Full Judgment Text
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PETITIONER:
NlRBHAY SINGH
Vs.
RESPONDENT:
STATE OF MADHYA PRADESH
DATE OF JUDGMENT:
30/10/1968
BENCH:
ACT:
Code of Criminal Procedure, ss. 369, 430, 417--Appeal
against conviction under s. 304 Part II dismissed by High
Court in limine--Thereafter appeal against acquittal for
murder filed by State--State appeal whether can be
entertained.
HEADNOTE:
The appellant was tried for causing the death of his
mother by inflicting injuries with a spear. The Sessions
Judge convicted the appellant of the offence of culpable
homicide not amounting to murder, and sentenced him to
suffer rigorous imprisonment for seven years. An appeal
preferred by him from jail was summarily dismissed by the
High Court. Thereafter the State filed an ’appeal against
the order acquitting the appellant of the offence of
murder. The High Court issued notice to the appellant and
after hearing counsel on both sides, convicted the appellant
of the offence of murder, and in substitution of the
sentence imposed by the Court of Session, sentenced him to
suffer rigorous imprisonment for life. Appeal was filed in
this Court by special leave. On behalf of the appellant it
was urged that the judgment of the High Court dismissing
summarily the appellant’s appeal against conviction under
s. 304 became final, and that the judgment of the Court of
Sessions got merged into the judgment of the High Court and
thereafter the High Court was incompetent in an appeal filed
by the State to modify that order and convict the appellant
for the offence of murder. Reliance was placed on ss. 369
and 430 of the Code of Criminal Procedure.
HELD: (i) The right to appeal against the order of
acquittal is expressly conferred upon the State by s. 417 of
the Code and s. 369 does not purport to place any
restriction upon the exercise of that right. Section 369’
occurs in Chapter XXVI and prima facie applies to judgments
of the courts of first instance. [571]
(ii) Finality of the judgment of the Appellate Court
disclosed by s. 430 is subject to two restrictions i.e. the
judgment may be set aside or modified in an appeal under s.
417 of the Code by the High Court and in exercise of the
power conferred upon the courts under Ch. XXXII which deals
with the exercise of power to entertain references and
revisions. Judgment of a High Court in appeal is not
subject to the exercise of any appellate or revisional power
exercisable under the Code. The exception declared in s. 430
therefore only applies to judgment of a court subordinate to
the High Court exercising appellate power. [571 G]
(iii) There is no warrant for the argument that when an
appeal preferred by a person convicted of an offence is
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dismissed summarily by the High Court under s. 421 of the
Code of Criminal Procedure. the judgment of the trial
court gets merged in the judgment of the High Court and
cannot thereafter be modified. The summary dismissal of the
appeal of the person accused, binds the accused but not the
State which has not been heard. [572 A, D]
If after the appeal of the accused is summarily
dismissed the State or the complainant seeks to prefer an
appeal against the order of acquit-
570
tal, the High Court is not prohibited by any express
provision or implication ’arising fro.m the scheme of the
Code from entertaining the appeal. When, however, the
High Court issues notice to the State in an appeal by the
accused against the order of conviction and the appeal is
heard and decided on the merits all questions determined by
the High Court either expressly or by necessary implication
must be deemed to be finally determined, and there is no
scope for reviewing those orders in any other proceeding:
The reason of the rule: is not so much the principle of
merger of the judgment of the, trial court into the judgment
of the High Court, but that a decision rendered by the High
Court, after hearing the parties on a matter in dispute is
not liable to be reopened between the same parties in any
subsequent enquiry. [572 E, F]
(iv) The fact that at the earlier hearing the High Court
called for the record of the ease from the court of session
in exercise of the power under s. 421(2) and after persuing
the record dismissed the appeal, was not relevant in
determining the legal effect of the order of the High Court.
[575 D]
U.J.S. Chopra v. State of Bombay, [1955] 2 S.C.R. 94,
applied.
Pratap Singh v. State of Vindhya Pradesh (Now Madhya
Pradesh) [1961] 2 S.C.R. 509, distinguished.
State v. Babulal and Bherumal, A.I.R. 1956 Raj. 67,
State v. Kalu, A.I.R. 1952 M.B. 81 and State v. Mansha
Singh Bhagwant Singh, I.L.R. (1958) Punjab 1475, referred
to.
JUDGMENT:
CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No.219 of
1966.
Appeal by special .leave from the judgment and order
dated February 7, 1966 of the Madhya Pradesh High Court
Indore Bench in Criminal Appeal No. 127 of 1965.
H.K. Puri, for the appellant.
I. N. Shroff, for the respondent.
The Judgment of the Court was delivered by
Shah, J. The appellant Nirbhay Singh was tried before
the Court of Session, Ujjain, for causing the death of
Bhagwanti his mother--by inflicting injuries to her with a
spear. The Sessions Judge convicted the appellant of the
offence of culpable homicide not amounting to murder, and
sentenced him to suffer rigorous imprisonment for seven
years. An appeal preferred by the appellant from jail was
summarily dismissed by the High Court of Madhya Pradesh on
March 16, 1965. Thereafter the State of Madhya Pradesh
preferred an appeal on March 31, 1965, against the order
acquitting the’ appellant of the offence of murder. The High
Court issued notice to the appellant and after hearing
counsel for the State and the appellant set aside the order
of acquittal and convicted the appellant of the. offence of
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murder, and in substitution of the order of sentence imposed
by the Court of Session sentenced him to suffer imprisonment
for life. The appellant has appealed to this Court with
special leave.
571
Counsel for the appellant urged that the judgment of the
High Court dated March 16, 1965, dismissing the appellant’s
appeal from the order of conviction under s. 304 Part II
I.P. Code became final, and that the judgment of the Court
of Session got merged into the judgment of the High Court
and thereafter the High Court was incompetent in an appeal
filed by the State to modify that order and convict the
appellant for the offence of murder. Counsel relied in
support of his contention upon ss. 369 and 430 of the Code
of Criminal Procedure. Section 369 provides:
"Save as otherwise provided by this
Code or by any other law for the time being in
force or, in the case of a High Court by the
Letters Patent or other instrument
constituting such High Court, no court, when
it has signed its judgment, shall alter or
’review the same except to correct a clerical
error."
Section 430 provides:
"Judgments and orders passed by an
Appellate Court upon appeal shall be final,
except in the cases provided for in section
417 and Chapter XXXII."
We are unable to hold that the High Court was in the
circumstances of the case debarred by the provisions relied
upon from entertaining an appeal by the State against the
order of acquittal of the offence of murder passed by the
Court of Session. The right to appeal against the order of.
acquittal is expressly conferred upon the State by s. 417
of the Code, and s. 369 does not purport to place any
restriction upon the exercise of that right. Section 369
occurs in Ch. XXV/and prima facie applies to judgments of
the courts of first instance. Section 430 applies to
judgments of appellate Courts; it declares the judgment of
an appellate Court final except in the cases provided for in
s. 417 and Ch. XXXII. In terms the ’provision applies to.
all judgments of Appellate Courts-Courts of the District
Magistrate, Courts of Session and the High Courts. Finality
of the judgment of the Appellate Court declared by s. 430 is
subject to. two restrictions, i.e. the judgment may be set
aside or modified in an appeal under s. 417 of the Code by
the High Court, and in exercise of the power conferred upon
the Courts under Ch. XXXII which deals with the exercise of
power to entertain references and revisions. Judgment of
a High Court in appeal is not subject to the exercise of any
appellate or revisional power exercisable under the Code.
The exception declared in s. 430 therefore only applies to
judgment of a court subordinate to the High Court exercising
appellate power.
572
There is however no warrant for the argument that when
an appeal preferred by a person convicted of an offence is
dismissed summarily by the High Court under s. 421 of the
Code of Criminal Procedure, the judgment of the trial court
gets merged in the judgment of the High Court and it
cannot thereafter be modified even at the instance of any
other party affected thereby, and in respect of matters
which were not and could not be dealt with by the High Court
when summarily dismissing the appeal. When the High Court
dismisses an appeal of the person accused summarily and
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without notice to the State, the High Court declines thereby
to entertain the grounds set up for setting aside the
conviction of the accused. That judgment undoubtedly binds
the accused and he cannot prefer another appeal to the. High
Court against the same matter in respect of which he had
earlier preferred an appeal. But it is a fundamental rule
of our jurisprudence that no order to the prejudice of a
party may be passed by a court, unless the party had
opportunity of showing cause against the making of that
order. When an appeal of a convicted person is summarily
dismissed by the High Court the State has no opportunity of
being heard. The judgment summarily dismissing the appeal
of the accused is a judgment given against the accused and
not against the State or the complainant. If after the
appeal of the accused is summarily dismissed, the State or
the complainant seeks to prefer an appeal against the order
of acquittal, the High Court is not prohibited by any
express provision or implication arising from the scheme of
the Code from entertaining. the appeal. Where, however, the
High Court issues notice to the State in an appeal by the
accused against the order of conviction, and the appeal is
heard and decided on the merits, all questions determined by
the High Court either expressly or by necessary implication
must be deemed to be finally determined, and there is no
scope for reviewing those orders in any other proceeding.
The reason of the rule is not so muck the principle of
merger of the judgment of the trial court into the judgment
of the High Court, but that a decision rendered by the High
Court after hearing the parties on a matter in dispute is
not liable to the reopened between the same parties in any
subsequent enquiry.
Cases do frequently arise where a person is charged at the
trial with the commission of a grave or major offence and he
is convicted of a minor offence, the conviction for the
minor offence amounting to his acquittal for the major
offence. Where an appeal against the order of conviction
for the minor offence at the instance of the convict is
entertained and decided, the State having opportunity of
being heard on the merits of the dispute., in an appeal
subsequently filed at the instance of the State against the
order of acquittal, the High Court is precluded from
reconsidering all those matters which were expressly decided
or flow as a neces
573
sary implication of the earlier judgment. Any other view is
likely to cause the gravest inconvenience in the
administration of justice and the principle of finality of
judgments would be sadly disturbed. If, for instance,
against an order of acquittal passed for a grave offence,
the State prefers an appeal and the appeal is summarily
dismissed, it would be impossible to contend that thereby
the accused is prevented from filing an appeal against the
order of conviction. Similarly where the accused prefers an
appeal against the order of conviction of a minor offence
and that appeal is summarily dismissed, the accused cannot
prefer another appeal, but the State will not be precluded
from preferring an appeal against the order of acquittal
because the State had no opportunity of being heard at the
earlier stage. Where, however, notice had been issued in an
appeal at the instance of the accused and the State had art
opportunity of being heard, the decision of the Court will
be regarded as a decision on the merits of the transaction
which resulted in the conviction of the accused and that
decision cannot be reopened in any subsequent enquiry.
These principles are, in our judgment, supported by abundant
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authority.
In U.J.S. Chopra v. State of Bombay(1), the appellant
Chopra was convicted by the Trial Magistrate of an offence
under . the Bombay Prohibition Act. His appeal to the High
Court of Bombay was summarily dismissed. Thereafter the
State of Bombay applied to the High Court of Bombay for an
order for enhancement of sentence, and notice was issued to
Chopra to show cause against enhancement of the sentence.
Chopra pleaded that he was entitled to show cause against
the order of conviction. This Court held that the summary
dismissal of the appeal preferred by Chopra did not
preclude him from showing cause against his conviction
under s. 439 (6) of the Code of Criminal Procedure, even
though his appeal was summarily dismissed. The case, in our
judgment, involves two propositions--that after the
dismissal of the appeal of Chopra, an application at the
instance of the State for enhancement of sentence was
maintainable, and that Chopra could canvass the correctness
of his conviction, summary dismissal of his appeal
notwithstanding. If the principle of merger of judgment by
a summary dismissal of the appeal of the accused is valid,
the State could not in U.J.S. Chopra’s case(1) have been
permitted to exercise the right to apply for enhancement of
the sentence. Bhagwati, J., speaking for the majority of
the Court expressed the view that a judgment pronounced by
the High Court in the exercise of its appellate or
revisional jurisdiction after issue of a notice and a full
hearing in the presence of both the parties is a final
judgment which replaces the judgement of the Court of first
instance, thus constituting the only
(1) [1955] 2 S.C.R. 94.
4 Sup. C.I./69--4
574
final judgment to be executed in accordance with law.
When, however, a petition or appeal presented by a convicted
person from jail is summarily dismissed under s. 421 or a
revision application made by him is dismissed in limine the
order passed by the High Court does not amount to an
expression of the opinion of the Court arrived at after due
consideration of the evidence and all the arguments.
In Pratap Singh v. The State of Vindhya Pradesh (Now
Madhya Pradesh)(1) this Court held that where a person
convicted has exercised the right of presenting an appeal
from jail and that appeal has been summarily dismissed under
s. 421 of the Code of Criminal Procedure, no further appeal
lies at his instance through an Advocate. The distinction
between U.J.S. Chopra’s case(2) and Pratap Singh’s case(1)
is clear: summary dismissal of the appeal filed by the
accused does not bar any proceeding which the State may be
competent to initiate against the order passed in favour of
the accused, but another appeal by the accused after summary
dismissal of his earlier appeal is barred.
In The State v. Babulal and Bherumal,(3), a Division
Bench of the Rajasthan High Court held that where the
accused charged under s. 302 I.P. Code was convicted under
s. 324 J.P. Code and the appeal of the accused against his
conviction under s. 324 I.P. Code was dismissed by the High
Court on his own prayer that he did not desire to press it
and there was no hearing given to. the State, the order of
the High Court was not such a judgment as would preclude the
High Court from hearing an appeal by the State against the
acquittal of the accused for the offence under s. 302 J.P.
Code.
In State v. Kalu(4) a Full Bench of the Madhya Bharat
High Court held that where after an appeal against
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conviction under s. 423 (1 )(b) of the Code of Criminal
Procedure by the accussed has been dismissed by an appellate
Bench of the High Court, an appeal filed against an order of
acquittal of the accused of other charges by the State under
s. 417 is not competent. In the view of the High Court the
reason of the rule is that the earlier decision was final,
and if the appeal of the State against acquittal was heard
on merits, it might disturb the finality of the earlier
judgment.
In The State v. Mansha Singh Bhagwant Singh(5) the
Punjab High Court expressed a similar view. In that case
also the accused at the trial charged with the offence
punishable under s. 302 was convicted by the Sessions Judge
of the offence under s. 304 Part II I.P. Code. In appeal
against the order of conviction by the accused the High
Court after hearing ’the State confirmed the
(1) [1961] 2 S.C.R. 509. (2) [1955] 2 S C.R. 94.
(3) A.I.R. 1956 Raj. 67. (4) A.I.R. 1952 M.B. 81.
(5) I.L.R. (1958) Punjab 1475.
575
order. An appeal filed by the State against the order of
acquittal of the accused for murder was held not
maintainable.
In State v. Diwanji Gardharji and others(1) a Division
Bench of the High Court of Gujarat apparently held--after
discussing many other points not relevant here--that when an
appeal of time accused against the order of conviction and
sentence for the offence under s. 304 Part II I.P. Code has
been dismissed after a hearing, in an appeal by the State
against the order of acquittal for the offence under s. 302,
the question of the accused having committed an offence of
culpable homicide not amounting to murder cannot be
allowed to be canvassed.
In the present case the order passed by the High Court
at the earlier stage w,rs an order of summary dismissal of
the appeal flied by the accused. No notice of appeal flied
by the accused was given to the State, and the State had no
opportunity of being heard thereon. It is true that the
High Court had at the earlier hearing called for the record
of the case from the Court of Session in exercise of the
power under s. 421 (2) and after persuing the record had
dismissed the appeal. But that is not relevant in
determining the legal effect of the order of the High Court.
The appeal fails and is dismissed.
G.C. Appeal dismissed.
3 Guj. L.R. 882.
576