Full Judgment Text
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PETITIONER:
R. P. KAPUR
Vs.
RESPONDENT:
PRATAP SINGH KAIRON & OTHERS
DATE OF JUDGMENT:
02/08/1963
BENCH:
HIDAYATULLAH, M.
BENCH:
HIDAYATULLAH, M.
DAS, S.K.
GAJENDRAGADKAR, P.B.
SARKAR, A.K.
WANCHOO, K.N.
GUPTA, K.C. DAS
AYYANGAR, N. RAJAGOPALA
CITATION:
1964 AIR 295 1964 SCR (4) 224
ACT:
Civil Servant-Enquiry under Public Servants (Inquiries) Act,
1850-Order of enquiry whether competent when First Informa-
tion Report already filed under Code of Criminal Procedure-
Meaning of "misbehaviour" in Inquiries Act-Differences in
procedure, between enquiry under Public Servants-
(Inquiries) Act and All India Se)-vices (Discipline and
Appeal) Rules, 1955 whether violate, Constitution, Art. 14-
Articles 16 and 20(3)-Order of Government if malafide-Public
Servant Inquiries Act, 1850, s. 2-411 India Services
(Discipline and Appeal Rules, 1955-Code of Criminal
Procedure, ss. 5, 154-Constitution of India Arts. 14,. 16
and 20(3).
HEADNOTE:
The appellant jointed the Indian Civil Service in 1938. He
continued in the service after the independence of India and
since 1948 has been serving the Government of Punjab. In
July, 1959, When he was serving as Commissioner Ambala
Division, he was placed under suspension. A few months
before that, two criminal cases had been instituted against
him. Several other cases were instituted against the
appellant and some of his relations during the year 1960.
The criminal cases which were pending in the courts. of
different Magistrates in the Punjab were transferred to
Criminal Courts subordinate to the Allahabad High Court by
the orders of this Court. Two of those cases had to be
dropped by the orders of Additional District Magistrate,
Saharanpur. The cases started on the complaint of Dhingra
and report of Daryo Singh were consigned to record as
untraced by the orders of the Magistrate on May, 25, 1961.
On May 26, 1961, an order was passed in the name of the
Governor of Punjab directing an enquiry against the
appellant under the Public Servants (Inquiries) Act, 1850.
Some of the charges were in respect of the acts alleged
against the appellant in the complaint of Dhingra and the
other charges were in respect of the acts alleged against
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him in the report of Daryao Singh. By another order of the
same date, the Governor appointed Mr. Justice D. Falshaw,
then a puisne Judge of Punjab High Court, as Commissioner
for holding the enquiry. Notice was duly served on the
appellant and he was informed that the enquiry would begin
on August 28, 1961. On July 18, 1961, the appellant filed a
writ petition under Art. 226 of the Constitution praying.
for an order striking down the order of the Government for
making the enquiry against him. The High Court rejected all
the contentions raised by the appellant and dismissed the
writ petition. The appellant came to this Court by special
leave.
205
The contention of the appellant before this Court was that
no enquiry could be held under the Inquiries Act in as much
as the First Information Reports had already been lodged
under the Code of Criminal Procedure in respect of the acts
mentioned in the articles of charge, that Section 2 of the
Inquiries Act was bad as the word "misbehaviour" was too
vague and the section gave the Government uncontrolled and
uncanalised power to subject Government Servants to enquiry
under the Act, that an enquiry under the Inquiries Act was
more drastic and less advantageous to an officer in the
position of appellant than an enquiry that could he held
against an officer in a similar position under the All-India
Services (Discipline and Appeal) Rules, 1955, and thus
resulted in infringement of Article 14 of the Constitution,
that the Inquiries Act violated Articles 16 and 20(3) of the
Constitution and was therefore invalid and that the
Government had acted mala fide in ordering the enquiry.
Held, that in mostcases, it would be proper and reasonable
for Government to awaitthe result of the police
investigation and where the investigation is followed by an
enquiry or trial, the result of such enquiry or trial,
before deciding to take disciplinary action against any of
its Servants. It would be proper and reasonable also,
generally, for Government not to take action against a
Government servant when on investigation by the police it is
found that no prima facie case had been made out. Even
though this appears to be a reasonable course which will
ordinarily be followed by Government there is no legal bar
to the Government ordering a departmental enquiry even in a
case where a First Information Report under s. 154 having
been lodged, an investigation will follow. The use of the
words "otherwise dealt with" in s. 5 of the Code of Criminal
Procedure does not justify a conclusion that enquiries in
connection with disciplinary proceedings on the basis of
offences alleged to have been comitted by the Government
servant must also be held in accordance with the provisions
of the Code of Criminal Procedure.
The word "misbehaviour" as used in s. 2 of the Inquiries Act
is not vague. "Misbehaviour" by a Government servant would
certainly mean a lapse by him from the proper standard of
conduct in the discharge of his functions as a Government
servant. A Government servant is expected and required to
act honestly and not to use his position as a Government
servant for enriching himself or others. Every dishonest
act of a Government servant amounts to "misbehaviour".
It is well settled that where the Government is invested
with authority to direct an enquiry in one of the two
alternative modes and one of the modes is more drastic and
less advantageous that the other an order directing an
enquiry under the more drastic and less advantageous mode
will amount to an infringement of Article 14 of the
constitution as the more advantageous and less drastic mode
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may be applied against another Government servant similarly
circumstanced. However, the procedure and provisions of the
In-
206
quiries Act are not in substance less advantageous and more
drastic than the All India Services (Discipline and Appeal)
Rules, 1955 and hence Article 14 is not violated.
Article 16 guarantees to all citizens equality of
opportunity in matters relating to employment or appointment
to any office under the State. However, that guarantee is
no bar to disciplinary action being taken against a citizen
who holds an office under the State. The fact that the
result of such disciplinary action may be that a citizen is
deprived of promotion cannot be held to be a denial of
equality of opportunity relating to employment or
appointment. There is also no violation of Article 20(3) of
the Constitution. It cannot be said a provision that an
accused shall be required to make hisdefence amounts to
compelling him to be a witness against himself. Moreover,
the accused is not even compelled to make his defence. If
he chooses not to make any defence, he is free to do so.
TheGovernment of the Punjab had not acted mala fide in
orderingan enquiry against the appellant. For holding the
enquiry the Government had appointed a Judge of the High
Court as the Commissioner and it was reasonable -to think
that the enquiry would be fair and impartial. The appellant
had also the right to appeal against the finding of the
Inquiry Officer. The concurrence of the Public Service
Commission or the Central Government was also necessary to
impose any penalty on the appellant. If the penalty was
imposed by the State Government with the concurrence of the
Public service Commission, the appellant, had a right of
appeal to the Central Government. Hence, even if the Punjab
Chief Minister was unfriendly to the appellant, he could not
expect to harm him by having recourse to an enquiry under
the Inquiries Act in preference to a trial in a criminal
Court.
Sarder Kapur Singh v. Union of India. [1960] 2 S.C.R. 569
and State of Assam v. Bimal Kumar Pandit, 19641 2 S.C.R. 1,
referred to.
JUDGMENT:
CIVIL APPELLATE JURISDICTION : Civil Appeal No. 75 of 1963.
Appeal by special leave from the judgment and decree dated
August 9, 1961 of the Punjab High Court in Civil Writ No.
954 of 1961.
The appellant appeared in person.
C.K. Daphtary, Solicitor-General for India, S. M. Sikri,
Advocate-General for the State of Punjab, Mohinder Singh
Punu, Deputy Advocate-General for the State of Punjab, R.N.
Sachthey and P.D. Menon for the respondents.
August 2, 1963. The judgment of the Court was delivered by
207
DAS GUPTA J.-The appellant, R. P. Kapur, was appointed to
the Indian Civil Service almost 25 years ago. He continued
in the service after the independence of India and since
1948 has been serving the Government of Punjab. On the 18th
July 1959, when the appellant was serving as Commissioner,
Ambala Division, he was placed under suspension. A few
months before this, two criminal cases had been instituted
against him. The first of these was instituted on December
10, 1958, by one M.L. Sethi against Kapur and his mother-in-
law, Kaushalya Devi, on allegations of offences under s. 420
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and s. 120B of the Indian Penal Code. The second was ins-
tituted on the complaint of one M.L. Dhingra on allegations
of offences under s. 55(2) of the Prevention of Corruption
Act, 1947 and ss. 167, 168, 406, 420 and 465 of the Indian
Penal Code. This complaint was submitted by Dhingra to
Sardar Pratap Singh Kairon, the Chief Minister of Punjab, on
February 27, 1959. Action in this case was taken under the
orders of the Chief Minister and a first information report
was recorded on the basis of this complaint at Chandigarh
Police Station on March 4, 1959. Several other cases were
instituted against the appellant and some of his relations
after this, during the year 1960, including one instituted
on the basis of a report by Daryao Singh, Inspector of
Police, C.I.D., Karnal. This report which bears the date
November 1, 1959, alleged that the appellant had committed
offences under s. 166, s. 167 of the Indian Penal Code read
with s. 109 of the Indian Penal Code and also under s. 5(2)
of the Prevention of Corruption Act. This report was
forwarded by Daryao Singh to the Secretary, Orphanage
Advisory Board, Chandigarh, in connection with the affairs
of which Board the offences were said to have been
committed; it was sent by the latter to the police for
registration of a case and investigation, only on May 25,
1960. The criminal cases which were pending in the courts
of different magistrates of the Punjab were on appellant’s
application transferred by this Court to criminal courts
subordinate to the Allahabad High Court for disposal in the
State of Uttar Pradesh.
Two of these cases, one under s. 107 of the Indian Penal
Code in which the appellant’s wife was made an
208
accused, and the other under s. 145 of the Indian Penal Code
in which also she figured as an opposite party, were
disposed of in March and April 1961, the proceedings in both
cases being dropped by an order of the Additional District
Magistrate, Saharanpur. In the case instituted on Dhingra’s
complaint the investigation appears to have been completed
in August-September 1959, and in February 1960, the
Government of Punjab applied to the Central Government for
sanction-to prosecute the appellant under s. 5(2) of the
Prevention of Corruption Act, 1947 as required under s. 6(c)
of that Act. The Government of India was however reluctant
to accord sanction and on June 2, 1960, the Government of
India (Home Department) wrote to the Chief Secretary to the
Government of Punjab indicating the view of the Central
Government that such prosecution was not likely to succeed
and also that as Kapur was already involved in two criminal
cases and would be facing his trial in those cases, any ac-
tion to prosecute him in a third case’ might look like chas-
ing a man who was already in serious trouble. In this let-
ter the Punjab Government was requested to consider whether
it was necessary to pursue that particular case just then.
The Government of Punjab does not appear to have pressed its
request for sanction and ultimately on the 25th May 1961 the
Police submitted the final report in the case under s. 173
of the Code of Criminal Procedure praying that the case
"should be consigned to record as untraced". On the same
date the Magistrate made an order directing the case "to be
consigned to record as untraced". A similar report was on
the same date submitted by the Police to the Magistrate in
the cases started ,on the report of Daryao Singh and the
Magistrate made an order directing the case to be filed as
untraced and to be sent to record. On the next date, the
26th of May 1961 an order was made in the name of the
Governor of Punjab directing an enquiry against the
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appellant under the Public Servants (Inquiries) Act, 1850.
Later in the judgment we shall refer to this Act as "the
Inquiries Act". The order was in these words :-
"Whereas the Governor of Punjab is of opinion
that there are good grounds for making a
formal and pub-
209
lic inquiry into the truth of certain
imputations of misbehaviour against Shri R.P.
Kapur, I.C.S., Commissioner (under suspension)
;
"Now, therefore, in exercise of powers
conferred by section 2 of the Public Servants’
(Inquiries) Act, 1850, the Governor of Punjab
hereby orders a formal and public inquiry to
be made into the truth of the amputations of
misbehaviour, the substance whereof has been
drawn in articles of charge, against the said
officer."
It may be mentioned here that some of these charges -are in
respect of acts alleged against the appellant in Dhingra’s
complaint while the other charges are in respect of acts
alleged against him in Daryao Singh’s report.
Eight articles of charges were drawn up for the purpose of
the enquiry. Another order was made by the Governor on the
same date appointing Mr. justice D. Falshaw, then a puisne
Judge of the High Court of Punjab, as Commissioner for
holding the enquiry. Notice was duly served on the
appellant of these orders and also of -the article of charge
; and he was informed that the Inquiry would commence on
August 28, 1961. On July 1.8, 1961, the appellant applied
to the Punjab High Court under Art. 226 of the Constitution
praying for an order striking down the order of the Governor
dated the 26th May, 1961, for making the enquiry against
him. Other prayers were that the order appointing Mr.
justice Falshaw as Commissioner for the Inquiry and the
notice on the petitioner be also struck down ; a writ of quo
warrants be issued against Mr. Justice Falshaw and a writ of
Prohibition against the Commissioner not to proceed with the
inquiry.
It is obvious that the real relief that the appellant sought
by this petition was that the order to hold the inquiry
should be struck down. The other reliefs prayed for are
either superfluous or irrelevant.
The averments in the petition cover a large number of
grounds but the principal grounds on which the appellant
based his prayer may be summarised thus:-
(1) That no inquiry could be held under the Inquiries Act
inasmuch as first information reports had already been
lodged under the Code of Criminal
210
Procedure in respect of the acts mentioned in
the articles of charge ;
(2) That s. 2 of the Inquiries Act was bad
as the word "misbehaviour" was too vague ;
and’ so, the section gave the Government
uncontrolled and uncanalised power to subject
Government servants to inquiries under the
Act;
(3) That an inquiry under this Act was more
drastic and less advantageous to an officer in
the position of the appellant than an inquiry
that could be held against an officer in a
similar position under the All India Services
(Discipline and Appeal) Rules, 1955,
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hereinafter referred to as "the 1955 Rules"
and thus resulted in infringement of Art. 14
of the Constitution ;
(4) That the Inquiries Act violates Arts.
16, 21 and 20(3) of the Constitution and is
therefore invalid;
(5) That the Government has acted mala fide
in ordering the inquiry.
The High Court rejected all the contentions and dismissed
the petition. Against that order this appeal has been filed
with special leave of this Court.
In support of the appeal all the grounds raised in the High
Court have been urged again before us. After the arguments
were concluded, we reserved judgment for considering the
matters raised. When we were considering these it appeared
to us that a further question which required consideration,
though it had not been raised before us on behalf of the
appellant, was whether under the terms of s. 2 of the Public
Servants (Inquiries) Act, 1850, the Punjab Government was
competent to direct this enquiry under the Act. On the face
of it this question appeared to be concluded by the decision
of this Court in Sardar Kapur Singh v. Union of India(1).
As we were of opinion that some matters involved in the
question required further consideration by a larger Bench,
these were accordingly referred to a Bench of seven learned
judges of this Court. That Bench has delivered its judgment
today. On the majority decision of the Bench it is now
finally settled that
(1) [1960] 2 S.C.R. 569.
211
the Punjab Government was competent to direct the inquiry.
We shall therefore now proceed to consider the points
originally raised by the appellant in support of his appeal.
The first and indeed the most important question of law
raised by the appellant, who argued the appeal himself with
considerable ability and restraint, was that no disciplinary
proceedings can be commenced against a Government servant
for any act in respect of which a first information report
has been recorded under s. 154 of the Code of Criminal
Procedure.
At one stage of his arguments the appellant put his
propositions in an even wider form and submitted that no
inquiry except under the Code of Criminal Procedure can be
held at all in respect of any offence under the Indian Penal
Code or any other law. For this proposition he relied on s.
5 of the Code of Criminal Procedure. That section lays down
in its first sub-section that all offences under the Indian
Penal Code shall be investigated, inquired into, tried, and
otherwise dealt with according to the provisions hereinafter
contained ; and in its second sub-section that all offences
under any other law shall be investigated, inquired into,
tried and otherwise dealt with according to the same
provisions, but subject to any enactment for the time being
in force regulating the manner or place of investigating,
enquiring into, trying or otherwise dealing with such
offences. The appellant emphasises the use of the words
"otherwise dealt with" in this section and contends that the
provisions of the Code of Criminal Procedure have to be
followed not only for investigation, inquiry or trial of
offences but also for dealing with them in any other manner,
thus including an inquiry into the truth of the amputations,
for the purpose of disciplinary action. We do not think the
words "otherwise dealt with" has the significance which the
appellant attaches to these. "Otherwise dealt with" in the
section refers, in our opinion, to such dealing with offen-
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ces as is provided for in the provisions of the Code apart
from the provisions for investigation, enquiry or trial.
Such provisions are to be found in the Code, for instance,
in Chapters IV and V. Thus, the provisions in section 54 of
the Code for an arrest by a police officer without warrant
212
in certain cases may come into operation even before any
investigation, enquiry or trial in connection with an
offence has commenced. It is unnecessary to multiply
instances, but it seems to us clear that the use of the
words "otherwise dealt with" in s. 5 does not justify a
conclusion that inquiries in connection with disciplinary
proceedings on the basis of offences alleged to have been
committed by the Government servant must also be held in
accordance with the provisions of the Code of Criminal
Procedure.
In any case, then argues the appellant, at least when a
first information report has been recorded under s. 154 of
the Code of Criminal Procedure any enquiry under the
Inquiries Act or any other Rules for a disciplinary action
must be held to be barred. The argument may best be put
thus: Once a first information report has been lodged under
s. 154 of the Code of Criminal Procedure an investigation
into the correctness of the allegations made in the report
will proceed under Chapter XIV of the Code of Criminal
Procedure. Under s. 173 of the Code every such
investigation has to be completed without unnecessary delay
and as soon as it is completed the officer-in-charge ,of the
police station has to forward to the Magistrate empowered to
take cognizance of the offence on a police report, a report
as regards the results of the investigation. Such a report
may either ask the Magistrate to take cognizance of an
offence which according to the police investigation the
accused person appears prima facie to have committed or it
may state that no such prima facie case has been made out,-.
Cases may occur where though an offence has, in the opinion
of the investigating officer, been ’Committed, no clue to
the identity of the culprit is found or even if such clue is
found the culprit is untraced. It is urged by the appellant
that where on investigation a prima facie case is made out
against a Government servant the truth or falsity of the
allegations can best be ascertained finally by enquiries or
trials in the criminal courts that would follow. Where on
the other hand, the police officer finds that no prima facie
case has been made out it would be reasonable to think that
the truth of the allegations has not been established. In
either case, it is said, there is no scope for the truth of
the allegations of the commission of an offence by a
Government servant being
213
investigated by any departmental inquiry.
At first sight it does seem reasonable that when a first
information report has been recorded against a Government
servant that he has committed a cognizable offence the truth
of the same should be ascertained only in an inquiry or
trial by the criminal court when a prima facie case is found
by the investigation and a charge-sheet is submitted. When
once that has been done there is no need for any further
inquiry in the same matter. It seems no less reasonable
that if the police on investigation finds that no case is
made out for submission of a chargesheet the allegations
should be held to be untrue, or doubtful and then also there
is no need for any further inquiry in the same matter. We
are convinced that in most cases’ it would be proper and
reasonable for Government to await the result of the police
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investigation and where the investigation is followed by. in
inquiry or trial, the result of such inquiry or trial,
before deciding to take any disciplinary action against any
of its servants. It would be proper and reasonable also,
generally, for Government not to take action against a
government servant when on investigation by the police, it
is found that no prima facie case has been made out. Even
though this appears to be a reasonable course which we have
no doubt is and will ordinarily be followed by Government,
we are unable to see any legal bar to the government
ordering a departmental enquiry even in a case where a first
information report under s. 154 having been lodged an
investigation will follow.
The appellant’s next argument is that the word "mis-
behaviour" in s. 2 of the Inquiries Act is vague and con-
sequently the Act is bad. "Misbehaviour" by a government
servant would certainly mean a lapse by him from the proper
standard of conduct in the discharge of his functions as a
government servant; but the appellant argues that there was
at the date of the Act in 1850 no ascertainable standard of
conduct and so neither the government nor its servants could
know for certain what would amount to "misbehaviour". This
argument seems to us to be misconceived. Even in the
absence of any detailed instructions or directions as to how
a government servant should act and conduct himself there
could never be any manner of doubt that a government servant
was expected and required
214
to act honestly and not to use his position as a government
servant for enriching himself or others. Every dishonest
act of a government servant, including acts by which he uses
his position for enriching himself or others would clearly
amount to "misbehaviour". We are unable therefore to accept
the appellant’s argument that the word "misbehaviour" as
used in s. 2 of the Inquiries Act is vague.
It may be pointed out in this connection that even if the
appellant is correct in his argument that at the date of the
Act in 1850 no ascertainable standard of conduct for
government servants had been laid down this argument is not
available to him after such standard was clearly laid down
in the numerous Government Servants’ Conduct Rules. So far
as the appellant himself is concerned he was at the date of
the order made by government in 1961 governed by the All
India Services Conduct Rules, 1954. The attack on the
validity of the Inquiries Act on the ground that the word
"misbehaviour" is vague must therefore fail.
The next attack on the validity of the Act is on the ground
that it is discriminatory inasmuch as the procedure and
provisions of the Inquiries Act are more drastic and less
advantageous than those of the 1955 Rules. It is well
settled that where the government is invested with authority
to direct an enquiry in one of two alternative modes and one
of the modes is more drastic and less advantageous than the
other, an order directing an enquiry under the more drastic
and less advantageous mode will amount to an infringement of
Art. 14 of the Constitution as the more advantageous and
less drastic mode may be applied against another government
servant similarly circumstanced. We are not satisfied
however that the procedure and provisions of the Inquiries
Act are in substance less advantageous and more drastic than
the 1955 Rules as contended for by the appellant. It may be
mentioned that in Sardar Kapur Singh’s Case(1) when a
somewhat similar argument was raised against the validity of
the Inquiries Act on the allegation that it was more drastic
and less advantageous than an enquiry under Rule 55 of the
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Classification Rules, this Court contrasted and compared the
provisions of the Inquiries Act with
[1960] 2 S.C.R. 569.
215
Rule 55 of the Classification Rules and held that there was
no substantial difference between the two alternative modes
of enquiry. The procedure of enquiry under the 1955 Rule is
practically the same as under Rule 55 of the Classification
Rules.
Faced therefore with the decision in Kapur Singh’s Case
(Supra) the appellant tried to persuade us that the
procedure and provisions of an enquiry under the 1955 Rules
were more advantageous to a government servant than those of
the Inquiries Act in the following respects which were not
considered in Kapur Singh’s Case (Supra) as those advantages
were not available under the Classification Rules. These
advantages, according to the appellant, are: (1) Under sub-
rule 4 of Rule 5 of the 1955 Rules the government servant
may request for access to official records for the purpose
of preparing his written statement, but there is no such
provision in the Inquiries Act; (2) Under sub-rule 7 of the
same Rule a Board of Inquiry shall contain at least one
member who shall be an officer of the service to which the
government servant belongs. There is no such provision in
the Inquiries Act; (3) Under subrule (9) of the Rule the
member of the service charged shall be supplied with a copy
of the report of enquiry, whereas there is no such provision
under the Inquiries Act; (4) Under the proviso to sub-rule
(9) mentioned above, if the punishing authority disagrees
with any part or whole of the findings of the Board of
Inquiry or the Inquiry Officer, the point or points of such
disagreement together with a brief statement of the grounds
thereof, shall also be communicated to the member of the
service. There is no similar provision under the Inquiries
Act.
We do not think that these provisions under sub-rules 4, 7
and 9 and the provisio to sub-rule 9 of Rule 5 result in any
substantial difference between an enquiry under the
Inquiries Act and an enquiry under the 1955 Rules. While it
is true that there is no express provision in the Inquiries
Act for an access to official records for the purpose of
preparing the officer’s written statement such as there is
in sub rule 4, we see no reason to think that similar
facilities will not be allowed by the authority holding an
enquiry under the Inquiries Act. It has to be noticed that
tinder sub-rule 4 the access to such records may be
216
refused "if in the government’s opinion such records are not
strictly relevant to the case or it is not desirable in the
public interest to allow such access." We have no doubt that
in an enquiry under the Inquiries Act also the authority
holding the enquiry will afford the officer proper faci-
lities of access to official records for the purpose of pre-
paring his written statement except where these appear to be
irrelevant or it is satisfied on. an objection made by the
Government that it is not desirable in the public interest
to allow such access. It is reasonable to expect that in
actual practice there will be no difference in the matter of
access to official records as between an enquiry under the
Inquiries Act and an enquiry under the 1955 Rules.
The appellant’s contention that in an enquiry under the 1955
Rules he will have the benefit of having an officer of the
service to which belongs taking part in the enquiry while he
cannot have this benefit in an enquiry under the Inquiries
Act appears to be misconceived. Subrule 5 of Rule 5 leaves
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it to the discretion of the government to appoint either a
Board of Inquiry or an Inquiry Officer to enquire into the
charges. Indeed, under that sub-rule if the government does
not consider it necessary to appoint a Board of Inquiry or
an Inquiry Officer the enquiry may be held into the charges
"in such manner as it deems fit". It is only when a Board
of Inquiry is appointed that sub-rule 7 comes into operation
and at least one of the members of the Board has to be an
officer of the service to which the member of the service
belongs. It is wrong to think therefore that in an enquiry
under the 1955 Rules the officer will necessarily have the
advantage-if it is an advantage--of having an officer of the
service to which he belongs taking part in the enquiry.
There is also nothing to prevent the government to have the
enquiry held by an officer of the service to which he
belongs even in an enquiry under the Inquiries Act. It is
clear therefore that the provision of subrule 7 does not
mean any real difference between the two modes of enquiry.
Coming now to sub-rule 9 we find that it provides for a copy
of the report of the enquiry to be supplied to the member of
the service after the punishing
217
authority has arrived, at a provisional conclusion that a
penalty of dismissal, removal, compulsory retirement or
reduction in rank should be imposed. The Inquiries Act
contains no such provision; but the member of the service
will be. entitled to get a copy of the report under the pro-
visions, of Art. 311(2) of the Constitution in all cases of
proposed dismissal, removal or reduction in rank. The only
difference is that while under this Rule the officer will be
entitled to get a copy of the report even where: a
punishment of compulsory retirement is proposed, the
provisions of Art. 311(2) of the Constitution will have no
application to such a case, so that he will not, if the
enquiry is held under the Inquiries Act, get the benefit of
having a copy of the report under the Inquiries Act if the
penalty of compulsory retirement is proposed. It is
unnecessary however to consider in the present case whether
this difference amounts to a violation of Art. 14 of the
Constitution. For it is clear to us that the penalty of
compulsory retirement which can be imposed under the 1955
Rules (See R. 3) cannot be imposed on an officer in the
position of the present appellant in view of Art. 314 of the
Constitution. The appellant did not contest that this
consequence will flow from Art. 314.
It appears to us also that just as under the proviso to sub-
rule 9 the point or points of disagreement with grounds
thereof have to be furnished to the officer concerned where
the punishing authority disagrees with any of the findings
of the report, the same result flows from Art. 311(2) of the
Constitution. This was held by this Court in a recent
decision-state of Assam v. Bimal Kumar Pandit(1). There is
therefore no substance in the appellant’s contention that
the procedure and provisions of the Inquiries Act are less
advantageous and more drastic than an enquiry under the 1955
Rules. The contention that the Inquiries Act violates Art.
14 of the Constitution is therefore rejected.
It is not easy to understand the appellant’s further
contention that the Inquiries Act contravenes Art. 16 and
Art. 20(3) of the Constitution. Article 16 guarantees to
all citizens equality of opportunity in matters relation to
employment or appointment to any office under the
(1) [1964] 2 S.C.R. 1.
15-2 S. C. India/64
218
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State. That guarantee is however no bar to disciplinary
action being taken against a citizen who holds an office
under the State. The fact that the result of such disci-
plinary action may be that a citizen is deprived of promo-
tion cannot possibly be held to be a denial of equality of
opportunity relating to employment or appointment. The
appellant also suggested that the provision in section 15 of
the Inquiries Act that a person accused shall be required to
make his defence, infringes Art. 20(3) of the Constitution.
Art. 20(3) provides that no person accused of any offence
shall be compelled to be a witness against himself. It is
difficult to understand how a provision that an accused
shall be required to make his defence amounts to compelling
the accused to be a witness against himself. Under this
section the accused is not even compelled to make his
defence. ’Me section merely compels the Inquiring authority
to require the accused to make a defence. If the accused
chooses not to make any defence s. 15 could not compel him
to --do so The -argument, that the Inquiries Act contravenes
Art. 16 or Art. 20(3) of the Constitution is wholly
misconceived and is rejected.
This brings us to the question whether the Government of
Punjab acted mala fide in ordering the enquiry. The
appellants case is that he incurred the severe displeasure
and hostility of.the.Punjab Chief Minister, Sardar Pratap
Singh Kairon and for this the Chief Minister has been bent
upon his ruin. To this end it is said the Chief Minister
instituted criminal cases against , the appellant and even
against his wife, mother and mother-in-law through, his own
creatures in the expectation’ that he would get, them
’convicted and sent to prison and thereafter have the
appellant dismissed on the basis of his own conviction. As
the cases were transferred for trial to courts in Uttar
Pradesh and May 1st 1961 two of the cases had been disposed’
of against the prosecution, the Chief Minister felt
apprehensive that the other criminal cases might also end in
the acquittal or discharge of the appellant. So he hit upon
the, plan of having an enquiry under the inquiries I Act on
the basis of allegations made in the two cases viz.,
Dhingra’s complaint and Daryao Singh’s report, being
apprehensive that even these cases, if charge-sheets were
submitted in court, might be transferred to courts
219
outside Punjab and were likely to end in the acquittal or
discharge of the appellant. The appellant urges that the
statement in the Order that the Governor was of opinion that
there were good grounds for making a formal and public
enquiry into the truth of certain imputations of
misbehaviour against him, was false, and that the real
purpose was not to ascertain the truth of the imputations
but to harass and humiliate him and if possible to impose
penalties on him by way of disciplinary action whether or
not the amputations were true or false.
The appellant has not been able to produce before us
materials to explain why the Punjab Chief Minister should be
personally hostile to him. There are several circumstances
however which seem to suggest that whatever be the reason
the Punjab Chief Minister is not friendly to the appellant.
The appellant repeatedly drew our attention to the manner in
which the Chief Minister took it upon himself to accept a
complaint of serious charges against a senior officer like
the appellant and directed the Additional, Inspector-General
"to take immediate action in taking ’over papers from
Government Departments concerned and the papers with Shri
Dhingra", and to the direction given by him to the
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Additional Inspector-General to give "a prima facie
report". In a previous decision(1) of this Court observed
thus:-
"We do not know what reasons led the Chief
Minister to make the endorsement on the
complaint of Dhin-ara as he did and why
instead of referring the complaint to the
officer in charge of the police station, a
reference was made to the Additional
Inspector-General of the Criminal
Investigation Department’ : It is not clear
why he ordered the seizure of the papers
before even a prima facie report was given in
respect of an offence said to have been
committed five year’s ago.’)
The Court then proceeded to point out that these were
matters on which the Chief Minister alone was in a position
to enlighten the Court and that "the Chief Minister owed a
duty to this Court to file an affidavit stating what the
correct position was so far as he remembered". Even though
the appellant made a pointed reference to the Chief
R. Pi Kapur v. Sardar Pratap Singh Kairon [1961] 2 S.C.R.
143.
220
Minister’s endorsement on Dhingra’s complaint and also set
out this Court’s observations on the earlier occasion, the
Chief Minister did not file any affidavit even on the
present occasion throwing any light on the circumstances
under which he acted in this, to say the least, unusual
manner. There is the further circumstance that even though
after the investigation of Dhingra’s case was completed, the
Government of Punjab did ask for the Central Government
sanction to prosecute the appellant under s. 5(2) of the
Prevention of Corruption Act, the Government of Punjab
waited for about a year after the Government of India
expressed its reluctance to give the sanction, before taking
further action in the matter. The manner in which the
police proceeded in the matter after this long delay also
appears to be unusual. For, instead of submitting a charge-
sheet for the offences found to have been committed by the
appellant, the Police Inspector merely asked the Magistrate
to consign the case to record as untraced. This is a most
curious procedure, apparently unknown to law. The learned
Advocate-General, who appeared for the State of Punjab, was
unable to explain how the case could be treated as
"untraced". It may well happen in some cases that the
culprit is untraced. But we do not understand how the case
can be untraced. It is surprising that the police should
make such a request to the Magistrate in the circumstances
of Dhingra’s case. It is even more surprising and indeed it
is a matter which has caused us deep concern, that the
Magistrate readily did what the police requested him to do.
The papers produced before us show that in his report to the
Magistrate the Inspector, C.I.D., mentions the fact that
this course had been decided upon in consultation with
"higher authorities". Apparently that was what the
Magistrate decided. We were not enlightened as to who these
"higher authorities" were.
On the same date, ie., May.25,,1961, a similar report was
submitted by the police to the Magistrate in the case
instituted on the basis of Daryao Singh,s report, and the,
Magistrate readily passed a similar order. That report
itself had been made by Daryao Singh on November 1, 1959
stating that he had discovered during the course of
investigation of another case that the several offences men-
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221
tioned in the report had been committed by the appellant.
There was a delay of more than six months before this report
was forwarded to the police. It is not possible to say
clearly from the papers on the record when the investigation
by the police was completed. That it was completed has not
been disputed before us. It is not known whether the
investigation officer found a case made out for the
submission of charge-sheet. All that we find is that on May
25, 1961, that is, a year after the first information report
was recorded and a year and six months after Daryao Singh
made the report, the Magistrate granted a request of the
police that the case should be treated as untraced.
Not unnaturally the appellant has laid great stress on the
conduct of the police in connection with these two cases.
Why,asks the appellant, did the"higher authorities" under
whose directions the police acted, decide to treat these
cases as untraced and at the same time start an enquiry
under the Inquiries Act in respect of some of the
allegations in these very cases? If the intention of the
Government was to ascertain the truth of these imputations,
he asks, why was it decided to discard the usual and obvious
method of enquiry into these in a court of law in favour of
the unusual method of an enquiry under the Inquiries Act?
The learned Advocate-General did not attempt to answer these
questions; but he argued that when two alternative methods
were open to the Government for ascertaining the truth of
the allegations, the mere fact that one was adopted in
preference to the other is no reason to suspect mala fides.
The appellant, on the other hand, strenuously contends that
when the conduct of the police in connection with these two
cases is considered in the back-ground of the previous
history of the criminal cases instituted against the
appellant, the manner in which the Chief Minister himself
acted in connection with Dhingra’s complaint, the fact that
five criminal cases against the appellant or the persons in
whom he was interested were transferred to courts in Uttar
Pradesh and the further fact that at the date when we are
considering the matter all these cases have ended in favour
of the appellant, it is reasonable to think that the enquiry
under the Inquiries Act was adopted more as a measure of
persecu-
222
tion of the appellant than the ascertainment of the truth of
the amputations against Mm. Even if we assume that these
facts by themselves might afford some ground for Such a
conclusion, we are of opinion that when considered along
with other circumstances to which our attention has been
drawn, this conclusion would not be justified.
For holding the enquiry the Government has appointed a judge
of the High Court of Punjab. It is reasonable to think
therefore that the enquiry would be fair and impartial. It
is true,, as pointed out by the appellant, that the
Government is not in law, bound to accept the report of the
Inquiring Authority. It has to be noticed however that the
power of the Government to impose any penalty on the
appellant will be limited by the provisions of the 1955
Rules. It is clear also that the appellant will be entitled
to the rights of appeal under the 1955 Rules. The penalties
which can be imposed are set out in Rule 3. Of these
penalties,the penalty No. 5, VIZ., compulsory retirement on
proportionate pension, cannot be imposed on the appellant in
view of Art. 314 of the Constitution. The other two
penalties mentioned in cls. 6 and 7 of Rule 3, viz.,
dismissal or removal from service, cannot be imposed, except
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by an order of the Central Government. As regards penalties
which can be imposed by the State Government Rule 6 provides
that no order imposing such penalty shall be passed by the
Government except, after consultation with the Public
Service Commission and where there is a difference of
opinion between the State Government and the Public Service
Commission the matter shall be referred to the Central
Government whose decision thereon shall be final. If
therefore it does happen that’ the Inquiring Authority finds
the appellant not guilty as regards some or all the charges
and the Government considers him guilty of those charges,
even so the Government will not be in a position to impose
any penalty on him unless either the Public Service
Commission or the Central Government takes the same view.
If a penalty is imposed by the State Government with the
concurrence of the Public Service Commission, the member of
the service has a right of appeal to the Central Government.
The circumstances in which an appeal can be withheld by the
State Government are set out in Rule 14. These, in our
opinion, do not
223
interfere with, the proper and reasonable exercise :of the
right of appeal.
A consideration of all these provisions makes it reasonable
to think that even if the Punjab Chief Minister was un-
friendly to the appellant he could not expect to. harm him
by having recourse to an enquiry under the Inquiries Act in
preference to a trial in a criminal court. It is therefore
not possible for us to accept as correct the appellant’s
contention that the Inquiries Act was being used only as a
device to harass and humiliate him or to impose penalties on
him in any case, nor that the statement in the Order that
the Governor was of the opinion that there were good grounds
for making a formal and public inquiry into the truth of
certain imputations of misbehaviour, was false. We hold
that the appellant’s case that the Government of Punjab has
acted mala fide in ordering the enquiry against him has not
been established.
There remains for consideration the question whether the
enquiry under the Inquiries Act can go on so long as the
appellant’s complaint against Dhingra which is pending in
the criminal court has not been disposed of. This complaint
was made by the appellant in the court of the Magistrate,
First Class, Chandigarh, alleging that the case instituted
against him by, Dhingra was false and that Dhingra himself
had by making this complaint committed offences under ss.
93, 204, 211 and 385 of the Indian Penal Code. We are
informed that the hearing of this case is in progress in the
court of a Magistrate in U.P. The appellant contends that
the holding of the enquiry under the Inquiries Act ordered
against him would amount to contempt of court. The argument
is that the appellant’s case in his complaint being that the
allegations made by Dhingra in his complaint against the
appellant are false, the criminal court is engaged in
examining the truth or otherwise of those allegations of
Dhingra, and an enquiry under the Inquiries Act would
involve the examination of witnesses on the same questions.
This, it is said, will tend to interfere with the proper
determination of the question by the criminal court and so
amount to contempt of the criminal court. We do not think
it necessary to decide this question for the purpose of the
present case. For, whether or not the holding of such a
parallel enquiry under
224
the Inquiries Act would amount to, contempt of the criminal
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court, we are clearly of opinion that it is wholly un-
desirable that the enquiry under the Inquiries Act should be
held at the same time when the trial before the criminal
court is going on. No particular reason has been shown to
exist which makes the immediate commencement of the enquiry
essential or otherwise desirable. We think it pro.per
therefore that the enquiry under the Inquiries Act should
not proceed so long as the appellants complaint against
Dhingra is not finally disposed of.
While therefore; we have come, to the conclusion that the
High Court has rightly refused, to issue to the appellant
writs prayed: for to quash the Government’s order for en-
quiry against him and the other prayers mentioned in the
petition, we direct that the enquires should not take place
so long as the appellant’s complaint against Dhingra is not
finally disposed of. The parties will bear their own costs.
Appeal-dismissed.