Full Judgment Text
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PETITIONER:
R. CHITRALEKHA & ANR.
Vs.
RESPONDENT:
STATE OF MYSORE & ORS.
DATE OF JUDGMENT:
29/01/1964
BENCH:
SUBBARAO, K.
BENCH:
SUBBARAO, K.
SINHA, BHUVNESHWAR P.(CJ)
DAYAL, RAGHUBAR
AYYANGAR, N. RAJAGOPALA
MUDHOLKAR, J.R.
CITATION:
1964 AIR 1823 1964 SCR (6) 368
CITATOR INFO :
F 1967 SC1145 (16)
R 1967 SC1283 (7)
F 1968 SC1379 (6)
R 1970 SC 679 (17)
R 1971 SC1731 (14)
RF 1971 SC2303 (14,16,24)
R 1971 SC2560 (10)
R 1972 SC1375 (80,93)
RF 1973 SC 930 (22,25)
RF 1975 SC 563 (33,34)
R 1975 SC2299 (485)
R 1976 SC2381 (21)
RF 1976 SC2482 (5)
F 1980 SC 383 (3)
RF 1980 SC1975 (12)
RF 1981 SC 487 (18)
R 1984 SC 873 (7)
O 1985 SC1495 (11,13,59,63,67,99,118,147)
R 1987 SC 400 (20)
RF 1987 SC2034 (18)
ACT:
Constitution of India, 1950, Art. 166--If mandatory-List I
Entry 66--scope of--Viva Voce test for admission in
college--If violation of Art. 14--Article
15(4)--Classification of backward classes--Validity.
369
HEADNOTE:
The Government of Mysore by an order defined backward
classes and directed that 30 per cent of the seats in
professional and technical colleges and institutions shall
be reserved for them and 18 per cent to the Schedule castes
and Scheduled Tribes. It was laid down that classification
of socially and educationally backward classes should be
made on the basis of economic condition and occupation. By
a letter the Government informed the Director of Technical
Education that it had been decided that 25% of the maximum
marks for the examination in optional subjects shall be
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fixed as interview marks. The selection will be conducted
by a committee composed of Heads of Technical Institutions
aid in allotting marks for interview factors like general
knowledge, personality and extracurricular activities of the
candidates should be’ taken into consideration.
On the basis of the above criteria selections were made for
admission to Engineering and Medical Colleges. Thereupon
some of the candidates whose applications for admission were
rejected filed writ petitions before the High Court of
Mysore for quashing the orders issued by the Government and
for directing that they shall be admitted in the colleges
strictly in the order of merit. The High Court rejected the
contentions raised on points of law but found that the
selection committee has abused its power and directed that
the petitioners be interviewed afresh and admissions be made
in accordance with the Government Order and letter which
were declared valid.
Before this Court it was contended that the Government
letter was invalid inasmuch as it did not comply with the
provisions of Art. 166 of the Constitution. The next
contention was that the Government had no power to appoint a
selection committee for admitting students to colleges on
the basis of higher or different qualifications than those
prescribed by the University. Another contention was that
selection by viva voce examination was illegal by reason of
the fact that it enables the interviewers to act arbitrarily
and therefore it contravenes Art. 44 of the Constitution.
Lastly it was contended that unless the observation of the
High Court that the classification was not perfect since the
Government has not applied the caste test as well as the
economic test is corrected it will mislead the Government.
Held: (Per B. P. Sinha, C.J., Subba Rao, Raghubar Dayal
and Rajagopala Ayyangar JJ.) (i) The provisions of Art. 166
of the Constitution are only directory and not mandatory
and, if they are not complied with, it can be established as
a question of fact that the impugned order was issued in
fact by the State Government or the Governor. In the
present case the impugned order though it does not conform
to the provisions of Art. 166 ex facie says that an order to
the effect mentioned therein was issued by the Government
and it is not denied by the appellants that the order was
made by the Government and neither it is denied that it was
communicated to the selection committee.
Therefore it is valid.
134-159 S.C.-24
370
Dattatraya Moreshwar Pangarkar v. State of Bombay [1952]
S.C.R. 612, State of Bombay v. Purushottam log Naik, [1952]
S.C.R. 74, Ghaio Mall & sons v. State of Delhi, [1959]
S.C.A. 1424 and Bachittar Singh v. State of Punjab, [1962]
Supp. 3 S.C.R. 713, referred to.
(ii) If the impact of the State law providing for standards
of education on entry 66 of List I is so heavy and
devastating as to wipe out or appreciably abridge the
Central field it may be struck down. But that is a question
of fact to be ascertained in each case. If a State law
Prescribes higher percentage of marks for extra-curricular
activities in the matter of admission to colleges it cannot
be said that it would be directly encroaching on the field
covered by entry 66 of List I. The Government Orders do not
contravene the minimum qualification prescribed by the
Mysore University; what the Government did was to appoint a
selection committee and prescribe for selection of students
who have the minimum qualifications prescribed by the
University. Since they cannot admit all the students who
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have secured the minimum marks prescribed by the University
they had necessarily to select the applicants on some
reasonable basis. The State Government is therefore
entitled to prescribe a machinery and also the criteria for
admission of qualified students to medical and engineering
colleges run by the Government and with the consent of the
management of the Government aided colleges, to the said
colleges also.
Gujarat University v. Shri Krishna, [1963] Supp. 1 S.C.R.
112, distinguished.
(iii) The selection by viva voce is one of the methods
suggested by modern authorities on education in preference
to written tests. It is no’, for the court to say which
method should be adopted, it should be left to the
authorities concerned. The fact that one particular method
is capable of abuse is not sufficient ground for quashing it
as being violative of Art. 14. If in a given case the
selection committee abuses its powers in violation of Art.
14 the selection will be held invalid and will be set aside
as the High Court has done in the present case.
(iv) A classification of backward classes based on economic
conditions and occupation is not bad and does not offend
Art. 15(4). The caste of a group of citizens may be a
relevant circumstance in ascertaining their social
backwardness and though it is a relevant factor to determine
social backwardness of a class, it cannot be the sole or
dominent test in that behalf. If in a given selection caste
is excluded in ascertaining a class within the meaning of
Art. 15(4) it does not vitiate the classification if it
satisfied other tests. The inference to the contrary which
may be drawn from the observation of the High Court in the
impugned judgment will not be correct in law or a correct
reading of the observations of this Court in M. R. Balaji v.
State of Mysore, [1963] Supp. 1 S.C.R. 439.
(v) Various provisions of the Constitution like Arts. 15,
29, 46, 341 and 342 which recognise the factual existence of
backward classes in our
371
country and which make a sincere attempt to promote the
welfare of the weaker sections thereof should be construed
to effectuate that policy and not to give weightage to
progressive sections of the society under the false colour
of caste to which they happen to belong. Under no
circumstances a "class" can be equated to a "caste" though
the caste of an individual or group of individuals may be a
relevant factor in putting him in a particular class. If in
a given situation caste is excluded in ascertaining a class
within the meaning of Art. 15(4) it would not violate the
classification if it satisfied other tests. If an entire
sub-caste by and large, is backward, it may be included in
the Scheduled Castes by following the appropriate procedure
laid down by the Constitution.
Per Mudholkar, J. (dissenting): (i) The decisions of this
Court dealing with Art. 166 of the Constitution have
definitely held that where the’ existence of a Government
Order itself is challenged by a person who is affected by it
the burden is upon the Government to establish that an order
was in fact made by the Governor in the manner provided for
in the rules of business framed by the Governor under cl.
(3) of Art. 166.
(ii) It is not correct to say, in this case, that the
appellants have not denied the existence of the order.
Right from the beginning they have been saying that there
was no "Government Order" in so far as admission to the
Medical College was concerned. Since both the appellants
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were concerned only with the admission to a Medical College
they had no necessity to deny the existence of the
Government Order regarding admission to an Engineering
College. The document which is relied on the State to
establish that there was a Government Order is nothing but a
communication from the Secretary to Government of Mysore
addressed to the selection committee and Deans Medical
College Mysore. It is thus not an order of the kind
contemplated by Art. 166. Except a statement in that
communication that the Under Secretary is "directed to
state" that the Government has taken a decision there is no
evidence or averment that the Governor has made an order
providing for interview. In no case has this Court held
that such a document. can be treated as the Governor’s Order
or even evidence of the existence of the Governor’s Order.
(iii) The decision of this Court in Gujarat University
v. Shri Krishna, [1963] Supp. 1 S.C.R. 112, establishes
that the power to provide for coordination and determination
of standards in certain institutions like the medical
colleges is vested in the Parliament and even though
Parliament may not have exercised that power the State
Legislature cannot step in and provide for the determination
and coordination of standards by requiring that marks on the
basis of interviews be awarded to the applicants for
admission of candidates to,-such institutions as is done in
the present case. It constitutes an interference with the
standards of admission laid down by the University.
(iv) The executive power of the State which is co-extensive
with legislative power under Art. 162 of the Constitution
cannot be exercised where such exercise is contrary to law
or where it has been assigned to
372
other authorities or bodies. Section 23 of the Mysore
University Act, provides that the Acadamic Council shall
have power to prescribe the conditions of admission to the
University and therefore the executive cannot encroach on
this power.
Rai Sahib Ram Jawaya Kapur v. State of Punjab, [1955] 2
S.C.R. 225 and Motilal v. Government of State of Uttar
Pradesh, A.I.R. 1951 All 259 (F.13.).
(v) It would not be in accordance with cl. (1) of Art. 15
or cl. (2) of Art. 29 to require the consideration of the
caste of persons to be borne in mind for determining what
are socially and educationally backward
classes.
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeals Nos. 1056 and
1057 of 1963.
Appeals by special leave from the judgment and order dated
September 30, 1963 of the Mysore High Court in Writ
Petitions Nos. 1592 and 1522 of 1963.
S. K. Venkataranga Iyengar and R. Gopalakrishnan, for the
appellants (in both the appeals).
C. K.. Daphtary, Attorney-General, B. R. L. lyengar and B.
R. G. K. A char, for the respondents (in both the appeals)
January 29, 1964. The Judgment of B. P. Sinha, C.J., K.
Subba Rao, N. Rajagopala Ayyangar and Raghubar Dayal JJ. was
delivered by Subba Rao J. Mudholkar J. delivered a
dissenting opinion.
SUBBA RAO J.-These two appeals raise the question of the
validity, of the orders made by the Government of Mysore in
respect of admissions to Engineering and Medical Colleges in
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the State of Mysore. The facts may be briefly stated: in
the State of Mysore there are a number of Engineering and
Medical Colleges-most of them are Government Colleges and a
few of them are Government aided Colleges. The State
Government appointed a common selection committee for
settling admissions to the Engineering Colleges and another
common selection committee for settling admissions to
Medical Colleges. The Government by an order dated July 26,
1963, marked as Ex. C in the
373
High Court, defined backward classes and directed that 30
per cent of the seats in professional and technical colleges
and institutions shall be reserved for them and 18 per cent.
to the Scheduled Castes and the Scheduled Tribes. On July
6, 1963, the Government sent a letter to the Director of
Technical Education in Mysore, Bangalore, informing him that
it had been decided that 25 per cent of the maximum marks
for the examination in the optional subjects taken into
account for making the selection of candidates for admission
to Engineering Colleges shall be fixed as interview marks;
it also laid down the criteria for allotting marks in the
interview. It appears that a similar order was issued in
respect of Medical Colleges. The selection committee
converted the total of the marks in the optional subjects to
a maximum of 300 marks and fixed the maximum marks for
interview at 75. On the basis of the marks obtained by the
candidates in the examination and those -obtained in the
interview, selections were made for admission to Engineering
and Medical Colleges. Some of the candidates whose
applications for admission to the said colleges were
rejected filed petitions under Art. 226 of the Constitution
in the High Court of Mysore for quashing the orders issued
by the Government in the matter of admissions to the said
Colleges and for a direction that they shall be admitted in
the Colleges strictly in the order of merit. The High
Court, after considering the various contentions raised by
the petitioners, held that the orders defining backwardness
were valid and that the criteria laid down for interview of
students were good; but it held that -the selection
committee had abused the powers conferred upon it and on
that finding set aside the interviews held and directed that
the applicants shall be interviewed afresh in accordance
with the scheme laid down by the Government in Exs. C and D
and in Annexure IV, subject to the directions given by it.
Two of the petitioners have filed the present appeals
against the said order of the High Court.
We shall now proceed to deal with the various contentions
raised by learned counsel for the appellants.
Learned counsel for the appellants contends that the
Government did not issue any order to the selection corn-
374
mittee in charge of admissions to Medical Colleges prescrib-
ing the marks for interview or fixing the criteria for
allotting the said marks. Annexure IV dated July 6, 1963,
relates to award of marks for the interview of candidates,
seeking admission to Engineering Colleges and Technical
Institutions. It was a letter written by the Secretary to
the Government of Mysore, Education Department, to the
Director of Technical Education in Mysore Bangalore.
Therein the Government fixed the percentage of marks to be
allotted at the interview. The selection committee was
authorised to allot marks to the candidates, having regard
to the following factors:
(1) General Knowledge.
(2) Aptitude and personality.
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(3) Previous academic career, including
special distinctions, etc.
(4) N . C.C., A.C.C., etc.
(5) Extra curricular activities including
sports, social service, debating, dramatics,
etc.
But at the time of arguments no letter written by the
Government in respect of admissions to Medical Colleges was
placed before us. There is no definite allegation in either
of the two affidavits filed by the appellants that no such
order was issued by the Government in respect of Medical
Colleges. But, in the petition filed by Chitralekha in para
22 the following statement is found:
"As the order empowering them to award 75
marks as interview marks has so far remained
secret in that it has not been made available,
this Hon’ble Court may be pleased to send for
the same, as the order falls to be quashed."
This averment assumes that such an order was made. In the
counter-affidavit filed by Dr. Dharmaraj, Dean, Medical
College, and Chairman of the selection committee for
admission to Medical Colleges, it is stated that the Govern-
ment by its letter directed that the said selection
committee shall interview candidates and allot marks the
maximum of which shall be 25 per cent of the maximum marks
for the optional subjects and laid down the criteria for
allotting
marks in the interview. In the paper-book as typed the
description of the letter is omitted. But the learned;
Attorney-General stated that in the original the description
is given and that is, PLM 531 MNC 63 dated 12th July, 1963.
In the counter-affidavit filed by B. R. Verma, Deputy
Secretary to -the Government of Mysore, Education Depart-
ment, Bangalore, after referring to Annexure IV, it is
stated that a similar letter was sent by the Government to
the Selection Committee for admission to Medical Colleges.
It does not appear from the judgment of the High Court that
learned counsel for the appellants denied the existence of
such a communication in respect of Medical Colleges, but
Proceeded with his argument on the basis that a communi-
cation similar to Annexure IV issued in connection with
admissions to Engineering Colleges existed in the case of
Medical Colleges also. But before us the learned counsel
for the appellants heavily relied upon the fact that the
said order was not filed in the court and was not willing to
accept the assurance given by the Attorney-General on
instructions that such an order existed. In the
circumstances we directed the Attorney-General to file the
said order. A copy of the letter written by the Government
has since be-en filed and it clearly shows that the relevant
instructions were issued in, respect of admission to Medical
Colleges also. We, therefore, hold that the Government sent
a letter similar in terms. to annexure IV to the selection
committee for admission to, Medical Colleges.
The next contention advanced is that Annexure IV was invalid
as it did not conform to the requirements of Art. 166 of the
Constitution. As the argument turns upon the for= of the
said annexure it will be convenient to read the material
part thereof.
"sir,
Sub : Award of marks for the "interview" of
the candidates seeking admission to
Engineering Colleges and Technical
Institutions.
With reference to your letter No. AAS. 4.ADW/63/2491, dated
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the 25th June, 1903, on the subject
376
Mentioned above, I am directed to state that Government have
decided that 25 per cent of the maximum marks
Yours faithfully,
Sd/- S. NARASAPPA,
Under Secretary to Government,
Education Department."
Ex facie this letter shows that it was a communication of he
order issued by the Government under the signature of the
Under Secretary to the Government, Education Department.
Under Art., 166 of the Constitution an executive action of
the Government of a State shall be expressed to be taken in
the name of the Governor, and that orders made in the name
of the Governor shall be authenticated in such, manner as
may be specified in rules to be made by be Governor and the
validity of an order which is so authenticated shall not be
called in question on the ground hat it is not an order made
by the Governor.
If the conditions laid down in this Article are complied
with, the order cannot be called in question on the ground
hat it is not an order made by the Governor. It is con-
tended that as the order in question was not issued in the
name of the Governor the order was void and no interviews
could be held pursuant to that order. The law on the
subject is well-settled. In Dattatreya Moreshwar Pangarkar
v. The State of Bombay (1) Das J., as he then was,
observed:
"Strict compliance with the requirements of
article 166 gives an immunity to the order in
that it cannot be challenged on the ground
that it is not an order made by the Governor.
If, therefore, the requirements of that
article are not complied with, the resulting
immunity cannot be claimed by the State.
This, however, does not vitiate the order
itself
action to be expressed and authenticated in
the manner therein laid down but an
(1) [1952] S.C.R. 612, 625.
377
omission to comply with those provisions does
not render the executive action a nullity.
Therefore’ all that the procedure established
by law requires is that the appropriate Gov-
ermnent must take a decision as to whether the
detention order should be confirmed or not
under section 11(1)."
The same view was reiterated by this Court in The State of
Bombay v. Purshottam Jog Naik(1), where it was pointed out
that though the order in question then was defective in form
it was open to the State Government to prove by other means
that such an order had been validly made. This view has
been reaffirmed by this Court in subsequent decisions: see
Ghaio Mall and Sons v. The State of Delhi (2), and it is,
therefore, settled law that provisions of Art. 166 of the
Constitution are only directory and not mandatory in
character and, if they are not complied with, it can be es-
tablished as a question of fact that the impugned order was
issued in fact by the State Government or the Governor. The
judgment of this Court in Bachhittar Singh v. The State of
Punjab(3) does not help the appellants, for in that case the
order signed by the Revenue Minister was not communicated to
the party and, therefore, it was held that there was no
effective order.
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In the light of the aforesaid decisions, let us look at the
facts of this case. Though Annexure IV does not conform to
the provisions of Art. 166 of the Constitution, it ex facie
says that an order to the effect mentioned therein was
issued by the Government and it is not denied that it was
communicated to the selection committee. In neither of the
affidavits filed by the appellants there was any specific
averment that no such order was issued by the Government.
In the counter-affidavit filed by B. R. Varma, Deputy Secre-
tary to the Government of Mysore, Education Department,
there is a clear averment that the Government gave the
direction contained in Annexure IV and a similar letter was
(1) [1952] S. C. R. 674. (2)[1959] S. C. R. 1424.
(3) [1962] SUPP. 3 S. C. R. 713.
378
issued to the selection committee for admissions to Medical
Colleges and this averment was not denied by the appellants
by filing any affidavit. In the circumstances when there
are no allegations at all in the affidavit that the order
was not made by the Government, we have no reason to reject
the averment made by the Deputy Secretary to the Government
that the order was issued by the Government. There are no
merits in this contention.
It is then contended that the Government has no power to
appoint a selection committee for admitting students to
colleges on the basis of higher or different qualifications
than those prescribed by the University and, therefore, the
orders made by the Government in respect of admission were
illegal. The first argument is. that co-ordination and
determination of standards of a university is a Union
subject and, therefore, the State Legislature has no
constitutional competency to make a law for maintaining the
standards of university education. As the State
Government’s executive power extends to matters with respect
to which the Legislature of the State has power to make
laws, the argument proceeds, the Government of the State
cannot make an order or issue directions for maintaining the
standards of the University. The further argument is that
prescribing higher marks for admission to a College is for
the purpose of maintaining the standards of University
education and therefore the State Government is not
empowered to do so. In support of this contention reliance
is placed upon the judgment of this Court in Gujarat
University v. Shri Krishna(1). There, one of the questions
raised related to alleged conflict between entry 11 of List
II and entry 66 of List I of the Seventh Schedule to the
Constitution. By item No. 11 of List II of the Seventh
Schedule to the Constitution, the State Legislature has
power to legislate in respect of education including
Universities subject to the provisions of items 63, 64, 65
and 66 of List I and 25 of List III. By item 66 power is
entrusted to Parliament to legislate on co-ordination and
determination of standards in institutions for higher
education or research and scientific and technical
institutions.
(1) [1963] SUPP. 1 S.C. R. 112
379
The question was whether medium of instruction was
comprehended by either of those entries or whether it fell
under both. In that context it was observed at p. 715-716:
"The State has the power to prescribe the
syllabi and courses of study in the
institutions named in entry 66 (but not
falling within entries 63 to 65) and as an
incident thereof it has the power to indicate
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the medium in which instruction should be
imparted. But the Union Parliament has an
overriding legislative power to ensure that
the syllabi and courses of study prescribed
and the medium selected do not impair
standards of education or render the co-ordi-
nation of such standards either on an All
India or other basis impossible or even
difficult."
This and similar other passages indicate that if the law
made by the State by virtue of entry II of List II of the
Seventh Schedule to the Constitution makes impossible or
difficult the exercise of the legisiative power of the
Parliament under the entry "Co-ordination and determination
of standards in institutions for higher education or
research and scientific and technical institutions" reserved
to the Union, the State law may be bad. This cannot
obviously be decided on speculative and hypothetical
reasoning. If the impact of the State law providing for
such standards on entry 66 of List I is so heavy or
devastating as to wipre out or appreciably abridge the
central field, it may be struck down. But that is a
question of fact to be ascertained in each case. It is not
possible to hold that if a State legislature made a law
prescribing a higher percentage of marks for extra-
curricular activities in the matter of admission to
colleges, it would be directly encroaching an the field
covered by entry 66 of List I of the Seventh Schedule to the
Constitution. If so, it is not disputed that the State
Government would be within its rights to prescribe
qualifications for admission to colleges so long as its
action does not contravene any other law.
It is then said that the Mysore University Act conferred
power to prescribe rules for admission to Colleges on the
University and the Government cannot exercise that power.
380
It is true that under s. 23 of the Mysore University Act,
1956, the Academic Council shall have the power to prescribe
the conditions for admission of students to the University
and, in exercise of its power, it has prescribed the
percentage of marks which a student shall obtain for getting
admission in medical or engineering colleges. The orders of
the Government do not contravene the minimum qualifications
prescribed by the University; what the Government did was to
appoint a selection committee and prescribe rules for
selection of students who have the minimum qualifications
prescribed by the University. The Government runs most of
the medical and engineering colleges. Excluding the State
aided colleges for a moment, the position is as follows: The
Colleges run by the Government, having regard to financial
commitments and other relevant considerations, can only
admit a specific number of students to the said Colleges.
They cannot obviously admit all the applicants who have
secured the marks prescribed by the University. It has
necessarily to screen the applicants on some reasonable
basis. The aforesaid orders of the Govemment only
prescribed criteria for making admissions to Colleges from
among ’students who secured the minimum qualifying marks
prescribed by the University. Once it is conceded, and it
is not disputed before us, that the State Government can run
medical and engineering colleges, it cannot be denied the
power to admit such qualified students as pass the
reasonable tests laid down by it. This is a power which
every private owner of a College will have, and the
Government which runs its own Colleges cannot be denied that
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power.
Even so it is argued that the same power cannot be exercised
by the Government in respect of private Colleges though they
are receiving aid from the State. But the management of
aided institutions have not raised any objections. Indeed,
from the year 1960 admissions were made to the Colleges by
the selection committees constituted by the Government. The
High Court, after considering the material placed before it,
held that, with the consent of the management of the various
professional and technical colleges, the Government took
over the responsibility of regulating admission of students
to the colleges in question.
381
Nothing has been placed before us to prove that the selec-
tion committees were constituted against the wishes of the
management of the aided colleges. In the circumstances. we
cannot disturb the finding of the High Court in this regard.
We, therefore, hold that the Government has power to
prescribe a machinery and also the criteria for admission of
qualified students to medical and engineering colleges run
by the Government and, with the consent of the management of
the Government aided colleges, to the said colleges also.
It is then contended that the system of selection by
interviews and viva voce examination is illegal inasmuch as
it enables the interviewers to act arbitrarily and to mani-
pulate the results and, therefore, it contravenes Art. 14 of
the Constitution. To appreciate this contention it is
necessary to notice how the interview is held and the
criteria laid down for the selection committee to adopt.
The Government by its order dated May 17, 1963 constituted a
committee consisting of the following members for selection
to Government Medical Colleges:
(1) The Dean, Medical College,
Mysore--Chairman.
(2) The Dean, Medical College, Bangalore-
Member.
(3) The Dean, Medical College,
Hubli--Member.
So too, highly qualified educationists were appointed to the
selection committee for the Engineering Colleges. By
notification dated July 6, 1963, in respect of the Engineer-
ing Colleges and a similar notification issued in respect of
the Medical Colleges, the Government prescribed that in
addition to the examination marks in optional subjects there
should be an interview of students for which the maximum
mark prescribed shall be 25 per cent of the maximum marks of
the optional subjects. The selection committee has to allot
marks, having regard to general knowledge, aptitude and
personality, previous academic career, including special
distinctions etc., N.C.C., A.C.C. etc., extra-curricular
activities including sports, social service, debating,
dramatics etc. It is, therefore, clear that the Government
by its order not only laid down a clear policy and
prescribed definite criteria in the matter of giving marks
at the interview but
382
also appointed, competent men to make the selection on that
basis. The order of the Government does not in any way
contravene Art. 14 of the Constitution.
But learned counsel for the appellants raised a larger
question that selection by interviews is inherently
repugnant to the doctrine of equality embodied in Art. 14 of
the Constitution, for, whatever may be the objective test
laid down, in the final analysis the awarding of marks is
left to the subjective satisfaction of the selection
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committee and, therefore, it gives ample room for
discrimination and manipulation. We cannot accept such a
wide contention and condemn one of the well-accepted modes
of selection in educational institutions. James Hart in his
"An Introduction to Administrative Law" observes, at p. 180
thus:
"A test or examination, to be competitive,
must employ an objective standard of measure.
Where the standard or measure is wholly sub-
jective to the examiners, it differs in effect
in no respect from an uncontrolled opinion of
the examiners and cannot be termed
competitive."
In the field of education there are divergent views as
regard the mode of testing the capacity and calibre of
students in the matter of admissions to colleges. Orthodox
educationists stand by the marks obtained by a student in
the annual examination. The modern trend of opinion insists
upon other additional tests, such as interview, performance
in extra-curricular activities, personality test,
psychiatric tests etc. Obviously we are not in a position
to judge which method is preferable or which test is the
correct one. If there can be manipulation or dishonesty in
allotting marks at interviews, there can equally be
manipulation in the matter of awarding marks in the written
examinations. In the ultimate analysis, whatever method is
adopted its success depends on the moral standards of the
members constituting the selection committee and their sense
of objectivity and devotion to duty. This criticism is more
a reflection on the examiners than on the system itself.
The scheme of selection, however perfect it may be on paper,
may be abused in practice. That it is capable of abuse is
383
not a ground for quashing it. So long as the order lays
down relevant objective criteria and entrusts the business
of selection to qualified persons, this Court cannot
obviously have any say in the matter. In this case the
criteria laid down by the Government are certainly relevant
in the matter of awarding marks at the interview. Learned
counsel contends that the ability of a student on the basis
of the said criteria can be better judged by other methods
like certificate from the N.C.C. Commander or a medical
board or a psychatrist and should not be left to a body like
the selection committee which cannot possibly arrive at the
correct conclusion in a short time that would be available
to it. This criticism does not affect the validity of the
criteria, but only suggests a different method of applying
the criteria .than that adopted by the Committee. It is not
for us to say which method should be adopted: that must be
left to the authority concerned. If in any particular case
the selection committee abuses its power in violation of
Art. 14 of the Constitution, that may be a case for setting
aside the result of a particular interview, as the High
Court did in ,this case. We cannot, therefore, hold without
better and more scientific material placed before us that
selection by interview in addition to the marks obtained in
the written examination is itself bad as offending Art. 14
of the Constitution.
Lastly it is contended that though the High Court did not
quash the order of the Government embodied in Ex. C, it
held that it was not a perfect classification and also
indicated its mind that the Government should have adopted
the caste test as well as the residence test in making the
classification. If the observations of the learned Judge,
the argument proceeds, are not corrected, the State may be
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bound by such observations in the matter when it finally
prescribes the criteria for ascertaining the backward
classes under Art. 15 (4) of the Constitution. In Ex. C
the Government laid down that classification of socially and
educationally backward classes should be made on the
following basis: (1) economic condition; and (2) occupation.
According to that order a family whose income is Rs. 1,200
per annum or less and persons or classes following
occupations of agriculture petty business, inferior
services, crafts or other
384
occupations involving manual labour. are in general,
socially, economically and educationally backward. The
Government lists the following occupations as contributing
to social backwardness: (1) actual cultivator; (2) artisan;
(3) petty businessmen; (4) inferior services (i.e., Class IV
in Government services and corresponding class or service in
private employment) including casual labour; and (5) any
other occupation involving manual labour. It is, therefore,
manifest that the Government, as a temporary measure pending
an elaborate study, has taken into consideration only the
economic condition and occupation of the family concerned as
the criteria for backward classes within the meaning of Art.
15 (4) of the Constitution. The order does not take into
consideration the caste of an applicant as one of the
criteria for backwardness. Learned counsel does not attack
the validity of the said order. But in the High Court
conflicting arguments were advanced in support of this order
as well as against it. The High Court heavily relied upon
the decision of this Court in M. R. Balaji v. The State of
Mysore(1) and came to the conclusion that, the scheme
adopted by the State was a very imperfect scheme and that in
addition to the occupation and poverty tests, the State
should have adopted the "caste" test as well as the
’residence" test in making the classification. It also
observed that the decision in Balaji’s case says that "the
‘caste’ basis is undoubtedly a relevant, nay an important
basis in determining the classes of backward Hindus but it
should not be made the sole basis". It concluded that part
of the discussion with the following observation:
"But I earnestly hope that soon the State will
make a more appropriate classification lest
its bonafides should be questioned."
Learned counsel contends that these observations are not
supported by the decision in Balajis case, and that they are
in conflict with the observations made therein. We shall,
therefore, consider the exact scope of the observations in
the said decision of this Court. There, 68 per cent of
seats in Colleges were reserved for the alleged backward
communities. It was argued before this Court on behalf of
the peti-
(1) [1963] Supp. 1 S. C. R. 439.
385
tioners therein that the impunged order, which was passed
under Art. 15(4) of the Constitution, was not valid because
the basis adopted by the order in specifying and enumerating
the socially and educationally backward classes of citizens
in the State was unintelligible and irrational, and the
classification made on the said basis was inconsistent with
and outside the provisions of Art. 15 (4) of the
Constitution. In considering the said question,
Gajendragadkar J., speaking for the Court, made the
following observations, at p. 658:
"The backwardness under Art. 15 (4) must be
social and educational. It is not either
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social or educational, but it is both social
and educational; and that takes us to the
question as to how social and educational
backwardness has to be determined."
Adverting to the expression "classes" of citizens in Art.
15(4) of the Constitution, the learned Judge proceeded to
state:
The group of citizens to whom Art. 15(4)
applies are described as "classes of citizens
not as castes of citizens. A class according
to the dictionary meaning, shows division of
society according to, status, rank of
caste............
to whether any class of citizens is socially
backward or not, it may not be irrelevant to
consider the caste of the said group of
citizens. In this connection it is, however,
necessary to bear in mind that the special
provision is contemplated for classes of
citizens and not for individual citizens as
such, and so, though the caste of the group of
citizens may -be relevant, its importance
should not be exaggerated. If the
classification of backward classes of citizens
was based solely on the caste of the citizen,
it may not always be logical and may perhaps
contain the vice of perpetuating the castes
themselves.
134-159 S.C.--25
386
Besides, if the caste of the group of citizens
was made the sole basis for determining the
social backwardness of the said group that
test would inevitably break down in relation
to many sections of Indian Society which do
not recognise castes in the conventional,
sense known to Hindu society..............
That is why we think that though castes in
relation to Hindus may be a relevant factor to
consider in determining the social
backwardness of groups Or classes of citizens,
it cannot be made the sole or the dominant
test in that behalf."
Two principles stand out prominently from the said obser-
vations, namely, (i) the caste of a group of citizens may be
a relevant circumstance in ascertaining their social back-
wardness; and (ii) though it is a relevant factor to
determine the social backwardness of a class of citizens, it
cannot be the sole or dominant test in that behalf. The
observations extracted in the judgment of the High Court
appear to be in conflict with the observations of this
Court. While this Court said that caste is only a relevant
circumstance and that it cannot be the dominant test in
ascertaining the backwardness of a class of citizens, the
High Court said that it is an important basis in determining
the class of backward Hindus and that the Government should
have adopted caste as one of the tests. As the said
observations made by the High Court may lead to -some
confusion in the mind of the authority concerned who may be
entrusted with the duty of prescribing the rules for
ascertaining the backwardness of classes of citizens within
the meaning of Art. 15(4) of the Constitution, we would
hasten to make it clear that caste is only a relevant
circumstance in ascertaining the backwardness of a class and
there is nothing in the judgment of this Court which
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precludes the authority concerned from determining the
social backwardness of a group of citizens if it can do so
without reference to caste. While this Court has not
excluded caste from ascertaining the backwardness of a class
of citizens, it has not made it one of the compelling
circumstances affording a basis for the ascertainment of
backwardness of a class. To put it differently, the
authority concerned may take caste into consideration in
ascertaining
387
the backwardness of ’a group of persons; but, if it does
not, its order will not be bad on that account, if it can
ascertain the backwardness of a group of persons on the
basis of other relevant criteria.
The Constitution of India promises Justice, social, economic
and political; and equality of status and of opportunity,.
among others. Under Art. 46, one of the Articles in Part IV
headed "Directive Principles of State Policy", the State
shall promote with special care the educational and economic
interests of the weaker sections of the people, and, in
particular, of the Scheduled Castes and the Scheduled
Tribes, and shall protect them from social injustice and all
forms of exploitation. Under Art. 341,
"The President may with respect to any State
or Union territory, and where it is a State
after consultation with the Governor thereof,
by public notification specify the castes,
races or tribes or parts of or groups within
castes, races or tribes which shall for the
purposes of this Constitution be deemed to be
Scheduled Castes in relation to that State or
Union territory, as the case may be."
Under Art. 342, in the same manner, the President may
specify the tribes or tribal communities as Scheduled
Tribes. Article 15(4) says:
"Nothing in this article or in clause (2) of
article 29 shall prevent the State from making
any special provision for the advancement of
any socially and educationally backward
classes of citizens or for the Scheduled
Castes and the Scheduled Tribes."
These provisions form a group of Articles which have
relevance in the making of a special provision for the
advancement of any socially and educationally backward
classes of citizens in the matter of admissions to colleges.
These provisions recognize the factual existence of backward
classes in our country brought about by historical reasons
and make a sincere attempt to promote the welfare of the
weaker sections thereof. They shall be so construed
388
as to effectuate the said policy but not to give weightage
to progressive sections of our society under the false
colour of caste to which they happen to belong. The
important factor to be noticed in Art. 15 (4) is that it
does not speak of castes, but only speaks of classes. If
the makers of the Constitution intended to take castes also
as units of social and educational backwardness, they would
have said so as they have said in the case of the Scheduled
Castes and the Scheduled Tribes. Though it may be suggested
that the wider expression ’classes" is used in cl. (4) of
Art. 15 as there are communities without castes, if the
intention was to equate classes with castes, nothing
prevented the makers of the Constitution from using the
expression "backward classes or castes". The juxtaposition
of the expression "backward classes" and "Scheduled Castes"
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in Art. 15 (4) also leads to a reasonable inference that the
expression "classes" is not synonymous with castes. It may
be that for ascertaining whether a particular citizen or a
group of citizens belong to a backward class or not, his or
their caste may have some relevance, but it cannot be either
the sole or the dominant criterion for ascertaining the
class to which he or they belong.
This interpretation will carry out the intention of the
Constitution expressed in the aforesaid Articles. It helps
the really backward classes instead of promoting the
interests of individuals or groups who, though they belong
to a particular caste a majority whereof is socially and
educationally backward, really belong to a class which is
socially and educationally advanced. To illustrate, take a
caste in a State which is numerically the largest therein.
It may be that though a majority of the people in that caste
are socially and educationally backward, an effective
minority may be socially and educationally far more advanced
than another small sub-caste the total number of which is
far less than the said minority. If we interpret the
expression "classes" as "castes", the object of the
Constitution will be frustrated and the people who do not
deserve any adventitious aid may get it to the exclusion of
those who really deserve. This anomaly will not arise if,
without equating caste with class, caste is taken as only
one of the considerations to ascertain whether a person
belongs to a backward
389
class or not. I On the other hand, if the entire sub-caste,
by and large, is backward, it may be included in the
Scheduled Castes by following the appropriate procedure laid
down by the Constitution.
We do not intend to lay down any inflexible rule for the
Government to follow. The laying down of criteria for
ascertainment of social and educational backwardness of a
class is a complex problem depending upon many circumstances
which may vary from State to State and even from place to
place in a State. But what we intend to emphasize is that
under no circumstances a "class" can be equated to a
"caste", though the caste of an individual or a group of
individual may be considered along with other relevant
factors in putting him in a particular class. We would also
like to make it clear that if in a given situation caste is
excluded in ascertaining a class within the meaning of Art.
15(4) of the Constitution, it does not vitiate the
classification if it satisfied other tests.
In the result, the appeals fail and are dismissed. There
will be no order as to costs.
MUDHOLKAR I.-The appellants in these appeals had challenged
before the High Court of Mysore the validity of the mode of
selection of candidates for admission to the Medical
Colleges in that State by preferring petitions before the
High Court under Art. 226 of the Constitution. They pointed
out in their petitions that the selection committee, instead
of selecting persons for admission on the basis of merit,
chose to interview the candidates and made the ultimate
selection by adding marks upto 75 to the marks actually
secured by the candidate at the Pre-University Course
examination (herein referred to as P.U.C. Examination) on
the basis of the interview. Their contentions are that in
the absence of any Government order there was no basis upon
which marks at the interview could be added to the marks
secured in the P.U.C. examination, that the so-called order
on which reliance was placed on behalf of the State is not a
Government order at all as the document produced does not
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comply with the requirements of Art. 166 of the
Constitution, that no criteria were laid down for allotting
marks TO the candidates at the interview, that this was a
violation of Art. 14 of the Constitution, that the Govern-
390
ment was constitutionally incompetent to prescribe
qualifications for admission to Colleges under the
University different from those prescribed by the University
and that under the Mysore University Act the University
alone had the power to prescribe rules for admission to
Colleges affiliated to the University. The High Court held
against the appellants on all these points. But upon the
view that the Selection Committee had "misused" the powers
conferred upon it and had wrongly interpreted the Government
Order, quashed the results of the interview and directed
that after interviewing the petitioners before it afresh
their cases should be considered for admission by the
Selection Committee in accordance with the Government Order.
In the course of its order the High Court has found fault
with the Government for not taking the castes of the
candidates into consideration while exercising its powers
under Art. 15(4) and making provision for the advancement of
backward classes and made certain remarks to which objection
has been taken on behalf of the appellants.
My learned brother Subba Rao J. whose judgment I have had
the opportunity of seing has upheld the judgment of the High
Court but has not agreed with the observations made by it
suggesting that the caste of candidates should also have
been taken into consideration while determining the social
and educational backwardness of a class. I regret my in-
ability to agree with many of the conclusions reached by my
learned brother and I am of opinion that the appeals ought
to be allowed.
Even assuming for the time being that the Government of
Mysore had the power both under the Constitution and under a
law enacted by the Legislature to prescribe qualifications
for admission to any Colleges in the State, including
colleges imparting technical or professional education, the
first question is whether there was in fact a Government
Order justifying the course adopted by the Selection Com-
mittee. It may be mentioned that the document which was
filed in the High Court as being the Government Order was
merely a communication addressed on behalf of the Government
by one of its Secretaries to the selection Committee and
signed by an Under Secretary. But this document only
391
refers to the interview prescribed for making selections of
candidates for admission: to Engineering Colleges. At the
hearing in this Court the Attorney-General who appeared for
the State of Mysore stated that there was a Government.
Order also as regards admission to Medical Colleges that it
was actually brought to the notice of the High Court and
that he may be permitted to produce that order. Leave was
granted by us to him to do so. On December 20, 1963, that
is, after judgment had been reserved Mr. Achar, Assistant
Government Advocate, placed on record, what according to the
State, is the Government Order. This document, however, was
not a part of the record of the writ petitions and the only
manner in which the so-called Government Order relating to
admission to Medical Colleges was brought to the notice of
the High Court was by specifying in Dr. Dharmaraj’s
affidavit, the number of the letter addressed by a Secretary
to the Government to the Selection Committee dealing with
admissions to the Medical Colleges. It is desirable to
reproduce in extenso the document which has been filed now
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in this Court. It runs thus:
"GOVERNMENT OF MYSORE
CONFIDENTIAL:
No. PLM 351 MMC 63
Mysore Government Secretariat,
Vidhana Soudha,
Bangalore, dated 12th July, 1963
SE 1885
From
The Secretary to Government of Mysore,
PH. Labour & Munl. Admn. Department,
Bangalore.
TO
The Chairman,
Selection Committee & Dean, Medical College,
Mysore.
Sir,
SUBJECT.--Award of marks for the interview of
thE
392
candidates seeking admission to Medical Col-
leges in the State.
I am directed to state that Government have decided that 25
per cent of the maximum marks for the examination in the
optional subjects taken into account for making the
selection of candidates for admission to Medical Colleges,
shall be fixed as interview marks.
I am further to state that the Selection Committee is
authorised to allot marks for the interview of the
candidates as fixed above, having regard to the following
factors:
1. General Knowledge.
2. Aptitude and personality.
S. Previous academic career including
special distinctions, etc.
4. N.C.C., A.C.C., etc.
5. Extra curricular activities including
sports, social service, debating, dramatics,
etc.
I am also to state that Government have decided that
students with exceptional merit in games and sports--State
and inter-State standard-may be selected upto a maximum of
two per cent of the total number of seats.
Yours faithfully,
Sd./- L. G. DESAI,
Under Secretary to Government,
PH. Labour & Munl. Admn. Dept.
Attested
Sd./- H. L. LINGARAJ URS, Dy. Secretary to Government, PH.
Lb. & M1. Admn.
393
This is nothing more than a communication emanating from a
secretary to the Government of Mysore to the Chairman, and
addressed to the Selection Committee and Dean, Medical
College, Mysore. It is thus not an order of the kind
contemplated by Art. 166 of the Constitution. That Article
lays down that all executive actions of the Government of a
State shall be expressed to be taken in the name of the
Governor and that the orders made and executed in the name
of the Governor shall be authenticated in such manner as may
be specified in the rules made by the Governor. It further
provides that where an order is authenticated in the manner
prescribed in the rules made by the Governor, its validity
shall not be called in question on the ground that it is not
an order made by the Governor. The essence of Art. 166,
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however, is that executive action of the Government of a
State shall be expressed to be taken in the name of the
Governor. The document placed before us does not show that
the action, to wit, prescribing an interview, allotting
marks for it and laying down the criteria to be observed by
the Selection Committee in allotting marks even purports to
emanate from the Governor. All that the Secretary on whose
behalf some Under Secretary has signed, says is that he is
"directed to state" that the Government has taken a certain
decision. This document thus is not that decision. What
that decision is, how it is worded, when it was taken and
whether it is expressed in the name of the Governor, we do
not know. The cases in which it has been held by this Court
that the provisions of Art. 166(2) are directory and not
mandatory are of no help because here what we are concerned
with is about the actual existence of an order made by the
Governor. No doubt, where there is merely non-compliance
with the provisions of Art. 166(1) or of the rules framed by
the Governor in the matter of authentication of an order,
evidence aliunde could be led to establish that in fact an
order was made by the Governor. This clearly, does not mean
that the existence of a Government order need not be
established. On the contrary these decisions accept the
position that the making of a Government Order is sine qua
non for justifying any action which is purported to be taken
by an officer of the Government on its behalf. Here the
Secretary has said a certain procedure. was to be followed
by the Selection Committee. He has himself
394
no power to order that to be done de hors an order of the
Government. It is for this reason that he has made a refer-
ence to such an order. But that order is not before us. It
was said by the learned Attorney-General that the existence
of the order was not denied by the appellants. But that is
not correct. Right from the beginning they have been saying
that there was no "Government Order" in so far as admission
to the Medical Colleges was concerned. What was relied on
behalf of the State was the letter addressed to the
Selection Committee concerned with the applications of
persons for admission to Engineering Colleges. But since
both the appellants were applicants for admission to a Medi-
cal College it was not necessary for them to say further
that what was relied on was not a Government Order--even in
regard to Engineering Colleges. In reply to the appellants’
averment reliance was placed upon an affidavit by Dr.
Dharamraj in which reference is made to the very com-
munication which I have reproduced earlier as being the
"Govemor’s Order". If that is what is claimed to be the
Govemor’s Order, then the State must fail on the short
ground that it is not expressed to be made in the name of
the Governor and is thus prime facie not the Governors
Order. In Bachittar Singh v. The State of Punjab(1) one of
the questions which arose for consideration was whether what
a Minister wrote on the file of a case and initialled
amounted to an Order of the Governor within the meaning of
Art. 166. This Court negatived the contention on the ground
that since what he had said there was not expressed in the
name of the Governor, it cannot be regarded as the Govemor’s
Order.’ It is true that in that case there was no
communication of the Minister’s so-called order to the party
in whose favour it was made but mention was made of this
fact in the judgment only to emphasise that what was said in
the note of the Minister had not attained any finality. The
view taken in Bachittar Singh’s(1) case does not run counter
to any decisions of this court; but on the other hand is
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supported by that taken in the State of Punjab v. Sodhi
Sukhdev Singh(2). The appellant’s s first contention must
succeed and it must be held that the addition of
(1)[1962] Supp. 3 S.C.R. 713.
(2)[1962] 2 S. C. R. 371.
395
marks for interview by the Selection Committee was without
any validity or legal authority.
Learned Attorney-General seemed to suggest that the decision
of this Court in Bachittar Singh’s case is contrary to at
least three other decisions of this Court. The first of
them is Dattatraya Moreshwar Pangarkar v. The State of
Bombay and Ors.(1). In that case the petitioner who had been
detained under the Preventive Detention Act, 1950 had
challenged the legality of the detention on two grounds.
One of those grounds was that the order of confirmation of
detention under s. 11(1) was not expressed to be made in the
name of the Governor as required by Art. 166(1) of the
Constitution. Dealing with the argument Das J. (as he then
was) with whom Patanjali Sastri C.J. agreed has observed as
follows at p. 623:
"Section 11(1) plainly requires an executive
decision as to whether the detention order
should or should not be confirmed. The
continuation of the detention as a physical
fact automatically follows as a consequence of
the decision to confirm the detention order
and for reasons stated above, does not require
any further executive decision to continue the
detention. It follows, therefore, that the
Preventive Detention Act contemplates and
require the taking of an executive decision
either for confirming the detention order
under s. 11(1) or for revoking or modifying
the detention order under section 13. But the
Act is silent as to the in which the executive
decision, whether it is described as an order
or an executive action is to be taken. No
particular form is prescribed by the Act at
all and the requirements of the Act will be
fully satisfied if it can be shown that the
executive decision has in fact been taken. it
is at this stage that learned counsel for the
petitioner passes on to Article 166 of the
Constitution and contends that all executive
action of the Government of a State must be
expressed
(1)[1952] S.C.R. 612.
396
and authenticated in the manner, therein pro-
vided. The learned Attorney-General points
out that there is a distinction between the
taking of an executive decision and giving
formal expression to the decision so taken.
Usually executive decision is taken on the
office files by way of notings or endorsements
made by the appropriate Minister or officer.
If every executive decision has to be given a
formal expression the whole governmental
machinery, he contends, will be brought to a
standstill. I agree that every executive
decision need not be formally expressed and
this is particularly so when one superior
officer directs his subordinate to act or
forbear from acting in a particular way, but
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when the executive decision affects an
outsider or is required to be officially
notified or to be communicated it should
normally be expressed in the form mentioned in
Article 166(1) i.e, in the name of the
Governor."
Thus according to the learned Judge where an order affects
an outsider it must normally be made in the name of the
Governor. Here, what is said to be an order is intended to
affect outsiders in that the selection committee was
required to hold interviews and allot marks to the
candidates under different heads. Further it affects the
candidates seeking admission to the Medical College.
Moreover this ’order’ has not remained merely on the files
of the Government for enabling its officers to take certain
action but was specifically intended to govern the actions
of the Selection Committee. That is an additional reason
why it was necessary to express it in the name of the
Governor. After saying what I have already quoted, the
learned Judge proceeded to observe in his judgment:
"Learned Attorney-General then falls back upon
the plea that an omission to make and
authenticate an executive decision in the form
mentioned in Article 166 does not make the
decision itself illegal, for the provisions of
that Article, like their counterpart in the
Government of India
397
Act, are merely directory and not mandatory as
held in J. K. Gas Plant Manufacturing Co.
(Rampur) Ltd., and Ors. v. The KingEmperor(1).
In my opinion, this contention of the learned
Attorney-General must prevail. It is well-
settled that generally speaking the provisions
of a statute creating public duties are
directory and those conferring private rights
are imperative. When the provisions of a
statute relate to the performance of a public
duty and the case is such that to hold null
and void acts done in neglect of this duty
would work serious general inconvenience or
injustice to persons who have no control over
those entrusted with the duty and at the same
time would not promote the main object of the
legislature, it has been the practice of the
Courts to hold such provisions to be directory
only, the neglect of them not affecting the,
validity of the acts done."
Thus, even upon the view taken by him that the provisions
are merely directory the learned Judge has clearly taken the
view that it has to be shown that the decision upon which
reliance is placed on behalf of the Government was in fact
taken. In the case before him he found as a fact that such
a decision had been taken. There is no material in this
case on the basis of which it could be said that in the
present case any decision had at all been taken by the
Government in so far as interviews for admission to Medical
Colleges were concerned.
According to Mukherjea J. (as he then was) with whom
Chandrasekhara Aiyar J., agreed, while cl. (1) relates to
the mode of expression of an executive order, cl. (2) lays
down the manner in which such order is to be authenticated
and that when both the requirements are complied with the
order would be immune from challenge in a court of law on
the ground that it had not been made or executed by the
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Governor. Also, according to him, the provisions of
(1) [1947] F. C. R. 141,,154-9.
398
cl. (1) are directory and not imperative in their character.
In the course of the judgment the learned Judge observed:
".............. I agree with the learned
Attorney-General that non-compliance with the
provisions of either of the clauses would lead
to this result that the order in question
would lose the protection which it would
otherwise enjoy, had the proper mode for
expression and authentication been adopted.
It. could be challenged in any court of law
even on the ground that it was not made by the
Governor of the State and in case of such
challenge the onus would be upon the State
authorities to show affirmatively that the
order was in fact made by the Governor in
accordance with the rules framed under Article
166 of the Constitution" (p. 632).
Mahajan J., (as he then was) expressed no opinion upon this
point, which was the second point raised in the case, as
according to him, the detention was invalid because the
Government had at the time of confirming the order omitted
to specify the period during which the detention should con-
tinue.
It will thus be clear that all the teamed Judges who have
dealt with, the provisions of Art. 166 of the Constitution
have definitely held that where the existence of a
Government Order is itself challenged by a person who is
affected by it the burden is upon the Government to
establish that an order was in fact made by the Governor in
the manner provided for in the rules of business framed by
the Governor under cl. (3) of Art. 166. Even my learned
brother does not say that in a case like the present the
existence of the Governor’s order is not required to be
established by the State. But according to him here the
petitioners have not in fact denied the existence of the
Governor’s Order. In para 20 of the writ petition of
Chitralekha she has definitely averred: "Even the Government
Order enabling them to award 75 marks is not made
available"; and again in para 22 she stated: "As the order,
empowering them to award 75 marks as interview marks has so
far remained secret in that is has not been made available,
this
399
Hon’ble Court may be pleased to send for the same, as the
order falls to be quashed." In reply to these averments a
counter-affidavit was filed by Dr. J. J. Dharmaraj, Dean,
Medical College and Chairman of the Selection Committee for
admission to Medical Colleges. In para 4 thereof he has
stated as follows:
"The Government by its letter No. PLM 531 MMC
63 dated the 12th July, 1963 directed that the
Selection Committee shall interview the candi-
dates and allot marks the maximum of which
shall be 25 per cent of the maximum marks for
optional subjects and laid down the criteria
for allotting marks in the interview."
It is abundantly clear from this that reliance was placed
not upon any order of the Governor but upon a direction con-
tained in a certain communication addressed to the Selection
Committee. Mr. Varma, Deputy Secretary to the Government
also filed a counter-affidavit in para 36 of which he has
stated as follows:
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"The Government gave a direction by its letter
No. SD 25 THL 63, dated 6th July, 1963 to the
Director of Technical Education (copy of which
is marked as, Annexure IV) that in addition to
the examination marks in the Optional sub-
jects, there should be an interview of
candidates in which the maximum marks allotted
would be 25 per cent of the maximum for the
optional subjects. A similar letter was sent
by the Government to the Selection Committee
for admission to Medical Colleges."
Thus, here again, there is no positive averment that the
Governor had made an order providing for interview of
candidates who, had applied for admission to Medical Col-
leges. The only other place where the appellants’ allega-
tions are dealt with is para 44 of Mr. Varma’s a affidavit:
"The Allegations made in some of the petitions
that only the first Government Order embodied
the decision of the Government and the second
Government Order did not embody the decision
400
of the Government but only the decision of the
Minister for Education, is untenable. When an
order is issued in the name of the Governor, I
submit it is not permissible to enquire
whether any advice, and if so, what advice,
was tendered by any Minister to the Governor."
Here, what the Deputy Secretary has done is merely to state
the legal position without affirming definitely that an
order had in fact been made in the name of the Governor. It
may be mentioned that the two orders dealing with the
classification of backward classes and reserving seats in
technical institutions were in fact issued in the name of
the Governor on July 26, 1963 and copies of those orders
have been placed on record. They are in the appropriate
form. If a similar order had actually been made by the
Governor there is no reason why it should not have been
filed. Even in this Court the Assistant Government Advocate
has filed on behalf of the State only a copy of the letter
sent by a Secretary to the Government and has not only not
produced a copy of the Governor’s Order but has not even
alleged that such order exists. Nor again, during the
arguments did the learned Attorney-General make a
categorical statement that the Governor had made an order in
regard to the interviews. That may be because he has not
been instructed to say that such order in fact exists. We
have given no opportunity to the appellants to file any
further affidavit after the production before us of the
Secretary’s letter. In this state of the material on record
can it then be said that the burden which was upon the State
to establish the existence of an order of the Governor has
been discharged? I do not think that we can ignore the
omission of the State to aver categorically that there is in
existence an order of the Governor or to make any attempt to
produce it or to seek an opportunity to establish its
existence by other evidence. If there is an order of the
Governor dealing with the matter nothing would have been
easier than saying so and either to produce the original or
its copy or to establish its existence by other evidence.
The whole tenor of the affidavits filed on behalf of the
State as well as of the argument advanced before us leaves
no doubt in my mind that an that there is on the subject is
the aforesaid letter of the
401
Secretary to the Selection Committee and nothing more. In
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no case has this Court held that such a document can be
treated as the Governor’s order or even evidence of the ex-
istence of the Govrnor’s order.
The two other cases of this Court on which reliance was
placed are: The State of Bombay v. Purshottam Jog Naik(1)
and Ghaio Mail and Sons v. The State of Delhi (2) which
purport to follow Pangarkar’s case(3) also underline the
necessity of proof of the existence of the Governor’s Order
when what is relied upon is defective in form. It is these
reasons which impel, me to differ from my learned brother on
the second point dealt with by him in his judgment.
What I have said above is sufficient for the purpose of
disposing of both the appeals. But in view of the import-
ance of one of the other points on which my learned brother
has expressed his opinion, I would say a few words.
That point concerns the power of the Government of a State
to prescribe by an executive order the standards for
selection of candidates for admission to technical
institutions affiliated to a university. In Gujrat
University v. ShriKrishna(4) the question which was raised
in this Court was whether the Gujrat University could lay
down and impose Gujrati and/or Hindi in Devnagari script as
exclusive media of instruction and examination in
institutions other than those maintained by the University
and institutions affiliated to the University and
Constituent colleges. One of the important arguments raised
in that case was that under Entry 166 of List 1 of the
Seventh Schedule the power of co-ordination and
determination of standards in institutions for higher
education or research in scientific and technical
institutions. was conferred upon Parliament and that these
matters must be regarded as having been excluded from entry
11 of List 11 of that schedule, which runs thus:
"Education, including universities, subject to the Pro-
visions of Entries 63, 64, 65 and 66 of List 1 and Entry 25
of List III."
(1) [1952] S. C. R. 674. (2) [1959] S.C.R.1424.
(3) [1952] S. C. R. 612.
(4) [1963] Supp. 1 S.C.R.112.
134-159-S.C.-26
402
In the course of his judgment, Shah Y., speaking for the
majority (my learned brother Subba Rao J., dissenting)
observed:
"It is manifest that the extensive power
vested in the Provincial Legislatures to
legislate with respect to higher scientific
and technical education and vocational and
technical training of labour, under the
Government of India Act is under the
Constitution controlled by the five items in
List 1 and List III mentioned in item II of
List H. Items 63 to 66 of List I are carved
out of the subject of education and in respect
of these items the power to legislate is
vested exclusively in the Parliament Power of
the State to legislate in respect of education
including Universities must to the extent to
which it is entrusted to the Union Parliament,
Whether such power is exercised or not, be
deemed to be restricted. If a subject of
legislation is covered by items 63 to 66 even
if it otherwise falls within the larger field
of ’education including universities power to
legislate on that subject must lie with the
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Parliament. The plea raised by counsel for
the University and for the State of Gujarat
that legislation prescribing the medium or
media in which instruction should be imparted
in institutions of higher education and in
other institutions always falls within item II
of List II has no force Item II of List II
and item 66 of List I must be harmoniously
construed. The two entries undoubtedly
overlap: but to the extent of overlapping, the
power conferred by item 66 of List I must
prevail over the power of the State under item
11 of List 11. It is manifest that the
excluded heads deal primarily with education
in institutions of national or special
importance and institutions of higher
education including research, sciences,
technology and vocational training of
labour............. Power to legislate in
respect of
403
medium of instruction is, however not a
distinct legislative head; it resides with the
State legislatures in which the power to
legislate on education is vested, unless it is
taken away by necessary intendment to the
contrary. Under items 63 to 65 the power to
legislate in respect of medium of instruction,
having regard to the width of those items,
must be deemed to vest in the Union. Power to
legislate in respect of medium of instruction,
in so far it has a direct bearing and impact
upon the legislative head of co-ordination and
determination of standards in institutions of
higher education or research and scientific
and technical institutions, must also be
deemed by item 63 of List I to be vested in
the Union." (p. 715). (italics mine)
What I have quoted above and particularly the words occur-
ring in the earlier part of the quotation and those in
italics would make it clear that this Court has emphatically
laid down that where the question of co-ordination and
determination of standards in certain institutions like a
medical college is concerned the power is vested in the
Parliament and even though Parliament may not have exercised
that power the State Legislature cannot step in and provide
for the determination and co-ordination of standards. It
seems to me that by requiring the Selection Committee to add
to the marks secured by the candidates at the P.U.C.
Examination the marks awarded by the Selection Committee for
the interviews and prepare a fresh order of merit on the
basis of the total marks so arrived at the State would be
quite clearly interfering with the standards for admission
laid down by the University. It seems to me that the
standard of any educational institution would certainly be
affected by admitting to it candidates of lower academic
merit in preference to those with higher academic merit by
using the devious method of adding to the qualifications of
less meritorious candidates marks at the discretion of the
selectors on the basis of interviews. This is not a
universal practice in institutions of higher or technical
education in the country and by adopting it the State of
Mysore has provided
404
a standard of its own for admission of students to such ins-
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titutions. It is evidently with a view to prevent the
happening of such things that our Constitution has excluded
matters pertaining to standards in institutions of higher
education and some other institutions from the purview of
the State legislatures. The second portion in italics by me
in the above quotation makes it clear that according to the
majority of this Court the power to legislate in respect of
matters such as the medium of instruction which have a
direct bearing and impact upon the legislative head of
coordination and determination of standards in the
institutions referred to in item 66 of List I is vested in
the Union. Therefore, in each case it will be for the Court
to consider whether what is being sought to be done by a
State legislature will have a direct impact upon entry 66 of
List 1. In my judgment where any law of the State
legislature seeks to vary academic standards for admission
to institutions of the kind referred to in Entry 66 its
action has a direct bearing upon that entry and the power in
this regard is excluded from the purview of entry 11 of List
11.
I may quote a part of paragraph 24 of the majority judgment
which my learned brother has quoted. It reads thus:
"The State has the power to prescribe the
syllabi and courses of study in the
institutions named in entry 66 (but not
falling within entries 63 to 65) and as an
incident thereof it has the power to indicate
the medium in which instruction should be
imparted. But the Union Parliament has an
over-riding legislative power to ensure that
the syllabi and courses of study prescribed
and the medium selected do not impair
standards of education or render the co-ordi-
nation of such standards either on an All-
India or other basis impossible or even
difficult."
Can it be said that this and other passages in this judgment
show that according to the majority the law made by the
State Legislature by virtue of entry 1 1 of List II would be
bad only if it makes it impossible or difficult for
Parliament to exercise its legislative power under entry 66
of List I?
Does the judgment mean that it has to be ascertained in each
case whether the impact of the State law providing for such
standards is so great on entry 66 of List I as to abridge
appreciably the central field or, does it not follow from
the judgment that if a State Legislature has made a law
prescribing a different, even higher, percentage of marks or
prescribing marks for extra-curricular activities, it would
be directly encroaching on the field covered by entry 66 of
List I ? The majority judgment after saying what has been
quoted above proceeds thus:
"Though the powers of the Union and the State
are in the exclusive lists, a degree of
overlapping is inevitable. It is not possible
to lay down any general test which would
afford a solution for every question which
might arise on this head. On the one hand, it
is certainly within the province of the, State
Legislature to prescribe syllabi and courses
of study and of course to indicate the medium
or media of instruction. On the other hand,
it is also within the power of the Union to
legislate in respect of media of instruction
so as to ensure co-ordination and
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determination of standards, that is, to ensure
maintenance or improvement of standards. The
fact that the Union has not legislated, or
refrained from legislating to the full extent
of its power does not invest the State with
the power to legislate in respect of a matter
assigned by the Constitution to the Union. It
does not, however, follow that even within the
permitted relative fields there might not be
legislative provisions in enactments made each
in pursuance of separate exclusive and
distinct powers which may conflict. Then
would arise the question of repugnancy and
paramountcy which may have to be resolved on
the application of the ’doctrine of pith and
substance of the impunged
enactment............ the validity of State
legislation would depend upon whether it
prejudicially affects co-ordination and
determination of standards, but not upon the
existence
406
of some definite Union legislation directed to
achieve that purpose." (p. 716).
These observations do not seem to justify the conclusion
that it is only where the State law makes it impossible or
difficult for Parliament to exercise its legislative power
under entry 66 that the State law would be bad. According
to the decision of the majority the validity of a State
legislation would depend upon whether it prejudicially
affects the coordination and determination of standards and
that if it does so, that is enough to invalidate that
legislation. Interference with academic standards would of
necessity affect coordination and determination of standards
amongst institutions of similar type all over the country
and, therefore, upon the view taken in the Gujarat
University case(1) State legislation embodying previsions of
the kind referred to in the letter of the Secretary to the
Government to the Selection Committee would be bad.
As I understand the decision what it means when it says that
regard must be had to the pith and substance of a State law
to see whether it is in conflict with the powers of Parlia-
ment is that conflict must be the direct result of the State
law and not one which is merely incidental. It does not
mean that for ascertaining whether there is a conflict one
has to gauge the force of the impact of a State law on
Parliament’s power. Thus where a law is in pith and
substance ,one which will directly affect Parliament’s power
to coordinate and determine standards in the institutions
comprised in entry 66 of List I it will be directly in
conflict with it and the extent or force of such conflict
will make no difference. Now just as prescribing a medium
of instruction for being adhered to in those institutions
would, if it has the effect of affecting the standards,
which must mean, the academic standard of their
institutions, produce a direct impact on Parliament’s power
under the aforesaid entry, so would prescribing interviews
for admissions to these institutions, since admissions would
thereby be made to depend on standards other than purely
academic. I fail to see how else can the impact of the
State law on Parliament’s power can be characterised. The
fact that raising of the interview marks from 25 in the.
past to 75 now (which we are told
(1) [1963] SUPP. 1. S.C.R. 112.
407
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represents 25% of the total marks for the P.U.C. Examina-
tion) has raised a furore, only highlights the directness of
the impact which was there even when the interview marks
were 25%. To hold otherwise would mean that where interview
marks are low in comparison with the total marks for the
P.U.C. Examination the impact would be merely oblique or
indirect but by some process it will become direct, if the
marks are raised to a higher percentage, say 50 per cent or
even 100 per cent of the P.U.C. Examination marks. Surely
the directness of the impact would not depend upon its
intensity.
Again, the addition of interview marks to the marks secured
at the P.U.C. examination by a candidate for admission to an
institution of the kind comprised in entry 66 of List I
cannot but be said to affect the standard in such
institution. An illustration would make it clear. Suppose
the maximum P.U.C. -marks are 300 and interview marks are
600. Could there be a doubt that the academic standard of
the institution would remain unaffected and that the impact
on entry 66 is direct ? Now, instead of 600, if the,
interview marks are only 30, would not the standard still be
affected? May be that the effect on academic merit would be
much less than when the maximum interview marks were 600
but still there would be some effect. In ,either case the
effect is the direct consequence of the additional
requirement of an interview and therefore the impact of the
State law would be direct in both cases. It is not as if a
consequence which is direct can be regarded as oblique or
indirect just because it is less significant by reason of
the fact that the proportion of interview marks to the
P.U.C. marks is low. Therefore, whether the State law
affects the standards of such institutions materially or
only slightly has no relevance for the purpose of
determining whether it operates in an excluded field or not.
The only test is whether or not the effect it has on the
standards is direct. That is how I understand the majority
decision of this Court.
Even upon the view that for a State law to be bad, its
impact must be "so heavy or devastating as to wipe out the
central field", I think that it is in fact of that kind in
this
408
case. Already by reserving 48 per cent of the total number
of seats for scheduled castes and tribes and backward
classes the seats available for meritorious candidates have
been reduced to 52 per cent. By providing in addition, for
dilution of -academic merit by bringing in considerations of
the kind set out in the Secretary’s letter, meritorious
candidates are likely to be placed in a further
disadvantageous position. According to that letter the
matters to be considered at the interview are:
(1) General knowledge.
(2) Aptitude and personality.
(3) Previous academic career, including
special distinctions, etc.
(4) N.C.C., A.C.C. etc.
(5) Extra curricular activities including
sports, social service, debating, dramatics,
etc.
While the first and the third of these matters would be of
some relevance in deciding who should be allowed a chance to
be future doctors what relevance the other three matters
have it is difficult to appreciate. Further "aptitude and
personality" would be a matter entirely for the subjective
satisfaction of the selectors and is in itself quite vague.
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Then again the total marks under these heads are as high as
75 and there is no allocation of marks under the different
heads. Thus if the selectors choose to allocate say 30 or
40 marks for "personality" many meritorious candidates may
go far down in the list prepared on the basis of the total
of marks at the interview and the P.U.C. Examination. Since
the number of marks for the interview is high and according
marks for interviews and allocating marks under different
heads is left entirely for the Selection Committee to
decide, the impact of the alleged directive on the central
field must necessarily be regarded as heavy. For, its
effect would be to lower further the already alarmingly low
standards in our educational institutions.
Again, here what we have is not a State law but merely what
is claimed to be an -executive fiat. It is true that Art.
162 says that the executive power of the State is co-exten-
sive with the power of the legislature to legislate and
409
this Court has held in Rai Sahib Ram Jawaya Kapur & Ors. v.
The State of Punjab (1) that the power of the State is not
confined to matters over which legislation his already been
passed. But neither Art. 162 nor the decision of this Court
goes so far as to hold that the State’s power can be
exercised in derogation of a law made by a competent
legislature. On the other hand the Court appears to have
approved of the view taken by two learned Judges of the
Allahabad High Court in Motilal v. The Government of the
State of Uttar Pradesh (2) that an act would be within the
executive power of the State if -it is not an act which has
been assigned by the Constitution to other authorities or
bodies and is not contrary to the provisions of any law and
does not encroach on the legal rights of any member of the
public. Here we have the Mysore University Act, s. 23 of
which provides that the Academic Council shall have power to
prescribe the conditions for admission of students to the
University. Now since a competent legislature has conferred
this power on a particular body the State cannot encroach
upon that power by its executive act. Thus this is a case
where there is not merely an absence of legislative sanction
to the action of the State but there is an implied
limitation on its executive power in regard to this matter.
Moreover, while the Constitution permits the State without
the necessity of any law empowering it to do so to make
reservations of seats for the benefit of backward classes
and scheduled castes and tribes there is no provision either
in the Constitution or in any other law which empowers the
State Government to issue directions to selection committees
charged with the consideration of applications for admission
to any colleges as to what should be the basis of making
admissions. It was said that most of the medical Colleges
are owned by the State and the State as the owner of those
Colleges was entitled to give directions to its officers as
to the mode of selection of persons for admission to those
Colleges. But it seems to me that the matter is not quite
as simple as that. Educational institutions which are
affiliated to the University must conform to the pattern
evolved by the University and the proprie-
(1) [1955]2 S. C. R. 225 (2) A. I. R. 1951 All. 257 (F. B)
410
tors or the governing bodies of those institutions can claim
no right to adopt a different pattern. The pattern set by
the University would necessarily be affected if the
standards of admission, teaching, etc., are varied by those
who run those institutions. It is not material to consider
whether either the object or effect of the addition of an
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interview for selecting candidates for admission to the
institutions is to improve upon the standards fixed by the
Academic Council For, it is to that body to which the
legislature has entrusted the whole matter. It was said
that no objection to the Government’s action was taken by
the University. What is important is not whether no
objection was taken by the University but whether it
consented to the action of the Government. That it did not
consent would appear from the consent memo filed. in the
High Court on behalf of the University a copy of which has
been filed in this Court after our judgment was reserved.
Therein the counsel for the University has stated;
"Under section 23(b) and section 43 of the
Mysore University Act read with section 2(a)
of the same Act, the Academic Council alone
can prescribe qualifications for admission.
’Me University is not consulted about either
Exhibit ’D’ or increasing the interview marks
to 25 per cent as per letter dated 6.7.1963.
Interview marks must also be treated as marks
given to a subject."
There is thus no substance in the plea made on behalf of
the, State. This is an additional reason why I think that
the provision for interviews is not valid.
My learned brother has dealt at length with the question as
to the value of interviews in the matter of making
admissions to educational institutions. I do not think it
necessary to pronounce any opinion upon that question in
this case and would reserve it for a future occasion. I
would also likewise reserve my opinion on the other points
upon which he has expressed him-self excepting one, that is,
as to the relevance of the consideration of caste in deter-
mining the classes which are socially and educationally
backward. I would only say this that it would not be in
accordance
411
either with cl. (1) of Art. 15 or cL (2) of Art. 29 to
require the consideration of the castes of persons to be
borne in mind for determining what are socially and
educationally backward classes. It is true that cl. (4) of
Art. 15 contains ,a non-obstante clause with the result that
power conferred by that clause can be exercised despite the
provisions of cl. (1) of Art. 15 and cl. (2) of Art. 29.
But that does not justify the inference that castes have any
relevance in determining what are socially and educationally
backward ,communities. As my learned brother has rightly
pointed out the Constitution has used in cl. (4) the
expression "classes" and not "castes".
Upon the view which I have taken on the two points I have
discussed the appeals must be allowed and a direction be
issued to the Selection Committee to make the selection ,of
candidates solely on the basis of the result of P.U.C.
examination. I would allow them with costs here as well as
in the High Court.
ORDER BY COURT
In view of the judgment of the majority, the appeals fail
and are dismissed. There will be no order as to costs.