2023 INSC 1049
Reportable
IN THE SUPREME COURT OF INDIA
CIVIL ORIGINAL JURISDICTION
Writ Petition (Civil) No 1268 of 2023
Government of NCT of Delhi ... Petitioner(s)
Versus
Union of India & Ors ... Respondent(s)
J U D G M E N T
Dr Dhananjaya Y Chandrachud, CJI
1. The incumbent Chief Secretary of the Government of the National Capital
Territory of Delhi (GNCTD) is due to demit office on superannuation on 30 November
2023. The petitioner approached this court on the ground that they have reason to
Signature Not Verified
believe that the Union of India will unilaterally appoint the Chief Secretary in the
Digitally signed by
NEETA SAPRA
Date: 2023.12.05
15:54:55 IST
Reason:
exercise of the power under Sections 41 read with 45A(d) read with 45H(2) of the
2
1
Government of National Capital Territory of Delhi Act 1991 as amended by the
2
Government of National Capital Territory of Delhi (Amendment) Act 2023 . The
petitioner initiated proceedings under Article 32 of the Constitution seeking:
a. A direction restraining respondents from making a unilateral appointment
of the Chief Secretary of the GNCTD or extending the tenure of the
incumbent Chief Secretary; and
b. An order appointing one of the five senior most officers serving in the
AGMUT cadre with the requisite experience of having served in the
GNCTD.
The Solicitor General has apprised the Court that the Union Government proposes to
grant an extension of six months to the incumbent.
2. Article 239AA(3)(a) of the Constitution stipulates that the Legislative Assembly
shall have power to make laws with respect to any matter in the State List or
Concurrent List insofar as any such matter is applicable to Union Territories except for
certain excluded matters. Among the excluded matters are Entries 1, 2 and 18 of the
State List and Entries 64, 65 and 66 of the State List insofar as they relate to Entries 1,
2 and 18. Consequently, the subjects of (i) Public order (Entry 1); (ii) Police (Entry 2);
and (iii) Land (Entry 18) lie outside the legislative domain of the Legislative Assembly.
The division of legislative power between NCTD and the Union of India as stipulated in
Article 238-AA(3) is summarized below:
a. The Legislative Assembly of NCTD has the competence to enact laws for
the whole or any part of NCTD in respect of matters enumerated in the
1
“GNCTD Act 1991”
2
“2023 Amendment Act”
3
State List or Concurrent List insofar as such matters are applicable to
Union territories except matters with respect to Entries 1,2, and 18 of the
State List and Entries 64,65, and 66 of the State List insofar as they relate
3
to Entries 1 (public order), 2 (police), and 18 (land) of the List ;
b. Parliament shall have the power to enact laws for NCTD with respect to all
4
entries in the State List and Concurrent List ;
c. If any provision of a law made by the Legislative Assembly of NCTD is
repugnant to a provision of a law made by Parliament, the law made by
5
Parliament shall prevail.
3. Two Constitution Benches of this Court have dealt with the constitutional status
imparted to the National Capital Territory by virtue of the provisions of Article 239AA of
the Constitution. These are:
6
(i)
State (NCT of Delhi) Vs Union of India
7
(ii) Govt. of NCT of Delhi Vs Union of India
4. The second decision of the Constitution Bench (2023 Constitution Bench
judgment) specifically dealt with control over “services” pertaining to the National
Capital Territory of Delhi (NCTD). The subject of services is comprised in Entry 41 of
the State List to the Seventh Schedule (“State Public Services; State Public Services
Commission”). The 2023 Constitution Bench judgment held that Article 239-AA(3)(a)
does not exclude the legislative power of NCTD over entries other than those expressly
3
Article 239-AA(3)(a)
4
Article 239-AA(3)(b)
5
Article 239-AA(3)(c)
6
(2018) 8 SCC 501-
7
(2023) 9 SCC 1 – “ ”
2023 Constitution Bench
4
excluded in the provision, and thus, NCTD has legislative competence over “services”.
Since executive power is co-extensive with legislative power, this Court held that NCTD
will have executive power over “services”. An incidental issue that arose was with
respect to the scope of the executive power over entries over which both the Union of
India and NCTD have legislative competence. Drawing upon the principles in Articles
73 and 162, the 2023 Constitution Bench held that on entries over which Parliament
also has legislative competence, the executive power shall ordinarily lie with NCTD.
However, such executive power would be “subject to and limited by” the executive
power expressly conferred upon the Union of India by provisions of the Constitution or a
8
law made by Parliament. The relevant observation is extracted below:
“85. […] The executive power of NCTD shall extend to all entries
in List II and List III, other than the entries expressly excluded in
Article 239AA(3). Such power shall be subject to the executive
power of the Union (through the Lieutenant Governor) only when
the Union has been granted such power by the Constitution or a
law of Parliament. Therefore, the executive power of NCTD, in
the absence of a law by Parliament, shall extend to all subjects
on which it has power to legislate.”
[…]
“95. […] The executive power of the Union, in the absence of a
law upon its executive power relating to any subject in the State
List, shall cover only matters relating to the three entries which
are excluded from the legislative domain of NCTD. As a
corollary, in the absence of a law or provision of the Constitution,
the executive power of the Lieutenant Governor acting on behalf
of the Union Government shall extend only to matters related to
the three entries mentioned in Article 239-AA(3)( a ), subject to
the limitations in Article 73. Furthermore, if the Lieutenant
Governor differs with the Council of Ministers of GNCTD, he
shall act in accordance with the procedure laid down in the
Transaction of Business Rules. However, if Parliament enacts a
law granting executive power on any subject which is within the
8
The proviso to Article 73 states that the Union of India shall not have executive power on matters over which the
State can also enact on unless such power is expressly granted by the Constitution or law of Parliament. The
proviso to Article 162 states that on matters over which both the state legislature and Parliament can make laws,
the executive power of States shall be subject to and limited by the executive power expressly conferred upon
Union of India by a law of Parliament or by the Constitution.
5
domain of NCTD, the executive power of the Lieutenant
Governor shall be modified to the extent, as provided in that law.
Furthermore, under Section 49 of the GNCTD Act, the
Lieutenant Governor and the Council of Ministers must comply
with the particular directions issued by the President on specific
occasions.”
The Court held that NCTD has legislative and executive power with respect to services
under Entry 41. Since, however, the subjects of Public order, Police and Land are
excluded from the domain of the Legislative Assembly, this Court observed :
“160. […] The legislative and executive power of NCTD over
Entry 41 shall not extend over to services related to “public
order”, “police” and “land”. However, legislative and executive
power over services such as Indian Administrative Services, or
Joint Cadre services, which are relevant for the implementation
of policies and vision of NCTD in terms of day-to-day
administration of the region shall lie with NCTD.”
5. After the judgment of the 2023 Constitution Bench, the President in the exercise
of powers under Article 123 of the Constitution promulgated the Government of National
9
Capital Territory of Delhi (Amendment) Ordinance 2023 by which a provision was
included in the GNCTD Act 1991 excluding the legislative competence of the NCTD
over Entry 41 of the List II. By an order dated 20 July 2023, this Court referred the issue
on the contours of the power of Parliament to enact a law under Article 239-AA(7) to a
Constitution Bench. By the said order, the application for the stay of the 2023
Ordinance was dismissed.
6. On 11 August 2023, Parliament enacted the 2023 Amendment Act. The
10
petitioners filed an interlocutory application seeking an amendment to the writ petition
challenging the provisions of the 2023 Amendment Act. The constitutional validity of
the provisions of the 2023 Amendment Act is pending adjudication before the
9
Section 3A of the 2023 Ordinance
10
IA No. 160111 of 2023 in WP (C) 678 of 2023
6
Constitution Bench.
7. Rule 55(2)(b) of the Transaction of Business of the Government of National
11
Capital Territory of Delhi Rules 1993 requires the Lieutenant Governor to refer a
proposal to appoint the Chief Secretary to the Central Government:
“(2) Subject to any instructions which may from time to time be
issued by the Central Government, the Lieutenant Governor
shall make a prior reference to the Central Government in
the Ministry of Home Affairs or to the appropriate Ministry with
a copy to the Ministry of Home Affairs in respect of the
following matters :-
(a) Proposals affecting the relations of the Central Government
with any State Government, the Supreme Court of India or any
other High Court;
(b)
Proposals for the appointment of Chief Secretary and
Commissioner of Police, Secretary (Home) and Secretary
(Lands);
(c) important cases which affect or are likely to affect the peace
and tranquility of the National Capital Territory; and
(d) cases which affect or are likely to affect the interests of any
minority community, Scheduled Castes or the backward
classes.”
(emphasis supplied)
8. Section 41 which deals with matters on which the Lieutenant Governor shall act
in his sole discretion has been amended to include, in clause (iii) of sub-section (1), the
discharge of functions under Part IV-A of the Act. Part IV-A has been introduced by
way of an amendment. Section 45A(d) defines the Chief Secretary to mean “the Chief
Secretary of the Government of National Capital Territory of Delhi appointed by the
Central Government”. Clause (i) of Section 45A defines “Group A officers” in the
following terms :
“(i) “Group ‘A’ officers” means the officers serving in the affairs of
the Government of National Capital Territory of Delhi—
(a) belonging to All India Services, except the officers of the
11
“Transaction of Business Rules”
7
Indian Police Service;
(b) who are classified as Group ‘A’ officers, under rule 4 of
the Central Civil Services (Classification, Control and Appeal)
Rules, 1965,
but shall not include the officers who are serving in connection
with any subject matter, whether fully or in part connected with
Entries 1, 2 and 18 of List II of the Seventh Schedule to the
Constitution, and Entries 64, 65 and 66 of List II of the Seventh
Schedule to the Constitution insofar as they relate to Entries 1, 2
and 18 or any other subject matter which is connected therewith
or incidental thereto:
(emphasis supplied)
9. Among other amendments, Section 45E provides for the constitution of the
National Capital Civil Service Authority. In terms of sub-Section (2) of Section 45E, the
Authority shall consist of the Chief Minister of NCTD, the Chief Secretary of GNCTD,
and the Principal Home Secretary of GNCTD. Section 45H defines the powers and
functions of the authority. Sub-section (1) of Section 45H provides as follows:
“ 45-H .(1) Notwithstanding anything contained in any other law
for the time being in force, the Authority shall have the
responsibility to recommend the transfers and postings of
and officers of DANICS serving in the
all Group ‘A’ officers
affairs of the Government of National Capital Territory of Delhi
but not officers serving in connection with any subject
matter, either fully or in part, connected with Entries 1, 2
of the Seventh Schedule to the Constitution;
and 18 of List II
and Entries 64, 65 and 66 of List II of the Seventh Schedule to
the Constitution insofar as they relate to Entries 1, 2 and 18 or
any other subject matter which is connected therewith or
incidental thereto, to the Lieutenant Governor:
Provided that Authority may, if it deems appropriate, by way of a
recommendation, delegate the responsibility to any other
authority of the Government of National Capital Territory of
Delhi.”
(emphasis supplied)
10. Dr Abhishek Manu Singhvi, senior counsel appearing on behalf of the petitioners
submits that:
8
a. The decision of this Court in E.P. Royappa v. State of Tamil Nadu &
12
Anr , dwelt with the importance of the post of Chief Secretary in terms of
its sensitivity, responsibility and the rapport which is required between the
Chief Secretary and the Chief Minister;
b. The provisions of Section 45A(d) contain only a definition of the
expression “Chief Secretary” and cannot be construed to be a substantive
provision governing the appointment of the Chief Secretary by the Central
Government;
c. Section 45E of the amended statute which deals with the transfers and
postings of the Group A officers under the auspices of the National Capital
Civil Service Authority cannot encompass the Chief Secretary who is a ex
officio part of the authority;
d. The power under Rule 55(2)(b) of the Transaction of Business Rules has
always been exercised by the Lieutenant Governor on the aid and advice
of the NCTD Government;
e. In terms of the third proviso of Rule 16(1) of the All India Services (Death-
13
cum-Retirement Benefits) Rules 1958 , an extension to a member of the
All India Service holding the post of Chief Secretary to a State
Government can be granted for a period of not more than six months “on
the recommendations made by the concerned State Government with full
justification and in public interest with the prior approval of the Central
Government”;
12
(1974) (4) SCC 3
13
“1958 Rules”
9
f. Reference to the State Government in the third proviso to Rule 16 of the
AIS (DCRB) Rules 1958 can only mean the GNCTD bearing in mind the
observations in paragraph 173 of the judgment in the 2023 Constitution
Bench. Thus, in the absence of its recommendation, which has to be
backed by a justification and in public interest, no extension can be
granted unilaterally by the Central Government;
g. No extension has been granted to the Chief Secretary in GNCTD even in
a single instance over 30 years; and
h. Apart from the three expressly excluded entries of the State List pertaining
to Police, Public Order and Land, the Chief Secretary also deals with 110
other entries of the Seventh Schedule in the performance of his functions.
That is why a recommendation for the appointment of the Chief Secretary
has emanated from the GNCTD while the appointment is actually made by
the Union Government. Hence, the proposed extension which is sought to
be granted to the Chief Secretary is without the authority of law.
11. In response to the plea which has been made by the petitioner, an affidavit has
been filed by the Joint Secretary (Union Territories) in the Union Ministry of Home
Affairs. The affidavit sets out that:
a. Extensions have been granted in the previous 12 months alone to the
Chief Secretaries in the States of West Bengal, Rajasthan, Uttar Pradesh
and Madhya Pradesh, as set out in the table extracted below :
| Name of the<br>Officer Serving<br>as Chief<br>Secretary | State/ Union<br>Territory | Date of<br>superannuation | Period of<br>Extension Granted |
|---|
| HK Dwivedi,<br>IAS<br>(WB:1988) | West Bengal | 30.06.2023 | 06 Months<br>(from 01.07.2023<br>to 31.12.2023) |
| Usha<br>Sharma,<br>IAS<br>(RR: 1985) | Rajasthan | 30.06.2023 | 06 Months<br>(from 01.07.2023<br>to 31.12.2023) |
| Durga<br>Shanker<br>Mishra, IAS<br>(UP: 1984) | Uttar Pradesh | 31.12.2021 | 01 year<br>(from 01.01.2022<br>to 31.12.2022)<br>01 year<br>(from 01.01.2023<br>to 31.12.2023) |
| Iqbal Singh<br>Bains, IAS<br>(MP: 1985) | Madhya Pradesh | 30.11.2022 | 06 Months<br>(from 01.12.2022<br>to 31.05.2023)<br>06 months (from<br>01.06.2023 to<br>30.11.2023) |
b. Senior IAS as well as IPS officers in the AGMUT cadre have been granted
extensions of tenure on superannuation on the following occasions in the
previous ten years:
| Name of the<br>Officer Serving<br>as Chief<br>Secretary | State/ Union<br>Territory | Date of<br>superannuation | Period of Extension<br>Granted |
|---|
| Shri Subhash<br>Kumar, IAS (UK:<br>1977) | Uttarakhand | 30.04.2014 | 06 Months<br>(from 01.05.2014 to<br>31.10.2014) |
| Dr. Varesh Sinha,<br>IAS (GJ: 1977) | Gujarat | 30.04.2014 | 03 Months<br>(from 01.05.2014<br>to 31.07.2014)<br>03 Months<br>(from 01.08.2014<br>to 31.10.2014) |
| Shri Rinchen<br>Ongmu, IAS (SK:<br>1977) | Sikkim | 31.01.2015 | 03 Months<br>(from 01.02.2015 to<br>30.04.2015) |
|---|
| | | 03 Months<br>(from 01.05.2015 to<br>31.07.2015) |
| Shri Shakuntala<br>Jakhu, IAS<br>(HY: 1978) | Haryana | 30.09.2014 | 02 Months<br>(from 01.10.2014 to<br>30.11.2014) |
| Shri D.M. Spolia,<br>IAS (AGMUT:<br>1979) | Delhi | 31.01.2015 | 01 month<br>(from 01.02.2015 to<br>28.02.2015) |
| Shri Kaushik<br>Mukherjee, IAS<br>(KN: 1978) | Karnataka | 30.09.2015 | 03 Months<br>(from 01.10.2015 to<br>31.12.2015) |
| Shri C.C. Rajan,<br>IAS (RJ: 1978) | Rajasthan | 31.12.2015 | 03 Months<br>(from 01.01.2016 to<br>31.03.2016) |
| Shri Alok Ranjan,<br>IAS (UP: 1978) | Uttar Pradesh | 31.03.2016 | 03 Months<br>(from 01.04.2016 to<br>30.06.2016) |
| Dr. Rajiv Sharma,<br>IAS (TG: 1982) | Telangana | 31.05.2016 | 03 Months<br>(from 01.06.2016 to<br>31.08.2016) |
| Shri Arvind<br>Jadhav, IAS (KN:<br>1978) | Karnataka | 30.06.2016 | 03 Months<br>(from 01.07.2016 to<br>30.09.2016) |
| Shri Rajesh<br>Kumar Srivastava,<br>IAS (AGMUT:<br>1984) | Goa | 30.06.2016 | 03 Months<br>(from 01.07.2016 to<br>30.09.2016) |
| | | 03 Months<br>(from 01.10.2016 to<br>31.12.2016) |
| Shri S.P. Tucker,<br>IAS (AP: 1981) | Andhra<br>Pradesh | 31.12.2016 | 03 Months<br>(from 01.01.2017 to<br>31.03.2017) |
|---|
| Shri Swadheen<br>S Kshatriya,<br>IAS (MH: 1980) | Maharashtra | 31.01.2017 | 03 Months<br>(from 01.02.2017 to<br>30.04.2017) |
| Shri V.K.<br>Pipersenia, IAS<br>(MP: 1980) | Madhya<br>Pradesh | 31.08.2017 | 06 Months<br>(from 01.09.2017 to<br>31.03.2018) |
| Shri Rajani Ranjan<br>Rashmi, IAS (MN:<br>1983) | Manipur | 30.09.2017 | 03 Months<br>(from 01.10.2017 to<br>31.12.2017) |
| | | 03 Months<br>(from 01.01.2018 to<br>31.03.2018) |
| Shri Bharat<br>Bhushan Vyas,<br>IAS<br>(JK/AGMUT:<br>1986) | Jammu &<br>Kashmir | 30.11.2017 | 03 Months<br>(from 01.12.2017 to<br>28.02.2018) |
| | | 03 Months<br>(from 01.03.2018 to<br>31.05.2018)<br>01 Year<br>(from 01.06.2018 to<br>31.05.2019) |
| Shri Anjani<br>Kumar Singh, IAS<br>(BH: 1981) | Bihar | 28.02.2018 | 03 Months<br>(from 01.03.2018 to<br>31.05.2018) |
| Ms. Ratna Prabha,<br>IAS (KN: 1981) | Karnataka | 31.03.2018 | 03 Months<br>(from 01.04.2018 to<br>30.06.2018) |
| Shri Basant Pratap<br>Singh, IAS<br>(MP: 1984) | Madhya<br>Pradesh | 30.06.2018 | 06 Months<br>(from 01.07.2018 to<br>31.01.2019) |
| Shri Sudhir<br>Tripathi, IAS (JH:<br>1985) | Jharkhand | 30.09.2018 | 03 Months<br>(from 01.10.2018 to<br>31.12.2018) |
| | | 03 Months<br>(from 01.01.2019 to<br>31.03.2019) |
| Shri Dinesh<br>Kumar Jain, IAS<br>(MH: 1983) | Maharashtra | 31.01.2019 | 06 Months<br>(from 01.02.2019 to<br>31.07.2019) |
|---|
| Dr. Anup<br>Chandra<br>Pandey, IAS<br>(UP: 1984) | Uttar Pradesh | 28.02.2019 | 06 Months<br>(from 01.03.2019 to<br>31.08.2019) |
| Dr. J.N. Singh,<br>IAS (GJ: 1983) | Gujarat | 31.05.2019 | 06 Months<br>(from 01.06.2019 to<br>30.11.2019) |
| Shri Ajoy Mehta,<br>IAS (MH: 1984) | Maharashtra | 30.09.2019 | 06 Months<br>(from 01.10.2019 to<br>31.03.2020) |
| | | 06 Months<br>(from 01.04.2020 to<br>30.06.2020) |
| Shri Deepak<br>Kumar, IAS (BH:<br>1984) | Bihar | 29.02.2020 | 06 Months<br>(from 01.03.2020 to<br>31.08.2020) |
| | | 06 Months<br>(from 01.09.2020 to<br>28.02.2021) |
| Shri Nilam<br>Sawhney, IAS<br>(AP: 1984) | Andhra Pradesh | 30.06.2020 | 03 Months<br>(from 01.07.2020 to<br>30.09.2020) |
| | | 03 Months<br>(from 01.10.2020 to<br>31.12.2020) |
| Shri T.K.<br>Shanmugam, IAS<br>(TN: 1985) | Tamil Nadu | 31.07.2020 | 03 Months<br>(from 01.08.2020 to<br>31.10.2020) |
| | | 03 Months<br>(from 01.11.2020 to<br>31.01.2021) |
| Shri Anil Mukim,<br>IAS (GJ: 1985) | Gujarat | 31.08.2020 | 06 Months<br>(from 01.09.2020 to<br>28.02.2021)<br>06 Months<br>(from 01.03.2021 to<br>31.08.2021) |
|---|
| Shri Alapan<br>Bandopadhyay,<br>IAS (WB: 1987) | West Bengal | 31.05.2021 | 03 Months<br>(from 01.06.2021 to<br>31.08.2021) |
| Shri Tripurari<br>Sharan, IAS<br>(BH: 1985) | Bihar | 30.06.2021 | 03 Months<br>(from 01.07.2021 to<br>30.09.2021) |
| | | 03 Months<br>(from 01.10.2021<br>to 31.12.2021) |
| Shri Aditya Nath<br>Das, IAS (AP:<br>1987) | Andhra Pradesh | 30.06.2021 | 03 Months<br>(from 01.07.2021 to<br>30.09.2021) |
| Dr. Sameer<br>Sharma, IAS (AP:<br>1985) | Andhra Pradesh | 30.11.2021 | 06 Months<br>(from 01.12.2021 to<br>31.05.2022) |
| | | 06 Months<br>(from 01.06.2022 to<br>30.11.2022) |
| Shri Durga<br>Shanker Misra,<br>IAS<br>(UP: 1984) | Uttar Pradesh | 31.12.2021 | 01 Year<br>(from 01.01.2022 to<br>31.12.2022) |
| | | 01 Year<br>(from 01.01.2023 to<br>31.12.2023) |
| Shri Suresh<br>Chandra<br>Mahapatra, IAS<br>(OD: 1986) | Odisha | 28.02.2022 | 06 Months<br>(from 01.03.2022 to<br>31.08.2022) |
| | | 06 Months<br>(from 01.09.2022<br>to 28.02.2023) |
| Dr. Rajesh<br>Kumar, IAS (MN:<br>1988) | Manipur | 30.06.2022 | 06 Months<br>(from 01.07.2022 to<br>31.12.2022) |
| | | 06 Months<br>(from 01.01.2023 to<br>31.05.2023) |
|---|
| Shri Pankaj<br>Kumar, IAS (GJ:<br>1986) | Gujarat | 31.05.2022 | 08 Months<br>(from 01.06.2022 to<br>31.01.2023) |
| Shri Iqbal Singh<br>Bains, IAS<br>(MP: 1985) | Madhya Pradesh | 30.11.2022 | 06 Months<br>(from 01.12.2022 to<br>30.05.2023) |
| | | 06 Months<br>(from 01.06.2023<br>to 30.11.2023) |
| Shri Hari Krishna<br>Dwivedi, IAS<br>(WB: 1988) | West Bengal | 30.06.2023 | 06 Months<br>(from 01.07.2023 to<br>31.12.2023) |
| Smt. Usha<br>Sharma, IAS (RJ:<br>1985) | Rajasthan | 30.06.2023 | 06 Months<br>(from 01.07.2023 to<br>31.12.2023) |
| Dr. Sukhbir Singh<br>Sandhu, IAS<br>(UD: 1988) | Uttarakhand | 31.07.2023 | 06 Months<br>(from 01.08.2013 to<br>31.01.2024) |
c. There are as many as 57 instances since 2013 where extensions have
been granted to superannuating Chief Secretaries which have been
tabulated in the affidavit;
d. Section 45A, though a part of the definition provisions of the amended Act,
expressly recognises the power of appointment of the Central Government
of the Chief Secretary of the NCTD;
e. Though the power of granting an extension to a member of an All India
Service holding the post of Chief Secretary under Rule 16 of the 1958
Rules is to be exercised by the Central Government on the
recommendations of the State Government, in the case of the NCTD, the
relevant cadre deploying the officers is the AGMUT cadre which is a Joint
16
Cadre. Rule 2(1)(m) defines the State Government in the case of a joint
14
cadre to mean the Joint Cadre Authority ; and
f. The Government of India Allocation of Business Rules 1961 provide, in
relation to the Union Ministry of Home Affairs, that :
“(d) General Questions relating to public services in the Union
Territories and service matters in so far as these fall within the
purview of State Government relating to:
(i) the officers of Indian Administrative Service and Indian
Police Service serving in connection with the affairs of
the Union Territories;
(ii) NCT of Delhi, Andaman and Nicobar Islands,
Lakshdweep, Daman and Diu and Dadra and Nagar
haveli Civil and Police Services (DANICS and
DANIPS);
(iii) Pondicherry Civil and Police Services.”
12. The submissions which were urged by the Solicitor General have been
supplemented by Mr Sanjay Jain, senior counsel. Mr. Jain submitted that:
a. The decision of this Court in the 2023 Constitution Bench makes it clear
that the executive role of the NCTD does not extend to services related to
public order, police and land keeping in view that Entries 1, 2 and 18 stand
excluded from the legislative power of NCTD;
b. The Chief Secretary indivisibly performs functions relating to Entries 1, 2
and 18;
c. Consequently, in the appointment of the Chief Secretary, as well as in the
appointment of the Secretary (Home), Secretary (Land) and Commissioner
14
Rule 2(1)(m): State Government means the State Government on whose cadre the member of the Service was
borne immediately before retirement or death and in relation to a member of an All India Service borne on a joint
cadre, the joint cadre Authority.
17
of Police, the elected Government of NCTD would not have any control;
d. After the insertion of Article 239AA, a proposal for the appointment of
officers to these four posts was invariably moved by the Lieutenant
Government to the Central Government in the Ministry of Home Affairs in
terms of Rule 55(2)(b) of the Transaction of Business Rules;
e. In terms of Rule 56, whenever a proposal is received under Rule 55(2)(b)
from the Lieutenant Governor, the Central Government would have to take
the appropriate decision; and
f. Section 41 of the GNCTD Act deals with matters in which the Lieutenant
Governor may act in his sole discretion and even prior to the amendment,
it was permissible for him to act without aid and advice in all matters falling
outside the purview of the Legislative Assembly, namely Entries 1, 2 and
18 of the State List.
13. At this stage, it must be noted that the reference before the Constitution bench is
pending and there is no stay on the operation of the amendment Act. Thus, only a
prima facie view is formed on the merits of the rival submissions.
14. In its decision in 2023 Constitution Bench, this Court held that :
a. The subject of ‘services’ falls within the ambit of the legislative and
executive competence of NCTD under Entry 41 of the State List of the
Seventh Schedule;
b. However, the legislative and executive power of NCTD over Entry 41 does
not extend over services related to the excluded subjects of public order,
police and land;
18
c. In the absence of a law conferring upon it executive power relating to any
subject in the State List, the executive power of the Union Government
covers only matters relating to the three entries which are excluded from
the legislative domain of NCTD;
d. If Parliament enacts a law granting executive power on any subject which
is within the domain of NCTD, the executive power of the Lieutenant
Governor shall be modified to that extent as provided in the law;
e. The Lieutenant Governor is bound by the aid and advice of the Council of
Ministers of NCTD in relation to matters which fall within the legislative
domain of NCTD; and
f. NCTD has legislative power over services excluding public order, police
and land. Hence, the Lieutenant Governor is bound by the decisions of
GNCTD on services, save and except for the excluded subjects and as
modified by the law.
These principles have been culled out prima facie at this stage on an analysis of the
observations of the judgment in 2023 Constitution Bench.
15. Two issues fall for the consideration of this Court: firstly, whether the Union
Government has the unilateral power to appoint the Chief Secretary of NCTD; and
secondly, whether the Union Government has the power to extend the service of the
incumbent Chief Secretary.
16. We will first deal with the issue of whether the Union Government has the
unilateral power to appoint the Chief Secretary of NCTD. Rule 2(b) of the Indian
19
15
Administrative Service (Cadre) Rules 1954 defines Cadre post as any of the posts
specified under item 1 of each cadre in the Schedule to the Indian Administrative
16
Service (Fixation of Cadre Strength) Regulations 1955 . The 1955 Regulations
mention Chief Secretary as one of the cadre posts. Rule 7 of the 1954 Rules states that
all appointments to cadre posts in a joint cadre shall be made by the State Government
concerned. The State Government is defined in relation to a Joint cadre to mean the
Joint Cadre Authority. Rule 11A of the 1954 Rules states that the power of the State
Government , inter alia, under Rule 7 in relation to the members of the Service serving
in connection with the affairs of any of the constituent States shall be exercised by the
17
Government of that State, and State is defined to include Union Territory . The 2023
Constitution Bench judgment interpreted the above provisions and held that the GNCTD
has the power to make appointments to cadre posts in NCTD:
“173. We shall take the example of the Indian Administrative
Service (Cadre) Rules, 1954, which deal with the posting of IAS
Officers. Rule 2(a) defines “cadre officer” to mean a member of
IAS. Rule 2(b) defines “Cadre post” as any post specified under
Item I of each cadre in the Schedule to the Indian Administrative
Service (Fixation of Cadre Strength) Regulations, 1955. Rule
2(c) defines “State” to mean a State specified in the Schedule I
to the Constitution and includes a Union Territory. Rule 2(d)
defines “State Government concerned”, in relation to a Joint
cadre, to mean the Joint Cadre Authority. The constitution and
composition of a “Joint Cadre Authority” is understood with
reference to the All-India Services (Joint Cadre) Rules, 1972.
The 1972 Rules apply to a “Joint Cadre constituted for any group
of States other than the Joint Cadre of Union Territories”. Rule 3
of the IAS (Cadre) Rules, 1954 provides for the constitution of
cadres for each State or group of States “as a “State Cadre” or,
as the case may be, a “Joint Cadre”. Rule 5 empowers the
Central Government to allocate cadre officers to various cadres.
In terms of Rule 5(1), the allocation of cadre officers to the
15
“1954 Rules’
16
“1955 Regulations”
17
Rule 2(c) of the 1955 Regulations
20
various cadres shall be made by the Central Government in
consultation with the State Government or the State Government
concerned. Rule 7 stipulates that all appointments to cadre posts
shall be made “on the recommendation of the Civil Services
Board” — by the State Government “in the case of a State
cadre”, and by the State Government concerned, as defined in
Rule 2(d), “in the case of a joint cadre”. Under Rule 11-A, the
“Government of that State” is provided with powers to take
decisions under Rule 7 (and other mentioned rules) in relation to
the members of the Joint Cadre Service “serving in connection
with the affairs of any of the Constituent States”. A combined
reading of Rules 2, 7 and 11-A indicates that the postings
within the State Cadre as well as Joint Cadre of a
Constituent State shall be made by the “Government of that
State”, that is, by the duly elected Government. In our case, it
shall be the Government of NCTD. We accordingly hold that
references to “State Government” in relevant Rules of All-India
Services or Joint Cadre Services, of which NCTD is a part or
which are in relation to NCTD, shall mean the Government of
NCTD.”
(emphasis supplied)
17. However, the scope of Rule 55(2)(b) of the Transaction of Business Rules must
also be noticed. Rule 55(2)(b) requires the Lieutenant Governor, subject to any
instructions which may be issued by the Central Government, to make a prior reference
to the Central Government of proposals for the appointment of Chief Secretary and
Commissioner of Police, Secretary (Home) and Secretary (Lands). Rule 56 provides
that when a matter has been referred by the Lieutenant Governor to the Central
Government under Rule 55, further action shall not be taken except in accordance with
the decision of the Central Government. Though the Government of NCTD is the
appointing authority for all posts in NCTD in terms of the 1954 Rules, the Transaction of
Business Rules places the appointments to the posts of Chief Secretary and
Commissioners of Police, Secretary (Home) and Secretary (Lands) outside the
competence of the GNCTD.
21
18. The reason for this provision would emerge from the three excluded subjects of
Entries 1, 2 and 18 of List 2 of the State List which fall outside the purview of the
GNCTD. The excluded subjects being ‘Police’, ‘Public order’ and ‘Land’, the
Commissioner of Police and the Secretaries In-charge of the Home and Land
Departments are specifically brought within the purview of those matters where the
Lieutenant Governor has to make a prior reference to the Union Government. The
Chief Secretary has, in addition, been brought within the purview of Rule 55(2)(d) for
the reason that the Chief Secretary of the GNCTD exercises overall supervision and
control over all the departments including the departments which are relatable to the
excluded subjects.
19. Significantly, at this stage, it will be material to note that the amendments which
have been made to the GNCTD Act 1991 by the insertion of Pat IV-A contain analogous
provisions in clause (i) of Section 45A by excluding officers who are serving in
connection with any subject matter whether fully or in part connected with Entries 1, 2
and 18 of List II (and Entries 64, 65 and 66 insofar as they relate to Entries 1, 2 and 18)
from the ambit of the definition of Group A officers. Likewise, while defining the powers
and functions of the National Capital Civil Service Authority in Section 45H, officers who
are serving in connection with any subject matter, either fully or in part, connected with
Entries 1, 2 and 18 of List 2 are excluded specifically.
20. The petitioners submit that the Lieutenant Governor has always exercised the
power under Rule 55(2) under the aid and advice of the Council of Ministers. In terms of
Article 239-AA(4), the Lieutenant Governor shall exercise his functions with the aid and
advice of the Council of Ministers in relation to matters with respect to which the
22
Legislative Assembly has the power to make laws, except insofar as he is, by or under
any law, required to act in his discretion.
21. Section 41 of the GNCTD Act lists the matters on which the Lieutenant Governor
may act at his discretion. The provision states that the Lieutenant Governor may act in
his discretion: (a) on matters which are beyond the powers of the Legislative Assembly
and where the President has delegated the powers and functions to the Lieutenant
Governor in relation to such matters; and (b) on matters which by law require him to act
in his discretion or where he is exercising judicial or quasi-judicial functions.
22. The question of whether the Lieutenant Governor should act on the aid and
advice of the Council of Ministers while discharging the function under Rule 55(2)(b)
must be answered in light of the following position of law:
a. The judgment of this Court in the 2023 Constitution Bench that the
legislative and executive power of NCTD shall extend to services except
services related to the excluded entries (that is, public order, police, and
land); and
b. The Lieutenant Governor is required to act on the aid and advice of the
Council of Ministers only on matters over which the Legislative Assembly
of NCTD has competence. Even with respect to such matters, the
Lieutenant Governor may act on his discretion if the law provides so. [ 2023
Constitution Bench judgment , Article 239-AA(4) of the Constitution and
Section 41 of the GNCTD Act]
23. The Lieutenant Governor while exercising the power under Rule 55(2)(b) is
required to act at their discretion without the aid and advice of the Council of Ministers
23
for the following reasons:
a. The provision mandates the Lieutenant Governor to make a reference to
the Central Government of every proposal which relates to the
appointments stipulated in the provision. This is clear from the usage of
the words “the Lieutenant Governor make a prior reference;
shall
b. Rule 55(2) begins with the phrase “subject to any instructions which may
from time to time be issued by the Central Government”. The exercise of
power by the Lieutenant Governor under Rule 55(2)(b) is subject to the
control of the Central Government;
c. As discussed above, Rule 55(2)(b) deals with proposals for the
appointment of the Commissioner of Police and the Secretaries In-charge
of the Home and Land Departments in addition to the Chief Secretary. The
Chief Secretary has been brought within the purview of Rule 55(2)(b)
because the Chief Secretary of the GNCTD exercises overall supervision
and control over all the departments including the departments which are
relatable to the excluded subjects; and
d. The Central Government has a veto over the proposal in terms of Rule 56.
24. The position which emerges from the above analysis is that unlike other States,
the GNCTD only has the power to propose a candidate for the appointment as the Chief
Secretary. The Lieutenant Governor is bound to refer the proposal to the Central
Government and the decision of the Central Government on the proposal is final.
25. Section 45A(d) defines the Chief Secretary to mean the Chief Secretary of the
GNCTD “appointed by the Central Government”. At this stage, it may not be necessary
24
to enquire into whether clause (d) of Section 45A is purely a definition section, as the
petitioners submit, or whether it contains a substantive power of appointment, as is
submitted by the respondents. At the present stage, it would suffice to note that there
can be no dispute about the basic position that the Chief Secretary, as the head of the
administration, exercises jurisdiction of an administrative nature over the entirety of
subjects which fall within the domain of the executive functions of GNCTD which would
include those subjects (Entries 1, 2 and 18 of List II) over which the Legislative
Assembly and the State Government do not have jurisdiction.
26. In the 2023 Constitution Bench judgment, this Court, while holding that the
subject of services in Entry 41 of List II falls within the domain of GNCTD, has
nonetheless clarified that this would not extend to control over services insofar as they
pertain to the excluded subjects. In the very nature of things, it would not be possible or
for that matter practicable to divide these functions of the Chief Secretary or bifurcate
them between those areas which fall within the domain of GNCTD and those which lie
outside. Nor can such a bifurcation be logically attempted based on the numerical
strength of the number of administrative subjects which lie within or outside the
province of GNCTD. Once it emerges that the Chief Secretary performs important
functions, among other things, in relation to the excluded subjects as well, it would be
farfetched to postulate that the Central Government is divested of the power to appoint
the Chief Secretary.
27. The petitioners while referring to the observations of this Court in
Royappa
(supra) contend that the Central Government cannot unilaterally appoint the Chief
Secretary because the Chief Secretary in addition to the subjects of land, police, and
25
public order also assists the Government of NCTD on a variety of other matters which
falls within the legislative and executive competence of NCTD. However, these are
grounds which can be raised when the challenge to the constitutional validity of the
provisions of the 2023 Amendment Act is adjudicated. In view of the fact that this Court
has not stayed the provisions of the NCT Amendment Act, this Court must adjudicate
the controversy based on the position of law as it exists today.
28. The petitioners seek that the Court to appoint one of the five senior most officers
from the pool of officers who are serving in the AGMUT cadre and who has had the
experience of having served as the Chief Secretary in the Government of NCTD. The
relief sought by the petitioner is beyond the scope of powers exercisable by this Court.
This Court cannot usurp the powers of the appointing authority conferred by law.
29. The issue which survives for consideration is as to whether the Central
Government has the power to extend the service of an incumbent Chief Secretary. The
Union Government, inter alia , relied upon the provisions of Rule 16 of the AIS (DCRB)
Rules 1958. Dr Singhvi urged that the third proviso to Rule 16 clearly stipulates that an
extension of service can be granted to a person holding the post of Chief Secretary to a
State Government on the recommendations made by the concerned State Government
“with full justification and in public interest” with the prior approval of the Central
Government. Hence, it was urged that the power of extension can be exercised only on
the recommendation of the State Government which, in the present case, must mean,
the GNCTD.
30. On the other hand, an effort has been made on behalf of the Union Government
to submit that in a case involving a joint cadre, the expression State Government must
26
mean the Joint Cadre Authority and bearing in mind the Transaction of Business Rules
1961 of the Union Government, it is the Ministry of Home Affairs which alone would
exercise jurisdiction on general questions relating to public services in the Union
Territories and service matters pertaining to IAS and IPS officers serving in connection
with the affairs of the Union Territories.
31. This submission of the Union Government has not found acceptance in the 2023
Constitution Bench judgment. Paragraph 173 of the judgment (extracted above) holds
that the GNCTD would exercise jurisdiction over public services in NCTD.
32. Rule 16 of the 1958 Rules is a general rule which is applicable to members of the
service holding the post of Chief Secretary across all States. The provision does not
make a distinction between the Chief Secretary serving in NCTD and the Chief
Secretaries serving in other States though the procedure for the appointment of the
Chief Secretary of NCTD is different from the procedure for the appointment of Chief
Secretaries in other States in terms of the 1954 Rules read with the Transaction of
Business Rules. The post of Chief Secretary in the GNCTD is a post entrusted with
significant functional responsibilities including overall administrative control and
supervision over subjects which stand excluded from the legislative domain and the
executive powers of the GNCTD. In relation to Chief Secretaries who are appointed to
the States, Rule 16 of the 1958 Rules contemplates that an extension can be granted
with the prior approval of the State Government on the recommendation by the State
Government with a “full justification” and in “public interest”. This provision has been
made in relation to the role of the State Government where the Chief Secretaries
perform functions in relation to the States. The position of the Chief Secretary of the
27
GNCTD is significantly distinct in that the Chief Secretary performs delegated executive
functions which straddle both subjects which fall within the executive and legislative
competence of GNCTD as well as those which lie outside. Consequently, the
restrictions which operate in relation to the grant of extension under Rule 16 of the 1958
Rules in relation to the Chief Secretary of one of the State Governments would not
stricto senso apply in relation to the GNCTD. Rule 16 undoubtedly would, however,
apply in relation to the extension of service of such other officers of GNCTD whose
functions do not extend to any of the subjects which are excluded, namely, Entries 1, 2
and 18 of List 2 and Entries 64, 65 and 66 insofar as thy are relatable to Entries 1, 2
and 18.
33. For the above reasons, we have come to the conclusion that at this stage,
bearing in mind the principles which have been enumerated in the judgment of this
Court in 2023 Constitution Bench judgment, and the subsequent developments which
have taken place resulting in the enactment of the amendment to the GNCTD Act 1991,
the decision of the Union Government to extend the services of the incumbent Chief
Secretary for a period of six months cannot be construed to be violative of law.
34. We, however, clarify that the analysis in this order is confined to the evaluation of
the case at the present stage without entering into any conclusive determination of the
issues which are pending for adjudication before the Constitution Bench.
35. We also deem it appropriate to record a few observations on the role of the Chief
Secretary. As observed by this Court in (supra), the post of the Chief
Royappa
Secretary is a “post of great confidence- a lynchpin in the administration.” This Court in
the 2023 Constitution Bench judgment observed that civil servants are required to be
28
politically neutral and must abide by the directions of the elected arm to give effect to
the principle underlying the triple-chain of collective responsibility. The post of a Chief
Secretary is uniquely placed. The Chief Secretary performs functions which fall both
within and outside the executive competence of the GNCTD. The Chief Secretary
though appointed by the Central Government, must comply with the directions of the
elected government over matters on which their executive competence extends. The
actions (or inactions) of the Chief Secretary must not put the elected government at a
standstill.
36. The writ petition is disposed of in terms of the above observations. Pending
application(s), if any, stand disposed of.
…….…...…...….......………………....…CJI.
[Dr Dhananjaya Y Chandrachud]
….….......…...….......………………....…..J.
[J B Pardiwala]
..……….…...….......………………....…..J.
[Manoj Misra]
New Delhi;
November 29, 2023.
GKA