Full Judgment Text
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REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NOS. OF 2023
(@ SPECIAL LEAVE PETITION (CIVIL) NOS. 25714-17 OF 2019)
THE REGISTRAR GENERAL,
HIGH COURT OF KARNATAKA & ANR. … APPELLANT(S)
VERSUS
SRI M. NARASIMHA PRASAD …RESPONDENT(S)
J U D G M E N T
V. Ramasubramanian, J.
Leave granted.
2. Challenging a common order passed by the Division Bench of
the High Court of Karnataka, setting aside a penalty of dismissal
from service imposed upon the respondent herein, who happened
to be a Civil Judge (Junior Division), the Registrar General of the
High Court of Karnataka has come up with the above appeals.
3. We have heard Mr. Basava Prabhu S. Patil, learned senior
counsel appearing the appellant-High Court and Ms. Anitha
Signature Not Verified
Digitally signed by
POOJA SHARMA
Date: 2023.04.10
16:46:44 IST
Reason:
Shenoy, learned senior counsel appearing for the respondent.
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4. The respondent was appointed as a Civil Judge (Junior
Division) vide a notification dated 31.01.1995.
5. On certain allegations of gross misconduct, the respondent
was placed under suspension by an order dated 25.01.2005,
followed by the initiation of disciplinary proceedings, with the
issue of Charge Memos dated 23.03.2005 in DI No.2/2005; DI
No.3/2005; DI No.4/2005 and DI No.5/2005.
6. Separate enquiries followed in connection with all the four
Charge Memos namely DI Nos.2,3,4,5 of 2005, after the
culmination of which, separate reports were submitted by the
enquiry officer on 29.03.2007 and 27.04.2007. As per the enquiry
reports, some charges stood proved and the other charges were not
proved.
7. Therefore, second show cause notices were issued and
thereafter the Full Court of the High Court of Karnataka resolved
on 04.10.2008 to impose the penalty of dismissal from service
upon the respondent. Based on the resolution of the Full Court, an
order of dismissal from service was passed by the Governor of
Karnataka, vide order dated 19.03.2009.
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8. Challenging the findings of the enquiry officer, the
respondent filed a set of three writ petitions and challenging the
order of dismissal from service, the respondent filed a separate
writ petition. All these writ petitions were dismissed by a learned
Judge, through a common order dated 30.11.2011.
9. Aggrieved by the same, the respondent filed intra-court
appeals. Those appeals were allowed by the Division Bench of the
High Court by a very strange order, not only setting aside the order
of penalty and the findings of the enquiry officer but also directing
that no further inquiry can be held against the respondent. It is
against such a common order passed in a batch of four intra-court
appeals that the Registrar General of the High Court has come up
with these civil appeals.
10. Before we proceed to consider the correctness of the view
taken by the High Court, in the light of the rival contentions, it will
be useful to extract in a tabular column the charges framed
against the respondent under each of the Charge Memos; his reply
to each of the charges and the findings of the enquiry officer in
respect of those charges.
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Charges against the Judicial Officer
| S.<br>No. | Charge | Reply to Charge | Held to be<br>proved/not<br>proved by the<br>Inquiry Ofcfi er |
|---|---|---|---|
| Inquiry DI.2/2005 | |||
| 1. | That the judicial officer<br>had granted an order of<br>status quo on an<br>interlocutory<br>application for<br>temporary injunction<br>in a civil suit and had<br>further granted an ex-<br>parte order of<br>temporary injunction<br>in yet another civil.<br>suit against the State,<br>which was represented<br>by the defendants in<br>violation of Section<br>80(2) of the Code of<br>Civil Procedure. | First suit- Absence of the<br>AGP (Mallaraja Gowda) on<br>several occasions. Case was<br>not adjourned<br>unnecessarily. Within two<br>months, the interim<br>injunction granted was<br>vacated.<br>Second suit- Case of<br>forcible eviction.<br>Plaintiff had shown prima<br>facie case, therefore order of<br>status quo had been<br>granted. This was as per<br>procedure prescribed under<br>Order 39, Rule 3. Open to<br>the defendants to fli e<br>application for vacating the<br>same, or advance the same<br>depending on urgency, no<br>such application was fli ed. | Proved |
| 2. | That the judicial officer<br>had not examined the<br>witnesses present in<br>court in several cases<br>and was merely<br>adjourning the same<br>even though it was<br>possible for him to<br>have recorded the<br>evidence of those<br>witnesses. | Court was engaged in hearing<br>other cases, and engaged in<br>Lok Adalat. | Not proved |
| 3. | That the judicial,<br>officer had issued<br>bailable and non-<br>bailable warrants to<br>witnesses in spite of<br>the witnesses in spite<br>of the witnesses having<br>appeared and seeking | Court was engaged in hearing<br>other/old matters | Not proved |
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| to fli e applications for<br>recalling of the<br>warrants. | |||
|---|---|---|---|
| 4. | That the judicial officer<br>had entertained a<br>criminal case and<br>issued a non-bailable<br>warrant to six<br>witnesses and when<br>the witnesses not<br>appeared, did not<br>examine them and<br>ordered that the said<br>witnesses be bound<br>over and insisted that<br>they fli e applications to<br>recall the warrants. | Court was engaged in hearing<br>other/old matters. | Not proved |
| 5. | That the judicial officer<br>had granted bail to an<br>accused in a case<br>involving offences<br>under the Karnataka<br>Forest Act, 1963. | Forest ofef nce - exclusively<br>triable by magistrate. Not a<br>violation of Section 86, 87<br>nor was it an ivory case.<br>Was under Section, 104(A),<br>bail was granted after<br>hearing APP who was given<br>opportunity to fli e<br>objections. That evidence of<br>the APP cannot be relied on<br>has he is an interested<br>witness, had reported an<br>incident of misbehaviour of<br>his after which contempt<br>proceedings had been<br>initiated against him, was<br>now trying to falsely<br>implicate him. | Proved |
| Inquiry numbered DI.3/2005 | |||
| 1. | The judicial officer<br>without preparing the<br>text of the judgment<br>had pronounced the<br>operative portion of<br>the judgment in open<br>court and that the<br>judgment was a<br>actually prepared later. | Denied the charge. Stated that<br>he had never pronounced a<br>single judgment without<br>dictating it in its entirety. He<br>had a new stenographer, who<br>was not in the habit of<br>maintaining the stenographer<br>book, frequently made<br>mistakes and was irregular in<br>taking dictation. The<br>stenographer had admitted his<br>shortcomings in a letter<br>annexed to the reply, had<br>resigned from service later.<br>Stenographer was a novice, | Proved |
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| was negligent and inefficient in<br>his work. Text had several<br>typographical errors, on<br>several occasions needed<br>retyping. Inefficiency of<br>stenographer, several memos<br>issued to him, he had<br>tendered apology in writing.<br>No complaints from the parties<br>in any of the cases, the<br>complainant set up by<br>Somasekhar and Mallaraja<br>Gowda to falsely implicate<br>him.<br>Allegations pertain to three<br>suits- two were money suits<br>where no written statement<br>was fli ed and defendants place<br>ex-parte.<br>Third suit, the judgment had<br>been dictated, transcribed and<br>pronounced in court. The text<br>contained several mistakes<br>and stenographer had been<br>directed to retype the same.<br>Signed judgment was kept in<br>an almirah, key was with the<br>stenographer, that he had<br>deliberately reproduced the<br>typed unsigned text instead of<br>the signed judgment, was<br>aiding the two advocates-<br>trying to falsely implicate him. | |||
|---|---|---|---|
| 2. | That he had<br>pronounced the<br>judgment in a civil<br>suit on 09.10.2002<br>whereas the<br>judgment was<br>actually dictated on<br>11.10.2002 which<br>remained unsigned<br>by the judicial ofcfi er. | Denied the charge. Had<br>dictated judgment well in<br>advance and signed it.<br>Claimed that some mischief<br>may have been played by<br>vested interests. There was no<br>complaint from litigants/ on<br>advocates in this matter.<br>That the present complainant<br>is a fci titious person who is<br>not a party in any of the cases<br>mentioned, created by<br>Advocate Somashekhar and<br>the Assistant Public<br>Prosecutor to take revenge<br>against him.<br>Stenographer was also new<br>and not accustomed to taking | Proved |
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| dictation, had admitted his<br>shortcomings. | |||
|---|---|---|---|
| 3. | That the judicial officer<br>prepared the judgment<br>in O.S.31/2001 but did<br>not sign the judgment. | Denied the charge. That he<br>signed all judgments before<br>pronouncement. There was<br>never any complaint against<br>him to this effect. That vested<br>interests acting against him.<br>His stenographer was new and<br>irregular in taking dictation,<br>made mistakes, and admitted<br>his shortcomings in a letter. | Proved |
| 4. | That the judicial officer<br>prepared the judgment<br>in a civil suit on<br>5.2.2002 and it<br>remained incomplete. | Denied the charge.<br>That vested interests may have<br>played mischief by replacing<br>the signed full judgment with<br>partly printed judgment.<br>No complaint from any<br>persons.<br>Fictitious person who fli ed the<br>complaints.<br>Stenographer new and<br>unaccustomed to dictation. | Proved |
| 5. | That the judicial officer<br>pronounced the<br>judgment in a civil suit<br>on 23.10.2002 and a<br>portion of the judgment<br>was typed on the<br>order-sheet and a<br>formal judgment was<br>prepared only six days<br>later. | Denied the charge.<br>That vested interests like<br>sheristedar may have played<br>mischief by replacing the<br>original judgment.<br>No complaint from any<br>persons.<br>Present complainant is a<br>fci titious person created by<br>Somasekhar, the APP for<br>revenge.<br>Stenographer new and<br>unaccustomed to dictation. | Proved |
| Inquiry numbered DI.4/2005 | |||
| 1. | The judicial officer had,<br>in a case involving<br>offences punishable<br>under the Karnataka<br>Forest Act, at the<br>instance of the counsel<br>for the accused,<br>preponed the case and<br>granted bail and at the<br>request of the<br>Additional Public<br>Prosecutor, the case | Somasekhar was the advocate<br>appearing for the two accused,<br>had a grievance against him.<br>Conditional bail had been<br>granted, application for<br>cancellation of bail was fli ed,<br>and counsel appearing for the<br>accused did not refute<br>allegations in the application<br>on their failure to comply with<br>the conditions, Did not fli e<br>objections in writing or raise | Proved |
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| was again preponed<br>and thereafter an order<br>was issued for non-<br>bailable warrant to the<br>accused. | any objections orally.<br>Non-bailable warrant issued in<br>the interests of justice, acted<br>in good faith. | ||
|---|---|---|---|
| 2. | The judicial officer did<br>not pass orders in a<br>criminal case on the<br>application fli ed u/s<br>457 of Cr.P.C. and<br>released all the<br>properties. | Counter-claim by complainant<br>and accused for release of<br>same property, therefore did<br>not pass any order, and case<br>was to be taken for enquiry or<br>for trial | Not proved |
| 3. | The judicial officer did<br>not allow Somashekar,<br>Advocate for the<br>accused to examine a<br>witness in a criminal<br>case. | That the advocate started to<br>put irrelevant questions to the<br>witness, even though warned<br>many times. When he<br>persisted, case was adjourned | Not proved |
| 4. | Application fli ed by<br>Somashekar, Advocate<br>who was not called out,<br>but to the dismay of<br>the advocate, it was<br>found that the case<br>had been adjourned<br>earlier in the day<br>without indicating any<br>reasons. | Not proved | |
| Inquiry numbered DI.5/2005 | |||
| 1. | The judicial officer had<br>brought properties for<br>sale in public auction<br>in criminal cases and<br>while having brought<br>to auction certain<br>articles like choppers,<br>sickles, etc. had not<br>placed teak-wood<br>plants and a motor<br>cycle for such auction.<br>But however, had<br>recorded that the same<br>was sold at auction to<br>one Linga Raju who<br>was related to court<br>typist and this<br>apparently was done in<br>the chambers of the<br>judge. While it was also<br>alleged that the<br>appellant had not<br>prepared the estimated<br>value of the properties | Account shreistedar and<br>property clerk involved in<br>preparing the sale list - all<br>ground work done by these<br>officers.<br>These material witnesses were<br>not examined.<br>Motor cycle was old, parked in<br>the open thus exposed to rain/<br>sunlight for more than 6<br>months - sold for Rs. 7000/-.<br>Sheristedar misplaced auction<br>records and thereafter tried to<br>falsely implicate him to save<br>himself.<br>If subordinates had done<br>something and he had affixed<br>his signature due to oversight,<br>should be pardoned for the<br>lapses. | Proved |
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| before the same were<br>sold. |
|---|
11. It is seen that among the charges held proved, some related
to the judicial orders passed by the respondent. Therefore, we are
prepared straightaway, to ignore those charges and see whether
the order of penalty of dismissal from service was justified qua the
other charges and whether the Division Bench of the High Court
was right in setting aside the same.
12. Once those charges which revolve around the manner of
disposal of certain cases are ignored, what remains are certain
serious charges that revolve around pronouncement of operative
portion of the judgment in open court without the whole text of the
judgment being ready. Take for instance, Charge Nos. 1, 2, 4 and 5
in DI No.3/2005. These Charges are very serious in nature, where
the respondent is alleged to have pronounced the operative portion
of the judgment in open court without the whole of the judgment
being ready. Similarly Charge No.1 in DI No.5/2005 related to the
conduct of auction sale of properties, seized during the
investigation. These are very serious in nature and the reply given
by the respondent to these charges is wishy washy.
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13. A judicial officer cannot pronounce the concluding portion of
his judgment in open court without the entire text of the judgment
being prepared/dictated. All that the respondent has done in the
departmental enquiry is just to pass on the responsibility to the
inefficient and allegedly novice stenographer. We do not know how
the findings with regard to such serious charges have been
completely white-washed by the High Court in the impugned
judgment.
14. A look at the impugned judgment of the High Court shows
that the Division Bench of the High Court was swayed away
unduly by the animosity attributed by the respondent to a member
of the local Bar and the Assistant Public Prosecutor. Let us
assume for a minute that the charges were on the basis of
complaints initiated by persons bearing ill-will and motive against
the respondent. Even then, such ill-will and motive may not make
the conduct of the respondent in not preparing judgments but
pronouncing the outcome of the case, a condonable conduct.
15. It is true that some of the charges revolve around judicial
pronouncements and the judicial decision-making processes and
that they cannot per se , without anything more, form the
foundation for departmental proceedings. Therefore, we are
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ignoring those charges. But the charges which revolve around
gross negligence and callousness on the part of the respondent in
not preparing/dictating judgments, but providing a fait accompli ,
is completely unacceptable and unbecoming of a judicial officer.
16. The defence taken by the respondent that the lack of
experience and the inefficiency on the part of the stenographer has
to be blamed, for the whole text of the judgment not getting ready
even after several days of pronouncement of the result in open
court, was entirely unacceptable. But unfortunately, the High
Court not only accepted this panchatantra story, but also went to
the extent of blaming the administration for not examining the
stenographer as a witness. Such an approach is wholly
unsustainable. If it was the case of the respondent that the entire
blame lay upon the stenographer, it was for him to have
summoned the stenographer as a witness. The High Court
unfortunately reversed the burden of proof.
17. While considering a challenge to an order of penalty imposed
upon a judicial officer pursuant to the disciplinary proceedings
followed by a resolution of the Full Court of the High Court, the
Court is obliged only to go by established parameters namely,
(i) whether the charges stood proved; (ii) whether the findings of
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the inquiry officer are reasonable and probable and not perverse;
(iii) whether the rules of procedure and the principles of natural
justice have been followed; and (iv) whether the penalty is
completely disproportionate, especially in the light of the gravity of
the misconduct, his past record of service and any other
extenuating circumstances.
18. Unfortunately, the High Court did not test the correctness of
the order of penalty in this case, on the above parameters.
Instead, the High Court has recorded a finding in Paragraph 26 of
the impugned order, as though the learned judges had first hand
information about the problems that the judicial officers faced at
the lower level. The opinion of the High Court in Paragraph 26 of
the impugned order that the acts of omission and commission
attributed to the respondent do not constitute grave misconduct,
is very-very curious. Adding fuel to fire, the High Court has
recorded in Paragraph 36 of the impugned order that “ dismissing
him from service itself is very atrocious ”. Such a finding is nothing
but a veiled attack on the Full Court of the High Court. After
holding so, the High Court has gone to the extent of certifying the
respondent as an innocent and honest officer. We do not know
wherefrom the High Court came to such a conclusion.
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19. One more reason articulated in the impugned order of the
High Court is that the second show cause notice indicated the
penalty proposed and that therefore, the same was contrary to law.
In this regard the High Court placed reliance upon the decision of
this Court in Himachal Pradesh State Electricity Board
1
Limited vs . Mahesh Dahiya .
20. But the decision of this Court in Himachal Pradesh State
Electricity Board Limited (supra), is one where the disciplinary
authority-cum-whole time members of the Electricity Board were
found to have formed an opinion to impose a major penalty even
before forwarding the copy of the enquiry report to the delinquent.
But in this case the Full Court of the High Court did not consider
the enquiry report and did not take a decision in advance to
impose the penalty of removal from service.
21. As a matter of fact, the history of evolution of law relating to
second show cause notice is almost forty years old. The
requirement of a second show cause notice relating to the
proposed penalty was removed from Article 311 of the Constitution
nd
by the Constitution (42 Amendment) Act, 1976. The same was
upheld by a Constitution Bench of this Court in Union of India
1 (2017) 1 SCC 768
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2
and Anr . vs. Tulsiram Patel . However, a two-member Bench of
this Court opened a small window in Union of India and Ors. vs.
3
E. Bashyan , which led to the decision in Union of India and
4
Ors. vs. Mohd. Ramzan Khan , wherein this Court held that the
opportunity to respond to the findings of the inquiry officer is
different from the opportunity to respond to the penalty proposed.
Eventually, the issue got clarified in The Managing Director,
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ECIL , Hyderabad and Ors. vs. B. Karunakar and Ors. .
22. It is not the case of the respondent that the Full Court of the
High Court took a decision to impose the penalty of dismissal from
service even before furnishing the copies of the enquiry reports to
the respondent. The show cause notices enclosing the enquiry
reports, are dated 11.10.2007. The representations made by the
respondent are dated 26.10.2007. It is only thereafter that the
Administrative Committee No.1 considered the matter on
28.08.2008 and it was placed before the Full Court on 04.10.2008.
Therefore, the opinion of the High Court that the second show
2 (1985) 3 SCC 398
3
(1988) 2 SCC 196
4 (1991) 1 SCC 588
5 (1993) 4 SCC 727
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cause notices were in violation of the principles of natural justice
is not factually and legally correct.
23. We have not come across a case where the High Court, while
setting aside an order of penalty has held that there shall not be
any further inquiry against the delinquent. But in this case, the
High Court has done exactly the same, creating a new
jurisprudence. The relevant portion of the impugned order of the
High Court reads as follows:-
“Writ Appeal is allowed. Impugned order passed
by the learned Single Judge in W.P.Nos.10756/2009 &
11030-32 of 2009 (S.DIS) dated 30.11.2011 is hereby
set aside. Punishment order dismissing the appellant
from service is hereby quashed. All Inquiry reports are
quashed. There shall not be any further enquiry
against the appellant. The appellant is to be treated
as if he had been in service till the date of
superannuation and pay all consequential monetary
benefits with interest at 8% p.a. The compliance shall
be within a period of three months.”
24. For all the above reasons, the appeals are liable to be
allowed. Accordingly, they are allowed and the impugned order of
the Division Bench of the High Court is set aside. The order of
penalty imposed upon the respondent is upheld and the writ
petitions filed by the respondent shall stand dismissed. No costs.
…………………………….. J.
(V. RAMASUBRAMANIAN)
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..………………………….. J.
(PANKAJ MITHAL)
New Delhi;
April 10, 2023