Full Judgment Text
Reportable
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
Civil Appeal No.6924 of 2021
Ravinder Kumar Dhariwal & Anr. … Appellants
Versus
The Union of India & Ors. …Respondents
Signature Not Verified
Digitally signed by
DEEPAK SINGH
Date: 2021.12.17
16:13:33 IST
Reason:
1
J U D G M E N T
Dr Dhananjaya Y Chandrachud, J
A Factual Background ................................................................................................ 3
B. Submissions of Counsel ...................................................................................... 10
C. Analysis ............................................................................................................... 17
C.1 Changing legal Regimes and the continuing quest for Justice ....................... 17
C.1.1 Section 6 of GCA: Accrual of Privilege ..................................................... 19
C.1.2 Section 102 of the RPwD Act: The Savings Clause ................................. 35
C.1.3 A New Dawn: Appellant’s Rights under the RPwD Act ............................ 39
C. 2 Mental Disability and Discrimination .............................................................. 41
C.2.1 The Indian Legal Framework .................................................................... 41
C.2.2 Mental Health in the Disability Rights Framework .................................... 45
C.2.3 A Global Outlook on Employment and Mental Health .............................. 51
C.4. Discipline and Punish: The Validity of the Disciplinary Proceedings ............. 59
C.4.1 Foreign Jurisdictions ................................................................................ 60
C.4.2 Disciplinary Proceedings against the Appellant........................................ 83
C.4.3 Reasonable Accommodation of the Appellant .......................................... 90
D. Epilogue ............................................................................................................... 91
E. Conclusion ........................................................................................................... 94
2
PART A
1. The Division Bench of the Gauhati High Court allowed an appeal against
the judgment of the Single Judge of the High Court in a petition under Article 226
of the Constitution challenging the disciplinary proceedings initiated against the
appellant. The Single Judge had directed the State to consider the case of the
petitioner in view of Section 47 of the Persons with Disabilities (Equal
1
Opportunities, Protection of Rights and Full Participation) Act 1995 . Allowing the
appeal against the order of the Single Judge, the Division Bench set aside the
enquiry report and restored the proceedings to the stage of evidence.
A Factual Background
2
2. The appellant joined the Central Reserve Police Force in November 2001.
In 2003, he was appointed as Assistant Commandant and served in the Darrang
and Haflong Districts of Assam. Between the years 2005 to 2007, he served as
Assistant Commandant in Chhattisgarh, and between 2007 to 2008, he served in
Srinagar. Subsequently, he was transferred to Ajmer where he was serving till
2010. On 18 April 2010, while the appellant was serving in Ajmer, the Deputy
3
Inspector General of Police lodged a complaint against him in the Alwar Gate
police station alleging that the appellant had stated that he was obsessed with
either killing or being killed and made a threat that he could shoot. The complaint
reads as follows:
“It is to mention that in pursuance to the above referred
letter, Sub Inspector Udai Singh came in the chamber of
DIGP and when sitting with Sh V K Kaundal Commandant
(staff) and with Sh. Sarwar Khan, Asstt. Comdt. Then only
Sh. RK Dhariwal who was posted in this Group Centre
threatened that he is obsessed with either to kill or being
1
“PwD Act”
2
“CRPF”
3
“ ”
DIGP
3
PART A
killed and he can even shoot. Thus it is evident that the
mental state of this officer is not sound and he can take
life of anybody and can commit suicide and likewise.”
3. An enquiry was initiated against the appellant. A memorandum was issued
on 8 July 2010 whereby the President proposed to hold an enquiry against the
appellant under Rule 14 of the Central Civil Services (Classification, Control and
Appeal) Rules 1965. Six charges were framed against him which were that he
remained absent from morning marker, used unparliamentary language,
appeared in television channels and other print media without the prior approval
of the Department, did not give parade report, tried to intentionally cause an
accident, and assaulted a Deputy Commandant. The appellant was placed under
suspension with effect from 8 October 2010 with the declared headquarter. The
departmental enquiry was completed, and the enquiry officer submitted the
enquiry report dated 3 October 2013. Pursuant to the enquiry report, notice was
issued to the appellant on 7 August 2015.
4. A second enquiry was initiated against the appellant through a
memorandum dated 6 April 2011 on the charge that the petitioner without
depositing the pistol and ammunition proceeded to Mukhed. The enquiry has
been completed and the punishment of withholding two increments was
awarded.
5. A third enquiry was initiated against the appellant. The memorandum was
issued on 17 February 2015 on the charges that when the appellant was placed
under suspension with the declared headquarter pursuant to the initiation of the
first enquiry report, he remained absent without obtaining permission.
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PART A
6. It is also necessary that we advert to the medical history of the appellant to
understand the full purport of the issues before us. The appellant started facing
4
obsessive compulsive disorder and secondary major depression in 2009. He
visited a private psychologist at Kota, Rajasthan in 2009 and 2010. He also
attended Kochhar psychiatric Centre, Delhi in 2011 and 2012. In 2012-2013, he
received treatment in PGIMS, Rohtak. He was also treated at the Government
Multi-Specialty Hospital at Chandigarh in 2013. In 2015, he visited Gauhati
Medical College for psychiatric treatment. He also visited the Composite
Hospital, Gauhati in 2015 and was referred to the Composite Hospital in Delhi,
where he was admitted for treatment between 4 August 2015 to 7 August 2015.
He was subsequently referred to Dr Ram Manohar Lohia Hospital, Delhi where
he was categorized as permanently disabled, having 40 to 70 percent disability.
The Composite Hospital by a report dated 18 July 2016, declared the appellant
unfit for duty and placed him under the S5(P) category due to his partial and
limited response to all modalities of treatment since 2009.
7. The Ministry of Social Justice and Empowerment, in exercise of powers
5
under Section 47 of the PwD Act issued a notification on 10 September 2002,
exempting all categories of ‘combatant personnel’ of the CRPF from the
provisions of the Section. The notification reads as follows:
“ NOTIFICATION
New Delhi, the 10th September, 2002
S.O.995(1)- In exercise of the powers conferred by
proviso to Section 47 of the Persons with Disabilities
(Equal Opportunities, Protection of Rights, and Full
Participation) Act 1995 (I of 1996) the Central
Government having regard to the type of work carried on
4
“ OCD”
5
“2002 notification”
5
PART A
hereby exempt all categories of posts of ‘combatant
personnel’ only of the Central Para Military Forces
(CPMFs) namely Central Reserve Police Force (CRPF),
Border Security Force (BSF), Indo Tibetan Border Police
(ITBP), Central Industrial Security Force (CISF) and
Assam Rifles from the provisions of the said Section.”
8. The PwD Act was repealed by the Rights of Persons with Disabilities Act
6
2016 . The Ministry of Social Justice and Empowerment, in exercise of powers
conferred by the proviso to Section 20 of the RPwD Act issued a notification
dated 18 August 2021, similar to the 2002 notification:
“NOTIFICATION
New Delhi, the 18th August, 2021
S.O. 3367(E).—In exercise of the powers conferred by the
proviso to sub-section (1) of section 20 and the second
proviso to sub-section (1) of section 34 of the Rights of
Persons with Disabilities Act, 2016 (49 of 2016), the
Central Government, in consultation with the Chief
Commissioner for Persons with Disabilities, having regard
to the nature and type of work, hereby exempts all
categories of posts of combatant personnel of Central
Armed Police Forces, namely, Border Security Force,
Central Reserve Police Force, Central Industrial Security
Force, Indo-Tibetan Border Police, Sashastra Seema Bal
and Assam Rifles from the provisions of the said
sections.”
9. A standing order on the rehabilitation of force personnel was issued by the
Directorate General, CRPF on 27 July 2011. According to the order, a
rehabilitation Board would be constituted which will subject the concerned
person to critical examination to determine their physical and mental capacity,
aptitude and job requirement among others. Pursuant to the examination, it
would be determined by the Board if the person can be rehabilitated within the
force or whether he should be declared unfit. The order provided a list of jobs
that can be given to persons required to be rehabilitated which included duties
6
“RPwD Act”
6
PART A
such as light duty, line men, and hospital attendants. As for persons who hold
the rank of an ASI or above, they are to be posted in comparatively less
operational activities. The above standing order was amended on 14 August
2012 altering the list of rehabilitative jobs.
10. The appellant challenged the inquiry report and the notice dated 7 August
2015 issued in the first enquiry in a writ proceeding. The Single Judge of the
High Court by an order dated 7 August 2015 issued notice and passed an
interim order directing that no further decision shall be taken in the disciplinary
proceedings initiated in the first enquiry. The contentions raised by the appellant
were:
(i) He has a disability within the meaning of Section 2(i) (vii) of the PwD Act.
He is suffering from a mental illness with a disability of more than 40
percent; and
(ii) He is protected under Section 47 of the PwD Act which provides that a
person shall not be demoted or denied promotion on the grounds of
disability. In view of Section 47, the disciplinary proceedings cannot
proceed any further.
The CRPF submitted that the Court should not interfere with the disciplinary
proceedings in view of the seriousness of the charges, and the enquiry must be
allowed to be completed.
11. The Single Judge of the Gauhati High Court by a judgment dated 19
August 2016 allowed the writ petition and directed the respondent to consider
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PART A
the case of the petitioner in terms of the provisions of Section 47 of the PwD Act.
The reasons which guided the Single Judge are as follows:
(i) Section 47 of the PwD Act states that no establishment shall dispense with or
reduce in rank, an employee who acquires a disability during his service. The
provision also vests a positive obligation on the employer to reasonably
accommodate an employee, who owing to his disability is no more suitable
for the post that he is holding. The provision states that he could be shifted to
another post in the same pay-scale, and in case it is not possible to shift him
to another post, he is to be kept on a supernumerary post until a suitable post
is available;
(ii) There is no dispute that the petitioner had acquired disability during his
service. The mental disability certificate from Dr. Ram Mohan Lohia Hospital,
New Delhi is sufficient to establish that the appellant has a mental disability of
over forty percent;
7
(iii) The Supreme Court in Kunal Singh v. Union of India held that Section 47
of the PwD Act is mandatory; and
(iv) In view of the above, the respondent should revisit the issue as to whether
any action based on the enquiry report would serve any purpose in view of
the mandatory directive under Section 47.
12. The respondents filed an intra-court appeal against the judgment of the
Single Judge. The respondents contended that the appellant raised the
contention of mental disability for the first time in the writ petition. It was argued
7
(2003) 4 SCC 524.
8
PART A
that this contention had neither been raised in the reply to the charge sheet nor
in the reply to the enquiry report. The appellant argued that his wife had tried to
bring the mental health issues faced by him to the notice of the enquiry
committee. However, the committee did not permit her to place the submissions.
The appeal was partly allowed by the Division Bench by a judgment dated 15
November 2018, by which the enquiry proceedings were restored to the stage of
recording evidence to enable the appellant to prove his mental disability by
submission of material documents. The reasons which guided the Division
Bench were as follows:
(i) The issue of whether the appellant is suffering from mental disability cannot
be decided in a writ proceeding since it would require the evaluation of
evidence, which cannot be undertaken by the High Court in an Article 226
proceedings. In these circumstances, the application of the provisions of the
PwD Act is faulty;
(ii) Even if the PwD Act is held applicable to the disciplinary proceedings, an
argument has been made that the 2002 notification had been issued
exempting the CRPF from the application of Section 47 of the PwD Act.
However, the applicability of the provisions of the PwD Act is dependent on
an affirmative finding on the mental disability of the appellant; and
(iii) On a prima facie perusal of the material, it appears that the appellant has a
mental disability. The medical reports submitted by the appellant from the
respondent’s hospital indicate that he had OCD and depression for a long
9
PART B
time. However, this is a defence that must be put forth by the appellant during
the enquiry.
B Submissions of Counsel
13. Mr Rajiv Raheja, learned counsel appearing on behalf of the appellant, has
made the following submissions:
(i) The appellant was continuously posted in areas where anti-insurgency
operations were being conducted from 2003 to 2010. As a consequence,
he developed mental health issues in 2008;
(ii) The appellant is diagnosed with OCD, secondary major depression, and
bipolar affective disorder, which he developed during service. Dr Ram
Manohar Lohia Hospital categorized the appellant as having a permanent
disability in the range of 40-70 percent;
(iii) The appellant started taking treatment from a psychiatrist in 2009-2010.
He has taken treatments from Apollo Hospital Delhi, Rohtak Medical
College, Government Hospital Chandigarh, Dr Ram Manohar Lohia
Hospital Delhi, and Gauhati Medical College;
(iv) The events which led to the initiation of departmental enquiries took place
between April 2010 and July 2012. An FIR was registered against the
appellant at the behest of the DIGP under whom the appellant was
serving in Ajmer. It was alleged in the complaint that the appellant’s
mental state is not sound, and he threatened to kill people and commit
suicide. Instead of sending the appellant for medical treatment, the DIGP
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PART B
initiated criminal action against him. Thereafter, three enquiries were
instituted against the appellant;
(v) The departmental enquiries were initiated against the appellant for acts
committed by him after developing severe mental illnesses;
(vi) The first and third enquiries against the appellant are pending. The first
enquiry has been restored to the stage of evidence by the High Court in
the impugned judgment. The second enquiry is completed and the
punishment of withholding two increments has been awarded to the
appellant;
(vii) Section 18 (5) (b) and (d) of the Mental Healthcare Act 2017 mandates
that persons with mental illness should be posted in their native places
and where good treatment facilities are available. The appellant was being
treated in Delhi in 2010 but was posted to Mudkhed in Maharashtra
making it impossible for him to avail of medical care every fortnight or
even every month. In October 2014, the appellant was first posted in
Gauhati and thereafter in Silchar. These locations are far from his
hometown and treatment centers;
(viii) The Composite Hospital, CRPF, Delhi admitted that the appellant has
OCD and secondary major depression. Further, it acknowledged that the
appellant has taken various treatments and was subjected to anti-anxiety
agents, anti-depressants, anti-psychotics, sedatives, hypnotics,
psychotherapy, behavior therapy, and electroconvulsive therapy;
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PART B
(ix) The appellant showed only partial response to the treatment and is still
symptomatic. He was categorized as S-3 but was eventually classified as
S-5 (permanent disability from the psychiatric side, 100 percent unfit) by
the Medical Directorate of CRPF;
(x) On 14 April 2019, even the Court of Enquiry noted that the appellant has
been diagnosed with OCD and secondary major depression. The
appellant was directed to appear for review before medical officers;
(xi) The behavior report issued by DIG, GC, CRPF, Gauhati dated 9 January
2019 stated that no duty was assigned to the officer due to “mental
disorder” and that the “officer caught mental disorder on duty”. In another
behavior report dated 27 January 2018, it was noted that the “officer has
not been performing any duties since he is psychiatric patient”. DIG, GC,
CRPF, Silchar in the behavior report dated 5 January 2019 observed that
the “officer lacks proper reasoning and in making proper conclusive
opinion [ sic ]”. Thus, while the CRPF concluded that the appellant has a
severe mental illness, it still chose to proceed with departmental enquiries;
(xii) The appellant made several requests for being transferred to the place
where he was undergoing treatment. The last such request was made on
16 March 2020;
(xiii) The principles of natural justice were not followed in the departmental
enquiries. Further, it is unreasonable to expect a person undergoing
severe mental health issues to lead evidence and defend himself;
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PART B
(xiv) The appellant is entitled to the protection granted under Section 20 of the
RPwD Act, which is pari materia to Section 47 of the PwD Act;
(xv) The exemption granted to CRPF from the application of provisions of
Section 47 under the PwD Act in terms of the notification dated 10
September 2002 does not have any effect once the RPwD Act 2016 came
into force; and
(xvi) The order of the Department of Personnel and Training dated 25 February
2015 nullifies the exemption granted to the CRPF by the 2002 notification.
14. Ms Madhavi Divan, the learned Additional Solicitor General appearing on
behalf of the respondents, has urged that:
(i) The appellant was involved in various acts of misconduct during 2010 and
2011, for which three different departmental enquiries were initiated
against him;
(ii) Both the pending departmental enquiries have been put on hold till the
appellant’s mental condition improves;
(iii) The appellant was transferred from time to time following the transfer
policy. The good work done by the appellant in the past has no relevance
to the specific charges of misconduct against him;
(iv) Exposure to insurgency does not result in the development of mental
health issues. Innumerable officers are posted in such areas and are
performing their duties;
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PART B
(v) The acts of misconduct were committed by the appellant when he was
posted at a peaceful station in Ajmer. He was residing near his hometown
and was availing of static/home posting. Rajasthan is his home state. If he
had any grievance against a senior officer, he should have followed
proper procedure for registering such a grievance;
(vi) The DIG, Ajmer CRPF was constrained to register an FIR against the
appellant because there was an apprehension that the appellant will
commit an untoward act;
(vii) The appellant did not produce himself before the medical officer of the
force for treatment. There is no indication from the reports of medical
officers that he has any mental ailment;
(viii) According to AMR reports dated 20 October 2008, 28 October 2009 and
26 June 2014, the appellant was placed in the medical category S-1 and
was declared fit for duty. These reports do not indicate that the appellant
has any mental illness;
(ix) The appellant actively participated in the first and second departmental
enquiries which were conducted from 2010 to 2014. He cross-examined
witnesses and submitted a defence. He never claimed that he had a
mental health disorder. When the first departmental enquiry was
completed by the Investigating Officer and the Union Public Service
Commission advised that he be removed from service, the appellant
claimed that he had mental illnesses to avoid the penalty;
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PART B
(x) The Mental Healthcare Act was enacted in 2017, while the acts of
misconduct relate to 2010 and 2011 when he was posted in Ajmer;
(xi) The appellant has been deployed in peaceful stations since 2014. He was
posted in Gauhati from 2014 to 2018 and in Silchar from 2018 onwards.
Adequate medical facilities are available in these areas. Family
accommodation is also available;
(xii) The appellant was sent for Review Medical Examination in Composite
Hospital, CRPF, Delhi where he was placed in the S-5 category on 31
August 2016. He was declared unfit for duty on account of being
diagnosed with OCD and secondary depression. It was recommended
that his service be invalidated. To avoid such invalidation, the appellant
produced two medical certificates issued by Gauhati Medical College and
Hospital, which declared him fit for any activity stating that he had no
symptoms of a mental illness;
(xiii) The appellant has taken contradictory stands. In the first enquiry, he
claimed that he had a mental illness to avoid a penalty but when he was
declared unfit for duty, he claimed to be medically fit. It is clear that the
ploy of mental illness is being used to mislead the department and the
Court;
(xiv) On the order of the High Court dated 15 November 2018, a Review
Medical Examination was conducted which placed the appellant in the
medical category of S-3 because of OCD and secondary depression. At
the time, the appellant was asymptomatic and was not on any medication.
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PART B
However, because he had a record of mental illness, he was placed under
observation in medical category S-3 for 24 weeks. Thereafter, Review
Medical Examinations were conducted from 23 December 2019 to 30
December 2019 in Composite Hospital, CRPF. The appellant was placed
in medical category S-3 on 31 December 2019;
(xv) The appellant has been evading Review Medical Examinations because
he is aware that if he is upgraded to the S-1 category, then the pending
departmental enquiries will recommence and if he is downgraded to S-5
category, he will be boarded out of service;
(xvi) The Review Medical Examinations conducted from 20 January 2021 to 29
January 2021 place him in medical category S-2;
(xvii) The contention of the appellant that the exemption granted to the CRPF
from the application of Section 47 of the PwD Act was overruled by order
of Department of Personnel and Training dated 25 February 2015 is
incorrect;
(xviii) After the enactment of the RPwD Act, a proposal was submitted to the
Central Government to exempt the CRPF from the provisions of Section
20 of the RPwD Act. A notification to this effect was issued in 2021; and
(xix) According to the department standing orders, when CRPF personnel with
mental illness are placed in medical category S-3 for a maximum of 48
weeks and are not upgraded to S-2 within 48 weeks, they are downgraded
to S-5 and declared permanently unfit for service. Under the rehabilitation
policy relating to disabled force personnel, persons having a mental illness
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PART C
are immediately invalidated from service irrespective of their fitness at the
time of recruitment. They cannot be retained or rehabilitated within the
force since the job profile of the CRPF personnel involves handling
firearms.
C Analysis
15. The PwD Act was repealed and the RPwD Act was enacted in 2016 during
the pendency of the writ proceedings. Therefore, we first determine the law
applicable to the validity of the disciplinary proceedings. We would then discuss
the legal frameworks on mental health. The final section discusses whether the
initiation of disciplinary proceedings against the appellant was discriminatory.
C.1 Changing legal Regimes and the continuing quest for Justice
16. When the writ petition seeking to quash the disciplinary proceedings was
instituted before High Court, the PwD Act and the 2002 notification were in force.
However, the intra-court appeal against the judgment of the Single Judge was
filed in 2017, after the RPwD Act came into force. An exemption corresponding
to the 2002 notification was issued under the RPwD Act in August 2021 when
the Special Leave Petition was pending before this Court. Therefore, the primary
issue is to decide the law that would apply to the proceedings before this Court.
17. The disciplinary proceedings were initiated by issuing a memorandum of
charges in 2010. The enquiry report was submitted in 2013, and the notice was
issued in 2015. Thus, when the disciplinary proceedings were initiated, the PwD
Act was in force. The 2002 notification was issued by the respondent under the
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PART C
proviso to Section 47, exempting the CRPF from the application of the provision.
The RPwD Act came into force on 27 December 2016. If any right has been
accrued to either the appellant or the respondent under Section 47 or any other
provisions of the PwD Act, then the repeal of the Act would not affect the legal
proceedings unless a different intention appears from a reading of the RPwD
8
Act, by virtue of Section 6 of the General Clauses Act 1897 . Section 6 of the
GCA reads as follows:
“6. Effect of repeal – Where this Act, or any [Central Act]
or Regulation made after the commencement of this Act,
repeals any enactment hitherto made or hereafter to be
made, then, unless a different intention appears, the
repeal shall not –
(a) revive anything not in force or existing at the time at
which the repeal takes effect; or
(b) affect the previous operation of any enactment so
repealed or anything duly done or suffered thereunder; or
(c) affect any right, privilege, obligation or liability
acquired, accrued or incurred under any enactment so
repealed; or
(d) affect any penalty, forfeiture or punishment incurred in
respect of any offence committed against any enactment
so repealed; or
(e) affect any investigation, legal proceeding or remedy in
respect of any such right, privilege, obligation, liability,
penalty, forfeiture or punishment as aforesaid, and any
such investigation, legal proceeding or remedy may be
instituted, continued or enforced, and any such penalty,
forfeiture or punishment may be imposed as if the
repealing Act or Regulation had not been passed.”
Section 6 provides that where a central enactment repeals another enactment,
the repeal shall not affect any legal proceeding or investigation with respect to an
accrued right, unless a different intention appears from the repealing statute. The
general rule of interpretation is that a newly enacted statute has prospective
application. Section 6 of the GCA provides an exception to this rule, where a
pending legal proceeding or investigation would be guided by the old enactment,
8
“GCA”
18
PART C
if any ‘right, privilege, obligation or liability’ has accrued to the parties under the
repealed law. The issue which needs to be considered is whether any right,
privilege, obligation or liability has accrued to the respondent in view of the 2002
notification which exempts the CRPF from its duty to not discriminate against
disabled employees under Section 47 of the PwD Act.
C.1.1 Section 6 of GCA: Accrual of Privilege
18. Section 47 of the PwD Act reads as follows:
“47. Non-discrimination in Government employments.—
(1) No establishment shall dispense with, or reduce in
rank, an employee who acquires a disability during his
service:
Provided that, if an employee, after acquiring disability is
not suitable for the post he was holding, could be shifted
to some other post with the same pay scale and service
benefits:
Provided further that if it is not possible to adjust the
employee against any post, he may be kept on a
supernumerary post until a suitable post is available or he
attains the age of superannuation, whichever is earlier;
(2) No promotion shall be denied to a person merely on
the ground of his disability:
Provided that the appropriate Government may, having
regard to the type of work carried on in any establishment,
by notification and subject to such conditions, if any, as
may be specified in such notification, exempt any
establishment from the provisions of this section.”
Section 47 states that no employee working in a Government establishment, who
acquires a disability during the course of service shall be (i) terminated from
employment; (ii) reduced in rank; or (iii) denied promotion. Section 47 protects
disabled employees from punitive actions on the ground of disability. Since the
2002 notification exempts the CRPF from the application of Section 47, we will
have to examine if any right or privilege has accrued to the CRPF under the 2002
notification. This requires us to consider whether an exemption from a protective
19
PART C
provision such as Section 47 results in the accrual of a right or privilege in favour
of the CRPF to continue pending proceedings under the PwD Act in terms of
Section 6 of the GCA.
9
19. In Ambalal Sarabhai Enterprises Ltd. v. Amrit Lal & Co. , the issue
before a two judge Bench of this Court was whether the court of Rent Controller
constituted under the Delhi Rent Control Act 1958, or the ordinary civil court
would have the jurisdiction to decide the eviction proceedings instituted by the
landlord against the tenant. Section 3 was amended to exclude tenancies whose
monthly income exceeded Rs. 3500 from the application of the Delhi Rent
Control Act. In that case, the monthly rent was Rs. 8625. The eviction petition
was filed by the landlord in 1985 before the amendment of Section 3. While the
petition was pending, Section 3 was amended, which excluded such tenancies
from the purview of the Act. The High Court had held that in view of the
amendment, only the ordinary civil court and not the Rent Controller would have
jurisdiction over the eviction proceedings. The tenant contended that since the
tenant did not possess any vested right under the Act before the amendment
came into force, the Rent Controller would not have jurisdiction. The landlord
contended that even if the tenant did not possess any vested right, the landlord
possessed a vested right, and that in view of Section 6 of GCA, the pending
proceedings should continue under the pre-amended Rent Control Act. This
Court held that the tenant did not have any vested right under the Act.
Furthermore, the Court also held that the landlord does not have an accrued
‘right’ under Section 14 of the Delhi Rent Control Act. Section 14 of the Delhi
9
(2001) 8 SCC 397.
20
PART C
Rent Control Act provides a general protective right to the tenant against
eviction. The proviso to Section 14 lists specific grounds on which the tenant
could be evicted. The Court held that since Section 14 is a protective right
conferred upon the tenant, it cannot be construed to provide a right to the
landlord. In this context, it was observed:
“The right which is sought to be referred as vested right is
only under its proviso. Proviso cannot enlarge the main
section. When main section is only a protective right of a
tenant, various subclauses of its proviso cannot be
construed as it gives vested right to a landlord. The right
if at all could be said of the landlord. It flows only under
the protective tenant's umbrella which cannot be enlarged
into a vested right of a landlord.”
However, it was observed that Section 14 provides a ‘privilege’ to the landlord,
and if the privilege has been accrued or acquired as required under Section 6 of
GCA, then the Rent Controller would retain the jurisdiction to decide the
proceedings. It was held that on the filing of the eviction petition, the privilege
accrued to the landlord in view of Section 6(c) of the GCA, and the pending
proceeding was saved.
20. For Section 6 of the GCA to be applicable, two conditions need to be
fulfilled. Firstly, the respondent must possess a ‘right, privilege, obligation, or
liability’; and secondly, the ‘right, privilege, obligation, or liability’ must have
accrued before the repeal of the old enactment or provision. According to WN
Hohfeld, one of the greatest hindrances in the clear understanding of legal
problems is the readiness to terms all legal relations as ‘rights’. According to him,
a right signifies an affirmative claim against another, and the correlative of right
is duty. On the other hand, privilege indicates freedom from the right or claim of
21
PART C
10
another; it denotes an absence of duty. Hohfeld states that the correlative of
privilege is ‘no right’. Section 47 of the PwD Act is a protective provision
available to employees who are disabled in the course of their employment. The
provision places an obligation on the employer to not impose punitive
punishments such as termination of employment, reduction in rank, and denial of
promotion. Therefore, the employee has a right to not be punitively punished for
their disability (and a right to be reasonably accommodated), while the employer
has a duty not to impose such punitive punishments (and a duty to reasonably
accommodate). However, when the 2002 notification was notified exempting the
CRPF from the application of the provision, the employee lost the right to claim
that they should not be punitively punished. By corollary, it would mean that the
CRPF has been exempted from its duty under Section 47, and thus holds a
privilege to impose punitive punishments against persons with disabilities.
21. For the application of Section 6 of the GCA, the privilege should have
accrued to the respondent under the 2002 notification before the repeal of the
PwD Act. It is settled law that Section 6 of the GCA only protects accrual of
rights and privileges and not the mere hope or the expectation of accrual. In
11
Hamilton Gell v. White , a landlord had given a notice to quit to the tenant
under the Agriculture Holdings Act 1908. Under the Act, on receipt of the notice
to quit, the tenant is entitled to compensation in such cases. Section 11 of the
Act stipulates the following two conditions to claim the right to compensation: (i)
notice must be given to the landlord to claim compensation; and (ii) the
10
W.N Hohfeld, Fundamental Legal Conceptions as applied in Judicial Reasoning and other legal essays, (W.W.
Cook ed., Yale University Press, 1919).
11
(1922) 2 KB 422.
22
PART C
compensation must be claimed within three months of quitting the tenancy. The
tenant, in this case, had fulfilled the first condition, but before he could comply
with the second condition, the Agriculture Holdings Act was repealed. The Court
of Appeal was tasked to decide whether the tenant’s right to claim compensation
accrued under Section 38 of the Interpretation Act 1889, which is pari materia to
the provisions of Section 6 of the GCA. It was held that a right had accrued to
the tenant under the Act. Three concurring opinions were given. Justice Bankes
held that the tenant’s right to compensation depended on the act of the landlord,
that is, the landlord giving notice to the tenant to quit. Once the notice is given,
the right to compensation is accrued to the tenant, subject to him complying with
the conditions of the statute in so far as he could comply prior to the repeal.
Scrutton LJ in his opinion states that the conditions imposed in Section 11 were
conditions of enforcement of the right and not its acquisition. It was held that as
soon as the tenant gave the notice to claim compensation, he was entitled to
have the claim investigated by the arbitrator since Section 38 of the
Interpretation Act saves investigation with respect to the accrued right. Atkin L.J
differentiated between an abstract right and a specific right, and held that the
tenant had acquired the right of compensation when he quit his holding. It was
held that only specific rights and not abstract rights are protected under Section
38 of the interpretation Act:
| “ | It is obvious that that provision was not intended to | |
|---|---|---|
| preserve the abstract rights conferred by the repealed | ||
| Act, such for instance as the right of compensation for | ||
| disturbance conferred upon tenants generally under the | ||
| Act of 1908, for if it were the repealing Act would be | ||
| altogether inoperative. It only applies to the specific rights | ||
| given to an individual upon the happening of one or other | ||
| of the events specified in the statute.” |
23
PART C
The diverse and contradictory views on when the right to compensation accrued
to the tenant, indicate that accrual of rights depends upon identifying when the
right was accrued based on the construction placed on the statute.
12
22. In Director of Public Works v. Ho Po Sang , the interpretation of
Section 10 of the Interpretation Ordinance of Hong Kong, which corresponds to
Section 38 of the Interpretation Act 1889, and Section 6 of the GCA, was in
issue. In this case, the Crown lessee of premises in Hong Kong applied for a
renewal of his lease. Section 3 A-E of the Landlord and Tenant Ordinance
provided that if the Director of Public Works gave a rebuilding certificate, then
the lessee was entitled to call the tenants to quit. The lessee applied for the
rebuilding certificate, and the Director notified him of his intention to give the
certificate. The lessee served notice to the tenants under Section 3B(1) of the
Ordinance; the tenants appealed to the Governor in Council under Section
3B(2); and the lessee cross-petitioned under Section 3B(3). When the cross-
petition was pending, Section 3A-E of the Ordinance was repealed by the
Landlord and Tenant (Amendment) Ordinance 1957. However, after the repeal,
the Director intended to give the lessee a rebuilding certificate. In pursuance of
his intention, the tenants were served with a notice to quit. The tenants
challenged the issuance of notice on the ground that on the repeal of the
provision, the Director did not have the legal authority to issue a rebuilding
certificate. The challenge was allowed by the Judicial Committee, on appeal from
the Supreme Court of Hong Kong. It was held that on the date of the repeal, the
lessee did not have a right to a rebuilding certificate. The lessee only had a hope
12
(1961) 2 All ER 721.
24
PART C
to receive the certificate, and it was thus not an accrued right. The Court also
differentiated between an investigation in respect of rights and an investigation to
decide whether some right should or should not be given. In this context, it was
observed:
“It may be, therefore, that under some repealed
enactment a right has been given but that in respect of it
some investigation or legal proceedings is necessary.
The right is then unaffected and preserved. It will be
preserved even if a process of quantification is
necessary. But there is a manifest distinction between an
investigation in respect of right and an investigation which
is to decide whether some right should or should not be
given.”
The above observation on accrual has been referred to with approval in
M.S
13 14
Shivanda v. KSRTC and Bansidhar & Ors. v. State of Rajasthan & Ors. In
15
Lalji Raja Sons v. Firm Hansraj Nathuram , a Constitution Bench of this Court
affirmed the observations of Atkin L.J in Hamilton Gell (supra) where it was held
that only specific rights and not abstract rights would be saved. This Court also
16
endorsed the observations made in v. where it was
Abbot Minister for Lands
held that the “the mere right (assuming it to be properly so-called) existing in the
members of the community or any class of them to take advantage of an
enactment, without any act done by an individual towards availing himself of that
right, cannot properly be deemed to be a ‘right accrued’ within the meaning of the
enactment . ” In this context, in Thyssen Stahlunion Gmbh v. Steel Authority of
17
this Court affirmed the observations in (supra) and termed
India Ltd. Abbott
abstract rights as inchoate rights.
13
(1980) 1 SCC 149.
14
(1989) 2 SCC 557.
15
[1971] 3 SCR 815.
16
(1895) AC 425.
17
(1999) 9 SCC 334.
25
PART C
23. The principles for the application of Section 6 of the GCA are summarised
below:
(i) The party must possess a right and the right ought to have accrued;
(ii) Only specific rights and not abstract or inchoate rights are saved under
Section 6 of the GCA;
(iii) An abstract right becomes a specific right, only when the party does an act
to avail himself of the right; and
(iv) The action necessary to avail an abstract right is dependent on the nature
of the right and the text of the statute.
24. The privilege that the respondent possesses under the 2002 notification
would be an abstract or inchoate privilege unless the privilege has been acted
upon by the respondent. It cannot be argued that the privilege to demote or
terminate the employee is accrued on the initiation of the disciplinary
proceedings. As observed by Atkin L.J in Hamilton Gell (supra), if such an
interpretation was to be provided, then all provisions of the repealing Act which
are contradictory to the repealed Act would be inoperative. There are two classes
of rights or privileges – conditional and non-conditional. The exercise of a
conditional privilege is dependent on the fulfilment of certain conditions specified
in the statute. On the other hand, a party could hold a privilege merely by being
an actor in law without having to fulfil any conditions. Abstract privileges are
conditionally or unconditionally available, based on the provisions of the law. The
privilege that the CRPF holds under the 2002 notification is a non-conditional
abstract privilege that it always possesses. In the context of Section 6 of the
26
PART C
GCA, these abstract privileges are accrued or acquired only when the privilege-
holder does an act as required under the statute or otherwise to avail of the
privilege.
C.1.1.1 The Right of Non-discrimination and the PwD Act
25. As discussed above, the privilege is only accrued when the privilege-
holder does an act required under the statute to avail of the privilege. To answer
whether the privilege has accrued to the appellant, the nature of the privilege
granted by the 2002 notification will first have to be determined since the accrual
of a privilege would depend on the nature and content of the privilege itself.
26. The marginal note to Section 47 of the PwD Act reads as ‘Non-
discrimination in Government Employment’. A pertinent question that arises for
our consideration is whether the 2002 notification exempts the employer from its
duty of non-discrimination on the ground of disability, or whether it only exempts
the specific forms of discrimination expressly mentioned in Section 47 of the
PwD Act. To answer this question, a reference must be made to the general
structure of the PwD Act.
27. The PwD Act was enacted to give effect to the ‘Proclamation on the Full
Participation and Equality of the People with Disabilities in the Asian and Pacific
Region’ to which India is a signatory. In April 2002, the Economic and Social
Commission for Asia and the Pacific proclaimed the decade (1993 -2002) as the
Asian and Pacific Decade of Disabled Persons. The proclamation aimed to
promote the human rights of disabled persons by providing an accessible
environment, social security, safety nets and employment, and sustainable
27
PART C
18
livelihoods, premised on equality and non-discrimination. Chapter VII of the
PwD Act is titled ‘Affirmative Action’, and Chapter VIII is titled ‘Non-
Discrimination’. Sections 42 and 43 in Chapter VII stipulate that the appropriate
Governments must formulate schemes to provide aids and preferential allotment
of land to persons with disabilities. Sections 44 to 47 in Chapter VIII provide for
special measures in transportation, roads, built environment and employment for
persons with disabilities. For instance, Section 44 states that special measures
must be taken to make transport vehicles such as buses and trains, and toilets in
such transport vehicles accessible to persons with disability. Section 45
stipulates that the appropriate government must endeavour to, inter alia , make
walking on the roads for disabled persons more accessible by installing auditory
signals, and engraving on the zebra crossing. Section 46 provides that a built-in
environment, conducive to persons with disabilities must be provided. While
Sections 44 to 46 impose positive obligations on the State to reasonably
accommodate persons with disabilities, Section 47 imposes both positive and
negative obligations on the Government. Sub-sections (1) and (2) of Section 47
state that the government employer must not terminate, demote or deny
promotion on the ground of disability. The proviso provides a positive obligation
on the employer that if the post is not suitable to the employee after acquiring
disability, then he could be shifted to another post with the same pay and service
benefits. However, if it is not possible to adjust the employee against any post,
then he may be kept on a supernumerary post until he obtains superannuation.
18
Commission for Social Development, Interim Report of the Secretary General: Implementation of the World
Programme of Action concerning Disabled Persons (1999), available at
https://www.un.org/esa/socdev/enable/disecne5.htm#VI .
28
PART C
28. Article 14 of the Indian Constitution states that “the State shall not deny to
any person equality before the law or the equal protection of the laws within the
territory of India”. The right to equality under the Indian Constitution has two
facets – formal equality and substantive equality. While formal equality means
that every person, irrespective of their attributes must be treated equally and
must not be discriminated against; substantive equality is aimed at producing
equality of outcomes through different modes of affirmative action. The principle
of reasonable accommodation is one of the means for achieving substantive
equality, pursuant to which disabled individuals must be reasonably
accommodated based on their individual capacities. Disability, as a social
construct, precedes the medical condition of an individual. The sense of disability
is introduced because of the absence of access to facilities. This Court in Vikas
19
v. , recognised the social
Kumar Union Public Service Commission
construction of disability and the necessity to provide reasonable
accommodation to such persons to comply with the full purport of the equality
provisions under the Constitution. One of us (DY Chandrachud,J) writing for the
three- judge Bench observed:
“45 The principle of reasonable accommodation
acknowledges that if disability as a social construct has to
be remedied, conditions have to be affirmatively created
for facilitating the development of the disabled.
Reasonable accommodation is founded in the norm of
inclusion. Exclusion results in the negation of individual
dignity and worth or they can choose the route of
reasonable accommodation, where each individuals’
dignity and worth is respected. Under this route, the
“powerful and the majority adapt their own rules and
practices, within the limits of reason and short of undue
hardship, to permit realization of these ends.”
19
(2021) 5 SCC 370.
29
PART C
The provisions under Chapters VII and VIII are in furtherance of the principle of
reasonable accommodation which is a component of the guarantee of equality.
This has been recognised by a line of precedent. This Court in multiple cases has
held that the principle of reasonable differentiation, recognizing the different
20
needs of persons with disabilities is a facet of the principle of equality. In
Jeeja
21
Ghosh v. Union of India , Justice A K Siri observed:
“40. In international human rights law, equality is founded
upon two complementary principles: non-discrimination
and reasonable differentiation. The principle of non-
discrimination seeks to ensure that all persons can
equally enjoy and exercise all their rights and freedoms.
Discrimination occurs due to arbitrary denial of
opportunities for equal participation. For example, when
public facilities and services are set on standards out of
the reach of persons with disabilities, it leads to exclusion
and denial of rights.
Equality not only implies
preventing discrimination (example, the protection of
individuals against unfavourable treatment by
introducing anti-discrimination laws), but goes
beyond in remedying discrimination against groups
suffering systematic discrimination in society. In
concrete terms, it means embracing the notion of
positive rights, affirmative action and reasonable
accommodation.”
(emphasis supplied)
The facets of non-discrimination that guide the PwD Act are threefold: (i) right to
formal equality, where no person shall be discriminated based on her disability;
(ii) affirmative action in pursuance of substantive equality under Section 33; and
(iii) reasonable accommodation of persons with disabilities such as provided
under Section 47. There may be no specific provision in the PwD Act – unlike the
RPwD Act – which provides persons with disability the right of non-discrimination.
However, since the principle of substantive equality (of providing equal outcomes
through affirmative action and reasonable accommodation) is premised on the
20
Rajive Raturi v. Union of India, (2018) 2 SCC 413; Disabled Rights Group v. Union of India, (2018) 2 SCC 397.
21
(2016) 7 SCC 761.
30
PART C
principle of non-discrimination, there is no reason to hold that the principle of non-
discrimination, of treating every person equally irrespective of her disability does
not guide the entire statute.
29. The headings of all the provisions in Chapter III of the PwD Act use the
phrase ‘non-discrimination’. Section 44 reads, non-discrimination in transport;
Section 25 reads as ‘non-discrimination on roads’; Section 46 reads as ‘non-
discrimination in the built environment’; and Section 46 reads as ‘non-
discrimination in Government employment’. As discussed above, all these
provisions are premised on the principle of reasonable accommodation in public
places and places of employment. The intent behind using the phrase ‘non-
discrimination’ in the marginal note is to emphasise that reasonable
accommodation is a facet of equality and non-compliance with the principle of
reasonable accommodation would amount to discrimination. By no stretch of
imagination, can it be said that the principle of non-discrimination is limited to
Section 47 of the PwD Act. Section 47 only provides the right of non-
discrimination with regard to specific forms of discrimination during the course of
employment. The general right against discrimination runs through the entire
statute. The limited nature of Section 47 becomes apparent when it is compared
with Section 20 of the RPwD Act. Section 20 of the RPwD Act reads thus:
“Section 20 - Non-discrimination in employment
(1) No Government establishment shall discriminate
against any person with disability in any matter
relating to employment:
Provided that the appropriate Government may, having
regard to the type of work carried on in any establishment,
by notification and subject to such conditions, if any,
31
PART C
exempt any establishment from the provisions of this
section.
(2) Every Government establishment shall provide
reasonable accommodation and appropriate barrier free
and conducive environment to employees with disability.
(3) No promotion shall be denied to a person merely on
the ground of disability.
(4) No Government establishment shall dispense with or
reduce in rank, an employee who acquires a disability
during his or her service
Provided that, if an employee after acquiring disability is
not suitable for the post he was holding, shall be shifted to
some other post with the same pay scale and service
benefits:
Provided further that if it is not possible to adjust the
employee against any post, he may be kept on a
supernumerary post until a suitable post is available or he
attains the age of superannuation, whichever is earlier.
(5) The appropriate Government may frame policies for
posting and transfer of employees with disabilities.”
(emphasis supplied)
30. Section 47 of the PwD Act, unlike Section 20 of the RPwD Act, does not
contain a provision in the nature of sub-Section (1) of Section 20 which provides
that a government establishment cannot discriminate against a person with a
disability in “any matter” relating to employment. While we are not interpreting the
contours of “any matter” used in Section 20 of the RPwD Act in the present case,
it would suffice to say that Section 20 of the RPwD Act casts a net of protection
wider than Section 47 of the PwD Act.
31. Moreover, India is a signatory to and has ratified the United Nations
22
Convention on the Rights of Persons with Disabilities . Article 5 of CRPD
22
India ratified the Convention on 1 October 2007.
“CRPD”;
32
PART C
incorporates the principles of non-discrimination and equality, in both its formal
and substantive forms. Article 5 reads as follows:
“5. Equality and Non-Discrimination:
1. States Parties recognise that all persons are equal
before and under the law and are entitled without any
discrimination to the equal protection and equal benefit of
the law.
2. States Parties shall prohibit all discrimination on
the basis of disability and guarantee to persons with
disabilities equal and effective legal protection against
discrimination on all grounds.
3. In order to promote equality and eliminate
discrimination, States Parties shall take all appropriate
steps to ensure that reasonable accommodation is
provided.
4. Specific measures which are necessary to accelerate
or achieve de facto equality of persons with disabilities
shall not be considered discrimination under the terms of
the present Convention.”
(emphasis supplied)
Clause 2 stipulates that the State parties must prohibit discrimination on the basis
of disability, and ensure protection against discrimination to persons with
disability. Clauses 3 and 4 state that to ensure de facto equality, the States shall
promote equality and non-discrimination by taking appropriate steps for
reasonable accommodation, and such steps taken shall not be considered as
discrimination.
32. It is settled law that if two interpretations are possible, then the
interpretation which is in consonance with international law or gives effect to
23
international law must be used. Since Article 5 places the States under an
obligation to provide both formal and substantive equality, an interpretation of the
PwD Act that furthers the principles mentioned in Article 5 must be undertaken.
| 23 | Apparel Export Promotion Council v. A.K. Chopra, (1999) 1 SCC 759; Githa Hariharan v. Reserve Bank of | |
| India, (1999) 2 SCC 228; Justice Khanna in ADM Jabalpur v. Shivakant Shukla, (1976) 2 SCC 521. |
33
PART C
Therefore, even though the PwD Act does not have an express provision laying
down the general principle of non-discrimination against disabled persons, it must
still have to be read in the statute.
33. Therefore, Section 47 only provides persons with disability with the right
against specific forms of discrimination and not the general right of non-
discrimination which runs through the entire statute but which cannot be located
in a specific provision. Accordingly, the 2002 notification will also only exempt the
CRPF from the duty against those specific forms of discrimination mentioned in
Section 47. Correspondingly, the 2002 notification only grants the employer the
privilege of discriminatory conduct in employment with respect to those acts
specified under Section 47 of the PwD Act.
34. Thus, under the 2002 notification, the CRPF has the privilege to terminate,
demote, or deny promotion to employees with disabilities. It also has the privilege
to not abide by the principle of reasonable accommodation in re-assigning the
post of an employee with a disability. However, it does not have the privilege to
discriminate against a disabled employee in any other matter relating to
employment. The privilege under the 2002 notification will accrue only when the
disciplinary proceedings reach the stage of punishment and the respondent
imposes one of the punishments mentioned in Section 47. The privilege can only
accrue on the happening of one or more events that are necessary for the
accrual. The accrual of the privilege cannot be based on an assumption, hope or
expectation of exercising the privilege. Rule 11 of the Central Civil Services
(Classification, Control and Appeal) Rules 1965 under which the disciplinary
proceedings were initiated provides that the government may either impose major
34
PART C
penalties such as compulsory retirement, reduction to lower pay scale, or minor
penalties such as censure, or withholding increments. When the disciplinary
proceedings reach the punishment stage, the appellant could have still been
imposed other punishments prescribed under Rule 11 which are not included
within the purview of Section 47 of the PwD Act. Therefore, no privilege is
accrued to the respondent under Section 47 of the PwD Act.
C.1.2 Section 102 of the RPwD Act: The Savings Clause
35. Section 102(2) of the RPwD Act states that anything done, or any action
taken under the PwD Act shall be deemed to have been done or taken under the
‘corresponding provisions’ of the RPwD Act. The 2002 notification was issued
under Section 47 of the PwD Act. The 2002 notification will be saved under
Section 102 (2) only if there is a provision in the RPwD Act that is ‘corresponding’
to Section 47 of PwD Act.
36. A Constitution Bench of this Court in Pankajakshi (dead) through LRs’ v.
24
Chandrika , had to decide a preliminary issue of whether Section 23 of the
Tranvancore-Cochin High Court Act is ‘corresponding’ to Section 9 of the Kerala
High Court Act 1958. Section 20(1) of the 1951 amendment to the Code of Civil
Procedure stated, “If immediately before the date on which the said Code comes
into force in any Part B State, there is in force in that State any law corresponding
to the said Code, that law shall on that date stand repealed”. It was held that the
test that needs to be applied to identify if two statutes are ‘corresponding’ is
whether firstly, the subject- matter of the two statutes is essentially the same; and
24
(2016) 6 SCC 157.
35
PART C
secondly, the main object and purpose are substantially similar. It was held that
both the Acts are not substantially similar since the object of the Travancore Act
is to lay down the jurisdiction and powers of the High Court, while the object of
the Civil Procedure Code was to lay down the procedure in civil matters alone.
25
37. In v. , one of the issues before the two-
Kalpana Kothari Sudha Yadhav
Judge Bench of this Court was whether Section 8 of the Arbitration and
26
Conciliation Act 1996 corresponds to Section 34 of the Arbitration Act 1940.
Section 34 provided for staying legal proceedings instituted when there is an
arbitration proceeding. However, Section 8 of the 1996 Act deals with the power
to refer parties to arbitration where there is an arbitration agreement. Therefore, it
was held that both the provisions do not correspond to each other.
38. The test laid down in Pankajakshi (supra) is to identify corresponding
statutes. That test cannot be applied to identify corresponding provisions, since a
much more specific analysis will have to be undertaken. A provision is
corresponding to another not merely if the provision deals with the same subject
matter. Rather, the test must be whether both the provisions are essentially
similar. If Section 47 of the PwD Act corresponds to Section 20 of the RPwD Act,
then the 2002 notification will be deemed to have been issued under Section 20,
and would hold the force of law. A comparison of Section 47 of the PwD Act and
Section 20 of the RPwD Act is given below:
| Section 47 of PwD Act | Section 20 of RPwD Act | |
|---|---|---|
| 47. Non-discrimination in Government | 20. Non-discrimination in employment.—<br>(1) No Government establishment shall<br>discriminate against any person with disability<br>in any matter relating to employment: | |
| employments.— | ||
| (1) No establishment shall dispense with, or | ||
| reduce in rank, an employee who acquires a |
25
(2002) 1 SCC 203.
26
“1996 Act”
36
PART C
| disability during his service:<br>Provided that, if an employee, after acquiring<br>disability is not suitable for the post he was<br>holding, could be shifted to some other post<br>with the same pay scale and service benefits:<br>Provided further that if it is not possible to<br>adjust the employee against any post, he may<br>be kept on a supernumerary post until a<br>suitable post is available or he attains the age<br>of superannuation, whichever is earlier.<br>(2) No promotion shall be denied to a person<br>merely on the ground of his disability:<br>Provided that the appropriate Government<br>may, having regard to the type of work carried<br>on in any establishment, by notification and<br>subject to such conditions, if any, as may be<br>specified in such notification, exempt any<br>establishment from the provisions of this<br>section. | Provided that the appropriate Government<br>may, having regard to the type of work carried<br>on in any establishment, by notification and<br>subject to such conditions, if any, exempt any<br>establishment from the provisions of this<br>section.<br>(2) Every Government establishment shall<br>provide reasonable accommodation and<br>appropriate barrier free and conducive<br>environment to employees with disability.<br>(3) No promotion shall be denied to a person<br>merely on the ground of disability.<br>(4) No Government establishment shall<br>dispense with or reduce in rank, an employee<br>who acquires a disability during his or her<br>service:<br>Provided that, if an employee after acquiring<br>disability is not suitable for the post he was<br>holding, shall be shifted to some other post<br>with the same pay scale and service benefits:<br>Provided further that if it is not possible to<br>adjust the employee against any post, he may<br>be kept on a supernumerary post until a<br>suitable post is available or he attains the age<br>of superannuation, whichever is earlier.<br>(5) The appropriate Government may frame<br>policies for posting and transfer of employees<br>with disabilities. |
|---|
Section 20 of the RPwD Act covers a wider ambit when compared to Section 47
of the PwD Act. Section 20(1) provides for non-discrimination based on disability,
which is a provision in pursuance of the equality mandate in Article 5 of CRPD.
Section 20(2) states that reasonable accommodation and a conducive
environment free from barriers must be provided to persons with disabilities.
However, the provisions of Section 47 of the PwD Act only provide a right to the
employee to not be demoted, terminated, or denied promotion because of
disability, and reasonable accommodation by adjusting posts. The principle of
reasonable accommodation provided under Section 20(2) is not restricted to the
accommodations mentioned in Section 47. For example, under Section 20(2), the
employer has a duty – in view of the principle of reasonable accommodation – to
37
PART C
post a person suffering from disability at a place closer to home. This form of
reasonable accommodation is not provided under Section 47, though it may flow
through the PwD Act. Therefore, Section 20 of the RPwD Act is not
corresponding to Section 47 of the PwD Act. If any other interpretation is placed,
then the 2002 notification would be deemed to exempt other rights that are
available to disabled persons under Section 20 of the RPwD Act, which were not
otherwise exempted under the PwD Act. Since there is no corresponding
provision, the exemption notification issued under Section 47 of the PwD Act will
lose the force of law. Therefore, in view of the discussion on both Section 6 of the
GCA and Section 102 of the RPwD Act, the provisions of the PwD Act and the
2002 notification are not applicable to the proceedings before us.
39. Since, the writ petition was filed before the Single Judge of the High Court
in 2015, before the enactment of the RPwD Act, the validity of the disciplinary
proceedings could have only been decided on the anvil of the provisions of the
PwD Act. However, the Single Judge ought not to have entered into the issue of
the applicability of Section 47 of the PwD Act when the disciplinary proceedings
were challenged at the initial stage since as observed above, Section 47 applies
only at the punishment stage. The only question before the High Court was
whether it was justified for CRPF to have initiated disciplinary proceedings
against the appellant for the alleged misconduct which was connected to his
mental disability and whether the initiation of such proceedings was
discriminatory.
40. At the relevant point of time, when the intra-court appeal was filed against
the judgement of the Single Judge, the RPwD Act had come into force. However,
38
PART C
since no privilege had accrued to the respondent under the PwD Act, and the
2002 notification was not saved under Section 102 of the RPwD Act, the Division
Bench should have decided the intra-court appeal on the provisions of the RPwD
Act. This would entail that the appellant became entitled to the rights under
Section 20 of the RPwD Act at the time when the intra-court appeal was being
heard. When the appellant was before the Division Bench of the High Court, he
was already diagnosed with a permanent disability of 40 to 70 percent by Dr Ram
Manohar Lohia Hospital, which is a government hospital. Further, the Composite
Hospital by a report dated 18 July 2016, declared the appellant unfit for duty and
placed him under the S5(P) category due to his partial and limited response to all
modalities of treatment since 2009. The Division Bench also noted that the
documents issued by the CRPF’s hospital indicate that the appellant has had a
mental disability for a long time. In such circumstances, it was not appropriate for
the High Court to restore the disciplinary proceeding on the ground that a factual
determination of the disability of the appellant is to be established through such a
proceedings.
C.1.3 A New Dawn: Appellant’s Rights under the RPwD Act
41. Section 3 of the RPwD Act states that persons with disabilities must not be
discriminated against on the ground of disability, and the appropriate
government shall ensure that persons with disability enjoy the right to live with
dignity. Section 2(h) of the RPwD Act defines discrimination as follows:
“(h) “discrimination” in relation to disability, means any
distinction, exclusion, restriction on the basis of disability
which is the purpose or effect of impairing or nullifying the
39
PART C
recognition, enjoyment or exercise on an equal basis with
others of all human rights and fundamental freedoms in
the political, economic, social, cultural, civil or any other
field and includes all forms of discrimination and denial of
reasonable accommodation;”
Section 20 of the RPwD Act states that no government establishment shall
discriminate against any person with a disability in matters relating to
employment. The disabled employee also has a right to reasonable
accommodation and to access a workplace without barriers. It further provides
that no disabled employee shall be terminated, reduced in rank, or denied
promotion because of the disability. Before proceeding to the merits of the case
on the validity of the disciplinary proceedings vis-a-vis the provisions of the
RPwD Act, the applicability of the 2021 notification to the facts of the present
case will have to be determined. As explained above, on the repeal of the PwD
Act by the RPwD Act, the 2002 Notification also lost its force of law. Between 27
December 2016, when the RPwD Act had come into force and 18 August 2021,
when the 2021 notification was issued, there was no exemption notification in
force. The Special Leave Petition was instituted on 5 October 2020. In Ambalal
(supra), it was held that when a lis commences, all rights and obligations of the
parties get crystallised on that date. Therefore, the rights of the parties would
freeze as on the date of filing the Special Leave Petition. In the Special Leave
Petition filed before this Court, it was submitted that the initiation of disciplinary
proceedings is discriminatory and violative of the provisions of the RPwD Act.
Therefore, the right to non-discrimination in matters of employment provided
under Section 20, accrued to the appellant on the filing of the Special Leave
Petition since the 2021 notification had not been notified at the relevant time.
Thus, the 2021 notification would have no application to the facts of this case.
40
PART C
C. 2 Mental Disability and Discrimination
Before proceeding to analyse the validity of the disciplinary proceedings under
the provisions of the RPwD Act, we find it imperative to refer to the national and
international legal framework governing the rights of persons with mental
disabilities.
C.2.1 The Indian Legal Framework
42. The National Mental Health Survey of India 2015-16 (Prevalence, Pattern
and Outcomes), was a study undertaken by the Ministry of Health and Family
Welfare, Government of India in collaboration with the National Institute of Mental
Health and Neuro Sciences, Bengaluru. The survey estimated that nearly 150
27
million individuals in India suffer from one or more mental illnesses. The Indian
Lunacy Act 1912 was enacted to provide treatment and care for lunatic persons.
Section 3(5) defined a ‘lunatic’ as an idiot or a person of unsound mind. The Act
dealt with the treatment of lunatics in asylums, and the procedure for the
‘treatment’ of such persons. The Act proceeded on the premise that ‘lunatics’ are
dangerous for the well-being of society and the fellow humans who inhabit the
planet. Section 13 of the Act provided wide powers to the police officers to arrest
persons whom they have reason to believe to be ‘lunatics’.
28
43. The Mental Health Act 1987 was enacted, as the Preamble states, ‘to
consolidate and amend the law relating to the treatment and care of mentally ill
persons, to make better provision with respect to their property and affairs”. This
27
G Gururaj, M Varghese et. al., National Mental Health Survey of India, 2015-16: Prevalence, patterns and
outcomes , (2016) NIMHANS Publication No 129, available at http://indianmhs.nimhans.ac.in/Docs/Report2.pdf .
28
“1987 Act”
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Act replaced the Indian Lunacy Act. The 1987 Act was a huge transformative
leap from the Lunacy Act which did not confer any right to live a life of dignity to
mentally ill persons. However, even the 1987 Act did not confer any agency or
personhood to mentally ill persons. The Act did not provide a rights-based
framework for mental disability but was rather restricted to only establishing
psychiatric hospitals and psychiatric nursing homes, and administrative
exigencies of such establishments. Under the Act, the ‘mentally ill person’ was
defined as a person ‘who is in need of treatment by reason of any mental
disorder other than mental retardation’.
29
44. The Mental Healthcare Act 2017 was enacted by Parliament in
pursuance of India’s obligations under CRPD, repealing the 1987 Act. Section 2
(s) of the 2017 Act defines ‘mental illness’ as follows:
“(s) “mental illness” means a substantial disorder of
thinking, mood, perception, orientation or memory that
grossly impairs judgment, behaviour, capacity to
recognise reality or ability to meet the ordinary demands
of life, mental conditions associated with the abuse of
alcohol and drugs, but does not include mental
retardation which is a condition of arrested or incomplete
development of mind of a person, specially characterised
by subnormality of intelligence;”
Section 2(o) of the Act defines ‘mental healthcare’ to include both the diagnosis
of the mental health condition of persons and rehabilitation for such persons with
mental illness:
“(o) "Mental healthcare" includes analysis and diagnosis
of a person's mental condition and treatment as well as
care and rehabilitation of such person for his mental
illness or suspected mental illness;”
29
“2017 Act”
42
PART C
Section 18(1) provides that every person shall have a right to access mental
healthcare and treatment in Government-run or funded hospitals. Sub-Section (2)
of Section 18 states that the right to access mental health care shall be available
to everybody equally, without any discrimination based on gender, sex, caste,
political belief or such. It further states that the treatment shall be provided in the
manner that is acceptable by the persons having mental illness and their
caregivers. Sub-Section (1) of Section 19 states that every person with mental
illness shall have a right to live in, be part of and not be segregated from society.
Section 20 of the Act states that every person with mental illness shall have a
right to live with dignity, and shall have a right to be protected from inhuman
treatment in mental healthcare establishments. Section 30 stipulates that the
appropriate government shall take measures to ensure that the provisions of the
Act are given wide publicity through various forms of media. Clause (b) of Section
30 states that programmes to reduce the stigma associated with mental illness
must be planned and implemented. Section 30(c) states that ‘appropriate
government officers including police officers and other officers must be provided
appropriate awareness and sensitization on mental health’. Section 115 of the
2017 Act states that notwithstanding anything in Section 309 of the Indian Penal
Code, any person who attempts to commit suicide shall be presumed, unless
proved otherwise, to have severe stress and shall not be tried and punished
under the Penal Code.
45. The 2017 Act provides a rights-based framework of mental healthcare and
has a truly transformative potential. In stark difference from the provisions of the
1985 Act, the provisions of the 2017 Act recognise the legal capacity of persons
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suffering from mental illness to make decisions and choices on treatment,
admission, and personal assistance. Section 2(o) includes within the definition of
mental healthcare – diagnosis, treatment, and rehabilitation. Section 4 of the Act
states that every person with mental illness shall be ‘deemed’ to have the
capacity to make decisions regarding their mental healthcare and treatment if
they are able to understand the relevant information, and the reasonably
foreseeable consequence of their decision. Sub-Section (3) of Section 4 states
that merely because the decision by the person is perceived inappropriate or
wrong by ‘others’, it shall not mean that the person does not have the capacity to
make decisions. The recognition of the capacity of persons living with mental
illness to make informed choices is an important step towards recognizing their
agency. This is in pursuance of Article 12 of CRPD which shifts from a substitute
30
decision-making model to one based on supported decision-making. Article 12
of CRPD reads as follows:
“Article 12 – Equal recognition before the law
1. States Parties reaffirm that persons with disabilities
have the right to recognition everywhere as persons
before the law.
2. States Parties shall recognise that persons with
disabilities
enjoy legal capacity on an equal basis with
others in all aspects of life.
3. States Parties shall take appropriate measures to
provide access by persons with disabilities to the support
they may require in exercising their legal capacity.[…]”
(emphasis supplied)
30
Explanation 1 to Article 12 CRPD by UN CRPD.
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PART C
46. Explanation 1 to Article 12 issued by the United Nations Committee on the
Rights of Persons with Disabilities discusses the ‘universal legal capacity’ where
all persons inherently possess legal capacity regardless of disability or decision-
31
making skills. They may however be provided with support (and not
substitution) to exercise their legal capacity. This shift from the substituted legal
capacity model to the supported legal capacity model is important for two
reasons. It recognises the agency held by disabled persons; and adopts a social
model of disability. It has been recognised by various scholars that the 2017 Act
is one of the most robust rights-based frameworks to tackle mental health
32
concerns.
47. The Indian mental healthcare discourse has undergone a substantial and
progressive change. Persons living with mental illness were considered as
‘lunatics’ under the Indian Lunacy Act 1912 and were criminalized and subject to
harassment. There was a moderate shift in the mental health discourse with the
repeal of the Lunacy Act 1912 and the enactment of the 1987 Act. However, the
transformation in the mental health rights framework was profound when the
2017 Act was enacted since it placed a person having mental health issues within
the rights framework.
C.2.2 Mental Health in the Disability Rights Framework
48. Section 2(i) of the PwD Act defines the phrase ‘disability’ to mean mental
retardation and mental illness among others. Section 2(q) defines mental illness
31
ibid
32
Richard M Duffy, Bredan D Kelly, Concordance of the Indian Mental Healthcare Act 2017 with the World Health
Organization’s Checklist on Mental Health Legislation , 11(1) International Journal of Mental Health Systems 48
(2017), available at https://ijmhs.biomedcentral.com/articles/10.1186/s13033-017-0155-1
32
(2018) 5 SCC 1.
45
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as a mental disorder other than mental retardation. Section 2(r) defines mental
retardation as a condition of incomplete development of a person which is
especially characterized by sub-normal intelligence. On the other hand, mental
illness is classified as a specified disability under the RPwD Act. The schedule to
the Act provides an expansive and clearer definition of mental illness, which is
pari materia to the definition of mental illness under the 2017 Act. It is defined as
follows:
“(s) “mental illness” means a substantial disorder of
thinking, mood, perception, orientation or memory that
grossly impairs judgment, behaviour, capacity to
recognise reality or ability to meet the ordinary demands
of life, mental conditions associated with the abuse of
alcohol and drugs, but does not include mental
retardation which is a condition of arrested or incomplete
development of mind of a person, specially characterised
by subnormality of intelligence;”
49. Section 2(s) of the RPwD Act defines the word ‘person with disability’ as
‘person with a long term physical, mental, intellectual or sensory impairment
which, in interaction with barriers, hinders his full and effective participation in the
society equally with others’. Section 2 (c) defines barrier to mean ‘any factor
including communicational, cultural, economic, environmental, institutional,
political, social, attitudinal or structural factors which hampers the full and
effective participation of persons with disabilities in society.’ On a combined
reading of the definitions provided in Section 2(s) and 2 (c) of the Act, it is evident
that the RPwD – similar to the 2017 Act – defines disability as a social construct
and not solely as a medical construct. The Act does not define a mental
impairment to solely constitute a disability. Rather, it defines disability based on
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the interaction of the impairment with the barriers which in effect hamper the
effective participation of an individual.
50. The Indian judiciary has also been cognizant of the discourse surrounding
mental illness and the social construction model of mental disability. In Common
33
v. while deciding on the constitutional validity of passive
Cause Union of India ,
euthanasia, the Constitution Bench made pertinent observations on Section 115
of the 2017 Act which renders Section 309 of the Indian Penal Code largely
ineffective, emphasising the necessity to view the act of committing suicide as an
act of circumstances (or in other words ‘barriers’). It was observed:
| “366. [..] | It mandates (unless the contrary is proved by the | |
|---|---|---|
| prosecution) that a person who attempts to commit | ||
| suicide is suffering from severe stress. Such a person | ||
| shall not be tried and punished under the Penal Code. | ||
| Section 115 removes the element of culpability which | ||
| attaches to an attempt to commit suicide under Section | ||
| 309. It regards a person who attempts suicide as a victim | ||
| of circumstances and not an offender, at least in the | ||
| absence of proof to the contrary, the burden of which | ||
| must lie on the prosecution. Section 115 marks a | ||
| pronounced change in our law about how society must | ||
| treat an attempt to commit suicide. It seeks to align Indian | ||
| law with emerging knowledge on suicide, by treating a | ||
| person who attempts suicide needing care, treatment and | ||
| rehabilitation rather than penal sanctions.” |
34
v. , the mental health concerns of the LGBT
Navtej Singh Johar Union of India
community were highlighted. A reference was made to global psychiatric
scholarship which emphasized that there is a clear correlation between the
political and social environments, and the mental health of an individual.
33
(2018) 5 SCC 1.
34
(2019) 3 SCC 39.
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Observing that laws persecuting sexual minorities and the societal stigma
psychologically affect the well-being of the community, it was said:
“95. […]The repercussions of prejudice, stigma and
discrimination continue to impact the psychological well-
being of individuals impacted by Section 377. Mental
health professionals can take this change in the law as
an opportunity to re- examine their own views of
homosexuality.
96. Counselling practices will have to focus on providing
support to homosexual clients to become comfortable
with who they are and get on with their lives, rather than
motivating them for change. Instead of trying to cure
something that isn’t even a disease or illness, the
counsellors have to adopt a more progressive view that
reflects the changed medical position and changing
societal values. There is not only a need for special skills
of counsellors but also heightened sensitivity and
understanding of LGBT lives. The medical practice must
share the responsibility to help individuals, families,
workplaces and educational and other institutions to
understand sexuality completely in order to facilitate the
creation of a society free from discrimination228 where
LGBT individuals like all other citizens are treated with
equal standards of respect and value for human rights.”
Justice Nariman in his concurring opinion, commented on Section 115 of the
2017 Act. He highlighted the affirmative duty of the Government to provide care,
treatment and rehabilitation to persons having mental health issues. The
judgment also observed that Section 115 of the 2017 Act has been enacted in
furtherance of constitutional values:
“76. This Parliamentary declaration under Section 115
again is in keeping with the present constitutional values,
making it clear that humane measures are to be taken by
the Government in respect of a person who attempts to
commit suicide instead of prosecuting him for the offence
of attempt to commit suicide.”
35
52. In Accused X v. State of Maharashtra , a three judge Bench of this
Court was deciding whether post-conviction mental illness could be a mitigating
factor for commuting the punishment from death sentence to life imprisonment.
35
(2019) 7 SCC 1.
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Holding that post-conviction mental illness could be a mitigating factor, it was
observed:
| “ | 59. All human beings possess the capacities inherent in | |
|---|---|---|
| their nature even though, because of infancy, disability, | ||
| or senility, they may not yet, not now, or no longer have | ||
| the ability to exercise them. When such disability occurs, | ||
| a person may not be in a position to understand the | ||
| implications of his actions and the consequence it entails. | ||
| In this situation, the execution of such a person would | ||
| lower the majesty of law.” |
was lodged against the accused person on the charge of abetment to suicide
under Section 306 of the Indian Penal Code 1860. A petition to quash the
proceedings was filed under Section 482 CrPC. The Single Judge of the High
Court, while quashing the proceedings against the accused made observations
diminishing the importance of mental health. The High Court had observed as
follows:
“37. It is not the case of the deceased that the accused
had deprived him of his wealth or have committed acts
that have shattered his hopes in life or separated him
from his family and friends.
[…]
41. [..] It is not the case of the prosecution that the
deceased was running away from or escaping the
petitioner or his henchmen, but as is his habit, to visit his
parents and to spend time with his friends. If the
deceased had really felt threatened, he would have
definitely approached the police. It is not that he was
naive or not worldly-wise. If his employment with the
petitioner was true, then the Police Commissionerate was
only a stone's throw away. It is not that the deceased was
a weakling. The deceased by profession, is a driver. A
profession where, accidents causing loss of life and limb
are a daily occurrence and every driver is aware that he
could be involved in an accident at any time.
43. His act of attending a relatives marriage in a different
town and his interacting with friends and relatives are all
actions of a normal person and not of a person under
36
2021 SCC OnLine SC 1021.
49
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severe duress. The contention that this criminal case
would jeopardize his career progression also cannot be
brushed aside. It is also not forthcoming as to how he
sourced the poison.”
A two judge Bench of this Court, of which one of us was a part (DY Chandrachud,
J), observed that these remarks of the Single Judge gravely undermined the
mental health discourse in India. It was observed:
| “The Single Judge has termed a person who decided to | |
|---|---|
| commit suicide a ‘weakling’ and has also made | |
| observations on how the behavior of the deceased before | |
| he committed suicide was not suitable of a person who is | |
| depressed and suffering from mental health issues. | |
| Behavioural scientists have initiated the discourse on the | |
| heterogeneity of every individual and have challenged the | |
| traditional notion of ‘all humans behave alike’. Individual | |
| personality differences manifest as a variation in the | |
| behavior of people. Therefore, how an individual copes | |
| up with a threat- both physical and emotional, expressing | |
| (or refraining to express) love, loss, sorrow and | |
| happiness, vary greatly in view of the multi-faceted | |
| human mind and emotions. Thus, observations | |
| describing the manner in which a depressed person | |
| ought to have behaved deeply diminishes the gravity of | |
| mental health issues.” |
Since disability is a social construct dependent on the interplay between mental
impairment with barriers such as social, economic and historical among other
factors, the one – size fits all approach can never be used to identify the disability
of a person. Disability is not universal but is an individualistic conception based
on the impairment that a person has along with the barriers that they face. Since
the barriers that every person faces are personal to their surroundings – inter-
personal and structural, general observations on ‘how a person ought to have
behaved’ cannot be made.
54. The legislative framework and decisions of this Court on the impact of
‘barriers’ or circumstances on the mental health of an individual have been
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discussed above. When the interaction with the barriers causes a person to feel
‘disabled’, it is extremely important to not stigmatize or discriminate against
persons having mental health issues or any other form of disability. Such
discrimination would only further entrench the feeling of being ‘disabled’.
C.2.3 A Global Outlook on Employment and Mental Health
55. International conventions like the CRPD recognise mental health disorders
37
as psychosocial disabilities. Psychosocial disability is sometimes characterised
as an “invisible disability” because it is not always obvious, unlike other
disabilities that are observable. Employees often do not disclose their mental
38
health disorders, which leads to the invisibilization of psychosocial disabilities.
The World Health Organisation and the World Psychiatric Association identify
stigma as a major cause of discrimination against persons with mental health
disorders. Many people with mental health disorders are willing and able to work.
However, socio-structural barriers impede their participation in the workforce.
People diagnosed with mental health disorders are less likely to be employed or
are relegated to low-paying jobs that are not commensurate with their
qualifications and interests. Exclusion from the workforce not only creates
conditions of material deprivation, but it also impacts self-confidence, and results
in isolation and marginalization which exacerbates mental distress. To escape
stigma and discrimination, persons with mental health issues painstakingly
attempt to hide their illnesses from co-workers and managers. Disclosure of
37
Committee on Rights of Persons with Disabilities, General Comment 1, available at https://documents-dds-
ny.un.org/doc/UNDOC/GEN/G14/031/20/PDF/G1403120.pdf?OpenElement
38
H Kranz, Calling in Depressed: A Look at the Limitations of Mental Illness in the Workplace , SayNoToStigma
(2012), available at http://saynotostigma.com/2012/06/calling-in-depressed-a-look-at-the-limitations-of-mental-
illness-in-the-workplace .
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mental health status carries with it the possibility of being demoted, laid off, or
being harassed by co-workers. Resultantly, persons with mental health
disorders deprive themselves of workplace assistance and effective treatments
39
that can improve their mental health.
56. The stigmatization of mental health disorders is rooted in the
characterization of individuals with mental illness as “violent and dangerous,
40
dependent and incompetent, and irresponsible.” Such characterization not only
influences how persons with mental health disorders are perceived by others but
also influences their self-worth. Mental health disorders are often attributed to
an internal cause, for which the person is held responsible. This aggravates the
stigma and prejudice. Even if a person with a mental health disorder learns to
cope with it or goes into remission, past episodes and possibilities of future
41
episodes put them at a disadvantage in securing and sustaining employment.
57. Thus, while the stigma and discrimination against persons with mental
health disorders are rampant in society, as the highest constitutional court of the
country, it falls upon us to ensure that societal discrimination does not translate
into legal discrimination. International conventions provide a framework through
which States can shape their laws and policies upholding the rights of persons
with mental disabilities in tandem with internationally recognised standards.
| 39 | Heather Stuart, Mental illness and employment discrimination, 19(5) Current Opinion in Psychiatry 522–526 | |
| (2006). |
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58. CRPD is an international human rights treaty of the United Nations which
is intended to promote, protect and ensure the full and equal enjoyment of all
42
human rights and fundamental freedoms by all persons with disabilities. It also
43
aims to promote respect for their inherent dignity. It is a holistic treaty that
combines civil and political rights provided by anti-discrimination legislation along
with an array of social, cultural, and economic measures to fulfil the guarantee of
44
equality. India is a signatory to CRPD and has ratified it on 1 October 2007.
Article 1 of the CRPD provides an inclusive definition of persons with disabilities.
It recognises that disability is an evolving concept and that disability results from
the interaction of persons with impairments with attitudinal and environmental
45
barriers that hinders their full participation in society . Article 1 states thus:
“Persons with disabilities include those who have long-
term physical, mental, intellectual or sensory impairments
which in interaction with various barriers may hinder their
full and effective participation in society on an equal basis
with others.”
59. The Committee on the Rights of Persons with Disabilities, which monitors
46
the implementation of CRPD in General Comment One discusses the rights of
persons with cognitive or psychosocial disabilities in the context of Article 12 of
the CRPD. Article 12 states that persons with disabilities have the right to equal
recognition before the law. The Committee notes that persons with cognitive or
psychosocial disabilities are often denied legal capacity and are
disproportionately subjected to substitute decision-making regimes. The
42
Article 1, CRPD 2006.
43
Ibid.
44
Jayna Kothari, The UN Convention on Rights of Persons with Disabilities: An Engine for Law Reform in India ,
45(18) Economic and Political Weekly 65-72 (2010).
45
Preamble, CRPD 2006.
46
Committee on Rights of Persons with Disabilities, General Comment 1, available at https://documents-dds-
ny.un.org/doc/UNDOC/GEN/G14/031/20/PDF/G1403120.pdf?OpenElement
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Committee notes that, “[m]ental capacity is not, as is commonly presented, an
objective, scientific and naturally occurring phenomenon. Mental capacity is
contingent on social and political contexts, as are the disciplines, professions
and practices which play a dominant role in assessing mental capacity.” While
the present case does not deal with the legal capacity of persons with mental
health disorders, it is imperative to note that the CRPD recognises mental health
47
conditions as psychosocial disabilities . Staying true to the social model of
disability, the Committee acknowledges that assessments of mental capacity are
informed by social and environmental factors. The recognition of the legal
capacity of persons with psychosocial disabilities confers on them legal
personhood, where they can be a bearer of rights and exercise those rights.
60. Article 2 of the CRPD defines discrimination on the basis of disability in the
following terms:
"Discrimination on the basis of disability" means any
distinction, exclusion or restriction on the basis of
disability which has the purpose or effect of impairing or
nullifying the recognition, enjoyment or exercise, on an
equal basis with others, of all human rights and
fundamental freedoms in the political, economic, social,
cultural, civil or any other field. It includes all forms of
discrimination, including denial of reasonable
accommodation”
61. While the CRPD recognises the denial of reasonable accommodation as
discrimination based on disability, it also specifically imposes a positive duty on
States under Article 5 (3) to take all appropriate steps to ensure the provision of
reasonable accommodation.
47
See also, Brendan D. Kelly, Mental Capacity, Human Rights, and the UN’s Convention of the Rights of
Persons with Disabilities , 49(2) Journal of the American Academy of Psychiatry and the Law Online 152-156
(2021), available at http://jaapl.org/content/jaapl/49/2/152.full.pdf
54
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62. Article 27 of the CPRD in the context of work and employment, inter alia ,
imposes the following obligations on State Parties to:
(i) Recognise the right to work and employment of persons with
disabilities;
(ii) Prohibit discrimination in matters of employment; and
(iii) Provide reasonable accommodation at the workplace.
The relevant provisions of Article 27 are extracted below:
“(1) States Parties recognise the right of persons with
disabilities to work, on an equal basis with others; this
includes the right to the opportunity to gain a living by
work freely chosen or accepted in a labour market and
work environment that is open, inclusive and accessible to
persons with disabilities. States Parties shall safeguard
and promote the realization of the right to work,
including for those who acquire a disability during the
course of employment, by taking appropriate steps,
including through legislation , to, inter alia:
(a) Prohibit discrimination on the basis of disability with
regard to all matters concerning all forms of employment,
including conditions of recruitment, hiring and
employment, continuance of employment, career
advancement and safe and healthy working conditions;
(b) Protect the rights of persons with disabilities, on an
equal basis with others, to just and favourable conditions
of work, including equal opportunities and equal
remuneration for work of equal value, safe and healthy
working conditions, including protection from harassment,
and the redress of grievances...
…
(i) Ensure that reasonable accommodation is
provided to persons with disabilities in the workplace
…
(k) Promote vocational and professional
rehabilitation, job retention and return-to-work
programmes for persons with disabilities .”
(emphasis added)
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63. The Committee on the Rights of Persons with Disabilities in General
48
Comment Six provides that to achieve de facto equality in the workplace and to
fulfil the duty of providing reasonable accommodation under Article 5 (3), the
States parties, inter alia , should :
(i) Promote the right to supported employment, which includes work
assistance;
(ii) Recognise denial of reasonable accommodation as discrimination and also
prohibit multiple and intersectional discrimination and harassment;
(iii) Allow proper transition into and out of employment in a non-discriminatory
manner; and
(iv) Provide equal and effective access to benefits and entitlements, such as
retirement and unemployment benefits. These entitlements must not be
infringed through exclusion from employment, aggravating the situation of
exclusion.
49
64. The International Labour Organization has created the Code of Practice
50
in Managing Disability in Workplace 2002 to guide employers to adopt a
51
positive strategy in managing disability-related issues in the workplace. It is a
normative document and is intended to be read in the context of local conditions
52
and applied according to national law and practice. Section 1.4 of the ILO Code
48
Committee on the Rights of Persons with Disabilities, General Comment 6, available at
https://tbinternet.ohchr.org/_layouts/15/treatybodyexternal/Download.aspx?symbolno=CRPD/C/GC/6&Lang=en
49
“ ”
ILO
50
“ ILO Code ”
51
International Labour Organization, Managing Disability in the Workplace: ILO Code of Practice , available at
https://www.ilo.org/global/topics/safety-and-health-at-work/normative-instruments/code-of-
practice/WCMS_107777/lang--en/index.htm
52
Ibid.
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defines a ‘disabled person’ as a person whose prospects to secure, return to,
retain, and advance in suitable employment are substantially reduced due to a
duly recognised physical, sensory, intellectual or mental impairment. Section 6 of
the ILO Code deals with job retention of employees with disabilities. Under this
section, sub-section 6.1 provides the policy on acquired disabilities. The sub-
section reads thus:
“ 6.1.1. Where existing employees acquire a disability
while in employment, employers can continue to
benefit from their accumulated expertise and
experience by taking steps to enable them to retain
their employment. In developing a strategy for
managing disability in the workplace, employers
should include measures for job retention including:
(a) early intervention and referral to appropriate
services;
(b) measures for a gradual resumption of work;
(c) opportunities for workers with disabilities to test
work or obtain experience in an alternative job if they
are unable to resume their previous jobs;
(d) the use of support and technical advice to identify
any opportunities and any adjustments which might
be required.
6.1.2. In seeking to facilitate job retention or return to work
by a disabled employee, employers should be aware of
the range of possible options. In some cases, the
employee may be able to return to the same job as
before, with no changes. In other cases, some
adjustments may be required to the job itself, to the
workstation or the working environment. In yet other
cases, it may be necessary for the person to move to a
different job in the workplace. The disability management
strategy should include measures to promote job retention
in each of these forms. These may include training or
retraining for the person concerned, the provision of
information to supervisors and co-workers, the use of
devices and appliances, the right to access to other
supports as appropriate, as well as modifications or
alternative options in the procedures needed to perform
the job so that any existing condition is not exacerbated.
57
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6.1.3. In developing measures for the redeployment of
workers with disabilities, employers should take into
account the occupational preferences of those workers
and consult with worker representatives, if necessary.
6.1.4. When a worker acquires a disability, the
employer should ensure that accommodation
measures are fully considered in order to utilize the
residual potential and skills of that worker, before
other steps are taken .
6.1.5. The competent authorities should provide guidance,
services and incentives to employers, groups of
employers and employers’ organizations, in order to
maximize opportunities for people with disabilities to retain
their employment, and to resume work speedily following
an accident, injury, disease, changed capacity or disabling
condition. These could include measures which allow
for individual counselling, individual rehabilitation
plans or job retention programmes, aiming to promote
opportunities for these workers in their current or
another occupation in which they can make use of
their talents and experience, as far as possible
Such measures should be
without loss of earnings.
developed in consultation with employers’ organizations
and workers’ organizations, relevant professionals and
organizations of persons with disabilities.”
(emphasis supplied)
65. The discussion above indicates there is an international consensus that
persons with mental health disorders have a right against workplace
discrimination and are entitled to reasonable accommodation. Both the CRPD
and the ILO Code promote policies of job retention and rehabilitation for persons
with mental disabilities. While CRPD has been instrumental in shaping mental
health legislation in many countries, specifically in terms of access to treatment
53
and protecting patient autonomy , it is imperative that the discourse on persons
with mental health disorders is not limited to biomedical and health issues. The
53
Brendan D. Kelly, Mental Health, Mental Illness, and Human Rights in India and Elsewhere: What are we
aiming for? , 58 (Suppl 2) Indian Journal of Psychiatry S168-S174 (2016), available at
https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5282611/.
58
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discourse needs to expand to fundamental issues of housing, education,
support, and employment. The present case presents one such opportunity.
C.4. Discipline and Punish: The Validity of the Disciplinary Proceedings
66. A much more formative question that remains is whether disciplinary
proceedings against the appellant constitute workplace discrimination. This
question has important repercussions for persons with mental disabilities who
find themselves falling foul of the standards of workplace conduct on account of
their disability. In such instances, disciplinary proceedings may take the form of
discrimination because a person with a mental disability may have an impaired
ability to comply with workplace standards. Often the process of the disciplinary
proceedings is the punishment. Since in section C.1.3 of the judgment, we have
established that provisions of the RPwD Act would be applicable to the case
before us, we will examine the validity of the proceedings under the RPwD Act.
67. The jurisprudence in Indian law relating to mental disability and
employment discrimination has revolved around Section 47 of the PwD Act. This
Court while interpreting Section 47 has held that the provision is applicable when
the mental disability is acquired during service. While applying Section 47, the
Court did not enter into an analysis of whether the mental disability was a factor
or had a direct causal connection with the alleged misconduct that led to the
54
dismissal. Thus, a different standard applies to cases governed by Section 47.
It is important to clarify that the analysis that we undertake below in examining
54
Geetaben Ratilal Patel v. District Primary Education Officer (2013) 7 SCC 182.
59
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whether disciplinary proceedings can constitute discrimination against persons
with disabilities will not influence the jurisprudence on Section 47 of the PwD Act.
68. Here we are assessing the preliminary question of whether disciplinary
proceedings can be instituted against the atypical conduct of an employee who
has a mental disability. Section 47 comes into play only at the stage of
impositions of sanctions, where an employee cannot be dispensed with or
reduced in rank.
69. Since the jurisprudence on this issue is yet to evolve in India, we have
analyzed the legal policies and practices adopted by other jurisdictions in relation
to the rights of persons with mental disabilities against employment
discrimination. We have also specifically examined how courts in other
jurisdictions have adjudicated misconduct charges when the alleged conduct is
found to be connected to the mental disability of the employee.
C.4.1 Foreign Jurisdictions
I United States
55
70. The Americans with Disabilities Act was enacted in 1990 to lay down a
“comprehensive national mandate for the elimination of discrimination against
56
individuals with disabilities”. ADA covers such individuals who have a physical
or mental impairment that substantially limits one or more of the major life
57
activities. Title I of the ADA prohibits employment discrimination because of the
disability of an individual in respect of job application procedures, hiring,
55
“ ADA ”
56
42 U.S.C. § 12101(b)(1).
57
42 U.S. C. § 12102 (1).
60
PART C
advancement, discharge of employees, employee compensation, training, or
58
other terms, conditions, and privileges of employment. The Rehabilitation Act
1973, which applies to employers receiving federal funds was a precursor to the
ADA and presently applies to federal agencies in relation to disability-related
claims. The standards of ADA apply for assessing violations under the
59
Rehabilitation Act 1973.
71. ADA encapsulates denial of reasonable accommodation as discrimination
unless the employer can demonstrate that the accommodation casts an undue
60
hardship on the business operations. Reasonable accommodation measures
under the ADA include making existing facilities accessible and usable by
persons with disabilities, restructuring jobs, modifying work schedules, and re-
61
assignment to vacant positions. An employer is not required to accommodate
an employee with a disability if they pose a direct threat to the safety of others
62
that cannot be mitigated by reasonable accommodation. In Borgialli v.
63
Thunder Basin Coal Co. , a coal mine blaster was diagnosed with multiple
mental health disorders including depression, anxiety, and personality disorders.
He was discharged because of the threats he made about injuring himself and
others. The Court of Appeals, Tenth Circuit held that he posed a direct risk to the
safety of others and himself, especially because he worked with high-power
explosives. Further, an employer does not have the duty to eliminate essential
functions or the fundamental duties of an employment position to reasonably
58
42 U.S. C. § 12112.
59
Major William E. Brown & Major Michele Parchman, The Impact of the Americans with Disability Amendments
Act of 2008 on the Rehabilitation Act and Management of Department of the Army Civilian Employees , 1 Army
Lawyer 43 (2010).
60
Ibid.
61
42 U.S.C. § 12111.
62
42 U.S.C. § 12113.
63
235 F.3d 1284,. 1290 (10 th Cir.2000).
61
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accommodate an employee with a disability. However, the employer must take
into consideration if such essential functions can be performed with reasonable
64
accommodation.
65
72. The Equal Employment Opportunity Commission , which is empowered to
enforce Title I of the ADA, in its enforcement guidance relating to mental health
conditions has observed that while employers do not have to hire persons who
cannot perform a particular employment duty or pose a direct threat to the safety
of others and self, the employer “cannot rely on myths or stereotypes” in relation
to mental health conditions. There must be some objective evidence to the effect
that even with reasonable accommodation a person with a mental disability
cannot perform the required tasks, or they pose a safety risk. The guidance also
provides examples of reasonable accommodation for persons with a mental
disability that include quiet office space, changes in supervisory methods, and
66
permission to work from home. However, the employer’s duty to reasonably
accommodate a person is prospective, i.e., it is triggered when the employee
informs the employer of the disability and requests an accommodation. For
instance, the Court of Appeals for the Federal Circuit held that an employer was
not obligated to accommodate a plaintiff’s depression and alcoholism
67
(considered as a disability under ADA) before it knew of it. In many cases,
especially relating to misconduct-related discharges, employees fail to request
64
US Equal Employment Opportunity Commission, Enforcement Guidance on Reasonable Accommodation and
Undue Hardship under the ADA, available at https://www.eeoc.gov/laws/guidance/enforcement-guidance-
reasonable-accommodation-and-undue-hardship-under-ada#N_13_ ; Also, see Regulations To Implement The
Equal Employment Provisions Of The Americans With Disabilities Act.
65
“ EEOC ”
66
EEOC, Depression, PTSD, & Other Mental Health Conditions in the Workplace: Your Legal Rights, available at
https://www.eeoc.gov/laws/guidance/depression-ptsd-other-mental-health-conditions-workplace-your-legal-rights
67
Office of the Senate Sergeant at Arms v. Office of Senate Fair Employment Practices, 95 F.3d 1102, 1107
(Fed. Cir. 1996) cited in Ibid.
62
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accommodation before engaging in the misconduct, which results in negative
68
outcomes for their discrimination-related claims. It has been argued that giving
a “second chance” to the employee can be classified as a reasonable
accommodation where the employee has failed to ask for reasonable
69
accommodation prospectively and has committed misconduct.
73. Commentators have noted that under the ADA, persons with mental health
disorders have not fared as well as those with physical disabilities and have not
70
been able to capitalize on the gains of the disability rights movement. A crucial
issue that comes up before courts is whether a person having mental disabilities
can be discharged on account of misconduct. Many mental disabilities manifest
themselves in conduct. In the United States, most courts have held that
employees with disabilities who engage in misconduct are not protected by the
71
ADA. In v. , the US Court of
Hamilton Southwestern Bell Telephone Co.
Appeals, Fifth Circuit held that discharge of an employee with PTSD was not
discrimination based on a disability rather it was the failure of the employee to
“recognise the acceptable limits of behaviour in a workplace environment.”
However, few courts have held that if an employee is discharged because of
conduct causally connected to disability, it constitutes discrimination and violates
72
ADA unless the person is not qualified for the job. In v.
Teahan Metro-North
68
Bugg-Barber v. Randstad US, L.P., 271 F. Supp. 2d 120, 130 (D.D.C. 2003); Burmistrz v. City of Chi., 186 F.
Supp. 2d 863, 875 (N.D. Ill. 2002).
69
Laura F. Rothstein, The Employer’s Duty to Accommodate Performance and Conduct Deficiencies of
Individuals with Mental Impairments Under Disability Discrimination Laws , 47 Syracuse Law Review 931, 967,
973 (1997).
70
Jeffrey Swanson et al, Justice Disparities: Does the ADA Enforcement System Treat People with Psychiatric
Disabilities Fairly? , 66(1) Maryland Law Review 94 (2007).
71
136 F.3d 1047, 1052 (5th Cir. 1998).
72
Kelly Cahill Timmons, Accommodating Misconduct Under the Americans with Disabilities Act , 57 Florida Law
Review 187, 188-89 (2005).
63
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73
Commuter Railroad , the plaintiff had raised a discrimination claim under the
Rehabilitation Act 1973. The plaintiff had a substance abuse problem and
regularly remained absent from work. His employment was terminated because
of absenteeism. The Court of Appeals, Second Circuit held that there cannot be
any distinction between the “handicap and its consequences”. Thus, if the
plaintiff can prove that his absenteeism was solely a consequence of substance
abuse, his discharge would constitute discrimination based on a disability.
74
Likewise, in v. , the Court of Appeals, Tenth
Den Hartog Wasatch Academy
Circuit rejected the division between disability and disability-related conduct
under the ADA regime. It recognised that mental health disorders present
themselves as atypical behaviour. It held that, “[t]o permit employers carte
blanche to terminate employees with mental disabilities on the basis of any
‘abnormal’ behaviour would largely nullify the ADA’s protection of the mentally
disabled”. The court further held that the employer should first assess if the
misconduct can be remedied by a reasonable accommodation measure. If that is
not possible, the employer can terminate the employment only if any express
defence applies such as the “direct threat” defence or if the rules that have been
violated are “job-related” and are a “business necessity”. Otherwise, the court
observed, if the employee can perform essential functions of the job, certain
atypical conduct causally connected with the disability must be tolerated or
accommodated.
73
951 F.2d 511 (2d Cir. 1991).
74
129 F.3d 1076, 1086 (10th Cir. 1997).
64
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75
74. In Raytheon Co. v. Hernandez , the US Supreme Court considered the
issue of disability-related misconduct. The plaintiff having failed a drug test
chose to resign in lieu of a discharge. After receiving treatment for his addictions,
he applied to be rehired by Raytheon. The employer had a policy of not rehiring
former employees who have been previously discharged or who resigned in lieu
of discharge. Raytheon argued that the decision to not rehire the plaintiff was
made without any awareness of his past record. The court held that a neutral no-
hire policy can be a legitimate non-discriminatory ground for Raytheon to not
rehire the plaintiff. Thus, the plaintiff could not, it was held, raise the claim of
disparate treatment based on disability. However, the court remanded the issue
relating to the disparate impact of the neutral no-hire rule on members of a
protected group to the Court of Appeals, Ninth Circuit, which had conflated the
analysis between disparate treatment and disparate impact. The court held:
“…In so holding, the Court of Appeals erred by conflating
the analytical framework for disparate-impact and
disparate-treatment claims. Had the Court of Appeals
correctly applied the disparate-treatment framework, it
would have been obliged to conclude that a neutral no-
rehire policy is, by definition, a legitimate,
nondiscriminatory reason under the ADA. And thus the
only remaining question would be whether respondent
could produce sufficient evidence from which a jury could
conclude that “petitioner’s stated reason for respondent’s
rejection was in fact pretext.”
Commentators have argued that the court implicitly rejected the (supra)
Teahan
approach where employees can prove intentional discrimination or disparate
treatment merely by proving that their conduct was a consequence of a mental
75
540 U.S. 44 (2003).
65
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disability, collapsing the difference between the disability and manifestation of
76
that disability. However, if a claim of disparate treatment fails, a plaintiff can still
establish that a facially neutral employment policy disparately impacted those
77
who have a disability.
75. Recently on 13 September 2013, a class-action suit was filed before the
US District Court of Connecticut on behalf of thousands of Air Force veterans
who have claimed that Air Force awards less-than-honourable discharges to
service members on account of minor infractions without recognizing the role
mental health or sexual trauma plays in moulding the conduct that leads to such
78
discharges. The suit is pending.
II Canada
76. Three legislations govern the disability rights regime in Canada. The
79
Employment Equity Act of Canada 1995 prohibits discrimination, inter alia ,
against persons with disabilities. Section 2 of EEAC reads thus:
“The purpose of this Act is to achieve equality in the
workplace so that no person shall be denied employment
opportunities or benefits for reasons unrelated to ability
and, in the fulfilment of that goal, to correct the conditions
of disadvantage in employment experienced by women,
Aboriginal peoples, persons with disabilities and members
of visible minorities by giving effect to the principle that
employment equity means more than treating persons in
the same way but also requires special measures and the
accommodation of differences.”
76
Kelly Cahill Timmons, Accommodating Misconduct Under the Americans with Disabilities Act, 57 Florida Law
Review 187, 188-89 (2005).
77
O'Brien, Christine Neylon and Darrow, Jonathan J., The Question Remains after Raytheon Co. v. Hernandez:
Whether No Rehire Rules Disparately Impact Alcoholics and Former Drug Abusers , 7 Journal of Business Law
157 (2004).
78
Martin Johnson and Jane Doe on behalf of themselves and all other similarly situated v. Frank Kendall,
Secretary of the Air Force, available at
https://law.yale.edu/sites/default/files/area/clinic/vlsc_johnson_v_kendall_complaint_09-13-2021.pdf
79
“ ”
EEAC
66
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Section 3 of the EEAC defines ‘persons with disabilities’ in the following terms:
“persons with disabilities means persons who have a
long-term or recurring physical, mental, sensory,
psychiatric or learning impairment and who
(a)consider themselves to be disadvantaged in
employment by reason of that impairment, or
(b) believe that a employer or potential employer is likely
to consider them to be disadvantaged in employment by
reason of that impairment,
and includes persons whose functional limitations owing
to their impairment have been accommodated in their
current job or workplace; (personnes handicapées)”
77. The second important piece of federal legislation is the Canadian Charter
80
of Rights and Freedoms , ratified as Part-I of the Constitution Act 1982. The
CCRF seeks to balance individual and group rights and is the first national
constitution in the world to recognise the right to equality of persons with
81
disabilities. Section 15 (1) of the CCRF stipulates:
“Every individual is equal before and under the law and
has the right to the equal protection and equal benefit of
the law without discrimination and, in particular, without
discrimination based on race, nation or ethnic origin,
colour, religion, sex, or mental or physical disability.”
82
78. The third significant legislation is the Canadian Human Rights Act 1978 ,
which, inter alia , applies to government employees and employees of industries
and businesses falling under federal jurisdiction or considered as a part of the
federal government. Section 2 of the CHRA provides thus:
“The purpose of this Act is to extend the laws in Canada
to give effect, within the purview of matters coming within
the legislative authority of Parliament, to the principle that
all individuals should have an opportunity equal with other
individuals to make for themselves the lives that they are
80
“ CCRF ”
81
Bally Thun, Disability Rights Framework in Canada , 12(4) Journal of Individual Employment Rights 351-371
(2007).
82
“ ”
CHRA
67
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able and wish to have and to have their needs
accommodated, consistent with their duties and
obligations as members of society, without being hindered
in or prevented from doing so by discriminatory practices
based on race, national or ethnic origin, colour, religion,
age, sex, sexual orientation, gender identity or
expression, marital status, family status, genetic
characteristics, disability or conviction for an offence for
which a pardon has been granted or in respect of which a
record suspension has been ordered.”
79. In British Columbia (Public Service Employee Relations Commission)
83
v. , the Canadian Supreme Court held that once it is established that
BCGSEU
prima facie discrimination exists, the burden shifts on the employer to justify the
discrimination, which involves proving that it provided reasonable
accommodation. The court developed a three-stage test based on proportionality
to determine whether an employer may use the bona fide occupational
84
requirement defence after an employee or a job applicant has shown a prima
facie case of discrimination. The Court laid down the three-prong test in the
following terms:
“(54.) (1) that the employer adopted the standard for a
purpose rationally connected to the performance of the
job;
(2) that the employer adopted the particular standard in
an honest and good faith belief that it was necessary to
the fulfilment of that legitimate work-related purpose; and
(3) that the standard is reasonably necessary to the
accomplishment of that legitimate work-related purpose.
To show that the standard is reasonably necessary, it
must be demonstrated that it is impossible to
accommodate individual employees sharing the
characteristics of the claimant without imposing undue
hardship upon the employer.”
83
[1999] 3 SCR 3.
84
“ ”; available under Section 13 of the British Columbia Human Rights Code
BFOR
68
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80. Alcohol and drug addictions are considered physical and mental disabilities
85
by most labour boards and human rights tribunals in Canada. In Entrop v.
86
, the Ontario Court of Appeal, following the decision in
Imperial Oil British
Columbia (Public Service Employee Relations Commission) (supra) held
that randomized drug and alcohol testing can be a bona fide operational
requirement in safety-sensitive workplaces. In the context of dismissals, the
court considered whether a single positive test would warrant termination from
employment. The court observed:
“112. […] dismissal in all cases is inconsistent with
Imperial Oil’s duty to accommodate. To maintain random
alcohol testing as a BFOR, Imperial Oil is required to
accommodate individual differences and capabilities to
the point of undue hardship.
That accommodation
should include consideration of sanctions less severe
than dismissal and, where appropriate, the necessary
support to permit the employee to undergo a
treatment or a rehabilitation program ”.
(emphasis supplied)
87
81. In Stewart v. Elk Valley Coal Corp. , S had been working in a coal mine
for over a decade. The mine operators had a zero-tolerance policy towards the
use of illegal drugs. The policy created an exception where, if the employee
made a prior disclosure of any dependence issues, they could take the benefit of
a rehabilitation policy instead of being dismissed. On such disclosure, the
employee could obtain treatment and return to work. Although S was aware of
the policy, he did not disclose to the employer that he used to consume cocaine
on his days off. It is important to note that the Alberta Human Rights Tribunal
had found that S himself was not aware of the addiction. One day, S was
85
Faisal Bhabha, Stewart v. Elk Valley: The Case of Cocaine Using Coal Miner , All Papers 323 (2018), available
at https://digitalcommons.osgoode.yorku.ca/all_papers/323
86
(2000) 50 OR (3d) 18.
87
[2017] 1 SCR 591.
69
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involved in an accident while operating a vehicle at work. There was minimal
damage and no one was injured. But the employer directed S to undergo a drug
test and he tested positive for cocaine. S admitted to the employer that he
believed he was addicted to cocaine. However, since the disclosure was not
made before the incident, the employer did not accommodate his possible
addiction under the workplace policy. He was terminated from employment for
breaching the company policy, not because of his drug addiction but on account
of his drug use. The majority (six out of nine) of the Canadian Supreme Court
found that there was no requirement to accommodate since there was no prima
facie discrimination. The majority observed that addiction was not a factor in the
dismissal. S was dismissed because he failed to comply with the policy. S still
maintained some ability to comply with the terms of the policy despite the
addiction. The majority also held that it cannot be said that the policy adversely
affected a protected group i.e., persons with a disability since the policy
impacted both recreational drug users and drug addicts. The minority concurring
opinion given by two judges observed that there was prima facie discrimination
because even if it was assumed that S had some control over the use of drugs, it
did not eliminate drug addiction as one of the factors for dismissal. However,
they held that the employer could not have accommodated S any further without
encountering undue hardship. They gave significant weight to the fact that S was
employed in a safety-sensitive workplace. Any other disciplinary action short of
dismissal would have undermined the deterrent effect of the zero-tolerance
policy causing undue hardship. They further pointed that the employer had
offered S the possibility for reapplying after six months provided he underwent
70
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rehabilitation, for which they would reimburse 50 percent of the costs in the
event he is re-hired. The sole dissenting opinion argued that persons with
addictions are stigmatized and often stereotyped as “the authors of their own
misfortune”. The dissenting opinion observed that the case fell in the bracket of
indirect discrimination where a neutral policy against drugs adversely impacted
those persons who had a dependency on drugs. While the policy affected all
workers equally, S because of his dependency faced a clear impairment in
complying with the policy. The protected ground needs to be only one of the
factors leading to termination. The minority opinion also observed that the choice
threshold conceptualized by the majority effectively removes the rights holder
from protection and stigmatizes them further by blaming marginalized groups for
their choices. The judge highlighted that distinctions have never been made
between protected grounds and conduct that is inextricably linked to such
grounds. Thus, the majority erred in creating a distinction between drug addiction
and taking drugs. Finally, the minority opinion observed that the duty to
accommodate is an individualized assessment. The pre-incident
accommodation, where the employee could have disclosed their addiction was
not available to S since he was not aware of his addiction, denial is a symptom
of substance dependency. The judge opined that the deterrent effect of the zero-
tolerance policy could have been achieved by alternatives short of dismissal like
suspension without pay.
71
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III European Union
88
82. The European Union recognises the duty to accommodate persons with
disabilities in the employment context. Article 5 of the Employment Equality
89
Directive 2000 provides thus:
“Reasonable accommodation for disabled persons
In order to guarantee compliance with the principle of
equal treatment in relation to persons with disabilities,
reasonable accommodation shall be provided. This
means that employers shall take appropriate measures,
where needed in a particular case, to enable a person
with a disability to have access to, participate in, or
advance in employment, or to undergo training, unless
such measures would impose a disproportionate burden
on the employer. This burden shall not be
disproportionate when it is sufficiently remedied by
measures existing within the framework of the disability
policy of the Member State concerned.”
83. The Court of Justice of the EU has moved beyond the medical model of
disability towards a social model evolving its understanding of disability in
90 91
accordance with the CRPD. In two joint HK Danmark cases, the court held
thus:
“41. …if a curable or incurable illness entails a limitation
which results in particular from physical, mental or
psychological impairments which in interaction with
various barriers may hinder the full and effective
participation of the person concerned in professional life
on an equal basis with other workers, and the limitation is
a long-term one, such an illness can be covered by the
concept of ‘disability’ within the meaning of Directive
2000/78.”
88
“ EU ”
89
“ ”
EU Directive
90
Ferri, Delia, The Unorthodox Relationship between the EU Charter of Fundamental Rights, the UN Convention
on the Rights of Persons with Disabilities and Secondary Rights in the Court of Justice Case Law on Disability
Discrimination , 16(2) European Constitutional Law Review 275–305 (2020).
91
HK Danmark v. Dansk Almennyttigt Boligselskab DAB and HK Danmark v. Pro Display A/S in Konkurs, 11
April 2013, joined cases C-335/11 and C—337/11.
72
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Article 2 of the EU Directive recognises both direct and indirect discrimination.
Article 4 of the EU Directive provides an exception to discriminatory conduct
where such conduct “constitutes a genuine and determining occupational
requirement, provided that the objective is legitimate, and the requirement is
92
proportionate.” In , a prison officer was dismissed because his
Tartu Vangla
hearing acuity, without corrective aids, did not meet the minimum standards of
sound perception under Estonian regulations. The Court of Justice held that
while the regulations pursue a legitimate aim of securing the safety of persons
and public order in prison, the requirement that the prison officer must meet the
minimum standards of sound perception without hearing aid, or the employment
would be terminated is not proportionate for attaining the objective of the
regulations. The court held that the absolute nature of the regulation did not
reasonably accommodate the prison officer, which amounted to disability-based
discrimination. The court observed thus:
“44 However, it must be remembered that legislation is
appropriate for ensuring attainment of the objective
pursued only if it genuinely reflects a concern to attain it in
a consistent and systematic manner [internal citations
omitted].
45 It is apparent from the information contained in the
order for reference that compliance with the minimum
standards of sound perception prescribed by Regulation
No 12 is assessed without there being, for the prison
officer concerned, any possibility of using a hearing aid on
that occasion, whereas, when assessing compliance with
the standards laid down in that regulation as regards
visual acuity, the officer may use corrective devices such
as contact lenses or spectacles. However, the wearing,
loss or deterioration of contact lenses or spectacles may
also hinder the performance of a prison officer’s duties
and create risks for him or her comparable to those
resulting from the use, loss or deterioration of a hearing
92
Case C-795/19
73
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aid, particularly in the situations of physical confrontation
which that officer may encounter.
46 As regards, next, whether that requirement is
necessary in order to attain the objectives pursued by
Regulation No 12, namely preserving the safety of
persons and public order, it should be recalled that non-
compliance with the minimum standards of sound
perception prescribed by that regulation constitutes an
absolute medical impediment to the exercise of the duties
of a prison officer. Those standards apply to all prison
officers, without the possibility of derogation, regardless of
the establishment to which those officers are assigned or
the position they hold. Moreover, that regulation does not
allow for an individual assessment of a prison officer’s
ability to perform the essential functions of that occupation
notwithstanding any hearing impairment on his or her part.
47 However, as is apparent from paragraphs 15 and
39 of this judgment, the tasks of those officers include the
supervising of persons placed under electronic
surveillance by means of a surveillance system, as well as
monitoring surveillance and signalling equipment, without
involving frequent contacts with the prisoners.
Furthermore, it is apparent from the order for reference
that Regulation No 12 does not take into account the fact
that a hearing impairment may be corrected by means of
hearing aids which can be miniaturised, sit inside the ear
or be placed under headgear.”
While the above decision deals with a physical disability, it lays down important
principles regarding how the dismissal of an employee from service is a measure
of last resort. Further, it is not sufficient to show that the employer’s
discriminatory conduct was in pursuance of a legitimate workplace objective, the
employer should be able to establish that the discriminatory measure is
proportionate to the objective that is sought to be achieved.
74
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IV South Africa
93
84. South Africa does not have specific disability-related legislation. The
94
Employment Equity Act 1998 seeks to achieve equity at the workplace by
prohibiting unfair discrimination including on the ground of disability. Section 6(1)
of the EEA reads thus:
“No person may unfairly discriminate, directly or indirectly
against an employee, in any employment policy or
practice, on one or more grounds, including race, gender,
sex, pregnancy, marital status, family responsibility, ethnic
or social origin, colour, sexual orientation, age, disability,
religion, HIV status, conscience, belief, political opinion,
culture, language or birth.”
Section 1 of the EEA describes persons with disabilities as “people who have a
long-term or recurring physical or mental impairment which substantially limits
their prospects of entry into, or advancement in, employment.” Employment
Equity Act No 55 of 2018: Code of Good Practice on Employment of Persons
95
with Disabilities 2015 provides guidance on how to interpret and comply with
the mandate of EEA. Clause 5.1 of the Code defines discrimination on the basis
of disability as:
“any distinction, exclusion or restriction on the basis of
disability which has the purpose or effect of impairing or
nullifying the recognition, enjoyment or exercise, on an
equal basis with others, of all human rights and
fundamental freedoms in the political, economic, social,
cultural, civil or any other field.
It includes all forms of
discrimination, including denial of reasonable
accommodation. ”
(emphasis supplied)
93
Estie Gresse, Melvin L.M Mbao, An Analysis of the Duty to Reasonably Accommodate Disabled Employees: A
Comment of Jansen v. Legal Aid South Africa , 24(1) Law, Democracy and Development 109 (2020).
94
“ EEA ”
95
“Code”
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In addition, the Technical Assistance Guidelines on the Employment of Persons
with Disabilities 2017 adds further clarity to the implementation of the EEA and
the Code.
96
85. The Labour Relations Act 1995 governing the right to fair labour practices
97
protects employees from unfair dismissal. Section 188 of the LRA provides that
misconduct can be a ground for dismissal unless the employer fails to prove that
the reason for dismissal was the employee’s conduct or capacity. Schedule 8 of
the LRA provides guidelines to be followed to dismiss employees for misconduct
in a fair manner. Incapacity is also listed as a ground for dismissal under Section
188 (1) (a) of the LRA. Incapacity means that an employee is not able to
98
undertake essential functions of the job due to an illness or injury. Item 10 of
the Code of Good Practice: Dismissal of the LRA provides that the employer
should make an enquiry into all possible alternatives short of dismissal if an
99
employee would remain absent due to the illness or injury. The duty to
accommodate the incapacity of the employer is higher when that incapacity
develops during work and requires either modifications of the work environment
100 101
or alternative employment. In Smith v. Kit Kat Group (Pty) Ltd. , a
distinction was made between disability and incapacity. An employee is termed
as incapacitated only if the employer cannot accommodate them or they refuse
96
“ ”
LRA
97
Section 185 (a) of the LRA
98
Standard Bank of SA v. CCMA, 3 (2008) 29 ILJ 1239 (LC).
99
Item 10 (1) of the Code
100
Item 10 (4) of the Code
101
(2017) 38 ILJ 483 (LC). The Court observed, “ What the respondent needed to do was to have conducted a
proper incapacity investigation into what consequences this speech impediment would have on the applicant’s
ability to discharge his duties. The respondent needed to properly and objectively assess to what extent the
applicant’s ability to interact with fellow employees or suppliers was impacted upon (the applicant had little
dealings with customers). Further, and if there was an impact, it needed to be explored how the applicant could
possibly be accommodated. But what the respondent did was to simply assume that disability automatically
equates to incapacity, which is not so .”
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the reasonable accommodation. The Labour Court clarified that the employer
must first engage in an incapacitating enquiry to assess to what extent the
disability impacts the employment functions. If there is an impact, the employer
must consider how the employee could be reasonably accommodated unless the
accommodation constitutes an unjustifiable hardship for the employer.
Commentators have noted that courts often use the terms disability and
incapacity interchangeably because the measures that are to be adopted for
accommodating an employee with a disability are effectively not different from the
measures that may be undertaken to find alternatives before dismissing an
102
employee for incapacity. Both can be considered parallel processes.
103
86. In v. , the senior management
Pharmaco Distribution (Pty) Ltd. EWN
in the employment agency was aware that the employee had bipolar disorder, for
which she was taking medications. The employment contract provided that the
employee can be subjected to medical examinations, including psychological
evaluations. The employer directed the employee to undergo a medical
examination, which she refused. She was dismissed from service on a charge of
misconduct for not complying with the employer’s instruction. The Labour Court
of Appeal, affirming the decision of the Labour Court, observed that the employer
would not have subjected her to psychiatric assessment but for her bipolar
disorder, and she would not have been consequently dismissed. Thus, the
employer’s conduct constituted unfair discrimination based on disability under
Section 6 of the EEA and the dismissal was automatically unfair under the LRA.
102
Bassuday K & Rycroft A, ‘Incapacity or disability? The Implications for Jurisdiction Ernstzen v Reliance Group
Trading (Pty) Ltd (C727/13) [2015] ZALCCT 42 , 36(4) Industrial Law Journal 2516-2521 (2015).
103
(2017) 38 ILJ 2496 (LAC).
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It is also significant that the court found that although the employee was on
104
medication and her condition was under control, she still had a disability.
105
87. In v. , the
New Way Motor & Diesel Engineering (Pty) Ltd Marsland
employee suffered a nervous breakdown after his wife deserted him. He was
hospitalized. When he returned to work, he was ostracized and verbally abused
by the appellant and management. A disciplinary hearing was instituted against
him for poor work performance amongst other charges. Thereafter, the employee
terminated his contract when his work was outsourced. The Labour Court held
that the employee has been constructively dismissed and the dismissal
constitutes unfair discrimination against the employee on grounds of mental
health. The court observed that mental health played a significant role in the
dismissal. The Labour Court of Appeal also upheld the dismissal as automatically
unfair in terms of the amended LRA. The Court of Appeal further observed that
the conduct of the appellant had violated the human dignity of the employee.
Commentators have observed that this lays down the position that dismissal of
employees having depression can only be an act of last resort and alternatives
106
should be considered before such dismissal.
107
88. In Legal Aid South Africa v. Ockert Jansen , the Labour Court of
Appeal of South Africa dealt with an employee who was diagnosed with
depression and high anxiety during the course of service. Disciplinary
104
Matilda Mbali Ngcobo, Court’s Treatment of Depression in the Workplace: Incapacity, Poor Performance,
Misconduct and Disability , available at
https://researchspace.ukzn.ac.za/bitstream/handle/10413/18678/Ngcobo_Matilda_Mbali_2019.pdf?sequence=1&
isAllowed=y.
105
(2009) 30 ILJ 2875 (LAC).
106
Rangata, The “Invisible” Illness Challenge, Employment Law , (2015), available at https://maponya.co.za/wp-
content/uploads/2018/03/The-invisible-illness-challenge-Without-Prejudice.pdf
107
(2020) 41 ILJ 2580 (LAC).
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proceedings had been instituted against the employee as he had been absent
from work without notice and that he was insolent and defiant to the management
of the company. He was eventually dismissed from service. He challenged the
proceedings in the Labour Court and received an order in his favour. However,
the Labour Court of Appeal ruled against him. In doing so it held thus:
“[40] The stresses and pressures of modern-day life being
what they are, depression is common in the workplace.
Employers from time to time will need to manage the
impact of depression on an individual employee’s
performance. The approach to be followed will depend on
the circumstances.
[41] In the first instance, depression must be looked at as
a form of ill health. As such, an incapacitating depression
may be a legitimate reason for terminating the
employment relationship, provided it is done fairly in
accordance with a process akin to that envisaged in Items
10 and 11 of the Code of Good Practice: Dismissal. If an
employee is temporarily unable to work for a
sustained period due to depression, the employer
must investigate and consider alternatives short of
dismissal before resorting to dismissal. If the
depression is likely to impair performance
permanently, the employer must attempt first to
reasonably accommodate the employee’s disability.
Dismissal of a depressed employee for incapacity
without due regard and application of these principles
will be substantively and/or procedurally unfair.
[42] Depression may also play a role in an employee’s
misconduct. It is not beyond possibility that depression
might, in certain circumstance negate an employee’s
capacity for wrongdoing. An employee may not be liable
for misconduct on account of severe depression
impacting on his state of mind (cognitive ability) and
his will (conative ability) to the extent that he is
unable to appreciate the wrongfulness of his conduct
and/or is unable to conduct himself in accordance
with an appreciation of wrongfulness. Should the
evidence support such a conclusion, dismissal for
misconduct would be inappropriate and substantively
unfair, and the employer would need to approach the
difficulty from an incapacity or operational
requirements perspective. Alternatively, where the
evidence shows that the cognitive and conative
capacities of an employee have not been negated by
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depression, and he is able to appreciate the
wrongfulness of his conduct and act accordingly, his
culpability or blameworthiness may be diminished by
reason of the depression. In which case, the
employee’s depression must be taken into account in
determining an appropriate sanction. A failure to
properly take account of depression before dismissal
for misconduct could possibly result in substantive
unfairness .”
(emphasis supplied)
Thus, it has been held that the employers must be cognizant of the role mental
health disorders have played in the alleged misconduct and consider it as a
mitigating factor even if the mental health disorder was not incapacitating.
V Analysis
89. On the basis of our discussion of the above-mentioned jurisdictions, the
following conclusions emerge:
(i) Mental health disorders are recognised as a disability as long as they fulfil
the defining criteria;
(ii) The duty of providing reasonable accommodation to persons with
disabilities is sacrosanct. All possible alternatives must be considered
before ordering dismissal from service. However, there are accepted
defences to this principle. The well-recognised exception to this rule is
that the duty to accommodate must not cause undue hardship or impose
a disproportionate burden on the employer – the interpretation of these
concepts may vary in each jurisdiction. In the US, the duty to
accommodate is also to be balanced with ensuring the safety of the
workplace (the direct risk defence) provided that the threat to safety is
based on an objective assessment and not stereotypes. In Canada, the
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minority concurring opinion in Stewart (supra) observed that
accommodating a person with substance dependency would cause
undue hardship to the employer in a safety-sensitive workplace. The
Court of Justice of EU also recognised workplace safety as a legitimate
occupational requirement for imposing certain occupational standards.
However, it ruled that the standard should be proportionate to the
objective of workplace safety that is sought to be achieved. In this
context, it will be useful to refer to the minority opinion in (supra)
Stewart
which emphasizes that the duty to accommodate is individualized. The
employer must be sensitive to how the individual’s capabilities can be
accommodated. The Committee on the Rights of Persons with Disabilities
in General Comment Six expressly notes that the duty to accommodate is
an “individualised reactive duty” and “requires the duty bearer to enter
into dialogue with the individual with a disability”. Thus, a blanket
approach to disability-related conduct will not suffice to show that the
employer has discharged its individualized duty to accommodate. It must
show that it took the employee’s individual differences and capabilities
into account;
(iii) Mental health disorders pose a unique challenge in disability rights
adjudication. Very often, persons are not aware of or are in denial of their
mental disability. Even if they hold the awareness, to avoid stigma and
discrimination, they tend to not disclose their mental illness before an
incident of purported misconduct. Thus, they may fall foul of the
requirement to request a reasonable accommodation. In the US, for
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instance, the requirement to provide reasonable accommodation is
prospective. In Canada, the majority in Stewart (supra) observed that
despite the substance dependency, the employee had the ability to make
a prior disclosure of the dependency to the employer and could have
availed of the reasonable accommodation. However, the minority opinion,
emphatically observed that self-reporting cannot be construed as
accommodation for persons who are in denial of their disability. The
Committee on the Rights of Persons with Disabilities in General Comment
Six notes that the duty to accommodate also arises in cases where the
duty bearer “should have realized that the person in question had a
disability that might require accommodations to address barriers to
exercising rights”; and
(iv) An issue that remains contentious is the examination of misconduct
charges against persons with mental health disorders. There are two
strands of argument. One argument is that mental disability often
manifests as atypical behaviour that may fall within the ambit of
misconduct. If such conduct is causally connected to the disability, then
dismissal on grounds of misconduct is discrimination based on disability.
This argument has been accepted by a few courts in the US. In the
minority opinion in Stewart (supra), it was observed that making a
distinction between the disability and the disability-related conduct is akin
to making a distinction between a protected ground and conduct that is
intertwined with the protected ground. On the other hand, it is argued that
while mental health disorders may diminish the control a person has over
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their actions, it does not necessitate that the persons have completely lost
their ability to comply with acceptable standards of workplace conduct. In
the US, most courts have held that misconduct is not protected under
ADA. In Stewart (supra), the majority opinion of the Canadian Supreme
Court held that the employee with substance dependency retained some
control to comply with the policy of making prior disclosure of
dependency. Thus, non-compliance with standards of workplace conduct
can rightfully lead to dismissals and would not constitute discrimination.
South Africa adopts a middle ground in this debate. In Legal Aid South
Africa (supra), the court observes that a two-pronged enquiry is required.
It must first be considered based on the evidence whether the mental
health disorder is so incapacitating that the person is not able to
appreciate the wrongfulness of the conduct or is unable to conduct
themselves in accordance with the required standard. Alternatively, if the
evidence suggests that the person can appreciate the wrongfulness of
their conduct and act accordingly, then their culpability stands diminished
because of the mental health disorder, and sanctions should be imposed
accordingly.
C.4.2 Disciplinary Proceedings against the Appellant
90. The question that comes up before this Court is whether it is sufficient for
the appellant to show that his mental health disorder was one of the factors that
led to the initiation of disciplinary proceedings against him for misconduct or is
he required to prove that his disability was the sole cause of disciplinary
proceedings being instituted against him. Section 3 of the RPwD Act provides a
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general guarantee against non-discrimination and equality to persons with a
disability. Section 20 specifically provides that no government establishment
shall discriminate against any person who has acquired a disability in any matter
relating to employment. Discrimination has been given an expansive definition
under Section 2(h) of the RPwD Act, which states thus:
“(h) “discrimination” in relation to disability, means any
distinction, exclusion, restriction on the basis of disability
which is the purpose or effect of impairing or nullifying the
recognition, enjoyment or exercise on an equal basis with
others of all human rights and fundamental freedoms in
the political, economic, social, cultural, civil or any other
field and includes all forms of discrimination and denial of
reasonable accommodation”
91. Section 2(h) prohibits discrimination on the basis of disability. It is
pertinent to note that the provision does not use the phrase ‘only’ on the basis of
disability. This Court in its decisions has observed that while a causal connection
may need to be established between the ground for discrimination and the
discriminatory act, it is not required to be shown that the discrimination occurred
solely on the basis of the forbidden ground. As long as it can be shown that the
forbidden ground played a role in the discriminatory action, the action will violate
the guarantee against non-discrimination.
92. In Navtej Johar (supra), one of us (Dr DY Chandrachud) in the
concurring opinion expressed in the context of interpreting Article 15 of the
Constitution that the non-discrimination clause does not permit only single
ground claims. Article 15 states that “The State shall not discriminate against any
citizen on grounds only of religion, race, caste, sex, place of birth or any of
them”. The concurring opinion observed that limiting discrimination-related
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claims to a single ground by placing reliance on ‘only’ is a formalistic
interpretation of the guarantee against non-discrimination. It was observed that
discrimination, for instance, based on “sex and another ground (‘sex plus’)”
would fall under the ambit of Article 15. The opinion placed reliance on a
108
judgment of this Court in v. , which
Anuj Garg Hotel Association of India
held that socially ascribed gender roles or stereotypes regarding sex would not
be distinguishable from discrimination solely based on sex. The relevant extract
of the opinion is reproduced below:
“431. This formalistic interpretation of Article 15 would
render the constitutional guarantee against discrimination
meaningless. For it would allow the State to claim that the
discrimination was based on sex and another ground
(“Sex plus”) and hence outside the ambit of Article 15.
Latent in the argument of the discrimination, are
stereotypical notions of the differences between men and
women which are then used to justify the discrimination.
This narrow view of Article 15 strips the prohibition on
discrimination of its essential content. This fails to take
into account the intersectional nature of sex
discrimination, which cannot be said to operate in isolation
of other identities, especially from the socio-political and
economic context. For example, a rule that people over
six feet would not be employed in the army would be able
to stand an attack on its disproportionate impact on
women if it was maintained that the discrimination is on
the basis of sex and height. Such a formalistic view of the
prohibition in Article 15, rejects the true operation of
discrimination, which intersects varied identities and
characteristics.”
109
93. In v. , this Court noted the
Patan Jamal Vali State of Andhra Pradesh
single-axis legislations which prohibit discrimination based on a single ground
make it difficult for an individual claiming differential treatment to provide
sufficient evidence because often “evidence of discrete discrimination or violence
108
(2008) 3 SCC 1.
109
2021 SCC OnLine SC 343.
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on a specific ground may be absent or difficult to prove.” While interpreting
Section 3(2)(v) of the Scheduled Castes and the Scheduled Tribes (Prevention
of Atrocities) Act 1989 (prior to the amendment in 2015), this Court observed that
the terms “on the ground of” would not entail proving that the offence against a
person belonging to a Scheduled Caste or Scheduled Tribe took place solely on
the ground of their caste or tribal identity. If it is one of the factors, it will fall
within the ambit of Section 3(2)(v). This Court held thus:
“62. In the above two extracts, this Court has interpreted
Section 3(2)(v) to mean that the offence should have been
committed “only on the ground that the victim was a
member of the Scheduled Caste.” The correctness of this
exposition. Is debatable. The statutory provision does not
utilize the expression “only on the ground”. Reading the
expression “only” would be to add a restriction which is
not found in the statute. The statute undoubtedly uses the
words “on the ground' but the juxtaposition of “the” before
“ground” does not invariably mean that the offence ought
to have been committed only on that ground. To read the
provision in that manner will dilute a statutory provision
which is meant to safeguard the Scheduled Castes and
Scheduled Tribes against acts of violence which pose a
threat to their dignity. As we have emphasized before in
the judgment, an intersectional lens enables us to view
oppression as a sum of disadvantage resulting from
multiple marginalized identities. To deny the protection of
Section 3 (2) (v) on the premise that the crime was not
committed against an SC & ST person solely on the
ground of their caste identity is to deny how social
inequalities function in a cumulative fashion. It is to render
the experiences of the most marginalized invisible. It is to
grant impunity to perpetrators who on account of their
privileged social status feel entitled to commit atrocities
against socially and economically vulnerable
communities. This is not to say that there is no
requirement to establish a causal link between the harm
suffered and the ground, but it is to recognize that how a
person was treated or impacted was a result of interaction
of multiple grounds or identities. A true reading of Section
3(2)(v) would entail that conviction under this provision
can be sustained as long as caste identity is one of the
grounds for the occurrence of the offence. In the view
which we ultimately take, a reference of these decisions to
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a larger bench in this case is unnecessary. We keep that
open and the debate alive for a later date and case.”
94. Similar considerations would govern our understanding of discrimination
under the RPwD Act. A person with a disability is not required to prove that
discrimination occurred solely on the basis that they had a disability. Disability
needs to be one of the factors that led to the discriminatory act. Thus, in the
present case, the appellant is only required to prove that disability was one of the
factors that led to the institution of disciplinary proceedings against him on the
charge of misconduct. A related enquiry then is to examine whether the conduct
of the employee with a mental disability must be solely a consequence of their
disability or it is sufficient to show that the disability was one of the factors for the
conduct.
95. An interpretation that the conduct should solely be a result of an
employee’s mental disability would place many persons with mental disabilities
outside the scope of human rights protection. It is possible that the appellant was
able to exercise some agency over his actions. But the appellant was still a
person who was experiencing disabling effects of his condition. Thus in any
event his agency was diminished. The over-emphasis on the choice or agency of
a person with a mental health disorder furthers the stigma against them. As
Justice Gascon’s minority opinion in Stewart (supra) states, it furthers the
stereotype that persons with mental health conditions are “the authors of their
own misfortune” (para 58).
96. This is not to say that persons with mental health disorders are never in
control of their actions. This may perpetuate another stereotype that such
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persons are “dangerous”, who are more prone to commit violent or reckless acts.
Studies indicate that there is no direct link between mental health disorders and
violence. There is no substantial difference between the patterns of violent
conduct exhibited by persons with mental health disorders and others without
110
such disorders. Further, we would like to emphasize that persons with mental
disabilities are not static entities. Earlier in the judgment, we had discussed how
employment opportunities and affirmative workplace policies help persons with
disabilities in coping with their illness and improving their mental health. Thus,
what is required is a nuanced and individualized approach to mental disabilities-
related discrimination claims, which requires understanding the nature of the
disadvantage that such persons suffer.
97. The South African jurisprudence in assessing claims of misconduct
relating to disability presents a middle path where an enquiry is to be conducted
to assess whether the mental disability is incapacitating, which would then nullify
the charge of misconduct. In the event, it is not incapacitating, the mental
disability would still serve as a mitigating factor in the imposition of sanctions.
However, this approach also has a limitation where it focuses too much on the
nature of impairment than the disadvantage. It has the possibility of making
disability rights adjudication more complex and less accessible since it would
require reliance on medical experts to assess how debilitating the mental
111
disability is. This also makes the disability regime vulnerable to being
110
Linda A. Teplin, The Criminality of Mentally Ill: A Dangerous Conception , 142(5) American Journal of
Psychiatry 593-599 (1985). See also Claire Wilson, Raymond Nairn et. al., Constructing Mental Illness as
Dangerous: A Pilot Study , 33(2) Australian and New Zealand Journal of Psychiatry 240-247.
111
Lesli Bisgould, Human Rights Code v. Charter: Implications of Tranchemontagne Twists and Turns and
Seventeen Volumes of Evidence, or How Procedural Developments Might Have Influenced Substantive Human
Rights Law , 9 JL & Equality 33 (2012).
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relegated to a medical model of disability rather than a social model. Thus, in the
Indian context, a person with a mental disability is entitled to the protection of the
rights under the RPwD Act as long they meet the definitional criteria of what
constitutes a ‘person with a disability’ under Section 2(s).
98. Having regard to the complex nature of mental health disorders, any
residual control that persons with mental disabilities have over their conduct
merely diminishes the extent to which the disability contributed to the conduct, it
does not eliminate it as a factor. The appellant has been undergoing treatment
for mental health disorders for a long time, since 2009. He has been diagnosed
with 40 to 70 percent of permanent disability by a government hospital. While all
CRPF personnel may be subject to disciplinary proceedings on charges of
misconduct, the appellant is more vulnerable to engage in behavior that can be
classified as misconduct because of his mental disability. He is at a
disproportionate disadvantage of being subjected to such proceedings in
comparison to his able-bodied counterparts. The concept of indirect
discrimination has been recognized by this Court in
Ltd. Col. Nitisha and Ors.
112
v. Union of India , which is closely tied with the conception of substantive
equality that pervades the international and Indian disability-rights regime. Thus,
the disciplinary proceeding against the appellant is discriminatory and must be
set aside.
112
2021 SCC OnLine SC 261.
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C.4.3 Reasonable Accommodation of the Appellant
99. In section C.1.3 of the judgment, we have held that the 2021 notification
exempting the CRPF from the application of Section 20 will not be applicable to
the present proceedings since the rights crystallized when the appellant
preferred the special leave petition.
100. Section 20 (4) of the RPwD provides thus:
“(4) No Government establishment shall dispense with or
reduce in rank, an employee who acquires a disability
during his or her service:
Provided that, if an employee after acquiring disability is
not suitable for the post he was holding, shall be shifted to
some other post with the same pay scale and service
benefits:
Provided further that if it is not possible to adjust the
employee against any post, he may be kept on a
supernumerary post until a suitable post is available or he
attains the age of superannuation, whichever is earlier.”
Sub-Section (4) of Section 20 advances the guarantee of reasonable
accommodation to persons with mental disabilities. The Government
establishment has a positive obligation to shift an employee who acquired a
disability during service to a suitable post with the same pay scale and service
benefits. The provision further states that if it is not possible to adjust the
employee against any post, he may be kept on a supernumerary post until a
suitable post becomes available or when they attain the age of superannuation,
whichever is earlier. In (supra), this Court observed that persons
Vikas Kumar
with disabilities face unique barriers, which must be mitigated through the
provision of specific measures. This Court held:
“43. There is a critical qualitative difference between the
barriers faced by persons with disabilities and other
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PART D
marginalised groups. In order to enable persons with
disabilities to lead a life of equal dignity and worth, it is not
enough to mandate that discrimination against them is
impermissible. That is necessary, but not sufficient. We
must equally ensure, as a society, that we provide them
the additional support and facilities that are necessary for
them to offset the impact of their disability.”
The principle that reasonable accommodation is a component of the right to
equality and discrimination was reiterated by this Court in Avni Prakash v.
113
National Testing Agency .
101. In light of Section 20(4) and the general guarantee of reasonable
accommodation that accrues to persons with disabilities, the appellant is entitled
to be reassigned to a suitable post having the same pay scale and benefits. The
CRPF may choose to assign him a post taking into consideration his current
mental health condition. The suitability of the post is to examined based on an
individualised assessment of the reasonable accommodation that the appellant
needs. The authorities can ensure that the post to which the appellant is
accommodated does not entail handling or control over firearms or equipment
which can pose a danger to himself or to others in or around the workplace.
D Epilogue
102. The present case involves a complex question of balancing competing
interests. Specifically, this entails the right of persons with mental disabilities
against discrimination in the course of employment and the interest of the CRPF
in ensuring a safe working environment and maintaining a combat force that can
undertake security operations. While balancing the two we must also recognize
113
Civil Appeal No. 7000 of 2021.
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the role assigned to the CRPF as a para-military force. Tarunabh Khaitan has
commented that rights are rarely of an absolute nature. Constitutions often
provide the possibility of limiting those rights through acceptable justifications.
He gives an example of Article 19(1) of the Constitution, where a justification
clause has been in-built into the text of the Constitution. On the other hand, he
points out, while Article 14 is not subject to an express justification clause,
judges have evolved the reasonable classification test to assess whether a
differential treatment can be justified under Article 14. He argues that the
114
difference between the two models of justification is merely semantic. The
proviso to sub-Section (1) of Section 20 of the RPwD Act provides a justification
for violating the right against discrimination in employment. It provides that the
appropriate government, may, having regard to the type of work carried on in
any establishment exempt such an establishment from the provisions of Section
20. The key words here to note are “having regard to the type of work”. This
indicates that the government’s right to exempt an establishment from the
provisions of Section 20 which deals with employment discrimination is not
absolute. In an appropriate case, a standard for reviewing the justification given
by the government may have to be developed.
103. This Court at the very inception of the constitutional republic had
observed that a measure that limits rights must have a proportional relationship
115
to the right. With the passage of time, this Court has evolved a test for
116
applying proportionality analysis to a rights-limiting measure. A version of the
114
Tarunabh Khaitan, Beyond Reasonableness – A Rigorous Standard of Review for Article 15 Infringement ,
50(2) Journal of the Indian Law Institute 177-208 (2008).
115
Chintaman Rao v State of MP AIR 1951 SC 118; VG Row v State of Madras AIR 1952 SC 196.
116
Modern Dental College and Research Centre v State of Madhya Pradesh, (2016) 7 SCC 353.
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proportionality test was used by this Court in Anuj Garg v. Hotels Association
117
of India in the context of anti-discrimination analysis. This Court was
examining the constitutionality of a provision which prohibited the employment of
women in premises that served alcohol to the public. While adjudicating whether
such a restriction was justified, this Court considered whether the restriction’s
“legitimate aim of protecting the interests of women is proportionate to the other
bulk of well-settled gender norms such as autonomy, equality of opportunity,
right to privacy et al.” The Court held that the measure was not proportional
because instead of enhancing the security of women and empowering them, it
imposed restrictions on their freedom. The Court, however, used strict scrutiny
and proportionality interchangeably in the judgment. Since then, the
proportionality analysis has been used in many other judgments in relation to
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other rights.
104. Sub-Section (3) of Section 3 of the RPwD Act itself contemplates
undertaking a proportionality analysis for a rights-limiting measure. Section 3 of
the RPwD Act provides thus:
“3. Equality and non-discrimination.—
(1) The appropriate Government shall ensure that the
persons with disabilities enjoy the right to equality, life with
dignity and respect for his or her integrity equally with
others.
(2) The appropriate Government shall take steps to utilise
the capacity of persons with disabilities by providing
appropriate environment.
117
(2008) 3 SCC 1.
118
Puttaswamy v Union of India (2017) 10 SCC 1; Puttaswamy (II) v Union of India (2019) 1 SCC 1; Anuradha
Bhasin v Union of India (2020) 3 SCC 637; and Internet and Mobile Association of India v. Reserve Bank of India
(2020) 10 SCC 274; Akshay N Patel v. Reserve Bank of India Civil No. 6522 of 2021.
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PART E
(3) No person with disability shall be discriminated on
the ground of disability, unless it is shown that the
impugned act or omission is a proportionate means of
achieving a legitimate aim.
(4) No person shall be deprived of his or her personal
liberty only on the ground of disability.
(5) The appropriate Government shall take necessary
steps to ensure reasonable accommodation for persons
with disabilities .” (emphasis supplied)
105. The jurisprudence of Sections 3 and 20 of the RPwD Act would have to
evolve. Our journey has begun. Here we have pondered over the possible
trappings which a standard of judicial review may adopt. Such an enquiry is
rooted in, “the idea that something protected as a matter of right may not be
overridden by ordinary considerations of policy…Reasons justifying an
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infringement of rights have to be of a special strength”. We have not indicated
any final thoughts on how the proviso to Section 20 (1) is to be interpreted.
E Conclusion
106. In view of the discussion above, we summarise our findings below:
(i) The validity of the disciplinary proceedings shall be determined against
the provisions of the RPwD Act 2016 instead of the PwD Act 1995 for the
following reasons:
(a) The respondent holds a privilege under the 2002 notification to not
comply with the principles of non-discrimination and reasonable
accommodation provided under Section 47 of the PwD Act. However,
119
Mattias Kumm, Political Liberalism and the Structure of Rights: On the place and limits of the proportionality
requirement , in L AW , R IGHTS AND D ISCOURSE : T HEMES FROM THE L EGAL P HILOSOPHY OF R OBERT A LEXY 131-166
(George Pavlakos ed., Hart 2007)
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PART E
for a privilege to accrue in terms of Section 6 of the GCA, mere
expectation or hope is not sufficient. Rather, the privilege-holder must
have done an act to avail of the right. The privilege provided by the
2002 notification would accrue only when one of the punishments
provided under Section 47 has been imposed. However, in the instant
case, the disciplinary proceedings were challenged even before the
punishment stage could be reached. Therefore, the privilege available
to the respondent under the 2002 notification was not accrued in terms
of Section 6 of the GCA;
(b) Section 47 of the PwD Act is not the sole source of the right of equality
and non-discrimination held by persons with disability. The principle of
non-discrimination guides the entire statute whose meaning and
content find illumination in Article 5 of the CRPD. An interpretation that
furthers international law or gives effect to international law must be
preferred. Therefore, even though the PwD Act does not have an
express provision laying down the principle of equality vis-à-vis
disabled persons, it will have to be read into the statute; and
(c) The 2002 notification is not saved by Section 102 of the RPwD Act
since Section 20 of the RPwD Act is not corresponding to Section 47 of
the PwD Act;
(ii) The disciplinary proceedings are discriminatory and violative of the
provisions of the RPwD for the following reasons:
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PART E
(a) A person with a disability is entitled to protection under the RPwD Act
as long as the disability was one of the factors for the discriminatory
act; and
(b) The mental disability of a person need not be the sole cause of the
misconduct that led to the initiation of the disciplinary proceeding. Any
residual control that persons with mental disabilities have over their
conduct merely diminishes the extent to which the disability contributed
to the conduct. The mental disability impairs the ability of persons to
comply with workplace standards in comparison to their able-bodied
counterparts. Such persons suffer a disproportionate disadvantage
due to the impairment and are more likely to be subjected to
disciplinary proceedings. Thus, the initiation of disciplinary proceedings
against persons with mental disabilities is a facet of indirect
discrimination.
107. The disciplinary proceedings against the appellant relating to the first
enquiry are set aside. The appellant is also entitled to the protection of Section
20(4) of the RPwD Act in the event he is found unsuitable for his current
employment duty. While re-assigning the appellant to an alternate post, should it
become necessary, his pay, emoluments and conditions of service must be
protected. The authorities will be at liberty to ensure that the assignment to an
alternate post does not involve the use of or control over fire-arms or equipment
which may pose a danger to the appellant or others in or around the work-place.
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PART E
108. The Civil Appeal is accordingly allowed in the above terms.
109. Pending application(s), if any, stand disposed of.
……………………………………….J
[Dr Dhananjaya Y Chandrachud]
……………………………………….J
[Surya Kant]
……………………………………….J
[Vikram Nath]
New Delhi:
December 17, 2021
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