Gonsalves, learned
amicus curiae , had submitted that directions can be given to the
executive to ratify the UN Convention. We do not think that any
such direction can be issued for it would virtually amount to issuing
directions to enact laws in conformity with the UN Convention, a
power which we do not ‘possess’, while exercising power of judicial
review.
34. Mr. K.K. Venugopal, learned Attorney General, in his submissions
has rightly urged that Article 253 of the Constitution which deals
with the legislation for giving effect to international agreements,
confers power on Parliament to make laws for the whole or any
part of the territory of India for implementing any treaty, agreement
or convention, notwithstanding anything contained in the foregoing
provisions of Chapter XI of the Constitution. Thus, notwithstanding
Articles 245 and 246 of the Constitution, Parliament has the
supreme power to make laws for implementing any treaty or
42
(2008) 1 AC 719
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 40 of 48
convention which may even encroach upon the exclusive
legislative competence of the States. The executive action under
Article 73 of signing and ratifying the convention can be
implemented without any violation of the State’s right when the
legislation is passed by the Parliament under Article 253. ‘Police’
and ‘Prisons’ are State subjects. Ratification of the UN Convention
would require enactment of laws under Article 253 of the
Constitution, for mere ratification would not affect and undo the
existing laws or result in the enactment of new laws. Ratification,
as is well recognised, is a political act and would require
consultation with the State Governments/Union Territories and
subsequent deliberation of their comments by the Union of India.
Union of India has pointed out that they have a reservation on
Article 20 of the UN Convention. Reference is also made to the
Vienna Convention on the Law of Treaties, 1969, to which India is
not a party but which provisions are reflected in the Standard
Operating Procedure issued by the Ministry of External Affairs in
respect of Memorandum of Understanding/Agreement with foreign
countries. The Standard Operating Procedure, clause (iv) under
Heading D – Treaty Making Formalities which relates to ratification,
states that where a treaty does not provide for its entry into force
only upon its signature and makes it subject to ratification, the
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 41 of 48
treaty requires ratification. In order to ensure that India is in a
position to efficiently discharge all obligations emanating from
treaties/ agreements, such ratification should be undertaken only
after relevant domestic clauses have been amended and the
enabling legislations enacted when there is absence of domestic
law on the subject. On the issue that the treaty making power is a
political act, reference has been made to the following decisions:
Union of India and Another v. Azadi Bachao Andolan and
43 44
Another ; Rosiline George v. Union of India and Others ;
45
Sakshi v. Union of India and Others ; and P.B. Samant and
46
Others v. Union of India and Others .
35. However, this is not to state that the courts would not step in, when
required, to protect fundamental rights. It is indisputable that the
right to life and the right to liberty are of foremost importance in a
democratic state and, therefore, any form of torture would violate
the right to life and is prohibited by Article 21 of the Constitution.
Such action would be unconstitutional under Article 21 and would
fail the test of non-arbitrariness under Article 14 of the Constitution.
Indeed, the courts have been at the forefront in protecting and
safeguarding individual rights. In 1982, on the basis of a letter
43
(2004) 10 SCC 1
44
(1994) 2 SCC 80
45
(2004) 5 SCC 518
46
AIR 1994 Bom 323
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 42 of 48
written by a journalist complaining of custodial violence suffered by
women prisoners in police lock-ups in the city of Bombay, this
47
Court in Sheela Barse v. State of Maharashtra had issued the
guidelines to safeguard the rights of arrested persons including
female prisoners to afford them protection in police lock-ups from
possible torture or ill-treatment. A person detained in a prison is
entitled to live with human dignity and his detention in prison
should be regulated by a procedure established by law which must
be reasonable, fair and just. This can be done by applying,
elucidating and even creatively expanding existing laws and
principles on case to case basis. Judiciary while exercising its
jurisdiction in this manner is not enacting or legislating but applying
the Constitution and protecting fundamental rights under Article 21
of the Constitution.
36. This human right aspect was again highlighted in Nilabati Behera
(Smt) alias Lalita Behera (Through the Supreme Court Legal
48
Aid Committee) v . State of Orissa and Others to state that the
convicts, prisoners or under-trials must not be denuded of their
fundamental rights under Article 21 and only such restrictions as
are permitted by law can be imposed. It is the responsibility of the
prison authority and the police to ensure that the person in custody
47
(1983) 2 SCC 96
48
(1993) 2 SCC 746
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 43 of 48
is not deprived of his right to life, even if his liberty is circumscribed
by the fact that the person is in confinement. Even limited liberty is
precious and it is the duty of the State to ensure that even a person
in custody is dealt with in accordance with the procedure
established by law. In the State of Madhya Pradesh v.
49
Shyamsunder Trivedi and Others this Court had highlighted
that a sensitive and realistic rather than a narrow technical
approach is required while dealing with cases of custodial crime.
The court must act within its powers and as far as possible try that
the guilty should not escape to ensure that the rule of law prevails.
37. We would take note of the judgment of this Court in D.K. Basu
(supra) wherein the following directions/ guidelines with respect to
rights/custodial torture were issued:
“(1) The police personnel carrying out the arrest and
handling the interrogation of the arrestee should bear
accurate, visible and clear identification and name tags
with their designations. The particulars of all such
police personnel who handle interrogation of the
arrestee must be recorded in a register.
(2) That the police officer carrying out the arrest of the
arrestee shall prepare a memo of arrest at the time of
arrest and such memo shall be attested by atleast one
witness, who may be either a member of the family of
the arrestee or a respectable person of the locality
from where the arrest is made. It shall also be counter
signed by the arrestee and shall contain the time and
date of arrest.
49
(1995) 4 SCC 262
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 44 of 48
(3) A person who has been arrested or detained and is
being held in custody in a police station or interrogation
center or other lock-up, shall be entitled to have one
friend or relative or other person known to him or
having interest in his welfare being informed, as soon
as practicable, that he has been arrested and is being
detained at the particular place, unless the attesting
witness of the memo of arrest is himself such a friend
or a relative of the arrestee.
(4) The time, place of arrest and venue of custody of an
arrestee must be notified by the police where the next
friend or relative of the arrestee lives outside the
district or town through the Legal Aid Organisation in
the District and the police station of the area
concerned telegraphically within a period of 8 to 12
hours after the arrest.
(5) The person arrested must be made aware of this right
to have someone informed of his arrest or detention as
soon as he is put under arrest or is detained.
(6) An entry must be made in the diary at the place of
detention regarding the arrest of the person which shall
also disclose the name of the next friend of the person
who has been informed of the arrest and the names
and particulars of the police officials in whose custody
the arrestee is.
(7) The arrestee should, where he so requests, be also
examined at the time of his arrest and major and minor
injuries, if any present on his/her body, must be
recorded at that time. The "Inspection Memo" must be
signed both by the arrestee and the police officer
effecting the arrest and its copy provided to the
arrestee.
(8) The arrestee should be subjected to medical
examination by a trained doctor every 48 hours during
his detention in custody by a doctor on the panel of
approved doctors appointed by Director, Health
Services of the concerned State or Union Territory.
Director, Health Services should prepare such a penal
for all Tehsils and Districts as well.
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 45 of 48
(9) Copies of all the documents including the memo of
arrest, referred to above, should be sent to the illaqa
Magistrate for his record.
(10) The arrestee may be permitted to meet his lawyer
during interrogation, though not throughout the
interrogation.
(11) A police control room should be provided at all district
and state headquarters, where information regarding
the arrest and the place of custody of the arrestee shall
be communicated by the officer causing the arrest,
within 12 hours of effecting the arrest and at the police
control room it should be displayed on a conspicuous
notice board.”
38. The law in this regard is also laid down in Sections 330 and 331 of
the IPC which relate to ‘voluntarily causing hurt to extort confession
or to compel restoration of property’ and ‘voluntarily causing
grievous hurt to extort confession or to compel restoration of
property’ respectively.
39. In terms of the aforesaid edicts, legal jurisprudence has developed
for providing compensation for the unconstitutional deprivation of
fundamental right to life and liberty as a public remedy in addition
to claims in private law for damages by tortuous acts of public
servants. In D.K. Basu (supra) the public law remedy for award of
compensation was elucidated as arising from indefeasible rights
guaranteed under Article 21 and justified on the ground that the
purpose of public law is not only to civilise public power but also to
ensure that the citizens live under a legal system where their rights
MA No. 2560 of 2018 in WP (C) No. 738 of 2016 Page 46 of 48
and interests are protected and preserved. For the grant of
compensation, therefore, proceedings under Article 32 or 226 of
the Constitution are entertained when violation of the fundamental
rights granted under Article 21 is established. In such cases, claims
of a citizen are tried on the principle of strict liability where defence
of sovereignty may not be available. In S. Nambi Narayanan v.
50
Siby Mathews and Others where criminal proceedings were
initiated against Nambi Narayanan but it was found that the
prosecution story was a sham, compensation of Rs. 50 lakhs was
awarded for the anxiety suffered and maltreatment meted out to
him.
40. We have no hesitation in observing that notwithstanding the
aforesaid directions in D.K. Basu (supra) and the principles of law
laid down in Prithipal Singh and Others v. State of Punjab and
51
Another and S. Nambi Narayanan (supra), this Court can, in an
appropriate matter and on the basis of pleadings and factual matrix
before it, issue appropriate guidelines/directions to elucidate, add
and improve upon the directions issued in D.K. Basu (supra) and
other cases when conditions stated in paragraph 27 supra are
satisfied. However, this is not what is urged and prayed by the
applicant. The contention of the applicant is that this Court must
50
(2018) 10 SCC 804
51
(2012) 1 SCC 10
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direct the legislature, that is, Parliament, to enact a suitable
standalone comprehensive legislation based on the UN Convention
and this direction, if issued, would be in consonance with the
Constitution of India. This prayer must be rejected in light of the
aforesaid discussion.
41. Notwithstanding rejection of the prayer made by the applicant, we
would in terms of the above discussion clarify that this would not in
any way affect the jurisdiction of the courts to deal with individual
cases of alleged custodial torture and pass appropriate orders and
directions in accordance with law.
......................................CJI.
(RANJAN GOGOI)
......................................J.
(DINESH MAHESHWARI)
.......................................J.
(SANJIV KHANNA)
NEW DELHI;
SEPTEMBER 05, 2019.
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