Full Judgment Text
2023INSC900
REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL ORIGINAL JURISDICTION
WRIT PETITION (C) NO. 724 OF 2023
Divya …Petitioner (s)
Versus
Union of India & Ors. ...Respondent(s)
WITH
WRIT PETITION (C) NO. 705 OF 2023
WRIT PETITION (C) NO. 764 OF 2023
J U D G M E N T
K.V. Viswanathan, J.
1. These writ petitions raise questions involving the
interpretation of the Office Memoranda [OM] dated
19.01.2019 and 31.01.2019 prescribing the eligibility for the
Signature Not Verified
Digitally signed by
Nidhi Ahuja
Date: 2023.10.11
13:17:58 IST
Reason:
Economically Weaker Section [EWS] Category.
1
Additionally, they also involve the interpretation of the Civil
Services Examination Rules, 2022 [CSE-2022 Rules],
particularly, Rules 13, 27 and 28 thereof. The petitioners, for
diverse reasons, were denied the benefit of the EWS category
by the Union Public Service Commission [UPSC] for the Civil
Services Examination of the year 2022. Was the UPSC
justified in denying them the benefit of reservation under the
EWS category, is the main question involved. The three Writ
Petitions involve different sets of facts. The factual parts are
dealt with separately. The legal submissions broadly overlap.
Whereever they need to be separately discussed, the same has
been done at the appropriate place.
Writ Petition (C) No. 724 of 2023 :
2. The petitioner – Ms. Divya was a candidate for the Civil
Services Examination, 2022 (CSE-2022). She had already
qualified for the Indian Police Service in the Civil Services
Examination, 2021 and was allotted the Manipur Cadre.
Wanting to fulfil her ambition of joining the Indian
2
Administrative Service (IAS), she applied for the CSE-2022.
The category in which she wanted to be considered was in the
Economically Weaker Section (EWS) category.
3. The CSE-2022 is governed by the Civil Services
Examination Rules, 2022. These Rules were promulgated on
02.02.2022. These Rules are crucial for the adjudication of the
case as the outcome of the case turns on the interpretation of
these Rules, particularly, Rules 13, 27 & 28 thereof.
Office Memoranda Dated 19.01.2019 & 31.01.2019:
4. By an Office Memorandum of 19.01.2019, the
Government of India, Ministry of Personnel, Public
Grievances and Pensions, Department of Personnel and
Training (DoPT) prescribed the criterion to be eligible to apply
under the EWS category. The prescription was that firstly , a)
the persons should not be covered under the existing scheme
of reservations for the SC/ST and the Socially and
Economically Backward Classes and b) their family gross
annual income must be below Rs.8 lakhs.
3
Secondly , the income was to include income from all
sources i.e. salary, agriculture, business, profession etc. and it
will be income for the Financial Year [FY] prior to the year of
application. Thirdly , the persons whose family owns or
possesses any of the following assets are to be excluded from
the category of EWS, irrespective of the family income:
i) 5 acres of Agricultural Land and above;
ii) Residential flat of 1000 sq. ft. and above;
iii) Residential plot of 100 sq. yards and above in the
notified municipalities;
iv) Residential plot of 200 sq. yards and above in areas
other than the notified municipalities.
Fourthly , the income and assets of the families as mentioned
above was to be certified by an Officer not below the rank of
a Tehsildar in the States/Union Territories (UTs). The Officer
was to issue the certificate after carefully verifying all relevant
documents following due process as prescribed by the
respective States/UTs.
4
5. This was followed up by another Office Memorandum
[OM] dated 31.01.2019 issued by the Department of Personnel
& Training, Government of India. Under this OM, issued in
continuation to the OM of 19.01.2019, in Clause 5 it is
provided as under:
5. INCOME AND ASSET CERTIFICATE ISSUING
AUTHORITY AND VERIFICATION OF
CERTIFICATE:
“5.1 The benefit of reservation under EWS can be availed
upon production of an Income and Asset Certificate
issued by a Competent Authority. The Income and Asset
Certificate issued by any one of the following authorities
in the prescribed format as given in Annexure-I shall only
be accepted as proof of candidate's claim as belonging to
EWS:-
(i) District Magistrate/Additional District Magistrate/
Collector/Deputy Commissioner/Additional Deputy
Commissioner/ 1st Class Stipendary Magistrate/ Sub-
Divisional Magistrate/Taluka Magistrate/Executive
Magistrate/Extra Assistant Commissioner.
(ii) Chief Presidency Magistrate/Additional Chief
Presidency Magistrate/ Presidency Magistrate.
(iii) Revenue Officer not below the rank of Tehsildar and
(iv) Sub-Divisional Officer or the area where the
candidate and/or his family normally resides.
5.2 The Officer who issues the certificate would do the
same after carefully verifying all relevant documents
5
following due process as prescribed by the respective
State/UT.
5.3 The crucial date for submitting income and asset
certificate by the candidate may be treated as the closing
date for receipt of application for the post, except in cases
where crucial date is fixed otherwise.
5.4 The appointing authorities should, in the offer of
appointment to the candidates claiming to be belonging
to EWS, include the following clause:-
"The appointment is provisional and is subject
to the Income and asset certificate being
verified through the proper channels and if the
verification reveals that the claim to belong to
EWS is fake/false the services will be
terminated forthwith without assigning any
further reasons and without prejudice to such
further action as may be taken under the
provisions of the Indian Penal Code for
production of fake/false certificate."
The appointing authority should verify the veracity
of the Income and asset certificate submitted by the
candidate through the certificate issuing authority.
5.5 Instructions referred to above should be strictly
followed so that it may not be possible for an
unscrupulous person to secure employment on the basis
of a false claim and if any person gets an appointment on
the basis of such false claim, her/his services shall be
terminated invoking the conditions contained in the offer
of appointment.”
Civil Services Examination Rules, 2022 :
6. For the sake of convenience, we set out herein below
Rules 13, 27 & 28 of the CSE-2022 Rules: -
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“Detailed Application Forms-I:
13. For the Main Examination, a candidate shall be
required to submit an on-line Detailed Application
Form-I (DAF-I) along with scanned documents/
certificates in support of date of birth, category [viz.
SC/ST/OBC (without OBC Annexure)/EWS (without
EWS Annexure)/PwBD/Ex-Servicemen] and
educational qualification with required Examination
Fee, within the prescribed time for the same. Any
delay in submission of the DAF-1 or documents in
support beyond the prescribed date will not be
allowed and will lead to cancellation of the
candidature for the CSE-2022.
Eligibility for Availing Reservation:
27.(1) A candidate will be eligible to get the benefit
of community-based reservation only in case the
particular community/caste to which the candidate
belongs is included in the list of reserved
communities issued by the Central Government.
(2) The OBC candidates applying for CSE-2022 must
produce OBC (Non-Creamy Layer) certificate based
on the income for the Financial Years (FYs) 2018-
2019, 2019-2020 and 2020-2021.
(3) A candidate at CSE-2022 will be eligible to get
the benefit of the Economically Weaker Section
reservation only in case the candidate meets the
criteria issued by the Central Government and is in
possession of requisite Income & Asset Certificate
based on the income for Financial Year (FY) 2020-
2021.
28. Candidates seeking reservation/relaxation
benefits available for SC/ST/OBC/EWS/ PwBD/
Ex-servicemen must ensure that they are entitled to
such reservation/relaxation as per eligibility
7
prescribed in the Rules/Notice. They should also be
in possession of all the requisite certificates in the
prescribed format in support of their claim as
stipulated in the Rules/Notice for such benefits by the
closing date of the application for Civil Services
(Preliminary) Examination-2022.”
7. A careful perusal of the Rules would disclose that, under
Rule 28, candidates seeking reservation under EWS for the
purpose of CSE-2022 must ensure that they are entitled to such
reservation as per the eligibility prescribed in the Rules. The
eligibility prescribed for EWS under Rule 27(3) is that the
candidate should meet the criteria issued by the Central
Government and should be in possession of requisite Income
& Asset Certificate (I&AC) based on the income for Financial
Year 2020-2021. Secondly, the candidates should also be in
possession of all the requisite certificates in the prescribed
format by the closing date of the application for Civil Services
(Preliminary) Examination - 2022.
It can be seen from the above-mentioned clauses that the
benefit of reservation can be availed on possession of Income
8
& Asset Certificate [I&AC] issued by a Competent Authority.
Under Clause 5.3 of the OM, the crucial date for submitting
I&AC may be treated as the closing date for receipt of
application for the post, except in cases where crucial date is
fixed otherwise.
8. As it would be clear from the Office Memoranda dated
19.01.2019 & 31.01.2019 r/w Rule 27 & 28 of the CSE-2022
Rules, for claiming reservation under EWS category, the
I&AC must be as per the prescribed norms and must be in
possession of the candidate on or before the cut-off date.
9. The applicable date for possession in this case is
22.02.2022. This is because after the promulgation of the
Rules, the third respondent – Union Public Service
Commission [UPSC] issued the examination notice on
02.02.2022 and the last date for submission of the application
was 22.02.2022 and the time of deadline was 6.00 p.m. on that
day.
9
10. As is clear from Rule 13 extracted above, the uploading
of the certificates happens only after the declaration of the
results of the Preliminary Examination and before the Main
Examination is held. For the Main Examination, a candidate
is required to submit an on-line Detailed Application Form–I
(DAF-I) along with scanned documents/certificates in support
of the claim for EWS category within the prescribed time.
11. Any delay in submission of the DAF-I or documents in
support beyond the prescribed date was not to be allowed and
would lead to cancellation of the candidature.
12. What is clear from the above is, before the closing date
of application, the candidate has to be in possession of the
requisite Certificate for the Financial Year 2020-2021 and
before the Main Examination, the candidate is expected to
upload the Certificate.
Case of the petitioner:
13. The petitioner claims that she had the EWS Certificate
for the year 2019-2020 since it was issued to her on 09.10.2020
10
by the Haryana Government. However, according to her, even
after making serious efforts to apply for the EWS Certificate
for the Financial Year 2020-2021, she could not apply or get
the same before 22.02.2022 due to COVID-19 Pandemic and
the lockdown in Haryana till 06.09.2021; and even thereafter
due to the COVID cases prevalent during the middle of 2022;
that the Office of the Revenue Authorities was not functional
for general administrative work and only COVID related work
was being undertaken; that the Certificate is issued by the
Village Tehsildar and there was no regular Tehsildar for
District Mahendragarh since 2020 and the Tehsildar from a
nearby place occasionally came to the Village only to perform
administrative functions.
14. For these reasons, the petitioner states that she was
unable to obtain the Certificate for the Financial Year 2020-
2021 before 22.02.2022. It is also admitted by her that, by
13.12.2022, she was able to obtain the EWS Certificate for the
11
Financial Year 2021-2022 but was not able to obtain the EWS
Certificate for 2020-2021 till 01.06.2023.
15. For the CSE-2022, the Preliminary Examination was
held on 05.06.2022 and the results were declared on
22.06.2022 and the petitioner qualified for the Main
Examination.
16. The petitioner submitted DAF-I for the CSE 2022
between 06.07.2022 and 15.07.2022 and uploaded the EWS
Certificate for the Financial Year 2019-20, as she did not have
the Certificate for any other year. The Main Examination was
held in September 2022 and the results were declared on
06.12.2022.
17. On 05.01.2023, the Under Secretary of the UPSC issued
an e-mail informing her that the EWS certificate uploaded by
her was not in the prescribed format and she was requested to
produce the Certificate in the prescribed format bearing date
prior to 22.02.2022.
12
18. On 10.02.2023, she attended and participated in the
interview and produced the Certificates of EWS for the
Financial Year 2019-2020 and Financial Year 2021-2022.
Thereafter, on 14.02.2023, she submitted a letter with the EWS
Certificates for the Financial Year 2019-2020 and Financial
Year 2021-2022 and, according to her, the same was received
by the UPSC. This is, however, controverted by the UPSC by
saying that mere delivery of the letter at the letter receiving
section (Dak section) will not amount to acceptance of the
same.
19. According to the petitioner, on 30.05.2023, she was
informed, vide e-mail, that her candidature has been converted
to General Category from EWS Category. Thereafter, the
petitioner states that, on 21.06.2023, she sent a representation
to the Department of Personnel and Training (DoPT) seeking
acceptance of her EWS Certificate for the Financial Year
2020-2021 received by her on 01.06.2023 and that she had not
received any reply. She claims that she also e-mailed to the
13
official e-mail ID of the Chairman, UPSC but received no
reply.
20. Being aggrieved, the petitioner has filed this Writ
Petition since she claims that she had secured All India Rank
[AIR] 105 and if she were to be considered in the EWS
Category, her cut-off would qualify her, for admission to the
CSE-2022 in the IAS Cadre. In the Writ Petition, she has
prayed for the following reliefs:
“(i) Issue a Writ, Order or Direction in the nature of
Certiorari for quashing email dated 30.05.2023 issued
by Respondent no. l;
(ii) Issue a Writ, Order or Direction in the nature of
Mandamus directing the Respondents to retain the
petitioner in the economically weaker section (EWS)
category and accept the EWS certificate submitted by
the petitioner for financial year 2020-2021, for the
purpose of recruitment pursuant to Civil Services
Examination 2022;
(iii) Issue a Writ, Order or Direction declaring Rule
13, Rule 27 (3) and Rule 28 of the Civil Service
Examination Rules 2022, to the extent that it
prescribes that candidates must be in possession of
the EWS Certificate as on the closing date of the
application for Preliminary Examination, to be ultra
vires Article 14 of the Constitution of lndia as being
arbitrary;”
14
21. The detailed facts pertaining to the petitioners in W.P.(C)
Nos. 705 and 764 have been set out in the later part of this
judgment. Insofar as the petitioners in W.P. (C) Nos. 705 and
764 are concerned, there is no dispute on one fact that with
regard to all of them, the documents submitted with DAF-I
were not the correct documents reflecting their eligibility.
Admittedly, there was some lacunae or the other which they
claim were rectified beyond the date of submission of DAF-I.
The UPSC, in its counter affidavit, has clearly urged that with
regard to the 298 EWS candidates, who were ultimately
shortlisted, the I&AC as uploaded by them in DAF-I was
scrutinized and they have rejected their candidature or
converted some of them to the General Category.
Stand of the UPSC :
22. The UPSC has filed a detailed counter affidavit and has
also filed an additional affidavit explaining their position.
23. According to the UPSC, every year they conduct
smoothly a number of structured examinations, including Civil
15
Services Examination and several recruitment tests involving
nearly thirty lakh candidates/applicants. It is averred that the
UPSC has elaborate methods/systems and procedures
developed over nine decades. That the Civil Services
Examination for recruitment to the IAS, IFS, IPS and other
various Central Services in Group ‘A’ and ‘B’ is held in
accordance with the CSE Rules framed and notified by the
Government of India in the DoPT.
24. According to the UPSC, all candidates seeking
reservation are bound by Rule 28 of the CSE-2022 Rules and
that they must meet the criterion prescribed by the Central
Government and be in possession of the requisite
documents/certificates in the prescribed format before the cut-
off date notified by the UPSC. That the petitioner was
informed on 10.02.2023 that her admission was provisional as
she had not submitted I&AC based on the income of F.Y.
2020-21 and that the petitioner signed an undertaking in that
regard. The UPSC contends that under Rule 27(3), candidates
16
applying under the EWS quota were eligible only if the
candidates meet the criteria issued by the Central Government
and the candidate must be and is in possession of I&AC based
on the income for the Financial Year 2020-2021. It is averred
that since the petitioner furnished I&AC based on the income
for F.Y. 2019-2020, she could not be treated under the EWS
Category, and she was duly intimated on 30.05.2023 that she
had to be considered under the General Category.
25. It is averred that the petitioner was not the only candidate
whose category was changed to General, due to non-
submission of I&AC based on the income of F.Y. 2020-2021
issued beyond the closing date i.e. 22.02.2022. It is averred
that, as many as 36 candidates, who had applied under the
EWS, were not treated as EWS as they failed to upload the
valid I&AC with their DAF-I. According to the UPSC, out of
the 36 candidates, the category of 22 candidates was changed
from EWS to General as they had qualified the CSE-2022 on
17
General Standards and with regard to 14 candidates, who
failed to qualify, their candidature was cancelled.
26. According to them, a similar exercise has been carried
out for CSE-2021 also. It is averred by the UPSC that the
mechanism employed by them regarding the filing of DAF
post pandemic has been online, removing any scope for
manual intervention and, as such, the submission of the
petitioner that no objection was raised during the filing of
DAF-I was without merit and substance. It is further averred
that even during the pandemic period, CSEs were conducted.
Most importantly, it is averred that in the CSE-2022, from the
State of Haryana 80 EWS candidates had submitted valid
I&AC issued on the basis of F.Y 2020-2021. It is averred that
the Rules being sacrosanct should not be relaxed as any
relaxation would amount to relaxing in favour of a ‘selected
few’. Finally, it is averred that any relaxation would pave the
way for others to demand for relaxing the Rules in their favour.
18
27. In the additional affidavit filed on 26.08.2023, the UPSC
has averred that the result of the Preliminary Examination was
prepared, keeping in view the relevant category of the
candidates, and declared on 22.06.2022. According to the
UPSC, as per the Rules of the Examination, the number of
candidates to be admitted to the Civil Services (Main)
Examination was to be about twelve to thirteen times the
number of vacancies to be filled through the Examination.
Accordingly, 13,090 candidates (12.8 times of 1,022
vacancies) were declared qualified for the next stage i.e. the
Main Examination. The cut-off marks for each Category were
applied and the Category wise number of candidates who
qualified for admission to the written part of the Main
Examination were set out. That it was averred that the
Category wise ‘cut-off’ at every stage was fixed by the UPSC,
keeping in view the number of vacancies in each Category, the
ratio required at that particular (intermediary) stage and the
number of candidates available on particular point of marks.
19
It is averred that, while determining the category wise cut-off
to be applied at every intermediate stage, only the data is taken
into consideration without the individual details of the
candidates. It is averred that once the cut-off is determined by
the UPSC on the basis of the details, all the candidates, who
have secured marks equally or more than the cut-off, are
shortlisted for the next stage of the Examination. It is averred
that if any ineligible candidate is allowed to remain in the fray,
an eligible candidate would be excluded from the zone of
consideration. It is averred that if the number of candidates is
changed to include extra candidates, the cut-off fixed by the
UPSC will be impacted and will result in inclusion of many
such candidates, who ought not to have been included
affecting the whole process of the Examination.
28. It is averred that out of 13,090 candidates, 13,051
candidates finally submitted their DAF-I. As per the result of
the CSE (Main) Examination, 2022 which was declared on
06.12.2022, 2,529 candidates (2.5 times of 1022 vacancies), as
20
per the Rules of the examination, were declared qualified for
the interview. That the documents of 2,529 candidates were
scrutinized and the candidates were notified of their deficiency
in the certificates; that 298 candidates qualified the interview
belonging to the EWS Category and the I&ACs of the 298
candidates were scrutinized; that 28 candidates were failed
either due to their not possessing I&AC by 22.02.2022 or for
failure to upload I&ACs issued on the basis of income for the
F.Y. 2020-2021; that 14 candidates who fulfilled the General
Standard were adjusted against the General quota and their
category was changed from EWS to General.
29. Strongly refuting the plea of the inability of the petitioner
due to COVID-19 to obtain the Certificate within time, it is
averred by the UPSC that the petitioner had availed the benefit
under EWS Category in the CSE 2021 by producing IA&C
dated 09.10.2020 during the peak of the pandemic and that the
plea of the petitioner, according to the UPSC, was highly
improbable and did not deserve to be sustained.
21
Response of the petitioner :
30. This affidavit has been countered by the petitioner by
contending that, in her application, she had communicated her
Category as EWS; that the petitioner was counted among the
1281 EWS candidates who qualified for the Preliminary
Examination and were admitted to the Main Examination; that
the petitioner was never excluded at any stage due to her
inability; that the UPSC itself admitted that the scrutiny of
documents uploaded with DAF-I does not happen between the
Preliminary Examination and the Main Examination; that the
petitioner was part of the 298 EWS candidates who had
qualified the Main Examination; that the I&AC was
scrutinized after the candidates were called for the interview
and at the time of the interview the petitioner had shown the
Certificate for the F.Y. 2019-2020 and 2021-2022 and before
allocation of service, she had also submitted the Certificate for
the F.Y. 2020-2021. In view of that, it is averred that the
petitioner should not be excluded since the delayed submission
22
had, in fact, not affected the Category wise selection process
at any stage.
Contentions:
31. We have considered the averments and the pleadings and
heard the learned counsel for the respective parties at great
length.
32. Ms. Preetika Dwivedi, learned counsel for the petitioner
(Ms. Divya), reiterated her case set out in the pleadings and
also sought to draw support from certain judgments of this
Court. Shri K. Parameshwar, learned Counsel, argued for the
petitioners in the other two writ petitions. Both the learned
counsel, brought to bear, considerable diligence in their
preparation and presentation of the case.
33. The primary contention of the learned counsel for the
petitioners is that, once their categorization as an EWS was not
in dispute, mere inability to have the Certificate as of
22.02.2022 should not operate to their prejudice. According
to them, the delayed submission did not affect the Category
23
wise allocation process at any stage and that there was no
rationale for insisting on the Certificate to be dated before the
cut-off i.e. 22.02.2022, namely, the last day for submission of
the application for Preliminary Examination. They relied on
Ram Kumar Gijroya vs. Delhi Subordinate Services
Selection Board & Anr. (2016) 4 SCC 754, Karn Singh Yadav
vs. Govt. of NCT of Delhi & Others 2020 SCC OnLine SC
1472 (two-Judges) and 2022 SCC OnLine SC 1341(three-
Judges), Charles K. Skaria & Others vs. Dr. C. Mathew &
Others , (1980) 2 SCC 752, Dolly Chhanda vs. Chairman,
JEE and Others , (2005) 9 SCC 779, Dheerender Singh
Paliwal vs. Union Public Service Commission , (2017) 11
SCC 276, Alok Kumar Singh and Others vs. State of Uttar
Pradesh and Others , (2018) 18 SCC 242 and Deepak Yadav
& Others vs. Union Public Service Commission and Another ,
(2021) SCC OnLine SC 709. Additionally, and quite feebly, a
contention was also raised that CSE-Rules 2022 have no
statutory flavour and are not enforceable in law.
24
34. Ms. Aishwarya Bhati, learned ASG for the Union of
India and Mr. Naresh Kaushik, learned counsel for the
Respondent No.3-UPSC, thoroughly and painstakingly
countered the submissions of the petitioners. According to the
learned counsel, the present was a case where there was a clear
prescription in the form of rules. Learned counsel relied on
OM dated 19.01.2019, 31.01.2019 & Rule 13, 27 & 28 of the
CSE-2022 Rules to contend that eligibility is acquired as an
EWS candidate only after the candidate meets the criteria
issued by the Central Government and is in possession of the
requisite I&AC based on the income for F.Y. 2020-2021; that
under Rule 28, the candidates should be in possession of all the
requisite certificates in the prescribed format in support of their
claim by the closing date of the application viz. 22.02.2022;
that for the Main Examination, a candidate is required to
submit DAF-I along with scanned documents in support within
prescribed time for the same; any delay in submission of the
DAF-I or documents in support beyond the prescribed date
25
was not allowed and would lead to cancellation of the
candidature. Learned counsel distinguished the cases of
Charles K. Skaria (Supra) , Dolly Chhanda (supra) and
Dheerender Singh Paliwal (supra) by stating that in those
cases the candidates, who were given relief, possessed the
eligibility before the cut-off date and the issue was only about
submission of proof. Learned counsel relied on Ashok Kumar
Sharma and Others vs. Chander Shekhar and Another
(1997) 4 SCC 18 and Union Public Service Commission vs.
Gaurav Singh & Ors. [C.A. No. 4152 of 2022 decided on
18.05.2022] to reinforce their submissions and distinguished
the case of Deepak Yadav (supra) as having been confined to
its special facts for the extraordinary COVID year. Learned
counsel submitted that Ram Kumar Gijroya (supra) case was
also clearly distinguishable and that the petitioners could not
derive any benefit from it.
26
35. Learned counsel contend that the petitioners should be
estopped from challenging the validity of the selection process
since they have participated in the selection.
36. Learned counsel contend that the explanation given for
not obtaining the certificate between 01.04.2021 and
21.02.2022 by the writ petitioner (Divya) in W.P. (C) No. 724
of 2023 is completely untenable. Learned counsel for the
UPSC drew our attention to the fact that the petitioner had,
during the heightened pandemic, obtained certificate for the
year 2019-2020 on 09.10.2020. Learned counsel reiterated his
submissions in the counter affidavit and in the additional
affidavit and submitted that the selection process being over,
the cadre being allocated and the personnel having been
deputed for training, to interfere at this stage would result in
administrative chaos.
37. Countering the submission of the petitioners in the other
two petitions, learned Counsel states that the case was squarely
covered by Gaurav Singh (supra) and if each candidate is
27
allowed to come with clarifications/corrigenda, there will be
no end to the selection process and the sanctity of the rule
would completely stand negated. Learned counsel contended
that any selective relaxation would cause enormous injustice
to the non-applicants, who in compliance with the rule would
not have applied for the reason that they did not possess the
eligibility certificate on the last date for submission. To
reinforce the submission, reliance was placed on Ashok
Kumar Sharma (supra) and Yogesh Kumar vs. GNCTD ,
(2003) 3 SCC 548 wherein it was held that deviation from the
Rules allows entry to ineligible persons and deprives, among
others, who could have competed for the post. So, contending
they prayed for dismissal of the writ petitions.
Questions for Consideration:
38. In the light of the pleadings and the contentions set out
above, the following main questions arise for consideration:
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a) What is the eligibility criterion for a candidate to stake a
valid claim under the EWS Category as per the CSE Rules,
2022 read with OM dated 19.01.2019 and 31.01.2019?
b) Was the UPSC justified in prescribing the cut-off date for
possession and for uploading of the I&AC certificates in the
prescribed format to stake a valid claim under the EWS
category, as done in the instant case?
c) Are the CSE-Rules 2022 enforceable in law?
d) Are Rules 13, 27(3) and 28 of the CSE-Rules 2022
constitutionally valid?
e) Was the UPSC justified in rejecting the claim of the
petitioners for consideration under the EWS category?
Reasons and Conclusion:
Eligibility for EWS Category Candidates for CSE-2022 :
39. As is clear from the Office Memoranda issued by the
DoPT dated 19.01.2019 & 31.01.2019, the benefit of
reservation under EWS category can be availed only upon
possession of I&AC issued by a competent authority. The OM
29
also makes it clear that crucial date for submission of I&AC
by the candidate may be treated as the closing date of receipt
of applications except where the crucial date is fixed
otherwise. Insofar as the EWS candidates are concerned, Rule
27(3) of the CSE-Rules 2022 is very clear when it states that a
candidate will be eligible to get the benefit of the
Economically Weaker Section reservation only in case the
candidate meets the criteria issued by the Central Government
and is in possession of requisite I&AC based on the income for
the F.Y. 2020-2021. Further, Rule 28 states that a candidate
seeking reservation/relaxation benefits available for
SC/ST/OBC/EWS/PwBd/Ex-Servicemen must ensure that
they are entitled to such reservation/relaxation as per eligibility
prescribed in the Rules/Notice. The Rule further states that
they should also be in possession of all the requisite certificates
in the prescribed format in support of their claim as stipulated
in the Rules/Notice for such benefits by the closing date of the
application for Civil Services (Preliminary) Examination-
30
2022. It is not disputed that the closing date of the application
was 22.02.2022.
40. This takes us to Rule 13 which mentions about the
submission of on-line Detailed Application Form-I (DAF-I)
along with scanned documents/certificates in support of date
of birth, category [viz. SC/ST/OBC/(without OBC Annexure)/
EWS(without EWS Annexure)/PwBD/Ex-Servicemen] and
educational qualification with required Examination Fee,
within the prescribed time for the same. Any delay, according
to Rule 13, in submission of the DAF-I or documents in
support beyond the prescribed date was not allowed and will
lead to cancellation of the candidature for the CSE-2022.
41. It is very clear that an EWS candidate acquired eligibility
to be an EWS candidate for the purpose of CSE-2022 only if
the candidate met the criterion prescribed by the Central
Government and is in possession of the requisite I&AC based
on the income for the F.Y. 2020-2021. Read with Rule 28, the
candidate should also be in possession of the certificate as on
31
22.02.2022. So it is beyond cavil that one cannot decide for
oneself that the candidate is an EWS candidate and only on the
fulfilment of the criteria and the issuance of the certificate
before 22.02.2022 will the eligibility as an EWS candidate,
enure to the benefit of the candidate for the CSE-2022. The
argument of Shri K. Parameshwar, learned counsel, that being
from the “EWS” category is a status and the I&AC to be
produced is only a proof and as such the I&AC can be
produced at any stage cannot be accepted in the teeth of the
clear prescription in the Office Memoranda read with the CSE-
2022 Rules. Further, as required under Rule 13, at the stage of
DAF-I the document had to be submitted on-line before the
prescribed date (in the present case for CSE-2022 the date was
15.07.2022) and that any delay in submission of DAF-I or
document beyond the prescribed date was not allowed. These
clear stipulations run counter to the submissions of learned
counsel that on the rectification of a certificate it relates back
to the date of the certificate.
32
42. The entire burden of the song of the petitioners is that
they were eligible EWS candidates and that it was only a delay
caused in the production of proof thereof. They repeatedly
urge before us the dictum of Krishna Iyer, J., in Charles K.
Skaria (supra), namely:-
“…. To confuse between a fact and its proof is
blurred perspicacity. To make mandatory the date
of acquiring the additional qualification before the
last date for application makes sense. But if it is
unshakeably shown that the qualification has been
acquired before the relevant date, as is the case
here, to invalidate this merit factor because proof,
though indubitable, was adduced a few days later
but before the selection or in a manner not
mentioned in the prospectus, but still above-board,
is to make procedure not the handmaid but the
mistress and form not as subservient to substance
but as superior to the essence. ”
43. In Charles K. Skaria (supra) , most candidates possessed
the eligibility viz. the diploma. Only the proof in the form of
certificate was awaited. The authorities had also accepted
them as eligible, expressly informing the selection committee
that for eligible candidates even if proof came later and before
the final selection, it should be considered as valid. This was
33
also equally the situation in Dolly Chhanda (supra), Alok
Kumar Singh (supra) and Dheerender Singh Paliwal (supra)
where the factual position about the eligibility was not in
dispute. Those cases and the cases of that ilk cannot support
the petitioners in this case for the purpose of claiming
eligibility in CSE-2022 as an EWS candidate.
44. The meaning of the word “eligible” as defined in
P. Ramanatha Aiyar’s Advanced Law Lexicon is set out
hereunder:-
“Applied to the selection of persons, the word has two
meanings i.e. “legally qualified,” or “fit to be
chosen.”
Applied to our context, a person can be found eligible as an
economically weaker section candidate and he can be
considered as a fit person to be chosen under that category only
if the requirement of the OM of 31.01.2019 and Rule 27(3)
read with Rule 28 are fulfilled. In Gaurav Singh’s case
(supra) , it has been categorically held that assets for the
particular Financial Year, prior to the year of submission, goes
34
to the root of eligibility of the candidate in the EWS category.
It has been further held therein that the candidates whose
I&ACs are not in order did not have any legal right to be
considered. It has also been held that no candidate can claim
any legal right for reconsideration of the candidature by
submitting a fresh certificate and/or a rectified certificate.
45. That is the fundamental distinction between the Charles
J. Skaria (supra) line of cases and the cases at hand. As
pointed out earlier, the eligibility for being categorized as
EWS candidate crystallizes only when the I&AC is issued and,
in this case, as required under the rules, it was to be issued and
possessed by the candidate before 22.02.2022.
46. It is also very well settled that if there are relevant rules
which prescribe the date on which the eligibility should be
possessed, those rules will prevail. In the absence of rules or
any other date prescribed in the prospectus/advertisement for
determining the eligibility, there is a judicial chorus holding
that it would be the last date for submission of the application.
35
(See Rekha Chaturvedi v. University of Rajasthan [1993
Supp (3) SCC 168]; Bhupinderpal Singh v. State of Punjab
[(2000) 5 SCC 262]; Ashok Kumar Sonkar v. Union of India
[(2007) 4 SCC 54 ].
Legal Status of CSE-2022 Rules :
47. The contention of Ms. Preetika Dwivedi, learned counsel
for the petitioner, that CSE-2022 Rules has no statutory force
and hence it cannot be considered as a mandatorily enforceable
rule need not detain the Court very long.
48. The Union of India has explained the Source of Power
for the CSE Rules. Section 3 of the All India Services Act,
1951 states that the Central Government, after consultation
with the Governments of the States may make rules for the
regulation of recruitment and the conditions of service of
persons appointed to an All India Service. In exercise of this
power, the Central Government has framed the Indian
Administrative Service (Recruitment) Rules, 1954. Rule 7 of
the IAS (Recruitment) Rules, 1954 provides that a competitive
36
examination for recruitment to the Service shall be held at such
intervals as the Central Government may, in consultation with
the Commission, from time to time, determine and Rule 7(2)
states that the examination shall be conducted by the
Commission in accordance with such regulations as the
Central Government may from time to time in consultation
with the Commission and State Governments. In pursuance of
Rule 7 of these Rules, Central Government, in consultation
with the State Governments and the UPSC, has made the
Indian Administrative Service (Appointment by Competitive
Examination) Regulations, 1955. Rule 2(c) of the Regulations
provides as under:-
“examination’ means a combined competitive
examination consisting of a preliminary examination and
a main examination for recruitment to the Service held
under sub-rule (1) of rule 7 of the Recruitment Rules and
includes a combined competitive examination for
recruitment to the Service and such other Service or
Services as may be specified by the Central Government
from time to time;”
49. It will be seen that the “examination” includes a
combined competitive examination for recruitment to the
37
Service and such other Service or Services as may be specified
by the Central Government from time to time. In Regulation
3, it is provided that the examination shall be conducted by the
Commission in the manner notified by the Central
Government from time to time and Regulation 4 mentions the
conditions of eligibility. These Regulations, having been
framed in 1955 and amended periodically do not mention
anything about the EWS Category since EWS category was
notified for the first time only in January, 2019. The CSE
Rules are clearly traceable to Regulation 3 of the 1955
Regulations since they deal with the manner of the conduct of
the examination by the Public Service Commission read with
Article 73 of the Constitution of India which deals with the
executive power of the Union. It is well settled that the
executive power under Article 73 is co-extensive with the
legislative power and that the CSE Rules are traceable to
Article 73 as held in Mohan Kumar Singhania and Others vs.
Union of India and Others 1992 Supp (1) SCC 594. The CSE
38
Rules do not in any manner supplant any of the provisions of
the All India Service Act or the IAS Recruitment Rules or the
IAS (Appointment by Competitive Examination) Regulations.
They only supplement them. While the manner of conduct of
examinations is clearly traceable to Regulation 3, it is
untenable to say that since Regulation 4 in the conditions of
eligibility does not prescribe EWS category and EWS
certification and hence they do not qualify as part of eligibility.
The EWS category itself came in 2019. If this contention was
to be right, then there could be no EWS category at all in CSE-
2022. That is not the scenario which even the petitioners want
to be in.
50. Hence, the contention that Rules 13, 27 and 28 of the
CSE-Rules, 2022 cannot be given a status of rules cannot be
countenanced. Additionally, these are rules traceable to the
executive power of the Union which are duly traceable to
Article 73. These rules are duly gazetted. These rules are set
out well before the selection process begins and candidates are
39
put to notice before the commencement of the process. Hence,
it is too late in the day to contend that these rules have no
sanctity or the force of an enforceable law.
Impermissibility of Selective Relaxation :
51. In this case, rules clearly exist in the form of CSE-2022.
It has also been settled that determination of eligibility cannot
be left uncertain till the final stages of selection, since that
would lead to uncertainty. [See A.P. Public Service
Commission v. B. Sarat Chandra (1990)2 SCC 669 , para 7]
Further, it is well settled that if rules prescribe the last date on
which eligibility should be possessed, any relaxation would
prejudice non-applicants who for want of possession of
eligibility would not have applied. Relaxation would then be
selective, leading to discrimination [See Yogesh Kumar
(supra) ]
52. As is clear from Rule 13, in the present case, by
15.07.2022, the certificates disclosing eligibility had to be
uploaded with DAF-I and it was expressly stipulated by the
40
rule that delayed submission of the DAF-I or documents in
support will not be allowed.
53. Quite apart from the above, much water has also flown
under the bridge. The UPSC has made the cadre allocations
and the EWS candidates against the 298 vacancies have also
been allotted their respective cadres. Today, it is legally not
permissible and administratively not feasible for the UPSC to
unscramble the egg. Accepting the contention of the
petitioners would also result in administrative chaos and will
prolong the selection process indefinitely.
54. The strong reliance placed on Ram Kumar Gijroya case
(supra) also does not impress us. Not only was there no rule,
like we have in the present case, it was only while declaring
the result, the requirement of submitting the OBC certificate
before the cut-off date was introduced by the Selection
Authority there. Moreover, unlike the present, there was no
contention or issue raised in that case that eligibility enures or
41
crystallizes only on the issuance of the certificate and on
possession of the certificate, before the prescribed cut-off date.
55. The judgment in Ram Kumar Gijroya case (supra) is
also directly in conflict with the judgment of three Hon’ble
Judges in Ashok Kumar Sharma and Others vs. Chander
Shekhar and Another (1997) 4 SCC 18 wherein in para 6, it
was held as under:-
“… So far as the first issue referred to in our Order dated
1-9-1995 is concerned, we are of the respectful opinion
that majority judgment (rendered by Dr.T.K. Thommen
and V. Ramaswami, JJ.) is unsustainable in law. The
proposition that where applications are called for
prescribing a particular date as the last date for filing the
applications, the eligibility of the candidates shall have to
be judged with reference to that date and that date alone is
a well-established one. A person who acquires the
prescribed qualification subsequent to such prescribed
date, cannot be considered at all. An advertisement or
notification issued/published calling for applications
constitutes a representation to the public and the authority
issuing it is bound by such representation. It cannot act
contrary to it. One reason behind this proposition is that if
it were known that persons who obtained the qualifications
after the prescribed date but before the date of interview
would be allowed to appear for the interview, other
similarly placed persons could also have applied. Just
because some of the persons had applied notwithstanding
that they had not acquired the prescribed qualifications by
the prescribed date, they could not have been treated on a
preferential basis…..”
42
56. Apart from all of this, the correctness of Ram Kumar
Gijroya case (supra) was referred to a three-Judge Bench in
the case of Karn Singh Yadav (two-Judges) . A perusal of para
six of the referral order clearly shows that the Bench was
echoing the ratio of the three-judge Bench in Ashok Kumar
Sharma’s case (supra) though there is no express reference to
the said case. However, when the matter came before a three-
Judge Bench, the reference was not answered and even after
noticing that Ram Kumar Gijroya case (supra) covered the
case of Karn Singh Yadav (two-Judges) , the Court, however,
denied relief to Karn Singh Yadav, the petitioner by holding
that since the appellant was never appointed to the post at that
length of time it was not possible to grant any relief to the
appellant. Ram Kumar Gijorya (supra) is clearly
distinguishable.
57. Be that as it may, we are bound by the judgment of the
three-Judge Bench in Ashok Kumar Sharma (supra) and we
follow the said judgment and reiterate the principle laid down
43
thereon. It is also interesting to note that even in Deepak
Yadav (supra), a judgment, strongly relied upon by the learned
counsel for the petitioners, the principle in Ashok Kumar
Sharma (supra) has been reiterated. However, because of
what the Court called an abnormal and cataclysmal year, an
exception was made due to the ongoing pandemic, lockdown
and restrictions imposed thereof. In Alok Kumar Singh
(supra), no rules like the ones present in this case are shown
to have existed. In the present case, there are clear
prescriptions as to eligibility, as has been discussed herein
above.
58. In Gaurav Singh’s case (supra), this Court has held as
under:-
“A technical irregularity in a certificate issued by the
competent authority in respect of the correct financial
year cannot be equated with an Income and Asset
Certificate in respect of a different financial year
when the Income and Assets for the particular finan-
cial year prior to the year of submission of the appli-
cation, goes to the root of eligibility of a candidate to
qualify in the EWS category.
44
The Respondent-Writ Petitioners were well
aware that they had to furnish Income and Asset
Certificates issued by the Competent Authority for
the financial year prior to the year of application. If
the applications were made pursuant to a notification
th th
published on 24 April 2019 with 20 May 2019
notified as the last date for submission of the
applications, the financial year prior to the year of
submission of application could not possibly be the
financial year 2019-2020, to which the Certificates
related. The observation in the impugned judgment
and order of the High Court of the expediency of
specifying the financial year in the notification for
recruitment is in the nature of an advisory, which may
be kept in mind when recruitment notifications are
issued by the Appellant in future. The Respondent
writ petitioner Nos. 2 and 4, in whose Income and
Asset certificates were not in order, did not have any
legal right to be considered EWS candidates.
The Respondent-Writ Petitioners were required
to submit Certificates for the relevant financial year.
The negligence of the Respondent-Writ Petitioners in
not checking if the Certificate related to the correct
financial year, cannot be lightly brushed aside as
inadvertent lapses of the certifying authority. A
candidate applying for a post pursuant to an
advertisement, cannot afford to be negligent.
Documents required to be submitted have to be
carefully checked by the candidate concerned before
submission. An appointing authority proceeds on the
basis of what is stated in a certificate. When a
certificate pertains to a different financial year, the
same is liable to be outright rejected. No candidate
can, in such case, claim any legal right to
reconsideration of his/her candidature by submission
of a fresh certificate and/or rectified certificate.
…. … ….
45
In the case of Respondent-Writ Petitioner No.3, the
Income and Asset certificate, which had initially been
questioned as having been issued by an authority not
competent, was later accepted as it was found that the
authority issuing the certificate was in fact competent.
The certificate of the Respondent-Writ Petitioner
No.1 was also accepted as there was no discrepancy
in either the date of issuance or the year. It was just
that the seal had been stamped without the full name
of the officer concerned and that was accepted as an
error not attributable to the candidate concerned.”
(Emphasis is ours)
59. The attempt by Ms. Preetika Dwivedi and Shri K.
Parameshwar, learned counsels for the petitioners to get over
Gaurav Singh’s case (supra) by relying on the case of Deepak
Yadav (supra) does not also impress us. Deepak Yadav case
(supra) pertained to the Civil Services Examination for 2020.
It was during the middle of the peak pandemic in 2020. In that
scenario, the Court observed as follows:-
“7. Indeed, the last part of Note I of clause 7 clearly
provides that proof of passing the requisite
examination should be dated earlier than the due date
(closing date) of Detailed Application Form-I of the
Civil Services (Main) Examination. There is nothing
wrong in UPSC strictly adhering to this stipulation,
being in the nature of an eligibility criterion. The
respondents are justified and right in urging that this
stipulation is inviolable as expounded in Ashok
46
Kumar Sharma & Ors. vs. Chander Shekhar & Anr. ,
(1997) 4 SCC 18 and subsequent decisions of this
Court which need not be multiplied.
8. At the same time, it cannot, however, be denied that
2020 was an abnormal and cataclysmal year due to
the ongoing pandemic, lockdowns and restrictions.
UPSC had to postpone their examination like all other
Universities/Boards. The results of the qualifying
examination in the case of petitioners, thus, got
delayed. This was entirely beyond control of the
petitioners who were certainly eligible on the date
they appeared in the preliminary examination and had
qualified for the main examination, in which they had
appeared. Admittedly, the petitioners had attained the
qualifying eligibility criteria before the main
examination was conducted by UPSC in January,
2021 (i.e., between 08.01.2021 and 17.01.2021).
… …. ….
12. Accordingly, we issue direction to UPSC to per-
mit the 5 candidates, as a special case, to participate
in the personality test/interview in the respective cat-
egories in which they have qualified. The addition of
these 5 candidates would not be to the disadvantage
of any already empanelled candidate in the published
list for personality test/interview in the respective
branches/categories. We also clarify that this order
should not be treated as a precedent.”
60. This exceptional situation cannot be made a rule. In this
case, the petitioner (Ms. Divya) had an opportunity to obtain
I&AC from 01.04.2021 till 21.02.2022. In fact, admittedly she
obtained her EWS certificate for the F.Y. 2019-2020 on
09.10.2020 and obtained her I&AC for F.Y. 2021-2022 on
47
13.12.2022 but obtained her I&AC 2020-2021 only on
01.06.2023. If she was in a position to obtain a certificate for
F.Y. 2019-2020 on 09.10.2020 when the country was still
reeling under a heightened pandemic, there is no reason why
she could not have obtained her I&AC for the F.Y. 2021-2022
on any of the days between 01.04.2021 and 21.02.2022. We
are not satisfied with the explanation adduced by the
petitioner. Hence her claim challenging the e-mail cancelling
the candidature under the EWS category is also rejected.
Validity of CSE-2022 Rules – Validity of the Cut-off date :
61. The challenge made in the writ petition to declare Rules
13, 27(3) and 28 to the extent it prescribes that candidate must
be in possession of a EWS certificate as on the closing date of
the application for preliminary examination to be ultra vires
Article 14 is only to be stated to be rejected. There is no case
made out to show that the cut-off of 22.02.2022 was picked
out of the hat. That was the last date for submission of the
application and, according to us, it was a validly prescribed
48
cut-off. In fact, the law laid down by this Court as discussed
herein above is, where there is absence of any rule or absence
of any prescription, the last day for fulfilling the eligibility is
the last date of submission of the application. This is a
judicially recognized default date. In this case the last date for
filing of the application has been prescribed as the cut-off in
the Rules and we see absolutely no case for violation of Article
14.
62. In view of the above, we are not examining the other
argument raised by Mr. Kaushik that the petitioners should be
estopped from challenging since they have participated in the
selection.
Writ Petition (C) Nos. 705 of 2023 and 764 of 2023 :
63. In these two Writ Petitions, the legal question involved
is identical, except that the factual scenario in which they arise
is slightly different from that in Writ Petition (C) No. 724 of
2023.
49
W.P. (C) No. 705/2023 :
64. The petitioners call in question the communication dated
24.05.2023 issued by the UPSC to Petitioner No.1 - Vimlok
Tiwari and Petitioner No.2 Ashwani Dubey and
communication dated 30.05.2023 issued to Petitioner No.3 -
Kuber Suraj Laxman. By the said communications, the UPSC
converted the consideration of their candidature to the
“General Category” since, according to the UPSC, the I&AC
uploaded with their DAF-I mentions the Financial Year
wrongly as 2021-2022 instead of 2020-2021. In the
communication dated 30.05.2023 issued to Kuber Suraj
Laxman, it was mentioned that he had submitted the eligibility
Certificate for EWS instead of I&AC. Each of these
candidates have their own explanation. Petitioner No.1
Vimlok Tiwari states that, on 30.01.2023, a communication
was received from the UPSC stating that discrepancy was
found in the DAF-I submitted, inasmuch as the designation,
stamp, seal of the issuing authority and F.Y. 2020-2021 has
50
not been mentioned in the EWS Certificate submitted by him.
He was requested to make up the deficiencies and to submit
the original EWS Certificate with designation, stamp and seal
of the issuing authority with the mention of the F.Y. 2020-
2021, be produced on the date of the Personality Test.
According to the petitioner, he obtained the clarification dated
31.03.2023 from the authority which issued the I&AC
correcting the Financial Year to 2020-2021 and by a letter of
05.04.2023 submitted the clarification. The Personality Test
had already been held on 15.02.2023. He also submits that the
designation, stamp, seal of the issuing authority was already
available in the Certificate originally produced.
65. Insofar as Petition No.2 – Ashwani Dubey is concerned,
according to the petitioner, he was in possession of the I&AC
dated 25.01.2022 which mentioned the Financial Year as
2021-2022. He received an intimation dated 10.01.2023
advising him to make up the deficiencies and was requested
to produce original EWS Certificate for the F.Y. 2020-2021 in
51
the prescribed format issued on or before the cut-off date i.e.
22.02.2022, on the date of the Personality Test. According to
the petitioner, he obtained the Certificate from Tehsildar
Dindhori dated 16.01.2023 certifying that the Financial Year
mentioned as 2021-2022 was a mistake and it should be read
as 2020-2021 in the Certificate dated 25.01.2022. He
submitted the clarification on 09.02.2023 when the Personality
Test was held.
66. Insofar as Petitioner No. 3 – Kuber Suraj Laxman is
concerned, he was already in possession of Certificate dated
11.10.2021 in the prescribed format found but he had uploaded
the Certificate on the same day for F.Y. 2021-2022 by mistake.
He submits that on the day of the Personality Test dated
17.04.2023, he had furnished the I&AC dated 11.10.2021 for
the year 2020-2021.
67. The petitioner asserts that this is the Certificate for the
F.Y. 2020-2021, while the UPSC in their counter affidavit
assert that the F.Y. 2020-2021 is inserted. Considering what
52
we have held on the interpretation of the Rule, these facts need
not detain us any further. In any case, the Court is not to be
drawn into, to investigate these factual disputes.
W.P. (C) No. 764/2023 :
68. Insofar as the Petitioner No.1 - Ved Prakash Singh is
concerned, his candidature was cancelled on the ground that
the Financial Year in the I&AC was wrongly mentioned as
2021. He did not qualify under the General Category too. In
the DAF-I, the candidate had uploaded a Certificate dated
19.03.2021 valid for the year 2021. By a communication of
23.01.2023, the UPSC informed him to make up the
deficiencies and the candidate was advised to produce original
EWS Certificate in the prescribed format (issued by the
competent authority on or before 22.02.2022) along with all
certified copies of documents uploaded with DAF-I.
According to the Petitioner No.1 - Ved Prakash Singh, he
produced I&AC dated 19.02.2022 on the date of the
Personality Test dated 22.03.2023. The UPSC has rejected the
53
Certificate and converted his case to that of General Category.
Also, on the date of the Personality Test, the Certificate was
returned citing that the designation of the issuing authority was
not mentioned. An undertaking was obtained that he was
being interviewed provisionally at his own risk. He submits
that he thereafter produced his Certificate with the designation
mentioned on 05.04.2023.
69. With regard to Petitioner No.2 - Mohd. Qasim is
concerned, his candidature was cancelled as he had not
qualified under the General Category also. By a
communication dated 24.05.2023, his candidature was
cancelled as his I&AC was for the F.Y. 2021-2022. According
to the petitioner, he was advised to make up the deficiencies
on the date of the Personality Test. According to the
petitioner, he produced a clarification dated 21.02.2023 stating
that in the Certificate dated 17.12.2021, the Financial Year
should be read as 2020-2021 instead of 2021-2022. He says
he submitted his Certificate on 21.03.2023.
54
70. Insofar as Petitioner No.3 - Agnivesh Mishra is
concerned, his candidature was also cancelled as in the I&AC,
the Financial Year mentioned is 2019-2020. According to
him, he was asked to produce the Certificate on the date of the
Personality Test and he states that he produced the Certificate
of 10.07.2021 for the year 2020-2021. He had in the DAF-I
uploaded the Certificate dated 18.11.2020 which in the body
mentioned the Financial Year as 2019-2020 though in the
heading it mentioned valid for the year 2020-2021. The
Certificate of 10.07.2021 produced on the date of the
Personality Test was not accepted.
71. Insofar as Petitioner No. 4 - Priyanshu Raj is concerned,
his candidature was also cancelled by an e-mail of 24.05.2023
since the F.Y. mentioned was 2019-2020. In the DAF he had
uploaded the Certificate dated 19.10.2020 which in the
heading mentioned that it was valid for the year 2020-2021 but
in the body it was mentioned F.Y. 2019-2020. According to
the petitioner, he was asked to make up the deficiencies on the
55
date of the Personality Test. He says that a Certificate of
16.10.2021 for 2020-2021 was submitted on the date of the
Personality Test. However, the same was not considered by
the UPSC.
72. Insofar as Petitioner No.5 - Kumari Ritika Tiwari is
concerned, her candidature was rejected by an e-mail of
24.05.2023 since F.Y. mentioned was 2019-2020 in the form
uploaded in the DAF-I. According to the petitioner, she was
informed that her candidature was kept provisional by a mail
of 01.05.2023. She claims that on 04.07.2023, she produced
the I&AC dated 24.02.2021 for the F.Y. 2020-2021.
73. Insofar as Petitioner No.6 - Shivam Agrawal is
concerned, by a communication of 31.05.2023, his candidature
was cancelled as in the I&AC uploaded in DAF-I, the F.Y.
mentioned was 2021-2022. According to the petitioner, by a
communication of 07.02.2023, he was informed that his
candidature is kept provisional/conditional because of non-
production of original B.Ed. Certificate. He states that on his
56
own, he obtained a clarification of 02.06.2023 from the
competent authority which issued the I&AC and the mistake
was corrected from 2021-2022 to 2020-2021 and he submitted
the same on 07.06.2023. However, the rectification has not
been considered.
Interference with the decision of the Selecting Body –
When permissible?
74. Could we fault this exercise of the UPSC in rejecting
their candidature under the EWS Category, is the question that
arises for consideration? We are constrained to conclude that
we cannot fault the method adopted by the UPSC. This is for
the reason that the UPSC has strictly acted in accordance with
the mandate of Rule 13 read with Rule 27 & 28. They had an
obligation to scrutinize the forms as uploaded with DAF-I.
Rules 13, 27 & 28 of the CSE-Rules 2022 are to be read with
the Office Memoranda of 19.01.2019 & 31.01.2019 especially
clause 5 of the Office Memorandum of 31.01.2019. The
examining body has not considered the defects as
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insignificant. If this is so, then we have no option but to reject
the writ petitions of all the petitioners.
75. In our view, the case of the petitioners in Writ Petition
(C) Nos. 705 and 764 fails additionally, for being directly
covered by the judgment in Gaurav Singh’s case (supra) .
76. In T. Jayakumar vs. A. Gopu and Another , (2008) 9
SCC 403, it has been held that the defect in the application
form which renders the candidate ineligible even if overlooked
in the initial screening and even if the candidate is called for
the interview, does not dis-entitle the examining body to hold
the candidate ineligible for selection at a later stage, once the
defect in the application comes to light.
77. Shri K. Parameshwar, learned counsel, who appeared for
the petitioners in W.P. (C) Nos. 705 and 764 has submitted that
the communications by the UPSC asking them to make up the
deficiencies and to produce the certificate on the date of the
Personality Test should be treated as waiver of the rules. He
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submitted that the communications are a clear indicia to
construe Rules 13, 27 & 28 as directory. We are not impressed
with the submission. The communications do not guarantee
the petitioners’ that their candidature would be accepted as
valid. In any event, these communications cannot be
understood de hors the rules.
78. The rules clearly mandate and as has been held in the
case of Gaurav Singh (supra) , any mistake/omission/
negligence cannot be condoned so as to extend the deadline for
production of the documents. Neither the Office
Memorandum nor the rules in question can be construed as
directory. They prescribe clearly the eligibility criterion and
the date before which the certificate should be possessed and
the date before which the certificate should be submitted.
They also prescribe the consequence for the omission. As the
old ditty goes for a want of a horseshoe nail, kingdoms have
been lost. Here we are dealing with crucial documents
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determining eligibility. The petitioners who did not possess the
valid documentation determining their eligibility, before the
prescribed cut-off date, cannot complain, if their claim for
categorization as EWS was rejected.
79. Shri K. Parmeshwar, learned counsel, argued that with
regard to four other candidates there has been relaxation
inasmuch as they were allowed to rectify the defects in the
EWS and I&AC. We asked the UPSC to respond and the
response is extracted herein below :-
| Sl.<br>No. | Roll No. | Name<br>Rank<br>Allocated<br>service<br>under EWS | Remarks |
|---|---|---|---|
| 1. | 5409703 | Ayush<br>Gupta<br>180, IAS | Minor omission in I&AC<br>w.r.t. stamp on the photo<br>of the candidate. The<br>candidate was kept<br>provisional and the<br>DoP&T cleared his<br>candidature after the<br>omission was made up. |
| 2. | 866859 | Anunay<br>Anand<br>185, IAS | The I&AC was issued<br>digitally. Subsequently,<br>the candidate submitted |
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| the same physically<br>signed with the stamp of<br>the issuing authority<br>hence the candidature<br>was cleared. | |||
|---|---|---|---|
| 3. | 834939 | Sonam<br>237, IAS | Her I&AC was signed by<br>the Naib Tehsildar and<br>issued by the Sewa<br>Kendra of the DC office,<br>who is the superior<br>authority. |
| 4. | 807485 | Deshmukh<br>Rrajshree<br>Shantaram,<br>719, IRMS | Minor error in the name<br>of the father of the<br>candidate in the I&AC<br>which indicated<br>complete name including<br>surname which was not<br>mentioned in the DAF-I.<br>Subsequently, the<br>candidate submitted an<br>affidavit clarifying the<br>mistake and the<br>candidature was cleared. |
80. It will be noticed that UPSC has considered these
omissions as trivial and as not going to the root of the
eligibility, unlike in the case of the petitioners herein. In Ajay
Kumar Mishra vs. Union of India [2016] SCC OnLine Del
6563, Indira Banerjee, J. (as Her Ladyship then was) speaking
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for the Division Bench of the Delhi High Court felicitously put
the issue about the examining body’s right to decide as to
which errors are material and which are inessential and trivial.
We do nothing more except to extract paras 6, 7 & 9 from the
said judgment :-
| “6. | There can be no doubt that a candidate applying | |
|---|---|---|
| for a government job, or for that matter, any job | ||
| should fill in the application form carefully. No | ||
| candidate can claim any vested right to rectification | ||
| of arrears in an application. Union Public Service | ||
| Commission and the State Public Service | ||
| Commissions deal with lacs of applications, which | ||
| are received pursuant to an advertisement. Such | ||
| applications are required to be processed within a | ||
| short time. A candidate, who is not short-listed and/or | ||
| not allowed to participate in the selection process by | ||
| reason of his own laches in making careless mistakes, | ||
| cannot claim any right to be allowed to participate in | ||
| the selection process. |
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9. It is true that whenever any material discrepancy is
noticed in the application form and/or when any
suppression and/ or mis-representation is detected,
the candidature might be cancelled even after the
application has been processed and the candidate has
been allowed to participate in the selection process.
However, after a candidate has participated in the
selection process and cleared all the stages
successfully, his candidature can only be cancelled,
after careful scrutiny of the gravity of the lapse, and
not for trivial omissions or errors.”
81. In Gaurav Singh’s case (supra) also the distinction
between a defect that is material and not material and the right
of the examining body to condone has been noticed. We hold
that the UPSC was justified, in the case of the petitioners, in
denying the benefit of categorization as EWS candidates.
82. Shri K. Parameshwar, learned Counsel, made a valiant
attempt by drawing support from the letter of the UPSC dated
12.05.2023 by which the original EWS Certificate dated
19.02.2022 submitted by email dated 06.04.2023 by the
petitioner Ved Prakash Singh was returned. The UPSC has, in
their response, clarified that as a practice original documents
submitted after the Personality Test are returned, after scrutiny
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and a standard format letter is used for the same. They have
also stated that since the Certificate produced by the candidate
was not as per Rules and conditions in the advertisement, the
same was returned and not accepted. In view of this, we find
no merit in that submission too.
83. In view of all of the above, the argument of Shri K.
Parameshwar, learned counsel, that there was a past practice
treating Rule 13 as directory has no merit.
84. Ms. Preetika Dwivedi, learned Counsel, made an
alternative submission. Her plea was that in the event of the
Court upholding the rule and the action of the UPSC, the Court
should exercise its power under Article 142 of the Constitution
of India. Her plea was that to do complete justice, her client
should be treated as an EWS category Candidate.
85. We refuse to grant the petitioners refuge under Article
142. In this case, by the rightful application of the OM and the
CSE-Rules 2022, complete justice has been done to all. Article
142 is, no doubt, a useful weapon in the armoury of the Court.
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However, its exercise should be done with great caution and
circumspection. We do not find the present case as one,
warranting the invocation of that power.
Conclusion :
86. Based on the above discussion, our conclusions are as
under :-
i) The candidates claiming benefit of EWS Category for
the purpose of CSE-2022, acquire eligibility only if they
meet the criterion prescribed by the Central Government
in the O.M. dated 19.01.2019 and 31.01.2019 and are in
possession of the required Income and Asset Certificate
(I&AC), based on the income for the year 2020-21.
Further, as required under Rule 28 of the CSE Rules,
2022 read with the O.M. of 19.01.2019 and 31.01.2019
the candidate should have been in possession of the
Income and Asset Certificate (I&AC) as on 22.02.2022.
Any candidate not in possession of the I&AC in the
prescribed format as mentioned herein above cannot
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claim the benefit of EWS Category. Equally, as required
under Rule 13 of the CSE Rules, 2022 at the stage of
DAF-I, the document in possession as on 22.02.2022 in
the prescribed format, had to be submitted online before
the prescribed date. The UPSC was justified in rejecting
the candidature of those candidates claiming benefit
under the EWS Category if they had submitted their
I&AC beyond the stipulated deadline. This conclusion
has to be read with the reasoning in the judgment,
particularly in paragraphs 39, 40 and 41 under the
heading "Eligibility for EWS category candidates for
CSE-2022".
ii) As a sequel to conclusion (i) above, we record that the
UPSC was justified in prescribing the cut-off date for
possession and for uploading of the I&AC in the
prescribed format for claimants claiming benefits under
the EWS Category. This flows from the O.M. dated
19.01.2019 & 31.01.2019 read with Rules 13, 27(3) and
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28 of the CSE-Rules, 2022 and the long line of
judgments in which principles for prescription of cut-off
for eligibility are laid down.
iii) For the reasons set out in paragraphs 47 to 50 herein
above under the sub-heading “Legal Status of CSE-2022
Rules", we hold that the CSE-2022 Rules have the force
of an enforceable law. They are traceable to the All India
Services Act, 1951 read with the Indian Administrative
Service (Recruitment) Rules, 1954 read with the Indian
Administrative Service (Appointment by Competitive
Examination) Regulations, 1955 and all this read with
Article 73 of the Constitution of India.
iv) Rules 13, 27(3) and 28 of the CSE-Rules, 2022 are
constitutionally valid for the reasons set out in para 61
herein above under the sub-heading "Validity of CSE-
Rules, 2022 - Validity of the cut-off date".
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v) The UPSC was justified in rejecting the claim of the
petitioners, for consideration under the EWS Category
in CSE-2022.
87. For the reasons stated above, all the writ petitions are
dismissed. No order as to costs.
…....…………………J.
(J.K. Maheshwari)
..…..…………………J.
(K.V. Viswanathan)
New Delhi;
October 9, 2023.
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