Full Judgment Text
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PETITIONER:
STATE OF U.P. & ORS.ETC.
Vs.
RESPONDENT:
PRADHAN SANGH KSHETTRA SAMITI & ORS. ETC.
DATE OF JUDGMENT24/03/1995
BENCH:
SAWANT, P.B.
BENCH:
SAWANT, P.B.
AGRAWAL, S.C. (J)
CITATION:
1995 AIR 1512 1995 SCC Supl. (2) 305
JT 1995 (3) 252 1995 SCALE (2)453
ACT:
HEADNOTE:
JUDGMENT:
SAWANT, J.:
1. Special leave granted.
2.The Constitution [Seventy-Third Amendment] Act, 1992 came
into force on 24th April, 1993 to give effect to one of the
Directive Principles of the State Policy, viz., Article 40
of the Constitution of India which directs the State to
organise village panchayats as units of self-government.
3. On coming into force of the said Constitutional
Amendment, the States were
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required by the Centre to take steps to organise village
panchayats on the lines o the provisions of the said
Constitutional Amendment by making law or amending the
existing law suitably. The Uttar Pradesh State Legislature
amended its Panchayat Raj Act, 1947 [hereinafter referred to
as the ’Act’] by enacting the U.P. Panchayat Raj [Amendment]
Act, 1994 which came into force on 22nd April, 1994. As per
the provisions of the Act, several Government instructions
and notifications were issued and rules were framed between
22nd April, 1994 and 31st August, 1994 with a view to hold
elections to the panchayats. In particular the declaration
of the gram panchayat areas under Section 11-F and the
establishment of the gram sabhas under Section 3 were made
between 2nd and 5th August, 1994. The term of the gram
panchayats constituted under the unamended provisions of the
Act was to expire on 23rd April, 1993. The Governor
extended their term till 23rd April 1995 or till new
panchayats were constituted, whichever was earlier. The
elections to the new panchayats were then notified on 31st
August, 1994. In pursuance of this notification the
election process was to commence on 29th September, 1994.
4.The respondents approached the High Court by writ
petitions between 1st and 9th September, 1994 making a
grievance that the Government orders were being violated in
the process of re-organisation and delimitation of the
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constituencies. A few of the respondent-writ petitioners
also challenged the said Constitutional Amendment as well as
the vires of the Act. The High Court heard all the
petitions together. The State Government, by filing an
affidavit as well as through publications in the press from
9th September to 19th September, 1994, offered a fresh time-
schedule of the elections and also to remove the grievances
after considering the representations. On 24th September,
1994, the State Government cancelled the notification dated
31st August, 1994. On 26th September, 1994, the High Court
reserved its judgment. In the meantime, under compulsion
and pressure from the Centre including a threat to stop the
release of funds unless the process of election was
completed by 31st December, 1994, conveyed in the Centre’s
communication dated 12th November, 1994, the State
Government renotified the dates of elections on 26th
November, 1994 in pursuance whereof the process of election
was to commence on 3rd December, 1994.
5. The High Court by its impugned judgment delivered on
2nd December, 1994 has held, among other things, that the
definitions of ’village’ under Section 2 [t], of ’Grain
Sabha’ under Section 2 [g] and of ’Panchayat Area’ under
Section 2 [11] read with Section 11-F of the Act were ultra
vires the respective definitions given in Articles 243 [g],
243 [b], and 243 [e] read with Article 243-C of the
Constitution. The High Court has further held: [i] that the
village has to be a habitat according to the anthropological
concept, [ii] that the village for the purposes of the
Panchayat can be specified only in accordance with the
wishes of the inhabitants of the village as conveyed to the
Governor who is obliged to notify it without involvement of
the State Government, [iii] that the Governor has to act
independently of the State Government in the matter of
specification of the "village" and [iv] further the village
will have to be fixed according to the aspirations,
chauvinism and the wishes of the villagers. As regards the
258
Grain Sabha, the Court has held that although the definition
of Gram Sabha refers to a body of persons registered in the
electoral rolls, the reference to "establishment under
Section 3" and the provision for establishment and
notification of Gram Sabha in Section 3, are ultra vires the
Constitution and that the State Government has no power to
establish or notify Gram Sabha.
6. It will appear from the impugned judgment that its main
thrust is against the definition of ’village’ in Section 2
[t] of the Act. The other findings are directed more
against the procedure laid down in the Act to take the
various steps for constituting the panchayats than against
the substantial provisions. Before we deal with the
findings of the High Court, we may usefully refer to the
relevant provisions of the Constitution and the Act.
7. The provisions of Article 40, to give effect to which
the 73rd Constitutional Amendment was effected read as
follows:
"40. Organisation of village panchayats, The
States shall take steps to organise village
panchayats and endow them with such powers and
authority as may be necessary to enable them
to function as units of self-government.
8. The aforesaid provisions neither define ’village’ nor
give guidelines for organising village panchayats. All that
they require is that the village panchayats howsoever
organised have to be equipped with such powers and authority
as may be necessary to enable them to function as units of
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self-government. There is, however, no doubt that when the
Article speaks of village panchayats as units of self-
government, it has in view the Organisation of the lowest
level units of self-governance in the hierarchy of self-
governing, democratic, policy making and administrative
units. In other words, the village panchayats are envisaged
by the Article as the base democratic institutions of a
pyramid of the democratically organised and functioning
self-governing units. This being so, while organising the
village panchayats, what is necessary to be kept in mind is
[a] that they are to be the self governing units at the
lowest end of the democratic polity, [b] that being self-
governing units, those who are governed by the said units
and for whose benefit they are going to operate, will have
either a direct or an elective indirect representation in
them; [c] that they will have an effective say in the
conduct of their affairs including its plans, policies and
programmes and their execution and [d] that thus they will
have not only a sense and satisfaction of participation but
also an experience in the governance of their own affairs.
So long as the village panchayats are organised to achieve
the said objectives, the requirements of the said Article
will have been complied with both in their spirit and in
letter.
9. We may now turn to the provisions of the 73rd
Constitutional Amendment by which Part IX consisting of
Articles 243 to 243-0 has been introduced in the Con-
stitution.
10. Article 243 [g] defines ’Village’ to mean a village
specified by the Governor by public notification to be a
village for the purposes of the said Part and includes a
group of villages so specified. It will be apparent from
this definition of ’village’ that on the one hand, it does
not stock to any particular, much less the vintage con-
259
cept of village that the High Court has in mind, viz., the
anthropologically evolved and sociologically identifiable
habitat and on the other, it gives the Governor power to
specify a village as he may deem fit. The village so
specified by him may include a group of villages. The
Constitution permits the Governor to declare any populated
rural area as a village. The village which the Governor has
to specify is a village for the purpose of carrying out the
provisions of Part IX of the Constitution and not for any
other purpose. Hence to bring in any particular concept of
village and to read into the said Article any pre-conceived
notion of village is unwarranted by law.
11. Article 243 [b] defines ’Gram Sabha’ to mean a body
consisting of persons registered in the electoral rolls
relating to a village comprised within the area of panchayat
at the village level. In other words, it is the electorate
of the village panchayat whether the panchayat is for one
village or a group of villages. Article 243 [d] defines
’panchayat’ to mean an institution [by whatever name called]
of self government constituted under Article 243B for the
rural areas. This provision further makes it clear that
even the expression ’panchayat’ is not of any particular
significance. What is of essence is that the institution so
called must be of self government in the rural area since
the panchayat raj envisaged by the said Part of the
Constitution is for the rural as against the urban areas for
which a provision is made in another part of the Consti-
tution. Much sentiment may not, therefore, be wasted on the
expression ‘ panchayat’. The attention on the other hand,
has to be focussed on the question whether the institution
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so constituted is self-governing or not.
12. The panchayats are to be constituted at the village,
intermediate and district levels and the "panchayat area" as
defined by Article 243 [e] means the territorial area of the
panchayat whether at the village, intermediate or district
levels. What is necessary to remember further is that while
as per Article 243 [c] "intermediate level" is a level
between the village and district levels, as specified by the
Governor, the ’district’ as per Article 243 [a] means a
district in a State the boundaries of which may be changed
by the State Government. The district is not required to be
specified by the Governor whereas village and intermediate
levels have to be specified by him for the purposes of the
said Part of the Constitution.
13. Article 243-A states that a Gram Sabha which, as stated
above, is the electorate of the village panchayat, may exer-
cise such powers and perform such functions at the village
level as the legislature of the State may by law provide.
In other words, the powers and functions of the village
panchayat are to be determined by a State enactment.
Article 243-B states that there shall be constituted
panchayats at the village, intermediate and district levels
in accordance with the provisions of the said Part of the
Constitution. However, in a State having a population not
exceeding 20 lakhs, it is not obligatory to constitute
panchayats at the intermediate level.
14. Article 243-C gives direction with regard to the
composition of panchayats at different levels. What is
necessary for our purpose to note from the said
provisions is that throughout the State the number of
260
seats on each panchayat have to have, as far as practicable,
a uniform ratio to the population comprised in the panchayat
area. The panchayat area is further to be divided into
territorial constituencies and the constituencies are to be
so delimited as to maintain throughout the panchayat area a
uniform ratio between the population of each constituency
and the number of seats allotted to it, as far as
practicable. Further, the seats in the panchayat are to be
filled by direct election from the territorial
constituencies. The chairpersons of the panchayats at the
village level have to have representation in the panchayats
at the intermediate level if constituted and at the district
level, if not constituted, and the chairpersons of the
panchayats at intermediate level where they are constituted
are to have representation in the panchayats at the district
level. In addition, the Article directs that the State
enactment may also provide for the representation of the
Members of Parliament and of the State Legislature.
Chairpersons of the panchayat at the village level have to
be elected in such manner as the State legislation may
provide while the chairpersons of the panchayat at the
intermediate level or district level are to be elected by
and from amongst the elected members thereof.
15. Article 243-D makes provision for reservation of seats
for the Scheduled Castes, Scheduled Tribes including women
belonging to Scheduled Castes/Scheduled Tribes and also for
other women in the panchayats at all the levels. Article
243-E provides for the term of the panchayat which is five
years. Article 243-F provides for disqualifications for the
membership of the panchayat. Article 243-G speaks of powers
functions and responsibilities of the panchayat to be
determined by the legislature of the State. It states that
the legislature of a State may by law endow the panchayats
with such powers and authority as may be necessary to enable
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them to function as institutions of self government and such
law may contain pro. visions for the devolution of powers
and responsibilities upon panchayats at the appropriate
level, subject to such conditions as may be specified
therein with respect to [a] the preparation of plans for
economic development and social justice; and [b] the
implementation of schemes for economic development and
social justice as may be entrusted to them including those
in relation to the matters listed in the Eleventh Schedule.
The Eleventh Schedule mentions as many as 29 matters some of
which are necessary to be enumerated here to point out that
it is only a financially and administratively viable unit
which can undertake the schemes of development relating to
them. They are: [1] Minor irrigation, water management and
watershed development, [2] Social forestry and farm
forestry, [3] Small scale industries, including food
processing industries, [4] Khadi, village and cottage
industries, [5] Rural housing, [6] Roads, culverts, bridges,
ferries, waterways and other means of communication, [7]
Rural electrification, including distribution of
electricity, [8] Nonconventional energy sources, [9] Poverty
alleviation programme , [10] Education, including primary
and secondary schools, [11] Technical training and
vocational education, [12] Markets and fairs, [13] Health
and sanitation, including hospitals, primary health centres
and dispensaries, [14] Women and child development [15]
Social welfare, including welfare of the handicapped and
mentally retarded and [16] Welfare of the weaker sections,
and in particular of the Scheduled Castes and
261
the Scheduled Tribes.
16. Article 243-H speaks of power that the State
legislature may give to the panchayats to levy, collect and
appropriate taxes, duties, tolls and fees and also of
assigning such of them as arc levied and collected by the
State Government, to provide for grants-in-aid from the
Consolidated Fund of the State and also to provide for the
constitution of Funds for crediting all moneys received,
respectively by or on behalf of the panchayats and for the
withdrawal of the moneys therefrom. Article 243-1, among
others, provides for the constitution of Finance Commission
by the Governor of the State to review the financial
position of the panchayats at the end of every five years.
Article 243-J requires the State to make law to make pro-
vision with respect to the maintenance and auditing of the
accounts of the panchayats.
17. Article 243-K provides for a State Election Commission
to conduct, supervise, direct and control the elections in-
cluding the electoral rolls. Article 243-0 states that the
validity of any law relating to the delimitation of
constituencies or the allotment of seats to such
constituencies made or purporting to be made under Article
243-K, shall not be called in question in any court, and no
election to any panchayat shall be called in question except
by an election petition presented to such authority and in
such manner as is provided for by or under any law made by
the Legislature of a State. It is in the light of the
aforesaid provisions of the Constitution that we have to
examine the provisions of the State Act.
18. As stated earlier the State enactment, viz, the U.P.
Panchayat Raj Act, 1947, has been amended and brought upto
date to bring it in conformity with the amended provisions
of the Constitution, viz., Article 243 to Article 243-0.
Section 2 [g] of the Act accordingly defines ’Gram Sabha’ to
mean a body established under Section 3 of the Act
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consisting of persons registered in the electoral rolls re-
lating to a village comprised within the area of a gram
panchayat, and ’gram panchayat’ has been defined under
Section 2 [h] to mean the gram panchayat established under
Section 12 of the Act. Section 2 [hh] of the Act defines
Finance Commission to mean the Finance Commission
constituted under Article 243-1. Section 2 [hhh] defines
’Kshettra Panchayat’ which is the panchayat at the
intermediate level, and it has the same meaning as is
assigned to it under clause [6] of Section 2 of the Uttar
Pradesh Kshettra Panchayats and Zila Panchayats Adhiniyam,
1961 whereas ’Zila Panchayat’ which is the district level
panchayat will have the meaning assigned to it under the
said Adhiniyam by clause [11] of Section 2 thereof Section 2
[kk] defines ’State Election Commission’ to mean the State
Election Commission referred to in Article 243-K of the
Constitution.
19.Section 2 [t] of the Act defines ’village’ to mean any
local area recorded as a village in the Revenue record of
the district in which it is situate and includes any area
which the State Government may, by general or special order,
declare to be a village for the purpose of the Act.
20. Section 3 of the Act provides for the establishment of
Gram Sabha for a village or a group of villages by such name
as may be specified. It also states that where the gram
sabha is established for a
262
group of villages, the name of the village having the
largest population, shall be specified as the name of the
gram sabha.
21. Section 5-A gives the disqualifications of a person
from being chosen as and for being a member of grain
panchayat. Section 6 states that a member of the gram
panchayat shall cease to be such member if his name is
deleted from the electoral roll of the constituency.
Section 9 states that for each territorial constituency of a
gram sabha an electoral roll shall be prepared in accordance
with the provisions of the Act under the superintendence,
direction and control of the State Election Commission and
that it shall be published in the prescribed manner and
shall, subject to any alteration, addition or modification-
made under or in accordance with the Act, be the electoral
roll for the territorial constituency concerned. It also
gives the qualifications for being an elector and states
that every person who is not less than 18 years of age on
the first day of January of the year in which the electoral
roll is prepared, will be entitled to be registered in the
electoral roll for the territorial constituency. It is not
necessary to refer to the other provisions of the said
section regarding the qualifications, except to sub-section
11 thereof which states that the State Election Commission
may for the purposes of preparation of the electoral roll
for a territorial constituency adopt the electoral roll for
the Assembly constituency prepared under the Representation
of the People Act, 1950 for the time being in force so far
as it relates to the area of that territorial constituency.
Section 9-A provides that a person whose name is entered in
the electoral roll for the territorial constituency is
entitled to in any election and is eligible for election
nomination or appointment to any office in the gram
panchayat. However, a person who has not completed the age
of 21 years shall not be qualified to be elected as a member
or office bearer of the gram panchayat.
22. Section 11 provides for the meetings and functions of
gram sabha. Subsection [3] thereof speakers of the
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functions of gram sabha which, among others, consist of
considering [a] the annual statement of accounts of the gram
panchayat, the report of administration of the preceding
financial year and the last audit note and replies, if any,
made thereto, [b] the report in respect of development
programmes of the Gram Panchayat relating to the preceding
year and the development programmes proposed to be under-
taken during the current financial year; [c] the promotion
of unity and harmony among all sections of society in the
village, [d] programmes of adult education within the
village, and [e] such other matters as may be prescribed.
Sub-section [5] thereof requires gram sabha to perform the
functions of [a] mobilising voluntary labour and
contributions for the community welfare programmes; [b]
identification of beneficiaries for the implementation of
development schemes pertaining to the village; and [c]
rendering assistance, in the implementation of development
schemes pertaining to the village.
23. Section 11-A provides for Pradhan and Up-Pradhan of
gram panchayat who are to be, chairperson and vice-
chairperson respectively thereof under the Act. It also
provides for reservation of offices of Pradhans for the
Scheduled Castes, Scheduled Tribes and the backward classes.
Section 11-B provides for the direct election
263
of Pradhan or chairperson by the electorate in the panchayat
area from amongst themselves. Section 11-C provides for
election of Up-Pradhan by the members of the gram panchayat
from amongst themselves. The term of both the Pradhan and
Up-Pradhan is co-terminus with that of the grain panchayat.
24.Section 11-F provides for declaration of panchayat area
and states that the State Government may by notification de-
clare any area comprising a village or group of villages
having so far as practicable, a population of 1000 to be a
panchayat area by such name as may be specified. The first
proviso to the said section, however, states that for the
purposes of declaration of a panchayat area no revenue
village or any hamlet thereof shall be divided. The second
proviso makes a provision for the hill districts of the
State and states that if a village or group of villages does
not have population of 1000, the State Government may
declare the area within a radius of 5 kms. from the centre
of the village to be panchayat area though such area may
have a population of less than 1000. Sub-section [2] of the
said section also gives power to the State Government to
modify the panchayat area or to alter the name of the area
or to declare that any area shall cease to be a panchayat
area on the request of a gram panchayat concerned or
otherwise.
25.Section 12 provides for the establishment of gram
panchayat for every panchayat area. Section 12 [1] (c)
states that the grain panchayat shall consist of a panchayat
and in case of a panchayat area having a population of [1]
one thousand, the panchayat will have nine members, [ii]
where the population is more than one thousand but not more
than two thousand,it will have eleven members, [iii] when
the population is more than two thousand but not more than
three thousand, it will have thirteen members; and [iv] when
the population is more than three thousand, it will have
fifteen members. Thus Section 12 [1] [c] read with Section
11-F-[1], gives a parameter of the size of the panchayat
area mainly on population basis in the non hill areas and on
geographical basis in the hill areas and provides that there
shall be a panchayat of a Pradhan and nine members for at
least every village in the non hill area having a population
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of 1000, and of even less in the hill area. The territorial
constituencies for election as members to the gram panchayat
are to be formed in such a manner that the ratio between the
population of each constituency and the number of seats
allotted to it, shall so far as practicable, be the same
throughout the panchayat area. Each territorial constitu-
ency of a gram panchayat is to be represented by one member
in the gram panchayat. Not less than 1/3rd of the scats
earmarked for Scheduled Castes, Scheduled Tribes and
backward classes under sub-section [5] (a) are to be
reserved for the women of those categories whereas not less
than 1/3rd of the total number of scats in the gram
panchayat shall be reserved for women.
26.The superintendence, direction and control of the conduct
of the election to the office of the Pradhan and Up-pradhan
or a member of the gram panchayat is entrusted by section
12-BB to the State EIection Commission. An application for
questioning the elections is to be made to such authority as
may be prescribed. Section 12. I bars the jurisdiction of
civil ’courts to question the legality of any action taken
or any decision given by an officer or author-
264
ity. Section 14 provides for the removal of Pradhan and Up-
Pradhan in certain circumstances. Section 15 mentions, as
many as 30 functions of gram panchayat which are of the same
pattern as those mentioned in the Eleventh Schedule of the
Constitution, to some of which we have made a reference
earlier. The only additional function entrusted under the
Act is of the preparation of plan for economic development
of the area of the Gram Panchayat.
27. Section 15A requires the gram panchayat to prepare every
year a development plan for the panchayat area and to submit
it to the Kshettra panchayat concerned and Section 16 makes
provision for assigning to it any or all die following func-
tions, viz., [a] management and maintenance of a forest
situated in the Panchayat area; [b] management of
wastelands, pasture lands or vacant lands belonging to the
Government situated within the Panchayat area, [e]
collection of any tax or land revenue and maintenance of
related records. Section 17 refers to the powers of gram
panchayat as to public streets, waterways and other matters.
Section 18 provides for the improvement of sanitation. Sec-
tion 19 provides for maintenance and improvement of schools
and hospitals. Section 20 provides for establishment of
primary school, hospital, dispensary, road or bridge for a
group of gram panchayats. Section 24 provides for power of
a gram panchayat to contract for collection of taxes and
other dues. Section 25 gives power to the gram panchayat to
appoint such staff as may be necessary. Section 32 provides
for the constitution of a Gaon fund for each gram panchayat.
Section 32-A gives power to the State Government to consti-
tute a Finance Commission. Section 34 states that all
properties situated within the jurisdiction of a gram
panchayat shall vest in and belong to the gram panchayat.
Section 36 gives power to the gram panchayat to borrow money
whereas Section 37 gives it power to levy taxes and fees.
It is not necessary to refer to other provisions of the Act
for our purpose.
28.We may now refer to the criticism by the High Court of
certain provisions of the Act as being ultra vires the
Constitution.
29.As stated earlier, the main thrust of the High Court’s
judgment is against the concept of ’Village’ as incorporated
in the definition of "village" in Section 2 [t] of the Act.
The High Court has found fault with the said definition on
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two counts. According to it, firstly, Section 2 [t] is in-
consistent with the concept of village as contemplated by
Article 243 [g] of the Constitution and secondly, whereas
the said Article requires the Governor of the State to
specify the village, Section 2 [t] gives the power to the
State Government to declare it,
30.As regards the alleged difference in the definition of
"village" in the Act and in the Constitution, we have
already referred to the fact that Article 40 of the
Constitution does not define ’village’ as such. It only
refers to the Organisation of "village panchayats" as units
of self-government.
31.’Village’ has been defined in the Shorter Oxford English
Dictionary [1993 Edition] to mean "a self-contained group of
houses and associated buildings, usu. in a country area-, an
inhabited place larger than a hamlet and smaller than a
town;... a small self-contained district or community
265
within a city or town, regarded as having features
characteristic of a village". The Law Lexicon by P.
Ramanatha Aiyar [1987 Ed.] states that ’village’ includes
[a] a village-community; [b] village-lands; [c] rivers
passing through or by village-lands; and [d] a group of
villages. The expression ’village’ connotes ordinarily an
area occupied by a body of men mainly dependent upon
agriculture or occupations subservient thereto. When the
area is occupied by persons who are engaged mainly in
commercial pursuits, rural areas in the vicinity of a town
grow into a suburb of the town.
32. The Encyclopedia Americana [1983 Ed.] [Vol. 28] states
that village is
"a type of community, generally small but
without exact or commonly accepted size
limits. Generally, in the United States, the
village is thought to be intermediate between
the hamlet [a settlement with several families
and some form of commerce but no more than 50
people] and the town [generally over 1,000
people].
Dealing with the origin and evolution village, it states
that-
"the village is the typical form of rural
settlement in most of the world in Europe
[except for Great Britain] ’in Asia, in
Africa, and in much of South America..... It
often seems to be the result of the settlement
of lands that previously were only thinly
occupied by indigenous populations, but
probably also derives from the emergence of
clear-cut private proprietorship of land. In
much of Europe and in many other areas of the
world, communal land ownership prevailed in
the past, and this property arrangement was
one basis for the village form of rural
settlement, the community being set amid the
tillage and grazing lands."
x x x x
" Growing awareness of the nearly universal
appearance of the agricultural village
prompted many social theorists in the 19th
century to suggest that such Communities
represented a universal stage in human
evolution. Such simplifying theories lost
support as evidence of the great diversity of
human cultures and the Paths of change was
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accumulated. The interpretation of the
village pattern is now more nearly a
functional one. With settled agriculture,
village orientation provides mutual
protection, sociability, a measure of economic
specialisation [such as handicrafts], and at
least the of local government.
Since size-limits will not precisely
distinguish villages from other types of
communities, the question arises as to whether
the term has a precise All communities or
settlements called villages in popular
language or technical studies cannot be
brought within a common definition....
Generally, however, a village isa residential
and trading center for a predominantly
agricultural its social controls are
predominantly traditional and informal; more
formal administration and government arc typi
-
cal of cities and towns. Its self-sufficiency
may be nearly complete, as in some parts of
the Far East and Latin America, or seriously
impaired by modem tranportation,
communication, and agencies of central
government. The population of the village,
unlike that of most cities and many towns, is
self-recruited rather Om immigrant. This, and
the traditional informality of social
standards and controls, lends a distinct
quality of homogeneity that the more
cosmopolitan center does
266
not have.
The collapse of the theory that the village is
the basic community of all civilizations did
not end the idealization of the village. Yet
even the informal and traditional social
controls of the village can be extremely
restrictive, certainly more so than the fomal
tolerance of difference that the cultural
heterogeneity of the city encourages or
requires. And it cannot be assumed that
villages are democratic. European villages
are often dominated by one or a few families,
some of which may claim descent from feudal
rulers. The village in India is often ruled
by a council [panchayat] of the leading caste
or by a few principal landlords. Even in the
United States, with its short history and
absence of an officiallyu recognized
aristocracy, leading families am more likely
to receive deference in villages than in
larger and more impersonal communities. The
integration of village life, or lack of social
problems and tensions, has also been ex-
aggerated. Conflicts may smolder or burn
brightly, all the more because the parties
know each other and personalize the antipathy.
In Europe and Asia, the village has exhibited
a remarkable power of survival amidst currents
of rapid social change. Rural America has
been much more profoundly affected bythe
encroachments of an urban-industrial
civilization. Many small towns, technically
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 11 of 26
villages, have virtually di--appeared as their
economic and other social functions have been
absorbed by nearby cities. Village life may
endure a while longer in the United States,
but the sense of continuity and communal in-
tegrity are difficult to maintain with high
rates of residential mobility and in the face
of steady inroads of an essentially urban
civilization.
The village community may be defined as a
group of people who live ill permanent
dwellings in a defined territory which
includes arable land sometimes held in common
.
If cattle is kept, as is often the case, it is
pastured on non-cultivated meadowland over
which the community claims right. Further
characteristics include a predominance of ag-
ricultural occupations, a close relationship
to the natural environment, strong internal
cohesion, and a relative absence of internal
stratification and of occupational,
territorial, and vertical social mobility. As
such, the village is a specific type of rural
settlement, but not the only One.
x x x x x
The scientific study of the village community
did not start until the middle of the 19th
century...... Sir Henry Maine [1822-1888], one
of the first English writers on this topic,
held the theory that the village community was
originally founded by a group of kin related
people who settled independently in a
specified spot. In time, the original
households branched out into many separate
ones, clearing more load as the need arose.
Occasionally they included strangers, who were
sometimes adopted but more often relegated to
second class membership, tolerated rather that
accepted. If one family became extinct, its
share of land was returned to the common
stock. Only in later times, under pressure of
more highly developed political structures,
did the village community become feudalistic.
the land was then owned by a ruler who
received tribute in kind and promised
protection in return. Often the
responsibilities of supervision and collection
were transferred to other members of the
aristocracy. Maine based his case for this
presumed development upon analysis of Roman
law [Ancient Law, 1861] and upon practices in
Russia, southeastern European countries, anti
specifically India, where he had carried out
extensive field research [Village com
267
munities in the East and West, 1871].
Several other scholars criticized Maine’s
theoretical reconstructions-Modern
anthropologists and sociologists take the
position that both developments took place.
They recognize that the evolution and
structure of human settlements in
general, and of village unities in particular,
are closely connected with specific historical
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developments and ecological, sociopolitical,
economic and religious circumstances which are
different from place to place. With this
recognition, questions of absolute origins
have generally been replaced by an increased
interest in the structure and function of
village communities, in an attempt to gain
a
basic understanding of the essential nature of
living arrangements therein.
x x x x x
As their characteristic features, peasant
villagers show strong internal cohesion and
tendencies to restrict membership to those
born within the community. Rules of local
endogamy sometimes reinforce this trend.
Membership in the community is demonstrated by
participation in religious rituals, which
frequently stress the power of the community
to deal with the supernatural rather than
reliance upon individual piety. Economically,
a peasant produces mainly for his own
household’s consumption, although he also uses
part of his product to exchange in a market
for other goods and services. These markets
are often local and differ in structure from
those in the cities. Although some city-
produced goods reach the peasant level, there
is a tendency to limits the flow of city goods
into the community.
Politically, peasant villages are now usually
parts of national states and theoretically
possess the rights and duties involved in such
membership. But the village community has
frequently retained mechanisms of internal
control, whether through government-approved
local leadcis or through informal leadership
and community sanctions. Emotional attach-
ments face inward. The individual’s first
loyalty is to his family, the to his com-
muaity, and only then to whatever is beyond.
The various elements of this characterization
may be developed more strongly in some
villages than in others, but as a type they
are recognizable and clearly distinct from
tribal groups, farming settlements, and city
formations. "
33. It is common knowledge that the needs of the people
change with the development in the economic, scientific and
technologic fields as also with the developments in
transport and communication. With them, the concept of
selfsufficiency and the means, mode and range of self-
governance also change. What is more, the units of self-
governance at the lower level being interrelated and inte-
grated with those at the higher levels as parts of the whole
scheme of administration and development in the State, have
to respond to and fall in line with the growth in the size
and operation of the units at the higher level to form a
coordinated democratic polity and administrative machinery.
The concept of grassroot or lowest level administration
must, therefore, necessarily change with the advance and
progress at other levels. The governing units at all levels
have to fit in in a pattern, and a scheme for administration
both for law and order and economic growth. They have to
act as vehicles of overall stability and progress. For that
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purpose, their constitution and functioning have to be in
conformity with the larger social, political and economic
goals.
34. Hence there cannot be any immu-
268
table social, political, economic or organisational concept
of village as a self governing unit. In a developing
country like ours, where the population is growing fast,
where the society is in ferment on all fronts, where
divisive forces of all kinds abound, where the vast majority
of population is illiterate and is the victim of ignorance,
superstition, blind-faith, biases and prejudices, and is
shackled by tradition, and irrational customs and practices,
there is an urgent need to evolve means to unite and
integrate the society, to expose the populace to larger and
higher goals, to imbibe in them the wider perspectives and
to forge a socially cohesive front for breaking the barriers
of race, caste, class, religion and region rather than to
pander to the age-old, self-centered physical and mental
barriers. As stated earlier, Article 40 not only does not
define "village" but also does not require that the village
panchayats should be organised on the basis of any
particular concept of village much less the vintage concept
which appears to have appealed to the High Court. There is
further nothing in the Mahathma Gandhi’s advocacy of
"village panchayat raj" from which the High Court has taken
support to suggest that the village that Mahatmaji had in
mind was of a particular description or dimension. It is
amusing in this respect to note that the High Court in
support of its concept of village has even gone to the
extent of observing that "it must be remembered that in con-
sidering the aspirations of the people, more so at the first
level of democracy, the phenomena of a case of identity of
the people, their sentiments, feelings and chauvinism,
cannot be forgotten" the considerations which were, with
respect, farthest from the mind of Mahathmaji and against
which he fought throughout his life. If separate
identities, chauvinism, divisible sentiments and feelings
arc nurtured from the grassroot level, they are bound to
erode the foundation of the unity and integrity of the coun-
try and should be the last thing on the social and political
agenda of the country. On the other hand, the need of the
day is to create social, political and economic entities
crossing all barriers and wedded to the nationhood as the
ultimate goal. Anthropological and sociological entities
may be natural so far as the blood and familial
relationships and attachments go and have their place in
certain limited spheres. But they have no place while
shaping democratic political and administrative units. Nor
are they necessarily conducive to social and economic
progress. On the other hand, they may prove and have in the
past proved a positive hindrance to them. Although,
therefore, it is true that most of the villages have
developed with the initial settlement of a family or a group
of families belonging to either the same tribe or ethnic
group and in that sense have their historical and
sociological identity, these identities are not necessarily
healthy or desirable for promoting wider and diverse
interests and attaining larger goals. On the other hand,
they often prove insurmountable blockades to promoting the
ideals enshrined in the Preamble of our Constitution, viz.,
social, political and economic justice; liberty of thought
and expression, belief, faith and worship; equality of
status and of opportunity; and fraternity assuring the
dignity of the individual and the unity and integrity of the
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nation. Sometimes, smaller the social, political and
administrative entities, the greater the dominance of one
section or the other and deeper the prejudices. The need is
to organise viable social, political, economic and
administrative units of optimum size
269
at the lowest level on a rational basis keeping in mind the
size of population, the needs of social and economic
development, availability of resources, the transport and
communication facilities, convenience of administration and
other relevant factors. Old is not always gold and mere
historic accidents through which the villages of the concept
of High Court have developed, cannot justify their perpetua-
tion as political and administrative units to attain the
modem goals of social and economic progress or furnish the
rationale for their survival as basic democratic entities.
What is further forgotten is that over the years, not only
the population in the rural areas has grown enormously but
the complexion of the rural areas has also undergone a
change. With the increasing pressure on land, there has
been a steady migration from the rural to the urban and
semi-urban areas. Some villages are almost deserted while
others survive much below the poverty line. At the same
time, some have emerged as small pockets o comparative
prosperity, thanks to marginal industrial and commercial
activities around them and the nearness to the urban and
semi-urban areas. There is further a limit to the number of
village panchayats which may be constituted with all the
overhead expenses involved in the exercise which must have a
rational relation to the result sought to be achieved. In
the State o U.P., there are 1,20,000 villages. Before the
present exercise of constituting the village panchayats
under the Act, there were 74,000 gram sabhas which are now
reduced to 55,000. With the nature and range of functions
entrusted to the new village panchayats under the Act, and
the expenditure that may have to be incurred in constituting
and running them, it can hardly be said that their number,
structure and Organisation militate in any way against the
concept of democracy and the principle of self-governance.
Section 11-F (1) by laying down for non-hilly areas a norm
of a village panchayat for every 1000 population as far as
practicable and for hilly areas, for every 5 kilometres
radiusdistance, has in fact tried to observe the principle
of self-governance as closely as possible.
35. The first premise of the High Court’s reasoning is,
therefore, faulty and it has led it to build an edifice
which is equally defective. It is for this reason that we
arc unable to appreciate the portions of the impugned
judgment dealing with the sentiments, feelings, chauvinism
and will of the people [pages 16-201; holding that power to
specify villages vests with the people and not with the
State Government and that the villages cannot simply be a
revenue village [pages 21 to 25]; holding that the Governor
is obliged to specify a village giving due regard to the
wishes of the people [pages 26-27]; holding that provisions
of the Act referring to establishment of Gram Sabha for a
group of villages are ultra vires, and beyond the intention
of the Constitution [pages 3233]; that status of Gram Sabha
has been compromised and belittled in the Act itself [pages
37-381; holding that the Act in explaining the expression
’gram sabha’ offends the Constitution and negates the con-
cept of local self-government [page 40]; and stating that
Section 11-F gives rise to misunderstanding as it has scope
for overlapping and duplication in notifying and declaring
areas comprising a village or group of villages into
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panchayat area [pages-59].
36. As pointed out above, Article 243 [g]
270
of the Constitution defines village to mean "a village
specified by the Governor to be village and includes a
group of villages so specified". In other words, according
to this definition, any existing village or a group of the
existing villages may be specified by the Governor as a
village for the purposes of organising a village panchayat.
The definition begs the question as to what is a village
which the Governor can specify as a village for the purposes
of constituting the "village panchayat". It is not disputed
that almost all villages in the State have been recorded in
the revenue records of the respective district,% in which
they are situate. No material has been placed on record to
show that villages have been recorded as such in any other
record. There may be some villages and new settlements
which are not so recorded. There is, therefore, nothing
wrong if the Governor specifies the revenue villages as
villages and in addition also those villages and settlements
which are not so recorded in the revenue records as villages
for the purpose of constituting village panchayats. The
"revenue village" is, therefore, a documented ready-made
concept of village and the Governor while acting under Ar-
ticle 243 [g] for specifying the village may adopt the same
as village. No restriction has been placed by Article 243
[g] on the Governor for accepting the revenue village as a
village for the purposes of constituting village panchayat.
In fact, the Governor has been empowered by the said
constitutional provision to declare even a group of villages
as a village. If this is so, we are unable to appreciate as
to why the definition of village in Section 2 [t] will fall
foul of the provisions of Article 243 [g]. Section 2 [t]
not only speaks of villages recorded in the revenue records
as such but also includes in the definition, any area which
the State Government may by general or special order declare
to be a village for the purposes of the Act. The concept of
village is not foreign either to the Constitution or to the
State legislation. Apart from the U.P. Land Revenue Act,
the concept of village finds place in other State enactments
such as U.P. Village and Road Police Act, 1873 and U.P.
Village Sanitation Act, 1892, U.P. Village Courts Act, 1892,
U.P. Village Panchayats Act, 1920 which was replaced by the
unamended U.P. Panchayat Raj Act, 1947, U.P. District Boards
Act, 1922, U.P. Local Rates Act, 1914 which latter two Acts
were replaced by the U.P. Kshettra Samities and Zila
Parishads Adhiniyam, 1961. If, therefore, there is no
restriction placed by the Constitution on the Governor in
accepting any inhabited rural are as a village, it is
difficult to appreciate how the Act is violative of the
Constitution when the State Government declares any area
including a revenue village as a village. In any case, the
Court cannot substitute its concept of village for that of
the State Government.
37. As regards the objection of the High Court that whereas
Article 243 [g] requires the Governor to specify the
village, the Act gives this power to the State Government to
do so, the High Court has failed to notice the provisions of
the Constitution which equate the Governor with the State
Government in exercise of his functions except where he is
by or under the Constitution required to exercise the func-
tions in his discretion. In this connection, we may refer
to the provisions of Article 163 of the Constitution which
state that there shall be a Council of Ministers with the
Chief Minister at the head to aid and advise the Governor in
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the exercise of his
271
functions except when they are to be exercised by him under
the Constitution in his discretion. It is also not disputed
that when a Minister takes action, according to the rules of
business, it is both in substance and in form the action of
the Governor. Under the Constitution, therefore, while exercising
the non-discretionary functions, the Governor cannot act
without the aid and advice of the Council o Ministers. To
do so will cut at the very root of the cabinet system of
Government we have adopted. In this connection, we may
refer to the decision of this Court in Samsher Singh v.
State of Punjab [(1974) 2 SCC 831] where the Constitution
Bench of seven learned Judges has held that the executive
power of the State is vested in the Governor under Article
154 [1] of the Constitution. The expression ’State’ occurs
in Article 154 [1] to bring out the federal principle
embodied in the Constitution. Any action taken in the
exercise o the executive power of the State vested in the
Governor under Article 154 [1] is taken by the Government of
the State in the name of the Governor as will appear in
Article 166 [1]. There arc two significant features in
regard to the executive action taken in the name of the
Governor. First, Article 300 states, among other things,
that the Governor may sue or be sued in the name of the
State. Second, Article 361 states that proceedings may be
brought against the Government of the State but not against
the Governor. The reason is that the Governor does not
exercise the executive functions individually or personally.
Executive action taken in the name of the Governor is the
executive action the State. Paragraph 48 of the said judg-
ment explains the position of law in that behalf succinctly
as follows:
"The President as well as the Governor is the
constitutional or formal head. The President
as well as the Governor exercises his powers
and functions conferred on him by or under the
Constitution on the aid and advice of his
Council of Ministers, save in spheres where
the Governor is required by or under the
Constitution to exercise his functions in his
discretion. Wherever the Constitution
requires the satisfaction of the President or
the Governor for die exercise by the President
or the Governor of any power or function, the
satisfaction required by the Constitution i
s
not the personal satisfaction of the President
or Governor but the satisfaction of the
President or Governor in the constitutional
sense in the Cabinet system of Government,
that is, satisfaction of his Council of
Ministers on whose aid and advice the
President or the Governor generally exercises
all his powers and functions. The decision of
any Minister or officer under Rules or Busi-
ness made under any of these two Articles 77
[3] and 166 [3] is the decision of the
President or the Governor respectively. These
articles did no provide for any delegation.
Therefore the decision of a Minister or office
under the Rules of Business is the decision of
the President or the Governor. "
38. Admittedly, the function under Article243 [g] is to
be exercised by the Governoron the aid and advice of his
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Council of Ministers. Under the rules of business made by
the Governor under Article 166 [3] of the Constitution, it
is in fact an act of the Minister concerned or of the Coun-
cil of Ministers as the case may be. When the Constitution
itself thus equates the Governor with the State Government
for the purposes of the relevant function, the provision in
Section 2 [t] which realistically gives the power of
declaring the village to the State Government, cannot be
272
said to be inconsistent with or contrary to Article 243 [g].
Further, Section 3 [60] (c) of the General Clauses Act, 1873
defines ’State Government’ to mean Governor which definition
is in conformity with the provisions of the Constitution.
We are, therefore, unable to appreciate the conclusion of
the High Court that Section 2 [t] is ultra vires Article 243
[g] of the Constitution.
39. We are also unable to appreciate the reasoning of the
High Court that under the Act the State Government cannot
declare the village by special or general order as required
by Section 2 [t] because Article 243 [g] of the Constitution
requires the Governor "to specify the village by a public
notification". Admittedly, the general or special order
issued by the State Government is always published in the
official gazette. In any case, the order declaring the
villages for the purposes of Section 2 [t] in the present
case was gazetted. There is a hierarchy of legal
instruments such as law, ordinance, order, bye-law, rule,
regulation and notification. It is recognised even by
Article 13 [3] [a] of the Constitution and Section 3 [29] of
the General Clauses Act, 1897. All the orders, rules,
regulations and notifications when made or issued by the
State Government are made or issued in the name of the
Governor by the functionary of the concerned Ministry named
in the rules of business as per the provisions of Article
166 of the Constitution. We have already pointed out that
in view of the provisions of Article 154 and of Article 163
read with Article 166 of the Constitution, ’Governor’ means
the Government of the State and all executive functions
which arc exercised by the Governor except where he is
required under the Constitution to exercise the functions in
his discretion, are exercised by him on the aid and advice
of the Council of Ministers. Hence, whether it is a
notification issued by the Government or a general or
special order issued by the State Government,
constitutionally both are the acts, of the Governor.
40. In the present case, by the notification dated 9th May,
1994 issued under Section 96-A of the Act by die Governor,
the powers of the State Government under Section 3 and
Section 11-F of the Act were delegated to the Director,
Panchayat Raj, U.P., Lucknow [hereinafter referred to as the
‘Director’]. Pursuant to this delegation, on 4th August,
1994 the Director issued notification establishing gram
sabhas under Section 3 and declaring panchayat areas under
Section 11-F of the Act. This was a composite notification
both for establishing gram sabhas and declaring panchayat
areas. It is true that neither in the notification dated
9th May, 1994 delegating powers under Sections 3 and 11-F to
the Director nor in the notification dated 4th August, 1994
establishing grain sabhas and declaring the panchayat areas,
there is a mention either of Section 2 [t] of the Act or of
the power delegated to declare the village under the said
provision, However, keeping in mind the scheme of the Act
and the provisions of Sections 2 [t], 3 and 11-F, it is clew
that Section 2 [t] merely defines ’village’ and by itself
does not give power to the State Government to declare the
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village. It states that village means "any local area
recorded as a village in the revenue records of the district
in which it is situate and includes any am which the State
Government may by general or special order declare to be a
village for the purposes of the Act. The said section is
therefore in two parts. By the first
273
part, it adopts the villages recorded in the revenue records
of the districts as villages for the purposes of the Act.
By the second part, it accepts as village any area which the
State Government may for the purposes of the Act declare as
such village. There is no separate provision giving power
to the State Government to declare any area as village for
the purposes of the Act. The legislature, probably rightly
thought that since the power given to the State Government
by Section 3 to establish a gram sabha and by Section 11-F
to declare the panchayat area comprise in them the power to
declare the village within the meaning of Section 2 [t] and
particularly of the second part of it, it was not necessary
to make an independent provision to enable the State
Government to declare the village for the purposes of the
Act. It cannot be said that this view of the State Govern-
ment is wrong for it is not possible to establish a gram
sabha or declare the panchayat area unless the village for
which such gram sabha is to be established and its area are
first determined. The notification which is issued on 4th
August, 1994 further shows that the gram sabha which is
inappropriately tided as gram panchayats are established for
villages within the meaning of Section 2 [t] and they com-
prise the area either of one revenue village or of more
revenue villages than one. Although, therefore, the
criticism by the High Court with regard to both the
notifications dated 9th May, 1994 and 4th August, 1994
delegating the power, and establishing gram sabhas and
declaring panchayat areas may be justified in that they do
not refer to Section 2 [t] and the latter notification has
given inappropriate tides in columns 2 and 3 thereof,
according to us, for the reasons stated above, the said
defects do not in any way affect the legality of the said
notifications. All that can be said in that connection is
that they could have been correctly and adequately worded.
However, in construing legal documents, it is not their form
but their substance which has to be taken into
consideration. Thus construed we are more than satisfied,
that the two notifications are in substantial compliance
with the provisions of the Act and have to be construed as
such.
41.We also find no merit in the contention that the first
part of Section 2 [t] which defines village to mean any
local area recorded as a village in the revenue records of
the district in which it is situate, goes counter to the
provisions of Article 243 [g] in that it forecloses the au-
thority of the Governor to specify the village for the
purposes of establishing a gram panchayat as envisaged by
Part IX of the Constitution. The argument ignores that
whereas the Constitution permits the Governor to specify
village by a notification, it does not prevent the State
from enacting a law for the purpose. As pointed out
earlier, the notification issued by the Governor is in fact
a notification issued by the State Government. An enactment
of the legislature is certainly a higher form of legal
instrument than a notification. What is further, the Act
has received the assent of the Governor on 22nd April, 1994.
Hence, there is not only no conflict between the provisions
of Sections 2 [t] of the Act and those of Article 243 [S]
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but there is an over-compliance with the provisions of the
Constitution.
42.The High Court has also held that there is a substantial
difference between the definition of ’gram sabha’ in Article
243 [b] of the Constitution and in Section 2 [g] of the Act
and, therefore the
274
latter definition is ultra vires the provisions of the
Constitution. Frankly, we have been unable to understand
the reasoning of the High Court in that behalf Article 243
[b] of the Constitution defines ’gram sabha’ to mean "a body
consisting of persons registered in the electoral rolls
relating to a village comprised within the area of panchayat
at the village level" whereas Section 2 [g] of the Act
defines ’gram sabha’ to means "a body established under
Section 3 of the Act consisting of persons registered in the
electoral rolls relating to village comprised within the
area of a gram panchayat". The High Court has taken
exception to the word ’established’ in Section 2 [g] of the
Act. It must be remembered in this connection that there is
no provision in Part IX of the Constitution such as Section
3 of the Act for establishing a gram sabha for a village or
a group of villages by such name as may be specified, and to
name the gram sabha in the name of the village having the
largest population when the gram sabha is established for a
group of villages. One may have quarrel with the use of the
expression ’established’ in this connection. For it is true
to say that gram sabha is nothing but the electorate of the
village or villages comprised within the area of a gram
panchayat and in that sense there is nothing to be
established as far as gram sabha is concerned. What is to
be established is the panchayat for a particular area and
for the electorate constituted in that area. The moment the
panchayat area is declared the electorate comprised in it
gets automatically constituted into the gram sabha. It no
longer remains merely an electorate. Whether such
constitution is called establishment is immaterial. Thes‘
are matters of description. Having followed a particular
pattern, the legislature has used the expression
’established’ also in connection with the gram sabha along
with the panchayat. We, however, do not see how the use of
the said expression makes any difference to the intendment
of the said provision and how the said provision goes
counter to the provisions of the Constitution. Surely, it
is not suggested that the grain sabha that the Act seeks to
establish does not consist of the entire electorate in the
panchayat area or excludes some of it. So long as,
therefore, the definition given in Section 2 [g] and the
provisions of Section 3 of the Act do not in any way detract
from the provisions of Article 243 [b] or their intendment,
they cannot be held ultra vires the provisions of the
Constitution. We are, therefore, unable to agree with the
finding of the High Court in that respect.
43. The High Court has also held that the provisions of
Section 3 of the Act which empower the State Government to
establish a gram sabha for a group of villages by the name
of the village having the largest population would result in
the loss of identity of the village or villages with smaller
population comprised in the gram sabha. The High Court has
committed an obvious error here in that it has identified
the village with the gram sabha and the village panchayat.
When villages are united to form a gram sabha and a village
panchayat, they do not lose their name and identity as
separate villages. They come together only for the purpose
of running the gram panchayat. In that process, they may
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also stand to gain inasmuch as they may have access to more
resources, and the benefit from bigger schemes and projects
and availability of better infrastructure and equipment to
implement the projects and schemes. It is
275
not, therefore, possible to agree with the High Court that
the identity of the smaller villages is lost because they
are grouped together for establishing a common gram sabha or
gram panchayat.
44.The High Court has also declared the provisions of
section 2 [11] read with those of Section 11-F ultra vires
the provisions of Article 243 [e], because according to the
High Court, the provisions of the said Article require that
at first, a territorial area should be carved out to make it
the panchayat area and then the population of the area
should be adjusted so as to ensure uniform ratio of
representation as required by Article 243-C. Instead, the
provisions of Sections 2 [11] and 11-F carve out the
panchayat area on the basis of population alone and the
basis for it is conspicuous by its absence in the Act and
this has created confusion. The representation of an area
has to be balanced to the ratio of the population in it and
not the population to the area. Territorial constituencies
are sub-divisions of a panchayat area. A densely populated
area will automatically contain more seats while a sparsely
populated area will contain lesser seats than the densely
populated area and hence the provisions of the Act are ultra
vires the Constitution. We are unable to appreciate the
reasoning of the High Court. Article 243 [e] defines
’panchayat area’ to mean "territorial area of a panchayat"
and Article 243-C speaks about the composition of panchayats
and leaves it to the legislature of a State to make
provisions with respect to it. The only conditions that the
latter Article imposes on the composition of panchayat is
firstly the ratio between the population of the territorial
area of the panchayat at any level and the number of seats
in the panchayat to be filled by election shall, as far as
practicable, be the same throughout the State. Secondly,
the seats in the panchayat have to be filled by direct
election from the territorial constituencies in a panchayat
area and for this purpose the panchayat area has to be
divided into territorial constituencies in such a manner
that the ratio between the population of each constituency
and the number of seats allotted to it have as far as
practicable to be the same throughout the panchayat area.
So long as these conditions are complied with, the
composition of the panchayat that may be evolved by the
State legislature cannot be faulted. We do not see any
material before us to suggest that these two criteria are
breached or arc sought to be breached. On the other hand,
section 11-F of the Act has made three provisions to conform
to the norms laid down by the said Article, viz., [i] the
panchayat area would be such that as far as practicable, it
will have a population of 1000 throughout the state; [ii]
for the purpose of the declaration of the panchayat area no
revenue or any hamlet thereof shall be divided and [iii], in
the hill districts which are sparsely populated and spread
over a vast terrain, an area within a radius of 5 kms. from
the centre of the village should be declared as the
panchayat area though the population comprised in the area
may be less than 1000. When Article 243 [e] defines, the
"panchayat area" to mean the territorial area of panchayat,
it does not require that the panchayat should be constituted
on the basis of the area alone. The High Court has read
otherwise in the said definition and has, therefore, fallen
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in an obvious error. When the panchayat area is determined
on the basis of population inhabiting a particular area,
that area will also be a panchayat area within the meaning
of the said Article. The provisions of the
276
Act, viz., Section 2 [1] read with Section 11-F do no more
than give effect to the definition of panchayat area in
Article 243 [e]. When the area includes the whole of the
village or a group of whole villages including the hamlets
thereof, keeping in view the uniform norm of the population
of 1000 as far as practicable, the panchayat area gets
automatically demarcated by the areas of the village or
villages comprised therein.
45.It is for the Government to decide in what manner the
panchayat areas and the constituencies in each panchayat
area will be delimited. It is not for the court to dictate
the manner in which the same would be done. So long as the
panchayat areas and the constituencies are delimited in
conformity with the constitutional provisions or without
committing a breach thereof, the courts cannot interfere
with the same. We may, in this connection, refer to a
decision of this Court in The Hingir-Rampur Coal Co, Ltd.
and Others v. The State of Orissa and Others [(1961) 2 SCR
537]. In this case, the petitionermine owners, had among
others, challenged the method prescribed by the legislature
for recovering the cess under the Orissa Mining Areas
Development Fund Act, 1952 on the ground that it was un-
constitutional. The majority of the Bench held that the
method is a matter of convenience and, though relevant, has
to be tested in the light of other relevant circumstances.
It is not permissible to challenge the vires of a statute
solely on the ground that the method adopted for the
recovery of the impost can and generally is adopted in levy-
ing a duty of excise.
46.What is more objectionable in the approach of the High
Court is that although clause (a) of Article 243-0 of the
Constitution enacts a bar on the interference by the courts
in electoral matters including the questioning of the
validity of any law relating to the delimitation of the
constituencies or the allotment of seats to such
constituencies made or purported to be made under Article
243-K and the election to any panchayat, the High Court has
gone into the question of the validity of the delimitation
of the constituencies and also the allotment of seats to
them. We may, in this connection, refer to a decision of
this Court in Meghraj Kothari v. Delimitation Commission &
Ors. [(1967) 1 SCR 400]. In that case, a notification of
the Delimitation Commission whereby a city which had been a
general constituency was notified as reserved for the
Scheduled Castes. This was challenged on the ground that
the petitioner had a right to be a candidate for Parliament
from the said constituency which had been taken away. This
Court held that the impugned notification was a law relating
to the delimitation of the constituencies or the allotment
of seats to such constituencies made under Article 327 of
the Constitution, and that an examination of sections 8 and
9 of the Delimitation Commission Act showed that the matters
therein dealt with were not subject to the scrutiny of any
court of law. There was a very good reason for such a
provision because if the orders made under sections 8 and 9
were not to be treated as final, the result would be that
any voter, if he so wished, could hold up an election
indefinitely by questioning the delimitation of the
constituencies from court to court. Although an order under
Section 8 or 9 of the Delimitation Commission Act and
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published under Section 10 [1] of that Act is not part of an
Act of Parliament, its effect is the same. Section
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10 [4] of that Act puts such an order in the same position
as a law made by the Parliament itself which could only be
made by it under Article 327. If we read Articles 243-C,
243-K and 243-0 in place o Article 327 and sections 2 [kk],
11-F and 12-BB of the Act in place of Sections 8 and 9 of
the Delimitation Act, 1950, it will be obvious that neither
the delimitation of the panchayat area nor of the con-
stituencies in the said areas and the allotments of seats to
the constituencies could have been challenged or the Court
could have entertained such challenge except on the ground
that before the delimitation, no objections were invited and
no hearing was given. Even this challenge could not have
been entertained after the notification for holding the
elections was issued. The High Court not only entertained
the challenge but has also gone into the merits of the
alleged grievances although the challenge was made after the
notification for the election was issued on 31st August,
1994.
47.While supporting the judgment of the High Court, the
respondents raised some additional contentions. The first
contention was that it was not competent for the State
Government under Section 96-A of the Act to delegate its
power to the Director, the delegation being in contravention
of the provisions of Article 243 [g] of the Constitution.
We have pointed out earlier that under the Constitution,
Governor means the State Government. Article 154 [1]
enables the Governor to exercise the executive power of the
State either directly or through officers subordinate to him
in accordance with the Constitution. Hence by virtue of
Article 163, the State Government can exercise the power
through its officers. Neither Article 243 [g] nor any other
provision in Part IX of the Constitution prevents the
Governor and, therefore, the State Government from
delegating its power mentioned in the said Part to any
subordinate officer. The Act makes a specific provision by
Section 96A thereof for the State Government to delegate all
or any of its powers under the Act to any officer or
authority subordinate to it subject to such conditions and
restrictions as it may deem fit to impose. The State
Government by a notification issued on 9th May, 1994 under
Section 96-A delegated its powers under Sections 3 and 11-F
of the Act to the Director. We have already pointed out
that the power delegated under Sections 3 and 11-F of the
Act would impliedly include the power to declare "village"
under Section 2 [t] of the Act although the said section is
not mentioned in the notification specifically. Hence we do
not see any substance in this contention either.
48.A part of the aforesaid contention was that the Director
by his Circular dated 12th May, 1994 had delegated the func-
tion of delimiting the panchayat areas to the District
Magistrates of various districts which he could not have
done since Section 96-A does not permit sub-delegation of
the powers given by the State Government. We are afraid
that this contention results from the incorrect appreciation
of the contents of the said Circular. By the said Circular,
the Director had only asked the District Magistrates to do
the ministerial work of submitting the proposals for re-
organisation of grain panchayats according to the guidelines
given in the Circular which were in terms of the provisions
of the Act. Those proposals were to be finally processed by
die Director himself and that is what the Director
ultimately did as
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278
he himself took the final decision with regard to the
reorganisation of the existing gram panchayats constituted
under the unamended Act and delimited the panchayat areas.
In the circumstances, there is no merit in the contention.
49. The second contention raised on behalf of the
respondents was that the delimitation of the panchayat areas
and gram sabhas was done without giving adequate
opportunities of being heard to the people in the areas
concerned. The lists of gram panchayats were published from
20th to 26th August, 1994 and objections were heard and
disposed of on 27th and 28th August, 1994 and the final
lists of the panchayat areas and gram sabhas were published
on the 31 st August, 1994. While it was conceded on behalf
of the State Government that the proposals for delimiting
the panchayat areas were published and finalised as above,
it was pointed out on their behalf that this was done bona
fide to complete the elections on time and without any
ulterior motive, since the State Government was racing
against time to meet the deadline set by the Centre to con-
stitute the new panchayats. However, during the hearing of
the writ petitions before the High Court, the State
Government had in its counter-affidavit voluntarily offered
to remove the said grievances and invite the objections
afresh and finalise the delimitation of the panchayat areas.
However, no order was passed on the said offer by the High
Court. Subsequently, the State Government on it,; own
cancelled the notification of election dated 31st August,
1994 to meet the said grievances of the writ petitioners,
i.e., the respondents herein. However, in view of the
letter dated 12th November, 1994 received from the Centre,
to which we have already made a reference, threatening to
stop the release of funds, the State Government was com-
pelled to renotify the elections on 26th November, 1994 in
pursuance of which the election process was to commence on
3rd December, 1994. In the meanwhile, on 2nd December, 1994
the impugned judgment was delivered by the High Court.
50. Before us, again, in order to prove its bonafides, the
State Government voluntarily offered to hear the respondents
with regard to their grievances and for that purpose to
cancel the notification dated 26th November, 1994 and
reschedule the election process without prejudice to their
contentions in the appeal. By our interim order dated 9th
February, 1995, we permitted the State Government to cancel
its notification dated 26th November, 1994, to hear the
respondents with regard to their said grievances and to
reschedule the election process. That order of 9th
February, 1995 is reproduced below:
"Pending the decision, we direct as follows:
The Governor may adopt the Notifications
issued by the Director of Panchayat Raj under
Section 3 read with Section 11-F of the Uttar
Pradesh Panchayat Raj Act, 1947 [Act] between
2nd and 5th August, 1994 as his own proposals
for the purpose of specifying villages and
constituting Gram Sabha and Panchayat areas
under the Act. The Governor may thereafter or
simultaneously issue a fresh notice inviting
objections to the said proposals. He will give
at least 10 days’ clear time for lodging
objections. He may also nominate officers to
hear the said objections. After the
objections are disposed of final Notification
or Notifications will be issued by the
Governor.
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279
The notice inviting objections must be
prominently displayed at least in the offices
of all the Block Development Officers
throughout the period fixed for filing the
objections. In addition, wide publicity to
such notice should be given on T.V., Radio and
in Newspapers having wide circulation in the
areas concerned.
It would not be necessary to give oral hearing
to the objector unless the officer concerned
considers it necessary to do so.
After the final Notification/s is/are issued,
the State Election Commissioner may proceed
with the conduct of the elections. "
51.We understand that the grievances of the people in the
areas have since been heard and the process of election is
underway according to the revised schedule.
52.The above order was passed as stated earlier without
prejudice to the contentions of the State Government that
the notifications issued by the Director under Section 3
read with Section 11-F of the Act between 2nd and 5th
August, 1994 were valid. We have already held that since
the Governor means the State Government, the Legislature
could empower the State Government to delegate all or any of
its powers under the Act to any officer or authority
subordinate to it. This is what the legislature has done by
enacting Section 96A and the State Government in pursuance
of the provisions of the said Section, delegated its powers
to the Director. We have held that both the provision of
Section 96A and the delegation made by the State Government
to the Director under the said provision is valid. Hence,
the notifications in question issued by the Director are
valid. The adoption by the Governor, of the notifications
issued by the Director pursuant to our interim order of 9th
February, 1995 has, therefore, to be deemed to be by way of
abundant precaution, pending the decision on the contentions
raised on behalf of the respondents. The actions of the
Governor pursuant to our interim order, therefore, in no
away reflect adversely on the validity of the notifications
issued by the Director.
53.We must also make it clear that we had passed the interim
order, as stated earlier, pending the decision and without
prejudice to the contentions of the State Government that
the election process once started could not be set at naught
by raising objections on the ground that the delimitation of
the panchayat areas was defective. We have pointed out that
the original delimitation of the panchayat areas having been
made much prior to the election notification of 31st August,
1994, the respondent-writ petitioners could not have
challenged the same after the said notification and the
Court could not have entertained the challenge. There was,
therefore, no invalidity in the action taken by the State
Government by its notification of 31st August, 1994 to
commence the election process. We are, in these proceed-
ings, referring to the lacuna in the steps taken by the
State Government to finalise the panchayat areas only with a
view to point out that it was obligatory on the State
Government to hear the objections before the panchayat areas
were finalised. The ratio of the decisions of this Court in
Visakhapatnam Municipality V. Kandregula Nukaraju & Ors.
[(1976) 1 SCR 545], S-L. Kapoor v. Jagmohan & Ors. [(1980)
3 SCC 379], Baldev Singh & Ors. v. State of Himachal Pradesh
& Ors. [(1987) 2 SCC 510], Sundarjas Kanyalal
280
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Bhatija & Ors. v. Collector, Thane, Maharashtra & Ors.
[(1989) 3 SCC 396], and Atlas Cycle Industries Ltd. v. State
of Haryana & Ors. [(1993) Supp. 2 SCC 278] requires that a
reasonable opportunity for raising the objections and
hearing them ought to be given in such matters since the
change in the areas of the local bodies results in civil
consequences. It was not disputed before us that the action
of bringing more villages than one under one gram panchayat
when they were earlier under separate gram panchayats, does
involve civil consequences. However, as held in
Visakhapatnam Municipality, S.L. Kapoor, Baldev Singh, S. L.
Bhatija and Atkas Cycles cases, in matters which are urgent
even a post-decisional hearing is a sufficient compliance of
the principle of natural justice, viz., audi alteram
pattern. It is in view of this position in law that the
State Government had offered to hear the grievances of the
writ petitioners before the High Court and before us.
54.We are, therefore, more than satisfied that there were no
mala fide intentions on the part of the State Government in
giving the short time for submitting the objections and for
hearing and disposing them of. We may, however, make it
clew that although, as pointed out earlier, the challenge to
the delimitation of the panchayat areas on the said grounds
could not have been made in the present case after the
election notification was issued, the State Government
should bear it in mind that if and when the next regrouping
of the villages and redetermination of the panchayat areas
is undertaken, the authorities will have to give sufficient
opportunity to the people of the areas concerned for raising
the objections. This is with a view to remove their
grievances, if any, with regard to the difficulties,
inconveniences and hardships, likely neglect of their
interests, domination of certain sections and forces,
remoteness of the seat of administration, want of proper
transport and communication facilities etc. The opportunity
will also provide an occasion for the people to come forward
with suggestions for better and more viable, compact and
cohesive regrouping of the villages for efficient
administration and economic development. The objections are
not to be invited to enable the people to exercise the sort
of a right of self-determination which is sought to be spelt
out by the High Court. The final decision with regard to
the delimitation of the panchayat , after hearing the
objections and suggestions, will, of course, be that of the
State Government acting through the Director.
55.The last contention of the respondents was that the Act
makes provision for the nyaya panchayats whereas the amended
provisions of the Constitution do not direct the
Organisation of such panchayats and, therefore, the Act is
ultra vires the Constitution. The contention is only to be
stated to be rejected. Admittedly the basis of the
organisation of the nyaya panchayats under the Act is
different from the basis of the Organisation of the gram
panchayats and the functions of the two also differ. The
nyaya panchayats arc in addition to the gram panchayats.
The Constitution does not prohibit the establishment of
nyaya panchayats. On the other hand, the Organisation of
the nyaya panchayats will be in promotion of the directive
principles contained in Article 39A of the Constitution. It
is therefore, difficult to appreciate this contention.
56. As pointed out above, the decision
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of the High Court suffers from errors and has to be set
aside. The appeals, therefore, succeed and are hereby
allowed and the impugned decision of the High Court is set
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aside with costs throughout.
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