Full Judgment Text
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CASE NO.:
Appeal (civil) 4147 of 2003
PETITIONER:
V.C., Banaras Hindu University & Ors.
RESPONDENT:
Shrikant
DATE OF JUDGMENT: 12/05/2006
BENCH:
S.B. Sinha & P.P. Naolekar
JUDGMENT:
JUDGMENT
With Civil Appeal No.248 of 2004
S.B. Sinha, J.
Banaras Hindu University was constituted under the Banaras
Hindu University Act No. XVI of 1915. (’the Act’). The Act contains
constitution of various bodies functioning thereunder. Section 10 of the
Act, inter alia, provides for constitution of an Executive Council as an
executive body to be in-charge of the management and administration of
the revenue and property of the University and conduct of all
administrative affairs thereof, not otherwise provided for.
Section 17 of the Act lays down the mode and manner in which
the Statutes of the University are to be framed subject to the provisions of
the Act which includes all appointments, powers, duties and affairs of the
University. Section 18 of the Act provides for ordinance making power in
respect of the matters enumerated thereunder, which would be subject to
the provisions of Section under the Statute.
Dr. Shrikant, the Respondent herein, was appointed as Lecturer in
Ophthalmology, Institute of Medical Sciences, Banaras Hindu University,
Varanasi. His wife was also employed in the said University. She applied
for and was awarded a Commonwealth Fellowship in United Kingdom
with effect from 1.3.2000 to 28.2.2001. For this purpose, she made an
application for sanction of substantial leave. The Respondent desired to
assist his wife in joining her fellowship as also to attend the Retina meeting
from 7th to 9th April, 2000 at Frankfurt, Germany as well as the Annual
Congress of Royal College of Ophthalmology at Harrowgate, United
Kingdom from 23-24th May, 2000. He, therefore, applied for the following
categories of leave :
"(i) Compensatoryleave \026 1.3.2000 to 30.4.2000
(i.e. Leave in lieu of duties performed on off-
days, holidays and vacations)
(ii) Summer vacation leave - 1.5.2000 to
9.6.2000
(iii) Compensatory leave \026 10.6.2000 to
30.6.2000 (i.e. Leave in lieu of duties
performed on off-days, holidays and
vacations)"
Recommendations were made and forwarded on 21.2.2000 by the
Director of the Institute being the Head of the Department, who was the
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only competent authority under Ordinance No. 43 E of the Ordinance of
the University with the following endorsements:
"(i) the information given above has been
checked from the document/records and
found correct.
(ii) The examination, teaching and other allied
works of the department will not suffer and
leave is recommended."
The purpose of the Respondent’s visit had been shown as
"Personal & Scientific". Charge was handed over by the Respondent to Dr.
O.P. Maurya. The application filed by the wife of the Respondent was
sanctioned on 28.2.2000. Respondent and his wife left for United
Kingdom without express sanction of leave and without the permission of
the Vice Chancellor. The Respondent was asked to join his duties by the
Registrar of the University by a notice dated 24.3.2000 with a further
direction to show cause as to why action be not taken against him for his
alleged acts of misconduct. According to the Respondent, he received the
said letter only on or about 31.3.2000. He replied thereto on 12.4.2000.
However, the University by an order dated 18.4.2000 asked the
Respondent to submit his reply again by 5.5.2000 failing which he would
be deemed to have abandoned his service with effect from 1.3.2000. By
another Office Memo dated 4.5.2000, the Respondent was asked to join his
duties by 17.5.2000, inter alia, on the premise that his earlier reply had not
been found to be satisfactory. It was stated therein that he would be
deemed to have abandoned his services with effect from 1.3.2000 if he
does not respond to the said notice, inter alia, on the premise that the
Respondent had failed to comply with the orders requiring him to report
back to his post, the service of the Respondent was terminated by an order
dated 3.5.2000 passed by the Vice Chancellor of the University with effect
from 1.3.2000. An office memo was prepared in relation thereto on or
about 20/22.5.2000, which was received by the Respondent on 31.5.2000.
The Respondent sent a letter intimating the Registrar that on account of
peak summer season, Air reservation was not available before 19.6.2000
and he would report for duty by 21.6.2000. The Respondent came back to
India and submitted his joining report on 21.6.2000, which was not
accepted by the Registrar stating that he had abandoned his service from
1.3.2000 and the Institute had already taken a decision in that behalf.
The Respondent filed a writ petition before the High Court of
Allahabad, which was disposed of by an order dated 14.7.2000 directing
the Vice Chancellor of the University to consider the said representation
sympathetically and for a period of six weeks the impugned order dated
20/22.5.2000 was stayed. Pursuant to and in furtherance of the said
direction, the Respondent filed a representation explaining the
circumstances under which he had to remain absent from his duties. He
was given a personal hearing. However, by an order dated 7.8.2000, the
Vice Chancellor refused to recall his order and opined that the Respondent
had gone abroad in a pre-planned manner. A second writ petition was filed
by the Respondent assailing the said order dated 7.8.2000 and
20/22.5.2000. An interim order was passed therein on 31.8.2000 by the
High Court granting a conditional stay of the order of termination directing
that the Respondent may be allowed to join his duties but he would not
claim any salary till the writ petition was decided. The said writ petition
was dismissed by an order dated 15.2.2001 on the premise that the
Respondent can avail an alternative remedy by making a representation to
the Executive Council of the University. The Respondent filed a
representation pursuant thereto before the Executive Council on 15.3.2001.
However, the matter was not placed before the Executive Council for a
long time and ultimately he filed a Contempt Petition.
It is not in dispute that the Executive Council adopted a resolution
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on 8.1.2003 although the same was confirmed later on.
By reason of the impugned judgment, the High Court allowed the
writ petition in part directing that the order of termination of the
Respondent was bad in law but denied him the back wages. Both the
parties are, thus, before us.
Before we advert to the rival contentions raised before us, we may
notice some of the notifications issued by the Executive Council of the
University. The Executive Council purported to be taking note of the
rampant practice by the faculty members availing leave including leave for
going abroad without prior sanction/permission of the competent authority,
in violation of the provisions of the leave rules and instructions issued
from time to time took a decision that the Head of the Department should
not allow the faculty Members to avail leave without prior sanction and
permission of the Vice Chancellor irrespective of the nature of leave
applied for (including vacations), failing which the same would be
considered as "misconduct" and action shall be initiated as per rules.
Yet again the Executive Council considered the question of taking
disciplinary action against the employees for having gone abroad without
the permission/sanctioned leave and for taking action against those who
have overstayed without the prior approval and without the prior
permission of the University. In order to curb the said practice, the
University decided that services of those employees, who overstayed
without prior permission for more than 45 days from the date of issue of
the notice by the University, would be "abandoned as per existing rules"
(sic for deemed to be abandoned).
Mr. Dwivedi, learned counsel appearing on behalf of the Appellant
submitted that the University, having regard to the provisions contained in
Section 10 as also the Ordinance making power, could have passed an
execution instruction creating a legal fiction that any member of faculty
who wants to go abroad without the permission of the Vice Chancellor or
without obtaining leave would be deemed to have abandoned his service. It
was further submitted that having regard to the fact that the High Court had
directed the Executive Council to dispose of the Respondent’s
representation which having been done by resolution dated 9.1.2003 and the
same having been confirmed on 23.3.2003 and the same having not been
challenged by the writ petitioners, the impugned judgment cannot be
sustained. It was next contended that the High Court admittedly proceeded
on the basis that the Respondent is guilty of misconduct and in that view of
the matter, no direction for his reinstatement in services without back wages
could have been issued and, therefore, it was necessary for it to arrive at a
finding that the punishment awarded by the University was shockingly
disproportionate. In any event, the High Court should have remitted the
matter back to the disciplinary authority for imposing appropriate
punishment on the Respondent.
Mr. Jaideep Gupta, learned senior counsel appearing for the
Respondent, on the other hand, submitted that the University admittedly
did not proceed on the basis that the Respondent committed an act of
misconduct. The question, according to Mr. Gupta, on the aforementioned
premise is as to whether the circulars dated 5/10,1990 and 25.03.1998 on
the basis whereof the Respondent has been held to have abandoned his
services are valid in law and whether the post-decisional hearing given to
the Respondent pursuant to the direction of the Court can be said to be fair
and reasonable.
According to the learned counsel, by reason of the impugned
circulars, the Vice Chancellor had not been conferred with the power to
declare the services of an employee of the University have been
abandoned. The circulars are invalid beyond the Statute making power
under the Act. Even if it be held that the said circulars were valid in law
the principles of natural justice were required to be complied with.
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Determination of the matter fairly and in good faith was furthermore a pre-
condition for exercise of such power; but as would appear from the fact of
the present case, the Respondent cannot be said to have been fairly dealt
with by the statutory authorities.
The University is a creature of the said Act. It can make statutes
and ordinances by way of subordinate legislation to deal with the subjects
enumerated therein. Statute 20 provides for the "Penalties and Disciplinary
Authorities". It covers minor and major penalties. Statute 21 lays down
power upon the authorities to impose major penalties. In terms of Statute
21.1, the Executive Council is competent to impose any of the penalties
specified in Rule 20 on an employee. Statute 22 directs a disciplinary
authority to institute disciplinary proceedings against any employee on
whom the disciplinary authority was competent to impose under those
rules; Statute 23 lays down the procedure for imposing penalties. Statute
23.1 provides that "no order imposing any of the penalties specified in
clauses (v) to (ix) of rule 20 shall be made except after an enquiry held as
may be in the manner provided in the said rule and rule 24. Statute 31
provides that for pressing allegations of misconduct against a teacher, he
may be placed under suspension. However, Clause (b) of Statute 31
provides "Notwithstanding anything contained in the terms of his contract
or service or of his appointment, the Executive council shall be entitled to
remove a teacher on the ground of misconduct".
Ordinance 10.1 provides as under:
"10.1 Removal of employees of the University
shall be regulated as per Statute 31 for teaching
staff and Statute 32 for all employees of the
University other than teachers."
Admittedly, the procedure laid down for imposition of major
penalty had not been followed in the instant case. The Respondent, thus,
had not been proceeded against for commission of any misconduct. The
sole question, which, therefore, arises is as to whether in the facts and
circumstances of this case, the notification could be invoked against the
Respondent.
Although in the application for grant of special leave to appeal, it
is stated that various circulars/letters were issued upon adopting resolutions
by the Executive Council but before us only two notifications have been
produced. The first one was issued on 5-10/9/1990 whereby and
whereunder the existing Clause of 10.5 of the Ordinance stood amended in
the following terms:
"10.5. Whenever a teaching/Non-teaching
employee fails to return to the University within
forty five days of the expiry of leave duly granted
to him, his services shall be deemed to have been
abandoned by him from the date the leave expires.
Provided that the Executive Council on good cause
being shown by the concerned employee may
waive the abandonment on such terms as the
Council may decide."
We have noticed hereinbefore that a notification was issued on
25.3.1998. The said notification was purported to have been in terms of a
resolution adopted by the Executive Council in its meeting held on August
13-14 & October 12-15, 1997 (E.C.R. No.514, Corrected under E.C.R.
No.577 of February 28 - March 1 & 2, 1998). The resolution of the
Executive Council had not been produced before us. However, a bare
perusal of the said purported notification dated 25.3.1998 would clearly
show that the Executive Council had in the said meeting been only
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considering the question of taking disciplinary action against the
employees for having gone abroad without the permission or without the
sanctioned leave and those who have overstayed without the prior approval
of the University. Although, leaving the institution without the prior
permission of the Vice Chancellor would fall within the purview of
misconduct; availing of leave undisputedly would be governed by the leave
Rules framed by the University. Proceeding on leave without the same
being sanctioned or overstaying after the period of sanctioned leave is
over, would undisputedly come within the purview of the term
’misconduct’. It is, however, true that only because the action on the part
of the employee to avail leave without any prior sanction thereof or
overstay despite expiry of the period of leave, would amount to
misconduct, the statutory authorities would not be denuded with power to
make an appropriate statute that in certain situation the employee would be
deemed to have abandoned his services. However, such a provision could
not be laid down by an executive direction. Matter relating to cessation of
employment is governed statute and ordinance. Any matter touching the
said subject, thus, must be provided for by a subordinate legislation, i.e.,
either by framing a statute or an Ordinance. There cannot be any doubt
whatsoever that a statute could only be made in the manner laid down
under the Act. From the notification dated 25.3.1998, it appears that by
reason thereof, the Executive Council did not propose to make any
amendment to the existing ordinance nor intended to lay down any new
law. Those matters, which are enumerated in Sections 17 and 18 of the
Act, could be dealt with only in the manner laid down thereunder. It is not
disputed that the matters relating to terms and conditions of services, as
also disciplinary action, are governed by the statute/Ordinance. In fact, no
provision relating to abandonment of service has been inserted in the
ordinance as had been done by way of Clause 10.5 in terms of notification
dated 5-10/September 1990. It, however, stands admitted that the said
ordinance is not attracted in the instant case.
We, therefore, are required only to consider as to whether the
notification dated 25.3.1998 is attracted in this case. The said notification
was issued only by way of guidelines. It is sub-divided into two parts;
whereas the first part provides for consequences of overstay without
permission for more than 45 days at different points of time, the second
part relates to the employees who have overstayed without permission for
more than 45 days from the date of issue of the University resolution.
Only in regard to the second part, it was stated that the services of such
employees "would be abandoned as per the existing rules".
The expression ’existing rules’ indisputably would mean the procedure
laid down under the rules, i.e., in terms of the provisions of the Statute or
Ordinance, which as indicated hereinbefore lay down matters relating to
initiation of disciplinary action against the employees.
The Executive Council, the Vice Chancellor or any other
authority, who are creatures of Statutes, must act within the four-corners
thereof. They were also required to follow the procedure laid down for
initiation of a disciplinary proceeding against an employee.
Where a matter is covered by one or other clauses contained in
Section 17 or 18 of the Act any modification/amendment/substitution
thereof was required to be carried out strictly in the manner laid down
thereunder. We have noticed hereinbefore that the Statute and the
Ordinance not only deal with the manner in which the recruitment of a
faculty member is to be carried out, but also lay down the terms and
conditions of services, the manner, in which the proceeding for
commission of misconduct by a delinquent officer, was to be initiated and
the punishments imposed. It was, therefore, improper on the part of the
authorities including the Executive Council to create a new punishment or
create a new exit door for the employees to throw him out of the services
of the University. It is in that sense the purported circulars issued by the
Registrar in terms of the purported resolutions adopted in the meetings of
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the Executive Council or otherwise must be held to be ultra vires. It will
bear repetition to state what can be the subject matters of the executive
instructions issued under Section 10 of the Act must be those in respect
whereof no specific provision exists in the Act, e.g., Sections 17 and 18 of
the Act.
In State of Madhya Pradesh & Anr. v. M/s. G.S. Dall & Flour
Mills [1992 Supp. (1) SCC 150], a three-judge Bench of this Court
opined:-
"\005The contention that "instructions" could not
override the effect of the statutory notification was
repelled by the court on the ground that the
validity and effectiveness of the instructions can be
supported by reference to Article 162 of the
Constitution as filling up a lack of guidelines in the
notification."
In DDA and Ors. v. Joginder S. Monga and Ors. [(2004) 2 SCC
297], this Court categorically held:
"It is not a case where a conflict has arisen
between a statute or a statutory rule on the one
hand and an executive instruction, on the other.
Only in a case where a conflict arises between a
statute and an executive instruction, indisputably,
the former will prevail over the latter."
It was further noticed:
"Executive instructions can supplement a
statute or cover areas to which the statute does not
extend. But they cannot run contrary to statutory
provisions or whittle down their effect."
Even otherwise, the said purported notification dated 25.3.1998
does not and/or cannot create a new misconduct and/or provide for a legal
fiction providing that the employee would be deemed to have abandoned
his service. The said notification was issued for laying down certain
guidelines and, thus, by reason thereof no independent misconduct could
be created. The purpose for issuing the said circular evidently was to lay
down broad guidelines in regard to the quantum of punishment which
should be imposed, as would be evident from the fact that Section (A)
thereof deals with the cases of those employees who had gone abroad
without prior permission (which itself is a misconduct) and overstaying the
leave for more than 45 days. The quantum of punishment has been
specified for commission of misconduct for the first, the second, the third
and the fourth time.
Section (B) thereof deals with the cases of those employees, who
have overstayed abroad without prior permission for more than 45 days
from the date of issue of the notice by the University, their services would
be treated to be abandoned as per the existing rules. The said notification is
vague and obscure. It does not take into consideration the situation where
a person may leave the campus without obtaining leave. If a person
commits the same misconduct by staying within India, although no leave
has been obtained, he would not come within the purview thereof but only
if he goes abroad and overstays, the circular letter would come into play,
which would mean that for initial stay he had the requisite permission and
only in case of overstay he would be held to have not obtained any prior
permission, and only in such an event, he would come within the purview
of the said provision. In terms of the said notification no legal fiction is
created. Even otherwise, no legal fiction in law can be created by an
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administrative order. The circular letter states that the services of such
employees would be abandoned as per existing rules, which would mean
that there existed provisions in the rules laying down the condition as to
when a person would be deemed to have abandoned the services.
Admittedly, no such rule exists.
Section (A) of the said notification, as noticed hereinbefore,
speaks of imposition of punishment which ex-facie would mean imposition
of punishment upon following the existing rules. Section (B) of the said
circular cannot, thus, be given different meaning particularly when it
speaks of procedure laid down as per the existing rules.
In any view of the matter in terms of the said notification dated
25.3.1998, no authority has been conferred upon the Vice Chancellor to
take such a decision. Significantly, even in the office orders dated
30/31.7.1997, 24.3.2000 issued to the Respondent, it was clearly stated that
the Respondent had committed a misconduct by violating the University
Rules. By reason of the said notices, the Respondent had been asked to
show cause as to why action should not been taken against him for his
alleged acts of misconduct. The Respondent in response to the said notices
submitted his reply which might or might not have been accepted, but by
reason thereof, the Vice Chancellor of the University could not have taken
a different stand while issuing office memo dated 18.4.2000 so as to say
that ’he would be deemed to have abandoned his services w.e.f. 1.3.2000.
It is significant to note that a copy of the said letter was forwarded
to the Respondent at the address of his wife. According to the Respondent,
he did not receive the letter before 31.5.2000 but we are not concerned
therewith.
Yet again, the Vice Chancellor, by office memo dated 4.5.2000,
stated :
"AND WHEREAS, the aforesaid Dr. Shri
Kant in the above mentioned communication
finally prays for submission to avail summer
vacation and assures to join immediately
thereafter.
AND WHEREAS, all the above facts show
that the aforesaid Dr. Shri Kant has admittedly
unauthorisedly proceeded on leave without any
sanction and also without permission of the
competent authority, which is against the
Univesity rules and directives issued by the
University to regulate foreign visits.
AND WHEREAS the aforesaid Dr. Shri
Kant has not seriously taken note of my earlier
order and failed to resume duty in Institute of
Medical Sciences, Banaras Hindu University till
the date.
NOW, THEREFORE, I, Y.C. Simhadri, vice
Chancellor, Banaras Hindu University, after
considering the entire matter in details and on
merit along with the reply of the aforesaid Dr. Shri
Kant, Reader, Department of Ophthalmology,
Banaras Hindu University dated 12.4.2000, hereby
pass the following orders:
(A) That the aforesaid Dr. Shri Kant be clearly
informed that his explanation received vide
letter dated 12.4.2000, has been found highly
unsatisfactory.
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(B) That he be given the last and final
opportunity to resume his duties in Institute
of Medical Sciences, BHU on or before 17th
May, 2000. This is notwithstanding the fact
that my earlier orders dated 23.3.2000
directing him to report for duty immediately,
have not been complied by him.
(C) That he be further informed that in case he
does not report for duty on or before 17th
May, 2000, it would be presumed that he is
no more interested in the University service
and his services shall be deemed to have
been abandoned by him with effect from 1st
March, 2000 without any further notice in
the matter."
In the said notice evidently the Vice Chancellor was not correct
when he stated that the Respondent had admittedly proceeded on leave
unauthorizedly. He may, however, be correct that the Respondent had left
without the permission of the competent authority.
It is not disputed that ex-post facto permission could also have
been granted. Moreover, the said office memo does not in any way deal
with the Respondent’s contention that he should have been granted leave.
Why the Respondent’s application for grant of leave had not been
favourably considered by the Vice Chancellor, is not known. The Vice
Chancellor clearly framed an opinion that the Respondent has not obeyed
his directions and he had not seriously taken note of his order. The notice,
thus, speaks of a misconduct.
It is furthermore evident that the Vice Chancellor in his notice
clearly demonstrated that he had made up his mind. He apparently had
arrived at a conclusion that the Respondent had committed misconduct and
thus, it has to be informed that his notice was issued by way of mere
formality.
In the office memo dated 20/22.5.2000, the Vice Chancellor
reiterates that the Respondent would be deemed to have abandoned his
services and while doing so, his explanation has been found to be
unsatisfactory. The Respondent was fond to have not complied with his
earlier direction but then again he was given an opportunity to resume his
duty on or before 17.5.2000 and despite the same he did not join his duties.
He had gone to the extent of saying that the Respondent must have planned
his visit much in advance.
Yet again the copies of the said Memos were sent to the
Respondent’s permanent address or at the address of his wife.
We may, at this juncture, notice the office memo dated 7.8.2000.
The Respondent appeared to have been called upon to produce certain
documents, which are as follows:
"1. Copies of documents in support of his
having attended scientific deliberations
during the period of his stay abroad.
2. The details of the institutions/country and the
date of his visit to these institutions.
3. The certificate of having attended Frankfurt
Retina Meeting on 12th April, 2000.
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4. Certificate of having attended the Annual
Congress of Royal College of
Ophthalmologists at Harrogate, U.K. along
with the details of his registration,
remittance of registration fee etc.
5. Copies of documents in support of his
working as Honorary Fellow along with the
offer of the institution received from the
Institution concerned and your acceptance
thereto.
6. Photostat copy of his passport (all pages).
7. Any other relevant documents, if considered
necessary by him, in support of the facts
mentioned in his representation dated 21st
July, 2000."
The Respondent had produced the documents specified at Sr.
Nos.1, 3, 4 and 6. So far as the document specified at Sr. No.5 is
concerned, the Respondent did not say that he had held any honorary
position or was working in the said capacity as such. The Respondent
before us had made an endeavour to tell his part of the story. We are,
however, not concerned therewith, as we are satisfied that from a perusal
of said Office Memo dated 7.8.2000, it is evident that the Vice Chancellor
had exceeded his jurisdiction in entering into the said question. An enquiry
was, thus, purported to have been initiated against the Respondent by the
said authority not for the purpose of finding out as to whether he had any
justification for leaving his place of work without obtaining the
sanction/permission but as if he had otherwise committed a grave
misconduct. If he had committed misconduct, indisputably, a disciplinary
proceeding should have been initiated against him. If no disciplinary
proceeding was initiated against him, the question of imposition of any
punishment would not arise. The Vice Chancellor was also not authorized
therefor as it was the Executive council alone who could initiate a
departmental proceeding.
The Statute and the Ordinance postulate that an order of termination
of services could be passed only by the Executive Council and that too in
the event two-third of the Members were present and voted in support
thereof. Therefore, the Vice Chancellor had no say in the matter. He was
merely a member of the Executive Council. He, thus, could not have
initiated any proceeding and imposed any punishment on the Respondent.
We furthermore fail to appreciate as to why, despite the High
Court’s order, the Executive Council could not dispose of the matter
quickly. Why the matter had not been brought on the agenda by the Vice
Chancellor at the first opportune moment and why the matter had to be
adjourned again and again has not been explained. It may be that when the
matter was brought on the agenda of the Executive Council on 8.9.2003, it
purported to have approved the orders of the Vice Chancellor that the
Respondent would be deemed to have abandoned his service with effect
from 1.3.2000, but the same did not receive the seal of finality as the
minutes of the meeting had not been approved.
Moreover, a bare perusal of the impugned orders, it would appear
that the Vice Chancellor of the University did not refer to the provisions of
the notifications issued from time to time which would clearly go to show
that the University was not sure as to whether the Respondent has
committed a misconduct or by leaving India without obtaining leave, he
would be deemed to have abandoned his service.
Although, laying down a provision providing for deemed
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abandonment from service may be permissible in law, it is not disputed
that an action taken thereunder must be fair and reasonable so as to satisfy
the requirements of Article 14 of the Constitution of India. If the action
taken by the authority is found to be illogical in nature and, therefore,
violative of Article 14 of the Constitution, the same cannot be sustained.
Statutory authority may pass an order which may otherwise be bona fide,
but the same cannot be exercised in an unfair or unreasonable manner. The
Respondent has shown before us that his leave had been sanctioned by the
Director being the Head of the Department in terms of the leave rules. It
was the Director/Head of the Department who could sanction the leave.
Even the matter relating to grant of permission for his going abroad had
been recommended by the Director. The Respondent states and it had not
been controverted that some other doctor was given the charge of his
duties. We have indicated sufficiently that the Vice Chancellor posed unto
himself a wrong question. A wrong question leads to a wrong answer.
When the statutory authority exercises its statutory powers either in
ignorance of the procedure prescribed in law or while deciding the matter
takes into consideration irrelevant or extraneous matters not germane
therefor, he misdirects himself in law. In such an event, an order of the
statutory authority must he held to be vitiated in law. It suffers from an
error of law.
Such an error of law is capable of being rectified by judicial
review. Reasonableness in the order and/or fairness in the procedure
indisputably can also be gone into by the writ Court.
We may notice a similar provision being clause 76 of the Bihar
Services Code, which reads as under:
"Unless the State Government, in view of the
special circumstances of the case, shall otherwise
determine, a government servant, after five years’
continuous absence from duty, elsewhere than on
foreign service in India, whether with or without
leave ceases t be in Government employ."
The validity of the said Rule came up for consideration before the
Patna High Court in Sobhana Das Gupta v. The State of Bihar & Anr.
[(1974) PLJR 382], wherein the said Rule was struck down relying on Jai
Shanker v. State of Rajasthan [AIR 1966 SC 492] and Deokinandan
Prasad v. State of Bihar [AIR 1971 SC 1409] stating :
"I may first refer to the decision of the
Supreme Court in the case of Jai Shanker v. State
of Rajasthan (AIR 1966 SC 492). Regulation 13 of
Jodhpur Service Regulation fell to be considered in
that case. The aforesaid regulation was:
"An individual who absents himself without
permission for one month or longer after the end of
his leave should be considered to have sacrificed
his appointment and may only be reinstated with
the sanction of the competent authority."
Considering this regulation Hidayatullah, J.
observed:
"Whichever way one looks at the matter, the
order of the Government involves a termination of
the service when the incumbent is willing to serve.
The Regulation involves a punishment for
overstaying one’s leave and the burden is thrown
on the incumbent to secure reinstatement by
showing cause. It is true that the Government may
visit the punishment of discharge or removal from
service on a person who has absented himself by
overstaying his leave, but we do not think that
Government can order a person to be discharged
from service without at least telling him that they
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propose to remove him and giving him an
opportunity of showing cause why he should not
be removed. If this is done the incumbent will be
entitled to move against the punishment for if his
plea succeeds, he will not be removed and no
question of reinstatement will arise. It may be
convenient to describe him as seeking
reinstatement but this is not tantamount to saying
that because the person will only be reinstated by
an appropriate authority, that the removal is
automatic and outside the protection of Article
311. A removal is removal and if it is punishment
for overstaying one’s leave an opportunity must be
given to the person against whom such an order is
proposed, no matter how the Regulation describes
it. To give no opportunity is to go against Article
311 and this is what has happened here".
It may be mentioned that this case arose out of a
suit where a declaration was sought that the
termination of the service of the plaintiff was
illegal.
In the case of Deokinandan Prasad v. State of
Bihar. AIR 1971 SC 1409 the true effect of the
decision in Jai Shanker’s case was considered. A
reference was also made to Rule 76 of the Bihar
Service Code. In this context it was observed:
"A contention has been taken by the
petitioner that the order dated August 5, 1966 is an
order removing him from service and it has been
passed in violation of Article 311 of the
Constitution, According to the respondents there is
no violation of Article 311. On the other hand,
there is an automatic termination of the petitioner’s
employment under Rule 76 of the Service Code. It
may not be necessary to investigate this aspect
further because on facts we have found that Rule
76 of the Service Code has no application. Even if
it is a question of automatic termination of service
for being continuously absent for over a period of
five years, Article 311 applies to such cases as is
laid down by this Court in (1966) 1 SCR 825 =
(AIR 1966 SC 492). In that decision this Court had
to consider Regulation No. 13 of the Jodhpur
Service Regulations which is as follows:
’An individual who absents himself without
permission or who remains absent without
permission for one month or longer after the end of
his leave should be considered to have sacrificed
his appointment and may only be reinstated with
the sanction of the competent authority.’
It was contended on behalf of the State of
Rajasthan that the above regulation operated
automatically and there was no question of
removal from service because the officer ceased to
be in the service after the period mentioned in the
regulation. This Court rejected, the said contention
and held that an opportunity must be given to a
person against whom such an order was proposed
to be passed, no matter how the regulation
described it. It was further held to give no
opportunity is to go against Article 311 and this is
what has happened here."
Therein, the law was laid down in the following terms :
"The consideration on these two cases makes
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it clear that in the circumstance as in the present
case, treating the petitioner to have ceased to be in
Government employ amounts to her removal, and
further that the said removal without giving her an
opportunity is to go against Article 311 of the
Constitution. In the circumstances of the present
case, violation of Article 311 of the Constitution is
writ large. There can, therefore be no doubt that
the order under Annexure 2 is illegal, and the
petitioner cannot be deemed to have ceased to be
in Government employ on the basis of the said
order or on the basis of Rule 76 of the Service
Code."
The Respondent herein had filed four writ petitions. Some interim
orders were also passed in his favour. He did not get the benefit of any of
the said orders. In his fourth writ petition, the Executive Council was
directed to consider his case. It did not do so for more than two years.
Why despite the High Court’s order, the Vice Chancellor failed to place
the matter before the Executive Council is not disclosed. The resolution of
the Executive Council dated 8/9th January, 2003 was also not final. The
same was placed before the High Court by way of a supplementary
counter-affidavit only on 23.3.2003 whereas the matter was heard much
prior thereto and the judgment was reserved. Judgment was delivered on
25th March, 2003 which again go to show that an attempt had been made
by the University to stall the proceedings before the High Court. Before us
only the University has taken a stand that even the Executive Council had
put its seal by way of approval of the order of the Vice Chancellor.
As the initial order passed by the Vice Chancellor was wholly
without jurisdiction, the same was a nullity and, thus, the purported
approval thereof, by the Executive Council would not cure the defect.
Even if we do not take into consideration the legality,
reasonableness or otherwise of the resolution of the Executive Committee,
it is clear that so far as the order passed by the Vice Chancellor is
concerned, he failed to consider the question as to whether the Appellant
was otherwise entitled to leave.
The Vice Chancellor appears to have made up his mind to impose
the punishment of dismissal on the Respondent herein. A post decisional
hearing given by the High Court was illusory in this case.
In K.I. Shephard & Ors. etc. etc. v. Union of India & Ors. [AIR
1988 SC 686], this Court held :
"\005It is common experience that once a decision
has been taken, there is tendency to uphold it and a
representation may not really yield any fruitful
purpose."
{See also Assam Sillimanite Ltd. v. Union of India [(1990) 3
SCC 182] and H.L.Trehan v. Union of India [AIR 1989 SC 568].}
We have noticed hereinbefore that the nature of leave, inter alia,
was compensatory one. Although it cannot be claimed as a matter of right
but an employee who had worked during summer vacation would have a
legitimate expectation that he can avail the same. He was also entitled to
be granted detention leave, unless thee exists a just reason to refuse the
same. We have noticed hereinbefore that the Head of the Department
granted the leave and made recommendation for grant of permission. The
Vice Chancellor even did not consider the same.
An order passed by a statutory authority, particularly when by
reason whereof a citizen of India would be visited with civil or evil
consequences must meet the test of reasonableness. Such a test of
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reasonableness vis-‘-vis the principle of natural justice may now be
considered in the light of the decisions of this Court.
The question came up for consideration before a three-Judge Bench
decision of this Court, in D.K. Yadav v. JMA Industries Ltd. [(1993) 3
SCC 259], wherein emphasizing the requirements to comply with the
principles of natural justice while terminating the services of the
employees on the touchstone of Article 21 of the Constitution of India; it
was held that not only the procedure prescribed for depriving a person of
his livelihood must meet the challenge of Article 14 but also the law which
will liable to be decided on the anvil thereof.
Here again, this Court opined that Article 14 requires that the
procedure adopted must be just, fair and reasonable. It was furthermore
held :
"Article 21 clubs life with liberty, dignity of
person with means of livelihood without which the
glorious content of dignity of person would be
reduced to animal existence. When it is
interpreted that the colour and content of
procedure established by law must be in
conformity with the minimum fairness and
processual justice, it would relieve legislative
callousness despising opportunity of being heard
and fair opportunities of defence. Article 14 has a
pervasive processual potency and versatile quality,
equalitarian in its soul and allergic to
discriminatory dictates. Equality is the antithesis
of arbitrariness."
This Court opined that right to life enshrined under Article 21
would include the right to livelihood and thus before any action putting an
end to the tenure of an employee is taken, fair play requires that reasonable
opportunity to put forth his case is given and domestic enquiry conducted
complying with the principles of natural justice.
In Uptron India Ltd. v. Shammi Bhan & Anr. [(1998) 6 SCC
538], this Court was considering the validity of the provisions of the
Standing Orders of the company containing a clause that services of the
workmen would be liable for automatic termination. This Court opined that
if prior to resorting thereto an opportunity of hearing is not granted, such a
provision would be bad in law.
The said legal position was reiterated in Scooters India Ltd. v.
M. Mohammad Yaqub & Anr. [(2001) 1 SCC 61], where again
requirement to comply with the principles of natural justice was
highlighted.
The matter may, however, be different in a case where despite
having been given an opportunity of hearing, explanation regarding his
unauthorized absence is not forthcoming or despite giving him an
opportunity to join his duty, he fails to do so, as was the case in Punjab &
Sind Bank & Ors. v. Sakattar Singh [(2001) 1 SCC 214].
In Lakshmi Precision Screws Ltd. v. Ram Bhagat [(2002) 6
SCC 552], a Division Bench of this Court was considering clause 9(f)(ii) of
the Standing Orders which reads as under :
"9.(f) Any workman who,
*
(ii) absents himself for ten consecutive working
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days without leave shall be deemed to have left the
firm’s service without notice, thereby terminating
his service."
The workman therein offered an explanation and having regard
thereto, the Labour Court came to the conclusion that the action of the
management in terminating the services of the workman therein was not
justified. When the matter reached this Court, it was opined:-
"Let us, therefore, analyse as to whether this
particular Standing Order in fact warrants a
conclusion without anything further on record or to
put it differently \026 does it survive on its own and
that being a part of the contract of employment
ought to govern the situation as is covered in the
contextual facts."
Referring to the decisions noticed by us hereinbefore, it was held :
"It is thus in this context one ought to read
the doctrine of natural justice being an inbuilt
requirement on the Standing Orders. Significantly,
the facts depict that the respondent workman
remained absent from duty from 13.10.1990 and it
is within a period of four days that a letter was sent
to the workman informing him that since he was
absenting himself from duty without authorized
leave he was advised to report back within 48
hours and also to tender his explanation for his
absence, otherwise his disinterestedness would
thus be presumed."
The well settled principle of law as regards necessity to comply
with the principles of natural justice was again reiterated, stating:-
"Arbitrariness is an antithesis to rule of law,
equity, fair play and justice \026 contract of
employment there may be but it cannot be devoid
of the basic principles of the concept of justice.
Justice-oriented approach as is the present trend in
Indian jurisprudence shall have to read as an inbuilt
requirement of the basic of concept of justice, to
wit, the doctrine of natural justice, fairness, equality
and rule of law."
A provision relating to abandonment of service came up for
consideration yet again in Viveka Nand Sethi v. Chairman, J&K Bank
Ltd. & Ors. [(2005) 5 SCC 337] before a Division Bench of this Court.
This Court opined that although in a case of that nature, principles of
natural justice were required to be complied with, a full-fledged
departmental enquiry may not be necessary, holding :
"A limited enquiry as to whether the
employee concerned had sufficient explanation for
not reporting to duties after the period of leave had
expired or failure on his part on being asked so to
do, in our considered view, amounts to sufficient
compliance with the requirements of the principles
of natural justice."
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Mr. Dwivedi placed strong reliance upon the decision of this
Court in Aligarh Muslim University v. Mansoor Ali Khan [(2000) 7
SCC 529]. In that case, interpretation of Rule 5(8)(ii) came up for
consideration which is in the following term :
"Rule 5(8)(ii) \026 An officer or other employee who
absents himself without leave or remains absent
without leave after the expiry of the leave granted
to him, shall, if he is permitted to rejoin duty, be
entitled to no leave allowance or salary for the
period of such absence and such period will be
debited against his leave account as leave without
pay unless his leave is extended by the authority
empowered to grant the leave. Wilful absence from
duty after the expiry of leave may be treated as
misconduct for the purpose of clause 12 of Chapter
IV of the Executive Ordinances of AMU and para
10 of Chapter IX of Regulations of the Executive
Council."
It was held that a show cause notice and reply would be necessary.
If no show cause notice had been given, this Court held that the principles
of natural justice would be held to be complied with.
This Court, however, in the special facts and circumstances of
this case and particularly in view of the fact that admittedly leave was
initially granted for a period of two years and an application for extension
thereof was made by the Respondent therein for a further period of three
years which was acceded to only for one year, this Court opined that on the
admitted facts, the absence of a notice to show cause would not make any
difference as the employee admittedly continuing to live in Libya, the
extension of leave sought for was bound to be refused.
The parties in this case proceeded on the basis that it was not a
case of misconduct. The High Court, therefore, in our opinion, wrongly
arrived at the conclusion that the Respondent was guilty of misconduct. In
that view of the matter, it is also not necessary for us to advert to the
question as to whether in the facts and circumstances of this case, the High
Court could have directed modification in the quantum of punishment
without arriving at a finding that the same was shockingly disproportionate
to the gravity of the charges made against the Respondent herein.
The fact situation obtaining in this case is entirely different. Not only
the Respondent made all attempts to join his duties, but, the situation
prevented him from doing so beyond his control. Furthermore, in this case,
the Vice Chancellor had no jurisdiction at all. Even the notification dated
25.03.1998 had no application.
For the reasons abovementioned, we do not find any merit in the
appeal filed by the University. However, so far as appeal of the Respondent
is concerned, although the conduct of the University is deplorable having
regard to the fact that the Respondent has suffered a lot and has not been
allowed to join his duties for a long time and keeping in view the facts and
circumstances of this case, we are of the opinion that his back wages should
be restricted to 75%. The Respondent shall also be entitled to costs of the
appeal. Counsel’s fee is assessed at Rs.10,000/-.
In the result, Civil Appeal No. 4147 of 2003 is dismissed whereas
Civil Appeal No. 248 of 2004 is allowed in part.