Full Judgment Text
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CASE NO.:
Appeal (civil) 1772 of 1980
PETITIONER:
CHANDRIKA PRASAD
RESPONDENT:
PULLO (DEAD) BY LRS. AND ORS.
DATE OF JUDGMENT: 10/04/2000
BENCH:
S.B. MAJMUDAR & S. SAGHlR AHMAD & U.C. BANERJEE
JUDGMENT:
JUDGMENT
2000 (2) SCR 1145
The Judgment of the Court was delivered by
S.B. MAJMUDAR, J. This appeal, on grant of special leave, has been referred
to a larger Bench by an order dated 27th July, 1999 of a Bench of two
learned Judges of this Court and that is how it was placed for disposal
before this Bench. A few relevant facts for highlighting the legal question
involved in this appeal deserve to be noted at the outset.
Background facts :
The appellant before us is the son of one Ram Harakh, who claimed adhivasi
rights in two plots of agricultural land being Nos. 210/1 and 549 situated
in village Kanak Sarai of Mirzapur district in the State of Uttar Pradesh.
This claim was put forward in defence to a suit filed by respondent Nos. 1
and 2 herein under Section 229-B(3) of the Uttar Pradesh Zamindari
Abolition & Land Reforms Act, 1950 (hereinafter referred to as ’the U.P.
Act’). The aforesaid claim was based on Section 20 of the said Act. In the
basic year as provided in the aforesaid U.P. Act, these plots of lands were
recorded in the names of Sri Narain, Sheo Narain, Nar Narain, Jagdish
Narain, Ghanshyam, Kripa Shanker, Kashi Shanker and Daya Shanker. The
respondent Nos. 1 and 2 herein claimed interest in these lands on the
ground that Sri Narain and others had transferred their interests to one
Shri Ram Manawan who, thereafter has executed a sale deed on 10th February,
1961 in favour of respondent Nos. 1 and 2. The appellant’s father Ram
Harakh put forward his claim for the aforesaid two plots of lands before
the Consolidation Officer. The basis of his claim was that he was in
possession of these two plots of lands in the years 1356 and 1359 Fasli as
sub-tenant of mortgagees and accordingly adhivasi rights were available to
him under Section 20 of the U.P. Act.
Respondent Nos. 1 and 2 resisted the said claim of Shri Ram Harakh and
filed objections. They contended before the Consolidation Officer that
after the sale deed in their favour they were in actual physical possession
of the plots in dispute. That Ram Harakh had surrendered his rights over
the plots in dispute in favour of Sri Narain and others some time about 15
or 16 years back.
The Consolidation Officer on 19th March, 1966 allowed the objections filed
by respondent Nos. 1 and 2. It may be mentioned that pending the
consolidation proceedings, Ram Harakh died and in his place the name of the
appellant was substituted. The appellant pursued the claim put forward by
his father Ram Harakh. But his claim was rejected by the Consolidation
Officer. The appellant field an appeal before the Settlement Officer
(Consolidation) which was dismissed on 6th June, 1966.
The appellant then carried the matter in revision before the Deputy
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Director of Consolidation, who allowed the same and remanded the case to
the Settlement Officer (Consolidation). After remand, the appellant
authority, namely, the Settlement Officer (Consolidation) allowed the
appellant’s appeal on llth May, 1968 and held that the appellant’s father
Ram Harakh had acquired the adhivasi rights in the lands in question.
However, a finding was recorded against Ram Harakh that he had surrendered
his rights in favour of Sri Narain and others.
Being aggrieved by the aforesaid decision, the appellant as well as
respondent Nos. 1 and 2 filed two revision applications before the Deputy
Director of Consolidation. The Deputy Director, Consolidation allowed the
claim of the appellant and rejected the revision filed by respondent Nos. 1
and 2. It was held that there was no surrender by Ram Harakh in favour of
Sri Narain and others. It was further held that since Ram Harakh was in
cultivatory possession in the years 1356 and 1359 Fasli, as such, he had
acquired the rights under Section 20 of the U.R Act.
Being aggrieved by the order of the Deputy Director (Consolidation),
respondent Nos. 1 and 2 filed a Writ Petition No. 1626 of 1969 before the
Allahabad High Court. A learned Single Judge, Justice R.S. Misra, dismissed
the writ petition of respondent Nos. 1 and 2 on 5th November, 1971. The
learned Single Judge held that the father of the appellant was recorded in
column of sub-tenant and that he was a sub-tenant of the mortgagee and, as
such, he had acquired rights under Section 20 of the U.R Act. The learned
Single Judge also confirmed the findings of the courts below that the
mortgagee had let out the plots in dispute in due course of management like
a prudent owner.
Respondent Nos. 1 and 2, being aggrieved by the aforesaid decision of the
learned Single Judge, filed Special Appeal No. 257 of 1971 before the
Division Bench of the High Court. The Division Bench of the High Court by
its impugned judgment, relying upon the full Bench judgment reported in
1974 A.L.J. 706, held that if a person is recorded in sub-tenants’ column
and another person is recorded as mortgagee in the remarks column, none of
them will be deemed to be a recorded occupant. The Division Bench also
rejected the contention of the appellant that, in any case, they had
acquired the rights under Section 20(a)(ii) of the U.P. Act.
Now, it may be noted that the impugned judgment of the Division Bench also
disposed of a cognate matter by adopting the same set of reasoning. It fell
for consideration in Special Appeal No. 332 of 1971. By a common judgment,
both these appeals were allowed and it was held that a sub-tenant from a
mortgagee could not get any adhivasi rights in the lands in question.
From this common judgment of the Division Bench different civil appeals
were filed before this Court on grant of special leave to appeal. The Civil
Appeal No. 3316 of 1979 sought to challenge the common judgment of the High
Court dealing with Special Appeal No. 332 of 1971 while another Civil
Appeal No. 1772 of 1981 was filed against the very same judgment in Special
Appeal No. 332 of 1971 by other set of respondents before the High Court.
So far as the present Civil Appeal No. 1772 of 1980 is concerned, it was
filed against the very same common judgment of the Division Bench of the
High Court by which Special Appeal No. 257 of 1971 was disposed of. Both
Civil Appeal Nos. 3316 of 1979 and 1772 of 1981 were allowed by a Bench of
this Court consisting of Madan Mohan Punchhi, J. (as he then was) and
Sujata V. Manohar, J. by their Order dated 22nd August, 1995. However, the
present Civil Appeal No. 1772 of 1980 was not listed for disposal before
that very Bench though it involved identical questions for consideration of
the Court and arises from the very same common judgment of the Division
Bench of the High Court. When this civil appeal reached final hearing on
27th July, 1999 before a Bench of two leaned Judges of this Court presided
over by Mrs. Sujata V. Manohar, J., the aforesaid decision of this Court
dated 22nd August, 1995 was pressed in service and it was contended that in
the light of that decision, the present appeal was also required to be
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allowed. However, learned counsel for the respondents pointed out that in
those appeals the provisions of Section 21(l)(d) of the U.P. Act were not
considered. Reliance was also placed on a decision of this Court in the
case of Ram Adhar Singh (dead) through LRs. & Ors. v. Bansi (dead) through
LRs. & Ors., reported in [1987] 2 SCC 482 and in particular, paragraph 4 of
the said judgment at page 485. This judgment was not pointed out before the
Bench which considered the earlier two appeals. The Bench of this Court, by
its order dated 27th July, 1999, therefore, directed that it is necessary
to constitute a larger Bench to consider the point in issue in this appeal.
That is how, as noted earlier, this appeal has been placed before this
larger Bench.
In order to resolve the controversy posed for our consideration in this
appeal, it will be necessary to keep in view the factual matrix on which
there is no serious dispute between the parties and which remains well
sustained on record. Both the lands in question were occupied by Sri Narain
& Ors., who were recorded as fixed rate tenants. They had mortgaged these
lands in favour of Murat Singh & Ors. before the basic year referred to in
the U.P. Act. It is also not in dispute between the parties that the said
mortgage was not redeemed by the original mortgagers-fixed rate tenants
prior to the basic year. It is also an admitted position on record that in
Khasra 1356 and 1359 Fasli, Murat Singh & Ors. were recorded as mortgagees
and the father of the appellant Shri Ram Harakh and Respondent No. 15 in
the appeal - Devi Charan was recorded as sub-tenant of the mortgagees. The
original mortga-gors-fixed rate tenants Sri Narain & Ors. had transferred
their interest in the plots in favour of Ram Manawan. The said Ram Manawan
in his turn executed a sale deed in favour of Respondent Nos. 1 and 2 on
10th February, 1961 for consideration of Rs. 4,000. These respondents filed
a suit under Section 229-B of the U.P. Act for declaration and possession.
It is this suit which, as noted earlier, was contested by Ram Harakh,
father of the appellant and the Respondent No. 15. He submitted that as he
was lessee from the mortgagees-Murat Singh & Ors., he became adhivasi. It
is this claim of the appellant’s father that is on the anvil of scrutiny
before us in the present proceedings. The High Court, in the impugned
judgment, has held that the said Ram Harakh was not entitled to be declared
as adhivasi taking the view that a sub-tenant from the mortgagee recorded
as such in the Khasras of aforesaid two years was not entitled to get
benefit of Section 20 of the U.P. Act. In the cognate matter arising from
Special Appeal No. 332 of 1971 also similar view was taken. As noted
earlier, a Division Bench of this Court by its order dated 22nd August,
1995 allowed civil appeals arising out of identical decision of the
Division Bench of the High Court in the cognate matter. Question is whether
the said decision rendered by the Division Bench of this Court is well
sustained on the statutory scheme of the U.P. Act or not.
Before coming to the grips of the present question, the relevant statutory
background has to be kept in view.
STATUTORY BACKGROUND :
The U.P. Act, by Section 4 in Chapter II, provides for vesting of estates
in the State. Sub-section 1 thereof lays down that :
"(1) As soon as may be after the commencement of this Act, the State
Government may, by notification, declare that, as from a date to be
specified, all estates situate in Uttar Pradesh shall vest in the State and
as from the beginning of the date so specified (hereinafter called the
"date of vesting"), all such estates shall stand transferred to and vest,
except as hereinafter provided, in the State free from all encum-brances".
The specified date for the purpose of Section 4(1) is 1st July, 1952.
Section 3 sub-section 8 defines "Estate" as under :
"(8) "Estate" means and shall be deemed to have always meant the area
included under one entry in any of the registers described in clauses (a),
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(b), (c) or (d) and, in so far as it relates to a permanent tenure holder
in any register described in clause (e) of Section 32 of the U.P. Land
Revenue Act, 1901, as it stood immediately prior to the coming into force
of this Act, or, subject to the restriction mentioned with respect to the
register described in clause (e), in any of the registers maintained under
Section 33 of the said Act or in a similar register described in or
prepared or maintained under any other Act, Rule, Regulation or Order
relating to the preparation or maintenance of record-of-rights in force at
any time and includes share in, or of an "estate"".
It is not in dispute between the parties that the plots in question were
covered by the aforesaid definition of the term "Estate" and, therefore,
were within the sweep of the Act, especially Section 4 thereof. Sub-section
26 of Section 3 provides as under :
"(26) words and expressions (land-holder), permanent tenure holder,
thekedar permanent lessee in Avadh, grove-holder, rent, cess, sayar, sir,
(tenant) hereditary tenant, khudkasht, fixed-rate tenant, rent-free
grantee, exproprietary tenant, occupancy tenant, non-occupancy ten-ant,
sub-tenant, holding and crops, not defined in this Act, and used in the
United Provinces Tenancy Act, 1939 (U.P. Act XVII of 1939), shall have the
meaning assigned to them in that Act."
The terms "tenant" and "sub-tenant" are not defined in the U.P. Act.
Consequently, the meaning assigned to them in the United Provinces Tenancy
Act of 1939 will govern the definition of these provisions.
Sub-section 22 of Section 3 of the United Provinces Tenancy Act, 1939
defines "sub-tenant" and Sub-section 23 defines "tenant" as under :
"(22) "Sub-tenant" means a person who holds land from the tenant there of
other than a permanent tenure-holder or from a grove-holder or from a rent-
free grantee or from a grantee at a favourable rate of rent and by whom
rent is, or but for a contract express or implied, would be payable;
(23) "Tenant" means the person by whom rent is or but for a contract
express or implied, would be payable and except when the contrary intention
appears includes a sub-tenant but does not include a mortgagee of
proprietary or under-proprietary rights a grave-holder a rent-free grantee
a grantee at a favourable rate of rent or except as otherwise expressly
provides by this Act, as under-proprietor a permanent lessee or a kadar;"
(Emphasis supplied)
As the appellant’s father staked his claim for getting occupancy rights as
per Section 20 of the U.P. Act and as the respondents have relied upon
Section 21(l)(d) in support of their rival contentions for displacing the
case of the appellant, it would be appropriate at this stage to extract the
aforesaid relevant provisions.
Section 20 clauses (a) and (b), in so far as they are relevant, read as
under :
"20. Every person who -
(a) on the date immediately preceding the date of vesting was or has
been deemed to be in accordance with the provisions of this Act -
(i) except as provided in sub-clause (i) of clause (b), a tenant of sir
(other than a tenant referred to in clause (ix) of Section 19 or in whose
favour hereditary rights accrue in accordance with the provisions of
Section 10), or
(ii) except as provided in (sub-clause (i) of clause (b)), a sub-tenant
other than a sub-tenant referred to in proviso to sub-section (3) of
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Section 27 of the United Provinces Tenancy (Amendment) Act, 1947 (U.P. Act
X of 1947), or in sub-section (4) of Section 47 of the United Provinces
Tenancy Act, 1939 (U.P. Act XVII of 1939), of any land other than grove
land,
(b) was recorded as occupant, -
(i) of any land (other than grove land or land to which Section 16 applies
or land referred to in the proviso to sub-section (3) of Section 27 of the
U.P. Tenancy (Amendment) Act, 1947) in the khasra or khatauni of 1356 F.
prepared under Section 28 and 33 respectively of the U.P. Land Revenue Act,
1901 (U.P. Act III of 1901), or who was on the date immediately preceding
the date of vesting entitled to regain possession thereof under clause (c)
of sub-section (1) of Section 27 of the United Provinces Tenancy (Amend-
ment) Act, 1947 (U.P. Act X of 1947), or
(ii) of any land to which Section 16 applies, in the (khasra or khatauni of
1356 Fasli prepared under Sections 28 and 33 respectively) of the United
Provinces Land Revenue Act, 1901 (U.P. Act III of 1901), but who was not in
possession in the year 1356F,
shall, unless he has become a bhumidhar of the land under sub-section (2)
of Section 18 or an asami under clause (h) of Section 21, be called
adhivasi of the land and shall, subject to the provision of this Act, be
entitled to take or retain possession thereof."
Section 20(b)(ii) is not relevant for our present purpose as it is not the
case of any party that Section 16 of the Act applies in the facts of the
present case as it deals with the occupancy rights of hereditary tenant.
The other relevant provision is Section 21 which deals, amongst others,
with the rights of tenant’s mortgagees. The said provision, so far as it is
relevant, reads as under :
"21. Non-occupancy tenants, sub-tenants of grove-lands and tenant’s
mortgagees to be asamis. - (1) Notwithstanding anything contained in this
Act, every person who, on the date immediately preceding the date of
vesting, occupied or held land as -
(a) a non-occupancy tenant of an intermediary’s grove-land,
(b) a sub-tenant of a grove-land,
(c) a sub-tenant referred to in the proviso to sub-section (3) of
Section 27 of the United Provinces Tenancy (Amendment) Act, 1947 (U.P. Act
X of 1947),
(d) (a mortgagee in actual possession) from a person belonging, to any
of the classes mentioned in [clauses (b) to (e)] of sub-section (1) of
section 18 or clauses [(i) to (vii) and (ix)] of Section 19,
(e) Xxxxxx xxxxxxx xxxxxxx Xxxxxx xxxxxxx xxxxxxx
shall be deemed to be an asami thereof."
A conjoint reading of the aforesaid relevant provisions leaves no room for
doubt that if a person, like the appellant’s father - Ram Harakh, was
recorded as a sub-tenant of a mortgagee in the relevant records of right
then, strictly speaking, he would not be treated to be a "sub-tenant" in
the real sense of the term as he would not be a person claiming sub-tenancy
as carved out from the larger interest of the head-tenant.
On the very definitions of "tenant" and "sub-tenant" a mortgagee, being not
a tenant, cannot induct anyone as bis alleged sub-tenant. A sub-tenant has
to claim through a tenant and not through a mortgagee. For the simple
reason that head-tenant Sri Narain & Ors. had mortgaged the lands in favour
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of Murat Singh & Ors. who were shown as mortgagees in the khasra or
khatauni 1356 Fasli and as Ram Harakh, the appellant’s father, was claiming
as sub-tenant of the mortgagee and not as a sub-tenant of the original
fixed rate tenants Sri Narain & Ors., his claim was outside the sweep of
Section 20(b)(i) of the U.P. Act. When the term "sub-tenant" as employed by
Section 20(a)(ii) is read in the light of the definition of "sub-tenant" as
found in Section 3(22) of the United Provinces Tenancy Act, 1939 read with
Section 3(26) of the present U.P. Act, it becomes at once clear that Ram
Harakh, the appellant’s father, was not a "sub-tenant" at all within the
meaning of Section 20(a)(ii) read with Section 20(b)(i). On a conjoint
reading of Section 20(a)(ii) and Section 20(b)(i) of the U.P. Act it has to
be held that before recording anyone as an occupant in the khasra or
khatauni 1356 Fasli prepared under Section 28 of the U.P. Land Revenue Act,
1901, on the basis of sub-tenancy, it has to be shown that the said entry
is one of a genuine sub-tenant to enable him to get the status of adhivasi
as per the said provisions. On the admitted facts on record, therefore, the
appellants father Ram Harakh, who was shown to be a sub-tenant of a
mortgagee and not as a sub-tenant of the original head tenants - Sri Narain
& Ors., who were fixed rate tenants at the relevant time, could not get the
benefit of being declared as adhivasi as per Section 20 of the U.P. Act.
Such a benefit would have accrued to Ram Harakh in either of the following
two contingencies : (1) if Ram Harakh was in fact a sub-tenant directly
from head tenants - Sri Narain & Ors. and his name was recorded as such in
khasra or khatauni 1356 Fasli, and (2) in the alternative, if Ram Harakh
was recorded as a sub-tenant in the aforesaid khasra or khatauni 1356 Fasli
after redemption of mortgage by head-tenant - Sri Narain & Ors. who were
fixed rate tenant before the date of vesting resulting in elimination of
mortgagees’ rights in favour of Murat Singh & Ors. on the relevant date. In
the latter contingency it could have been urged with some emphasis by the
appellant that the entry as mortgagee in favour of Murat Singh & Ors. was
of no consequence and that he, during the subsistence of the mortgage, as a
prudent manager of the estate, had created sub-tenancy in favour of Ram
Harakh, which after redemption prior to date of vesting entitled to latter
to be recorded as sub-tenant of mortgagor head-tenants. This legal
consequence would be followed as sub-tenancy created by mortgagee, on
redemption would have remained binding on the erstwhile mortgagor. Such a
contingency never arose on the facts of the present case. Consequently,
none of the aforesaid two contingencies got attracted in favour of Ram
Harakh on the facts of the present case immediately preceding the date of
vesting. On the contrary, as laid down by Section 20 itself the accrual of
adhivasi rights to persons listed in Section 20 would itself be subject to
the operation of Section 21(h) wherein asami rights would be made available
to persons covered by that provision. When we turn to Section 21 we find
that tenant’s-mortgagees are deemed to be asamis on the date of vesting, if
on the date immediately preceding the date of vesting the lands were
occupied or held by a person who was a mortgagee in actual possession from
a person belonging to any of the classes mentioned in clauses (b) to (c) of
Sub-section 1 of Section 18. When we turn to Section 18 sub-section 1
clause (c) we find listed therein a class of lands held by a fixed-rate
tenant or a rent-free grantee as such. Thus on a combined operation of
Section 21(l)(d) and Section 18(l)(c), on the date of vesting, the
following situation arose. Head-tenants Sri Narain & Ors, who were fixed-
rate tenants, had not created any sub-tenancy before that date. They had
inducted mortgagee Murat Singh prior to that date. These mortga-gees had to
be treated to be asamis. If these mortgagees in possession were asamis as
per the aforesaid provisions, they could not be held to be tenants.
Consequently, their alleged sub-tenant-Ram Harakh could not be treated to
be a "sub-tenant" in the real sense of the term. Such purported sub-tenancy
from mortgagee-in possession could not give any benefit to the appellant’s
father-Ram Harakh who was no better than a mere licensee from the mortgagee
in actual possession on the date of vesting. The impugned decision rendered
by me Division Bench of the High Court, therefore, remains well sustained
on the scheme of the Act when applied to the admitted and well established
facts on record.
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However, in the cognate matter, the Division Bench of this Court, by its
Order dated 22nd August, 1995 took a contrary view. A mere look at the said
decision makes it clear that the Division Bench, with respect, had not
noticed the correct legal position on the conjoint scheme of Sections 20,
21(l)(d) read with Sections 18(l)(c) and 3(26) of the U.P. Act. In fact,
the observation of the Division Bench that the question of law as raised
therein was covered by three decisions of this Court in Nath Singh and
Others v. The Board of Revenue and Others, reported in [1968] 3 SCR 498,
Wall Mohammad (Dead) through Lrs. v. Ram Surat and Others, AIR (1989) SC
2296, and Uday (Dead) through Lrs. v. Deputy Director of Consolidation,
Varanasi and Others, [1989] Supp. 2 SCC 722 cannot be said to be well
sustained on the peculiar facts of these cases. Reasons are obvious. The
aforesaid three decisions relied upon in the judgment of the Division
Bench, as we shall see presently, have not ruled on the legal rights of any
sub-tenants from mortga-gees nor have they held them to be treated as
adhivasis as per the scheme of the Act. It is, therefore, necessary for us
to refer to these judgments which were made the sole basis of the decision
of the Division Bench in the cognate matter decided on 22nd August, 1995.
In Nath Singh and Others (supra), the two learned Judges of this Court had
an occasion to consider the scheme of Section 20(b)(i) of the U.P. Act.
Mitter, J. speaking for the Bench relying on earlier decisions of this
Court took the view that when the main-tenant had created sub-tenancy in
favour of the claimant, who were recorded as sub-tenants in the record of
rights for 1356 Fasli, such sub-tenants could get the benefit of being
given the status of adhivasis under Section 20(b)(i) of the Act. Now, it
becomes at once clear that before Section 20(b)(i) can be pressed in
service by the claimant it has to be shown that immediately before the date
of vesting the claimant’s name was recorded as an occupant being sub-tenant
of the lands. In the aforesaid case, the claimant was recorded as a sub-
tenant from the original tenant and his occupancy was so recorded in the
year 1356 Fasli. It is in the background of these facts that it was held
that adhivasi rights were correctly made available to such a claimant who
was an admitted sub-tenant of the head-tenant and whose name was so
recorded in 1356 Fasli. Once that conclusion was reached obviously Section
20(b)(i) of the Act came to the assistance of such claimant. It must,
therefore, be observed that the ratio of the aforesaid decision can have no
application for sustaining the claim of a sub-tenant from the mortgagee who
is recorded as such in the year 1356 Fasli as it will be the mortgagee who
will become the asami under Section 21(l)(d) of the U.P. Act and if he
becomes asami a person inducted by him as a purported sub-tenant from him
cannot claim any interest as adhivasi vis-a-vis such asami. In fact such a
mortgagee’s-sub-tenant cannot be considered to be a "sub-tenant" at all
within the meaning of Section 3(26) of the U.P. Act read with Section 3(23)
of the United Provinces Tenancy Act of 1939, as seen above. The aforesaid
decision of the Division Bench, therefore, cannot be said to have concluded
the matter as with respect, wrongly assumed by the Division Bench of this
Court in its order dated 22nd August, 1995.
The second decision on which reliance was placed by the aforesaid Division
Bench of this Court was rendered in the case of Wall Mohammad (Deceased by
Lrs.) v. Ram Surat & Ors. (supra). The aforesaid decision rendered by
another Division Bench of two learned Judges of this Court consisting of
M.H. Kania (as he then was) and S. Ranganathan, JJ. is not relevant for
deciding the present controversy as that decision had also not touched upon
the question whether the purported sub-tenant of a mortgagee in possession
could claim any adhivasi rights under Section 20(b) of the Act. In para 2
of the Judgment, Kania, J., who spoke for the Bench, clearly indicated that
though one Wali Mohammad had executed a usufructuary mortgage in favour of
Ram Kumar and Shiv Kumar in respect of two plots on 22nd May, 1928, he had
redeemed the said mortgage and took possession of the said plots prior to
Fasli Year 1356 precisely in the Fasli Year 1354 and had continued to be in
possession. Thus by the Fasli Year 1354 entries of mortgagor and mortgagee
recorded between Wali Mohammad on the one hand and Ram Kumar and Shiv Kumar
on the other, had come to an end. Despite this fact, the name of Ram Kumar
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was recorded in the Khasra or Khatauni 1356 Fasli. It becomes obvious that
in Fasli Year 1356 the name of Ram Kumar could not have been shown as a
subsisting mortgagee as his mortgage was already redeemed two years back by
Wali Mohammad, the original mortgagor. It is on the basis of this entry in
favour of Ram Kumar, the erstwhile mortgagee, that it was held that Section
20(b) got attracted in favour of Ram Kumar. The observations made in paras
4 and 5, in this connection, are required to be extracted :
"4. The said section deals with the question as to who is entitled to take
or retain possession of the land in question. The plain language of the
aforesaid Cl. (i) of sub-sec, (b) of S.20 of the said Act suggests that
this question has to be determined on the basis of the entry in the Khasra
or Khatauni of 1356 Fasli Year prepared under Ss. 28 and 33 respectively of
the U.R Land Revenue Act, 1901. An analysis of the said section shows that
under sub-sec, (b) of S.20 the entry in the Khasra-or Khatauni of the Fasli
Year 1356 shall determine the question as to the person who is entitled to
take or retain possession of the land. It is, of course, true that if the
entry is fictitious or is found to have been made surreptitiously then it
can have no legal effect as it can be regarded as no entry in law but
merely because an entry is made incorrectly that would not lead to the
conclusion that it ceases to be an entry. It is possible that the said
entry may be set aside in appropriate proceedings but once the entry is in
existence in the Khasra or Khatauni of Fasli Year 1356, that would govern
the question as to who is entitled to take or retain possession of the land
to which the entry relates.
5. It was submitted by learned counsel for the appellants that if entry was
not correct, it could not be regarded as an entry made according to law at
all and the right to take or retain possession of the land could not be
determined on the basis of an incorrect entry. He placed reliance on the
decision of this Court in Beckan v. Kankar,[l973] 1 SCR 727 : AIR (1972) SC
2157. in that judgment the nature of the entries in Khasra or Khatauni is
discussed and it is also discussed as to how this entry should be made.
This Court held that entries which are not genuine cannot confer Adhivasi
rights. It has been observed that an entry under S.20(b) of the said Act,
in order to enable a person to obtain Adhivasi rights, must be an entry
under the provisions of law and entries which are not genuine cannot confer
Adhivasi rights. In that judgment it has been stated that the High Court
was wrong when it held that though the entry was incorrect, it could not be
said to be fictitious. That observation, however, has to be understood in
the context of what follows, namely, that an entry which is incorrectly
introduced into the records by reason of ill-will or hostility is not only
shorn of authenticity but also becomes utterly useless without any lawful
basis. This judgment, in our view, does not lay down that all incorrect
entries are fictitious but only lays down that a wrong entry or incorrect
entry which has been made by reason of ill-will or hostility cannot confer
any right under S.20(b) of the said Act. This decision is clarified by a
subsequent judgment of this Court in Vishwa Vijai Bharti v. Fakhrul Hassan,
[1976] Suppl SCR 519 : AIR (1976) SC 1485 where it has been held as follows
(at p. 1488 of AIR) :
"It is true that the entries in the revenue record ought, generally, to be
accepted at their face value and courts should not embark upon an appellate
inquiry into their correctness. But the presumption of correctness can
apply only to genuine, not forged or fraudulent, entries. The distinction
may be fine but it is real. The distinction is that one cannot challenge
the correctness of what the entry in the revenue record states but the
entry is open to the attack that it was made fraudulently or
surreptitiously. Fraud and forgery rob a docu-ment of all its legal effect
and cannot found a claim to possessory title.".
(Emphasis supplied)
In the background of fact situation in that case, it was then observed in
para 6 of the report firstly, that there was nothing to show that the entry
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of Ram Kumar as the occupant was fictitious, or was made fraudulently or
was incorrectly introduced by reason of ill-will or hostility towards Wali
Mohammad. Secondly, it was held that Ram Kumar, being noted as occupant on
the relevant date, was entitled to the benefit of Section 20(b) of the U.P.
Act. We fail to appreciate how this decision also could have persuaded that
Division Bench in its order dated 22nd August, 1995 to come to the
conclusion that the law on the point in question was concluded by the said
decision, amongst others. It has to be kept in view that, on the facts of
the present case, there is no escape from the conclusion that the entry of
mortgagee, Murat Singh, clearly indicated that the so-called entry of Ram
Harakh as sub-tenant was a fictitious one as Ram Harakh, as already seen
earlier, was by no stretch of imagination could have been treated to be a
sub-tenant from the head-tenant Sri Narain & Ors. On this finding even the
ratio of the decision in Wali Mohammad v. Ram Surat and Others (supra)
also, instead of helping the appellant, would go against him. That takes us
to the consideration of the last of the trinity of the judgments relied
upon by the Division Bench of this Court for supporting its conclusion in
its order dated 22nd August, 1995. In the case of Uday (Dead) through Lrs.
v. Deputy Director of Consolidation, Varanasi and Others (supra), a
Division Bench consisting of two learned Judges, S. Ranganathan and M.M.
Punchhi, JJ. (as he then was), has to consider a fact situation which is
entirely different from the one before us. The original appellants before
this Court, Udai and Pargash, claimed to be sub-tenants of the land who
were recorded as such in the year 1357 Fasli which was a relevant year for
areas situated within the Varanasi District. They were not claiming to be
sub-tenants of any mortgagees-in possession as is the claim of Ram Harakh
in the present case. Relying on the entries as sub-tenants so far as Udai
and Pargash were concerned, it was held by this Court upholding the
decision of the High Court, that both Udai and Pargash were entitled to get
the benefit of Section 20(b)(i) of the U.P. Act. Ranganathan, J., speaking
for the Bench, made the following pertinent observation in para 5 of the
report.
"5. The answer to the above question seems self-evident if one were to go
by the purely etymological meaning of the word "occupant". In the absence
of any statutory definition; that word would clearly cover any person who
has been recorded as having been in occupation of the land in question in
the relevant fasli irrespective of the capacity in, or title under, which
he so occupied it. There will therefore be no reason, normally speaking, to
exclude a person whose occupancy is recorded on the basis of his sub-
tenancy..."
It becomes at once clear that the aforesaid decision also had no occasion
to consider the question of right of any alleged sub-tenant from a
mortgagee-in possession who was recorded as such in the relevant year 1356
Fasli. It was also a case of a sub-tenant from the original tenant and not
a case of alleged sub-tenant from a mortgagee-in possession. This decision,
therefore, also falls in line with the decision of this Court in Nath Singh
and Others v. The Board of Revenue and Others (supra). The aforesaid three
decisions, therefore, cannot said to have covered the question of law
raised in the present case or in a similar case before the Division Bench
which, with respect, wrongly assumed them to have so ruled. On the scheme
of the Act and the background of the relevant facts which were established
on record it has to be held that the alleged sub-tenant-Ram Harakh through
whom the appellant claims seeking his right to possession on the relevant
date through mortgagee-in possession cannot get the benefit of Section
20(b)(i) of the Act read with Section 20(a)(ii) of the Act and the entry of
sub-tenancy in his favour in the year 1356 Fasli had to be treated to be
fictitious and not a genuine one. On this finding even the ratio of me
decision of this Court in Wali Mohammed v. Ram Surat and Others (supra)
would get squarely attracted against the appellant.
This discussion puts and end to the dispute in controversy and clearly
indicates that the impugned decision of the Division Bench of the High
Court against the appellant is well sustained. However, we may also refer
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to other decisions of this Court to which our attention was invited by
learned counsel for the contesting parties in support of their respective
cases. In the case of Ram Adhar Singh (dead) through Lrs. & Ors. v. Bansi
(dead) through Lrs. & Ors. (supra) another two-Judge Bench of this Court,
speaking through Sen, J., held that usufructuary mortgage of an occupancy
holding is invalid. A mortgagee acquires no right other than the right to
retain possession and fall back upon the stipulation in the so-called
mortgage bond till his money is paid. There is no transfer of an interest
by the occupancy tenant The right of an occupancy tenant under Section 6 of
the Recovery of Rents (Bengal) Act was not transferable. However, under the
U.P. Debt Redemption Act, 1940 all usufructuary mortgages became self-
liquidating mortgages. Observations in para 4 of the report were pressed in
service by learned counsel for the respondents. They read as under :
"4. We find that it has been the consistent view of the Allahabad High
Court that a usufructuary’ mortgage of an occupancy holding was not valid
as a mortgage with all its incidents and subject to the provisions of law
relating to usufructuary mortgage but was valid only in a qualified sense
i.e. in the sense of subletting with a covenant that the mortgagor will not
be entitled to recover possession without payment of the mortgage money,
and further that under such a mortgage there is no transfer of the right of
an occupancy tenant and consequently no suit for redemption was
maintainable nor was there any extinguish-ment of the right of an occupancy
tenant upon the expiry of the period of limitation fixed for redemption
under Article 148 of the Limitation Act, 1908. There is a long catena of
decisions dealing with the question starting from Khiali Ram v. Nathu Lal,
down to Samharu v. Dharamraj Pandey. It follows that it has been the
settled law as administered in the then United Provinces that a
usufructuary mort-gage of an occupancy holding was invalid and there was no
transfer of an interest by the occupancy tenant and the mortgagee acquired
no right other than the right to retain possession and fall back upon the
stipulation in the so-called mortgage bond till his money was paid. As
pointed out in the Full Bench decision in Samharu v. Dharamraj Pandey, the
view that a usufructuary mortgage by an occupancy tenant was not valid in
the eye of law has been accepted by the legislature in clause (d) of
Section 21(1) the U.P. Zamindari Abolition & Land Reforms Act, 1951. The
matter stands concluded by the doctrine of stare decisis. If we were to
subscribe to the contention advanced by the learned counsel for the
appellants, it would imply not only unsettling the law which has stood the
test of time for over 100 years but have the effect of reopening
transactions past and closed and unsettling titles over the State".
This decision clearly indicates that mortgagee-in possession is no better
than an asami and has no right to create a genuine sub-tenancy. His alleged
sub-tenant will be no better than a pure licensee from him.
On the facts of that case it was, therefore, held that successor-in-
interest of the original mortgagees had no right to get the benefit of
occupancy under the Act. Even though the said judgment had no occasion to
examine the occupancy rights of the sub-tenant from a mortgagee, its ratio
can rightly be pressed in service by the respondents for submitting that
when Section 21(l)(d) of the U.P. Act is given its full play, the
mortgagee-in possession cannot be treated to be on a higher level than an
asami and consequently the alleged sub-tenancy created by him will not
enure for the benefit of the so-called sub-tenant to claim any independent
adhivasi rights.
In the case of Amba Prasad v. Abdul Noor Khan & Ors., [1964] 7 SCR 800,
Hidayatullah, J. (as he then was), speaking for the Bench of two learned
Judges, had to interpret the words "recorded as occupants" as found in
Section 20 of the U.P. Act. It was held on the facts of that case that the
appellant before this Court was not entitled to raise the plea of the
correctness of the entry in khasra because the entry was not corrected
before the date of vesting as required by Explanation (ii) to Section 20 of
the U.P. Act. It was further observed that the title to possession as
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adhivasi depends on the entries in the khasra or khatauni for the year 1356
Fasli. Section 20 of the U.P. Act does not require the proof of actual
possession. These observations, on the facts of that case, cannot be of any
assistance to the appellant for the simple reason that this Court, in the
aforesaid cases, was not concerned with the examination of a situation like
the present one wherein alleged sub-tenant of a mortgagee-in possession
claimed the benefit of Section 20 of the U.P. Act. Learned counsel for the
appellant vehemently relied upon a decision of the Constitution Bench of
this Court in the case of Prabhu v. Ramdeo & Ors., AIR (1966) SC 1721. In
that case the Constitution Bench was concerned with the interpretation of
the relevant provisions of the Rajasthan Tenancy Act. In the light of the
said statutory scheme, it was observed that rights of tenants inducted by
mortgagee-in possession, under the provisions of Transfer of Property Act,
1882, may conceivably be improved by statutory provisions which may
meanwhile come into operation. The definition of "tenant" under Section
5(43) of the Rajasthan Tenancy Act was pressed in service for deciding the
legal rights of three respondents before the Court. The contention of the
appellant, Prabhu, before the Court for treating the respondents as
"trespassers" as defined by Section 5(44) of the Rajasthan Tenancy Act was
repealed. The relevant observations made in paras 6 and 7 deserve to be re-
produced to appreciate and ratio of the Constitution Bench decision in this
case. They read as under :
"(6) Before dealing with the specific provisions of the said section we may
refer to two definitions which are relevant. "Tenant" has been defined by
S.5(43) of the Act as meaning a person by whom rent is or but for a
contract, express or implied, would be payable and except when the contrary
intention appears, shall include a co-tenant or a groveholder or a village
servant or a tenant of khudkasht or a mortgagee of tenancy rights but shall
not include a grantee at a favourable rate of rent or an ijaredar or a
thekedar or a trespasser. That is how the definition stood at the relevant
time. The test prescribed by this definition is that the person can claim
to be a tenant if it is shown that rent is payable by him in respect of the
land. That test is clearly satisfied by three respondents in the present
case.
(7) The next definition to which it is necessary to refer is that of a
trespasser. The appellant, in his present suit, has contended that the
respondents are trespassers. A "trespasser" has been defined by S.5(44) of
the Act as meaning a person who takes or retains possession of unoccupied
land without authority or who prevents another person from occupying land
duly let out to him. That is how the definition read at the material time.
It is plain that the respond-ents do not fall within the definition of
"trespasser" as prescribed by this clause."
A mere look at these observations shows that on the peculiar scheme of
Sections 5(43) and 5(44) of the Rajasthan Tenancy Act, it was held that a
tenant of the mortgagee-in possession could not be treated as a trespasser.
As already seen earlier, the statutory scheme of the U.P. Act is entirely
different. The aforesaid decision, therefore, also cannot advance the case
of the appellant.
Reliance was also placed on another Constitution Bench judgment of this
Court in Dahya Lal & Ors. v. Rasul Mohammed Abdul Rahim, [1963] 3 SCR 1.
That was a case under the Bombay Tenancy and Agricultural Land Act, 1948.
Question was whether tenant of a mortgagee-in possession could be treated
to be a deemed tenant under Section 4 of the Bombay Act, 1948. Section 4 of
the said Act, in so far as it is material, provided :
"A person lawfully cultivating any land belonging to another person shall
be deemed to be a tenant if such land is not cultivated personally by the
owner and if such person is not (a) a member of the owner’s family, or (b)
a servant on wages payable in cash or kind but not in crop share or a hired
labourer cultivating the land under the personal supervision of the owner’s
family, or (c) a mortgagee in possession...."
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In the light of the aforesaid statutory scheme, it was observed that only a
mortgagee-in possession could not be a deemed tenant but tenant of a
mortgagee-in possession, being not falling in the excluded category, would
be covered by the main part of Section 4, being a person lawfully
cultivating and land belonging to another person. It becomes at once clear
that the aforesaid decision rendered in the light of an entirely different
statutory scheme cannot advance the case of the appellant for getting his
father, Ram Harakh, the so-called "sub-tenant" of the mortgagee-in
possession, to be treated as an adhivasi under Section 20 of the U.P. Act.
As a result of the aforesaid discussion, therefore, it must be held that
the impugned decision of the High Court lays down the correct legal
position in the background of the admitted and well established facts on
record and calls for no interference. On the contrary, the decision
rendered in the cognate matter by the Division Bench of this Court on 22nd
August, 1995, with respect, must be held to be not laying down the correct
law and would remain binding only as res judicata between the parties to
that decision and cannot bind the present respondents.
The appeal, therefore, fails and is dismissed with no order as to costs.