Full Judgment Text
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PETITIONER:
STATE OF MAHARASHTRA
Vs.
RESPONDENT:
VEERAPPA R. SABOJI AND ANR.
DATE OF JUDGMENT06/09/1979
BENCH:
UNTWALIA, N.L.
BENCH:
UNTWALIA, N.L.
PATHAK, R.S.
CITATION:
1980 AIR 42 1980 SCR (1) 551
1979 SCC (4) 466
CITATOR INFO :
RF 1980 SC1242 (13)
RF 1980 SC1459 (6)
RF 1981 SC 965 (5)
ACT:
Termination simpliciter-Appointment purely on a
temporary basis with a probation for a period of two years
during which the appointee would be terminated with one
month’s notice-Two years’ probationary period expired on 6-
12-1962-Respondent No. 1 was allowed to continue in the post
only in an officiating capacity and was not confirmed-
Services terminated by a simple order of termination dated
15-12-1971 w.e.f. 1-2-1972-Whether the order was passed by
way of punishment in violation of Article 311(2) of the
Constitution.
Deemed cofirmation-Whether spelt out from Rule 4(2)
(iv) of the Bombay Judicial Service Recruitment Rules, 1956.
Right to information from the relevant official record
forming the basis of the order terminating the service-When
can the Court call for the records.
HEADNOTE:
Respondent 1 joined the judicial service Class II in
the State of Maharashtra on the 7th December, 1960 as per
his order of appointment which clearly states (i) that he
would be on probation for a period of two years from the
date of his joining, (ii) that during that period, his
appointment would be liable to be terminated without notice,
(iii) that after the period of probation his services would
be liable to be terminated on one month’s notice as long as
his appointment was temporary. The two years’ probationary
period originally fixed expired on 6th December of 1962 even
so he was allowed to continue in the post only in an
officiating capacity and was not confirmed. His services
were terminated with effect from 1-2-1972 by a simple order
of termination dated 15th December 1971. Respondent 1
challenged the order of his termination by filing a writ
petition. The High Court of Bombay allowed the petition
holding (1) that Respondent 1 would be deemed to have been
confirmed in his post because his work was satisfactory and
a vacancy in the permanent cadre was available. The
Government had no discretion in the matter and it was bound
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to confirm him under Rule 4(2)(iv) of the Rules (2) that the
appointment of respondent 1, therefore, could not be
terminated by a simple notice of termination and it was
passed by way of punishment in violation of Article 311(2)
of the Constitution.
Allowing the appeal by special leave, the Court
^
HELD: Per Untwalia J.
1. Sub rule (2) of Rule 4 of the Bombay Judicial
Service Rules, 1956 deals with the method of recruitment to
the Junior Branch Class II. Clause (iv) of Sub-rule (2) of
Rule 4 deals with probation and confirmation. There are two
parts of clause (iv)-(a) that it is imperative to put every
person appointed under sub-rule (2) on probation for a
minimum period of two years "unless
552
otherwise expressly directed" and (b) on the expiry of the
said period of two years the eprson appointed may be
confirmed, if there is a vacancy and if his work is found to
be satisfactory. [557H, 558 B-C]
The plain meaning of the rule is that there is no
automatic confirmation on the expiry of the probationary
period of two years in the first instance. On the expiry of
the said period and on the fulfillment of the requirement of
sub-clauses (a) and (b) a Government servant becomes
eligible for being confirmed and normally he is likely to be
confirmed. But, in many branches of Government service
including the judiciary that for administrative reasons or
otherwise the confirmation is delayed and is made at a
subsequent time. It may also be delayed for watching the
work of the Government servant for a further period. The
expression "unless otherwise expressly directed" governs
only the first part of clause (iv) and not the second part.
Therefore the rule in question comes under the ordinary and
normal rule that without an express order of confirmation
the Government servant will not be taken to have been
confirmed in the post to which he was appointed temporarily
and/or on probation. It is not covered by the exceptional
rule like the one in State of Punjab v. Dharam Singh, [1968]
3 S.C.R. 1. [558C-F]
State of Punjab v. Dharam Singh, [1968] 3 SCR 1, Kedar
Nath Bahl v. State of Punjab and Ors., A.I.R. 1972 SC 873;
referred to.
2. Rule 4(2) (iv) of the Bombay Judicial Service
Recruitment Rules, 1956 does not violate Articles 14 and 16
of the Constitution; there being several other reasons
administrative or otherwise, which may delay the
confirmation of an officer. The confirmation can surely be
delayed if the suitability of the Government servant has got
to be watched further to decide whether he should be
confirmed in the post or not. [560 B, G-H]
S. B. Patwardhan and Ors. etc., etc v State of
Maharashtra, [1977] 3 SCR 775; distinguished.
3. The Government Resolution dated 19-4-1963 and the
Gazette Notification dated 11-5-1963 do not give a deemed
confirmation status. Two inferences are possible to be drawn
from them...... (1) that the period of probation stood
extended beyond two years until and unless he was confirmed
and (2) that in any event be continued in the post in his
temporary or officiating capacity.
[561A, D-
E]
4. Termination of services by a notice of termination
simpliciter will be violative of the requirement of Article
311(2) of the Constitution, if the Government servant be
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held either as confirmed or deemed to have been conformed in
the post to which he has been initially appointed. In the
instant case Respondent 1 was continuing in the post in an
officiating capacity. His services could be terminated by
one month’s notice simpliciter. [561E-G]
5. If the termination was by way of punishment, then
also Article 311(2) would be attracted. Even in the case of
a temporary or officiating Government servant his services
cannot be terminated by way of punishment casting a stigma
on him in violation of the requirement of Article 311(2).
[561 G-H]
6. Ordinarily and generally, any of the three courses,
namely, compulsory retirement, reversion to parent cadre
from a higher officiating post; dispensing
553
with the services of an officiating or temporary Government
servant with an order of termination simpliciter, is taken
recourse to only, if there are some valid reasons for taking
the action against the Government servant. If a probe in the
matter is allowed to be made in all such cases, then curious
results are likely to follow. In a given case there may be
valid reasons, may be of a very serious kind, which led the
authorities concerned to adopt one course or the other as
the facts of the particular case demanded. If reasons are
disclosed in the order, then it could be said that the order
of the Government was passed by way of punishment. If not
disclosed then it would be said as arbitrary and violative
of Article 16 of the Constitution. Only a practical and
reasonable approach to the problem would solve it.
Ordinarily and generally the rule laid down in most of the
cases by this Court, is that the Court should look to the
order on the face of it and find whether it casts any stigma
on the Government servant. In such a case, there is no
presumption that the order is arbitrary or malafide unless a
very strong case is made out and proved by the Government
servant, who challenges such an order. [562B-E]
S. P. Vasudeva v. State of Haryana & Ors., [1976] 2 SCR
184; State of U.P. v. Ram Chandra Trivedi, [1977] 1 SCR 462;
Parshotam Lal Dhingra v. Union of India [1958] SCR 828;
Shamsher Singh v. State of Punjab, [1975] 1 SCR 814 and
Manager Govt. Branch Press & Anr. v. D. P. Belliappa, [1979]
2 SCR 458; referred to.
7. Malafide should be pleaded by specific allegations.
Merely to say that the action was not justified and it was
out of bias that the impugned action was taken, was not, in
the least, any allegation of malafide. [565 E]
In the instant case, in the absence of any specific
allegation against any of the respondents in the Writ
Petition, the conclusion would be that when the orders were
passed against Respondent 1 the High Court must have
examined the matter carefully and found that it was not
desirable to allow him to continue in the service and must
have further found that the facts did not warrant or make it
expedient to hold any regular enquiry against him and to
remove him from service by way of punishment. The order of
termination against Respondent 1 was not passed by way of
punishment contravening the requirement of Article 311 (2)
of the Constitution. [565H, 566A-B, G]
8. The State counsel rightly refused to show the
records of the case to Respondent 1. Obviously it could not
be shown to him. Otherwise he would have come out with a
plea, right or wrong, that the order was made against him by
way of punishment. [566B-C]
Per Pathak J.
1. Where the services of a temporary Government servant
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or a probationer Government servant are terminated by an
order which does not ex facie disclose any stigma or penal
consequences against the Government servant and is merely a
termination order simpliciter, there is no case ordinarily
for assuming that it is anything but what it purports to be.
Where however, the order discloses on the face of it that a
stigma is cast on the Government servant or that it visits
him with penal consequences, then plainly the case is one of
punishment. There may still be another kind of case, where
although the termination of services is intended
554
by way of punishment, the order is framed as a termination
simpliciter. In such a case, if the Government servant is
able to establish by material on the record that the order
is in fact passed by way of punishment, the innocence of the
language in which the order is framed will not protect it if
the procedural safeguards contemplated by Article 311(2) of
the Constitution have not been satisfied. [567 B-D]
2. The jurisdiction of the Court extends to examining
and scrutinising the official records in the following
circumstances:
(a) The official records may be called for by the Court
generally in a given case, for the purpose of determination
the truth; where the Government servant succeeds in making
out a prima facie case that the order was by way of
punishment, but an attempt to rebut the case is made by the
authorities. [567D-E]
(b) It is not open to the Court to send for the
official records on a mere allegation by the Government
servant that the order is by way of punishment. For unless
there is material on the record before the Court in support
of that allegation, an attempt by the Court to find out from
the record whether the termination of service is based on
the unsuitability of the Government servant in relation to
the post held by him or is in reality an order by way of
punishment will in effect be an unwarranted attempt to delve
into the official records for the purpose of determining the
nature of the order on the basis of a mere allegation of the
Government servant. On a sufficient case being made out on
the merits before the Court by the Government servant it is
open to the Court to resort to scrutiny of the official
records for the purpose of verifying the truth. [567E-G]
(c) Courts should not decline to peruse the official
records in an appropriate case. Where considerations of
privilege and confidentiality do not suffer, the information
set forth in the records should be made available to the
Government servant. The mere possibility that the official
records could confirm what the Government servant had set
out to prove, and prima facie had indeed proved, should not
shut out disclosure of the information. [567G-H, 568A]
(d) There is no absolute rule that where the order
terminating the services of a temporary or a probationer
Government servant is ex facie an order of termination
simpliciter, the Government servant is barred from
establishing that it is in fact an order by way of
punishment and on the Government servant succeeding in
establishing it to be so the Court is prohibited from
examining the official records for the purpose of verifying
the true position. [568D-E]
(e) The question of scrutinising the official records
arises where a Government servant is entitled to show that
although the order impugned by him purports to be an order
of termination simpliciter it is in fact an order made by
way of punishment. [568E-F]
(f) If a Government servant is able to establish that,
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although the impugned order is innocent ex facie it was made
on the ground that he was guilty of misconduct and,
therefore, the order was intended by way of punishment, the
law still is that an order, although framed in terms which
do not cast an aspersion against the character and integrity
of the Government servant or visit him with evil
consequences, may still be proved to be in fact one by way
of punishment. [569E-F]
555
(g) In the present case, the reason for the High Court
refusing to examine the official records was that the
respondent Government servant had failed to make out any
case whatever that the order was by way of punishment. There
being no doubt in the mind of the High Court on the point,
it was justified in declining to look into the official
records. [570C-D]
State of U.P. v. Ram Chandra Trivedi, [1977] 1 SCR 462,
Union of India v. R. S. Dhaba, [1969] 3 SCC 603, R. S. Sial
v. The State of U.P. & Ors., [1974] 3 SCR 754, Shamsher
Singh & Anr. v. State of Punjab, [1975] 1 SCR 814; applied.
S. P. Vasudeva v. State of Haryana and Ors., [1976] 2
SCR 184; explained and relied on
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 628 of
1976.
Appeal by special leave from the Judgment and Order
dated 4-3-1976 of the Bombay High Court in Spl. Civil Appeal
No. 138 of 1972.
M. N. Phadke, S. K. Mehta and M. N. Shroff for the
Appellant.
G. L. Sanghi, F. S. Nariman and K. R. Nagaraja for
Respondent No. 1.
The following Judgments were delivered:
UNTWALIA J. This appeal by special leave has been
preferred by the State of Maharashtra from the judgment of
the Bombay High Court given in a Writ Petition filed by
respondent no. 1 for quashing the order of termination of
his service. The High Court has allowed the Writ Petition
and quashed the order.
Respondent No. 1 was appointed a Civil Judge (Junior
Division) and Judicial Magistrate, First Class, on probation
in accordance with the Bombay Judicial Service Recruitment
Rules, 1956-hereinafter referred to as the Rules. In
paragraph 3 of the appointment letter dated 31st October,
1960 it was clearly stated:-
"You will be on probation for a period of two
years from the date on which you take charge of your
appointment, and during this period your appointment is
liable to be terminated without notice. After the
period of probation your services are liable to be
terminated on one month’s notice as long as your
appointment is temporary. It should be clearly
understood that your appointment at present is purely
temporary."
Respondent No.1 pursuant to the said letter of appointment
joined the Judicial Service, Class II, in the State of
Maharashtra on the 7th
556
December, 1960. The two years’ probationary period
originally fixed expired on 6th December, 1962 even so he
was allowed to continue in the post only in an officiating
capacity and was not confirmed. His services were terminated
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by a simple order of termination dated the 15th December,
1971 which ran as follows:-
"The Government is pleased to terminate the
services of Shri V. R. Saboji, Officiating Civil Judge
(Junior Division) and Judicial Magistrate, First Class,
Kalamnuri, District Parbhani with effect from 1st
February, 1972."
A copy of the above order was forwarded to and served upon
the first respondent alongwith a covering letter of that
date expressly stating therein:-
"Your appointment is still temporary and your
services are liable to be terminated on one month’s
notice. I am to state that Government has decided to
terminate your services with effect from 1st February,
1972 and that you will, therefore, cease to be in
service with effect (from) that date. A formal order is
enclosed herewith."
The first respondent challenged the order of his
termination in the High Court by filing a Writ Petition
impleading the then Law Secretary to the Government of
Maharashtra as respondent No. 1, State of Maharashtra,
respondent No. 2 and S/Shri K. N. Wahi and P. G. Karnik as
respondents 3 and 4 respectively. To put it briefly, the
case made out by the first respondent in his Writ Petition
was that he had become a confirmed Government servant and
the order terminating his services simpliciter was by way of
punishment. Respondents 3 and 4 were respectively District
and Inspecting District Judges in the District where
respondent No. 1 happened to work under them. They bore some
ill-feeling and ill-will against him and had made certain
enquiries and reported the matter to the High Court as a
result of which, according to the belief of the said
respondent, some adverse remarks were given to him and his
services were terminated at the insinuation of the said two
officers. Affidavits were filed on behalf of the State of
Maharashtra and respondents 3 and 4 as well. The latter two
in their counters denied the allegations of mala fides
against them.
In the High Court the following five points were urged
on behalf of respondent No. 1:-
"(1) That the order of termination has been passed
as by way of punishment which amounts, in
fact, to dis-
557
missal and since the provisions of Article
311(2) have not been complied with, the order
is void;
(2) That the petitioner has been purposefully
picked for discharge when many of his juniors
were allowed to be retained. Therefore, the
order is violative of Article 16 of the
Constitution;
(3) The order has been passed mala fide with a
view to circumvent the provisions of Article
311 of the Constitution;
(4) The petitioner had, in fact, at the time of
termination of his services become permanent
employee in accordance with Rule 4(2)(iv) of
the Bombay Judicial Service Recruitment
Rules, 1956; and
(5) The order is bad as it is passed in violation
of the provisions of Article 235 of the
Constitution."
Point No. 5 was decided against respondent No. 1. Apropos
the other four points the High Court has held-(1) that the
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respondent No. 1 will be deemed to have been confirmed in
his post because his work was satisfactory and a vacancy in
the permanent cadre was available. The Government had no
discretion in the matter and it was bound to confirm the
said respondent under Rule 4(2) (iv) of the Rules; (2) that
the appointment of respondent No. 1, therefore, could not be
terminated by a simple notice of termination and it was
passed by way of punishment in violation of Article 311(2)
of the Constitution. The High Court did not hear the counsel
on either side on the point of mala fides and they also
agreed not to advance any argument on that point, as
mentioned in the High Court judgment. Before us also, except
in passing, no argument of any substance was advanced to
press the point of mala fides. The correctness of the
decision of the High Court was assailed before us by Mr. M.
N. Phadke, appearing for the appellant, while it was sought
to be sustained by Mr. F. S. Nariman appearing for
respondent No. 1. I now proceed to examine the rival
contentions of the parties.
In the High Court judgment there is a reference to an
undertaking given by respondent No. 1 showing his
willingness to accept the employment on a temporary basis.
But that apart, the letter of appointment itself had
indicated that he was being appointed on probation and in a
temporary capacity. It is necessary at this stage to read
the relevant provisions of the Rules. Sub-rule (2) of Rule 4
deals with method of recruitment to the Junior Branch, Class
II and clause (iv) of sub-rule (2) states:-
558
"Unless otherwise expressly directed, every person
appointed under the last foregoing sub-rule shall be on
probation for a period of two years and on the expiry
of such period he may be confirmed if-
(a) there is a vacancy; and
(b) his work is found satisfactory."
There was sub-clause (c) also which was deleted in 1961 and
we are not concerned with that sub-clause.
There are two parts of clause (iv)-(1) that it is
imperative to put every person appointed under sub-rule (2)
on probation for a minimum period of two years "unless
otherwise expressly directed" and (2) on the expiry of the
said period of two years the person appointed may be
confirmed if there is a vacancy and if his work is found to
be satisfactory. The plain meaning of the rule is that there
is no automatic confirmation on the expiry of the
probationary period of two years in the first instance. On
the expiry of the said period and on the fulfillment of the
requirement of sub-clauses (a) & (b) a Government servant
becomes eligible for being confirmed and normally he is
likely to be confirmed. But it is a matter of common
knowledge in many branches of Government service including
the Judiciary that for administrative reasons or otherwise
the confirmation is delayed and is made at a subsequent
time. It may also be delayed for watching the work of the
Government servant for a further period. The expression
"unless otherwise expressly directed" governs only the first
part of clause (iv) and not the second as was attempted to
be argued by Mr. Nariman. In my opinion the rule in
question, therefore, comes under the ordinary and normal
rule that without an express order of confirmation the
Government servant will not be taken to have been confirmed
in the post to which he was appointed temporarily and/or on
probation. It is not covered by the exceptional rule like
the one which was the subject matter of consideration of
this Court in State of Punjab v. Dharam Singh(1).
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In Kedar Nath Bahl v. The State of Punjab and others(2)
Palekar J. delivering the judgment on behalf of this Court
said at page 876 column 2:-
"The law on the point is now well settled. Where a
person is appointed as a probationer in any post and a
period of probation is specified, it does not follow
that at the end of
559
the said specified period of probation he obtains
confirmation automatically even if no order is passed
in that behalf. Unless the terms of appointment clearly
indicate that confirmation would automatically follow
at the end of the specified period, or there is a
specific service rule to that effect, the expiration of
the probationary period does not necessarily lead to
confirmation. At the end of the period of probation an
order confirming the officer is required to be passed
and if no such order is passed and he is not reverted
to his substantive post, the result merely is that he
continues in his post as a probationer."
I am aware that a review against this judgment was allowed
and the appeal was re-heard recently by a Division Bench of
this Court to which I was a party. The appeal was again
dismissed and no different view of law was expressed therein
than the one extracted above. Bachawat J. also while
delivering the judgment on behalf of a Constitution Bench of
this Court in Dharam Singh’s case (supra) has said at page 4
thus:-
"This Court has consistently held that when a
first appointment or promotion is made on probation for
a specific period and the employee is allowed to
continue in the post after the expiry of the period
without any specific order of confirmation, he should
be deemed to continue in his post as a probationer
only, in the absence of any indication to the contrary
in the original order of appointment or promotion or
the service rules. In such a case, an express order of
confirmation is necessary to give the employee a
substantive right to the post, and from the mere fact
that he is allowed to continue in the post after the
expiry of the specified period of probation it is not
possible to hold that he should be deemed to have been
confirmed."
In Rule 6(3) of he Punjab Educational Service
(Provincialised) Cadre) Class III, Rules, 1961 a certain
period had been fixed beyond which the probationary period
could not be extended. It was because of that it was held
that when the Government servant was allowed to continue in
the post after completion of the maximum period of probation
without an express order of confirmation he could not be
deemed to continue in that post as a probationer by
implication. In other words because of the express provision
in the rule vis-a-vis the maximum period of probation the
confirmation was automatic. There is nothing of the kind to
be found in the rules in the
560
present case. The view of the High Court to the contrary is
erroneous and cannot be sustained.
Mr. Nariman submitted that if an interpretation were to
be given to Rule 4(2) (iv) that it depended upon the sweet
will of the appointing authority to confirm a Government
servant as and when it liked, then the rule would be
violative of Articles 14 and 16 of the Constitution. He
placed reliance upon a decision of this Court in S. B.
Patwardhan & others etc. etc. v. State of Maharashtra &
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others(1) in support of his contention I find no substance
in the argument. The question for consideration in that case
related to the competition of seniority between the direct
recruits and the promotees in the Engineering cadre. In that
connection it was said at page 796 thus:-
"Confirmation is one of the inglorious
uncertainities of government service depending neither
on efficiency of the incumbent nor on the availability
of substantive vacancies. A glaring instance widely
known in a part of our country is of a distinguished
member of the judiciary who was confirmed as a District
Judge years after he was confirmed as a Judge of the
High Court. It is on the record of those writ petitions
that officiating Deputy Engineers were not confirmed
even though substantive vacancies were available in
which they could have been confirmed. It shows that
confirmation does not have to conform to any set rules
and whether an employee should be confirmed or not
depends on the sweet will and pleasure of the
government."
These observations were made with reference to apparent
discriminatory results which followed by applying different
standards to the members of the two groups for determining
their seniority, one the direct recruits and the other
promotees. I am not concerned with such a situation in the
present case. It was not suggested on behalf of the
Government that the confirmation depended on the sweet will
and the pleasure of the Government. What was, however,
argued was that on the fulfillment of the two conditions
mentioned in sub-clauses (a) and (b) of clause (iv) of sub-
rule (2) of rule 4 of the Rules the Government servant
became eligible but there may be several other reasons,
administrative of otherwise, which may delay the
confirmation. The confirmation can surely be delayed if the
suitability of the Government servant has got to be watched
further to decide whether he should be confirmed in the post
or not.
561
Mr. Nariman pointed out that the High Court in support
of its view has relied upon a resolution of the Government
dated the 19th April, 1963 and the Gazette Notification
dated the 11th May, 1963. It is not necessary to quote both
in my judgment. It would suffice to refer to the wordings of
the notification only. It reads as follows:-
"On satisfactory completion of the probationary
period of two years, Shri V. R. Saboji is appointed
with effect from 6th December, 1962 (afternoon) as
officiating Civil Judge (Junior Division) and Judicial
Magistrate, First Class."
The submission was that respondent No. 1 had satisfactorily
completed his probationary period of two years and,
therefore, he should be deemed to have been confirmed on the
strength of this notification. But such an argument is in
the teeth of the language of the notification itself as it
says that he was appointed from 6th December, 1962 as
"officiating Civil Judge (Junior Division) and Judicial
Magistrate, First Class." In other words even after the
completion of the two years period he continued in
officiating capacity and was not confirmed in the post. Two
inferences are possible to be drawn from this-(1) that the
period of probation in case of respondent No. 1 stood
extended beyond two years until and unless he was confirmed
and (2) that in any event he continued in the post in his
temporary or officiating capacity. No order was ever made
confirming respondent No. 1 in the post and without such an
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order it is difficult to sustain the view of the High Court
that he was confirmed.
The question of violation of Article 311(2) has to be
examined in two perspectives. Firstly, if it could be held
in agreement with the High Court that he should be deemed to
have been confirmed in the post to which he was initially
appointed, it is plain that terminating his services by a
notice of termination simpliciter like the one given in this
case, will be violative of the requirement of Article
311(2). On my finding it is manifest that it is not so. He
was continuing in the post in an officiating capacity. His
services could be terminated by one month’s notice
simpliciter according to the terms of the employment.
Secondly the question to be examined is whether the
termination was by way of punishment. Even in the case of a
temporary or officiating Government servant his services
cannot be terminated by way of punishment casting a stigma
on him in violation of the requirement of Article 311(2).
This principle is beyond any dispute but the difficulty
comes in the application of the said principle from case to
case. If a Government servant is compulsorily retired or one
who is officiating in a higher post is reverted to his
parent cadre, or when the services
562
of an officiating or temporary Government servant are
dispensed with by an order of termination simpliciter, then
problems arise in finding out whether it is by way of
punishment. In different kinds of situation, different views
have been expressed. Yet the underlying principle remains
the same. One should not forget a practical and reasonable
approach to the problem in such cases. Ordinarily and
generally, and there may be a few exceptions, any of the
three courses indicated above is taken recourse to only if
there are some valid reasons for taking the action against
the Government servant. If a probe in the matter is allowed
to be made in all such cases then curious results are likely
to follow. In a given case there may be valid reasons, may
be of a serious kind, which led the authorities concerned to
adopt one course or the other as the facts of a particular
case demanded. If one were to say in all such cases that the
action has been taken by way of punishment then the natural
corollary to this would be that such action could be taken
if there was no such reason in the background of the action.
Then the argument advanced is that the action was wholly
arbitrary, mala fide and capricious and, therefore, it was
violative of Article 16 of the Constitution. Where to draw
the line in such cases? Ordinarily and generally the rule
laid down in most of the cases by this Court is that you
have to look to the order on the face of it and find whether
it casts any stigma on the Government servant. In such a
case there is no presumption that the order is arbitrary or
mala fide unless a very strong case is made out and proved
by the Government servant who challenges such an order. The
Government is on the horns of the dilemma in such a
situation. If the reasons are disclosed, then it is said
that the order of the Government was passed by way of
punishment. If it does not disclose the reasons, then the
argument is that it is arbitrary and violative of Article
16. What the Government is to do in such a situation? In my
opinion, therefore, the correct and normal principle which
can be pulled out from the earlier decisions of this Court
is the one which I have indicated above.
I shall now proceed to refer to only three recent
decisions of this Court, two relied upon by the appellant
and the one by the respondent. I do not consider it
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necessary to refer to others.
In S. P. Vasudeva v. State of Haryana & Ors. (1) a
Bench of this Court to which I was a harty, Alagiriswami J.
delivering the judgment of this Court said at page 187 :-
"In cases where enquiries have been held before
orders of reversion of a probationer to his former
lower post or discharge of a probationer or discharge
from service of a
563
temporary servant were passed, certain decisions have
taken the view that where the enquiry was held in order
to find out the suitability of the official concerned
the order would not be vitiated. In certain other cases
it has been held that the enquiry was held with a view
to punish and as the enquiry did not satisfy the
requirements of Article 311 the punishment was bad. It
appears to us that this theory as to whether the
reversion to a lower post of a probationer in a higher
post, or the discharge of a probationer, or the
discharge from service of a temporary servant was meant
as a punishment leads to a very peculiar situation.
After ali, if such an order gives no reasons the Court
will not normally interfere because ex-facie there is
nothing to show that the order was intended as a
punishment."
Jaswant Singh J., delivering the judgment of this Court in
State of U.P. v. Ram Chandra Trivedi(1) on behalf of a
Division Bench of this Court, the other two members of which
were Khanna and Sarkaria JJ., reviewed all the earlier cases
of this Court very elaborately including the well-known
judgment of Das C.J., in Parshotam Lal Dhingra v. Union of
India(2) and the comparatively recent decision of a Bench of
7 Judges in Shamsher Singh & Anr. v. State of Punjab(3)
Relevant extracts in extenso have been quoted from those two
decisions as well as from others. It would be of use to very
briefly state the facts of Ram Chandra Trivedi (supra). The
respondent was appointed as a temporary clerk in a Canal
Division in the year 1954. Seven years later, he was
required to appear in a departmental examination and there
it was found that another clerk of another Canal Division
was attempting to personate and appear for the respondent.
The Executive Engineer detected this and obtained the
explanation of both the clerks and reported the matter to
the Superintending Engineer. Finding the explanations
tendered by the clerks to be unsatisfactory, the
Superintending Engineer brought the matter to the notice of
the Chief Engineer. The latter asked him to award suitable
punishment to the two clerks. The Superintending Engineer
thereafter issued the orders terminating the services of
both the clerks. Eventually Ram Chandra Trivedi, the
respondent, filed a suit challenging the order of
termination of his service as having been made by way of
punishment in disregard of Article 311(2). The suit was
dismissed. The dismissal
564
was maintained by the First Appellate Court. The High Court,
however, allowed the second appeal filed by the respondent
and decreed his suit. The State came to this Court in such a
situation. This Court reviewed all the previous decisions
and finally said at page 475 :-
"Keeping in view the principles extracted above,
the respondent’s suit could not be decreed in his
favour. He was a temporary hand and had no right to the
post. It is also not denied that both under the
contract of service and the service rules governing the
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respondent, the State had a right to terminate his
services by giving him one month’s notice. The order to
which exception is taken is ex facie an order of
termination of service simpliciter. It does not cast
any stigma on the respondent nor does it visit him with
evil consequences, nor is it founded on misconduct. In
the circumstances, the respondent could not invite the
Court to go into the motive behind the order and claim
the protection of Article 311(2) of the Constitution."
The case relied upon for the respondent is Manager
Govt. Branch Press & Anr. v. D. P. Belliappa(1). Speaking
for the Court, Sarkaria, J., found that the order of
termination was wholly arbitrary and had been passed because
of some hostile motive which the authority terminating the
services had against the Government servant concerned. On
the facts of this case it was found that the decision of the
High Court allowing the Writ Petition of the Government
servant was correct and was covered by some earlier
decisions of this Court. I may briefly refer to the facts of
this case also from the judgment. The appellant in the
appeal was the Manager of a Government Press who had
terminated the services of Belliappa by the impugned order
without assigning any reason, albeit in accordance with the
conditions of his service, while three employees, similarly
situated, junior to Belliappa in the same cadre had been
retained. A charge of hostile discrimination was levelled
with sufficient particularity against the appellant. Hostile
animus was also attributed by Belliappa in his writ petition
to his superior officers. He asserted that his service
record was good. This fact was not controverted by the
appellant by filing any counter-affidavit. The impugned
order was preceded by a show-cause notice of proposed
disciplinary action against Belliappa. In such a situation
it was observed in the judgment :-
"Of course, there is always some reason or cause
for terminating the services of a temporary employee.
It is not
565
necessary to state that reason in the order of
termination communicated to the employee concerned. But
where there is a specific charge of arbitrary
discrimination or some hostile motive is imputed to the
authority terminating the service. It is incumbent on
the authority making the impugned order to explain the
same by disclosing the reason for the impugned action."
(Emphasis supplied).
It would also be seen from the judgment that sufficient time
was given to learned counsel for the appellant to show to
the Court as to whether the services of the respondent had
been terminated on the ground of unsuitability. Yet learned
counsel failed to produce any such material in the Court. In
that view of the matter the order of the High Court was
upheld.
Now coming to the facts of the instant case, I find
that the allegations of mala fides were made in the Writ
Petition only against respondents 2 and 3 who were the
immediate superior officers of respondent no. 1 at the
relevant time. No specific allegation was made against them
that they made reports against him to the High Court due to
any ulterior motive or to feed fat any grudge against
respondent no. 1. Merely to say, as was said by him in his
Writ Petition, that their action was not justified and it
was out of bias that they took the action, was not, in the
least, any allegation of mala fide. If it were to be
permitted in such cases to examine all these reports in
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detail to find out whether the reports were justified or not
and then to draw an inference of mala fide, on that basis,
where will it lead to? Then in every case the reasons for
termination of service will have to be scrutinised thread-
bare to arrive at a conclusion that the order passed was not
mala fide. On his own showing respondent no. 1 had earned
adverse remarks before his service was terminated which
clearly showed that his record was not satisfactory. The
High Court, therefore, recommended to the Government that
the services of respondent no. 1 be terminated. The
Government accepted the recommendation of the High Court and
terminated his services. No allegation whatsoever of any
hostile discrimination was made in the Writ Petition against
the High Court or the Government, not even against the Chief
Justice or any Judge of the High Court who might have dealt
with this matter. Nor was any such allegation made against
the Law Secretary or the Chief Secretary or any Minister of
the Government. After all when the orders were passed
against respondent no. 1 the High Court must have examined
the
566
matter carefully and found that it was not desirable to
allow respondent no. 1 to continue in the service and must
have found further that the facts did not warrant or make it
expedient to hold any regular enquiry against respondent no.
1 and to remove him from service by way of punishment. I may
add that the High Court file containing the recommendation
in case of respondent no. 1 was ready in the High Court to
be shown to the Division Bench which heard the Writ
Petition. But the learned Judges refused to see it because
the State Counsel was not prepared to show it to respondent
no. 1. Obviously it could not be shown to him. Otherwise he
would have come out with a plea, right or wrong, that the
order was made against him by way of punishment. This is the
delicate area where the Government and the State Counsel
find themselves in a peculiar and delicate position. Mr.
Phadke also informed us that the High Court file was ready
with him and if we liked we may see it. On the facts and in
the circumstances of this case we did not think it necessary
to see and, therefore, we did not see.
It was also argued on behalf of respondent no. 1 that
162 officers had been appointed when respondent no. 1 was
appointed to the Judicial Service of Maharashtra along with
them. The service of none else was terminated and, perhaps,
others, junior to him were confirmed. Mr. Phadke informed
that till 1971 none of the 162 officers had been confirmed.
Some of them might have been or must have been confirmed
later. No occasion arose for terminating the services of any
other out of those 162 officers except respondent no. 1 by
the year 1971. It is not quite correct to say that his
service record was all through satisfactory, and this fact
was not controverted in the counter filed on behalf of the
State. Having examined all the relevant paragraphs I find
that apart from the denial being there in the counter,
respondent no. 1 himself, as I have stated above, disclosed
in his Writ Petition acts of commissions and omissions on
his part which which led respondents 3 and 4 to submit
adverse reports against him to the High Court. That being
so, in my opinion, the order of termination against
respondent no. 1 was not passed by way of punishment
contravening the requirement of Article 311(2) nor was it
arbitrary or mala fide.
For the reasons stated above, I allow this appeal, set
aside the judgment and order of the High Court and dismiss
the Writ Petition filed by respondent No. 1. In regard to
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costs, already an order was passed that costs will be paid
by the appellant in any event. Accordingly, the costs or any
balance thereof, will be paid by the appellant.
567
PATHAK, J. I agree with the judgment and order proposed
by my learned brother. There are certain observations,
however, in his judgment on the point whether a Government
servant petitioner is entitled to information from the
relevant official records forming the basis of the order
terminating his services. Unfortunately, I find myself
unable to subscribe to these observations.
The law, it seems to me, is that where the services of
a temporary Government servant or a probationer Government
servant are terminated by an order which does not ex facie
disclose any stigma or penal consequences against the
Government servant and is merely a termination order
simpliciter, there is no case ordinarily for assuming that
it is anything but what it purports to be. Where, however,
the order discloses on the face of it that a stigma is cast
on the Government servant or that it visits him with penal
consequences, then plainly the case is one of punishment.
There may still be another kind of case where although the
termination of service is intended by way of punishment, the
order is framed as a termination simpliciter. In such a
case, if the Government servant is able to establish by
material on the record that the order is in fact passed by
way of punishment, the innocence of the language in which
the order is framed will not protect it if the procedural
safeguards contemplated by Article 311(2) of the
Constitution have not been satisfied. In a given case, the
Government servant may succeed in making out a prima facie
case that the order was by way of punishment but an attempt
to rebut the case by the authorities may necessitate sending
for the official records for the purpose of determining the
truth. It is in such a case generally that the official
records may be called for by the Court. It is not open to
the Court to send for the official records on a mere
allegation by the Government servant that the order is by
way of punishment. For unless there is material on the
record before the Court in support of that allegation, an
attempt by the Court to find out from the record whether the
termination of service is based on the unsuitability of the
Government servant in relation to the post held by him or is
in reality an order by way of punishment will in effect be
an unwarranted attempt to delve into the official records
for the purpose of determining the nature of the order on
the basis of a mere allegation of the Government servant. On
a sufficient case being made out on the merits before the
Court by the Government servant it is open to the Court to
resort to scrutiny of the official records for the purpose
of verifying the truth. I am unable to see why the Court
should decline to peruse the official records in an
appropriate case and why, where considerations of privilege
and confidentiality do not suffer, the information set forth
in the records should
568
not be made available to the Government servant. The mere
possibility that the official records could confirm what the
Government servant had set out to prove and prima facie had,
indeed, proved should not shut out disclosure of the
information.
What I say here in no way detracts from what this Court
has laid down in State of U.P. v. Ram Chandra Trivadi.(1)
The Court did deprecate there the act of the High Court in
probing into the departmental correspondence that passed
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between the superiors of the Government servant for the
purpose of determining whether the impugned order was passed
by way of punishment. But it does not appear from the facts
recited in that case that the Government servant had made
out any case that the impugned order had been made by way of
punishment and that on the claim being disputed by the State
it was necessary to ascertain whether the case sought to be
proved by the Government servant stood rebutted or confirmed
by the departmental correspondence. I am unable to spell out
from the judgment any absolute rule enunciated by this Court
that where the order terminating the services of a temporary
or a probationer Government servant is ex facie an order of
termination simpliciter, the Government servant is barred
from establishing that it is in fact an order by way of
punishment, and that on the Government servant succeeding in
establishing it to be so the court is prohibited from
examining the official records for the purpose of verifying
the true position.
The question of scrutinising the official records
arises where a government servant is entitled to show that
although the order impugned by him purports to be an order
of termination simpliciter it is in fact an order made by
way of punishment. In regard to that right this Court
specifically referred in Ram Chandra Trivedi (supra) to the
decisions in Union of India & Ors. v. R. S. Dhaba and R. S.
Sial v. The State of U.P. & Ors.(2) with approval and
observed :-
"The form of the order, however, is not conclusive
to its true nature. The entirety of circumstances
preceding or attendant on the impugned order must be
examined by the court and the overriding test will
always be whether the misconduct is a mere motive or is
the very foundation of the order."
569
And it proceeded to quote from Shamsher Singh & Anr. v.
State of Punjab(1), decided by a Bench of seven Judges of
this Court, that :
"No abstract proposition can be laid down that
where the services of a probationer are terminated
without saying anything more in the order of
termination than that the services are terminated it
can never amount to a punishment in the facts and
circumstances of the case. If a probationer is
discharged on the ground of misconduct, or inefficiency
or for similar reason without a proper enquiry and
without his getting a reasonable opportunity of showing
cause against his discharge it may in a given case
amount to removal from service within the meaning of
Article 311(2) of the Constitution."
In the same case, it was observed further :-
"Where a departmental enquiry is contemplated and
if an enquiry is not in fact proceeded with Article 311
will not be attracted unless it can be shown that the
order though unexceptionable in form is made following
a report based on misconduct."
It seems clear that if a Government servant is able to
establish that, although the impugned order is innocent ex
facie, it was made on the ground that he was guilty of
misconduct and therefore, the order was intended by way of
punishment. The law still is that an order, although framed
in terms which do not cast an aspersion against the
character and integrity of the Government servant or visit
him with evil consequences, may still be proved to be in
fact one by way of punishment. It is true that in S. P.
Vasudeva v. State of Haryana & Ors.(2) this Court laid down
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that ordinarily the courts should not go behind an order of
reversion of a person who had no right to the post if ex
facie it did not disclose that he was being reverted as a
measure of punishment and did not cast any stigma on him.
But the words advisedly used were :-
"......The courts will not normally go behind that
order to see, if there were any motivating factors
behind that order."
No definite principle as a rule of law appears to have been
laid down in that case on the point and the Court has merely
suggested that
570
the question whether it should be open to the courts in such
cases to go behind the order should be examined de novo, and
it recommended that an order reverting a probationer from a
higher to a lower post, or discharging a probationer, or
discharging a temporary servant from service should not be
questioned except on the basis of mala fides in making the
order. From the further comments of the Court, it appears
that the observation was made with a view to lightening the
burden of the Court having regard to the heavy load of work
presently occupying it. Until the day that the
recommendation is accepted, I believe it to be true that the
jurisdiction of the courts extends to examining and
scrutinising the official records in the circumstances to
which I have specifically adverted.
In the present case if the High Court refused to
examine the official records, I presume that the reason was
that the respondent Government servant had failed to make
out any case whatever that the order was by way of
punishment, and there being no doubt in the mind of the High
Court on the point it was justified in declining to look
into the official records. That the respondent Government
servant has been unable to make out any case at all that the
impugned order is by way of punishment is clearly evident
from the material before us. No occasion arises in such a
case for scrutinising the official records.
The appeal is allowed, the judgment and order of the
High Court are set aside and the Writ Petition filed by the
first respondent is dismissed. In view of the order already
made by this Court that the respondent will be entitled to
his costs from the appellant in any event, the respondent
will be paid his costs accordingly.
S. R. Appeal allowed.
571