Full Judgment Text
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PETITIONER:
MAYAWATI
Vs.
RESPONDENT:
MARKANDEYA CHAND & ORS.
DATE OF JUDGMENT: 09/10/1998
BENCH:
HON’BLE THE CHIEF JUSTICE,HON’BLE MR. JUSTICE K.T. THOMAS, ANDHON’BLE MR JUSTICE M. SRINI
VASAN.
ACT:
HEADNOTE:
JUDGMENT:
JUDGMENTS
The following Judgments of the Court were delivered:
PUNCHHI, CJI:
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I have bestowed great care in reading the two
elaborate but sharply cleaving draft Judgments prepared by my
learned brethren, K.T. Thomas, J. and M. Srinivasan, J.
resting on the provisions contained in the Tenth Schedule of
the Constitution. I need to emphasis at the outset, in the
context above, the importance of recording of events which
take place in the House, which means either House of
Parliament or the Legislative Assembly or, as the case may
be, either House of the Legislature of State, because Clause
(b) of Paragraph 3 provides that from the time of such split,
such faction shall deemingly become the political party...
The Speaker/Chairman in the nature of his role when informed
of a spilt is administratively the time keeper and he has to
be definite in respect of the time of such split. Or is
there any scope for procrastination? He is the Tribunal
undoubtedly for quasi-judicial purpose.
In Kihoto Hollohan V. Zacnillnu & Others, 1992 Supp.
(2) SCC, the majority, in Paragraph 109, has summed up the
nature of the function exercised by the Speaker/Chairman
under Paragraph 6(1) to be that of a Tribunal and the scope
of judicial review under Articles 136, 226 and 227 of the
Constitution in respect of an order passed by the
Speaker/Chairman under Paragraph 6 to be confining to
jurisdictional errors only vix., infirmities based on
violation of constitutional mandate, mala fides,
non-compliance with rules of natural justice and perversity.
The question however as to whether a Member of the house has
become subject to disqualification must arise for decision
under Paragraph 6(1) of the Tenth Schedule only on its being
referred for decision of the Speaker/Chairman and not on his
own, whose decision shall be final. The defence against
disqualification incurred on ground of defection under
Paragraph 2 is separately provided in Paragraph 3 to say that
such disqualification is not to apply to a case of split. Is
not the cognition of the Speaker/Chairman of the occurrence
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of split not administrative in nature, unconnected with
decision making on disqualification is it an adjunct thereto?
Kihoto Hollohan is silent on this aspect. If the act of
cognoscing the time of such split is the administrative
function of the Speaker/Chairman, the scope of judicial
review of the said administrative act would, to my mind, be
qualitatively different than what it is when testing his
quasi-judicial order as a Tribunal. Kihoto Hollohan, as is
evident from Paragraph 111 the report, apparently confines to
decision making by the Speaker/Chairman in Paragraph 6(1) on
reference of the question of disqualification, inviting his
decision, and leaves his role under Paragraph 3 untouched.
These determinations of importance, in my view, are necessary
to be made before the matter can be examined as to the
perversity or otherwise of the Speaker’s decision, obligating
him at a point of time to record categorically when the split
took place thereby pinning the time of such split. I opine
therefore that the matter be referred to the Constitution
Bench for decision.
SRINIVASAN J.
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Leave granted.
I have had the advantage of perusing the draft
judgment prepared by learned brother Thomas, J. I am unable
to agree with the same. My judgment in this case is as
follows:
A. PRELUDE
1.Though the Anti-defection law contained in Articles
101,102, 190 and 191 and the 10th schedule of the
constitution was born after a very long period of gestation
(from 1967 to 1985), it has not had the desired effect. The
need for scrapping it and ushering in a new law has been
realized. It is hoped that before a new law is enacted
regard will be had to the following passage in Chawla’s
Election Law and Practice (6th Edn.) p.1.589 :
"Looked at from a more fundamental angle, inasmuch as
the point of reference for every case of defection is
a political party, no reforms in the Anti Defecting
Law would be meaningful without a deep analysis of
the conception, structure, functioning and role
perception of political parties in our polity.
Parties as they exist and operate today
hardly deserve any protection against defection by
their members. If parties are not based on any
principles, ideologies or programmes and if they are
not democratically run, there can be no question of
any principles being involved in either defecting or
staying with a party.
2.The events in the Legislative Assembly of the State
of Uttar Pradesh after the general elections in 1996 justify
the above view. While expressing my concurrence with the
above view, I wish to point out with great dismay that those
days of statesmen who rendered selfless service to the
country are gone and alas! these are days of politicians who
want the country to serve them. But the issues in this case
have to be resolved by constitutional measurement, free of
any predilection.
B. Chronology.
3.In the general elections to the U.P. Legislative
Assembly which took place in 1996 no political party obtained
absolute majority. There was an agreement between the
Bhartiya Janata Party (’BJP’ for short) and the Bahujan Samaj
Party ("BJP’ for short) to support each other for running the
Government. The BSP had 67 MLAs who were elected on its
fold. Pursuant to the agreement the appellant belonging to
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BSP became the Chief Minister of the State on 21.3.97 On
21.9.97 Kalyan Singh belonging to the BJP became the Chief
Minister. On 19.10.97 the appellant announced withdrawal of
participation and support of BSP to the coalition government.
All the BSP Ministers resigned from the Government.
Immediately the Governor of the State convened a special
Session of Assembly at 11.00 A.M. on 21.10.97 and told
Kalyan Singh to prove his majority on the Floor of the House.
On 20.10.97 the appellant issued a whip directing all BSP
MLAs to remain present in the House throughout the
proceedings on the next day and vote against the Motion of
Confidence to be moved by the Chief Minister.
4. On 21.10.97 there was pandemonium and violence in the
Assembly and several MLAs went out of the House. In the
proceedings which followed, 222 Members of the Assembly voted
in favour of the Government. There was no vote opposing the
Motion.
5.In the speeches which followed, Mr. Sardar Singh
congratulated the speaker for being able to preside over the
Assembly without getting hurt. He narrated as to how
instructions were given by the appellant to the members of
BSP to indulge in violence and cause confusion including
causing hurt to the Speaker. Markandeya Chand another member
told the Speaker that along with him 23 others had quit the
BSP and supported the Government. Respondents 1 to 12 had
voted in support of the Motion.
6.On 24.10.97, 13 petitions were filed by respondents 1
to 12 as well as one Hari Krishan on the ground of violation
of whip issued by her on 20.10.97. The petitions invoked
only clause 2(1)(b) of the Tenth Schedule to the
Constitution. On 27.10.97 respondents 1 to 12 became
Ministers and joined the Cabinet. On 11.11.97 another set of
13 petitions similar to those filed by the appellant were
filed by one Mr. R.K. Chowdhary claiming the same relief on
the same ground. After removal of defects by amendments, the
petitions were taken on file and notice was ordered. In
these proceedings we are not concerned with the petition
against Hari Krishan which was later dismissed as withdrawn.
On 25.11.97 respondents 1 to 12 filed written statement in
which is was inter alia pleaded that a split took place
between the Members of the BSP on 21.10.97 and more than
1/3rd Legislators of the BSP got separated. It was averred
that the appellant had instructed the members of her
Legislature Party to disturb the proceedings of the Assembly
and cause hurt to the Speaker. On the very next day i.e.
26.11.97 the appellant filed a replication statement in
answer to the written statement of the respondents. there
was no denial whatever of the split referred to in the
written statement. The only plea in that replication
pertained to the whip issued on 20.10.97 and the
non-withdrawal of the same by the appellant on 21.10.97.
7. On 5.12.97 the appellant filed an application for
amendment of the petition in which disqualification of the
respondents was sought under clause 2(1)(a) or the Tenth
Schedule. The relevant part of the pleading was as follows:
"That it is clear from the perusal of the reply of
the respondent filed on this petition on 25.11.97
that the respondent has voluntarily given up the
membership of Bahujan Samaj Vidhan Dal. That the
respondent had contested and won the elections of
Vidhan Sabha on the ticket of BSP and in this manner
he is disqualified from the membership of the Vidhan
Sabha.
There was also a denial of the correctness of the
Statement made by Markandeya Chand on the Floor of the
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Assembly on 21.10.97 that 23 Legislators of BSP were
supporting him.
8. Inspect of opposition by the respondents the amendment
was allowed by the Speaker. That order was challenged by the
respondents in W.P. No. 348 of 1998 on the file of the High
Court of Allahabad, Lucknow Bench. That writ petition is
said to be pending after notice. Thereafter an additional
written statement was filed by Vansh Narain Singh on
2.2.1998. These was a narration of the split in BSP and
formation of new group named as Jantantrik BSP (’JBSP’ for
short). The reasons for such a split were set out in detail.
It was further stated that the members of JBSP were not less
than 1/3rd of the total number of BSP MLAs. It was also
averred that the appellant and a few other members of the BSP
started terrorizing and threatening the members of the JBSP
with attack on their lives and also prevented their coming to
and going from Lucknow. There was also an allegation that
signatures of some of those persons who had become members of
JBSP were taken on blank papers by coercion. The appellant
did not file any reply statement.
9.On 24.2.98 the hearing of the matter started. It
continued on 25.2.98. During the course of the hearing
respondents 1 to 12 filed two affidavits containing a list of
26 names who formed part of the group on 21.10.97. An
explanation was given in the affidavits as to why there was
delay in furnishing the names of those MLAs. Some of the
members mentioned in the list were present before the Speaker
along with the respondents. the appellant filed nine
affidavits on the same day around 7.40 P.M. The hearing
concluded on 25.2.98 and order were reserved.
10.Thereafter on 4.3.98 and 10.3.98 the respondents
filed another set of affidavits repeating almost the case
already put forward. On 16.3.98 R.K. Chaudhary applied for
certified copies of those affidavits. When the said
certified copies were furnished he was informed that if he
had any submissions to be made in regard to those affidavits
he could present the same on 19.3.98 at 1.00 P.M. No further
affidavits were filed by the appellant or R K Chaudhary. The
speaker pronounced the judgment on 23.3.98 dismissing the
petitions for disqualification. He recognized 19 MLAs as
forming a separate political party by the name JBSP.
11.It is that judgment of the Speaker which is
challenged in this appeal. Originally S.L.P. was filed
against respondents 1 to 12 only. When the matter came
before Court in 10.8.98, on the request of the appellant’s
counsel the Speaker was added as a party (13th respondent)
and the matter was adjourned to 25.8.98. On the latter date
the following order was passed:
"Mr. Sibal, learned senior counsel for the
petitioner states that the Speaker was got impleaded
as a party because of the first respondent having
raised an objection in his counter that the Speaker
should have been made a party. Mr. Sibal further
states that the Speaker, otherwise, is a proforma
party and he need not file a counter."
The matter was directed to be listed for final disposal on
8.9.98 and liberty was given to the counsel for respondents
to file additional affidavits if necessary. The case was
heard on 8th to 10th, the afternoon of 11th and the afternoon
of 14th.
C. FINDINGS OF THE SPEAKER
12.(i) The direction/whip dated 20.10.97 by the appellant was
not issued in accordance with paragraph 2 (1) of the Xth
Schedule of the Constitution and as such it was
unconstitutional and illegal with the result the respondents
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are not liable to be disqualified under that paragraph for
voting contrary to it.
(ii) The petitions filed by the appellant did not fulfill the
requirements of ’The Members of Uttar Pradesh Legislative
Assembly (Disqualification on grounds of Defection) Rules,
1987’ (hereinafter referred to as the Rules) in as much as
they did not contain a statement of material facts and
consequently the petitions where liable to be dismissed under
Rule 8 (ii) of the said rule.
(iii) The appellant had in fact issued a direction on
21.10.97 to the B.S.P. M.L.As for creating disturbances and
committing violence in the House on that date and therefore
the direction issued by her earlier on 20.10.97 was
superseded/withdrawn/waived and made ineffective. As such,
the respondents could not be disqualified for having voted
contrary to the direction dated 20.10.97.
(iv) there was a split in the B.S.P. on 21.10.97 as a result
of which there arose a faction and 26 M.L.As mentioned in
annexures 1 and 2 of Chowdhary Narender Singh’s affidavit
dated 24.2.98 who were more than 1/3rd members of the BSP
Legislature Party constituted a group representing the said
faction. Constituted a group became the ’original political
party’ known as JBSP. The members of the said group where
entitled to protection of para 3 of the Xth Schedule of the
Constitution. Further, after the split of the BSP and
formation of the group of 26 MLAs on 20.10.97, there was a
further split in the JBSP on 15.1.98 as a result of which 19
MLAs continued to remain members of JBSP Legislature Party.
(v) As a result of the aforesaid findings the petitions
filed by the appellant and the petitions filed by
R.K.Chaudhary were dismissed. The 19 persons set out in the
order were dismissed. The 19 persons set out in the order
were declared as members of JBSP in the Assembly.
13. Mr Kapil Sibal who appeared for the appellant submitted
that the order of the Speaker suffers from jurisdictional
errors based on violation of the constitutional mandates,
non-compliance with rules of Natural Justice and perversity.
He stated expressly that he was not attacking the order on
grounds of bias or mala fides though they were raised in the
S.L.P.
14.Dr. L.M. Singhvi argued on behalf of the first
respondent while Mr. Ashok Desai represented respondents 2
and 3. Mr. R.K. Jain argued for respondents 4,5 and 6 and
Mr. K.N. Balgopal represented the 7th respondent. The
substance of the contentions urged on behalf of the
respondents is as follows:
The order of the Speaker is a well structured one. The
findings of facts rendered by him are based on the evidence
on record. The order does not suffer from any perversity. Nor
is it vitiated by violation of Constitutional mandates or
principles of Natural Justice. Even if the order is set
aside, the matter has to go back to the Speaker for a fresh
decision in accordance with the judgment of this Court.
E. ARTICLE 145(3) OF THE CONSTITUTION
15. In the midst of his arguments Dr. Singhvi invited our
attention to Article 145(3) of the Constitution of India and
submitted that as the case involves several substantial
questions of law as to the interpretation of the Constitution
it should be heard by minimum number of five Judges. When
the said submission was made, arguments had already been
heard for two days. The Hon’ble the Chief Justice observed
that there is an ’Interpretation Clause’ in the Xth Schedule
and every question of law is not a substantial question of
law. Dr. Singhvi did not persist the matter further.
However Mr. Ashok Desai who argued on the last day of the
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hearing handed over a paper setting out proposed substantial
questions of law/questions as to interpretation of
Constitution. He has mentioned 9 questions therein. In my
view question numbers 4 and 9 therein fall within the ambit
of Article 145(3). They read as follows:
"4. The manner, authority, and other requirements
of a valid whip for disqualification under Clause 2
(1) (b) of the Xth Schedule, especially the meaning
of expressions "political party’ and of ’any person
or authority authorised".
"9. Whether order of speaker refusing to
disqualify members of house be substituted by
disqualification in course or judicial review".
F. DISCUSSION
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16. The contentions of the appellant’s counsel can be
classified under three main heads (i) violation of
constitutional Mandates (ii) violation of principles of
Natural Justice; (iii) Perversity.
(i) Violation of Constitutional Mandates.
This can be sub divided into two:
(a) violation of para 2 (1) (b);
(b) violation of para 2 (1) (a) of the Xth Schedule of the
Constitution.
A common defence to grounds under both sub paras (a) & (b),
is available in para 3. If the situation contemplated in
para 3 is proved, neither para (a) nor para (b) will help
the appellant. Para 2(1) is in the following terms:
"2. Disqualification on ground of defection - (1)
Subject to the provisions of paragraphs 3,4 and 5, a
member of a House belonging to any political party
shall be disqualified for being a member of the
House, -
(a) if he has voluntarily given up his membership
of such political party; or
(b) If he votes or abstains from voting in such House
contrary to any direction issued by the political
party to which he belongs or by any person or
authority authorized by it in this behalf, without
obtaining, in either case, the prior permission of
such political party, person or abstention has not
been condoned by such political party, person or
authority within fifteen days from the date of such
voting or abstention.
Explanation - For the purposes of this sub-paragraph,
(a) an elected member of a House shall be deemed to
belong to the political party, if any, by which he
was set up as a candidate for election as such
member;
(b) a nominated member of a House shall, -
(i) Where he is a member of any political
party on the date of his nomination as such member,
be deemed to belong to such political party;
(ii) in any other case, be deemed to belong to the
political party of which he becomes, or, as the case
may be, first becomes a member before the expiry of
six months from the date on which he takes his seat
after complying with the requirements of article 99
or, as the case may be, article 188".
Para 3 reads as follows:-
3. Disqualification on ground of defection not to
apply in case of split - Where a member of a House
makes a claim that he and any other members of his
Legislature party constitute the group representing a
faction which has arisen as a result of the split in
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his original political party and such group consists
of not less than one-third of the members of such
Legislature party,
(a) he shall not be disqualified under
sub-paragraph (1) of paragraph 2 on the ground -
(i) that he has voluntarily given up his membership
of his original political party; or
(ii) that he has voted or abstained from voting in
such House contrary to any direction issued by such
party or by any person or authority authorised by it
in that behalf without obtaining the prior permission
of such party, person or authority and such voting or
abstention has not been condoned by such party,
person or authority within fifteen days from the date
of such voting or abstention; and
(b) from the time of such split, such faction
shall be deemed to be the political party to which he
belongs for the purposes of sub-paragraph (1) of
paragraph 2 and to be his original political party
for the purposes of this paragraph."
(a) Violation of para 2 (1) (b)
17. Apart from the defence under para 3, an additional
defence relating to para 2 (1) (b) has been raised in this
case. That has been accepted by the Speaker and findings
have been rendered accordingly. Though it is a question
involving interpretation of a provision in the constitution
and requires to be decided by a Bench of at least five
Judges, I am bound to express my opinion here as the case has
been heard fully by this Bench. Both parties argued the
question at length before the Speaker and invited his
findings. Before us also, the appellant’s counsel argued it
at length and the respondents’ counsel replied. Hence it is
necessary to express an opinion.
18. The argument of the appellant is that the expression
’political party’ in sub-para (b) means ’political party in
the House’, in other words, the ’Legislature Party’. This
argument runs counter to the definition contained in para
1(c). According to that definition, ’original political
party’ in relation to a member of a House, means the
political party to which he belongs for the purposes of
sub-paragraph (1) of paragraph 2. The expression ’original
political party’ is used in para 3 only. Para 2, does not at
all use the expression ’original political party’ . The said
expression in para 3 is equated to the expression ’political
party’ in para 2(1). The definition clause in para 1 (c)
does not make any distinction between sub para (a) and sub
para (b) of para 2. But the appellant’s counsel wants to
make such a distinction. According to him ’political party’
in sub para (a) would refer to ’original political party’ but
the same expression in sub para (b) would refer only to the
’Legislature Party’. The term ’Legislature Party’ having
been defined in para 1(b) could well have been used in para 2
(1) (b) instead of the term ’political party’ if the
intention of the Parliament was to refer only to the
Legislature Party.
19. There is another feature in Para 3 (b) which negatives
the appellant’s argument. According to para 3(b), from the
time of split in the original political party such as the one
referred to in the first part of the para, the faction
referred to therein shall be deemed to be the political party
to which the concerned member belongs for the purposes of
sub-para (1) of para 2 and to be his original political party
for the purposes of paragraph 3. The entire sub-paragraph
(1) of para 2 is referred to therein meaning thereby both
clauses (a) and (b) of the sub-para 1 and no distinction is
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made between the two clauses. Hence for the purposes of
clause ’a’ as well as clause ’b’ the faction referred to in
the first part of para 3 shall be deemed to be the original
’political party’ mentioned in para 3. It is thus clear that
’political party’ in clause (b) of sub-para (1) of para 2 is
none other than ’original political party’ mentioned in para
3.
20. The argument that the context in para 2 (1) (b) requires
to equate ’political party’ with ’legislature party’ even
though the definition clause reads differently is not
acceptable. A reading of sub para (b) the Explanation in
para 2 (1) places the matter beyond doubt that the ’political
party’ in sub para (b) refers to the ’original political
party’ only and not to the Legislature Party. According to
the explanation, for the purpose of the entire sub para, an
elected member of the House shall be deemed to belong to the
political party. if any, by which he was set up as a
candidate for election as such member. Certainly, the
Legislature Party could not have set up the concerned member
as a candidate for election.
21.According to learned counsel for the appellant, the
Legislature Party may have to take decisions on urgent matter
in the House and as it represents the original political
party in the House, whatever direction is issued by the
Leader of such Legislature Party must be regarded as a
direction issued by the political party. There is no merit
in this contention. When the provision in the constitution
has taken care to make a distinction between the Legislature
Party and the original Political party and prescribe that the
direction should be one issued by the political party or by
any person or authority authorised in this behalf, there is
no meaning in saying that whatever the Leader of the
Legislature Party directs must be regarded as that of the
original political party.
22. The reason is not far to seek. Disqualification of a
member elected by the people is a very serious action and
before that extreme step is taken, it should be proved that
he acted contrary to the direction issued by the party which
set him up as a candidate for election.
23. In ’Hollohan’ 1992 Supp (2) 651, the majority dealt with
the expression ’any direction’ in Para 2(1) (b) and held that
the objects and purposes of the Xth Schedule define and limit
the contours of the meaning of the said expression. It is
advantageous to extract para 122 of the judgment which reads
as follows:-
"While construing Paragraph 2(1) (b) it cannot be
ignored that under the Constitution Members of
Parliament as well as of the State legislature enjoy
freedom of speech in the House though this freedom is
subject to the provisions of the constitution and the
rules and standing orders regulating the Procedure of
the House [Article 105 (1) and Article 194 (1)]. The
disqualification imposed by paragraph 2(1)(b) must be
so construed as not to unduly impinge on the said
freedom of speech of a Member. This would be
possible if Paragraph 2(1)(b) is confined in its
scope by keeping in view the object underlying the
amendments contained in the Tenth Schedule, namely,
to curb the evil or mischief of political defections
motivated by the lure of office or other similar
considerations. The said object would be achieved if
the disqualification incurred on the ground of voting
or abstaining from voting by a member is confined to
cases where a change of government is likely to be
brought about or is prevented, as the case may be, as
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a result of such voting or abstinence or when such
voting or abstinence is on a matter which was a major
policy and programme on which the political party to
which the Member belongs went to the polls. For this
purpose the direction given by the political party to
a Member belonging to it, the violation of which may
ential disqualification under Paragraph 2(1)(b),
would have to be limited to a vote on motion of
confidence or no confidence in the government or
where the motion under consideration relates to a
matter which was an integral policy and programme of
the political party on the basis of which it
approached the electorate. The voting or abstinence
from voting by a Member against the direction by the
political party on such a motion would amount to
disapproval of the programme on the basis of which he
went before the electorate and got himself elected
and such voting or abstinence would amount to a
breach of the trust reposed in him by the
electorate".
24. If the direction referred to in para 2 (1)(b) is to be
restricted to the two kinds referred to in the said passage,
there is no doubt that ’political party’ in para 2(1)(b)
refers only to the ’original political party’ as it is only
such party which could issue such direction. In such
matters, the members of the House would certainly be given
sufficient notice in advance and original political party
would have sufficient time to take decisions and issue
directions.
25. In ’The Journal of Parliamentary Information’. 1993
(Vol.39). Article 19. Anti - Defection Law - Split In
parties by D. Sripada Rao @ p.p. 104 and 105, it is stated as
follows:-
"It is not as though the schedule does not take
into its fold the outside events and organisation.
The Schedule mentions the direction of the political
parties. etc. in Clause (b) of sub-para (1) or para
2. The direction of a member of the House can be from
a functionary of a political party outside the House
according to the constitution of the respective
parties. The label which a member carries and
ultimately goes to constitute his Legislature Party
under rule 4(2) is an agency outside the House.
A member is disqualified for giving up that label and
not the membership of the Legislature Party. The
operation of the Schedule is not exclusively
intramural or confined to the four walls of the
House, where the Speaker’s writ runs. If the
intention of the Parliament in enacting the schedule
is to confine the Speaker merely to count the members
of the Legislature Party there is no need to mention
’the original political party’ in paras 3 and 4 in
connection with split or merger. A party split
outside the House without the support of 1/3rd
members inside the House renders it to wipe out its
identity in the House and the House and the Members
who engineer a split in Legislature Party without
there being a corresponding split in the party
outside make themselves vulnerable to forego their
seat in the House albeit their command over 1/3rd
legislature party".
The above passage shows that no distinction can be
made between sub para (a) and sub para (b) vis a vis the
meaning of the term ’political party’ and that it means only
the original political party.
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26. It has been rightly held by the Speaker that there is no
material whatever to hold that the direction issued on
20.10.97 was issued by the B.S.P. or that the appellant was
authorized by the BSP to issue such a direction. Neither
before the speaker non before us any such plea was even
raised.
27. There is also no difficulty in accepting the finding
of the Speaker that the direction dated 20.10.97 was not in
accordance with the law laid down by this court in ’Hollohna’
- In para 123, it is said:
"Keeping in view the consequences of the
disqualification i.e., termination of the membership
of a House; it would be appropriate that the
direction or whip which results in such
disqualification under Paragraph 2(1)(b) is so
worded as to clearly indicate that voting or
abstaining from voting contrary to the said
direction would result in incurring the
disqualification under Paragraph 2(1)(b) of the
Tenth Schedule so that the member concerned has
fore-knowledge of the consequences flowing from his
conduct in voting or abstaining from voting contrary
to such a direction".
Mr. Sibal’s contention that such a warning as mentioned in
the above passage is necessary only when whips are issued on
unimportant matters and that the above passage in ’Hollohan’
is misunderstood by the Speaker is unsustainable. A reading
of paras 122 and 123 in ’Hollohan’ clearly shows that no
meaning can be given to para 123 other than that given by
the Speaker.
28. Hence I hold that the Speaker has not violated para
2(1)(b) of the Tenth Schedule.
(b) Violation of Para 2(1)(a)
-------------------------
29. The attack of the appellant on the factual findings of
the Speaker could be more conveniently and appropriately
considered when I discuss violation of principles of Natural
Justice and perversity. Under this head, I would discuss
the question of law raised by Mr. Sibal.
30. The meaning to be given to the work ’split’ in Para
3 is left open in ’Hollohan’. In Para 124, it is said:
"There are some submissions as to the exact import of
a "split" - whether it is to be understood an
instantaneous, one time event or whether a ’split’
can be said to occur over a period of time. The
hypothetical poser was that if one-third of the
members of a political party in the legislature broke
away from it on a particular day and a few more
members joined the splinter group a couple of days
later, would the latter also be a part of the ’split’
group. This question of construction issues. The
meaning to be given to "split" must necessarily be
examined in a case in which the question arises in
the context of its particular facts. No hypothetical
predications can or need be made. We, accordingly,
leave this question to be decided in an appropriate
case".
31. Issue No. 6 framed by the Speaker is as follows:-
"Whether on 21.10.97 a group was formed in Bahujan
Samaj Party Legislature Party under paragraph 3 of
Tenth Schedule of the constitution representing the
group which had arisen as a result of split in
Bahujan Samaj Party and whether there were at least
one-third members of Bahujan Samaj Party Legislature
Party in such group? If yes, its effect.
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There is no dispute before us as to the correctness of the
issue as framed. There is also no difference of opinion among
the two sides as to the meaning of para 3.
32. The only question of law raised by Mr. Sibal relates to
the maintainability of the plea of split in default of
compliance with Rule 3 of the Rules. According to the learned
counsel, the Rules, having been framed in exercise of the
powers conferred by para 8 of the Tenth Schedule for giving
effect to the provisions of the schedule, have the same force
as constitutional mandates and non-compliance thereof would
disentitle the concerned party from invoking the provisions
of the constitution. Rule 3(1) of the Rules reads thus:
"3. (i) The leader of each legislature party, other
than a legislature party consisting of only one
member shall within thirty days from the date of the
first sitting of the House, or, where such
legislature party is formed after such date, within
thirty days from the date of its formation, and in
either case within such further period as the Speaker
may for sufficient cause allow, furnish the following
to the Speaker, namely:-
(a) a statement in writing in Form I containing the
names of members and other particulars of such
legislature party:
(b) names and designations of each such member of the
legislature party who has been chosen as leader of
that party or authorized for the purposes referred to
in clause (f) of rule 2, to act as, or to discharge
the functions of, such leader;
(c) names and designations of such members of the
legislature party who have been authorised for the
purposes of these rules to correspond with the
Speaker;
(d) a copy of the constitution and rules (by whatever
name called) of such legislature party and of the
political party to which its members are affiliated".
33. Learned counsel submits that in the present case though
the split was alleged to have taken place on 21.10.97.
Markandeya Chand, the leader of JBSP did not within thirty
days from the said date or for that matter till 25.2.98, the
day on which the arguments before the Speaker were concluded
furnish the statement etc. as set out in thee Rule. Hence
according to him the respondents were not entitled to raise
the plea of split in this case.
34. According to him the decision of this Court in Ravi S.
Naik Versus Union of India and Another etc. 1994 Supp (2)
S.C.C. 641 is not correct and it requires reconsideration.
It is therefore argued that thee order of the Speaker placing
reliance on the said ruling is erroneous and has to be seat
aside.
35. Before referring to Ravi S. Naik (supra) I would
consider the question on first principles. Para 3 of the
Tenth Schedule excludes the operation of para 2 (1)(a) and
(b) where a member of a House makes a claim that he and any
other member of his legislature party constitute the group
representing a faction which has arisen as a result of a
split in his original political party and such group consists
of not less than one third of the members of such legislature
party. The following are the conditions for satisfying the
requirements of the para:
(i) A split in the original political party giving rise
to a faction.
(ii) The faction is represented by a group of MLAs in
the House.
(iii) Such group consists not less than one third of the
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members of legislature party to which they belong. For the
purpose of that para all the three conditions must be
fulfilled. It is not sufficient if more than 1/3rd members
of a legislature party form a separate group and give to
itself a different name without there being a split in the
original political party. Thus the factum of split in the
original party and the number of members in the ’group’
exceeding 1/3rd of the members of the legislature party are
the conditions to be proved.
36. Rule 3 provides for furnishing of information to the
speaker. Rule 6 provides for recording of such information
in a register to be maintained by the Secretary. Will the
recording of information in the register conclude the issue
relating to the two requirements of para 3 of the Tenth
Schedule? There is not even a provision for presumption as
to the correctness of the entries in the register maintained
under Rule 6. The entries would at best only show that such
and such information was furnished by such and such member.
The entries in the register cannot have any other effect
whatever.
37. Rule 10 enables the Speaker to issue from time to time
such directions as he may consider necessary in regard to the
detailed working of the rules. Will such directions also be
considered as constitutional mandates?
38. Rules 7,8 and 9 set out the procedure for seeking
disqualification of a member. In this case the petitions for
disqualifications were filed even on 24.10.97 long before the
expiry of the period of 30 days specified in Rule 3. The
question of disqualification had to be decided in those
petitions. The power to decide disputed disqualification
under Para 6(1) of the Tenth schedule is ’preeminently of a
judicial complexion’. The Speaker or the Chairman acting
under Para 6(1) is a Tribunal (See ’Hollohna’ 1992 Supp. (2)
S.C.C.651). Can the entries in the register maintained under
rule 6 by the Secretary have the effect of establishing the
two conditions required for para 3 of the Tenth Schedule? It
can if at all be only a piece of evidence in support of the
claim of one party. If as contended by the appellant’s
counsel, failure to comply with the rule will prevent the
raising of a plea of split, the compliance of the rule must
have the effect of conclusively proving the conditions
required for para 3. That will lead to an anomalous
situation. When a disqualification proceeding is initiated
against the members who claim the benefit of para 3 they can
defeat the proceeding by furnishing some information to the
Speaker under Rule 3 and getting it recorded in the Register
under rule 6. Thus a matter which has to be decided
judicially under Para 6(1) of the Tenth schedule may get
decided administratively by compliance of Rules 3 and 6.
Undoubtedly such a status cannot be given to the rules which
are only procedural. If the contention of Mr. Sibal is
accepted, form will stand exalted over substance.
39. Now I shall advert to ’Ravi S. Naik’ 1994 Supp. (2)
S.C.C. 641. Both the learned Judges who decided the case
were party to the majority Judgment in "Hollohan’. it is too
much to say that they had not properly understood their own
dictum in ’Hollohan’, the Bench dealt with the facts of each
appeal separately. The Bench observed in C.A. 3390 of 1993
as follows:
"... The Disqualification Rules have been framed to
regulate the procedure that is to be followed by the
Speaker for exercising the power conferred on him
under sub-paragraph (1) of Paragraph 6 of the Tenth
Schedule to the constitution. The Disqualification
Rules are therefore procedural in nature and any
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violation of the same would amount to an irregularity
in procedure which is immune from judicial scrutiny in
view of sub-paragraph (2) of paragraph 6 as construed
by this Court in Kihoto Hollohan case. Moreover, the
field of judicial review in respect of the orders
passed by the Speaker under sub-paragraph(1) of
paragraph 6 as construed by this court in Kihoto
Hollohan case is confined to breaches of the
constitutional mandates, mala fides, non compliance
with rules of Natural Justice and perversity. We are
unable to uphold the contention of Shri Sen that the
violation of the Disqualification rules amounts to
violation of constitutional mandates. By doing so we
would be elevating the rules to the status of the
provisions of the constitution which is impermissible.
Since the Disqualification rules have been framed by
the Speaker in exercise of the power conferred under
paragraph 8 of the Tenth Schedule they have a status
subordinate to the constitution and cannot be equated
with the provisions of the constitution. They cannot
therefore be regarded as constitutional mandates and
any violation of the Disqualification rules does not
afford a ground for judicial review of the order of
the Speaker in view of the finality clause contained
in sub-paragraph (1) of paragraph 6 of the Tenth
Schedule as construed by this Court in kihoto Hollohan
case.
40. Again in Civil Appeal 2904 of 1993. the Bench dealt
with Paras 2 and 3 of the 10th Schedule and said:
" As noticed earlier paragraph 2 of the Tenth
Schedule provides for disqualification on the ground
of defection if the conditions laid down therein are
fulfilled and paragraph 3 of the said schedule
avoids such disqualification in case of split.
Paragraph 3 proceeds on the assumption that but for
the applicability of the said provision the
disqualification under Paragraph 2 would be
attracted. The burden to prove the requirements of
paragraph 2 is on the person who claims that a
member has incurred the disqualification and the
burden to prove the requirements of paragraph 3 is
on the member who claims that there has been a split
in his original political party and by virtue of
said split the disqualification under paragraph 2 is
not attracted. In the present case Naik has not
disputed that he has given up his membership of his
original political party but he has claimed that
there has been a split in the said party. The
burden, therefore, layon Naik to prove that the
alleged split satisfies the requirements of
paragraph 3. The said requirements are:
(i) The member of a House should make a claim that
he and other members of his legislature party
constitute the group representing a faction which
has arisen as a result of a split in his original
party: and
(ii) Such group must consist of not less than
one-third of the members of such legislature party.
In the present case the first requirement was
satisfied because Naik has made such a claim. The
only question is whether the second requirement was
fulfilled. the total number of members in the
legislature party of the MGP (the original political
party) was eighteen. In order to fulfil the
requirements of paragraph 3 Naik’s group should
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consist of not less than 6 members of the
legislature party of the MGP. Naik has claimed that
at the time of split on December 24, 1990 his group
consisted of eight members whose signatures are
contained in the declaration, a copy of which was
filed with the reply dated February 13, 1991.
The Speaker has held that the split had not been
proved because no intimation about the split has
been given to him in accordance with rules 3 and 4
of the Disqualification rules. We find it difficult
to endorse this view. Rule 3 requires the
information in respect of matters specified in
clauses (a) (b) and (c) of sub-rule (1) to be
furnished in the prescribed form (Form 1) to the
Speaker by the leader of the legislature party
within 30 days after the first sitting of the House
or where such legislature is formed after the first
sitting, within 30 days after its formation. rule 4
relates to information to be furnished by every
member to the Secretary of the Assembly in the
prescribed form (Form III). In respect of a member
who has taken his seat in the House before the date
of commencement of the Disqualification Rules, the
information is required to be furnished within 30
days from such date. In respect of a member who
takes his seat in the House after the commencement
of the Disqualification rules such information has
to be furnished before making and subscribing an
oath or affirmation under Article 188 of the
Constitution and taking his seat in the House. rule
4 has no application in the present case because the
stage for furnishing the required information had
passed long back when the members made and
subscribed to oath and affirmation after their
election in 1989. Rule 3 also comes into play after
the split and the failure on the part of the leader
of the group that has been constituted as a result
of the split does not mean that there has been no
split. As to whether there was a split or not has
to be determined by the Speaker on the basis of the
material placed before him. In the present case the
split was sought to be proved by the declaration
dated December 24, 1990 whereby eight MLAs belonging
to the MGP declared that they had constituted
themselves into a group known as Maharashtrawadi
Gomantak Party (Ravi Naik Group). A copy of the
said declaration was submitted along with the reply
filed by Naik on February 13, 1991 and the original
declaration bearing the signatures of the eight MLAs
was produced by the advocate for Naik during the
course of the hearing before thee Speaker on
February 13, 1991. The genuineness of the
signatures on the said declaration was not disputed
before the Speaker. One of the signatories of the
declaration, namely, Dharma Chodankar, had written
to the Speaker that his signatures were obtained
forcibly. That may have a bearing on the number of
members constituting the group. But the fact that a
group was constituted is established by the said
declaration."
[Emphasis supplied]
With respect, I express my whole hearted agreement
with the reasoning. The ruling does not at all
require re-consideration. The contention of the
appellant is therefore rejected. I hold that the
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Speaker has not violated any of the constitutional
mandates.
(II) Violation of principles of Natural Justice
-------------------------------------------
41. Under this head, the argument of the appellant relates
to two affidavits filed on 25.2.98 six on 4.3.98 and one on
10.3.98. The two affidavits filed on 25.2.98 were that of
Narinder Singh and Markandeya Chand. They were presented
when the arguments were proceeding. The same was objected
to by the counsel who was appearing for the appellant before
the Speaker on the ground that they had been filed after
9.2.98 which was the last day to produce evidence. In the
copy of the proceedings dated 25.2.98, the following
statement is found:
"Whether the above affidavits be placed on record and be
read in evidence or not will be considered presently during
arguments".
According to the appellant, the Speaker did not pass any
order thereafter to take the affidavits on record but he
relied on them in his order and thus violated the principles
of Natural Justice as the appellant had no opportunity to
controvert the averments in the affidavits.
42. In his order, the Speaker has stated as follows:
"When we resumed the hearing at 6.00 P.M. on
25.2.98 the respondents’ counsel Shri A Kumar made a
request that the presence of 6 MLAs who were in the
division of the BSP on 21.10.97 be noted and the
affidavits of Chaudhary Narendra Singh and Shri
Markandeya Chand be read in evidence. These six
MLAs were Sarvasri Munna Lal Maurya, Rajendra Singh
Patel, Jai Narain Tewari, Ved Prakash, Shiv Ganesh
Lodhi and Qasim Hasan. The names of all these MLAs
are mentioned in Annexure I to the aforesaid
affidavits.
Similarly, the petitioners also produced Sarvasri
Haji Akbar Husain, Ram Ratan Yadav, Vibhuti Prasad
Nishad, Shiv Charan Prajapati, Ram Kripal Singh,
Chootey Lal Rajbhar and Matesh Chandra Sonkar MLAs
and requested that their presence on the
petitioners’ side be also noted. The names of these
persons also find place in Annexure I to the said
affidavits.
The presence of all the adovementioned MLAs
presented by both sides was accordingly noted.
So far as the affidavits of Chaudhary
Narendra Singh and Markandeya Chand are concerned,
the petitioners counsel strongly objected to the
same on the ground that the respondents were given
last opportunity of file affidavit by 9.2.1998 which
date has expired and hence the affidavits should not
be taken or record.
On being asked whether the petitioners would
like to file reply to the said affidavit in case the
same is placed on record, the petitioners’ counsel
Shri Umesh Chandra stated that he would not file any
reply but would object to taking the same on record.
During the course of arguments Shri Umesh Chandra
referred to some paragraphs of this affidavit also
to contend that there was no division of the BSP.
(Underlining mine)
I find that for determining the controversy
completely and finally it is in the interest of
justice to place the affidavits on record and
particularly when the petitioners do not want to
file any reply to the same.
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Again in another place, it is stated as follows:
The various applications, pleadings and affidavits
filed after the petition was amended on 5.12.97,
have already been stated earlier in this order and
they need not be repeated here. Reference to the
relevant applications, pleadings and affidavits
shall made where considered necessary. Suffice it
to say that in order to finally and completely
adjudicate upon the controversy, and in the interest
of justice, and particularly keeping in view the
serious consequences flowing from disqualification
of a member of the Assembly. I have taken on record
all the applications and affidavits filed even after
9.2.1998. Parties have been afforded sufficient
opportunity to meet the case of each other.
43. In the S.L.P. a ground is raised that the averment in
the order that the appellant’s counsel said that he would
not file any reply to the affidavits is factually incorrect.
But there is no denial whatever in the SLP of the averment
that during the course of arguments Shri Umesh Chandra
referred to some paragraphs of that affidavit also to
contend that there was no division of the BSP. No.
argument was also advanced before us challenging the
correctness of that averment. When the appellant’s counsel
had himself relied on portions of the affidavits filed on
25.2.98, there is no substance in the contention that the
Speaker had taken them on record behind the back of the
appellant. There is also no substance in the contention
that the appellant had no opportunity to controvert the
contents of those affidavits. On the very same day
(25.2.98) the appellant filed an application and affidavits
of nine MLAs at 7.40 P.M. She could have then said whatever
she wanted to say about the contents of the affidavits filed
by the respondents. It is not the case of the appellant
that Speaker did not permit her to file any affidavit in
reply to the said affidavits of the respondents. the only
objection to the reception of the affidavits in question was
that it was filed after the expiry of the time granted
earlier to file a list of members of BSP. The appellant was
represented by practising lawyers who knew very well that
the Speaker had ample powers to condone the delay in filing
the affidavits. In the Proceedings of 25.2.98 it is stated
towards the end that "learned counsel for the two sides had
made their submissions on factual and legal aspects". It is
not the case of the appellant that any argument with
reference to the said affidavits was shut out. Moreover the
contents of the affidavits filed on 25.2.98 are almost a
repetition of the contents of the Additional Written
Statement filed on 2.2.98 plus the two annexures containing
the names of 26 members who formed the group of JBSP on
21.10.97 and 18 members who continued in the group till then
besides a plea of split within split. I do not find any
violation of the principles of Natural Justice in the
Speaker’s taking on record the two affidavits filed by the
respondent on 25.2.98.
44. The other affidavits said to have been taken on record
without notice to the appellant were filed on 4.3.98 and
10.3.98. According to the respondents those affidavits were
filed in reply to the nine affidavits filed by the appellant
on 25.2.98 at 7.40 P.M. According to them the appellant
filed them without serving copies on the and they had to
obtain copies from the office of the Speaker on 27.2.98. It
is stated by the appellant that the affidavits filed on her
behalf were presented before the Speaker in the course of
arguments in the presence of counsel for the parties. The
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proceedings of the Speaker dated 25.2.98 do not make any
reference to the said affidavits. The endorsement on the
margin of the application of the appellant dated 25.2.98 and
the affidavits filed therewith prove that they were filed in
the office of the Secretary to the Speaker at 7.40 P.M. and
on the same day, thee Speaker has made an endorsement in the
margin directing the placing of the application and
affidavits on record. Whatever it may be, it is not the
case of the appellant that copies of those affidavits were
served on the respondents or their counsel. There is no
record to prove such service.
45. The Speaker has dealt with this matter in his order
as follows:-
"The petitioners themselves had filed 9 affidavits
at 7.40 P.M. on 25.2.1998 while hearing on the
petitions was going on. Copies of these affidavits
were not served on respondents on 25.2.1998. Their
counsel obtained it on 27.2.1998 i.e. after the
orders were reserved on the case on 25.2.1998. The
respondents filed 6 affidavits dated 25.2.1998 and
27.2.1998 by means of an application dated 4.3.1998
which specifically stated that these affidavits were
being filed in reply to the said 9 affidavits. The
affidavit of Shri Ram Ratan Yadav filed on 10.3.1998
is almost entirely the same as the affidavits filed
by the petitioners on 25.2.1998.
One more fact needs to be stated at this stage.
Shri R.K. Chaudhary, petitioner, sent an
application/letter dated 16.3.1998 asking for copies
of the affidavits filed on behalf of the respondents
after the order was reserved on 25.2.1998. The
copies of these affidavits were sent to Shri R.K.
Chaudhary along with a letter dated 17.3.1998 in
which he was informed that copies of the affidavits
filed by the petitioner on 25.2.1998 were received
by the respondents counsel on 27.2.1998 and the
affidavits filed alongwith the application dated
4.3.1998 were filed in reply thereof. Along with
the said letter, a copy of the affidavit filed by
Shri Ram Ratan Yadav dated 10.3.98 was also sent to
Shri R.K. Chaudhary. It was specifically mentioned
in the letter of 17.3.98 that in case he wanted to
submit anything he may appear before me on 19.3.98
at 1.00 P.M. Information of this date was sent to
the respondents also. On 19.3.98 the respondents
Chaudhary Narendra Singh and Markandeya Chand
appeared along with their counsel Shri A Kumar and
Sri N.K. Pandey. On behalf of the petitioners Shri
Daya Ram Pal, President of the U.P. BSP handed over
a letter of Shri R.K. Chaudhary that the purpose of
the letter dated 17.3.98 was not clear and as such
the same be made clear. In reply to this letter of
Shri R.K. Chaudhary, a letter was sent to him on
19.3.98 informing him that if he wanted to file any
reply to the said affidavit or submit anything in
his favour or to file anything, he may do the same
on that date i.e. 19.3.98. Nobody appeared
thereafter on behalf of the petitioner Shri R.K.
Chaudhary nor filed any document. The aforesaid
letters have been placed on the records. In my
view, in the particular circumstances of the case no
prejudice has been caused to any of the parties by
admitting the aforesaid affidavits on record".
46. Again the Speaker has stated thus in his order:-
"Since the facts stated about the split and threat
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etc. in the affidavits of Sri Vans Narain Singh and
others filed on 2.2.1998 and the affidavits dated
25.2.1998 of Shri Markandeya Chand and Chaudhary
Narendra Singh, (including the allegations of split
within split) and the facts stated in the six
affidavits filed through the application dated
4.3.1998 have not been controverted despite
opportunity having been given to the petitioner Shri
R.K. Chaudhary (who was also looking after the
petitions of Ms Mayawati), I prefer to place reliance
on them and hold that there was a split in the
Bahujan Samaj Party on 21.10.1997 and a faction had
risen as a result of this split in the BSP and a
group of BSP MLAs consisting of 26 BSP MLAs (whose
names are mentioned in Annexure I to the affidavits
of Chaudhary Narendra Singh and Shri Markandeya
Chand, filed on 25.2.1998) was constituted on
21.10.97 itself representing the faction which thus
arose and that this group known as Jantantrik BSP".
47. An objection is taken before us in the course of
arguments that R K Chaudhary never represented the appellant
in the proceedings before the speaker and notice to him will
not amount to notice to the appellant. No such ground has
been taken in the S.L.P. There is no denial in the S.L.P.
of the averment found in the order of the Speaker that R.K.
Chaudhary was looking after the petitions of the appellant.
Without challenging the correctness of the statement in the
S.L.P. it is not open to counsel for the appellant to raise
the contention for thee first time in the course of his
arguments. In the order of the Speaker dated 7.11.97 it is
stated that R.K. Chaudhary MLA and D.R. Verma, Ex Chairman
Legislative Assembly came and produced two letters of the
appellant before the Speaker which shows that R.K. Chaudhary
did represent the appellant in these proceedings. In fact he
filed petitions for disqualification only on 11.11.97 and
those petitions were nothing but repetition of the petitions
filed by the appellant. In the circumstances it is not
possible for this Court to say that the averment made by the
Speaker in his order that R.K. Chaudhary was looking after
the petitions filed by the appellant is not correct.
48. While I am unable to accept the factual contention that
the appellant had no opportunity to controvert the affidavits
filed before the Speaker on 25.2.98, 4.3.98 and 10.3.98, I am
of the opinion that even so there is no violation of the
principles of natural justice. This court has in The
Chairman, Board of Mining Examination and Chief Inspector of
Mines of Mining Examination and Chief Inspector of Mines and
Another versus Ramjee (1977) 2 S.C.C. 256 discussed the
principles of natural justice and said:
"Natural justice is no unruly horse, no lurking land
mine, nor a judicial cure-all. If fairness is shown
by the decision maker to the man proceeded against,
the form, features and the fundamentals of such
essential processual propriety being conditioned by
the facts and circumstances of each situation, no
breach of natural justice can be complained of.
Unnatural expansion of natural justice, without
reference to the administrative realities and other
factors of a given case, can be exasperating. We can
neither be finical nor fanatical but should be
flexible yet firm in this jurisdiction. No man shall
be hit below the belt - that is the conscience of the
matter"
"But then we cannot look at law in the abstract or
natural justice as a mere artifact. Nor can we fit
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into a rigid mould the concept of reasonable
opportunity"
"These general observations must be tested on the
concrete facts of each case and every minuscule
violation does not spell illegality. If the totality
of circumstances satisfies the court that the party
visited with adverse order has not suffered from
denial of reasonable opportunity the Court will
decline to be punctilious or fanatical as if the
rules of natural justice were sacred scriptures".
49. It has not been proved by the appellant that there is a
failure of substantial justice. In the absence of bias and
malafides, the contention that the order of the Speaker is
vitiated by violation of principles of natural justice has to
fail.
(III) PERVERSITY
-----------------
50. One of the contentions urged under this head is that
speaker has by unduly delaying the proceedings acted
perversely. Though learned senior counsel stated expressly
in the course of his arguments that he is not alleging bias
or personal mala fides against the Speaker, in the written
submissions given by him, it is stated as follows:
"The Hon’ble Speaker by not deciding the petitioners
expeditiously and by allowing the BJP time to garner
support for the purposes of the defence of the
respondents under paragraph 3 has acted contrary to
the constitutional mandate".
The said submission is not permissible in view of the
statement expressly made and referred to above. In any
event, merely because there is a delay in concluding the
hearing, the order cannot be said to be perverse. The
Speaker has framed the question properly as to whether a
split as alleged by the respondents had taken place on
21.10.97 and whether it was supported by acceptable evidence.
This Court in exercise of its power of limited judicial
review has only to see whether the findings arrived at by the
Speaker are perverse in the sense in which the expression
"perversity" has been understood by this court in several
decisions. I am unable to accept that as a matter of law,
delay in the completion of proceedings would by itself
vitiate the order passed by him.
51. But I wish to add that it is absolutely necessary for
every Speaker to fix a time schedule in the relevant rules
for disposal of the proceedings for disqualification of MLAs
or MPs. In my opinion all such proceedings shall be
concluded and orders should be passed within a period of
three weeks from the date on which the petitions are taken on
file.
52. Before considering the relevant findings of the Speaker
which are said to be perverse by the appellant, it is better
to refer to the rulings which define perversity.
53. As pointed out already in Kihoto Hollahan versus
Zachillhu and others 1992 Supp. (2) S.C.C. 651 the
constitution Bench has laid down that the power of judicial
review vis-a-vis the order of the speaker under paragraph
6(1) of the Tenth schedule is confined to jurisdictional
errors only based on violation of constitutional mandate,
mala fides, non compliance of rules of natural justice and
perversity.
54. In Associated Provincial Picture Houses, Ltd. Versus
Wednesbury Corporation 1947 Vol 2 All England Reports 680
Lord Greene, M.R. dealt with a case where the proprietors of
a Cinema theatre sought a declaration that a condition
imposed by the Wednesbury Corporation on grant of permission
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for Sunday performances to be held in that cinema was ultra
vires. The Court dismissed the action. The relevant passage
in the judgment reads as follows:
"In the present case we have heard a great deal about
the meaning of the word "Unreasonable". It is true
the discretion must be exercised reasonably. What
does that mean? Lawyers familiar with the
phraseology commonly used in relation to the exercise
of statutory discretions often use the word
"unreasonable" in a rather comprehensive sense. It
is frequently used as a general description of the
things that must not be done. For instance, a person
entrusted with a discretion must direct himself
properly in law. He must call his own attention to
the matters which he is bound to consider. He must
exclude from his consideration matters which are
irrelevant to the matter that he has to consider. If
he does not obey those rules, he may truly be said,
and often is said, to be acting "Unreasonably".
Similarly, you may have something so abuser that no
sensible person could ever dream that it lay within
the powers of the authority...."
After referring to a judgment of Theatre de Luxe (Halifax)
Ltd. versus Gledhill (5) (1915) 2 K.B. 49 the learned Judge
observed:
" I do not find in any of the language that he used
any justification for thinking that it is for the
court to decide the question of any justification for
thinking that it is for the court to decide the
question of reasonableness rather than the local
authority. I do not read him as in any way dissenting
from the view which I have ventured to express, that
the task of the court is not to decide what it thinks
is reasonable, but to decide whether the condition
imposed by the local authority is one which no
reasonable authority, acting within the four corners
of their jurisdiction, could have decided to impose".
55. In "Judicial Review of Administrative Action" 5th ed.
at P.549 it is stated as follows:
"Unreasonableness" is sometimes used to denote
particularly extreme behavior, such as acting in bad
faith, or a decision which is "perverse" or "absurd"
- implying that the decision-maker has taken leave of
his senses".
56. In CCSU versus Minister for Civil Service (1984) 3 All
E.R. 935 Lord Diplock observed:
"By ’irrationality’ I mean what can by now be
succinctly referred to as ’Wednesbury
unreasonableness’ (see Accociated Provincial Picture
Houses Ltd. versus Wednesbury Corporation 1947 Vol. 2
All E.R. 680, (1948) 1 K.B. 223). It applies to a
decision which is so outrageous in its defence of
logic or accepted moral standards that no sensible
person who had applied his mind to the question to be
decided could have arrived at it".
57. In Nottinghamshire County Council versus Secretary of
the Environment and another appeal 1986 Vol 1 All E.R. 199
Lord Scarman observed as follows:
"Such an examination by a court would be justified
only if a prima facie case were to be shown for
holding that the Secretary of State had acted in bad
faith or for an improper motive, or that the
consequences of his guidance were so absurd that he
must have taken leave of his senses".
58. In Tata Cellular versus Union of India (1994) 6 S.C.C.
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651, a Three Judge Bench of this court to which one of us
(M.M. Punchhi, J., as His Lordship then was) was a party, the
law was stated thus:
"...Shortly put, the grounds upon which an
administrative action is subject to control by
judicial review can be classified as under:
(i) Illegality: This means the decision-maker
must understand correctly the law that regulates his
decision making power and must give effect to it.
(ii) Irrationality, namely, wednesbury
unreasonableness.
(iii) Procedural impropriety"
59. In Union of India and another versus G. Ganavutham
(1997) 7 S.C.C. 463 this court has interpreted
reasonableness and rationality which are two grounds for
judicial review. The Court referred to the rule in
Wednesbury (supra) and observed:
"Therefore to arrive at a decision on
"reasonableness" the Court has to find out if the
administrator has left out relevant factors or taken
into account irrelevant factors. The decision of the
administrator must have been within the for corners
of the law, and not one which no sensible person
could have reasonably arrived at, having regard to
the above principles, and must have been a bona fide
one. The decision could be one of many choices open
to the authority but it was for that authority to
decide upon the choice and not for the Court to
substitute its view".
60. The order of the Speaker has to be tested in the light
of the above principles only in order to decide whether it
is perverse. The Speaker has taken note of the following
circumstances for accepting the case of the respondents:
(i) Markandeya Chand announced on the floor of the
Assembly on 21.10.97 that under his leadership 23 MLAs got
separated from BSP and they formed one group. This was not
controverted by the appellant or the other members of BSP.
(ii) In spite of such announcement, the petition filed by
the appellant on 24.10.97 did not invoke paragraph 2(1)(a)
of the Tenth Schedule for disqualifying the respondents.
There was no mention whatever about the split announced in
the Assembly.
(iii) In the petitions filed by R.K. Chaudhary on 11.11.97
the position was the same. There was no reference to the
split announced in the Assembly.
(iv) On 13.11.97 applications were filed for amendment of
the petitions which were allowed by the speaker but there
was no reference in these applications either to the split
or to paragraph 2 (1)(a) of the Tenth Schedule.
(v) On 25.11.97 the respondents filed the written statement
in which it was stated that a split had occurred as a result
of which there was more than one third of the BSP
legislators under the leadership of Markandeya Chand. On
26.11.97 appellant filed a reply/rejoinder. There was no
denial of the split referred to in the written statement of
the respondents.
(vi) On 5.12.97 applications for amendment of the petitions
were filed in which there was only a denial of correctness
of the statement made by Markandeya Chand in the Assembly
that 23 legislators of BSP were with him. In Paragraph 7A
and 7B of the petitions which were introduced by the said
amendment there was no dispute of the factum of split
pleaded by the respondents.
(vii) On 2.2.98 an additional written statement was filed by
Vansh Narain Singh setting out the facts relating to the
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split and formation of JBSP. There was also a reference to
the threat caused by the appellant to JBSP members and the
fact that they were prevented from going to Lucknow. There
was also an allegation that signatures were taken on blank
papers from such members. The averments in the additional
written statement were never controverted.
(viii) The affidavits filed by the appellant on 25.2.98 were
sworn to in November, 1997. There was no explanation for
the same. Three of the affidavits were contradicted and
controverted by the dependents thereof. The stamp papers on
which the affidavits had been prepared were issued on the
same day and the names of the persons to whom the stamp
papers were issued were not written by the stamp vendor.
(ix) The list of persons who joined JBSP on 21.10.97 was for
the first time disclosed on 25.2.98 only but the appellant
had obtained affidavits from 9 of the in November 1997
itself. That shows that the appellant knew that those 9
MLAs were at that time in the group led by Markandeya Chand.
(x) The video cassettes and other records filed in the case
revealed that the appellant had instigated violence in the
Assembly on 21.10.97 and disrupted the proceedings. That
itself probablises the version that the MLAs who supported
the respondents were kept under threat by the appellant and
prevented from going to Lucknow for some time. The matter
is one of oath against oath and the affidavits filed by the
respondents and the other evidence produced by them were
acceptable.
61. All the above circumstances referred to and relied
on by the Speaker are quite relevant and germane for
deciding the issue whether there was a split on 21.10.97 and
whether the group led by Markandeya Chand had not less than
one third members of the BSP legislature party.
62. Apart from this, the Speaker has considered the various
facts relied on by the appellant and discussed the same.
According to the appellant the following are the facts which
would disprove the case of the respondents:
(a) That a claim was made by Markandeya Chand in
the Assembly that he had 23 BSP MLAs along with him
who got separated but the respondents who are 12 in
number were the only members of the BSP who had voted
in support of the Motion of Confidence on that day.
(b) Those 12 persons became Ministers on 27.10.97.
(c) In spite of several opportunities having been
given and inspite of expiry of the time finally
granted till 9.2.98, the respondents did not disclose
the names of the members of the JBSP who were said to
be 26 in number.
(d) When the list was given on 25.2.98 there were
only 17 members in all in JBSP.
(e) The respondents have not complied with the
mandatory provisions of Rule 3 of the Rules inspite
of extension of time granted by the Speaker.
63. All the above circumstances relied on by the appellant
have been referred to and discussed in detail by the Speaker
in his order. If any of them had been ignored, it could be
said that his order is vitiated. But that is not the case
here. When there is no bias or mala fide, the acceptance of
one party’s statement on facts and rejection of the other
cannot be canvassed before this Court.
64. The appellant’s counsel argued that the Speaker is in
error in proceeding on the basis that the averments in the
affidavits filed on 25.2.98 on behalf of the respondents were
not controverted by the appellant and the Speaker has
overlooked that in the application filed by the appellant on
25.2.98 along with nine affidavits they have been
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specifically controverted. It is also argued that the
Speaker is in the wrong in rejecting the affidavits of the
MLAs filed by the appellant on the ground that they were
sworn in November 1997 on different dates. It is submitted
by learned counsel that the appellant started collecting such
affidavits from all the members of the BSP from 6.11.97 after
the respondents claimed that they had 24 members in their
group and that she could get them only when the concerned
MLAs were available in LUCKNOW.
65. The above arguments are fallacious. The first of them
negatives the other plea of the appellant that no opportunity
was give to her to controvert the averments in the affidavits
of the respondents filed on 25.2.98. It is already seen that
the relevant averments were all made in the additional
written statement filed on 2.2.98 and the appellant did not
file any reply thereto. The averments setting out the reason
for the split in the party on 21.10.97 and the averments
describing the way in which the appellant kept the MLAs under
threat and forced them to sign blank papers were never
controverted. That is a crucial circumstance relied on by
the Speaker and he cannot be faulted thereor. The Speaker
has drawn an inference that the appellant knew that the 9
MLAs whose affidavits were filed by her on 25.2.98 were
members of the group of the respondents when it was formed on
21.10.97 and that is why she got affidavits from them in
November 1997 by force. In the S.L.P. the said inference of
the Speaker has not been traversed. There is no averment in
the S.L.P. or any other record that the appellant got
affidavits from November’ 97 onwards of all the MLAs who
continued to be in the BSP. In the absence of any such
record, an argument advanced by counsel at the fag end of the
arguments cannot be accepted.
66. The reasoning of the Speaker is in the following
passages:-
"The affidavits of the respondents thus remain
uncontroverted and there is nothing on the record to
disbelieve them. On the other hand, the statements
made on oath in the respondents’ affidavits are
corroborated by the following materials on the
record:-
(i) Statement of Shri Sardar Singh made on the floor
of the House on 21.10.97 while speaking on the motion
of confidence. The petitioners have not filed any
evidence to controvert the statement of Shri Sardar
Singh, which was made on the first available
opportunity.
(ii) Admission in Paragraph 3 of the 9 affidavits
filed on behalf of the respondents that there was
anarchy in the House on 21.10.97. These affidavits
have been sworn in the month of November, 1997 and
are totally silent on the points of Ms. Mayawati’s
direction given on 21.10.97.
(iii) Video cassettes recording the proceedings dated
21.10.97 of the House unmistakably, and with
prominence, show Ms. Mayawati instigating, exhorting
and directing the BSP MLAs sitting behind her and on
her side, to come to the well of the House and create
disturbance. It may be noticed the Speaker was being
attacked by BSP MLAs and other opposition MLAs by
suing(sic) wooden loud speaker box, microphones etc.
The video cassettes of Enadu, BI, Zee, ANITV channels
may be referred to in this behalf. These cassettes
are on the record. Still photographs taken from some
of the video cassettes have also been placed on the
record.
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(iv) The fact that violence was committed, and
disturbance created, in the House at the instance of
Ms. Mayawati and some other opposition MLAs
immediately after the recital of ’Vande Matram’ was
over and the Speaker was attacked. This is precisely
what Ms. Mayawati had directed her MLAs to do on
21.10.97."
"The video cassettes clearly show that Ms. Mayawati
instigated and abetted the commission of violence in
the House on 21.10.1997 in which microphones, table
tops and sound boxes were pulled up from the
legislators’ and reporters’ table and used for
assaulting the Speaker and others. Their acts are
criminal in nature. Apatment of these acts is also a
crime. There is prima facie evidence in the present
petitions to show that Ms. Mayawati is quilty of
this offence".
"Now it is to be seen as to whether as matter of fact
a faction had arisen as a result of split in the BSP
and the respondents have made a claim that they and
other members of the BSP Legislature party had
constituted a group representing that faction.
Paragraph 11 of the affidavits of Sarvsri Vans Narain
Singh and other respondents filed on 2.2.98 clearly
states that in the background of directions given by
Ms. Mayawati to the BSP MLAs when they had sat in
the cars for coming to the Assembly, these
respondents and other MLAs of the BSP, whose number
was not less than one-third of the total number of
the BSP MLAs, sat in the lobby, discussed the matter
and at that very moment there was a split amongst the
BSP MLAs and these member of the BSP, who separated
from the BSP, formed a separate group under the
leadership of Shri Markandey Chand and that the
number of such members was not less than one-third of
the BSP members. It is further averred that it was
not possible for them to remain members of the BSP
any more and that the fact was stated by Shri
Markandey Chand in the House on 21.10.97. Paragraph
12 of the said affidavits further state that as was
apparent from the statement of Shri Markandey Chand
there was a split in the BSP and there were 23 member
(MLAs) after that split with him and this became a
separate group. The timings of the split was given
before the Speaker came to the sitting of the House
on 21.10.1997.
The averments in these affidavits are
corroborated by the statement of Shri Markandey Chand
given on the floor of the House on 21.10.1997 which
was read in evidence by agreement of parties.
The petitioners did not file any reply to the
said affidavits".
"These is no sufficient reason to disbelieve the
averments in these affidavits. They have been
corroborated in material particulars by circumstance
and other materials on record. The reason given for
splitting the BSP has been found to be true as it is
supported by the actual happening of violent events
in the House on 21.10.1997 which took place at the
active instigation exhortation and abetting of Ms.
Mayawati herself. The video cassettes and the news
reports of the proceedings of the House of 21.10.97
further support this. Then the statement of Shri
Sardar Singh about the split and its cause and Shri
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Markandey Chand’s statement about the split both made
on the first available opportunity on the floor of
thee House on 21.10.97 itself are there. Shri
Markandey Chand informed the House of the fact of
split in BSP by 23 BSP MLAs under his leadership.
Another fact which supports the case of the
respondents is that, apart from the respondents,
there were many BSP MLAs who did not participate in
the disorder or violence in the House. The
respondents say that they were those who were in the
group of BSP MLAs causing split. This fact of
non-participation of several BSP MLAs in disorder or
violence is corroborated by the video cassettes".
"Further, the petitioners counsel had stated on
26.11.97 that he did not propose to file any
documentary evidence except those filed with the
petitions. These affidavits have been suddenly
produced on 25.2.98 when Chaudhary Narendra Singh and
Shri Markandey Chand filed their affidavits
disclosing the names of 26 MLAs and further setting
up the case of split within split. The contents of
these affidavits are not supported by the events of
21.10.1997. There is no reason why their recent
affidavits were not filed. In fact they do create az
suspicion in the mind that they had been obtained by
the petitioners under threat as alleged by the
respondents".
67. There is not even an attempt to explain any of the above
features relied on by the Speaker for rejecting the nine
affidavits filed by the appellant on 25.2.98. Nor is there
any argument against the reliance placed by the Speaker on
the video tapes showing how the appellant instigated the MLAs
to resort to violence and disturb the proceedings in the
Assembly on 21.10.97. The question before this Court is not
whether on the facts and circumstances of the case there was
a split as alleged by the respondents on 21.10.97 but the
question is whether the conclusion arrived at by the Speaker
after taking note of all the aforesaid circumstances for and
against the respondents is so unreasonable or absurd or
perverse that he must have taken leave of his senses. The
speaker has not left out any relevant material from
consideration; nor has he referred to any irrelevant matter.
In the facts and circumstances of this case it can not be
said that no reasonable or sensible person who had applied
his mind to the question to be decided could have arrived at
the findings given by the Speaker. It should not be
forgotten while dealing with this question of perversity that
according to the appellant’s counsel there was no bias or
mala fide on the part of the Speaker. If the materials on
record are considered on that basis it can at best be said
that, if at all, two conclusions were possible and the
Speaker has chosen one of them. In the circumstances I do
not find any perversity in the findings rendered by the
Speaker. It is worth recalling the observations of Lord
Fraser of Tullybelton in Re Amin (1983) 2 All E.R. 864 at
page 868, that "Judicial review is concerned not with the
merits of a decision but with the manner in which the
decision was made... Judicial review is entirely different
from an ordinary appeal".
68. The Speaker has considered the question of split within
split alleged to have taken place in JBSP. It is unnecessary
for the purpose of this case to go into that question. Such
a subsequent split in JBSP is referred to by the respondents
only for the purpose of explaining how there were only 19
members in that group on 25.2.98. The only relevant question
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is whether there was a split on 21.10.97 and the group which
got separated from the BSP consisted of not less than one
third members of the BSP legislature party. That question
having been answered in favour of the respondents, it is not
necessary to go into the question whether there was a further
split in JBSP and if so, the effect thereof. After
considering the materials on record, I am of the opinion that
the findings arrived at by the Speaker are not vitiated by
perversity.
G. SEQUEL TO JUDICIAL REVIEW
69. In the view I have taken it is not necessary for me to
consider the question whether this Court should decide the
entire matter here in the event of setting aside the order of
the Speaker or remand the matter for fresh disposal by the
Speaker in accordance with the judgment of this Court. For
the sake of completion. I wish to express my opinion on that
question too. If the order of the Speaker is to be set
aside, I am of the view that the matter should go back to the
Speaker for fresh decision. It is not the function of this
Court to substitute itself in place of the Speaker and decide
the questions which have arisen in the case. Learned counsel
for the appellant placed reliance on the judgment of this
court in Bengal Chemical & Pharmaceutical Works Ltd.,
Calcutta versus Their workmen1959 Supp. (2) S.C.R. 136. The
law as stated in that case is as follows:
".....A free and liberal exercise of the power under
Art. 136 may materially affect the fundamental basis
of such decisions, namely, quick solution of such
disputes to achieve industrial peace. Though Art.
136 is couched in widest terms, it is necessary for
this Court to exercise its discretionary jurisdiction
only in cases where awards are made in violation of
the principles of natural justice, causing
substantial and grave injustice to parties or raises
an important principle of industrial law requiring
elucidation and final decision by this court or
discloses such other exceptional or special
circumstances which merit the consideration of this
Court".
I do not know how this passage would help the appellant.
This Court has only said that interference under Article 136
is necessary (1) where awards are made in violation of the
principles of natural justice causing substantial and grave
injustice to parties (2) where the case raises an important
principle of law requiring elucidation and final decision of
this Court and (3) where the case discloses such other
exceptional circumstances which merit the consideration of
this Court. the passage cannot be interpreted to mean that
after setting aside the order of thee Tribunal the factual
questions could be decided by this Court. Learned counsel
referred also to Hindustan Tin Works Pvt. Ltd. versus
Employees of Hindustan Tin Works Pvt. Ltd. 1979 (1) S.C.R.
563. The Court relied upon the passage in Bengal Chemical &
Pharmaceutical Work Ltd., (supra) extracted above and
modified the award. That ruling also does not help the
appellant in any manner.
70. In vice Chancellor, Utkal University versus S.K. Ghosh
1954 S.C.R. 883 the Constitution Bench held that it is not
the function of Courts of law to substitute their wisdom and
discretion for that of the persons to whose judgment the
matter in question is entrusted by the law.
71. When the Tenth Schedule has expressly constituted the
Speaker or the Chairman as the case may be to decide the
question of disqualification and attach finality thereto, it
is not for this Court to consider the facts and decide the
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said question by substituting itself in the place of the
Speaker. If the order of the Speaker is set aside on any of
the grounds mentioned in ’Hollohan’ (supra) by exercising the
power of limited judicial review, the consequential course to
be adopted is to leave the matter to the Speaker to decide
afresh in accordance with law.
H. CONCLUSION
72. The Speaker has found on the basis of the records that
the appellant instructed the members of the BSP to indulge in
violence and disrupt the proceedings in the Assembly on
21.10.97. It is also found that the allegations made by the
respondents that the members of the JBSP were kept under
threat by the appellant and prevented from entering Lucknow.
In view of such finding also which is supported by records,
the discretionary jurisdiction under Article 136 of the
Constitution should not be exercised in favour of the
appellant.
For all the above reasons this appeal deserves to be
and is hereby dismissed.
THOMAS, J.
---------
Leave granted.
Twelve MLAs of Bahujan Samaj Party ("BSP" for short) crossed
floor of the House in the Legislative Assembly of the State
of Uttar Pradesh (UP) and voted in favour of a motion of
confidence moved by the Chief Minister of the State. Soon
thereafter all those twelve MLAs were made Ministers in the
State cabinet headed by Chief Minister Shri Kalyan Singh.
Appellant (MS Mayawati) who is the leader of BSP Legislature
Party complained that the twelve MLAs who defected (they are
arrayed as respondents in this appeal) have incurred
disqualification for membership of the Assembly. the Speaker
of the Assembly, by the impugned order exonerated the
respondents from the tentacles of disqualification envisaged
in the Xth schedule to the Constitution of India. Hence this
appeal by special leave.
There is no need to elaborate on the facts as they,
by themselves, are compendious. Elections held to the Uttar
Pradesh Vidhan Sabha (Legislative Assembly) in 1996 resulted
in a hung Assembly as no political party secured absolute
majority. However, appellant Ms. Mayawati became Chief
Minister of the State as her party consisting of 67 MLAs in
the Assembly was supported by the MLAs belonging to Bhartiya
Janata Party (BJP). But she demitted the office of Chief
Minister on 29.9.1997 as per an understanding between the
aforesaid two parties. On the next day Shri Kalyan Singh,
leader of the BJP Legislature Party became Chief Minister on
the assumption that BSP would support him. But contrary to
the said assumption BSP withdrew support to Kalyan Singh
Government on 17.10.1997. Kalyan Sing was thereupon directed
by the Governor to prove that he enjoyed the support of
majority MLAs in the Assembly. On 20.10.1997 the appellant
Ms Mayawati issued a whip to all the MLAs of her party in the
following terms.
"You are hereby informed that you should be present
in the Session of the UP Legislative Assembly on
21.10.1997 from 11 A.M. till the end of the sitting
and vote against the Motion of Confidence moved by
the BJP Government".
On 21.10.1997 twelve MLAs from BSP (respondents) voted in
favour of the motion of confidence moved by Shri Kalyan
Singh. A violent pandemonium broke out inside the House in
which a number of MLAs were assaulted by some other members
and consequently no business could be transacted. On
24.10.1997 appellant filed a petition before the Speaker
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under Rule 7 of The Members of Uttar Pradesh Legislative
Assembly (Disqualification on Grounds of Defection) Rules,
1987 which will hereinafter be referred to for convenience,
as "Disqualification Rules" for a declaration that the twelve
respondents became disqualified as per Paragraph 2(1)(b) of
the Xth Schedule of the Constitution. When respondents took
up the plea that they, along with some more MLAs, the total
of which reached 23 in number, have formed themselves into a
new political party by name Janatantrik Bahujan Samaj Party
(for short JTBSP). Appellant thereupon moved for amendment
of the petition on 5.12.1997 seeking incorporation of an
additional ground for disqualification which is envisaged in
Paragraph 2(1)(a) of the Xth Schedule. Additional written
statement was filed by the respondents to the amended
petition.
As the names of all the 23 MLAs who allegedly formed the
split have not been furnished, the Speaker directed the
respondents to file a list of such names by 29.1.1998. As
they failed to give names on that day also the Speaker gave
another date as a last chance and posted it to 9.2.1998. But
respondents failed to furnish the names of such MLAs even by
that extended time, and instead again they pleaded for more
time. On 25.2.1998 a list of 26 MLAs was furnished to the
Speaker claiming that they were the MLAs who formed a split
on 21.10.1997.
The speaker passed the impugned order holding that (1)
respondents are not liable to be disqualified under Paragraph
2(1)(b) of the Xth Schedule on the syllogism that the person
who issued the direction on 20-10-1997 is not proved to be an
authorised person. (2) Such direction was superseded by
another oral direction which was subsequently issued and
hence on disqualification would visit on the ground of
non-compliance with the former direction. (3) At any rate
the whip issued on 20-10-1997 was ineffective since it was
silent as to the consequences of its non-compliance. (4) Nor
are the respondents liable to be disqualified under Paragraph
2(1)(a) of the Xth Schedule because they belong to a faction
which came into being as sequel to a split which arose in the
BSP on 21-10-1997 consisting of not less than 1/3rd of the
total members of the Legislature Party of the BSP.
It would be advantageous to consider first whether the
disqualification envisaged in sub-clause (a) of Paragraph
2(1) of the Xth Schedule should have visited the respondents
because it is admitted by the respondents themselves that
they ceased to be members of BSP from 21-10-1997 as they had
formed a new political party (JTBSP). Such severance from BSP
is sought to be protected from disqualification by seeking
shelter under the umbrella of Paragraph 3 of the Xth Schedule
which is extracted below:
"3. Disqualification on ground of defection not to
apply in case of split. Where a member of a House
makes a claim that he and any other members of his
Legislature party constitute the group representing a
faction which has arisen as a result of the split in
his original political party and such group consists
of not less than one-third of the members of such
Legislature party:-
(a) he shall not be disqualified under
sub-paragraph (1) of paragraph 2 on the ground- (i)
that he has voluntarily given up his membership of
his original political party; or (ii) that he has
voted or abstained from voting in such House contrary
to any direction issued by such party or by any
person or authority authorised by it in that behalf
without obtaining the prior permission of such party,
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person or authority within fifteen days from the date
of such voting or abstention; and (b) from the time
of such split, such faction shall be deemed to be the
political party to which he belongs for the purposes
of sub-paragraph (1) of paragraph 2 and to be his
original political party for the purposes of this
paragraph".
Two conditions are sine qua non for avoiding the
disqualification when any member of the House voluntarily
gives up membership of his original political party. First
is that the member concerned should have made a claim that
the split in the original Political Party has arisen
resulting in the constitution of a group in its Legislature
Party representing a faction thereof. Second is that such
group should consist of not less than 1/3rd of the members
of such Legislature Party.
In order to establish that the first condition has been
fulfilled the first respondent (Shri Markandeya Chand) has
made a statement in the House on 21-10-1997 that the split
of BSP Legislature Party had arisen consisting of a group
which represents a faction of not less than 1/3rd of the
members thereof. It appears that the Speaker has proceeded
on the assumption that a claim has been made as provided in
the said Paragraph.
Regarding the second condition the Speaker held that "there
was a split in the Bahujan Samaj Party on 21-10-1997 and a
faction had arisen as a result of the split in the BSP and a
group consisting of 26 BSP MLAs was constituted on 21-10-97
itself representing the faction which did arise and that
group is known as Janatantrik BSP".
According to the respondents, the aforesaid finding
being a finding of fact is not amenable to challenge as it
was rendered by the Speaker of the Assembly on whom alone
the jurisdiction is conferred to determine such disputed
fact.
The scope of judicial scrutiny on matters pertaining to the
decision of a Speaker passed under Paragraph 6 of the Xth
Schedule has been elaborately considered by a Constitution
Bench in support of the plea that Xth Schedule is liable to
be struck down as violative of basic features of the
Constitution was that: "the investiture of the
determinative and adjudicative jurisdiction in the Speaker
would, by itself, vitiate the provision on the ground of
reasonable likelihood of bias and lack of impartiality and
therefore denies the imperative of an independent
adjudicatory machinery. The Speaker is elected and holds
office on the support of the majority party and is not
required to resign his membership of the political party
after his election to the office of the Speaker".
Venkatachaliah, J (as the learned Chief Justice then
was) has delved into the importance of the office of the
Speaker and found that the Speaker holds a high, important
and ceremonial office, he is the very embodiment of
propriety and impartiality and he performs wide ranging
functions including the performance of important functions
of a judicial character, and observed thus:
"It would, indeed, be unfair to the high traditions of
that great office to say that the investiture in it of this
jurisdiction would be vitiated for violation of a basic
feature of democracy. It is inappropriate to express
distrust in the high office of the Speaker, merely because
some of the Speakers are alleged, or even found, to have
discharged their functions not in keeping with the great
traditions of that high office. The robes of the Speaker do
change and elevate the man inside."
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Accordingly, the contention that vesting of
adjudicatory functions in the Speaker would vitiate the
provision on the ground of likelihood of political bias was
rejected.
Paragraph 6 of the Xth Schedule renders the decision of the
Speaker final. The Constitution Bench considered its
validity in Kihoto Hollohan (supra). In the majority
judgment it was held that the finally clause in Paragraph 6
does not completely exclude the jurisdiction of the court
under articles 136, 226 and 227 of the Constitution.
Ultimately the Constitution Bench upheld the validity of the
Xth Schedule subject to the aforesaid rider. However, the
Bench further held that the scope of judicial scrutiny is
limited to ascertain whether the decision of the Speaker is
vitiated by jurisdictional errors viz. "infirmities based
on violation of constitutional mandate, mala fides,
non-compliance with rules of natural justice and
perversity."
Shri Kapil Sibal, learned senior counsel who argued for the
appellant focussed on the contention that the decision of
the Speaker that on 21.10.1997 a split has arisen in the BSP
comprising of more than 23 MLAs is vitiated by perversity.
Of course learned counsel also contended that there was
violation of constitutional mandate, and non-compliance with
rules of natural justice. But ultimately the stress of the
attack was confined to the ground of perversity. According
to the counsel no authority conferred with the jurisdiction
would have come to such a conclusion on the facts of this
case. In the above context it was submitted by the counsel
that a split can be recognized by a Speaker only if it is
followed up by the steps prescribed in Rule 3 of the
Disqualification Rules, as per which the Leader of the split
faction should have furnished to the Speaker with in thirty
days from the date of its formation of the faction the
following particulars: (a) a statement in writing in Form-I
containing the names of the members and other particulars of
the faction; (b) names and designations of such member of
the faction who has been chosen its leader; (c) the names
and designations of such members who have been authorised
for the purposed of the Rules to correspond with the
Speaker; (d) a copy of the Constitution and Rules of the new
legislature party and of the political party to which its
members are affiliated.
"Legislature Party" is defined in Paragraph 1(b) of the Xth
Schedule. It includes the group consisting of all members
of the House for the time being belonging to that political
party formed in accordance with Paragraph 3. Hence the
faction consisting of not less than 1/3rd members of the
parent legislature party which was constituted as a sequel
to the split arisen therefrom is also deemed to be a
legislature party. The leader of such newly formed
legislature party is also obliged to comply with the
requirements contained in Rule 3 of the Disqualification
Rules.
According to thee learned senior counsel,
non-compliance with the Rules would lead to the inevitable
consequence that respondents cannot be heard to contend that
there was a split in BSP as envisaged in Paragraph 3 of Xth
Schedule.
Dr. L.M. Singhvi, learned senior counsel who argued for
some of the respondents contended that non-compliance with
the Rules would not by itself establish that the split
pleaded by the respondents did not take place. According to
the learned counsel, Rules are only procedural and they
cannot get the status of of constitutional provisions and
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cannot be equated therewith. He relied on the observations
of a two Judge Bench of this Court in Ravi S Naik Vs Union
of India (1994 Suppl(2) SCC 641) that Disqualification Rules
are procedural in nature and any violation of the same would
only amount to an irregularity in procedure which is immune
from judicial scrutiny. Shri Ashok Desai and Shri RK Jain,
the other two learrned senior counsel who also argued for
some of the remaining respondents supported the aforesaid
contention. As against the plea made by Shri Kapil Sibal
that the observation in Ravi S.Naik needed re-consideration
all the other senior counsel pointed that the two learned
judges in Revi S.Naik have only adopted the reasoning of the
Constitution Bench in Kihoto Hollohan on that aspect and
hence it is not liable to be disturbed.
Learned judges who decided Ravi S.Naik were considering the
contention that petitions filed before the Speaker did not
fulfil the requirements of Rule 6(5)(a)(b) and (6) of the
Disqualification rules inasmuch as those petitions were
bereft of facts on which petitioner therein was relying and
also for not appending copies of the documents and evidence
in those petitions. It was hence contended before the Bench
that such petitions were liable to be dismissed on that
count alone. Learned Judges, while dealing with the above
contention have observed thus:
"The Disqualification Rules have been framed to
regulate the procedure that is to be followed by the
Speaker for exercising the power conferred on him
under sub-paragraph (1) of paragraph 6 of the Xth
Schedule to the Constitution. The Disqualification
rules are, therefore, procedural in nature and any
violation of the same would amount to an
irregularity in procedure which is immune from
judicial scrutiny in view of sub-paragraph (2) of
paragraph 6 as construed by this Court in Kihoto
Hollohan case."
In Kihoto Hollohan the Constitution Bench, while dealing
with the deeming provision contained in Para 6(2) of the Xth
Schedule, made the observation that the immunity adumbrated
therein is only for the irregularities of the procedures.
In this context is is worthwhile to refer to the next
observations made by the Bench in the succeeding portion in
Kihoto Hollohan:
"The very deeming provision implies that the
proceedings of disqualification are, in fact, not
before the house; but only before the Speaker as a
specially designated authority. The decision under
Paragraph 6(1) is not the decision of the House, nor
is it subject to the approval by the House. The
decision operates independently of the House. A
deeming provision cannot by its creation transcend
its own power. There is, therefore, no immunity
under Articles 122 and 212 from judicial scrutiny of
the decision of the Speaker or Chairman exercising
power under Paragraph 6(1) of the Tenth Schedule."
We will not say that rules of procedure are on par with the
constitutional mandate incorporated in the Xth Schedule of
the Constitution. Nonetheless, the procedure prescribed in
the Disqualification Rules are meant to be followed for the
purpose for which they are made. It is by virtue of the
authority conferred by the Xth Schedule that
Disqualification Rules are formulated "for giving effect to
the provisions of this Schedule." What would have happened
if the Rules have not been formulated as enjoined by
Paragraph 8 of the Xth Schedule? The provisions of the Xth
Schedule would remain ineffective. So the Rules cannot be
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read in isolation from the provisions of the Xth Schedule,
in stead they must be read as part of it. Of course, mere
violation of a Rule is not enough to constitute violation of
the provisions of the Xth Schedule. When a certain
procedure is required by the Rules to be adopted for giving
effect to the provisions of the Constitution, the
non-adopted of the procedure would very much help the
authorities to decide whether there was violation of the
constitutional provision envisaged in the Xth Schedule.
Before a claim is made by a member of the House under
Paragraph 3 of the Xth Schedule a split in the political
party should have arisen. Such a split must have caused its
reaction in the Legislature Party also by formation of a
group consisting of not less than one third of the members
of that Legislature party. We have to bear in mind that
clause (b) of Paragraph 3 mandates that "for the purposes of
this paragraph" such factions shall be deemed to be the
original political party of the member concerned "from the
time of such split." What is the overt act through which
formation of such a group can be perceived by the Speaker?
It is in this context that Rule 3 of the Disqualification
Rules assumes relevance and importance. Unless the
particulars required in the rule are furnished how would the
Speaker know, authoritatively, of the formation of such a
group? Ordinarily such information must be furnished as
early as possible. But there can be rare cases in which it
may not be possible, due to situational reasons, to furnish
the particular soon after the formation of such a group.
But the 30 days time provided in the Rule is not to be
understood as any indication to dispense with the
promptitude in furnishing those particulars. The time 30
days fixed in Rule 3 must be treated as the outer limit
within which the Speaker should be informed of the
particulars required. So the need for compliance with Rule
3 is not a bare formality. Insistence on compliance with
the Rule is, therefore, to enable the Speaker to decide
whether the protection envisaged in the 3rd Paragraph can be
afforded to the members concerned.
We are of the opinion that a Speaker has to consider
the repercussions of non-compliance of a particular rule in
the Disqualification Rules to ascertain how far it has
affected the credibility of the case of a claimant who seeks
protection under Paragraph 3 of the Xth Schedule.
The Speaker has accepted the plea of the respondents
that there was a split as envisaged in Paragraph 3 of the
Xth Schedule. the said finding can be subjected to judicial
scrutiny only in the limited sphere indicated in Kihoto
Hollohan (supra) viz. whether "the infirmities are based on
violation of constitutional mandate, mala fides,
non-compliance with the rules of natural justice and
perversity." This is a case where appellant did not succeed
in showing a case of mala fides or non-compliance with the
rules of natural justice as for the conclusion arrived at by
the Speaker. As pointed out earlier the main endeavour of
the learned counsel was to show that the finding of the
Speaker is vitiated by perversity in the sense that the
conclusion is so unreasonable that no tribunal would have
arrived at it on the given facts.
It is suggested on behalf of the respondents that if the
conclusion of the Speaker is based on some materials it is
immune from judicial interference because of two broad
restrictions. First is the extremely limited scope of
judicial scrutiny which is permitted by law as indicated by
the Constitution Bench in Kihoto Hollohan. Second is the
positional height of the Speaker as a constitutional
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functionary upon whom the jurisdiction is conferred to
determine the disputes under the Xth Schedule. Shri Ashok
Desai, learned senior counsel contended for the extreme
position that if the conclusion reached by the said
functionary is a possible conclusion it stands insulated
from any outside interference including by judicial
exercise.
The said extreme proposition may lead to the situation that,
no matter, however illegal the order may be, it cannot be
touched if its author is the Speaker. I am unable to
concede such an immunity to any constitutional functionary
to be above law or to have unfettered jurisdiction to pass
unreasonable orders with immunity. The test cannot be
whether it is possible for the Speaker to record such a
conclusion, because the very fact that the Speaker passed an
order itself is the instance to show that it is possible.
The test is whether the conclusion or the finding made by
the Speaker is so unreasonable or so unconscionable that no
tribunal should have arrived at it on the given materials.
Parameters for scrutinising what is unreasonable are, of
course, nebulous. What appears to be reasonable to one man
may be unreasonable to another and vice versa. It was
perhaps that approach which made Lord Hailsham to make his
quaint comment that two reasonable persons can reach
diametrically opposite conclusion on the same set of facts
without either of them forfeiting the credential to be
reasonable. However, the test of perversity has now bogged
down to this: No conclusion can be dubbed as perverse
unless the unreasonableness is of such a dimension that no
authority vested with the jurisdiction would have come to
such a conclusion. Even the oft quoted "Wednesbury
principle of reasonableness" as propounded by Lord Greene MR
(Picture House vs. Wednesbury Corporation - 1947 (2 all
England Report 680) has not changed the said approach.
Shri Ashok Desai, learned Senior Counsel made an endeavour
to show that the aforesaid principle is a check on the
courts from apperceiving a decision reached by an authority
(vested with power to decide) as unreasonable. Learned
Master of Rolls (Lord Greene) has observed thus:
"In the present case we have heard a great deal
about the meaning of the word "unreasonable." It is
true the discretion must be exercised reasonably.
What does that mean? Lawyers familiar with the
phraseology commonly used in relation to the
exercise of statutory discretion often use the word
"unreasonable" in a rather comprehensive sense. It
is frequently used as a general description of the
things that must not be done........ Similarly,
you may have something so absurd that no sensible
person could ever dream that it lay within the
powers of authority............Theoretically it is
true to say - and in practice it may operate in some
cases - that, if a decision on a competent matter is
so unreasonable that no reasonable authority could
ever have come to it, then the courts can interfere.
That, I think, is right."
No departure from the said principle is warranted,
more so because the Wednesbury ratio has gained approval of
this Court in a number of decisions (vide Sitaram Sugar
Company Limited vs. Union of India - 1990 (3) SCC 223; Tata
Cellular vs. Union of India - 1994 (6) SCC 651; Union of
India vs. Ganayutham - 1997 (7) SCC 463.
The Speaker has, in the impugned order, adverted to
the following facts to support his conclusion:
(1) In the affidavit files by Shri Vansh Narain
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Patel (6th respondent) and others on 2.2.1998 it is
mentioned that a split was formed on 21-10-1997 at
the lobby of the House when "not less than 1/3rd of
the total members of BSP MLAs discussed and decided
to separate from BSP under the leadership of Shri
Markandeya Chand (1st respondent). The number of
such MLAs is mentioned in the affidavit as 23.
(2) Appellant and her followers did not file any
reply to the said affidavits.
(3) On 21-10-1997 Shri Vansh Narain Patel (6th
respondent) announced on the floor of the House that
more than 1/3rd MLAs of the BSP have come out of the
party.
(4) Even though the respondents failed to
mention the names of the 23 MLAs who formed such a
faction in split of opportunities granted including
the last opportunities granted on 9/2/1998, they
disclosed the names of 26 MLAs of the BSP who formed
the split, in the affidavit filed on 25-2-1998.
(5) the facts stated in the said affidavits have
not been controverted "despite opportunity having
been given."
In substance the crucial circumstance which
persuaded the Speaker to rely on the ipse dixit in the
affidavit filed by Markandeya Chand and Vansh Narain Patel
on 25-2-1998 is that appellant has not controverted it.
It must be remembered that it is an undisputed fact
that at no time the number of BSP MLAs who voted for Kalyan
Singh’s government had reached the number 23 (which is the
minimum number necessary to constitute the required
percentage for forming a split as envisaged under the 3rd
Paragraph of the Xth Schedule). It must further be
remembered that the number of individual MLAs who held out
that they left BSP had never reached 23 either then or even
now. (Of course appellant had admitted that in addition to
12 respondents who had defected on 21-10-1997 some more MLAs
subsequently crossed the floor and their number was only 5
and thus the total number of defectors reached 17).
It what the Speaker has pointed out is correct (that
the assertion contained in the affidavit filed by R-1 and
R-6 on 25-2-1998 have not been controverted despite granting
opportunity to do so) it is not proper to question the
conclusion arrived at by the speaker that there was a split
as envisaged in the Third Paragraph of the Xth Schedule. If
that is the position this Court will not probe into all
other criticisms made against the order passed by the
Speaker. But a scrutiny of the materials first shows that
as a matter of fact no opportunity whatsoever was given to
the appellant to controvert the assertions made in the
affidavit of 25-2-1998. The evisceration of the Speaker to
the contrary is without any foundation. The proceedings
minuted by the Speaker himself on 25-2-1998 at 6.00 P.M.
contained the following entries after referring to the two
affidavits being filed by Shri Narendra Singh; and
Markandeya Chand:
"The same was objected to by Shri Umesh Chand
learned counsel for the petitioner on the ground
that those affidavits have been filed after 9-2-1998
which was the last date to produce evidence. Whether
the above affidavits should be taken on record or
not, or whether they should be read in evidence or
not, will be considered presently during argument."
The second glaring feature which has winched to the
fore during judicial scrutiny is that the appellant had in
fact strongly controverted the stand of the respondent
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regarding formation of a split. On the same day when 6th
respondent filed the affidavit (i.e. 25.2.1998) specifying
thee names of 26 MLAs, the appellant had, on her own
initiative, filed a petition at 7.40 P.M. pointedly
repudiating the above claim of the respondents. The relevant
passage from the said petition is extracted below:
"Today at about 4 P.M. I have been informed that
Shri Narendra Singh submitted an additional list of
9 MLAs in addition to the above referred (2+5=17)
MLAs before you, claiming that they were also with
him and that they have not returned to the BSP.... I
submit that the above referred claims of Shri
Narendra Singh are totally false and baseless
excepting the above referred 12 MLAs. Other MLAs
belong to the BSP and they are continuing in the
BSP."
Appellant had produced affidavits of 9 MLAs along
with the said petition. All such affidavits contained
averments forcefully repudiating the claim of the first
respondent that on 21-10-1997 he got the support of 23 MLAs
of BSP. All those affidavits are identically worded and
hence the following passage from one alone need be extracted
below:
"That the dependent was present in the session of U.P.
Legislative Assembly held on 21.10.1997 under the Leadership
of Ms. Mayawati and he had to leave the House because of
chaos/disorder in the House along with his Leader, otherwise
he would have cast his vote against the Trust Motion moved
by Sri kalyan Singh Ministry in accordance with the whip
dated 20.10.1997 issued by the leader of said Legislative
party.
That the deponent has been continuously opposing the
statement given by Sri Markandey Chandra on
21.10.1997 on the floor of the House and the
statement of said Sri Markandey Chandra in the House
that he enjoys the support of 23 Members of Bahujan
Samaj Party in the U.P. Legislature is wholly
incorrect."
Now the contention is that the said affidavits were
procured in November 1997 and hence they cannot be answers
to the affidavits of the 1st respondent dated 25.2.1998.
Explanation of the appellant for that is very important.
According to the learned counsel for the appellant, she has
been collecting affidavits of all the MLAs who loyally
remained in the party since 1st respondent made a claim on
21.10.1997 that 23 MLAs have gone out of her party. She
could get affidavits only one by one from all those MLAs who
remained in the party so that she could show them whenever
the need arose. Where was the opportunity for the appellant
to produce the affidavits of 9 MLAs until 25.2.1998 when for
the first time 1st respondent proclaimed the names of 267
MLAs who have defected on 21.10.1997? But when we perceived
the promptitude with which appellant controverted it and
supported her statement with thee affidavits of all the 9
MLAs, we fell that it is very unfortunate that she is
accused of the charge that she has not controverted thee
affidavits filed by the respondents on 25.2.1998.
Thus the basis of Speaker’s conclusion i.e.
appellant has not denied the assertion of the respondents
made in the affidavit dated 25.2.1998 is non-existent. If
so, the Speaker must necessarily have other materials to
decide that the number of deserters reached the crucial
limit of 23. Even on the day when 1st respondent announced
in the Assembly (21.10.1997) that 23 BSP MLAs under his
leadership have separated from the parent party and decided
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to support Kalyan Singh’s Government the fact remained that
only 12 MLAs (who are the respondents) voted in favour of
the Government. The other MLAs who are alleged to have
joined the faction repudiated the allegation in unmistakable
terms. Thus when admittedly the number of BSP MLAs who
supported Kalyan Singh’s Government had never reached the
figure 23 at any time, even subsequently, and when
respondents could never even mention the names of those 23
MLAs at any time in spite of the Speaker granting
opportunities to them for that purpose including the last
opportunity on 9.2.1998, it is a perverse conclusion,
overlooking the aforesaid formidable circumstances that 23
MLAs had split from the BSP on 21.10.1997. We have
absolutely no doubt that no authority vested with
jurisdiction to decide the question should ever have reached
such a conclusion on the facts and materials made available
to him.
The danger involved in upholding such a conclusion of the
Speaker merely relying on the ipse dixit of the defectors
can be illustrated thus: From one Legislature Party (having
a strength of say one hundred members) two MLAs, A and B,
defected and when they were confronted with the consequence
of disqualification, they sought protection under the Third
Paragraph of Xth Schedule by saying that along with them 31
more MLAs of their party have also gone out of the Party and
A and B mentioned their names also. But all those 31 MLAs
repudiated the allegations. In such a case the Speaker
holds that the two defectors have the protection of the 3rd
Paragraph for the simple reason that the Speaker chose to
believe their ipse dixit. Such a syllogism, if adopted,
would be be preposterous and revolting to judicial
conscience from any standard of reasonableness and would
toll the death knell of the Constitutional philosophy
enshrined in the Xth Schedule. The finding in the impugned
order is not materially different from the afore-cited
illustration.
I, therefore, unhesitatingly hold that the finding
of the Speaker that a split arose in the BSP on 21.10.1997
forming a group representing a faction consisting of not
less than 1/3rd of the members of the Legislature party of
BSP is vitiated by perversity. The corollary of it is that
the 12 respondents who have defected from the BSP on the
said date cannot escape from the consequence provided in
sub-clause (a) paragraph 2(1) of the Xth Schedule.
In the light of our above finding it is unnecessary to
consider the next question relating to sub-clause (b) of
Paragraph 2(1) of the Xth schedule because such a venture
would only be of academic utility now.
Learned senior counsel for the respondents made an
alternative contention that in the event this court holds
that the finding of the Speaker is perverse the next course
to be adopted is to remit the matter to the Speaker for his
final decision. Learned counsel cited some decisions of
this Court which held the proposition that it is not the
function of courts of law to substitute their wisdom and
decision for that of the authority to whose judgment the
matter in question is entrusted by law. [The Vice
Chancellor, Utkal University vs. S.K. Ghosh (1954 SCR
883), Mansukh Lal Vithaidas Chauhan vs. State of Gujarat
{1997 (7) SCC 622].
Learned counsel then invited our attention to the
following passage from Fraser’s speech in Re Amin {1983 (2)
All England Reports 864}.
"Judicial review is entirely different from an
ordinary appeal. It is made effective by the court
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quashing the administrative decision without
substituting its own decision, and is to be
contrasted with an appeal where the appellate
tribunal substitutes its own decision on the merits
for that of the administrative officer."
The above passage has been quoted with approval by a
three Judge Bench of this Court in Tata Celluiar vs Union of
India [1994 (6) SCC 651].
In cases where the authority vested with jurisdiction has to
consider and reach a fresh decision it is necessary that
after exercising judicial scrutiny the matter must go back
to such authority for fresh decision. But in the present
case the situation is different. A remit to the Speaker
will not serve any additional purpose because there is
nothing further for him to decide. As the respondents,
having given up their membership from the parent political
party voluntarily, have sought to insulate such severance
with the cover provided in Paragraph 3 of the Xth Schedule
the only issue to be decided is whether the respondents are
entitled to such protection. When this Court found that the
aforesaid protection is not available to them under law in
substitution of the contra finding made by the speaker, its
inevitable sequetor is that all the twelve respondents stand
disqualified under Paragraph 2(1) of the Xth Schedule of the
Constitution. The impugned order would stand thus altered.
I may point out, in this context, that the action of
the Speaker, in allowing the 12 respondents to register
their votes in a "composite poll" held by the Speaker on
26.2.1998 (as between Sri Kalyan Singh and Sri Jagdambika
Pal - a rival claimant to the post of Chief Ministership)
without deciding the complaint made by the appellant seeking
their disqualification from the membership of the House, was
criticised before this Court in special Leave Petition
(Civil) No.4495 of 1998. This Court then noted in the Order
dated 27.2.1998 that out of 225 MLAs who voted in favour of
Sri Kalyan Singh as against 196 MLAs (who supported Sri
Jagdambika Pal) the votes of 12 respondents were also
counted. However, the Court did not in that case pursue the
said criticism made against the Speaker mainly for the
following reasoning:
"Even when those 12 members are taken to have voted
in favour of Sri Kalyan Singh, their votes when
substracted from those polled still leaves him to be
the one having majority in the House.
Correspondingly, those 12 votes do not go to Sri
Jagdambika Pal who would still be in minority."
Presumably on the above premise it was submitted
before us that disqualification of 12 respondents would not
affect the government of Sri Kalyan Singh which even
otherwise commands a majority in the House. We make it clear
that our decision, on the present issue, is not intended to
disturb the government of Sri Kalyan Singh in any manner so
long as he commands majority in the Legislative Assembly.
But that aspect cannot detract us from exercising power of
judicial review of the impugned verdict.
In the result this appeal is allowed by declaring
that the twelve respondents stand disqualified to be members
of the U.P. Legislative Assembly under Paragraph 2(1)(a) of
the Xth Schedule of the Constitution of India.
New Delhi.
October 9, 1998.