Full Judgment Text
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PETITIONER:
AMAR KANT CHOUDHARY
Vs.
RESPONDENT:
STATE OF BIHAR & ORS.
DATE OF JUDGMENT03/01/1984
BENCH:
VENKATARAMIAH, E.S. (J)
BENCH:
VENKATARAMIAH, E.S. (J)
MISRA, R.B. (J)
CITATION:
1984 AIR 531 1984 SCR (2) 299
1984 SCC (1) 694 1984 SCALE (1)10
CITATOR INFO :
R 1987 SC 948 (7,10)
RF 1992 SC1020 (23)
ACT:
Natural Justicr-rule of-adverse report in confidential
roll not to be acted upon to deny promotional opportunities
unless communicated and explanation considered-acting
otherwise vitiates decision.
HEADNOTE:
The appellant, a directly recruited Deputy
Superintendent of Police in the Police Department of the
Respondent State was considered in 1976 for appointment as a
member of the India Police Service under the provisions of
the Indian Police Service (Recruitment) Rules, 1954 read
with the Indian Police Service (Appointment by promotion)
Regulations, 1955. The Selection Committee did not include
the appellant in the select list because of an adverse entry
in his confidential roll of 1973-74. The appellant was
communicated the said adverse entry only in 1977 which was
later on expunged by the State Government in December 1980.
There were also adverse entries in the confidential roll of
the appellant for the year 1974-75 which were communicated
to him in 1976 and which were also later on expunged by the
State Government in February, 1978 and October 1980. The
Selection Committee met again in March 1981, but this time
also did not include the appellant in the select list while
some of his juniors were included. The appellant questioned
the validity of the decision of the Selection Committee in a
writ petition before the High Court. The High Court
dismissed the writ petition at the stage of admission. Hence
this appeal. In this appeal the appellant urged that the
Selection Committee was wrong in relying upon the adverse
entries which had been made in his confidential rolls which
had not been either communicated to him or against which he
had made representation which had remained undisposed of and
which had been subsequently expunged.
Allowing the appeal,
^
HELD: The principle is well settled that in accordance
with the rules of natural justice, an adverse report in a
confidential roll cannot be acted upon to deny promotional
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opportunities unless it is communicated to the person
concerned so that he has an opportunity to improve his work
and conduct or to explain the circumstances leading to the
report. Such an opportunity is not an empty formality, its
object, partially, being to enable the superior authorities
to decide on a consideration of the explanation offered by
the person concerned, whether the adverse report is
justified. [302 F]
Gurdial Singh Fijji v. State of Punjab & Ors., [1979] 3
S.C.R. 518; referred to.
In the instant case, the case of the appellant for
promotion to the Indian
300
Police Service Cadre had not been considered by the
committee in a just and fair way and his case has been
disposed of contrary to the principles laid down in the
Gurdial Singh Fijji’s case. The decisions of the Selection
Committee recorded at its meetings in which the case of the
appellant was considered are vitiated by reason of reliance
being placed on the adverse remarks which were later on
expunged. The High Court committed an error in dismissing
the petition of the appellant. The appellant has made out a
case for reconsideration of the question of his promotion to
the Indian Police Service Cadre of the State of Bihar as on
December 22, 1976. The Selection Committee has now to
reconsider the case of the appellant accordingly. [104 E-G]
R.L. Butail v. Union of India & Ors., [1971] 2 S.C.R.
55. distinguished.
In order to avoid a contingency, as arose in this case,
the Government may consider the introduction of a system in
which the officer who has to make entries in the
confidential roll may be required to record his remarks in
the presence of the Officer against whom remarks are
proposed to be made after giving him an opportunity to
explain any circumstance that may appear to be against him
with the right to make representation to higher authorities
against any adverse remarks. Another system which may be
introduced is to ask the officer who records the
confidential remarks to serve a copy of such remarks on the
officer concerned before the confidential roll is submitted
to the higher authorities so that his representation against
the remarks may also reach the higher authority shortly
after the confidential roll is received. This would curtail
the delay in taking action on the representation. [105 E-G]
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 8491 of
1983.
From the Judgment and Order dated 5th October, 1982 of
the Patna High Court at Patna in C.W.J.C. No. 1420 of 1982.
P.R. Mridul, and M.P. Jha, for the Appellant.
B.B. Singh, for the Respondents
The Judgment of the Court was delivered by
VENKATARAMIAH, J. This is an appeal by special leave
against the order dated October 5,1982 in C.W.J.C. No.1420
of 1982 on the file of the High Court of Patna dismissing
the petition filed by the appellant under Article 226 of the
Constitution.
The facts of the case are these: The appellant was
directly recruited and appointed as a Deputy Superintendent
of Police in the Police Department of the State of Bihar in
the year 1964. In 1973 he was eligible to be considered for
appointment as a member of the Indian Police Service under
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the provisions of the Indian Police Service
301
(Recruitment) Rules, 1954 (hereinafter referred to as ’the
Rules’) read with the Indian Police Service (Appointment by
Promotion) Regulations, 1955 (hereinafter referred to as
’the Regulations’) framed under sub-rule (1) of Rule 9 of
the Rules. His case was placed before the Committee
constituted under Regulation 4 of the Regulations for the
purpose of preparation of the list of suitable officers for
promotion to the Indian Police Service Cadre of the State of
Bihar in 1973, 1974, 1975 and 1976. In the years 1973, 1974
and 1975, he could not be included in the select list as he
was junior to those who were included in the select list. In
the year 1976 his name was not included in the select list
as there was an adverse entry in his confidential roll of
1973-74. The reasons given by the Committee for superseding
the appellant based on the confidential roll were these:
"Delayed disposal of pending papers and
supervision notes. Inadequate control over office,
judgment, initiative, sense of responsibility and
management reported to be just fair. Censured by State
Govt. order dt. 20th Oct., 1975."
The Selection Committee took the decision to supersede
the appellant at its meeting held on December 22, 1976 in
view of the above entry in the confidential roll of the
appellant. It is not disputed that the said adverse entry
was communicated to the appellant in the year 1977 after the
above meeting was over. It appears that there were also
adverse entries in the annual confidential roll of the
appellant for the year 1974-75. They were communicated to
the appellant in the year 1976. The appellant made
representations in respect of both the adverse entries in
time. His main grievance was that they had been made by his
official superior who was biased against him. The adverse
entry made in the confidential roll for the year 1973-74 was
expunged by the State Government on December 3, 1980 and the
adverse entries in the confidential roll for the year 1974-
75 were expunged by two orders dated February 21, 1978 and
October 7, 1980. There was no meeting of the Selection
Committee from 1977 to 1980. It, however, met on March
11/12, 1981. On this occasion the appellant represented to
the Committee that the adverse entries in his confidential
rolls had been removed by the State Government by various
orders and requested them to consider his case for promotion
to the Indian Police Service Cadre. On this occasion the
Committee did not look into the confidential rolls of the
appellant for the years 1979-80 and 1980-81 which contained
entries very favourable to the appellant for no fault of the
appellant. The Committee, however,
302
classified him as ’good’ but did not include him in the
select list while some of his juniors were included. The
appellant represented to the Committee and the State
Government against the decision taken by the Committee. The
Committee again met on October 14, 1981. When nothing came
out of the representations made by him, the appellant filed
a writ petition questioning the validity of the decisions of
the Selection Committee before the High Court of Patna. The
petition was dismissed at the stage of admission. This
appeal is filed by special leave against the order of the
High Court.
The main point urged before us is that the Selection
Committee had committed an illegality in rejecting the claim
of the appellant for being included in the select list in
the year 1976 by relying upon the adverse entries which had
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been made in his confidential rolls which had not been
either communicated to him or against which he had made
representation which had remained undisposed of and which
had been subsequently expunged.
The true legal position governing such cases is laid
down by this Court in Gurdial Singh Fijji v. State of Punjab
& Ors,(’) which was a case arising under the Indian
Administrative Service (Appointment by Promotion)
Regulations, 1955 which more or less correspond to the
Regulations applicable to the Indian Police Service. In the
above case Chandrachud, C.J. has observed thus:
"The principle is well-settled that in accordance
with the rules of natural justice, an adverse report in
a confidential roll cannot be acted upon to deny
promotional opportunities unless it is communicated to
the person concerned so that he has an opportunity to
improve his work and conduct or to explain the
circumstances leading to the report. Such an
opportunity is not an empty formality, its object,
partially, being to enable the superior authorities to
decide on a consideration of the explanation offered by
the person concerned, whether the adverse report is
justified. Unfortunately, for one reason or another,
not arising out of any fault on the part of the
appellant, though the adverse report was communicated
to him, the Government has not been able to consider
his explanation and decide whether the report was
justified. In these circumstances it is difficult to
support the non-issuance of the integrity certificate
to
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the appellant. The chain of reaction began with the
adverse report and the infirmity in the link of
causation is that no one has yet decided whether that
report was justified. We cannot speculate, in the
absence of a proper pleading, whether the appellant was
not found suitable otherwise, that is to say, for
reasons other than those connected with the nonissuance
of an integrity certificate to him."
It is not disputed that the classification of officers
whose cases are taken up for consideration into
’outstanding’, ’very good’, ’good’ or ’bad’ etc. for
purposes of promotion to the Indian Police Service Cadre is
mainly based upon the remarks in the confidential rolls. On
December 22, 1976, when the Selection Committee met, the
adverse remarks in the confidential roll for 1973-74 had not
been communicated and the appellant’s representation
regarding adverse remarks in the confidential roll for the
year 1974-75 and censure against him had not been disposed
of although it is alleged that one Shri Yamuna Ram against
whom also adverse remarks had been made was included
provisionally in the select list. When the Selection
Committee met on March 11 and 12, 1981 despite State
Government’s suo motu decision not to retain adverse remarks
for the year 1976-77 on records, the same had not been
removed from the confidential roll. This must have
influenced the decision of the Selection Committee. It is
also seen that the confidential rolls of the appellant for
the year 1979-80 and 1980-81 which contained entries
favourable to the appellant were not placed before the
Selection Committee. On October 14,1981 when the Selection
Committee met, it does not appear to have considered the
representation made by the appellant against his non-
selection. In addition to all these, the State Government
has expunged the adverse remarks by its orders made from
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time to time. These facts are not controverted by the
respondents.
The facts of this case are distinguishable from the
facts involved in the decision of this Court in R.L. Butail
v. Union of India & Ors. which is relied on by the
respondents. In that case the confidential report of the
appellant therein for the year 1964 contained an adverse
entry and he had made a representation regarding it, When
the Departmental Promotion Committee met in March, 1966, the
appellant’s representation regarding the adverse entry of
1964 was not placed before it and a decision adverse to the
appellant was taken by the Committee without reference to
the said representation. The
304
appellant contended before this Court that the omission to
consider his representation before the date of meeting of
the Committee vitiated its decision. The Court held that the
omission either to place the said representation before the
Committee or its non-consideration before the date of the
meeting had no effect on the decision of the Committee as
the representation had actually been rejected subsequently
with the result that the confidential report for the year
1964 remained unchanged. The position in the case before us
is different. Here the adverse entries in question have in
fact been expunged by the State Government subsequently. It
may be pertinent to state here that the practice of the
Departmental Promotion Committee referred to in Butail’s
case (supra) was that if in such a case a representation
were to be accepted and in consequence the confidential
report was altered or the adverse entries were expunged the
Committee would have to review its recommendations in the
light of such a result. The appellant in the present case
has pressed before us for a similar relief as the adverse
entries made against him have been since expunged.
After giving our anxious consideration to the
uncontroverted material placed before us we have reached
the conclusion that the case of the appellant for promotion
to the Indian Police Service Cadre has not been considered
by the Committee in a just and fair way and his case has
been disposed of contrary to the principles laid down in
Gurdial Singh Fijji’s case (supra). The decisions of the
Selection Committee recorded at its meetings in which the
case of the appellant was considered are vitiated by reason
of reliance being placed on the adverse remarks which were
later on expunged. The High Court committed an error in
dismissing the petition of the appellant and its order is,
therefore, liable to be set aside. We accordingly set aside
the order of the High Court. We hold that the appellant has
made out a case for reconsideration of the question of his
promotion to the Indian Police Service Cadre of the State of
Bihar as on December 22, 1976 and if he is not selected as
on that date for being considered again as on March 12,
1981. If he is not selected as on March 12, 1981 his case
has to be considered as on October 14, 1981. The Selection
Committee has now to reconsider the case of the appellant
accordingly after taking into consideration the orders
passed by the State Government subsequently on any adverse
entry that may have been made earlier and any other order of
similar nature pertaining to the service of the appellant.
If on such reconsideration the appellant is selected he
shall be entitled to the seniority and all other
consequential benefits flowing therefrom. We issue a
direction to the respondents to reconsider the case of the
305
appellant as stated above. We hope that the above direction
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will be complied with expeditiously but not later than four
months from today.
Before concluding we wish to state that the Central
Government and the State Governments should now examine
whether the present system of maintenance of confidential
rolls should be continued. Under the present system, entries
are first made in the confidential roll of an officer behind
his back and then he is given an opportunity to make a
representation against any entry that may have been made
against him by communicating the adverse entry after
considerable delay. Any representation made by him would be
considered by a higher authority or the State Government or
the Central Government, as the case may be, some years
later, as it has happened in this case, by which time any
evidence that may be there to show that the entries made
were baseless may have vanished. The predicament in which
the officer against whom adverse remarks are made is then
placed can easily be visualised. Even the authority which
has got to pass orders on the representation of the officer
will find it difficult to deal with the matter
satisfactorily after a long interval of time. In the
meanwhile the officer concerned would have missed many
opportunities which would have advanced his prospects in the
service. In order to avoid such a contingency, the
Government may consider the introduction of a system in
which the officer who has to make entries in the
confidential roll may be required to record his remarks in
the presence of the officer against whom remarks are
proposed to be made after giving him an opportunity to
explain any circumstance that may appear to be against him
with the right to make representation to higher authorities
against any adverse remarks. This course may obviate many
times totally baseless remarks being made in the
confidential roll and would minimise the unnecessary
suffering to which the officer concerned will be exposed.
Another system which may be introduced is to ask the officer
who records the confidential remarks to serve a copy of such
remarks on the officer concerned before the confidential
roll is submitted to the higher authorities so that his
representation against the remarks may also reach the higher
authority shortly after the confidential roll is received.
This would curtail the delay in taking action on the
representation. Suspensions, adverse remarks in confidential
rolls and frequent transfers from one place to another are
ordered or made many a time without justification and
without giving a reasonable opportunity to the officer
concerned and such actions surely result in the
demoralisation of the services. Courts can give very little
relief in such cases. The
306
Executive itself should, therefore, devise effective means
to mitigate the hardship caused to the officers who are
subjected to such treatment. These questions require to be
examined afresh in the light of the experience gained in
recent years and solutions should be found to eliminate as
far as possible complaints against misuse of these powers by
official superiors who may not be well disposed towards the
officer against whom such action is taken. It is needless to
state that a non-disgruntled bureaucracy adds to the
efficiency of administration.
The appeal is accordingly allowed with costs.
H.S.K. Appeal allowed.
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