Full Judgment Text
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PETITIONER:
STATE OF U.P.
Vs.
RESPONDENT:
RAJ NARAIN & ORS.
DATE OF JUDGMENT24/01/1975
BENCH:
RAY, A.N. (CJ)
BENCH:
RAY, A.N. (CJ)
MATHEW, KUTTYIL KURIEN
ALAGIRISWAMI, A.
SARKARIA, RANJIT SINGH
UNTWALIA, N.L.
CITATION:
1975 AIR 865 1975 SCR (3) 333
1975 SCC (4) 428
CITATOR INFO :
MV 1982 SC 149 (452,454,1184)
RF 1988 SC 782 (43,44)
RF 1989 SC 144 (4,5)
ACT:
Indian Evidence Act, ss. 123 and 162--Scope of.
HEADNOTE:
Section 123 of the Evidence Act states that no one shall be
permitted to give any evidence derived from unpublished
official records relating to any affair of State except with
the permission of the Officer at the Head of the Department
concerned who shall give or withhold such permission as he
thinks fit. Section 162 provides that when a witness brings
to Court a document in pursuance, of summons and then raises
an objection to its production or admissibility the Court
has to determine the validity of the objection to the
production or admissibility and for so doing the Court can
inspect the document except in the cage of a document re-
lating to the affairs of State or take such other evidence
as may be necessary to determine its admissibility.
In connection with his election petition the respondent made
an application before the High Court for summoning the
Secretary, General Administration and Chief Secretary of the
State Government and the head clerk of the office of the
Superintendent of Police of the District for the production
of the Blue Book entitled "rules and instructions for the
protection of the Prime Minister when on tour or in.
travel", and certain other correspondence exchanged between
the Government of India and the State Government in that
connection. The Home Secretary deputed one of his officers
to go to the court alongwith the documents but with clear
instructions that he should claim privilege in respect of
those documents under s. 123 of Evidence Act. No affidavit
of the Minister concerned or the Head of the Department was,
however, filed, at that time. In the course of examination
the witness claimed privilege in respect of the documents.
The election petitioner thereupon contended that the Head of
the Department had not filed an affidavit claiming privilege
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and that the documents did not relate to the affairs of the
State. The documents in respect of which privilege was
claimed were seated and kept in the custody of the Court.
When the matter came up for hearing, however, the Home
Secretary to the State Government, filed an affidavit
claiming privilege for the documents. In respect of the
documents summoned from the office of the Superintendent of
Police an affidavit claiming privilege under s. 123 of the
Evidence Act was filed by the Superintendent of Police.
The High Court held that (i) under s. 123 of the Evidence
Act the Minister or the, Head of the Department concerned
must file an affidavit in the first instance and since no
such affidavit had been filed in the first instance the
privilege was lost and the affidavit filed later claiming
privilege was of no avail, (ii) that it would decide the
question of privilege only when permission to produce a
document had been withheld under s. 123; (iii) that the Blue
Book in respect of which privilege was claimed was not an
unpublished official record relating to the affairs of the
State because the Union Government had referred to a portion
of it in one of its affidavits and a member of Parliament
had referred to a particular rule of the Blue Book in
Parliament; (iv) that no reasons were given why the
disclosure of the documents would be against public
interest; and (v) that it had power to inspect the documents
in respect of which privilege was claimed.
Allowing the appeal to this Court, (per A. N. Ray, C.J., A.
Alagiriswami, R..S. Sarkaria and N. L. Untwalia, JJ) :
HELD : The foundation of the law behind ss. 123 and 162 of
the Evidence Act is the same as in English Law. It is that
injury to public interest is the reason for the exclusion
from disclosure of documents whose contents, if disclosed,
would injure public and national interest. Public interest
which demands that evidence be
23SC/75
334
withheld is to be weighed against the public interest in the
administration of justice that courts should have the
fullest possible access to all relevant materials. When
public interest outweighs the latter, the evidence cannot be
admitted. The Court will proprio motu exclude evidence, the
production of which is contrary to public interest. It is
in public interest that confidentiality shall be
safeguarded. Confidentiality is not a head of privilege. it
is not that the contents contain material which it would be
damaging to the national interest to divulge but rather that
the documents would be of a class which demand protection.
[348E-H]
Evidence is admissible and should be received by the Court
to which it is tendered unless there is a legal reason for
its rejection. Admissibility presupposes relevancy.
Admissibility also denotes the absence of any applicable
rule of exclusion. Facts should not be received in evidence
unless they are both relevant and admissible. The principal
rules of exclusion under which evidence becomes inadmissible
are two fold : (1) Evidence of relevant facts is
inadmissible when its reception offends against public
policy or a particular rule of law. A party is sometimes
estopped from proving facts and these facts are therefore
inadmissible; (2) Relevant facts are, subject to recognised
exceptions, inadmissible unless they are proved by the best
or the prescribed evidence. Secrets of State. State
papers, confidential official documents and communications
between the Government and its officers or between such
officers are privileged from production on the ground of
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public policy or as being detrimental to the public interest
or service. [343H; 344A-C]
Conway v. Rimmer & Anr. [1968] 1 A.E.R. 874 & [1968] A.C.
910; Duncan v. Cammell Laird & Co. [1942] A.C. 642and Rogers
v. Home Secretary [1973] A.C. 388, referred to.
(1) It is now the well settled practice in our country that
an objection is raised by an affidavit affirmed by the Head
of the Department. The Court may also require a Minister to
affirm an affidavit. Where no affidavit was filed, an
affidavit could be directed to be filed later on. [349B]
(2) It is for the Court to decide whether the affidavit is
clear in regard to objection about the nature of documents.
The Court can direct further affidavit in that behalf. If
the Court is satisfied with the affidavits, the Court will
refuse disclosure. If the Court, in spite of the affidavit,
wishes to inspect the document the Court may do so. [349E]
Grosvenor Hotel, London [1963] 3 A.E.R. 426, referred to.
(3) In the present case it cannot be said that the Blue
Book is a published document. Any publication of parts of
the Blue Book which may be described as an innocuous part of
the document will not render the entire document a published
document. [349H]
(4) In the instant case it is apparent that the affidavit
affirmed by the Chief Secretary is an affidavit objecting to
the production of the documents. The oral evidence of the
witness as well as the aforesaid affidavit shows that
objection was taken at the first instance. [349D]
(5) If the Court is satisfied with the affidavit evidence
that the document should be protected in public interest
from production the matter ends there. If the Court would
yet like to satisfy itself, the Court may see the document.
Objection as to production as well as admissibility
contemplated in s. 162 of the Evidence Act is decided by the
Court in the enquiry. [349B-C]
State of Punjab v. Sodhi Sukhdev Singh [1961] 2 S.C.R. 371,
followed.
Per Mathew, J. (Concurring) :
1(a) The foundation of the so called privilege is that the
information cannot be disclosed without injury to public
interest and not that the document is confidential or
official, which alone is no reason for its non-production.
[353C-D]
Asiatic Petroleum Company Ltd. v. Anglo Persian Oil Co.
[1916] 1 K.B. 822 at 830; Conway v. Rimmer [1968] 1 All,
E.R. 874 at 899 and Duncan v. Cammell Lavid & Co. [1942]
A.C. 624, referred to.
335
(b) A privilege normally belongs to the parties and can be
waived. But where a fact is excluded from evidence by
considerations of public policy, there is no power to waive
in the parties. [353F-G]
Murlidhar Agarwal v. State of U.P. [1974] 2 S.C.C. 472 at
483, referred to.
In the instant case the mere fact that the witness brought
the documents to Court in pursuance to the summons and did
not file a proper affidavit would not mean that the right to
object to any evidence derived from an unpublished official
record relating to affairs of State had been for ever waived
and as no affidavit had been filed it might be that a
legitimate inference could be made that the Minister or the
Head of the Department concerned permitted the production of
the document or evidence being given derived from it, if
there was no other circumstance. If the statement made by
the witness that the document was a secret one and that he
had no been permitted by the Head of the Department to
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produce it, was not really an objection to the production of
the document which could be taken cognizance of by the Court
under s. 162 of the Evidence Act, it was an intimation to
the Court that the Head of the Department had not permitted
the production of the document in Court or evidence derived
from it being given. Whatever else the statement might
indicate, it does not indicate that the Head of the
Department had permitted the production or disclosure of the
document. [355D-F]
(2) Section 123 enjoins upon the Court the duty to see that
no one is permitted to give any evidence derived from
unpublished official records relating to affairs of State
unless permitted by the officer at the Head of the
Department. The Court therefore, had a duty not to permit
evidence derived from a secret document being given. Before
the arguments were finally concluded and before the Court
decided the question the Head of the Department filed an
affidavit objecting to the production of the document and
stating that the document in question related to secret
affairs of State, and the Court-should have considered the
validity of that objection under s. 162 of the Evidence Act.
[355G-A; 356A-B]
Crompton Ltd. v. Custom & Excise Commrs. [1972] 2 Q.B. 102
at 134 and Conway v. Rimmar & Anr. [1968] A.C. 910, referred
to.
(3) There is no substance in the argument that since the
Blue Book had been published in parts, it must be deemed to
have been published as a whole, and, therefore, the document
could not be regarded as an unpublished official record
relating to affairs of, State. If some parts of the
document which are innocuous have been published, it does
not follow that the whole document has been published.
Since the High Court did not inspect the Blue Book, the
statement by the Court that the materials contained in the
file produced by the Superintendent of Police were taken
from the Blue Book was not warranted. [362B-C; E]
(4) The mere label given to a document by the executive is
not conclusive in respect of the question whether it
relates to affairs of State or not. If the disclosure of
the contents of the document would not damage public
interest the executive cannot label it in such a manner as
to bring it within the class of documents which are normally
entitled to protection. [362E-F]
5(a) It is difficult to see how the Court can find, without
conducting an enquiry as regards the possible effect of the
disclosure of the document upon public interest, that a
document is one relating to affairs of State as, ex
hypothesis, a document can relate to affairs of State only
if its disclosure will injure public interest. But in cases
where the documents do not belong to the noxious class and
yet their disclosure would be injurious to public interest,
the inquiry to be conducted under s. 162 is an enquiry into
the validity of the objection that the document is an un-
published official record relating to affairs of State and.
therefore, permission to give evidence derived from it is
declined. [357H; 358A-B]
(b) Section 162 visualises an inquiry into that objection
and empowers the Court to take evidence for deciding whether
the objection is valid. The Court, therefore, has to
consider two things : (i) whether the document relates to
secret affairs of State; and (ii) whether the refusal to
permit evidence derived from it being given was in the
public interest. [358C]
336
(c) Even though the Head of the Department refused to grant
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permission, it was open to the Court to go into the question
after examining the document and find out whether, the
disclosure of the document would be injurious to public
interest and the expression "as be thinks fit" in the latter
part of s. 123 need not deter the Court from deciding the
question afresh as s. 162 authorities the Court to determine
the validity of the objection finally. [358F]
State of Punjab v. Sodhi Sukhdev Singh [1961] 2 S.C.R. 371,
followed.
(d) When a question of national security is involved the
Court may not be the proper forum to weigh the matter and
that is the reason why a Minister’s certificate is taken as
conclusive. As the executive is solely responsible for
national security, including foreign relations, no other
organ could judge so well of such matters. Therefore,
documents in relation to these matters might fall into a
class which per se might require protection. [359B-C]
(e) But the executive is not the organ solely responsible
for public interest. There are other elements. One such
element is the administration of justice. The claim of the
executive to exclude evidence is more likely to operate to
subserve a partial interest, viewed exclusively from a
narrow departmental angle. It is impossible for it to see
or give equal weight to another matter, namely, that justice
should be done and seen to be done. When there are more
aspects of public interest to be considered the Court will,
with reference to the pending litigation, be in a better
position to decide where the weight of public interest
predominates. It seems reasonable to assume that a Court is
better qualified than the Minister to measure the importance
of the public interest in the case before it. Once con-
siderations of national security are left out. there are few
matters of _public interest which cannot safely be discussed
in public. [139C-D; F-G]
Arguments for the Appellant
The principle behind s. 123 is the overriding and paramount
character of public interest and injury to public interest
is the sole foundation of the section. In cases where the
document in question obviously relates to affairs of State
it is the duty of the Court to prevent the production and
admission of the document in evidence suo motu to safeguard
public interest Matters of State referred to in the second
clause of s. 162 are identical with affairs of State
mentioned in s. 123. An objection against the production of
document should be raised in the form of an affidavit by the
Minister or the Secretary. When an affidavit was made by
the Secretary, the Court may, in a proper case, require the
affidavit of the Minister. If the affidavit is found
unsatisfactory a further affidavit may be called, and in a
proper case the person making the affidavit should be
summoned to face an examination to the relevant point. Here
too this Court did not consider that any party can raise the
objection and it is the duty of the Court to act suo moru in
cases where the documents in question obviously relate to
affairs of State. Therefore, the Court cannot hold an
inquiry into the possible injury to public interest. That
is a matter for the authority to decide. But the Court is
bound to hold a preliminary enquiry and determine the
validity of the objections which necessarily involves an
inquiry into the question as to whether the evidence relates
to an affair of State under s. 123. In this inquiry the
Court has to determine the character and class of the
document. The provisions of s. 162 make a departure from
English law in one material particular and that is the
authority given to the Court to hold a preliminary enquiry
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into the character of the document. Under s. 162 of the
Evidence Act the Court has the overriding power to disallow
a claim of privilege raised by the State in respect of an
unpublished document pertaining to matters of State, but in
its discretion the Court will exercise its power only in
exceptional circumstances when public interest demands, that
is, when the public interest served by the disclosure
clearly outweighs that served by the nondisclosure. In this
case the Chief Secretary filed an affidavit whereas the
Minister would have done it. This claim of privilege is not
rejected on account of this procedural defect.
Arguments for the Respondent
in the present case the affidavit was not filed at the
relevant time, nor is it clear that the Secretary or the
Minister of the Department concerned ever applied their mind
at the relevant time. The Supreme Court in Sukhdeo Singh’s
case held that
337
the objection to the production or admissibility of document
of which privilege is claimed, should be taken by himself by
means of an affidavit. Section 162 of the Evidence Act
indicates that the objection should be filed on the date
which is fixed for the production of document so that the
Court may decide the validity of such objection. Such
objection must be by, means of an affidavit. In A mar Chand
Butail v. Union of India the Supreme Court held that as the
affidavit was not filed, no privilege could be claimed.
This Court also looked to the document and on merits it was
held that the document was not such document whose,
disclosure was not in the public interest. On that ground
also, the claim for privilege was disallowed. In the
present case the question does not arise as the summons was
issued to the Head of the Department who was asked to appear
in person or through some other officer authorised by him
for the purpose of giving-evidence and for producing
documents. The Head of the Department was, therefore, under
obligation to comply with the summons of the Court and to
file his affidavit if he wanted to claim privilege. The
High Court was right in drawing inference from non-filing of
the affidavit of the. Head of the Department that no
privilege was claimed. The Court has a right to look to the
document itself and take a decision as to whether the
document concerned was such which at all related to any
affairs of the State. The Court has the power of having a
judicial review over the opinion of the Head of the
Department.
JUDGMENT:
CIVIL APPELLATE JURISDICTION : Civil Appeal No. 1596 of
1974.
Appeal by Special Leave from the Judgment and Order dated
the 20th March, 1974 of the Allahabad High Court in Election
Petition No. 5 of 1971.
Niren De, Attorney General of India, B. D. Agarwala, and 0.
P. Rana, for the appellant.
Shanti Bhushan and J. P. Goyal, for respondent no. 1.
Yogeshwar Prasad, S. K. Bagga and S. P. Bagga for respondent
no. 2.
The Judgment of A. N. Ray, C.J., A. Alagiriswami, R. S.
Sarkaria and N. L. Untwalia, JJ, was delivered by A. N. Ray,
C.J. K. K. Mathew, J. gave his separate Opinion.
RAY, C.J.-This is an appeal by special leave from the
judgment dated 20 March, 1974 of the learned Single Judge of
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the High Court at Allahabad, holding that no privilege can
be claimed by the Government of Uttar Pradesh under section
123 of the Evidence Act in respect of what is described for
the sake of brevity to be the Blue Book summoned from the
Government of Uttar Pradesh and certain documents summoned
from the Superintendent of Police, Rae Bareli, Uttar
Pradesh.
Shri Raj Narain, the petitioner in Eelection Petition No. 5
of 1971. in the High Court of Allahabad, made an application
on 27 July, 1973 for summoning certain witnesses along with
documents mentioned in the application. The summons was
inter alia for the following witnesses along with following
documents
First the Secretary, General Administration, State of Uttar
Pradesh Lucknow or any officer authorised by him was
summoned to produce inter alia (a) circulars received from
the Home Ministry and the Defence Ministry of the Union
Government regarding the security and
338
tour arrangements of Shrimati Indira Nehru Gandhi, ’the
respondent in Election Petition for the tour programmes of
Rae Bareli District on 1, 24 and 25 February., 1971 or any
general order for security arrangement; and (b) All
correspondence between the State Government and the
Government of India and between the Chief Minister and the
Prime Minister regarding Police arrangement for meeting of
the Prime Minister by State Government and in regard to
their expenses.
(a) Second, the Chief Secretary,: Government of Uttar
Pradesh, Lucknow was also summoned along with inter alia the
documents, namely, circulars received from the Home Ministry
and Defence Ministry of the Union Government regarding the
security and tour arrangements of Shrimati Indira Nehru
Gandhi for the tour programmes of Rae Bareli District for 1,
24 and 25 February, 1971; (b) All correspondence between the
State Government and the Government of India and between the
Chief Minister and the Prime Minister, regarding the
arrangement of Police for the arrangement of meeting for the
Prime Minister by State Government and in regard to their
expenses.
Third, the Head Clerk of the office of the Superintendent of
Police of District Rae Bareli was summoned along with inter
alia the following (a) all documents relating to the tour
program of Shkimati Indira Nehru Gandhi of District Rae
Bareli for 1 and 25 February, 1971; (b) all the documents
relating to arrangement of Police and other security
measures adopted by the Police and all documents relating to
expenses incurred on the Police personnel, arrangements of
the Police, arrangements for constructions of Rostrum,
fixation of loudspeakers and other arrangements through
Superintendent of Police, District Rae Bareli.
On 3 September, 1973 the summons was issued to the
Secretary, General Administration. The summons was endorsed
to the Confidential Department by the General Department on
3 September, 1973 as will appear from paragraph 5 of the
affidavit of R. K. Kaul, Commissioner and Secretary in-
charge. On 5 September, 1973 there was an application by
the Chief Standing Counsel on behalf of the Chief Secretary,
Uttar Pradesh, Lucknow for clarification to the effect that
the Chief Secretary is not personally required to appear
pursuant to the summons. The learned Judge made an order on
that day that the Chief Secretary need not personally attend
and that the papers might be sent through some officer. On
6 September, 1973 S. S. Saxena, Under Secretary,
Confidential Department, was deputed by R. K. Kaul, Home
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Secretary as well as Secretary, Confidential Department, to
go to the High Court with the documents summoned and to
claim privilege. This will appear from the application of
S. S. Saxena dated 19 September, 1973.
In paragraph 4 of the said application it is stated that in
compliance with the summons issued by the High Court the
Home Secretary deputed the applicant Saxena to go to the
Court with the documents summoned with clear instructions
that privilege is to be claimed under section 123 of the
Evidence Act in regard to the documents, namely, the Booklet
issued by the Government of India containing Rules and
339
Instructions for the protection of the Prune Minister when
on tour and in travel, and the correspondence exchanged
between the two Governments and between the Chief Minister,
U.P. and the Prime Minister in regard to the Police
arrangements for the meetings of the Prime Minister.
Saxena was examined by the High Court on 10 September, 1973.
On 10 September, 1973 there was an application on behalf of
the Election Petitioner that the claim of privilege by
Saxena evidence be rejected. In the application it is
stated that during the course of his statement Saxena
admitted that certain instructions were. issued by the
Central Government for the arrangement of Prime Minister’s
tour which are secret and hence he is not in a position to
file those documents. The witness claimed privilege in
respect of that document. It is stated by the election
petitioner that no affidavit claiming privilege has been
filed by the Head of the Department and that the documents
do not relate to the affairs of the State.
On 11 September, 1973 there was an order as follows. The
application of the election petitioner for rejection of the
claim for privilege be put up for disposal. The arguments
might take some time and therefore the papers should be left
by Saxena in a sealed cover in the Court. In case the
objection would be sustained, the witness Saxena. would be
informed to take back the sealed cover.
On 12 September, 1973 an application was filed by Ram Sewak
Lal Sinha on an affidavit that the Superintendent of Police.
Rae Bareli claimed privilege under-section 123 of the
Evidence-Act. The witness was discharged. On behalf of the
election petitioner it was said that an objection would be
filed to make a request that the Superintendent of Police,
Rae Bareli be produced before the Court for cross exami-
nation. The election petitioner filed the objection to the
affidavit claiming privilege by the Superintendent of
Police, Rae Bareli.
On 13 September, 1973 the learned Judge ordered that
arguments on the question of privilege would be heard on
19 September, 1973. S. S. Saxena filed an application
supported by an affidavit of R. K. Kaul. The deponent R. K.
Kaul in his affidavit affirmed on 19 September,1973 stated
that the documents summoned are unpublished official records
relating to affairs of the State and their disclosure will
be prejudicial to public interest for the reasons set out
therein. The secrecy of security arrangement was one of the
reasons mentioned. Another reason was that arrangements of
the security of the Prime Minister, the maintenance of
public order and law and order on the occasion of the visits
of the Prime Minister are essentially in nature such that to
make them public would frustrate the object intended to be
served by these Rules and Instructions.
On 20 September 1973 the case was listed for arguments for
deciding preliminary issues and on the question of
privilege. on 20 September, 1973 an objection was made that
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the Chief Standing Counsel had no locus standi to file an
objection claiming privilege. on 21 September, 1973 the
arguments in the matter of privilege were heard. On 24
September, 1973 further arguments on the question of
340
privilege were adjourned until 29 October, 1973. 23
October, 1973 was holiday. On 30 October, 1973 arguments
were not concluded. On 30 October, 1973 the Advocate
General appeared and made a statement regarding the Blue
Book to the effect that the witness Saxena was authorised by
the Head of the Department R. K. Kaul, Home Secretary to
bring the Blue Book to the Court and the documents summoned
by the Court and the Head of the Department did not permit
Saxena to file the same. The witness was permitted to show
to the Court if the Court so needed. Further arguments on
the question of privilege were heard on 12, 13 and 14 days
of March, 1974 The judgment was delivered on 20 March, 1974.
The learned Judge on 20 March, 1974 made an order as follows
"No privilege can be claimed in respect of
three sets of paper allowed to be produced.
The three sets of papers are as follows. The
first set consists of the Blue Book, viz., the
circulars regarding the security arrangements
of the tour programme of Shrimati Indira Nehru
Gandhi and instructions received from the
Government of India and the Prime Minister’s
Secretariat on the basis of which Police
arrangement for constructions of Rostrum,
fixation of loudspeakers and other
arrangements were made, and the correspondence
between the State Government & the Government
of India regarding the police arrangements for
the meetings of the Prime Minister. The
second set also relates to circulars regarding
security and tour arrangements of Shrimati
Indira Nehru Gandhi for the tour programme of
Rae Bareli and correspondence regarding the
arrangement of police for the meetings of the
Prime Minister. The third set summoned from
the Head Clerk of the Office of the
Superintendent of Police relates to the same."
The learned Judge expressed the following view. Under
section 123 of the Evidence Act the Minister or the head of
the department concerned must file an affidavit at the first
instance. No such affidavit was filed at the first
instance. The Court cannot exercise duty under section 123
of the Evidence Act suo motu. The court can function only
after a privilege has been claimed by affidavit. It is only
when permission has been withheld under section 123 of the
Evidence Act that the Court will decide. Saxena in his
evidence did not claim privilege even after the Law
Department noted in the file that privilege should be
claimed Saxena was allowed to bring the Blue Book without
being sealed in a cover. The head of the department should
have sent the Blue Book under sealed cover along with an
application and an affidavit to the effect that privilege
was being claimed. No privilege was claimed at the first
instance.
The learned Judge further held as follows. The Blue Book is
not an unpublished official record within the meaning of
section 123 of the Evidence Act because Rule 71(6) of the
Blue Book was quoted by a Member of Parliament. The
Minister did not object or deny they correctness of ’the
quotation. Rule 71(6) of the Blue Book has been
341
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filed in the election petition by the respondent to the
election petition Extracts of Rule 71(6) of the Blue Book
were filed by the Union Government in a writ proceeding. If
a portion of the Blue Book had been disclosed, it was not an
unpublished official record. The respondent to the election
petition hid no right to file even a portion of the Blue
Book in support of her defence. When a portion of the Blue
Book had been used by her in her defence it cannot be said
that the Blue Book had not been admitted in evidence.
Unless the Blue Book is shown to the election petitioner he
cannot show the correctness or otherwise of the said portion
of the Blue Book and cannot effectively cross-examine the
witnesses or respondent to the election petition. Even if
it be assumed that the Blue Book has not been admitted in
evidence and Kaul’s affidavit could be taken into consi-
deration, the Blue Book is not an unpublished official
record.
With regard to documents summoned from the Superintendent of
Police the High Court said that because these owe their
existence to the Blue Book which is not a privileged
document and the Superintendent of Police did not give any
reason why the disclosure of the documents would be against
public interest, the documents summoned from the
Superintendent of Police cannot be privilege documents
either.
The High Court further said that in view of the decisions.
of this Court in State of Punjab v. Sodhi Sukhdev Singh(1);
Amar Chand Butail v. Union of India(2) and the English
decision in Conway v. Rimmer & Anr. (3) the Court has. power
to inspect the document regarding which privilege is
claimed. But because the Blue Book is not an unpublished
official record, there is no necessity to inspect the Blue
Book.
The English decisions in Duncan v. Cammell Laird & Co.(4);
Conway v. Rimmer & Anr. (supra); and Rogers v. Home
Secretary(5) surveyed the earlier law on the rule of
exclusion of documents from production on the ground of
public policy or as being detrimental to the public interest
or service. In the Cammell Laired case (supra) the
respondent objected to produce certain documents referred to
in the Treasury Solicitors letter directing the respondent
not to produce the documents. It was stated that if the
letter was not accepted as sufficient to found a claim, for
privilege the First Lord of Admirality would make an
affidavit. He did swear an affidavit. On summons for
inspection of the documents it was held that it is not
uncommon in modern practice for the Minister’s objection to
be conveyed to the Court at any rate in the first instance
by an official of the department who produces a certificate
which the Minister has signed stating what is necessary. If
the Court is not satisfied by this method the Court cart
request the Minister’s personal attendance.
(1) (1961] 2 S.C.R. 371. (2) A.I.R. 1964 S.C.,1658.
(3) [1968] 1 A.E.R- 874 : [1968] A C 910.
(5) [1973] AC 388.
(4) [1942] A C- 642.
342
Grosvenor Hotel, London(1) group of cases turned on an order
for mutual discovery of documents and an affidavit of the
respondent, the British Railway Board, objecting to produce
certain documents. The applicant challenged that the
objection of the respondent to produce the document was not
properly made. The applicant asked for leave to cross-
examine the Minister. The Minister was ordered to swear a
further affidavit. That order of the learned-Chamber Judge
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was challenged in appeal. The Court of Appeal refused to
interfere with the discretion exercised by the Chamber
Judge. The Minister filed a further affidavit. That
affidavit was again challenged before the learned Chamber
Judge as not being in compliance with, the order. It was,
held that the affidavit was in compliance with the order.
The learned Judge held that Crown privilege is not merely a
procedural matter and it may be enforced by the courts in
the interest of the State without the intervention of the
executive, though normally the executive claims it. The
matter was taken up to the Court of Appeal, which held the
order of the Chamber Judge. It was observed that the nature
of prejudice to the public interest should be specified in
the Minister’s affidavit except in case where the prejudice
is so obvious that it would be unnecessary to state it.
in the Cammell Laird case (supra) the House of Lords said
that documents are excluded from production if the public
interest requires that they should be withheld. Two tests
were propounded for such exclusion. The first is in regard
to the contents of the particular document. The second is
the fact that the document belongs to a class which on
grounds of public interest must as a class be withheld from
production. This statement of law in the Cammell Laird case
(supra) was examined in Conway v. Rimmer & Anr. In Conway
v. Rimmer & Anr. (supra) it was held that although an
objection validly taken to production on the ground that
this would be injurious to the public interest is conclusive
it is important to remember that the decision ruling out
such document is the decision of the Judge. The reference
to ’class’ documents in the Cammell Laird case (supra) was
said in Conway v. Rimmer & Anr. (supra) to be, obiter. The
Minister’s claim of privilege in the Cammell Laird case
(supra) was at a time of total war when the slightest escape
to the public of the most innocent details of the latest
design of submarine founders might be a source of danger to
the State.
In Conway v. Rimmer & Anr. (supra) the test propounded in
Asiatic Petroleum Co. Ltd. v. Anglo Persian Oil Co. Ltd.(2)
was adopted that the information cannot be disclosed without
injury to the public interest and- not that the documents
are confidential or official. With regard to particular
class of documents for which privilege was claimed it was
said that the Court would weigh in the balance on the one
side the public interest to be protected and on the other
the interest of the subject who wanted production of some
(1) (1963) 3 A E R 426: (1964) 1 A E R 92 :(1964) 2 A E R
674 and (1964) 3 A E R 354.
(2) [1916] 1 K B 830.
343
documents which he believed would support his own or defeat
his adversary’s case. Both were said in Conway v. Rimmer &
Anr. case (supra) to be matters of public interest.
In this background it was held in Conway v. Rimmer & Anr.
(supra) that a claim made by a Minister on the basis that
the disclosure of the contents would be prejudicial to the
public interest must receive the greatest weight; but even
here the Minister should go as far as he properly can
without prejudicing the public interest in saying why the
contents require protection. In Conway v. Rimmer & Anr.
(supra) it was said "in such cases it would be rare indeed
for the court to overrule the Minister but it has the legal
power to do so, first inspecting the document itself and
then ordering its production". As to the "class" cases it
was said in Conway v. Rimmer & Anr. (supra) that some
documents by their Very nature fall into a class which
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requires protection. These are Cabinet papers, Foreign
Office dispatches, the security of the State, high level
interdepartmental minutes and correspondence and documents
pertaining to the general administration of the naval,
military and air force services. Such documents would be
the subject of privilege by reason of their contents and
also by their ’class’. No catalog can be compiled for the
’class’ cases. The reason is that it would be wrong and
inimical to the functioning of the public service if the
public were to learn of these high level communications,
however innocent of prejudice to the State the actual
comments of any particular document might be,.
In Rogers v. Homer Secretary (supra) witnesses were summoned
to give evidence and to produce certain documents. The Home
Secretary gave a certificate objecting to the production of
documents. There was an application for certiorari to quash
the summons issued to the witnesses. On behalf of the Home
Secretary it was argued that the Court could of its own
motion stop evidence being given for documents to be
produced. The Court said that the real question was whether
the public interest would require that the documents should
not be produced. The Minister is an appropriate person to
assert public interest. The public interest which demands
that the evidence be withheld has to be weighed against the
public interest in the administration of justice that courts
should have the fullest possible access to all relevant
material. Once the public interest is found to demand that
the evidence should be withheld then the evidence cannot be
admitted. In proper cases the Court will exclude evidence
the production of which, it sees is contrary to public
interest. In short, the position in law in an--’ is that it
is ultimately for the court to decide whether or not it is
in the public interest that the document should be
disclosed. An affidavit is necessary. Courts have some
times held certain class of documents and information to be
entitled in the public interest to be immune from
disclosure.
Evidence is admissible and should be received by the Court
to which it is tendered unless there is a legal reason for
its rejection. Admissibility presupposes relevancy.
Admissibility also denotes the absence of any applicable
rule of exclusion. Facts should not be received in evidence
unless they are both relevant and admissible.
344
The principal rules of exclusion under which evidence
becomes inadmissible are two-fold. First, evidence of
relevant facts is inadmissible when its reception offends
against public policy or a particular rule of law. Some
matters are privileged from disclosure. A party is some-
times estopped from proving facts and these facts are
therefore inadmissible. The exclusion of evidence of
opinion and of extrinsic evidence of the contents of some
documents is again a rule of law. Second, relevant facts
are, subject to recognised exceptions inadmissible unless
they are proved by the best or the prescribed evidence.
A witness, though competent generally to give evidence, may
in certain cases claim privilege as a ground for refusing to
disclose matter which is relevant to the issue. Secrets of
state, papers, confidential official documents and
communications between .he Government and its officers or-
between such officers are privileged from production on the
ground of public policy or as being detrimental to the
public interest or service.
The meaning of unpublished official records was discussed in
the Cammell Laird case (supra). It was argued-there that
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the documents could not be withheld because-they had already
been produced before the Tribunal of Enquiry into the loss
of the "Thetis’. The House of Lords held that if a claim
was validly made in other respects to, withhold documents in
connection with the pending action on the, ground ,of public
policy it would not be defeated by the circumstances that
they had been given a limited circulation at such an
enquiry, because special precautions might have been taken
to avoid injury and the tribunal’s sittings might be secret.
In Conway v. Rimmer & Anr. (supra) it was said that it would
not matter that some details of a document might have been
disclosed at an earlier enquiry. It was said that if part
of a document is innocuous but part of it is of such a
nature that its disclosure would be undesirable it should
seal up the latter part and order discovery of the rest,
provided that this would not give a distorted or misleading
impression.
This Court in Sukhdev Singh’s case (supra) held that the
principle behind section 123 of the Evidence Act is the
overriding and paramount character of public interest and
injury to public interest is the sole foundation of the
section. Section 123 states that no one shall be permitted
to give any evidence derived from unpublished official
records relating to_ any affairs of State except with the
permission of the Officer at the head of the department
concerned, who shall give or withhold such permission as he
thinks fit. The expression "Affairs ,of State" in section
123 was explained with reference to section 162 of the
Evidence Act. Section 162 is in three limbs. The first
limb states that a witness summoned to produce a document
shall, if it is in his possession or power, bring it to the
Court, notwithstanding any objection which there may be to
its production or to its admissibility. The validity of an
such objection shall decided by the Court. The second limb
of section 162 says that the, Court,, if it sees fit, may
’inspect the document unless it refers to matters of state,
or take other evidence to enable it to determine on its
admissibility. ’the third limb
345
speaks of translation of documents which is not relevant
here. In Sukhdev Singh’s case (supra) this Court said that
the first limb of section 162 required a witness to produce
a document to bring it to the Court and then raise an
objection against its production or its admissibility. The
second limb refers to the objection both as to production
and admissibility. Matters of State in the second limb of
section 162 were said by this Court in Sukhdev Singh’s case
(supra) to be identical with the expression "affairs of
State?’ in section 123.
In Sukhdev Singh’s case (supra) it was said that an
objection against the production of document should be made
in the form Of an affidavit by the Minister or the
Secretary. When an affidavit is made by the Secretary, the
Court may, in a proper case, require the affidavit of the
Minister. If the affidavit is found unsatisfactory, a
further affidavit may be called. In a proper case, the
person making the affidavit can be summoned to face an
examination. In Sukhdev Singh’s case. (supra) this Court
laid down these propositions. First, it is a matter for the
authority to decide whether the disclosure would cause
injury to public interest. The Court would enquire into the
question as to whether the evidence sought to be excluded
from production relates to an affair of State. The Court
has to determine the character and class of documents.
Second, the harmonious construction of sections 123 and 162
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shows there is a power conferred on the Court under section
162 to hold a preliminary enquiry into the character of the
document. Third, the expression "affairs of State" in
section 123 is not capable of definition. Many
illustrations are possible. "If the proper functioning of
the public service would be impaired by the disclosure of
any document or class of documents such document or such
class of documents may also claim the status of documents
relating to public affairs’. Fourth, the second limb of
section 162 refers to the objection both as to the
production and the admissibility of the document. Fifth,
reading sections 123 and 162 together the Court cannot hold
an enquiry into the possible injury to public interest which
may result from the disclosure of document in question.
That is a matter for the authority concerned to decide. But
the Court is competent and is bound to hold a preliminary
enquiry and determine the validity of the objection to its
production. That necessarily involves an enquiry into the
question as to whether the evidence relates to an affairs of
State under section 123 or not.
in Sukhdev Singh’s case (supra) this Court said that the
power to inspect the documents cannot be exercised where the
objection relates to a documents having reference to matters
of State and it is raised under section 123 (See (1961) 2
S.C.R. at page 839). The view expressed by this Court is
that the Court is empowered to take other evidence to enable
it to determine the validity of the objection. The Court,
it is said, can take other evidence in lieu of inspection of
the document in dealing with a privilege claimed or an
objection raised even under section 123. It is said that
the Court may take collateral evidence to determine the
character or class of documents. In Sukhdev Singh’s case
(supra) it has also been. said that if the Court
346
finds that the document belongs to what is said to be the
noxious class it will leave to the discretion of the head of
the department whether to permit its production or not.
The concurring views in Sukhdev Singh’s case (supra) also
expressed the opinion that under no circumstances the court
can inspect such a document or permit giving secondary
evidence of its contents.
In Amar Chand Butail’s case (supra) the appellant called
upon the respondents the Union and the State to produce
certain documents. The respondents claimed privilege. This
Court saw the documents and was satisfied that the claim for
privilege was not justified.
In Sukhdev Singh’s case (supra) the majority opinion was
given by Gajendragadkar, J. In Amar Chand Butail’s case
(supra) Gagendragadkar, C.J. spoke for the Court in a
unanimous decision. In the later case this Court saw the
document. In Sukhdev Singh’s case (supra) this Court said
that an enquiry would be made by the ’Court as to objections
to produce document. It is said that collateral evidence
could be taken. No oral evidence can be given of the con-
tents of documents. In finding out whether the document is
a noxious document which should be excluded from production
on the .ground that it relates to affairs of State, it may
sometimes be difficult for the Court to determine the
character of the document without the court seeing it. The
subsequent Constitution Bench decision in Amar Chand
Butail’s case- (supra) recognised the power of inspection by
the Court of the document.
In Slob-Divisional Officer, Mirzapur v. Raja Sri Niwas
Prasad Singh(1) this Court in a unanimous Constitution Bench
decision asked the Compensation Officer to decide in the
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light of the decisions of this Court whether the claim for
privilege raised by the State Government should be sustained
or not. This Court gave directions for filing of affidavits
by the heads of the department. This direction was given
about 10 years after the State Government had claimed
privilege in certain proceedings. In the Sub-Divisional
Officer; Mirzapur case (supra) the respondent filed
objections to draft compensation assessment rolls.
Compensation was awarded to the respondent. The State
applied for reopening of the objection cases. The
respondent asked for production of some documents. The
State claimed privilege. The District Judge directed that
compensation cases should be heard by the Sub-Divisional
Officer. The respondent’s application for discovery and
production was rejected by the Compensation Officer. The
District Judge thereafter directed that compensation cases
should be heard by the Sub-Divisional Officer. The
respondent again filed applications for discovery and
inspection of these documents. The State Government again
claimed privilege. The respondent’s applications were
rejected. The respondent then filed a petition under
Article 226 of the Constitution for a mandamus to
Compensation Officer to bear and determine the applications.
The High Court said
(1) [1966] 2 SC R- 970,
347
that the assessment rolls had become final and could not be
opened. This Court on appeal quashed the order of the Sub
Divisional Officer whereby the respondent’s applications for
discovery and production had been rejected and directed the,
Compensation Officer to decide the matter on a proper
affidavit by the State.
On behalf of the election petitioner it was said that the
first summons addressed to the Secretary, General
Administration required him or an officer authorised by him
to give evidence and to produce the documents mentioned
therein. The second summons was addressed to the Home
Secretary to give evidence on 12 September, 1973. The third
summons was addressed to the Chief Secretary to give evi-
dence on 12 September, 1973 and to produce certain
documents. The first summons, it is said on behalf of the
election petitioner, related to the tour programmes of the
Prime Minister. The election petitioner, it is said, wanted
the documents for two reasons. First, that these documents
would have a bearing on allegations of corrupt practice,
viz., exceeding the prescribed limits of election expenses.
The, election petitioner’s case is that rostrum,
loudspeakers, decoration would be within the expenditure of
the candidate. Second, the candidate had the assistance of
the Gazetted Officer for furthering the prospects of the
candidate’s election.
On behalf of the election petitioners it is said that
objection was taken with regard to certain documents in the
first summons on the ground that these were secret papers of
the State, but no objection was-taken by an affidavit by the
head of the department. With regard to the other documents
which the Superintendent of Police was called to produce the
contention on behalf of the election petitioner is that the
Superintendent of Police is not the head of the department
and either the Minister or the Secretary should have
affirmed an affidavit.
Counsel on behalf of the election petitioner put in the
forefront that it was for the Court to decide whether the
disclosure and production of documents by the State would
cause prejudice to public interest or whether non-disclosure
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of documents would cause harm to the interest of the subject
and to the public interest that justice should be done
between litigating parties. This submission was amplified
by counsel for the election petitioner by submitting that it
had to be found out at what stage and it what manner
privilege was to be claimed and in what circumstances the
Court could look into the document to determine the validity
of the claim to privilege raised under section 123. The,
other contention on behalf of the election petitioner was
that if a part of the document was made public by lawful
custodian of the document the question was whether the
document could still be regarded a-, an unpublished
document. It was also said if there was a long document and
if parts thereof were noxious and therefore privileged
whether the unanimous part could still be brought on the
record of the litigation.
348
Counsel for the election petitioner leaned heavily on the
decision in Conway v. Rimmer & Anr. (supra) that the Court
is to balance the rival interests of disclosure and non-
disclosure.
the first question which falls for decision is whether the
learned Judge was right in holding that privilege was not
claimed by filing an affidavit at the first instance.
Counsel on behalf of the election petitioner submitted that
in a case in which evidence is sought to be led in respect
of matters derived from unpublished records relating to
affairs of State at a stage, of the proceedings when the
head of the department has not come into picture and has not
had an opportunity of exercising discretion under section
123 to claim privilege it will be the duty of the court. to
give effect to section 123 and prevent evidence being led
till the head of the department has had the opportunity of
claiming privilege. _But in case in which documents are sum-
moned, it is said by counsel for the election petitioner,
the opportunity of claiming privilege in a legal manner has
already been furnished when summons is received by the head
of the department and if he does not claim privilege the
court is under no legal duty to ask him or to give him
another opportunity.
The documents in respect of which exclusion from production
is claimed are the blue book being rules and instructions
for the protection of the Prime Minister when on tour and in
travel. Saxena came to court and gave evidence that the
blue book was a document relating to the affairs of State
and was not to be disclosed. The Secretary filed an
affidavit on 20 September, 1973 and claimed privilege in
respect of the blue book by submitting that the document
related to affairs of State and should, therefore, be
excluded from production.
The several decisions to which reference has already been
made establish that the foundation of the law behind
sections 123 and 162 of the Evidence Act is the same as in
English law. It is that injury to public interest is the
reason for the exclusion from disclosure of documents whose
contents if disclosed would injure public and national
interest. Public interest which demands that evidence be
withheld is to be weighed against the public interest in the
administration of justice that courts should have the
fullest possible access to all relevant materials. When
public interest outweigh’s the latter, the evidence cannot
be admitted. The court will proprio motu exclude evidence
the production of which is contrary to public interest. It
is in public interest that confidentiality shall be
safeguarded. The reason is that such documents become
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subject to privilege by reason of their contents
Confidentiality is not a head of privilege. It is a
consideration to bear in mind. It is not that the contents
contain material which it would be damaging to the national
interest to divulge but rather that the documents would be
of class which demand protection. (See Rogers v. Home
Secretary (supra) at p. 405). To illustrate the class of
documents would embrace Cabinet papers, Foreign Office
dispatches, papers regarding the security to the State and
high level interdepartmental minutes. In the ultimate
analysis the contents of the
349
document are so described that it could be seen at once that
in the public interest the documents are to be withheld.
(See Merricks and Anr. v. Nott Bower & Anr.(1).
It is now the well settled Practice in our country that an
objection is raised by an affidavit affirmed by the head of
the department. The Court may also reunite a Minister to
affirm an affidavit. That will arise in the course of the
enquiry by the Court as to whether the document should be
withheld from disclosure. If the Court is satisfied with
the affidavit evidence, that the document should be
protected in public interest from production the matter ends
there. If the Court would yet like to satisfy itself the
Court may see the document. This will be the inspection of
the, document by the Court. Objection as to production as
well as admissibility contemplated in section 162 of the
Evidence Act is decided by the Court in the enquiry as
explained by this Court in Sukhdev Singh’s case (supra).
In the facts and circumstances of the present case it is
apparent that the affidavit affirmed by R. K. Kaul, Chief
Secretary on 20 September, 1973 is an affidavit objecting to
the production of the documents. The oral evidence of
Saxena as well as the aforesaid affidavit shows that
objection was taken at the first instance.
This Court has said that where no affidavit was filed an
affidavit could be directed to be filed later on. The
Grosvenor Hotel, London group of cases (supra) in England
shows that if an affidavit is defective an opportunity can
be given to file a better affidavit. It is for the court to
decide whether the affidavit is clear in regard to objection
about the nature of documents. The Court can direct further
affidavit in that behalf. If the Court is satisfied with
the affidavits the Court will refuse disclosure. If the
Court in spite of the affidavit wishes to inspect the
document the Court may do so.
The next question is whether the learned Judge was right in
holding that the blue book is not an unpublished official
record. On behalf of the election petitioner, it was- said
that a part of the document was published by the Government,
viz., paragraph 71(6) in a writ proceeding. It is also said
that the respondent to the election petition referred to the
blue book in the answer filed in the Court. in the Canmell
Laird case, it was said that though some of the papers had
been produced before the Tribunal of Enquiry and though
reference was made to those papers in the Enquiry Report yet
a privilege could be claimed. Two reasons were given. One
is that special precaution may have been taken to avoid
public injury and the other is that portions of the
Tribunal’s sittings may have been secret. In the present
case, it cannot be, said that the blue book is a published
document. Any publication of parts of the blue book which
may be described the innocuous part of the document will not
render the entire document a published one.
(1) [1964] 1 A E R 717
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8-423SCI/75
350
For these reasons, the judgment of the High Court is set
aside. The learned judge will consider the affidavit a
firmed by R. K. Kaul. The learned Judge will give, an
opportunity to the head of the department to file affidavit
in respect of the documents summoned to be produced by the
Superintendent of Police. The, learned Judge, will consider
the affidavits. If the learned Judge will be satisfied On
the affidavits that the documents require protection from
production, the matter will end there. If the learned Judge
will feel inclined in spite of the affidavits to inspect the
documents to satisfy himself about the real nature of the
documents, the learned Judge will be pleased to inspect the
same and pass appropriate orders thereafter,. If the Court
will find on inspection that any part of a document is
innocuous in the sense that it does not relate to affairs of
State the Court could order disclosure of the innocuous part
provided that would not give a distorted or misleading
impression. Where the Court orders disclosure of an
innocuous part as aforesaid the Court should seal up the
other parts which are said to be noxious because their
disclosure would be undesirable. Parties will pay and bear
their own costs.
MATHEW, J. During the trial of the election petition filed
by respondent No. 1 against respondent No. 2, respondent No.
1 applied to the Court for summons to the Secretary, General
Administration and the Chief Secretary, Government of U.P.
and the Head Clerk, Office of the Superintendent of Police,
Rai Bareily, for production of certain documents. In
pursuance to summons issued to the Secretary, General
Administration and the Chief Secretary, Government of U.P.,
Mr. S. S. Saxena appeared in court with the documents and
objected to produce:
(1) A blue book entitled "Rules and
Instructions for the Protection of Prime
Minister when on tour or in travel;
(2) Correspondence exchanged between the two
governments viz., the Government of India and
the Government of U.P. in regard to the police
arrangements for the meetings of the Prime
Minister; and
(3) Correspondence exchanged between the
Chief Minister, U.P. and the Prime Minister in
regard to police arrangements for the meetings
of the latter;
without filing an affidavit of the Minister concerned or of
the head of the department.
Saxena was examined by Court on 10-9-1973. The 1st res-
pondent filed an application on that day praying that as
351
no privilege was claimed by Saxena, he should be directed to
produce these documents. The Court passed an order on 11-9-
1973 that the application be put up for disposal. As
Saxena’s examination was not over on 10-9-1973, the Court
kept the documents in a sealed cover stating that in case
the claim for privilege was sustained, Saxena would be
informed so, that he could take back the documents.
Examination of Saxena was over on 12-9-1973. On that day,
the, Superintendent of Police, Rai Bareily, filed an
affidavit claiming privilege in respect of the documents
summoned from his office. The Court adjourned the argument
in regard to privilege and directed that it be heard the
next day. On 13-9-1973 the Court adjourned the hearing to
14-9-1973 on which date the hearing was. again adjourned to
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20-9-1973. On 20-9-1973, Saxena filed in Court an
application and the Home Secretary to the Government of
U.P., Shri R, K. Kaul, the head of the department in
question an affidavit claiming privilege for the documents.
The argument was concluded on 14-3-1974 and the Court passed
the order on 20-3-1974 rejecting the claims for privilege.
This appeal, by special leave, is against that order.
The first question for consideration is whether the
privilege was lost as no affidavit sworn by the Minister in
charge or the Head of the Department claiming privilege was
filed in the first instance.
In State of Punjab v. Sodhi Sukhdev Singh(1) this Court held
that the normal procedure to be followed when an officer is
summoned as witness to produce a document and when he takes
a plea of privilege, is, for the Minister in charge or the
head of the department concerned to Me an affidavit showing
that he had read and considered the document in respect of
which privilege is claimed and containing the general nature
of the document and the particular danger to which the State
would be, exposed by its disclosure. According to the
Court, this was required as a guarantee. that the statement
of the Minister or the head of the department which the
Court is asked to accept is one that has not been expressed
casually or lightly or as a matter of departmental routine,
but is one put forward with the solemnity necessarily
attaching to a sworn statement.
In response to the summons issued to the Secretary, General
Administration and the Chief Secretary, Government of U.P.,
Saxeiia was deputed to take the documents summoned to the
Court and he stated in his evidence that he could not Me the
blue book as it was marked ,secret, and as he was not
permitted by the Home Secretary to produce it in Court. As
no affidavit of the Minister or of the Head of the
Department was filed claiming Privilege under s. 123 of the
Evidence Act in the first instance, the Court said that the
privilege was lost and the affidavit filed on 20-9-1973 by
Shri R. K. Kaul, Home Secretary, claiming privilege, was of
no avail. The Court distinguished the decision in Robinson
v. State of South Australia(2) where their Lordships of the
Privy Council said that it would be contrary to the public
(1) [1961] 2 S C R 371.
(2) AIR 1931 PC 254.
352
interest to deprive the state of a further opportunity of
regularising its claim for protection by producing an
affidavit of the description already indicated by saying
that these observations have no application as, no
affidavit, albeit defective, was filed in this case in the
first instance. The Court further observed that it was only
when a proper affidavit claiming privilege was filed that
the Court has to find whether the document related to
unpublished official record of affairs of State, that a duty
was cast on the Minister to claim privilege and that, duty
could not be performed by Court, nor would the Court be
justified in suo motu ordering that the document should be
disclosed. The Court then quoted a passage from the
decision of this Court in Sodhi Sukhdev Singh’s case (supra)
to the effect that court has no power to hold an enquiry
into the possible injury to the public interest which may
result from the disclosure of the document as that is a
matter for the authority concerned to decide but that the
court is competent and indeed bound to hold a preliminary
enquiry and determine the validity of the objection and that
necessarily involves an enquiry into ’the question whether
the document relates to an affair of state under s. 123 or
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not.
The second ground on which the learned judge held that no
privilege could be claimed in respect of the, Blue Book was
that since portions of it had in fact been published, it was
not an unpublished official record relating to affairs of
state. He relied upon three circumstances to show that
portions of the Blue Book were published. Firstly, the
Union Government had referred to a portion of it (Rule 71/6)
in an affidavit filed in Court. Secondly, respondent No. 2
had obtained a portion of the Blue Book (Rule 71/6) and had
produced it in court along with her written statement in the
case and thirdly that Shri Jyotirmoy Bosu, a Member of
Parliament had referred to this particular rule in
Parliament.
The learned Judge, however, did not consider or decide
whether the Blue Book related to any affair of state,
perhaps, in view of his conclusion that it was not an
unpublished official record.
Section 123 of the Evidence Act states
from unpublished official records relating to
any affairs of state, except with the
permission of the Officer at the head of the
department concerned, who shall give or
withhold such permission as be thinks fit."
Section 162 of the Evidence Act provides that when a witness
brings to court a document in pursuance to summons and
raises an objection to its production or admissibility, the
Court has to- determine the validity of the objection to the
production or admissibility and, for so doing, the court can
inspect the document except in the case of a document
relating to affairs of state or, take such other evidence as
may be necessary to determine its admissibility.
353
Having regard to the view of the High Court that since the’.
privilege was not claimed in the first instance by an
affidavit of the Minister or of the head of the department
concerned, the privilege could not thereafter be asserted
and that no inquiry into the question whether the disclosure
of the document would injure public interest can be con-
ducted by the court when privilege is claimed, it is
necessary to see the scope of s. 123 and s. 162 of the
Evidence Act.
The ancient proposition that the public has a right to every
man’s evidence has been reiterated by the Supreme Court of
U.S.A. in its recent decision in United States v. Nixon.
This duty and its equal application to the executive has
never been doubted except in cases where it can legitimately
claim that the evidence in its possession relates to secret
affairs of state and cannot be disclosed without injury to
public interest.
The foundation of the so-called privilege is that the
information cannot be disclosed without injury to public
interest and not that the document is confidential or
official which alone is no reason for its non-production(1).
In Durcan v. Cammel Lavid & Co.(2) Lord Simon said that
withholding of documents on the ground that their pub-
lication would be contrary to the public interest is not
properly to be regarded as a branch of the law of privilege
connected with discovery and that ’Crown privilege’ is, for
this reason, not a happy expression.
Dealing with the topics of exclusion of evidence on the
ground of estate interest, Cross says that this head of
exclusion of evidence differs from privilege, as privilege
can be waived, but that an objection on the score of public
policy must be taken by the Judge if it is not raised by the
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parties or the Crown.(3)
Phipson deals with the topic under the general category
"Evidence excluded by public policy". He then lists as an
entirely separate category: "Facts excluded by privilege,"
and deals there with the subject of legal professional
communication, matrimonial communication, etc., topics dealt
with by sections 124-131 of the Evidence Act(4).
A privilege normally belongs to the parties and can be
waved. But where a fact is excluded from evidence by
considerations of public policy, there is no power to waive
in the parties see in this connection Murlidhar Aggarwal v.
State of U.P. (5).
Lord Reid in Beg v. Lewas(6) said that the expression ’Crown
privilege is wrong and may be, misleading and that there is
no question of any privilege in the ordinary sense of the
word, as the real question is whether the public interest
requires that a document shall not be produced and, whether
the public interest is so strong as to override
(1) gee Asiatic Petroleum Company Ltd. v Anglo Persian Oil
Co. [1916] 1 K B 822, at 830; and Conway v Rimmer (1968) 1
All ER 874, at 899.
(2) [1942] A-- C 624. (3) "Evidence", 3rd ed p 251.
(4) "see Phipson on Evidence"
(5) [1974] 2 S7 C C 472, at 483.
(6) [1973] A C at, 388.
354
the ordinary right and interest of a litigant that he shall
be able to I before a court of justice all relevant
evidence. In the same case, Lor Pearson observed that the
expression ’Crown privilege’ is not accur though sometimes
convenient. Lord Simon of Claisdale observed in that case :
".... .’Crown privilege’ is a misnomer and apt
to be misleading. ’It refers to the rule that
certain evidence is hadmissible on the ground
that its adduction would be contrary to the
public interest. It is not a privilege which
may be waived by the Crown (see Marks v.
Bayfus, 25 Q.B.D. 494 at p. 500) or by anyone
else. The Crown has prerogatives, not
previlege."
I am not quite sure whether, in this area, there was any
antithesi between prerogatives and privilege. I think the
source of this privilege was the prerogatives of the Crown.
"The source of the Crown’& privilege in
relation to production of documents in a suit
between subject and subject (whether
production is sought from a party or from some
other) can, no doubt, be traced to the
prerogative right to prevent the disclosure of
State secrets, or even of preventing the
escape of inconvenient intelligence, regarding
Court intrigue. As is pointed out in Pollock
and Maitland’s History of English Law (2nd
ed., Vol. I, p. 5 17), "the King has power to
shield those who do unlawful acts in his name,
and can withdraw from the ordinary course of
justice cases in which he has any concern. If
the King disseises A and transfers the land to
X, then X when he is sued will say that he
cannot answer without the King, and the action
will be stayed until the King orders that it
shall proceed." We find similar principles
applied to the non-disclosure of documents in
the seventeenth and eighteenth centuries. In
the report of Layer’s Case (1722), (16 How St.
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Tr. p. 294) the Attorney General claimed that
minutes of the Lords of the Council should not
be produced; and Sir John Pratt L.C.J. sup-
ported the claim, additing that "it would be
for the disservice of the King to have these
things disclosed". We recall Coke’s useful
principle : Nihil quod inconvenience est
licitum. It is true that in the preceding
century the privilege was not upheld either in
Strafford’s case (1640) 3 How, St. Tr. 1382,
or in the case of Seven Bishops (1638) 12 How.
St. Tr. 183, but these decisions were made in
peculiar circumstances."
[see "Documents Privileged in Public
Interest"(1)]
But, with the growth of democratic government, the interest
of the Crown in these matters developed into and became
identified with public interest.
(1) 39 Law Quarterly Rev. 476, at pp 476-477.
355
In the early days of the nineteenth century,
when principles of ’public policy’ received
broad and generous interpretation we find the
privilege of documents recognized on the
ground of public interest. At this date,
public policy and the interest of the public
were to all intents synonymous".
(see "Documents Privileged in Public
Interests" (supra)
The rule that the interest of the state must )not be put in
jeopardy by producing documents which would injure it is in
principle quite unconnected with the interests or claims of
particular parties in litigation and indeed, it is a matter
on which the judge should, if necessary, insist, even though
no objection.is taken at all. This would show how remote
the rule is from the branch of jurisprudence relating, to
discovery of documents or even to privilege(1).
So the mere fact that Saxena brought the documents to court
in pursuance, to the summons and did not file an affidavit
of the Minister or of the head of the department concerned
claiming privilege would not mean that the right to object
to any evidence derived from an unpublished official record
relating to affair of state has been for ever waived. As no
affidavit of the Minister or of the head of the department
claiming privilege had been filed, it might be that a
legitimate inteference could be made that the Minister or
the head of the department concerned permitted the
production of the document or evidence being given derived
from it, if there was no other circumstance. But, Saxena
stated that the Blue Book was a secret document and he had
not been permitted by the head of the department to produce
it. Though that statement was not really an objection to
the production of the document which could be taken
cognizance of by the court under s. 162 of the Evidence Act,
it was an intimation to the Court that the head of the
department had not permitted the production of the document
in Court or evidence.derived from it being given. Whatever
else the statement might indicate, it does not indicate that
the head of the department had permitted the production or
the disclosure of the document. In other words, from the
statement of Saxena that the document was a ’secret’ one and
that he was not permitted to produce it in court, it is
impossible to infer that the Minister or the head of the
department bad permitted the document to be produced in
court or evidence derived from it being given. Section 123
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enjoins upon the court the duty to see that no one is
permitted to give any evidence derived from unpublished
official records relating to affairs of state unless
permitted by the officer at the head of the department. The
court, therefore, had a duty, if the Blue Book related to
secret affairs of state, not to permit evidence derived from
it being given. And, in fact, ’the Court did not allow the
production of the document, for, we find a note in the
proceedings of the Court on 10-9-1973 stating that the
"question about the production of this document in Court
shall be decided after argument of the parties on the point
is finally
(1)see : J.K.S. Simon, "Evidence Excluded by Consideration
of State Interest",
(1955) Cambridge L Journal, 62.
356
heard". And before the arguments were finally concluded,
Kaul, the officer at the head of the department, filed an
affidavit claiming privilege. As the privilege could not
have been waived, and as, before the objection to the
production of the document raised by Saxena-whether tenable
in law or not-was decided by the Court, an affidavit was
filed by Kaul objecting to the production of the document
and stating that the document in question related to secret
affairs of state, the Court should have considered the
validity of that objection under S. 162 of the Evidence Act.
In Crompton Ltd. v. Customs & Excise Comrs. (C.A.) (1), Lord
Denning M.R. said that if a document is the subject of Crown
Privilege, it cannot be adduced by either of the parties,
that even if neither of the parties takes the objection, the
Attorney General can come to the Court and take it and that
the judge himself must take the objection if it appears to
him that the production of the document would be injurious
to public interest. In Copway v. Binger & Anther(2) it was
observed :
"I do not doubt that it is proper to prevent
the use of any document, wherever it comes
from, if disclosure of its contents would
really injure the national interest and I do
not doubt that it is proper to prevent any
witness whoever be may be, from disclosing
facts which in the national interest ought not
to be disclosed. Moreover, it is the duty of
the court to do this without the intervention
of any Minister, if possible serious injury to
the national interest is ,really apparent.
"I do not accept that in so important a
matter, it could properly play about with
formalities or regard itself as entering
forbidden territory merely because a door had
not been formally locked."
The question then arises as to what exactly is the meaning
of the expression "affairs of state".
According to Phipson(3), witnesses may not be asked, and
will not be allowed, to state facts or to produce documents
the disclosure of which would be prejudicial to the public
service, and this exclusion is not confined to official
communications or documents, but extends to all others
likely to prejudice the public interest, even when relating
to commercial matters. He thinks that it is the duty of the
court to prevent disclosure of facts where serious injury to
the national interest would possibly be. caused, that in
deciding whether a claim for Crown privilege should apply to
a document, there are two kinds of public interest to be
considered by the court, and they are : (1) the public
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interest that harm shall not be done to the nation or the
public service; and (2) the public interest that the
administration of justice shall not be frustrated by the
withholding of documents which must be produced if justice
is to be done; and that if a judge decided that, on balance,
the
(1) [1972] 2 Q.B 102, at 134.
(3) "Phipson on Evidence", 11th ed. p. 240.
(2) [1968] A.C. 910.
357
documents probably ought to be produced, it would generally
be, best that he should see them before ordering production.
Cross says(1) that relevant evidence must be excluded if its
reception would be contrary to state interest; but "state
interest" is an ominously vague expression and it is
necessary to turn to the decided cases in order to ascertain
the extent to which this objection to the reception of
relevant evidence has been taken. According to him, broadly
speaking, the decisions fall under two heads-those in which
evidence has been excluded because its disclosure would be
injurious to national security (an expression which may be
taken to include national defence and good diplomatic
relations), and those in which evidence has been excluded
because its reception would be injurious to some other
national interest and that although the first group of
decisions has not excited much comment, some of the cases
included in the second may be thought to indicate an
excessive concern for unnecessary secrecy.
In Sodhi Sukhdev Singh’s case (supra) this Court held that
there are three views possible on the matter. The first
view is that it is the head of the department who decides to
which class the document belongs. If he comes to the
conclusion that the document is innocent, he can give
permission to its production. If, however, he comes to the
conclusion that the document is noxious, he will withhold
that permission. In any case, the Court does not materially
come into the picture. The second view is that it is for
the court to determine the character of the document and if
necessary to enquire into the possible consequence of its
disclosure. On this view, the jurisdiction of the court is
very much wider. A third view which does not accept either
of the two extreme positions would be that the court can
determine the character of the document and if it comes to
the conclusion that the document belongs to the noxious
class, it may leave it to the head of the department to
decide whether its production should be permitted or not,
for, it is not the policy of s. 123 that in the case of
every noxious document the head of the department must
always withhold permission. The Court seems to have
accepted the third view as the correct one and has said
"Thus, our conclusion is that reading ss. 123
and 162 together the Court cannot hold an
enquiry into the possible injury to public
interest which may result from the disclosure
of the document in question. That is a matter
for the authority concerned to decide; but the
Court is competent, and indeed is bound, to
hold a preliminary enquiry and determine the
validity of the objections to its production,
and that necessarily involves an enquiry into
the question as to whether the evidence
relates to an affairs of State under s. 123 or
not."
As it was held in that case that the Court has no power to
inspect the document, it is difficult to see how the Court
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can find, without conducting an enquiry as regards the
possible effect of the disclosure of the document upon
public interest, that a document is one relating to affairs
of state as, ex- hypothesis a document can relate to affairs
of state only if its disclosure will injure public interest.
It might be that there are certain classes of documents
which are per se noxio s in the sense
(1) "Evidence" 3rd ed, p. 252.
358
that, without conducting an enquiry, it might be possible to
say that by virtue of their character their disclosure would
be injurious to public interest. But there are other
documents which do not belong to the noxious class and yet
their disclosure would be injurious to public interest. The
enquiry to be conducted under s. 162 is an enquiry into the
validity of the objection that the document is an
unpublished official record relaing to affairs of state and
therefore, permission to give evidence derived from it is
declined. The objection would be that the document relates
to secret affairs of state and its disclosure cannot be
permitted; for, why should the officer at the head of the
department raise an objection to the production of a
document if he is prepared to permit its disclosure even
though it relates to secret affairs of state ? Section 162
visualises an enquiry into that objection and empowers the
court to take evidence for deciding whether the objection is
valid. The court, therefore, has to consider two things;
whether the document relates to secret affairs of state; and
whether the refusal to permit evidence derived from it being
given was in the public interest. No doubt, the, words
used-in s. 123 "as he thinks fit" confer an absolute
discretion on the head of the department to give or withhold
such permission. As I said, it is only if the officer
refuses to permit the disclosure of a document that any
question can arise in a court and then s. 162 of the Evi-
dence Act will govern the situation. An overriding power in
express terms is conferred on the court under s. 162 to
decide finally on the validity of the objection. The court
will disallow the objection if it comes to the conclusion
that the document does not relate to affairs of state or
that the public interest does not compel its non-disclosure
or that the public interest served by the administration of
justice in a particular case overrides all other aspects of
public interest. This conclusion flows from the fact that
in the first part of s. 162 of the Evidence Act there is no
limitation on the scope of the court’s decision, though in
the second part, the mode of enquiry is hedged in by-
conditions. It is, therefore, clear that even though the
head of the department has refused to grant permission, it
is open to the court to go into the question after examining
the document and find out whether the disclosure of the
document would be injurious to public interest and the
expression "as he thinks fit" in the latter part of section
123 need not deter the court from deciding the question
afresh as s. 162 authorises the court to determine the
validity of the objection finally (see the concurring
judgment of Subba Rao, J. in Sukhdev Singh’s case).
It is rather difficult to understand, after a court has
inquired into the objection and found that disclosure of the
document would be injurious to public interest, what purpose
would be served by reserving to the head of the department
the power to permit its disclosure because, the question to
be decided by him would practically be the same, namely,
whether the disclosure of the document would be injurious to
public Interests question already decided by the court. In
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other words, if injury to public interest is the foundation
of this so-called privilege, when once the court has
enquired into the question and found that the disclosure of
the document will injure public interest and therefore it is
a document relating to affairs of state, it would be a
futile exercise for the Minister or the head of the
department to consider and decide whether its disclosure
should be permitted as be would be making an
359
enquiry into the identical question. It is difficult to
imagine that a head of the department would take the
responsibility to come to a conclusion different from that
arrived at by a court as regards the effect of the dis-
closure of the document on public interest unless he has or
can have a different concept of public interest.
Few would question the necessity of the rule to exclude that
whichwould cause serious prejudice to the state. When a
question of national security is involved, the court may not
be the proper forum to weigh the matter and that is the
reason why a Minister’s certificate is taken as conclusive.
"Those who are responsible for the national security must be
the sole judges of what national security requires"(1). As
the executive is solely responsible for national security
including foreign relations, no other organ could judge so
well of such matters. Therefore, documents in relation to
these matters might fall into a class which per se might
require protection. But the executive is not the organ
solely responsible for public interest. It represents only
an important element in it; but there are other elements,
One such element is the administration of justice. The
claim of the executive to have exclusive and conclusive
power to determine what is in public interest is a claim
based on the assumption that the executive alone knows what
is best for the citizen. C The claim of the executive to
exclude evidence is more likely to operate to subserve a
partial interest, viewed exclusively from a narrow
departmental angle. It is impossible for it to see or give
equal weight to another matter, namely, that justice should
be done and seen to be done. When there are more aspects of
public interest to be considered, the court will, with
reference to the pending litigation, be in a better position
to decide where the weight of public interest predominates.
The power reserved to the court is a order production even
though public interest is to some ’extent prejudicially
affected. This amounts to a recognition that more than one
aspects of public interest will have to be surveyed. The
interests of government’ for which the Minister speaks do
not exhaust the whole public interest. Another aspect of
that interest is seen in the need for impartial ad-
ministration of justice. It seems reasonable to assume that
a court is better qualified than the Minister to measure the
importance of the public interest in the case before it.
The court has to make an assessment of the relative claims
of these different aspect of public interest. While there
are overwhelming arguments for giving to the executive the
power to determine what matters may prejudice public
security, those arguments give no sanction to giving the
executive an exclusive power to determine what matters may
affect public interest. Once considerations of national
security are left out, there are few matters of public
interest which cannot safely be discussed in public. The
administration itself knows of many classes of security
documents ranging from those merely reserved for official
use to those which can be seen only by a handful of
Ministers of officials bound by oath of secrecy.
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According to Wigmore, the extent to which this privilege has
gone beyond "secrets of State" in the military or
international sense is by
(1) Lord Parker of Weddington in The Zemora [1916] 2 A C
77, at 107.
360
no means clearly defined and therefore its scope and bearing
are open to careful examination in the light of logic and
policy. According to him, in a community under a system of
representative government, there can be only few facts which
require to be kept secret with that solidity which defies
even the inquiry of courts of justice. (1)
In a government of responsibility like ours, where all
the agents of the public must be responsible for their
conduct, there can but few secrets. The people of this
country have a right to know every public act, everything,
that is done in a public way, by their public functionaries.
They are entitled to know the particulars of every public
transaction in all its bearing. The right to know, which is
derived from the concept of freedom of speech, though not
absolute, is a factor which should make one wary, when
secrecy is claimed for transactions which can, at any rate,
have no repercussion on public security (2) . To cover with
veil secrecy the common routine business, is not in the
interest of the public. Such secrecy can seldom be legiti-
mately desired. It is generally desired for the purpose of
parties and politics or personal self-interest or
bureaucratic routine. The responsibility of officials to
explain and to justify their acts is the chief safeguard
against oppression and corruption.
"Whether it is the relations of the Treasury
to the Stock Exchange, or the dealings of ;the
Interior Department with public lands, the
facts must constitutionally be demandable,
sooner or later, on the floor of Congress. TO
concede to them a sacrosanct secrecy in a
court of justice is to attribute to them a
character which for other purposes is never
maintained a character which appears to have
been advanced only when it happens to have
served some undisclosed interest to obstruct
investigation into facts which might reveal a
liability(3)"
To justify a privilege, secrecy must be indispensable to
induce freedom of official communication or efficiency in
the transaction of official business and it must be further
a secrecy which has remained or would have remained
inviolable but for the compulsory disclosure. In how many
transactions of official business is there ordinarily such a
secrecy? If there arises at any time a genuine instance of
such otherwise inviolate secrecy, let the necessity. of
maintaining it be determined on its merits (4).
Lord Blanesburgh said in Robinson v. State of South
Australia (4) the privilege is a narrow one, most sparingly
to be exercised, that its foundation is that the information
cannot be disclosed without injury A, to the public
interests and not that the documents are confidential or
,official which alone is no reason for their non-production.
He further said that in view of the increasing extension of
state activities into spheres of trading, business and
commerce, and of the claim of privilege in
(1) see "Evidence", 3rd ed, Vol 8, p 788.
(2) see New york Times Co V. United States, 29 L Ed 822,
403 U S 713.
(3) gee "Wigrnore on Evidence", 3rd ed-, Vol 8, page 790.
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(4) [1931] A. C. 704 at 798.
361
relation to liabilities arising therefrom, the courts must
duly safeguard genuine public interests and that they must
see to it that the scope of the admitted privilege is not
extended in such litigation.
There was some controversy as to whether the court can
inspect the document for the purpose of coming to the
conclusion whether the document relates to affairs of state.
In Sodhi Sukhdev Singh’s case, this Court has said that the
court has no power to inspect the document. In the,
subsequent case (Amar Chand Butail v. Union of India and
Others(1), this Court held that the normal method of
claiming privilege was by an affidavit sworn by the head of
the department and that, if no proper affidavit was filed,
the claim for privilege was liable to be rejected. But,
this Court inspected the document to see whether it related
to affairs of state. It might be that the court wanted to
make sure that public interest is protected, but whatever be
the reason, the court did exercise the power to inspect the
document.
In England, it is now settled by the decision in CO Rimmer
(2) that there is residual power in court to decide
disclosure of a document is in the interest of the public
purpose, if necessary, to inspect the document, and that the
of the, head of the department that the disclosure would
injure public interest is not final.
In Robinson’s case, (Supra) the Privy Council took the view
that the court has power to inspect the (document in order
to decide the question whether it belongs to one category or
the other.
It is also noteworthy that Lord Denning, M. R, in his
dissenting judgment in the Court of Appeal in Conway v.
Rimmer has referred to the decision in Amar Chand Butail v.
Union of India and Others’ (supra) and said that the Supreme
Court of India also has come round to the view that there is
a residual power in the court to inspect a document to
decide whether its production in court or disclosure would
be injurious to public interest.
Probably the only circumstances in which a court will not
insist on inspection of the document is that stated by
Vinson, C. J. in United States v. Revenolds(3) :
"Regardless of how it is articulated, some
like formula of compromise must be applied
here. Judicial control over evidence in a
case cannot be abdicated to the caprice of
executive officers. Yet we will not go so far
as to say that the court may automatically
require a complete disclosure to the judge
before the claim of privilege will be accepted
in any case. It may be possible to satisfy
the court from all the circumstances of the
base, that there is a reasonable danger that
compulsion of evidence will expose military
matters which, in the interest of national
security, should not be divulged When this is
the case, the occasion for the privilege
(1) A I R 1964 SC 1658.
(2) [1968] 1 All E R 874.
(3) [1952] 345 U S 1.
362
is appropriate, and the court should not
jeopardize the security which the privilege is
meant to protect by insisting upon an
examination of the evidence, even by the judge
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alone in chambers."
I do not think that there is much substance in the
contention that since, the Blue Book had been published in
parts, it must be deemed to have been published as a whole
and, therefore, the document could not be regarded as an
unpublished official record relating to affairs of state.
If some parts of the document which are innocuous have been
published, it does not follow that the whole document has
been published. No authority has been cited for the
proposition that if a severable and innocuous portion of a
document is published, the entire document shall be deemed
to have been published for the purpose of S. 123.
In regard to the claim of privilege for the document
summoned from the office of the Superintendent of Police,
Rai Bareily, the High Court has only said that all the
instructions contained in the file produced by the
Superintendent of Police were the same as those contained in
the Blue Book and since no privilege in respect of the Blue
Book could be claimed, the Superintendent of Police could
not claim any privilege, in respect of those documents. It
is difficult to under:stand how the High Court got the idea
that the papers brought from the office of the
Superintendent of Police contained only instructions or
materials taken from the Blue Book. Since the court did not
inspect the Blue Book, the statement by the court that the
materials contained in the file produced by the
Superintendent of Police were ,taken from the Blue Book was
not warranted.
I am not satisfied that a mere label given to a document by
the .executive is conclusive in respect of the question
whether it relates to affairs of state or not. If the
disclosure of the contents of the document would not damage
public interest, the executive cannot label it in such a
manner as to bring ’it within the class of documents which
,are normally entitled to protection. N6 doubt, "the very
description-of the documents in the class may suffice
sometimes to show that they should not be produced such as
Cabinet papers" (see per Lord Danning, M.R. in In re
Grosvenor Hotel, London (No. 2) (1). Harman, L. J. said(2)
in that case : "the appellants’ real point is that since
Duncan’s Case(3) there has grown up a practice to lump
documents together and treat them as a class for which
privilege is claimed and that this depends on dicta
pronounced on what is really a different subject-matter
which are not binding on the court and are wrong."
In Conway v. Rimmer(4) Lord Reid said : "I do not doubt that
there are certain classes of documents which ought not to be
disclosed whatever their content may be" and referred to
cabinet minutes as belonging to that class. Lord Upjohn
said(5) if privilege is
(1) [1965] 1 Ch- 1210, at 1246.
(2) ibid at p 1248.
(3) [1948] A: C-- 624.
(4) [1968] 1 All E R 874, at 888.
(5) ibid at p 915.
363
claimed for a document on the ground of ’class’ the judge,
if he feels any doubt about the reason for its inclusion as
a class document, should not hesitate to call for its
production for his private inspection, and to order and
limit its production if he thinks fit." In the same case
Lord Hodson said(1) : "I do not regard the classification
which places all documents under the heading either of
contents or class to be wholly satisfactory. The plans of
warships, as in Duncan’s case and documents exemplified by
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 30 of 30
cabinet minutes are to be treated, I think, as cases to
which Crown privilege can be properly applied as a class
without the necessity of the documents being considered
individually. The documents in this case, class documents
though they may be, are in a different category, seeking
protection, not as State documents of political or strategic
importance, but,as requiring protection on the ground that
’candour’ must be ensured."
I would set aside the order of the High Court and direct it
to consider the matter afresh. The High Court will have to
consider the question whether the documents in respect of
which privilege had been claimed by Mr. R. K. Kaul, Home
Secretary and the Superintendent of Police relate to affairs
of state and whether public interest would be injuriously
affected by their disclosure.
If the averments in the affidavits are not full or complete,
the court will be at liberty to call for further affidavits.
If, on the basis of the averments in the affidavits, the
court is satisfied that the Blue Book belongs to a class of
documents, like the minutes of the proceedings of the
cabinet, which is per se entitled to protection, no further
question will arise in respect of that document. In such
case, no question of inspection of that document by court
will also arise. If, however, the court is not satisfied
that the Blue Book does not belong to that class and that
averments in the affidavits and the evidence adduced are not
sufficient to enable the Court to make up its mind that its
disclosure will injure public interest, it will be open to
the court to inspect the document for deciding the question
whether it relates to affairs of state and that its
disclosure will injure public interest. In respect of the
other documents, the court will be at liberty to inspect
them, if on the averments in the affidavits or other
evidence, it is not able to come to a conclusion that they
relate to affairs of state or not.
if, on inspection, the court holds that any part of the Blue
Book or other document does not relate to affairs of state
and that its disclosure would not injure public interest,
the court will be free to
(1) bid at p. 905.
364
disclose that part and uphold the objection as regards the
rest provided that this will not give a misleading
impression. Lord Pearce said in Conway v. Rimmer(1)
"if part of a document is innocuous but part
is of such a nature that its disclosure would
be undesirable, it should seal up the latter
part and order discovery of the rest, provided
that this will not give a distorted or
misleading impression."
The principle of the rule of non-disclosure of records
relating to affairs of state is the concern for public
interest and the rule will be applied no further than the
attainment of that objective requires(2).
I would allow the appeal.
P.B.R.
Appeal allowed.
(1) [1968] 1 All E.R. 874, at 911.
(2) see Taylor on Evidence, p. 939.
365