Full Judgment Text
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 1 of 8
CASE NO.:
Appeal (civil) 2554 of 2003
PETITIONER:
Hombe Gowda Edn. Trust & Anr.
RESPONDENT:
State of Karnataka & Ors.
DATE OF JUDGMENT: 16/12/2005
BENCH:
S.B. Sinha & P.P. Naolekar
JUDGMENT:
JUDGMENT
W I TH
CIVIL APPEAL NOS.2555-2557 OF2003
S.B. SINHA, J :
One Venkappa Gowda, Respondent No.3 herein, was at all material
times a lecturer in Kuvempu Mahavidyalaya, the Appellant No.2 herein.
The said institution is under the management of the Appellant No.1.
The private institutions in the State of Karnataka are governed by the
Karnataka Private Educational Institutions (Discipline and Control) Act,
1975, (for short, ’ the Act’).
The Respondent No.3 herein was subjected to a disciplinary
proceeding on an allegation that he had assaulted the Principal of Appellant
No.2 with a ’chappal’. He was found guilty of the said charge and dismissed
from service. An appeal was preferred by him before the Educational
Appellate Tribunal (for short, ’the Tribunal’) in terms of Section 8 of the
said Act. The said Tribunal is constituted in terms of Section 10 thereof.
The proceeding before the said Tribunal by a legal fiction is treated to be a
judicial proceeding. It is not in dispute that the Appellant No.2 received
grant-in-aid from the State of Karnataka in terms of the Grant-in-Aid Code
framed by the Karnataka Collegiate Education Department. Before the
Tribunal, the State of Karnataka as also the Director of Collegiate Education
were impleaded as parties. A preliminary issue was framed as to whether
the departmental proceedings held against the Respondent No.3 was in
consonance with the provisions of Rule 14(2) of CCS (CCA) Rules. While
deciding the preliminary issue, it was held that the departmental proceeding
was invalid in law. The Appellants, therefore, adduced evidences before the
Tribunal to prove the charges against Respondent No.3. The Tribunal
having regard to the pleading of the parties formulated the following
questions for its determination :
"1. Whether the respondents 1 and 2 have
proved by acceptable evidence that allegation that the
appellant had absented from duty unauthorisedly and as
to whether his conduct was unbecoming of lecturer ?
2. Whether the evidence establishes that the
appellant had misbehaved on 18.1.87 and as to whether
he had indulged in physical assault upon the Principal?
3. If so, whether the punishment of dismissal
imposed upon the appellant is justified in this case and
if not what punishment he deserves?"
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 2 of 8
Upon consideration of the evidence adduced before it, the Tribunal
held that the first charge had not been satisfactorily proved by cogent and
acceptable evidence. As regard the second charge, it was found :
"R.W. 1 has himself stated that he did not permit
appellant to sign the attendance register in the morning of
18.9.87. It led to verbal altercation and then turned to
heated argument. According to R.W. 1 appellant abused
him in the vulgar language as :
(Boli magane, Mudi goobe, Neenyaru nnann
Jekijethus)
RW. 1 pushed him. This particular part of his
evidence is sought to be corroborated to evidence of C.S
Dhanpal. Dhanpal has stated he was present in the
chamber of Principal when appellant arrived. He also
says that the Principal refused to permit appellant to sign
the attendance register. Dhanpal further stated that R.W.
1 told appellant he will not permit him to sign even
morning registers if he does not sign afternoon registers.
After hearing such talk Vankappagowda replied "It is not
a proper conduct of Principal" and rushed towards him.
Then Principal took away the register from
Venkappagowda At that juncture Venkappagowda
caught hold of his collar. Simultaneously Principal R.W.
1 pushed Venkappagowda down which resulted in his
fall. After falling down Venkappagowda got up and hit
the Principal with a chappal."
It was held :
Since I am only appreciating facts placed before
me, it is but necessary that the facts so projected should
be considered collectively and not in isolation. Each fact
spoken by the witnesses has woven a web clearly
indicating that all was not well between the Principal and
the appellant and therefore, incident on 18.9.87 took a
violent turn. The evidence has to be weighed according
to the norms of reasonable probabilities, but not in trade
mans scale. While doing this exercise I have formed an
opinion that the incident would not have occurred had the
Principal employed restrained upon his words and action.
Any way even the act of the appellant in using chapels to
assault the Principal cannot under any circumstances be
justified. Both persons involved are teachers what is
taught should be practiced. If what their action show is
any indication an impression is gathered that the
Principal and the appellant have acted in undesirable
manner and unbecoming of academitials to say the least
teachers, their acts are demeaning the profession they
have adopted\005"
Despite holding that although it could not be said that the Respondent
No.3 acted in retaliation to the action of the Principal, but such conduct was
not justifiable, he opined that the assault by the Respondent No.3 on the
Principal was proved. However, he awarded punishment of withholding of
three increments only in plea of the order of dismissal passed by the
Appellants.
It was further held :
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 3 of 8
"The appellant shall be taken back to service and
will be entitled to all pecuniary benefits like salary and
allowances retrospectively from the date of dismissal
minus and subject to withholding of three increments.
The respondent 1 and 2 are held liable to make
payment of amount due to the appellant. I also hold
respondents 3 and 4 vicariously liable to discharge the
claim of the appellant.
Aggrieved, the Management, the State of Karnataka also the
Respondent No.3 preferred separate writ petitions before the Karnataka High
Court.
The High Court in its judgment came to the following findings :
"When the action of the petitioner in assaulting the
Principal with chappal stands proved by the evidence of
R.Ws. 1 to 5, whatever may be the provocation for such a
conduct, the said conduct of the Petitioner cannot be
justified under any circumstances. Therefore the
Tribunal was fully justified in holding that the
misconduct alleged against the Petitioner stands proved
partly."
The High Court noticed that the punishment imposed by the Tribunal
could not be given effect to as Respondent No.3 in the meantime reached the
age of superannuation within three months from the date of the order and,
thus, held that the Appellants should be directed to pay back wages to the
extent 60% only. It was further held that though the primary liability to
make such payment is that of the Management, when Management could
claim the same by way of advance grant or by way of reimbursement from
the Government, its liability to pay the said amount cannot be disputed.
Both the Management as also the State are, thus, in appeal before us.
Mr. R.S. Hegde and Mr. S.R. Hegde, the learned counsel appearing on
behalf of the Appellants in their respective appeals, would submit that as a
finding of fact was arrived at both by the Tribunal as also the High Court
that the Respondents committed a misconduct, which is grave in nature,
there was absolutely no justification in directing payment of 60% back
wages after setting aside the order of punishment of dismissal imposed by
the Management.
Mr. S.N. Bhatt, the learned counsel appearing on behalf of
Respondent No.3, on the other hand, would contend that a finding of fact has
been arrived at by the Tribunal which has been affirmed by the High Court
that it was the Principal who provoked Respondent No.3. It is not in
dispute, Mr. Bhat, submitted that the Principal was also at fault but curiously
enough he was not proceeded against. Both the Respondent No.3 and the
Principal of the College having been found guilty, it was argued, it was
obligatory on the part of the Management to initiate a departmental
proceeding also against the Principal. The Management of the Institution
being guilty of being selectively vindictive, Mr. Bhat urged, it is a fit case
where this Court should not exercise its discretionary jurisdiction under
Article 136 of the Constitution of India.
It was further submitted that the question should also be considered
from the angle that charge no. 1 framed against the Respondent No.3 was
not proved Our attention was also drawn to the fact that the Management
had sought for time for complying with the order of the High Court which
having been granted, the Appellants are estopped and precluded from
maintaining this appeal.
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 4 of 8
It is now well-settled that by seeking extension of time to comply with
the order of the High Court by itself does not preclude a party aggrieved to
question the correctness or otherwise of the order of the High Court as
thereby a party to a lis does not waive his right to file an appeal before this
Court.
The Respondent No.3 is a teacher. He was charge-sheeted for
commission of a serious offence. He was found guilty by the Tribunal.
Both the Tribunal as also the High Court, as noticed hereinbefore, have
arrived at a concurrent finding of fact that despite grave provocation, the
Respondent No.3 cannot be absolved of the charges levelled against him. It
may be true that no departmental disciplinary proceeding was initiated
against the Principal of the Institution, but the same by itself would not be a
relevant fact for imposing a minor punishment upon the Respondent. It may
further be true that the Respondent No.3 committed the offence under a
grave provocation, but as noticed hereinbefore, the Tribunal as also the
High Court categorically held that the charges against him were established.
The Tribunal’s jurisdiction is akin to one under Section 11A of the
Industrial Disputes Act. While exercising such discretionary jurisdiction, no
doubt it is open to the Tribunal to substitute one punishment by another; but
it is also trite that the Tribunal exercises a limited jurisdiction in this behalf.
The jurisdiction to interfere with the quantum of punishment could be
exercised only when, inter alia, it is found to be grossly disproportionate.
This Court repeatedly has laid down the law that such interference at
the hands of the Tribunal should be inter alia on arriving at a finding that no
reasonable person could inflict such punishment The Tribunal may
furthermore exercises its jurisdiction when relevant facts are not taken into
consideration by the Management which would have direct bearing on the
question of quantum of punishment.
Assaulting a superior at a workplace amounts to an act of gross
indiscipline. The Respondent is a teacher. Even under grave provocation a
teacher is not expected to abuse the head of the institution in a filthy
language and assault him with a chappal. Punishment of dismissal from
services, therefore, cannot be said to be wholly disproportionate so as shock
one’s conscience.
A person, when dismissed from services, is put to a great hardship but
that would not mean that a grave misconduct should go unpunished.
Although the doctrine of proportionality may be applicable in such matters,
but a punishment of dismissal from service for such a misconduct cannot be
said to be unheard of. Maintenance of discipline of an institution is equally
important. Keeping the aforementioned principles in view, we may
hereinafter notice a few recent decisions of this Court.
In Management of Krishnakali Tea Estate v. Akhil Bharatiya Chah
Mazdoor Sangh and Anr. [JT 2004 (7) SC 333 = (2004) 8 SCC 200],
this Court held :
"This leaves us to consider whether the punishment of
dismissal awarded to the workmen concerned dehors the
allegation of extortion is disproportionate to the
misconduct proved against them. From the evidence
proved, we find the workmen concerned entered the
Estate armed with deadly weapons with a view to gherao
the manager and others, in that process they caused
damage to the property of the Estate and wrongfully
confined the manager and others from 8.30 p.m. on 12th
of October to 3 a.m. on the next day. These charges, in
our opinion, are grave enough to attract the punishment
of dismissal even without the aid of the allegation of
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 5 of 8
extortion. The fact that the management entered into
settlement with some of the workmen who were also
found guilty of the charge would not, in any manner,
reduce the gravity of the misconduct in regard to the
workmen concerned in this appeal because these
workmen did not agree with the settlement to which
others agreed, instead chose to question the punishment."
Yet again in Muriadih Colliery v. Bihar Colliery Kamgar Union
[(2005) 3 SCC 331 = JT 2005 (2) SC 444], the law has been laid down in the
following terms :
"It is well-established principle in law that in a given
circumstance it is open to the Industrial Tribunal acting
under Section 11-A of the Industrial Disputes Act, 1947
has the jurisdiction to interfere with the punishment
awarded in the domestic inquiry for good and valid
reasons. If the Tribunal decides to interfere with such
punishment it should bear in mind the principle of
proportionality between the gravity of the offence and the
stringency of the punishment. In the instant case it is the
finding of the Tribunal which is not disturbed by the writ
courts that the two workmen involved in this appeal
along with the others formed themselves into an unlawful
assembly, armed with deadly weapons, went to the office
of the General Manager and assaulted him and his
colleagues causing them injuries. The injuries suffered by
the General Manager were caused by lathi on the head.
The fact that the victim did not die is not a mitigating
circumstance to reduce the sentence of dismissal."
[See also Mahindra and Mahindra Ltd. v. N.N. Narawade etc. \026 JT 2005 (2)
SC 583].
In V. Ramana v. A.P. SRTC and Others [(2005) 7 SCC 338], relying
upon a large number of decisions, this Court opined :
"The common thread running through in all these
decisions is that the court should not interfere with the
administrator’s decision unless it was illogical or suffers
from procedural impropriety or was shocking to the
conscience of the court, in the sense that it was in
defiance of logic or moral standards. In view of what has
been stated in Wednesbury case the court would not go
into the correctness of the choice made by the
administrator open to him and the court should not
substitute its decision for that of the administrator. The
scope of judicial review is limited to the deficiency in
decision-making process and not the decision.
To put it differently unless the punishment imposed
by the disciplinary authority or the Appellate Authority
shocks the conscience of the court/Tribunal, there is no
scope for interference. Further to shorten litigations it
may, in exceptional and rare cases, impose appropriate
punishment by recording cogent reasons in support
thereof. In a normal course if the punishment imposed is
shockingly disproportionate it would be appropriate to
direct the disciplinary authority or the Appellate
Authority to reconsider the penalty imposed."
In Bharat Forge Co. Ltd. v. Uttam Manohar Nakate [(2005) 2 SCC
489], it was held :
"Furthermore, it is trite, the Labour Court or the
Industrial Tribunal, as the case may be, in terms of the
provisions of the Act, must act within the four corners
thereof. The Industrial Courts would not sit in appeal
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 6 of 8
over the decision of the employer unless there exists a
statutory provision in this behalf. Although its
jurisdiction is wide but the same must be applied in terms
of the provisions of the statute and no other.
If the punishment is harsh, albeit a lesser punishment
may be imposed, but such an order cannot be passed on
an irrational or extraneous factor and certainly not on a
compassionate ground.
In Regional Manager, Rajasthan SRTC v. Sohan Lal
it has been held that it is not the normal jurisdiction of
the superior courts to interfere with the quantum of
sentence unless it is wholly disproportionate to the
misconduct proved. Such is not the case herein. In the
facts and circumstances of the case and having regard to
the past conduct of the respondent as also his conduct
during the domestic enquiry proceedings, we cannot say
that the quantum of punishment imposed upon the
respondent was wholly disproportionate to his act of
misconduct or otherwise arbitrary."
In M.P. Electricity Board v. Jagdish Chandra Sharma [(2005) 3 SCC
401], this Court held :
"In the case on hand, the employee has been found
guilty of hitting and injuring his superior officer at the
workplace, obviously in the presence of other employees.
This clearly amounted to breach of discipline in the
organisation. Discipline at the workplace in an
organisation like the employer herein, is the sine qua non
for the efficient working of the organisation. When an
employee breaches such discipline and the employer
terminates his services, it is not open to a Labour Court
or an Industrial Tribunal to take the view that the
punishment awarded is shockingly disproportionate to
the charge proved. We have already referred to the views
of this Court. To quote Jack Chan,
"discipline is a form of civilly responsible behaviour
which helps maintain social order and contributes to the
preservation, if not advancement, of collective interests
of society at large".
Obviously this idea is more relevant in considering the
working of an organisation like the employer herein or an
industrial undertaking. Obedience to authority in a
workplace is not slavery. It is not violative of one’s
natural rights. It is essential for the prosperity of the
organisation as well as that of its employees. When in
such a situation, a punishment of termination is awarded
for hitting and injuring a superior officer supervising the
work of the employee, with no extenuating circumstance
established, it cannot be said to be not justified. It cannot
certainly be termed unduly harsh or disproportionate. The
Labour Court and the High Court in this case totally
misdirected themselves while exercising their
jurisdiction. The Industrial Court made the correct
approach and came to the right conclusion."
In Divisional Controller, KSRTC (NWKRTC) v. A.T. Mane [(2005) 3
SCC 254], this Court held :
"From the above it is clear that once a domestic
tribunal based on evidence comes to a particular
conclusion, normally it is not open to the Appellate
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 7 of 8
Tribunals and courts to substitute their subjective opinion
in the place of the one arrived at by the domestic tribunal.
In the present case, there is evidence of the inspector who
checked the bus which establishes the misconduct of the
respondent. The domestic tribunal accepted that evidence
and found the respondent guilty. But the courts below
misdirected themselves in insisting on the evidence of the
ticketless passengers to reject the said finding which, in
our opinion, as held by this Court in the case of Rattan
Singh is not a condition precedent. We may herein note
that the judgment of this Court in Rattan Singh has since
been followed by this Court in Devendra Swamy v.
Karnataka SRT."
It was further held :
"Coming to the question of quantum of punishment,
one should bear in mind the fact that it is not the
amount of money misappropriated that becomes a
primary factor for awarding punishment; on the
contrary, it is the loss of confidence which is the
primary factor to be taken into consideration. In our
opinion, when a person is found guilty of
misappropriating the corporation’s funds, there is
nothing wrong in the corporation losing confidence or
faith in such a person and awarding a punishment of
dismissal."
In Municipal Board of Pratabgarh and Another v. Mahendra Singh
Chawla and Others [(1982) 3 SCC 331], whereupon reliance has been placed
by Mr. Bhat, the employee concerned, an Overseer, having accepted a
paltry amount of Rs. 200/- was convicted and sentenced under Section 161
161 IPC. Upon taking into consideration various circumstances including
the fact that he was advanced in age, this Court modified the sentence of
dismissal from withholding of back wages from 31.08.1965 till the date of
reinstatement. No law had been laid down therein.
It is no doubt true, as has been contended by Mr. Bhat , in some
cases, this Court may not exercise its discretionary jurisdiction under
Article 136 of the Constitution of India, although it may be lawful to do so;
but the circumstances mentioned by Mr. Bhat for not exercising the said
jurisdiction do not appeal to us to accept the said contention.
Indiscipline in an educational institution should not be tolerated. Only
because the Principal of the Institution had not been proceeded against, the
same by itself cannot be a ground for not exercising the discretionary
jurisdiction by us. It may or may not be that the Management was
selectively vindictive but no Management can ignore a serious lapse on the
part of a teacher whose conduct should be an example to the pupils.
This Court has come a long way from its earlier view points. The
recent trend in the decisions of this Court seek to strike a balance between
the earlier approach of the industrial relation wherein only the interest of the
workmen was sought to be protected with the avowed object of fast
industrial growth of the country. In several decisions of this Court it has
been noticed that how discipline at the workplaces/ industrial undertaking
received a set back. In view of the change in economic policy of the
country, it may not now be proper to allow the employees to break the
discipline with impunity. Our country is governed by rule of law. All
actions, therefore, must be taken in accordance with law. Law declared by
this Court in terms of Article 141 of the Constitution of India, as noticed in
the decisions noticed supra, categorically demonstrates that the Tribunal
would not normally interfere with the quantum of punishment imposed by
the employers unless an appropriate case is made out therefor. The
Tribunal being inferior to that of this court was bound to follow the
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 8 of 8
decisions of this Court which are applicable to the fact of the present case in
question. The Tribunal can neither ignore the ratio laid down by this Court
nor refuse to follow the same.
In Dwarikesh Sugar Industries Ltd. v. Prem Heavy Engineering
Works (P) Ltd. And Another [(1997) 6 SCC 450], it was held :
"When a position, in law, is well settled as a result of
judicial pronouncement of this Court, it would amount to
judicial impropriety to say the least, for the subordinate
courts including the High Courts to ignore the settled
decisions and then to pass a judicial order which is
clearly contrary to the settled legal position. Such judicial
adventurism cannot be permitted and we strongly
deprecate the tendency of the subordinate courts in not
applying the settled principles and in passing whimsical
orders which necessarily has the effect of granting
wrongful and unwarranted relief to one of the parties. It
is time that this tendency stops."
[See also Ajay Kumar Bhuyan and Ors. etc. v. State of Orissa and Ors. etc.
(2003) 1 SCC 707].
Yet again in M/s D. Navinchandra and Co., Bombay v. Union of
India and Ors. [(1987) 3 SCC 66], Mukharji, J (as His Lordship then was)
speaking for a three-Judge Bench of this Court stated the law in the
following terms :
"\005Generally legal positions laid down by the court
would be binding on all concerned even though some of
them have not been made parties nor were served nor any
notice of such proceedings given."
For the reasons aforementioned, the impugned judgments cannot be
sustained, which are set aside accordingly. The appeals are allowed.
However, in the facts and circumstances of the case, there shall be no order
as to costs.