Full Judgment Text
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PETITIONER:
SRI K. PRASAD & ORS.
Vs.
RESPONDENT:
UNION OF INDIA & ORS.
DATE OF JUDGMENT10/12/1987
BENCH:
RANGNATHAN, S.
BENCH:
RANGNATHAN, S.
MISRA RANGNATH
CITATION:
1988 AIR 535 1988 SCR (2) 285
1988 SCC Supl. 269 1987 SCALE (2)1343
ACT:
Service matter-Seni(Jrity dispute raised by initial
recruits and direct recruits of the Indian Forest Service
(I.F.S.) from the States of Maharashtra, Uttar Pradesh &
Orissa.
HEADNOTE:
%
Controversies relating to the seniority of the officers
in the Indian Forest Service (I.F.S., for short) in this
batch of cases from the States of Maharashtra, orissa and
Uttar Pradesh, arose as asequal to three decisions of this
Court in regard to the constitution of the Indian Forest
Service, in Kraipak v. Union of India, AIR 1970 SC 150;
Parvez Qadir v. Union of India, [1972] 2 SCR 432 and Union
of India v. Chothia, [1978] 3 SCR 652. The Court had to
consider in these cases the questions arising out of the
selections made by the Special Selection Boards (S.S. Bs.)
in place of the selections set aside by the Kraipak case
above mentioned, and was concerned with the initial
recruitment under section 4(1) of the I.F.S. (Recruitment)
Rules, 1966.
The first selections by way of initial recruitments to
the State cadres were made sometime in 1966 and 1967. The
Kraipak decision came in 1969. In the meanwhile, in many of
the States, the first selection had been made followed up by
subsequent recruitments largely made on the basis of
competitive examination under rule 4(2)(a) of the
Recruitment Rules and a few also, by promotion under rule
4(2)(b). As a result of the second (and third) selections
made by the S.S.B., a number of officers in the respective
State Forest Service (S.F.S.) had been given appointment in
the IFS with effect from October 1, 1966, under rule 4(3A)
and were placed in a position of higher seniority vis-a-vis
the recruits-direct recruits-under rule 4(2). The direct
recruits were dissatisfied with this.
In the case of Uttar Pradesh, nine petitioners moved
the High Court for relief, out of whom, eight-direct
recruits of 1968 and 1969 confirmed between 1969 and 1972
came up in appeal to this Court. In this State, the initial
recruitment was made in 1966-67 of 85 officers, 58 to the
posts in the senior time scale and 27 to the posts in the
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junior time scale. Subsequently, six persons were promoted
under rule 4(2)(b) and
286
nine persons were recruited under rule 4(2)(a) of the
Recruitment Rules. the initial recruitment having been
declared bad, a fresh S.S.B. was appointed and, on its
recommendations, 104 persons were appointed to the service,
60 to senior scale posts and 44 to junior scale posts.
Again, in 1976, six more persons were added and thus 110
persons were taken in by way of initial recruitment as
against 85 persons taken in the first selection. The direct
recruits were aggrieved by these selections. Their case was
rejected by the High Court.
In the case of Maharashtra, the first selection was
made on 2.2.1967 of 57 officers, 36 for the senior time
scale and 21 for the junior time scale. This was set aside.
On July 13, 1971, at the second selection, 116 officers were
found eligible but only 66 were considered suitable for
appointment. 39 out of 51 eligible officers were found
suitable for the senior scale, of whom, 35 were appointed
immediately and four, later. For junior scale 27 were found
suitable, out of whom 23 were appointed initially and four,
later. All these 66 appointments were made w.e.f. t. tO.
1966. Some persons, who had joined the State Forest Service
in 1962 and had put in 4 years’ service as on 1.10.1966, and
were thus eligible for consideration for junior scale posts,
filed a writ petition in the High Court. Their grievance was
that the government had not considered all the officers who
were eligible for the junior posts, as should have been done
as laid down in the Chothia case aforementioned. The High
Court allowed the writ petitions. Some of the respondents,
comprising persons, who had been directly recruited under
rule 4(2) between 1968 and 1970, appealed to this Court
against the decision of the High Court.
In the case of Orissa, eight persons moved this Court
by Writ Petitions. They had joined the orissa State Forest
Service as on 1.4.1962. After two years’ training, they had
been appointed Assistant Conservators of Forests on
1.4.1964. By 1.4.1966, they had four years’ continuous
service in the State Cadre. They had become eligible for
selection to junior scale posts in the l.F.S. Two selections
were made by way of initial recruitment, once in January,
1967, when 41 officers were selected, and, then, in 1972, 42
out of 82 eligible officers were selected. The petitioners
were taken into the I.F.S. under rule 4(2)(b) between 1975
and 1977. The petitioners’ contention was that their names
were not considered at all either at the first selection or
at the second selection, and the selections were made by
considering eligible officers in the order of seniority only
to recruit 41 or 42 persons. The government did not consider
all the 82 eligible officers and select 34 out of them
arranged in the order of preference, and this vitiated the
selection, as
287
held in the Chothia case afore-mentioned.
Dismissing the appeals from U.P. and Maharashtra
subject to observations and allowing the Orissa writ
petitions, and directing the Special Selection Board to redo
the selections in the light of the principles set out, the
Court,
^
HELD: The initial recruitment regulations clearly
envisage that the Special Selection Board should consider
the cases of all the officers in the State Forest Service
who fulfil the conditions of eligibility and judge their
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suitability for appointment to posts in the service and
prepare a list of such officers in the order of preference.
This selection was done by a Board, the constitution of
which was found to be vitiated. The logical consequence of
this would be that the process of selection had to be redone
by a validly appointed S.S.B., before which the range of
selection was the same as was, or should have been,
considered by the initial S.S.B. i.e. Out of those officers
in the S.F.S. who were eligible as on 1.10.66. However,
there had been some changes subsequent to 1.10.66 in the
C.R.S. Of some of the officers pertaining to the period upto
1. 10.66, consequent on the representations for expunction
or modification of the adverse remarks, and nobody could
validly object to these persons also being considered since
the case of an officers who has the adverse remark against
him struck off or modified, is on the footing as if such
adverse remark had not been there at all, or had been in the
modified form from the beginning. The decision in the
Kraipak case necessitated a complete review of the first
selection. The subsequent selection Boards could not be
compelled to restrict their adjudication regarding
suitability to the same number of persons as the first Board
had selected, so long as the same list of eligible officers
and their records as on 1.10.1966 were considered. [309D-H;
310C-D]
The first proviso to rule 4(2) of the cadre Rules, only
outlines the general principle that whoever has the power to
do a particular thing, has also the power to exercise it
from time to time, if needed. The Central Government has the
power to alter the strength and composition of the cadres at
any time. However, if the terms of the relevant rules are
scruitinized, it will be seen that the strength and
composition of the cadres have to be determined by
regulations which have to be made by the Central Government
in consultation with the State Government. If the initial
composition can be only drawn up in consultation with the
State Government and by Regulations, it will not be
permissible for the Central Government to modify or alter
the same save in the same manner. It is not possible to
accept the contention of
288
the initial recruits that the mere appointment of an excess
number of officers should be treated as an automatic
expansion of the cadre strength and composition in exercise
of the power available under rule 4(1). [312D-E; 313A-B]
These cases are concerned with a set of Regulations
whose whole purpose is to fix the cadre strength. It is also
a provision in regard to an All-lndia Service in regard to
the constitution of which both the Central Government and
the State Governments have a say. The cadre strength could
not be varied without amending the Regulations and schedule
or without. lt consulting the State Government concerned.
[313H;314A]
The Cadre Regulations, read with the Cadre Rules,
leave no doubt that the strength and composition referred to
or prescribed therein, are of the entire cadre of the
service in the State concerned and are not restricted to the
recruitments made after the initial recruitment. The total
authorised strength referred to is the total number of
officers, who, at any point of time, can man the posts in
the cadre. It could not have been the intention that the
cadre should consist of an indefinite number of persons
recruited by the S.S.B. from the S.F.S. supplemented by the
number of officers referred to as the total authorised
strength. There is no difficulty in holding that the total
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strength of the cadre is to be counted by including the
initial recruits and that all the eligible officers adjudged
suitable cannot be recruited to the service in excess of the
total authorised strength. [314E-F; 316B]
The critical and difficult question in these appeals is
not that appointments by way of initial recruitment were
made in excess of the total authorised strength but that the
government has failed to keep in mind the restrictions
placed on the number of senior and junior posts in each
cadre while making appointments. The grievance of the
appellants is that more recruitments have been made against
the junior posts than is permissible under the respective
schedule. [316C-E]
The initial recruits are right in contending that the
Cadre Regulations do not lay down any water-tight
classification of junior and senior posts in the manner
contended for by the direct recruits. It is true that the
Cadre Regulations make a reference to seniors
and junior posts, but this is not intended to be an
essential element in the composition of the cadre. The Cadre
Rules do not indicate, in respect of some posts, whether
they are to be considered as junior or senior, and they
contain no definition of the words ’senior’ and ’junior’
posts. It cannot be postulated that the entrants to the
service will first enter on a junior
289
scale post and work their way upward. All the rules show
that an officer, being in the junior or senior time scale or
on a junior post or senior post, depends upon various
eventualities, and it is not possible to pin down any posts
as senior or junior or any officer as on one of the two
time-scales. The Court agreed with the initial recruits that
the reference to junior and senior posts in the cadre should
not be considered to be so rigid-or integral a part of the
cadre composition as to affect the validity of the
appointments made m excess of a particular number. [318B-C;
319B-C]
One thing plain on the terms of the Regulations is that
once a person is found to be eligible and is adjudged
suitable for recruitment under the Initial Recruitment
Regulations, he has to be taken into service as a part of
the initial recruitment either immediately on 1.10.1966 or
as and when the vacancies arise in the cadre. It is
necessary to remember that if the vacancies are in senior
posts, they can be filled only by S.F.S. Officers with eight
years’ continuous service, and exhypothesi such officers
will not be available for at least four more years, and if
the vacancies are of junior posts, they can be filled in
only after a competitive examinations is held, which will
take time. The Court cannot accept the contention that
officers of the S.F.S., who have been adjudged suitable by
the S.S.B. should not be taken into the service merely
because their number exceeds the number of posts available.
True, they cannot be appointed immediately but the
consequence cannot be that they should be ignored and
persons recruited under rule 4(2) given preference over
them. It is only rational to interpret the rules as laying
down that all those officers of the S.F.S. with eight or
four years’ experience, who are adjudged suitable for the
service should be recruited to the service bef ore any
recruitment can at all start under rule 4(2). Whether all
such persons are entitled to the back dating of their
appointment to 1.10.1966 or not, they are certainly entitled
to contend that their appointment should be given precedence
over the appointments of the recruits under rule 4(2) of the
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Recruitment Rules. In this view of the matter, the plea of
the petitioners that they will get precedence over the
surplus officers among the eligible cannot at all be
accepted. It is only right that persons should be adjudged
on the basis of the correct C.R.S. Any. Expunction or
modification in the C.R.S. Of a period naturally relates
back to that period and no legitimate objection can be taken
if the correct C.R.S are taken into account. There was
nothing wrong in the selections made by the Selection Board.
[319D-E; 320D-E; 321C-E]
Rule 4(3A) only places the fresh recruits in the same
position as if they had been recruited in the first
instance, i.e. on 1.10.1966 as indeed
290
they should have been, and thus involves no retrospective
effect beyond the date of commencement of the Act. It is
also not’correct to suggest that it prejudicially affects
the direct recruits in any way. The appellants acquire under
the Rules no right to be in service until after the initial
recruitment is over. Under the Rules, they can rank only
after the candidates who get in by way of initial
recruitment. The appellants cannot be aggrieved that those
in service in the S.F.S. are found suitable for recruitment
to the service and taken into service w.e.f. 1. 10.1966.
Those persons, even if not entitled to appointment as on 1.
10.1966, are entitled to be appointed as and when vacancies
arise and must always be given a position of precedence over
the recruits under Rule 4(2). The direct recruits can hardly
claim that they are prejudicially affected by the re-making
of the initial recruitment. [323D-G]
So far as Orissa is concerned, all the 82 eligible
officers had to be considered for initial recruitment, but
the S.S.B. merely selected 42 officers and made an omnibus
observation that the others were found unsuitable. This, as
explained Chothia’s case is not a proper compliance with the
Rules, and so the selection has to be set aside with a
direction that it should be re-done properly.[324A-B]
There has been delay on the part of the petitioners in
coming to this Court, but in view of the complicated nature
of the issues involved, the petitioners should not be put
out of the court on the ground of laches. All the 82
eligible officers as on 1.10.66 should be considered and not
merely some of them. Their suitability should be adjudged.
If they are not found suitable, reasons should be given
which the U.P.S.C. should be able to consider. If they are
found suitable, a list of such officers should be drawn up
with ranking given to them in the order of preference for
the consideration of the U.P.S.C. Since this has not been
done, the recruitments have to be set aside and the matter
remanded with the direction that it should be finalised as
per the Recruitment Rules and in the light of the judgment.
[324E-G]
If the Court had agreed with the direct recruits that
there had been some invalidity or infirmity attached to the
subsequent selections by way of initial recruitment, the
Court would not have rejected the appeals on the ground that
the Regulations cannot give rise to a cause of action. There
is no error in the procedure followed by the Government.
[327E]
It is not the intention of the Court, nor can it be the
result of dis-
291
cussion, that the appointments of any officers recruited
under rule 4(1) or 4(2) should be considered invalid. All
the officers selected will have to be adjusted, if
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necessary, by amending the Cadre Regulations. The only
result of the Court’s findings would be the re-adjustment of
the seniority with necessary and consequential effect on
promotions in the service. [327G]
No merit in the appeals from U.P. and Maharashtra,
Orissa writ petitions allowed, S.S.B. directed to re-do the
selections in the light of the principles set out in the
judgment.[328A-B]
Kraipak v. Union of India, AIR 1970, SC 150; Parvez
Qadir v. Union of India, [1975] 2 SCR 432; Union of India v.
Chothia, [1978] 3 SCR 652; Jagat Narain v. Union, CMWP 58 of
1968; Lila Gupta v. Lakshmi Narain, [1978] 3 SCR 922 at 932;
Atlas Cycle Industries Ltd. v. State of Haryana, [1979] 1
SCR 1070 at 1076, 1084, 1085; G.S. Lamba v. Union of India,
AIR 1985 SC 1019 at 1032; Kapur v. Union of India, [1972] 2
SCR 531; Union of India v. Harnek Singh, L.P.A. 406/83,
decided by the Punjab & Haryana High Court on 20.9.1983;
Inderjit Singh v. Union of India, [1975] 2 S.L.R. 839; Amrik
Singh and Ors. v. Union of India & Ors., [1980] 2 SLR 110
and R.R. Verma and Ors. v. The Union of India & Ors., [1980]
2 S.L.R. 335, referred to.
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 3072 of
1980 etc.
From the Judgment and order dated 5. 10.1979 of the
Allahabad High Court in Civil Misc. Writ No. 3587 of 1974.
S.N. Kacker, C.P. Lal, M.N. Krishnamani, Dalip Tandon,
E.C. Agganvala, Vijay Pandit, Atul Sharma and Ms. Purnima
Bhat for the Appellants.
Govind Das, Anil Dev, K.K. Singhvi, P.P. Rao, Kapil
Sibbal, V.A. Bobde, G.L Sanghi, A. Subba Rao, C.V.S. Rao, C.
Ramesh, Miss A. Subhashini, Mrs. S. Dikshit, A.S. Bhasme,
A.M. Khanwilkar, R.K. Mehta, V.J. Francis, N.M. Popli, J.R.
Dass, S.P. Kalra, Mrs. Rani Chhabra, V.B. Joshi, L.K.
Pandey, D.D. Gupta and K.K. Khurana for the Respondents.
P.N. Mishra for the Intervener.
The Judgment of the Court was delivered by
292
INTRODUCTION
RANGANATHAN, J. 1. The controversies arising in this
batch of cases are by way of sequel to three earlier
decisions of this court in regard to the constitution of the
Indian Forest Service viz. Kraipak v. Union of India, AIR
1970 S.C. 150; Parvez Qadir v. Union of India, [1975] 2
S.C.R. 432 and Union of India v. Chothia, [1978] 3 S.C.R.
652. A little historical background is, therefore, necessary
to appreciate the problems before us.
THE ALL-INDIA SERVICES ACT
2. A few months before India gained Independence, a
decision was taken that one of the primary needs of the
federal constitution envisaged for India would be the
setting up of All India Services common to the Centre and to
the States. The members were to be recruited from the
intelligent youth of the country by competitive examinations
of high standard. They were to be free from political
control, contended and having a sense of security. The idea
was to build up a bureaucracy consisting of efficient
officers of integrity and impartiality who could man
important administrative posts and make possible the
continued governance of the country unaffected by periodical
changes in the political set-ups in the Centre and various
States consequent on quinquennial elections to the various
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legislatures in the country. The recruitment to these
services and their ultimate disciplinary control was to be
with the Union Government but the officers would serve,
under the immediate control of the State Governments, on
various State cadres. Initially, the All India Services viz.
the Indian Administrative Service and the Indian Police
Service were created to replace the former Indian Civil
Service and Indian Police respectively. p The statutory
basis for the implementation of the above policy was
provided by Chapter I of Part XIV of the Constitution
(articles 308 to 314) supplemented by the All India Services
Act, 1951 (hereinafter referred to as "the Act") passed by
Parliament as envisaged in article 312 of the Constitution.
The Act, initially applicable to the two Services above
mentioned, was extended by Amendment Act 27 of 1963 to cover
the constitution of three new All-India Services one of
which was the Indian Forest Service (I.F.S. for short). S. 3
of the Act empowers the Government of India to make, after
consultation with the State Governments, rules for the
regulation of recruitment, and the conditions of service of
persons appointed, to an All-India Service. Such rules are
to be laid, as soon as possible after they are made and for
not less than fourteen days, before Parliament.
293
THE RULES
3. Pursuant to the amendment of 1963, mutual
consultations were held between the Union Government and the
various State Governments and the broad pattern I already in
existence for the Indian Administrative Service and the
Indian Police Service was decided to be adopted for the
Indian Forest Service also. Once this decision was taken,
the statutory rules followed. There were five sets of rules
framed between 1966 and 1968:
(i) The IFS (Cadre) Rules, 1966
(ii) The IFS (Recruitment) Rules, 1966
(iii) The IFS (Probation) Rules, 1968
(iv) The IFS (Pay) Rules, 1968
(v) The IFS (Regulation of Seniority) Rules, 1968
Some of the rules relevant for our present purposes may now
be set out.
4(a) Cadre Rules: The Cadre Rules came into force on
1st July, 1966. Rule 3 provides that there shall be
constituted for each State or group of States an Indian
Forest Service Cadre. The cadre constituted for a State is
called a ’State Cadre’ and a cadre constituted for a group
of states, a ’Joint Cadre’. Rule 4 is important and can be
extracted:
"4. Strength of Cadres: (1) The strength and
composition of each of the cadres constituted
under rule 3 shall be as determined by regulations
made by the Central Government in consultation
with the State Government in this behalf.
(2) The Central Government shall, at the interval
of every three years, re-examine the strength and
composition of each such cadre in consultation
with the State Government concerned and may make
such alterations therein as it deems fit;
Provided that nothing in this sub-rule shall
be deemed to affect the power of the Central
Government to
294
alter the strength and composition of any cadre at
any time:
Provided further that the State Government
concerned may add for a period not exceeding one
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year, and with the approval of the Central
Government for a further period not exceeding two
years, to a State or Joint Cadre one of. more
posts carrying duties or responsibilities of a
like nature to cadre posts."
Rule 7 empowers the State Government to make the
appointments to the State cadre and one of the ’concerned’
State Governments to a Joint cadre. Under rule 8, every
cadre post has to be filled by a cadre officer. Rule 9
envisages temporary appointments of non-cadre officers to
cadre posts. Under rule 10, cadre posts are not be kept
vacant or held in abeyance for a period exceeding six months
without approval of the Central Government. Under rule 11,
temporary arrangements or leave arrangements could be made
enabling a single cadre officer to look after two cadre
posts but such arrangements cannot extend beyond 12 months.
(b) Recruitment Rules: The Recruitment Rules were also
framed simultaneously and came into force on 1st of July,
1966. They contemplate the initial recruitment of the
officers of certain Services already in existence
(hereinafter referred to as the State Forest Service or
S.F.S. in short). Rule 3 and rule 4 are relevant for our
present purposes .
The relevant portions of these rules reads as follows:
"3. Constitution of the Service:
The Service shall consist of the following
Persons, namely:
(a) Members of the State Forest Service
recruited to the service at its initial
constitution in accordance with the
provisions of sub-rule (1) of rule 4; and
(b) Persons recruited to the service in
accordance with the provisions of sub-rules
(2) to (4) of rule 4.
"4. Method of recruitment to the Service
(1) As soon as may be after the commencement
of
295
these rules, the Central Government may
Recruit to the Service any person from
amongst the members of the State Forest
Service adjudged suitable in accordance with
such regulations as the Central Government
may make in consultation with the State
Governments and the Union Public Service
Commission (U.P.S.C.):
(2) After the recruitment under sub-rule
(1), subsequent recruitment to the
Service, shall be by the following
methods, namely:
(a) by a competitive examination
(aa) by selection of persons from amongst the
Emergency Commissioned officers and
Short Service Commissioned officers of
the Armed Forces of the Union who were
commissioned after the Ist November,
1961, and who are released in the manner
specified in sub-rule (I) of rule 7A;
(b) by promotion of substantive members of
the State Forest Service.
Rule 6 makes it clear that all appointments to the service
are to be made by the Central Government. No appointment can
be made except after recruitment by one of the methods
specified in rule 4. The appointments of persons recruited
to the service under rule 4(2)(a) (i.e. by competitive
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examination) can only be made to the junior time scale of
pay and the appointments of persons recruited to the service
under rule 4(2)(b) (i.e., by promotion of substantive
members of the State Forest Service) shall be in the senior
time-scale of pay.
"However, under rule 6A,
"an officer in the junior time scale of pay shall
be appointed by the State Government concerned to
a post in the senior time scale of pay if, having
regard to his length of service, experience and
performance in the junior time scale of pay, the
State Government is satisfied that he is suitable
for appointment to a post in the senior time-scale
of Pay."
Rule 7 deals with the recruitment by competitive
Examination, rule
296
7A deals with recruitment by selection of persons from among
officers released from the Armed Forces and rule 8 with
recruitments by promotion. Rule 9 provides that the
recruitment of persons under rule 8 is not to exceed 331/3
per cent of the number of senior duty posts borne on the
cadre of that State.
(c) Pay Rules: The Pay Rules provide for time scales of
pay for the members of the service. There are two scales
prescribed, one a Junior scale, the top of which is reached
after 18 years of service and the other a senior scale which
runs over a period of about 22 years. Under rule 4, the
initial pay of a member of the service appointed under rule
4(1) of the Recruitment Rules has to be fixed in the junior
time-scale of the service at he stage he would have got if
he had been appointed in that scale on the deemed date of
appointment in the year of allotment. Sub-rule (b) of rule
4(1) contemplates appointment of such an officer
simultaneously to a post in the senior time scale and
prescribes the mode of fixation of his salary in the senior
time scale.
(d) Seniority Rules: So far as seniority rules are
concerned, two rules are relevant for our present purposes.
One is the definition of ’senior post’ contained in rule
2(g), which reads thus:
"2(g)’Senior post’ means-
a post included and specified under item (1)
of the Cadre of each State in the Schedule to
the Indian Forest Service (Fixation of Cadre
Strength) Regulations. 1966. and includes:
a post included in the number of posts
specified in item 2 and 5 of the said cadre,
when held on senior scale of pay, by an
officer recruited to the Service in
accordance with sub-rule ( 1) of rule 4 or
rule 7 of the Recruitment Rules."
Rule 3 describes the mode of appointment and the allotment
of a year of allotment to every officer appointed to the
service. The seniority of officers is determined primarily
by the year of allotment and, inter-se officers having the
same year of allotment, by the principles set out in rule 4.
THE REGULATIONS
5. It may be mentioned that the rules contemplate
regulations
297
being made by the Central Government in consultation with
the State Government on various matters. Some of these
regulations are also relevant:
6(a) Cadre Strength Regulations: The Fixation of Cadre
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Strength Regulations were framed in exercise of the
powers conferred by rule 4(1) of the Cadre Rules. These
regulations were first issued by a notification of the
Government of India dated 31.10.1966 and were deemed to
have come into force with effect from Ist October,
1966. There is only one substantive clause in this
regulation, which reads thus:
"2. Strength and Composition of Cadres
The posts borne on, and the strength and
composition of the cadre of, the Indian
Forest Service in each of the States, shall
be as specified in the Schedule to these
regulations."
The schedule proceeds to set out the strength and
composition of the cadres of various States. In these
matters before us we are concerned with the position in
regard to three States,: Uttar Pradesh, Maharashtra and
Orissa. The provisions of the Schedule in so far as these
States are concerned are as follows:
Maharashtra U.P. Orissa
1. Senior posts under the
State Government
Chief Conservator of 1 1 1
Forests
Deputy Chief Conservator
of Forests - 2 -
Addl. Chief Conservator
of Forests 1 - -
Conservator of Forests 7 9 4
Conservator of Forests
(Development Circle) - - 1
Conservator of Forests,
Working Plan Circle 1 1 -
298
Conservator of Forests,
Headquarters 1 - -
Special officer, Revenue &
Forest Department 1 - -
Deputy Conservators of Forests 35 48 24
Deputy Conservators of Forests,
Integrated Unit 3 - -
Deputy Conservator of Forests,
Working Plans 8 - -
Deputy Conservators of Forests,
Foresters’ Training Division - 2 -
Deputy Conservator of Forests,
Forest Resources Survey Division - 1 -
Forest Utilisation officer 1 - 1
Working Plan officer - 7 4
Forest Extension officer - 1 -
Chief Wild Life Warden - 1 -
Timber Supply officer - 1 -
Silviculturist 1 2 1
Working Plan officers
Officer on Special Duty for
Forest Labourers Cooperative
Society 1 - -
Officer on Special Duty for
Forest Labourers Cooperative
Society 1 - -
Assistant to Chief Conservator
of Forests 1 - -
P.A. to the Chief Conservator
of Forests - - 1
__ __ __
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Total: 62 76 37
__ __ __
2. Senior posts under the Central
Government 5 6 3
__ __ __
67 82 40
__ __ __
299
3. Posts to be filled by promotion
in accordance with rule 8 of
the Indian Forest Service
(Recruitment) Rules 1966 22 27 13
4. Posts to be filled by direct
recruitment 45 55 27
__ __ __
67 82 40
__ __ __
5. Deputation Reserve 15% of
4 above 7 8 4
6. Leave Reserve 11% of
4 above 5 6 3
7. Junior posts 20% of
4 above 9 11 5
8. Training Reserve 5% of
4 above 2 3 1
__ ___ __
90 110 53
__ ___ __
Direct Recruitment posts 68 83 40
Promotion posts 22 27 13
__ ___ __
Total Authorised Strength 90 110 53
__ ___ __
(b) Initial Recruitment Regulations: The second set of
regulations is the Initial Recruitment Regulations framed in
pursuance of rule 4(1) of the Recruitment Rules. These
regulations are somewhat important for our present purposes
and they have to be referred to in some detail. These also
came into force with effect from Ist July, 1966. Regulation
3 provides for the constitution of a Special Selection Board
(S.S.B.) for the purpose of making selections to the
service. The S.S.B. consists of a number of officers, one of
whom is the Chief Conservator of Forests (C.C.F.) of the
State Government, concerned. Regulations 4. 5 and 6 have to
be set out in full:
"4. Conditions of eligibility-(1) Every officer
of the State Forest Service who, on the date
of constitution of the Service-
(a) is holding a cadre post substantively or
holds a lien on such post, or
(b) (i) holds substantively a post in the
State Forest Service,
300
(ii) who has completed not less than
eight years of continuous service
(whether officiating or
substantive) in that Service, and
(iii)who has completed not less than
three years continuous service in
an officiating capacity in a cadre
post or in any other post declared
equivalent thereto by the State
Government concerned, shall be
eligible for selection to the
Service in the senior scale.
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(2) Every officer of the State Forest
Service who has completed four years of
continuous service on the date of
constitution of the Service shall be
eligible for selection to the Service in
the junior scale.
Explanation: In computing the
period of continuous service for
the purpose of sub-regulation
(1)(b) or sub-regulation (2) there
shall be included any period during
which an officer has undertaken:
(a) training in a diploma course
in the Forest Research
Institute and Colleges,
DehraDun; or
(b) such other training as may be
approved by the Central
Government in consultation
with the Commission in any
other institution.
Preparation of list of suitable officers:
(1) The Board shall prepare, in the order of
preference, a list of such officers of State
Forest Service who satisfy the conditions
specified in regulation 4 and who are
adjudged by the Board suitable for
appointment to posts in the senior and junior
scales of the Service.
(2) The list prepared in accordance with sub-
regulation (1) shall then be referred to the
Commission for advice, by the Central
Government along with:
301
(a) the records of all officers of State
Forest Service included in the list;
(b) the records of all other eligible
officers of the State Forest Service who
are not adjudged suitable for inclusion
in the list, together with the reasons
as recorded by the Board for their non-
inclusion in the list; and
(c) the observations, if any, of the
Ministry of Home Affairs on the
recommendations of the Board.
(3) on receipt of the list, along with the other
documents received from the Central
Government, the Commission shall forward its
recommendations to that Government.
6. Appointment to the Service-The officers recommended
by the Commissioner under sub-regulation (3) of regulations
shall be appointed to the Service by the Central Government,
subject to availability of vacancies in the State Cadre
concern.
(c) The Appointment by Competitive Examination
Regulations: We may next refer to the appointment by
Competitive Examination Regulations, 1968. All that is
necessary for our present purposes is that, under these
regulations, a candidate, to compete at the examination,
must, inter alia have attained the age of 20 and not
attained the age of 24 on the Ist day of July of the year in
which the examination is held. There is a provision for
relaxation of the upper age limit in respect of persons who
are directly recruited to the gazetted cadre of the State
Forest Service and put in less than 4 years’ service
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(including 2 years’ training for Diploma course in the
Foreign Research Institute and Colleges, Dehradun on the Ist
July, 1966. But persons who have put in more than 4 years’
service in the State Forest Service would not be eligible to
appear in these examinations firstly because they would have
crossed the maximum age limit and secondly because the
provision for relaxation does not enuse in their favour.
(d) Appointment by Promotion Regulations: Recruitment
by promotion under rule 9(1) of the Recruitment Rules is
governed by the Appointment by Promotions Regulations, 1966,
which came into force with effect from 1.7.1966. A selection
committee is constituted under regulation 3 to select
candidates whose conditions of eligibility for
302
promotion are defined in regulation 4. Briefly speaking, the
selection committee is to consider the cases of all
substantive members of the State Forest Service, who on the
first day of January of that year, have completed not less
than eight years of continuous service (whether officiating
or substantive) in a post not lower in rank than that of
Assistant Conservator of Forests. This Committee would then
prepare a list of eligible members which, after approval by
the U.P.S.C., would be forwarded to the State Government for
making appointment to the cadre posts.
INITIAL RECRUITMENT
7. Kraipack case: Sometime after these rules and
regulations were framed the initial recruitment to the
service was taken on hand. S.S.Bs., including the C.C.F.,
made selections of officers to the various cadres. The
process brought to light a serious defect in the
constitution of the S.S.Bs. It has been mentioned earlier
that, under the Initial Recruitment Regulations, a S.S.B.
had been constituted for selection L) of officers at the
time of the initial constitution of the service and that the
Chief Conservator of Forests (C.C.F.) was one of the
officers on the Selection Board. A perusal of the Schedule
to the Cadre Strength Regulations would show that the C.C.F.
was also one of the cadre posts mentioned in the Schedule.
At the time of the initial recruitment, therefore, it was
necessary also to recruit an officer who might eventually
fill this post. Thus, the C.C.F. was not only on the S.S.B.
but was also a prospective candidate for consideration in
the initial recruitment. This somewhat anamolous position
was considered by the Supreme Court in the case of A.K.
Kraipak v. Union of India, AIR 1970 S.C. 150 in its judgment
dated 29th April, 1969. The Supreme Court held that the
initial recruitment to the State Cadre of Jammu & Kashmir
was vitiated by the above circumstance and quashed the same.
Though the question arose only with regard to one of the
States, namely, Jammu & Kashmir, the position was identical
in respect of several States in the Indian Union. Hence all
the initial recruitments made to the various State cadres
had to be quashed either suo moto by the Government or got
quashed by proceedings in a court of law. It may be
mentioned here that, in the States with which we are
concerned here, the position was as follows. In Orissa, a
select list of 41 officers was issued in January 1967, which
had to be set aside as a result of the decision in Kraipak.
In Uttar Pradesh, 85 persons were initially recruited to the
service and this initial recruitment was held to be bad, on
11.12.1979, in Jagat Narain v. Union, CMWP 58 of 1968
following the decision in Kraipak. In Maharashtra, a
selection was
303
made on 2.6.1967 of 57 persons but this selection was set
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aside by the High Court following Kraipak.
LEGISLATIVE INTERVENTION
8.(a) Rule 4(3A)-The decision in Kraipak having
rendered the initial appointment in all the States invalid,
the defect had to be cured and fresh selections had to be
made by way of initial recruitment. Perhaps a second
selection could have been made even under general law by way
of implementation of the decision but Government wanted to
make sure and, therefore, it introduced rule 4(3A) in the
Recruitment Rules. This provision reads as follows:
"4(3A)-Notwithstanding anything contained in this
rule where appointments to the Service in
pursuance of the recruitment under sub-rule (1)
have become invalid by reason of any judgment or
order of any court, the Central Government may
make fresh recruitment under that subrule and may
give effect to the appointments to the service in
pursuance of such fresh recruitment from the same
date on which the appointments which have become
invalid as aforesaid had been given effect to."
This rule was introduced with effect from 1.3.1971.
9. S. 3(1A)-It appears that certain doubts had arisen
in the meanwhile regarding the power of the Government to
make rules with retrospective effect. Since such
retrospective effect was necessary for various reasons and
particularly for implementing the decision of the Third
Central Pay Commission, it was considered necessary to make
a specific statutory provision clarifying the power of the
Central Government to make rules, if necessary, with
retrospective effect. Parliament, therefore, enacted the All
India Service (Amendment) Act, 1975. The statement of
objects of the Amendment Act shows that section 3 of the Act
was amended "so as to empower the Central Government to make
rules with retrospective effect subject to the safeguard
that no rules shall be made retrospectively so as to
prejudicially affect the interests of any person, who may be
governed by such rules." The Amendment Act also proposed to
validate rules which had been made in the past with
retrospective effect. It may the convenient here to set out
the new sub-section ( lA) introduced in section 3 of the Act
the 1975 Amendment Act. This sub-section reads as follows:
304
" 1A-The power to make rules conferred by this
section shall include the power to give
retrospective effect from a date not earlier than
the date of commencement of this Act, to the rules
or any of them but no retrospective effect shall
be given to any rule so as to prejudicially affect
the interests of any person to whom such rule may
be applicable."
It is also necessary to refer to section 3 of the Amendment
Act, which was in the following terms.
"3. Validation-No rule made, or purporting to have
been made, with retrospective effect, under
section 3 of the Principal Act before the
commencement of this Act shall be deemed to be
invalid or ever to have been invalid merely on the
ground that such rule was made with retrospective
effect and accordingly every such rule and any
action taken or thing done thereunder shall be as
valid and effective as if the provisions of
section 3 of he Principal Act, as amended by this
Act, were in force at all material times when such
rule was made or action or thing was taken or
done.
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10. Purvez Qadir’s Case-Exercising the powers conferred
by the amendment of the Act and the rules, the Central
Government constituted fresh S.S.Bs. to consider the initial
recruitment to the various State cadres in place of the one
that was quashed in Kraipak. This raised the question of the
validity of rule 4(3A), introduced with substantial
retrospective effect. The seniority of persons recruited to
the service as affected by the provision that recruitments
to be made pursuant to the new sub-rule would be deemed to
have taken effect from Ist October, 1966. The validity of
the rule was, therefore, challenged by various concerned
officers but this challenge was repelled by the Supreme
Court in the case of Parvez Qadir v. Union of India & Ors.,
[1975] 2 S.C.R. 432.
11. Chothia Case-Another challenge was also posed to
the initial recruitment made in certain States under rule
4(1). It appears that the S.S.Bs. had considered not all the
officers who were eligible under the initial recruitment
rules but only such number of them as was considered
necessary to fill up the vacancies that were then available
in the State cadre. Thus, for example, in the State of
Maharashtra, although there were 116 officers eligible for
consideration, the State is
305
said to have considered only about 95 of them. The others
were not, it is alleged, considered by the S.S.B. This
procedure was challenged by a number of officers. A
contention was raised that rule 4(1) and the regulation
thereunder envisaged a consideration by the S . S . . Of
(broadly speaking) all the officers belonging to the State
Forest Service who had put in 8 years of service or 4 years
of service (as the case may be) for recruitment to the
service and that the S.S.B. had to arrange the names of all
the officers found to be eligible and adjudged suitable for
appointment in the order of preference. Thereafter, subject
to the availability of vacancies, these officers had to be
recruited to the service. It was also urged that in respect
of each one of the officers not placed in the select list,
the SSB had to record and forward to the U.P.S.C. specific
reasons for their non-inclusion in the list. It was not
sufficient for the S.S.B. generally to say that it had
considered the other officers and found them unsuitable as
initial recruits. This contention was accepted by the
Supreme Court in Union of India v. Chothia., [1978] 3 S.C.R.
652.
12. Present Cases-In the present matters, we have to
consider certain questions arising out of the second (in the
case of U.P., the second and third) set of selections made
by the SSBs in place of the first selection set aside by
Kraipak. To avoid confusion, we may clarify here that what
we are concerned with in all the cases is the INITIAL
RECRUITMENT under s. 4(1) of the Recruitment Rules but made
for the second or third time, the first selection having
been set aside by Kraipak. The problem arises this way. It
has been mentioned that the first selections by way of
initial recruitments to the State cadres were made sometime
in 1966 and 1967. The Kraipak decision came in 1969. In the
meanwhile in many of the States the first selection had been
followed up by subsequent recruitments largely made on the
basis of competitive examination under rule 4(2)(a) of the
Recruitment Rules and a few also by promotion under rule
4(2)(b). As a result of the second (and third) selections
made by the SSBs, a number of officers in the respective
S.F.S. have been given appointment in the I.F.S. with effect
from 1. 10.1966 under rule 4(3A) and have thus been placed
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in a position of higher seniority vis-a-vis the recruits
under rule 4(2) (all of whom are, for convenience,
hereinafter referred to as ’direct recruits’). The direct
recruits are dissatisfied with this for obvious reasons.
13. The present batches of cases relate to three State
cadres, Maharashtra, Orissa and Uttar Pradesh. Before
dealing with the contentions, it may perhaps be convenient
to give a brief resume of the position in each of these
States.
306
14. Uttar Pradesh-The nine petitioners in the High
Court (of whom 8 are appellants before this court) are
direct recruits of 1968 and 1969 confirmed between 1969 and
1972 after probation. In this State, the initial recruitment
was made in 1966-67 of 85 officers, 58 to posts in the
senior time scale and 27 to posts in the junior time scale.
Subsequently, six persons were promoted under rule 4(2)(b)
and nine persons were recruited under rule 4(2)(a) of the
Recruitment Rules. The initial recruitment having been
declared bad, a fresh SSB was appointed and, on its
recommendations 104 persons were appointed to the Service,
60 to senior time scale posts and 44 to junior time scale
posts. Again in 1976, six more persons were added and thus
110 persons have been taken in as and by way of initial
recruitment as against 85 persons taken in the first
selection. The direct recruits are aggrieved by these
selections. They contend:
(a) Under the Maharashtra Schedule to the Cadre
Regulations, there can be initial recruitment only
to 28 junior posts. This has been exceeded by the
second and third selections;
(b) As on 23.12.1974, the total strength of the cadre
rose to 104 plus 15, appointed earlier under rule
4(2), thus making a total of 119 as against an
authorised strength of 110 only;
(c) The second and third selections can only be made
to validate the initial recruitment of 85 which
had been invalidated and cannot be made use of to
increase the number of initial recruits;
(d) The third selection of six officers is, in any
event, bad as the power under rule 4(3A) could
have been exercised only once; and
(e) It appears that in the subsequent selections
certain officers not adjudged suitable at the
first selection have been included. This could
have been done only if their confidential report
(CRs) subsequent to, or other than, those
considered at the time of the first selection had
been considered. This is not. justified as a
recruitment under rule 4(3A) has to be made as if
it was being made at the time of the initial
recruitment i.e. 1. 10.1966 and subsequent records
cannot be taken into account.
Their contentions having been rejected by the High Court,
they are in appeal.
307
15. Maharashtra-Turning to Maharashtra, the position is
as follows: The first selection was made on 2.2.1967 of 57
officers, 36 for the senior time scale posts and 21 for the
junior time scale posts. This was set aside. On 13.7.1971,
at the second selection, 116 officers were found to be
eligible but only 66 officers were considered suitable for
appointment. 39 out of 51 eligible officers were found
suitable for senior scale out of whom 35 were appointed
immediately and four later. 27 were found suitable for
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junior scale out of whom 23 were appointed initially and
four later. All these 66 appointments were made w.e.f. 1.
10. 1966. The writ petitioners before the High Court (in.
Spl. CA No. 2443/74) were persons who had joined the SFS in
1962 and had put in 4 years.of service as on 1. 10. 1986 and
were thus eligible for consideration to junior scale posts.
Their grievance was that the Government had not considered
the case of all the officers who were eligible for
consideration for junior posts (viz. those in S. Nos. 52 to
116 on the eligibility list) because the Government, which
had found 23 officers suitable when they reached S. No. 96
stopped there and did not consider the names of the others
at all as they should have done under Chothia. Initially,
the writ petition was dismissed on 2.6.1979 for the failure
to implead all persons affected as parties but this Court by
its order dated 24.10.1980 (in CA 2359/80) restored the
matter for fresh disposal after adding the affected persons
as parties. The High Court eventually allowed the writ
petition on 7.8.1981 holding that all the 116 officers
should be considered and that the omnibus reason given for
rejecting some is not sufficient compliance with regulation
5(2)(b) of the Initial Recruitment Regulations. It directed
that now the 116 persons should be considered for the 90
posts available in the State cadre in strict compliance with
regulation 5. Some of the respondents, comprising persons
who had been directly recruited under rule 4(2) between 1968
and 1970, have preferred the appeals to this Court. While
they have in principle no objection to a fresh selection,
their contention is (a) that the recruitments to the senior
time scale posts should not be redone as there is no
controversy regarding the selection of 39 out of 5 1
eligible officers; (b) that the number of selections to
junior time scale posts from out of the candidates S. Nos.
52 to 116 should not exceed 23; and (c) that the selections
should be made on the basis of CRs upto 1. 10. 1966 without
reference to subsequently changes made therein or the CRs
for subsequent periods. On behalf of the writ petitioners
before the High Court (respondents here), a preliminary
objection has been taken. They point out that the appellants
had not raised any protest of this type either at the stage
of hearing of the original writ petitions or at the stage of
their rehearing (when they had been added as parties).
Neither was any counter affidavit filed nor was
308
there any appearance on their beahlf. In view of this, it is
contended that their appeal is not maintainable. It is also
submitted that the selections now being made are for an
initial recruitment as on 1.1().1966, a date at which the
appellants had not been "born" into the service, and so they
do not have any locus standi to complain against any
recruitments as on the said date. Without prejudice to the
above preliminary objections, they also support the judgment
of the High Court on merits.
16. Orissa-In the case of Orissa, writ petitions have
been directly filed in this court. There are eight
petitioners who had joined the Orissa State Forest Service
as on 1.4.1962. After two years’ training, they were
appointed as Assistant Conservators of Forests on 1.4.1964.
By 1.4.1966 they had completed 4 years’ continuous service
in the State Cadre. They were, therefore, eligible for
selection to junior scale posts in the IFS. Two selections
were made by way of initial recruitment, once in January
1967 when 4 1 officers were selected and, then in 1972 when
42 out of 82 eligible officers were selected. The
petitioners were not adjudged suitable at either of these
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selections but they were eventually taken into the IFS under
Rule 4(2)(b) between 1975 and 1977. The petitioners’
contention is that their names were not considered at all
either at the first selection or at the second selection
under an impression that the number of posts in the junior
time scale were limited. It is said that the selections were
made by considering eligible officers in the order of
seniority only to an extent necessary to recruit 41 or 42
persons and the Government did not consider all the 82
eligible officers and select 42 out of them arranged in the
order of preference. This, it is argued vitiates the
selection as held in Chothia. In the counter affidavit,
these allegations are vehemently denied. It is claimed that
the petitioners were all considered at the time of drawing
up the earlier select lists. The respondents, are (a) the
persons selected and appointed in 1972 who are still in
service and (b) persons who have come in between 1966 and
1975 by way of recruitment under rule 4(2)(a). They plead
that the writ petition should be dismissed on grounds of
laches as the petitioners raised no such protest or
objection at any earlier stage and have come to court after
a lapse of twelve years. They also deny the allegations in
the writ petitions and contend that the petitioners had all
been duly considered at the earlier selections but had not
been adjudged suitable for recruitment to the service.
17. These, in brief, are the problems raised in these
cases and we may now proceed to deal with them one after the
other.
309
CAN NUMBER EXCEED INITIAL SELECTIONS?
18. The first contention urged on behalf of the direct
recruits is that rule 4(3A) authorises the Government to
fill in only the number of posts the appointment to which
had been declared void by the Court and no more. Thus, in
U.P., the initial recruitment which had to be quashed
because of Kraipak was of 85 persons. Taking advantage of
this situation, the Government purported to recruit 104
persons on 23.12.1974 and six more in 1976, thus completing
the total strength of 110 as against 85 first filled up.
Likewise, in Maharashtra the first selection was of 57
persons which was expanded to 66 in 1971. ln Orissa, the
first selection was of 41 persons but the second selection
resulted in the recruitment of 42 persons. T his addition to
the number of officers first recruited in the subsequent
selections is challenged by the direct recruits principally
because the subsequent selections, which are deemed to be a
remaking of the initial recruitment, have been given
retrospective effect from 1. 10.1966 and thus these persons
rank higher in seniority to the direct recruits who have
come in from 1967 onwards.
19. We are unable to accept this contention. The
initial recruitment regulations clearly envisage that the
S.S.B. should consider the cases of all the officers in the
S.F.S. who fulfill the conditions of eligibility and judge
their suitability for appointment to posts in the service
and prepare a list of such officers in the order of
preference. This selection was initially done by a Board,
the constitution of which was found to be vitiated. The
logical consequence of this would be that the process has to
be redone by a competent and validly appointed S.S.B. from
out of the eligible officers. It is not anybody’s case that,
in the second or third selections, the Board has considered
persons other than those in the SFS who were eligible as on
1.10.1966. In other words, the range of selection was the
same as was considered or should have been considered by the
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initial S.S.B. It is also not anybody’s case that the Board
has considered the records of any of these officers
subsequent to 1.10.1966. It, however, appears that there had
been some changes, subsequent to 1. 10.1966, in the CRs of
some of the officers pertaining to the period upto 1.
10.1966, consequent on representations made for expunction
or modification of adverse remarks. Sri Kackar suggested
that such revised CRs should not have been taken with
account but we are unable to agree. We do not think that
anyone can validly object to this course since the case of
an officer who has succeeded in having an adverse remark
against him struck off or modified is exactly on the same
footing as if such adverse remarks had
310
not been there at all or had been there in the modified form
right from the beginning. What has happened therefore is
only that, from the same set of officers as had been
considered by the initial S.S.B., the subsequent Boards have
adjudged more officers as suitable for recruitment, partly
due to inherent differences of approach between one Board
and another in the process of adjudication and partly due to
the fact that the records of some of the officers for the
relevant period had undergone changes which had to be taken
into account. One further reason for the increase in the
number of officers adjudged suitable (which we shall discuss
in some detail later) is that the initial S.S.B. considered
only some out of all the eligible officers and did not
extend their scrutiny to all the eligible officers as they
should have done as per the decision in Chotia to sum up,
the decision in Kraipak necessitated a complete review of
the first selection. On no logical basis can the subsequent
Selection Boards be compelled to restrict their adjudication
of suitability to the same list number of persons as the
first Board had selected, so long as the same list of
eligible officers and their records as on 1. 10.1966 were
considered. We see, therefore, no t) merit in the first
contention urged on behalf of the direct recruits.
STRENGTH & COMPOSITION OF THE CADRE
20. The second contention urged on behalf of the direct
recruits is more substantial and is perhaps the vital
contention on which their case rests. It is pointed out that
the Cadre Strength Regulations not merely prescribe the
strength of the various cadres but also their composition.
One of the principal features of the composition as per the
schedules is that the authorised strength prescribed is to
consist of a certain number of senior posts and a certain
number of junior posts. According to the direct recruits,
the schedules prescribe the minimum number of senior posts
and the maximum number of junior posts. It is pointed out:
(a) that all the posts enumerated against-items nos. 1 and 2
in each of the schedules are specifically described as
senior posts; (b) that items nos. 3 and 4 set out in each of
the schedules pertain to recruitments (subsequent to the
initial recruitment) under rule 4(2) of the Recruitment
Rules and that these items have to be left out of account in
considering the initial recruitment under rule 4(1);(c) that
all the posts enumerated against item no. 7 are described as
junior posts; and (d) that the posts mentioned against items
nos. S, 6, and 8 depend upon item no. 4 and so partake of
the same character. Even assuming that all the posts against
item nos. 5 to 8 are only junior posts, the total number of
junior posts cannot exceed 13, 28 and 23 respectively in the
case of Orissa, Uttar Pradesh and Maharashtra. On
311
this premise, it is contended that the appointments
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purportedly made by way of initial recruitment in the
subsequent selections have exceeded the quotas prescribed by
the schedules in regard to senior and junior posts. Thus in
U.P., while the first recruitment of 58 officers to the
senior scale and 27 to the junior scale was in order, the
second recruitment of 44 persons to junior scale posts was
not warranted. Likewise, in Maharashtra while the Government
restricted itself in the first selection to the appointment
of 23 persons to the junior scale, the High Court has now
directed the filling up of all the 90 posts in the cadre by
considering the 116 eligible officers, overlooking that the
maximum number of officers found eligible for consideration
to senior scale posts is only 51 and that out of the balance
of 65 persons only 23 can be appointed to junior scale
posts. The petitioners submit that, while they do not wish
to attack the validity of the appointment of officers in
excess of the respective quotas, it is necessary at least to
ensure that the officers so appointed do not steal a march
over those who have been rightly recruited in terms of rule
4(2) after the first recruitment in terms of rule 4(1) had
been completed.
21. The Government and the initial recruits seek to
meet the above contention in two ways. They contend,
firstly, that the assumption of the direct recruits that the
prescription of strength of the service in the schedule will
apply to the initial recruitment is wrong and that, even if
this were correct, the further assumption that the schedule
separately prescribes limitations on the number of junior
and senior posts is wrong. Secondly, they submit that, even
if both the above assumptions are granted, the argument
overlooks that the rules confer power on the Central
Government to alter the strength and composition of the
cadres at any time and that, therefore, any appointments,
even if made in excees, should be treated as an automatic
expansion of the cadre strength and would not be irregular
or invalid.
22. We may take up the second argument first. If it
were correct. it would be a complete answer to the
contentions of the direct recruits. The argument is that it
is for the Central Government to fix the strength and
composition of the cadres and that this power can be
exercised by it at any time. The first proviso to rule 4(2)
of the cadre rules, it is said, places this beyond all
doubt. As against this, it is contended by the direct
recruits that the proviso relied upon is only a proviso to
rule 4(2) and does not extend to rule 4(1). it is urged that
it has application only to the power of the Central
Government to make alterations to the cadre strength in
between the three-year review contemplated by rule 4(2).
Shri Kackar, in this context, referred us to
312
the following observations in Royappa v. State of Tamil
Nadu, [19741 2 SCR 348 at p. 379:
"We now turn to the first ground of challenged
which alleges contravention of the second proviso
to r. 4(2) of the Indian Administrative Service
(Cadre) Rules, 1954 and r. 9, sub s.(1) of the
Indian Administrative Service (Pay) Rules, 1954.
So far as the second proviso to r. 4(2) of the
Indian Administrative Service (Cadre) Rules, 1954
is concerned, we do not think it has any
application. That proviso merely confers limited
authority on the State Government to make
temporary addition to the cadre for a period not
exceeding the limit therein specified. The
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strength and composition of the cadre can be
determined only by the Central Government under r.
4( l) and the Central Government alone can review
it trienially or at any other intermediate time
under r. 4(2)."
23. We do not think that such a narrow interpretation
of the proviso is warranted. As we see it, the proviso only
outlines the general principle that, whoever has the power
to do a particular thing has also the power to exercise it
from time to time, if need be: (vide, s. 14 of the General
Clauses Act, 1897). It had to be specifically put in because
of the language of the main part of sub-rule (2) providing
for a triennial review lest it should be construed as a
restriction on the general power otherwise available. We,
therefore, agree with the contention of the initial recruits
that the Central Government has the power to alter the
strength and composition of the cadres at any time. We are,
however, still of the view that the contention urged on
behalf of the initial recruits cannot be accepted for a
different reason. If the terms of the relevant rules are
scrutinised, it will be seen that the strength and
composition of the cadre has to be determined by regulations
and that these regulations have to be made by the Central
Government in consultation with the State Government. It is
a well settled principle that, if a statutory power has to
be exercised in a particular manner, any exercise of that
power has to comply with that procedure. [t follows,
therefore, that if the initial composition can be only drawn
up in consultation with the State Government and by
regulations, it will not be permissible for the Central
Government to modify or alter the same save in the same
manner. In fact also, it has been brought to our notice,
there have been subsequent increases in the authorised
strength of almost all State Cadres and this has been
effected by an appropriate amendment to the Regulations. It
is not the
313
case of the Government that before the second and third
selections were made, either the State Government was
consulted or the regulations were amended for increasing the
strength. Nor is it even their case that there was any
specific order by the Central Government changing the
strength and composition of any cadre. We are, therefore, of
opinion that it is not possible to accpet the contention of
the initial recruits that the mere appointment of an excess
number of officers should be treated as an automatic
expansion of the cadre strength and composition in exercise
of the power available under rule 4( 1).
24. On behalf of the Government and the initial
recruits, it was contended that the Regulations, in this
respect, cannot be considered to be mandatory, particularly
as they do not outline the consequences that will follow on
a violation of their requirements. Reference was made, in
this context, to the decision of this court in Lila Gupta v.
Lakshmi Narain, [1978] 3 SCR 922 at p. 932; Atlas Cycle
Industries Ltd. v. State of Haryana, [1979] 1 SCR 1070 at p.
1076 and 1084-5 and G.S. Lamba v. Union of India, AIR 1985
S.C. 1019 at p. 1032. We do not think the observations cited
are in point. The nature and context of the provisions
considered in the cited decisions were totally different. In
Lila Gupta, the court was concerned with the question
whether a marriage contracted in violation of the proviso to
s. 15 of the Hindu Marriage Act should be considered void;
and the Atlas case, the question was whether the non-lying
of a notification before the Legislature rendered it null
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and ineffective; and in the Lamba case the court, in the
context of certain facts, came to the conclusion that the
exercise of a power of relaxation should not be treated as
vitiated merely because reasons were not recorded. Here we
are concerned with a set of Regulations whose whole purpose
is to fix the cadre strength. It is also a provision in
regard to an All-India Services in regard to the
constitution of which both the Central Government and State
Governments have a say. It is difficult to accept, in this
context, the submission that the cadre strength could be
varied without amending the Regulations and schedule of
without consulting the State Government concerned. The
former course would leave the strength of the cadre easily
alterable, fluctuating and indeterminable and thus nullify
the entire purpose of the Cadre Strength Regulation. So far
as the latter is concerned, this Court held, in Kapur v.
Union of India, [1975] 2 S.L.R. 531 that it is not open to a
State Government to overutilise the deputation reserve in
all All-India Service without consulting the Central
Government. Equally, we think, it is not open to the Central
Government to alter the strength and composition of the
Cadre without con-
314
sulting the State Government concerned. The second argument
of the initial recruits is, therefore, rejected.
25. We may now turn to the first argument which, again
consists of two parts. The first is that the restriction on
number of officers in the schedule does not apply to the
initial recruitment at all. It is argued that the idea and
intention of the Initial Recruitment regulations is that all
officers of the SFS found eligible for appointment either in
the senior time scale or in the junior time scale and
adjudged suitable for such appointment to the service by the
S.S.B. and U.P.S.C. will automatically stand recruited to
the service irrespective of the number of such of . Thus, it
is argued that even if, in any particular State, the number
of such officers exceeds the total authorised strength of
that State Cadre as per the Schedule to the Cadre
Regulations, there can be no bar to their initial
recruitment to the service. In support of this contention,
it is pointed out that items nos. 3 and 4 mentioned in the
schedule, viz., posts to be filled by direct recruitment,
are references to recruitments under rule 4(2) of the
Recruitment Rules. It is then said that item no. S and 8
which are expressed as a percentage of item no. 4 can also
be considered only as a reference to such subsequent
recruitment. It follows, it is argued, that the total
authorised strength which is the aggregate of item nos. 3 to
8 can pertain only to the strength of recruitments under
rule 4(2) and not to the initial recruitment. Plausible as
this argument appears, we are unable to accept this
contention. The Cadre Regulations read with the Cadre Rules
leave no doubt that the strength and composition referred
to, or prescribed, therein is of the entire cadre of the
service in the State concerned and is not restricted to the
recruitments made after the initial recruitment. The total
authorised strength referred to is the total number of
officers who, at any point of time, can man the posts in the
cadre. It could not have been the intention that the cadre
should consist of an indefinite number of persons recruited
by the SSB from the SFS supplemented by the number of
officers referred to as the total authorised strength. This
conclusion is reinforced by three important considerations.
The first, as rightly pointed out by Sri Kackar, is that if
the intention were that the Schedule was to operate only in
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respect of recruitments under rule 4(2), it would have been
specifically so mentioned. Not only has this not been done;
the regulations have been made retrospective with effect
from the date of commencement of the Service which would be
totally without purpose on the argument addressed by the
initial recruits. Such a situation cannot be accepted. The
second is that the number of officers referred to against
item nos. 3 and 4 is the same as the numbers indicated
against 1 and 2 which represents posts already in
315
the State cadre and in Central Government and which have to
be filled in by way of initial recruitment. Thus, for
example, if in Maharashtra, 67 officers in the SFS are found
eligible and are recruited to the service against the
various cadre posts and if subsequently 67 officers are
recruited against item nos. 3 & 4, the total authorised
strength will rise to 134. The fact that the total of items
1 and 2 is the same as the total of items 3 and 4 indicates
beyond doubt that, apart from officers recruited against
items 5 to 8, the cadre, at any point, can only consist of
the number prescribed as the authorised strength and not
virtually twice that number. The more harmonious way of
reading the entries in the schedule in that the maximum
strength of the cadre at any point can only be the total
authorised strength which will comprise of the senior posts
mentioned against items nos. 1 and 2 and the adjuncts
specified against items nos. 5 to 8. Items 3 and 4 are
indicated in the schedule only to show that after the
initial recruitments are over and recruitments are to be
made to senior posts in the cadre under rule 4(2), the
number of promotes should not exceed 331/3% of the senior
posts in the cadre, which is the requirement of rule 9 of
the Recruitment Rules. The break-up and composition of the
cadre, referred to against items nos. 3 and 4, will only be
relevant at the stage when, all the initial recruits having
retired or ceased to be in service, the cadre comprises
exclusively of persons recruited under rule 4(2). The third
consideration which reinforces our conclusion is the
significant mandate that the initial recruitment under rule
4(1) shall be "subject to the availability of vacancies in
the State Cadre concerned". If the number of initial
recruits can be indefinite and limitless as urged, this
expression would be meaningless. The apprehension that the
interpretation placed by us would create difficulties where
the number of eligible officers of the SFS adjudged suitable
exceeds the total strength is really without foundation. In
the first place, a good deal of discussion preceded the
framing of the rules and regulations and one can reasonably
assume that the cadre strength has been fixed for each State
with a fair idea about the number of SFS officers who may be
eligible and are likely to come into the cadrs at the time
of initial recruitment. The actual experience in the three
States before us also shows that the contingency of such
officers exceeding the total authorised strength is quite
remote. Secondly, even if in any case there should be an
excess of such officers, no insurmountable problems will be
created. The Central Government, in consultation with the
State Government (which would only be too anxious to place
its eligible officers in the All-India Service) can increase
the authorised total strength to accommodate them. Even
otherwise, the surplus officers will be kept in the waiting
list and will get into the service as and when vacancies
available due to retirement
316
or other vacation of office by the initial recruits arise or
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as and when the cadre strength is augmented. All that is
necessary is that they should all be accommodated before
recruitment under rule 4(2) is undertaken. There is,
therefore, no difficulty in holding that the total
authorised strength of the cadre is to be counted by
including the initial recruits and that all eligible
officers adjudged suitable cannot be recruited to the
Service in excess of the total authorised strength.
26. The truly critical, and really difficult, question
that needs consideration in these appeals is not that
appointments by way of initial recruitment were made in
excess of the total authorised strength but that the
Government has failed to keep in mind the restrictions
placed on the number of senior and junior posts in each
cadre while making appointments. The point made is that, in
each State cadre, the posts indicated against items nos. I
and 2 are senior posts. These, say the petitioners, can be
filled up subject to the availability by officers found
eligible under regulation 4(1). Items nos. 3 and 4 do not at
all figure at the time of initial recruitment. So far as
items 5 to 8 are concerned, it is submitted, items 7 and 8
are clearly junior posts and, though there is no indication
whether items nos. 5 and 6 are to be junior or senior posts,
the total number of junior posts in the cadre cannot exceed
the total number mentioned against items nos. 5 to 8. The
grievance of the petitioners is that more recruitments have
been made against junior posts than is permissible under the
respective schedule.
27. The above contention arises in the following way.
In U.P. as has been pointed out earlier, the first
recruitment of 58 and 27 fell within the prescribed
strength. But, in the second selection, 44 junior posts and
again six more officers in a third selection were taken in.
This it is said, was not justified as the maximum number of
junior posts in the cadre was only 28. While it is suggested
that, strictly speaking, the appointment of surplus officers
is invalid, the petitioners say that they do not want those
appointments declared invalid but only pray that they should
not be treated as initial recruits and hence should be
placed in seniority below the direct recruits. In
Maharashtra, the setting aside of the initial recruitment is
not, and cannot be, complained against in view of the
earlier decision of this Court. The only grievance here is
that the High Court, while ordering a redo of the initial
recruitment, by a second selection, has directed that, the
116 eligible persons should be considered for 90 posts,
without specifying that officers eligible for senior scale
will have to be considered for 67 senior posts and a maximum
of only 23 officers could be taken for junior posts. In
317
Orissa, 41 officers were recruited in 1967 and 42 in 1972 by
way of initial recruitment. It is not known whether the
number of officers appointed to junior posts has been
restricted to 13 (the total of items nos. 5 to 8 in the
Schedule) or not but there is no allegation that this number
has been exceeded and so this question does not arise.
28. The answer of the initial recruits to this
contention is that it proceeds on a complete misapprehension
of the nature of the all-India Service and the composition
of the cadre. They say that the rules contemplate two
stages. The first is a recruitment of an officer to the All-
India Service, whether under rule 4(1) or 4(2), in
accordance with the regulations and subject to the total
strength authorised thereunder. This is done by the Central
Government and it is with this that we are concerned here.
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The second is the appointment of a person recruited to the
Service to a particular post in the cadre. This has to be
done by the State concerned under rule 7 of the Cadre Rules.
At the first stage, the post which the person may eventually
accept in the service is totally irrelevant. Once a person
is recruited, whatever may be the post to which he may be
assigned, he will be an I.F.S. Officer belonging to the
cadre. To give an easily understood analogy, a person who
succeeds in the written and viva voce tests held for
recruitment to the Indian Administrative Service becomes a
member of the Service once he is recruited having been
selected and having come within the scope of the available
posts in the service. Thereafter, whether he is to be
appointed as a Collector or as an officer in the Secretariat
or is to occupy one of the innumerable cadre posts allotted
to the service and whether he should be given a junior post
or senior post will be a concern of the State concerned and
will have no bearing on the validity of his initial
recruitment to the service.
29. The initial recruits also object to the attempt of
the direct recruits to equate senior and junior posts with
senior time scale and junior time scale posts mentioned in
the Initial Recruitment Regulations. They say that a senior
officer can occupy a junior scale post if exigencies of the
service so require. This will not cause any prejudice to the
officer because he will be carrying his own time scale of
pay on any post. So also, a very junior officer can be
appointed to a senior post, for the Pay Rules envisage an
officer just recruited to the service being appointed
simultaneously to a post on the senior time scale. Attention
is also invited to the definition in the Seniority Rules
which defines certain posts as senior in the light of the
status of the officer occupying the same. It is urged,
therefore, that though the Cadre Regulations describe some
posts as senior and some as junior, this is
318
only a description of the nature of the posts on the cadre
and has no bearing on the nature of the initial recruitment.
Hence, it is said, a reference to the junior and senior
posts should not be confounded with the right of an
appointee to be placed on a junior or senior time scale
post, as the case may.
30. We have given careful thought to the various
aspects of the issue and it seems to us that the initial
recruits are right in contending that the Cadre Regulations
do not lay down any water-tight classification of junior and
senior posts in the manner contended for by the direct
recruits. It is true that the Cadre Regulations make a
reference to senior and junior posts but this is not
intended to be an essential element in the composition of
the cadre. For one thing, the Cadre Regulations do not
indicate, in respect of a number of posts, whether they are
to be considered as junior or senior. This would not have
been the position if this classification was intended to be
a vital feature of the composition. Secondly, the Cadre
Regulations contain no definition of the words ’senior’ and
’junior’ posts. There is a definition only in the seniority
rules but even that definition declares a post indicated in
item no. 2 of the schedule as a senior post to be a senior
post only when the current incumbent therein at any point of
time is an officer on the senior time scale of pay. Nor can
we conclude that the posts are divided into senior time
scale and junior time scale posts, the former of which can
be describe as senior, and the latter as junior posts. This
is because the Pay Rules show that if regard be had to pay
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scales, some of the posts are on scale of pay higher than
either of the scales indicated in rule 3 thereof. Again the
rules envisage that (a) officers recruited under rule 4(1)
should be placed on either of the scales depending, broadly
speaking, on the length of their service; (b) direct
recruits through competitive examination should be taken on
the junior scale; and (c) that recruits through promotion
should be placed on the senior scale. In other words, it
cannot be postulated that entrants to the service will first
enter on a junior scale post and work his way upward. Though
rule 6A of the Recruitment Rules permits an appointment of
an officer on a junior time scale post to a post on the
senior time scale only if "having regard to his length of
service, experience and performance in the junior scale of
pay, the State Government is satisfied that he is suitable
for appointment to a post in the senior time scale of pay",
rule 4 of the Pay Rules envisages an officer recruited under
rule 4(1) of the Recruitment Rules being simultaneously
appointed to a post on the senior time scale. This rule
indeed takes away the basis of the arguments on behalf of
the direct recruits for it will be open to the State
Government to appoint even officers recruited on junior time
319
scale to posts on the senior time scale. Equally, there
appears to be no specific bar to an officer recruited to the
senior time scale being appointed to a post described as a
junior post in the Schedule to the Cadre Regulations as such
an officer will carry his time scale with him, although,
normally, such an appointment is not likely to be made. All
these rules therefore show that an officer being in the
junior or senior time scale or a on a junior post or senior
post depend upon various eventualities and it is not
possible to pin down any posts as senior or junior or any
officer as on one of the two time-scales. We are, therefore,
inclined to agree with the initial recruits that the
reference to junior and senior posts in the cadre should not
be considered to be so a rigid or integral part of the cadre
composition as to affect the validity of appointments made
in excess of a particular number.
31. However, we would like to say that, in the view we
take of the regulations as discussed below, it is
unnecessary to express any concluded opinion on the above
issue. One thing that is plain on the terms of the
regulations is this: that, once a person is found to be
eligible and is adjudged suitable for recruitment under the
Initial Recruitment Regulations, he has to be taken into the
service as part of the initial recruitment either
immediately on 1. 10. 1966 or as and when vacancies arise in
the cadre. When the number of officers found eligible for
each category is less than the number of available posts in
the corresponding category, there is no difficulty. But
where the number of suitable candidates to either category
or in both categories exceeds the number of posts,
difficulties arise on the stand taken by the direct
recruits. In this context, we can conceive of four types of
situations. To illustrate with reference to a concrete
example, we may consider a State where, on the basis urged
by the direct recruits, there are 45 senior and 20 junior
posts in the cadre. Let us suppose that the SSB’s selections
reveal one of the following alternative states of affairs:
(i) that 25 persons in the SFS are suitable for senior
posts and 15 persons for junior posts;
(ii) that 25 persons in the SFS are suitable for senior
posts and 40 persons for junior posts; G
(iii)that 50 persons in the SFS are suitable for senior
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posts and 15 for junior posts; and
(iv) that 75 persons in the SFS are found suitable for
senior post and 40 for junior posts.
320
Situation (i) will create no difficulty. The initial
recruitment will be inadequate to fill up the cadre and the
remaining posts will have to be filled in by recruits under
rule 4(2). In situation (iii) also, there will be no
difficulty if it can be agreed that persons found eligible
for senior posts can be given junior posts for the time
being. But if this is not conceded, five of the officers
found suitable for senior posts will be left out even though
five of the junior posts are vacant and will have to wait
until enough senior posts fall vacant and then compete for
them alongwith others who may have become eligible therefor
by then. In situation (ii) above, though there are 40
persons found suitable for junior posts, twenty of them will
have to be left out even though there are 20 senior posts
remaining vacant. And, in situation (iv) above, 30 .
Officers adjudged suitable for senior posts and 20 for
junior posts will he left out. The situations thus result
(a) either in vacancies being unfilled though there are
available officers adjudged suitable (b) or in officers
adjudged suitable being left out altogether. The first of
these positions is contrary to the spirit of the
Recruitment. Rules that no cadre posts should remain vacant
for long spells particularly when cadre officers are
available to occupy them. It is necessary to remember in
this context that if the vacancies are in senior posts they
can be filed up only by SFS officers with X years’
continuous service and, ex hypothesi, such officers will not
be available for at least four more years, and if the
vacancies are of junior posts, they can be filled in only
after a competitive examination is held and this will take
time. The second of the positions will leave the officers
selected for the service and having more than 4 years of
experience in the SFS in a very uneviable position. They
cannot be appointed according to the petitioners, because
there are no vacancies of posts for which there have been
found suitable. They cannot seek recruitment under rule
4(2)(a), as regulation 4(3) of the Appointment by
Competitive Examination Regulations prescribes an upper age
limit of 24 years which they would have crossed already and
permits relaxation of that age limit only to persons
directly recruited to the SFS officers who had put in less
than four years’ service including their training period.
They cannot also hope for recruitment under rule 4(2)(b)
until they put in eight years’ of service. The result will
be that these persons will be in the dilemma of looking on
and seeing younger people and people with shorter service
being recruited under rule 4(2). Surely that could not, have
been the intention of these rules and regulations. Such an
interpretation also amounts to an arbitrary and
discriminatory treatment of a group of officers incompatible
with the spirit of article 14 of the competition. We cannot,
therefore, accept the contention that officers of the SFS
who have been adjudged suitable by the SSB should
321
not be taken into the service merely because their number
exceeds the number of posts available. True, they cannot be
appointed immediately but the consequence cannot be that
they should be ignored and persons recruited under rule 4(2)
given preference over them.
32. The correct solution, in our opinion, on a proper
construction of the rules, is this. Even accepting the
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position, for the sake of argument, that the number
specified for each category of posts in the Cadre
Regulations limits, as contended for by the petitioners, the
number of persons who could have been taken into the service
in those posts in the first instance, the others are also
entitled to be absorbed into the service as and when
vacancies occur, by reason of Rule 6 of the initial
Recruitment Regulations. The filing up of such vacancies
will also be part of the initial recruitment contemplated
under rule 4(1) and no recruitment under rule 4(2) can start
before the above process is complete. It is only rational to
interpret the rules as laying down that all those officers
of the SFS with 8 or 4 years’ experience, as the case may
be, who are adjudged suitable for the service should be
recruited to the service before any recruitment can at all
start under rule 4(2). Whether all such persons are entitled
to the back-dating of their appointment to 1. 10. 1966 or
not, they are certainly entitled to contend that their
appointment should be given precedence over the appointments
of recruits under rule 4(2) of the Recruitment Rules. That
being so, if there are vacancies against which recruitments
could have been made under rule 4(2) they should have first
gone to these left-overs among the eligibles. In this view
of the matter the plea of the petitioners that they will get
precedence over these surplus officers among the eligible
cannot at all be accepted.
CAN THERE BE RECRUITMENT MORE THAN ONCE?
33. The next contention urged by Shri Kackar was that a
fresh selection by way of initial recruitment can take place
only once and cannot be repeated twice as has been done in
the State of Maharashtra. He cited, in this connection, a
decision of the Punjab & Haryana High Court in Union of
India v. Harnek Singh, L.P.A. 406/83 decided on 20.9.83
affirming the decision of the Single Judge in W.P 545 75. We
think that this argument proceeds on a misapprehension. To
recapitulate the facts relating to this cadre, there were
116 officers who were eligible for consideration by the
Selection Board. The first selection was of 57 persons (36
to senior scale posts and 21 for Junior scale posts). This
was set aside because of Kraipak. This necessitated a
reconsideration of the cases of the 116 eligible officers by
a different
322
SSB of suffering from the defect that vitiated the earlier
one. This S.S.B. appears to have committed the mistake of
considering only 97 persons out of 116. This was not
correct, as it was the duty of the Selection Board, under
Chotia, to consider all the 116 officers, arrange those
adjudged suitable in their order of preference and give
reasons for not including in the list the names of those not
adjudged suitable. This has, therefore, necessitated the
second selection which the High Court has directed. Apart
from the fact that such a fresh selection has to follow as a
necessary consequence of the setting aside of the earlier
selection by the court, it is also specifically warranted by
the terms of rule 4(3A) which authorises such fresh
recruitment under sub-rule ( 1) ’.where appointments to the
service in pursuance of sub-rule (1) have become invalid by
reason of any judgment or order of any court. " It is not
limited to a fresh recruitment becoming necessary on account
of Kraipak.
34. The position in this regard in U.P. is slightly
different. Here 5 persons were recruited initially but this
became bad due to Kraipak. Subsequently, 104 persons were
recruited. We have already held that this recruitment cannot
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be challenged either because it is of a number larger than
the initial 85 or because it selects 44 officers eligible
only for the junior time scales. Sri Kackar, however,
contends that there was no justification to recruit six more
persons in 1976. Here again, though ostensibly there have
been two selections, there has been in substance only one
selection in place of the one set aside by reason of
Kraipak. It is not in dispute that the Selection Board has
considered only such of the officers as were eligible on 1.
10. 1966. It is also common ground that the selection has
been made only on the basis of the C. Rs. pertaining to that
period. We have already pointed out that it is only right
that persons should be adjudged on the basis of the correct
C.Rs. pertaining to them. Any expunction or modification in
the CR of a period naturally relate back to that period and
no legitimate objection can be taken if the correct CRs are
taken into account. In our view, therefore, there was
nothing wrong in the selections made by the Selection Board.
Though made in two stages, the Board was only considering
and selecting suitable officers out of those eligible for
consideration on 1- 10- 1966 on the strength of their CRs
uptil then and this has to be taken only as the initial
recruitment, done in two stages but really one.
RETROSPECTlVE EFFECT OF RULE 4(3A)
35. Sri Kackar took considerable pains to urge that the
persons
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selected in 1972 and later cannot claim seniority over the
petitioners recruited earlier under rule 4(2). The argument
was that, even if this be treated as authorised by rule
4(3A), the retrospective effect to this rule has to be
limited by reference to s. 3(lA) of the Act. He contends,
relying on the decision in Inderjit Singh v. Union of India,
[1975] 2 S.L.R. 839 that the Act has been framed in exercise
of the powers conferred by Article 312 of the Constitution
and that, unlike rules framed under Article 309 of the
Constitution, the rules framed under the Act cannot have
greater retrospective effect than is authorised by the Act
itself. He therefore urges that rule 4(3A) should not be as
interpreted as to "prejudicially affect the interests" of
the petitioners who, by reason of their earlier appointments
under rule 4(2) have earned a higher seniority than the
respondents who are subsequent recruits under rule 4(1). We
do not think it is necessary to go into all these questions.
Granting all the premises of Sri Kackar, we think that rule
4(3A) does not offend any of them. The rule only places the
fresh recruits in the same position as if they had been
recruited in the first instance i.e. On 1.10.1966 as indeed
they should have been and thus involves no retrospective
effect beyond the date of commencement of the Act. It is
also not correct to suggest that it prejudicially affects
the direct recruits in any way. The fresh selectees of 1974
were all in the SFS on 1. 10.1966, at a time when the
petitioners were nowhere in the picture. As we have pointed
out earlier the petitioners acquire under the rules no right
to be in the service until after the initial recruitment is
over. The mere fact that, due to certain fortuitous
circumstances, that initial recruitment has had to be set
aside and time has been consumed in the process of remaking
that selection validly and properly, cannot, in our view,
confer a right on the recruits under s. 4(2) so as to
justify their complaint that some benefits given to them
have been taken away. Under the rules, they can rank only
after the candidates who get in by way of initial
recruitment. In that position there is no change and the
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petitioners cannot be aggrieved that those in service in the
SFS are found suitable for recruitment to the service and
taken into the service w.e.f. 1. 10.1966. As we have
observed earlier, those persons, even if not entitled to
appointment as on 1.10.1966, are entitled to be appointed as
and when vacancies arise and must always be given a position
of precedence over the recruits under rule 4(2). In this
view of the matter the direct recruits can hardly claim that
they are prejudicially affected by the remaking of the
initial recruitment. We, therefore, do not see any force in
Sri Kakker’s contention.
THE POSITION IN ORISSA
36. So far as orissa is concerned, the position is very
simple. It
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clearly emerges from our discussion above that all the 82
eligible officers had to be considered for initial
recruitment. Though it has been alleged in the counter-
affidavit that they had been so considered, the Government
note referred to by counsel dated 2.6.1967 (at p. 47 of the
paper-book) indicates to the contrary. The S.S.B. merely
selected 42 officers and made an omnibus observation that
the others were found unsuitable. This, as explained in
Chothia, is not proper compliance with the rules and so the
selection has to be aside with a direction that it should be
redone properly.
37. It has been vehmently contended for the respondents
that the writ petition should be dismissed on the ground of
laches. It is true that the petitioners have come to court
somewhat belatedly. Counsel urged that they had been under a
bona fide impression that they had been considered and found
ineligible. But this does not appear to be correct. T here
is on record (at p. 44 of the paper book) a representation
made by one of them on 20.4.67 from which it seems that he
was even then aware that his name had not been considered at
all because of an interpretation that the junior posts were
limited to 19 only. Nevertheless, they did not take any
steps. The Gujarat, Karnataka and Maharashtra judgments on
which the petitioners rely had been rendered in 1978, Jan.
1981 and August 1981 respectively but even after that the
petitioners allowed time to lapse. There has therefore been
delay on the part of the petitioners in coming to Court.
Nevertheless, having regard to the complicated nature of the
issues involved, we do not think that the petitioners should
be put out of court on the ground of laches. The position as
it has now emerged is that all 82 eligible officers as on 1.
10. 1966 should be considered and not merely some of them.
Their suitability should be adjudged. If they are not found
suitable, reasons should be given which the U.P.S.C. should
be able to consider. If they are found suitable a list of
such officers should be drawn up with ranking given to them
in the order of preference for the consideration of the
U.P.S.C. Since this has not been done the recruitments have
to be set aside and the matter remanded with directions that
it should be finalised as per the Recruitment Rules and in
the light of the above discussion.
OTHER CONDITlONS
38. Before concluding, we may touch upon certain other
contentions which were urged before us:
(i) Shri Kackar, for instance, made a reference to
rules 3 and 4
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of the All India Services (Conditions of Service-Residuary
Matters) Rules, 1960, the Government of India’s decisions
thereunder and the decisions of this Court in Shri Amrik
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Singh and others v. Union of India and others, [1980] 2 S .L
. R. 1 10 and R. R. Verma and Ors. v . The Union of India &
Ors., [1980] 2 S.L.R. 335 interpreting the same. These rules
confer powers on the Central Government to relax or dispense
with the requirements of any rule in case they cause undue
hardship in any particular case and also to decide questions
arising as to the application or interpretation of certain
rules applicable to All-India Services. Apart from the fact
that no relaxation, dispensation or interpretation has been
made by the Government, we see no occasion at all to involve
these provisions and we need not go with the question of
their interpretation.
(ii) Shri Kackar also made a reference to rule 3(3) of
the Pay Rules inserted in 1980 to highlight the fact that
since promotions in the service are under this rule, based
on "merit with due regard to seniority", the interests of
the direct recruits is vitally affected by the fall in their
seniority resulting from the induction of initial recruits
by a second or third or even further selection. We have
already pointed out that this argument proceeds on a
misconception. The direct recruits cannot have any grievance
against the remaking of the initial selection because they
cannot deny to the eligible officers on the S.F.S. their
legitimate dues. No doubt, they can complain against the
fall in their seniority if these subsequent selections are
invalid but, if, as we have explained above, they are the
logical consequence of Kraipak and have been validly made,
they can have no grievance. In the latter event, it is
actually the persons who ought to have been included in the
first selection but were not, due to no fault of theirs, who
have room for legitimate complaint that recruits under s.
4(2) have been allowed to forestall them.
(iii) Sri Kakkar submitted that the view we have taken
that recruitment under rule 4(2) cannot be restored to until
initial the recruitment under rule 4(1) is complete runs
contrary to the following Observations of this Court in
Parvez Qadir, [1975] 2 SCR 432 at p. 443.
"If the interpretation urged by the petitioner’s
learned Advocate to be accepted, then the initial
recruitment not having taken place till after the
Kraipak’s case was decided any subsequent
recruitment to the Service under sub-rule (2) of
rule 4 cannot take place. Such cannot, in our
view, be
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the purpose of the rules and regulations, nor was
it so in tended . "
We do not agree The above observations were made in
the context of answering an argument that. the officers for
initial recruitment have to be considered not as on 1.
10.1966 but as on the date of the (second, third or
subsequent) selection that may have to be made consequent on
Kraipak. The court pointed out that, to uphold such a
contention would virtually render the rules and regulations
meaningless as, then, one unsuccessful aspirant after
another could hold up the selections by way of initial
recruitment indefinitely and thus deprive others of benefits
they could have otherwise obtained. This Court did not, and
did not intend to, observe, inspite of the language of rule
4(2), that recruitment under that rule could be made even
before recruitment under rule 4(1) are complete.
(iv) Shri Singhvi in supporting his plea that the
appeal in the Maharashtra cases is not maintainable relied
on the following observations of the Court in HarjeetSingh
v. Union, [1980] 3 S.C.R. 459:
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"On the other hand we think that the Fixation of
Cadre Strength Regulations made under Rule 4 of
the Cadre Rules do not over-ride the Recruitment
Rule, the remaining Cadre Rules and the Seniority
Rules so as to render invalid any service rendered
by a non-cadre officer in a Cadre post on the mere
ground of breach of the Fixation of Cadre Strength
Regulations, when there has been strict compliance
with Rule 9 of the Cadre Rules. We think that
fixation of Cadre Strength is the exclusive
concern of the Central and the State Governments
and the Regulations are made for their convenience
and better relationship. Excessive utilisation of
’Deputation or Central Reserve’ is a matter for
adjustment and controversy between the Central and
the State Governments and is of no concern to any
member of the Service. For example no can cadre
officer who is asked to fill a deputation post can
refuse to join the post on the ground that the
’Deputation Reserve’ has already been exceeded.
The Regulations are not intended to and do not
confer any right on any member of the Service,
unlike some other Rules which do confer or create
rights in the members of the Services. Among other
Rules, for instance Rule 9(2) of the Recruitment
Rules stipulates that the total number of persons
recruited by promotion shall not at
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any time exceed 25% of the posts shown against
item Nos. 1 and 2 of the cadre in the schedule to
the fixation of Cadre Strength Regulations. Now,
if at a point of time this limit is exceeded,
direct recruits may have a just cause for
complaint and it may perhaps be held that to the
extent of the excess the appointments by promotion
are invalid and confer no rights of seniority over
direct recruits. But, as we said, the Fixation of
Strength Regulations confer no rights on members
of the Service and a mere breach-of the
Regulations furnishes no cause of action to any
member of the service on the ground that his
seniority is affected in some round about way. We
may add that there is no suggestion that Rule 9(2)
of the Recruitment Rules was contravened."
He urged, on the strength of these observations, that
the Cadre Strength Regulations only provide for internal
adjustments at the discretion of the Government that no one
can claim a right on the strength of those Regulations. In
our opinion the argument places the case of the initial
recruits on too high a pedestal to be accepted and we do not
think that the cited observations help him sustain such a
tall argument. The exception, given by way of illustration
in the above passage, indicates that there can be
circumstances in which rights can be created in certain
recruits under the Cadre Strength Regulations. If we had
agreed with the direct recruits that there had been some
invalidity or infirmity attached to the subsequent
selections by way of initial recruitment, we would not have
rejected the appeal on the ground that the Regulations
cannot give rise to a cause of action. It is only because we
have come to the conclusion, on a proper interpretation of
the Cadre Strength Regulations and the Recruitment Rules,
that there is no error in the procedure followed by the
Government that we are rejecting the appellants’ contention.
39. We would like to make one more thing clear before
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we conclude. It is not our intention, nor can it be the
result of our discussion, that the appointment of any of the
officers recruited under rule 4(1) or 4(2) should be
considered invalid. All the officers selected will have to
be adjusted, if necessary, by amending the Cadre
Regulations. The only result of our findings will be the
readjustment of their seniority with necessary and
consequential effect on their promotions in the Service.
CONCLUSlON
40. In the result, we see no merits in the appeals from
U.P. and
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Maharashtra which, consequently, stand dismissed subject to
what we have observed above. So far as the Orissa writs are
concerned, they are allowed and the S.S.B. is directed to
redo the selections in the light of the principles set out
in this judgment. We make no order as to costs.
S.L.
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