Full Judgment Text
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PETITIONER:
RANI CHOUDHURY
Vs.
RESPONDENT:
LT. COL. SURAJ JIT CHOUDHURY
DATE OF JUDGMENT24/08/1982
BENCH:
PATHAK, R.S.
BENCH:
PATHAK, R.S.
SEN, AMARENDRA NATH (J)
CITATION:
1982 AIR 1397 1983 SCR (1) 372
1982 SCC (2) 596 1982 SCALE (1)657
ACT:
Interpretation of "Explanation" in a statute-Explained.
Maintainability of an application under Rule 13 of
order lX, when an application under section 96 Civil
Procedure Code with an application under section 5 of the
Limitation Act has been dismissed-Scope of, Rule 13 of order
IX, C.P.C.-Words & Phrases-"on any ground other than the
ground that the appellant has withdrawn the appeal", meaning
of.
HEADNOTE:
The appellant wife filed on 1.9.1979, a petition under
section 13 of the Hindu Marriage Act, against the respondent
for dissolution of her marriage with him and for a decree
for divorce. The next date of hearing was fixed for
6.12.1979. On 10.11.1979, the respondent husband had
addressed a letter to the court requesting the court for an
adjournment of the case fixed for 6.12.1979 on the ground
that because of special assignment it would not be possible
for hi to be present in Court on that day. On that date, the
court refused to grant the adjournment and passed an ex-
parte decree in favour of the appellant. The respondent
husband, thereafter preferred an appeal under section 96 of
the Civil Procedure Code before the High Court with an
application under section 5 of the Limitation Act to condone
the delay in filing. The High Court dismissed the
condonation application as well as the appeal. Thereafter
the respondent husband moved the Trial Court with an
application under Rule 13 of order IX with an application
under section 5 of the Limitation Act. Both the applications
were dismissed. The respondent husband moved the High Court
against the said orders of dismissal which was accepted
rejecting the contention of the appellant wife that the
newly added Explanation to Rule 13 of order IX C.P.C. is a
bar to the maintainability of the application itself filed
by the respondent husband under that Rule. Hence the appeal
by the appellant wife, after obtaining special leave of the
Court.
Allowing the appeal the Court,
^
HELD: Per Pathak, J. (Concurring with A.N. Sen, J.)
1. No doubt the provision is described as an
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’Explanation’, but it is not the rubric which decisively
defines the true nature of a statutory provision. Its true
373
nature must be determined from the content of the provision,
its import gathered from the language employed, and the
language construed in the context in which the provision has
been enacted. What was the law before the amendment; what
was the mischief and defect for which the law did not
provide, what remedy has Parliament resolved and appointed
to cure the mischief, and the true reason of the remedy.
[376 E-G, 377 A-B]
Rule in Heydon’s case, 76 English Reports 637; Swantraj
& Ors. v. State of Maharashtra [1974] 3 SCR 287, followed.
2:1. The Code of Civil Procedure (Amendment) Act, 1976
was enacted with the avowed purpose of abridging and
simplifying the procedural law. Prior to it a defendant
burdened by an ex-parte decree could apply to the trial
court under Rule 13 of order IX C.P.C. for setting aside the
decree. He could also appeal under section 96 against the
decree. The mere filing of the appeal did not take away the
jurisdiction of the trial court to entertain and dispose of
application for setting aside the ex-parte decree. It was
where the appeal was disposed of, and the appellate decree
superseded the trial court decree by reversing, confirming
or varying it that the trial court could not proceed to set
aside its ex-parte decree. For the trial court decree was
said to have merged with the appellate decree. Prior to the
Amendment Act, the courts were open to a duplication of
proceedings, and although the immediate relief claimed in
the two proceedings was not identical both ultimately aimed
at a redecision on the merits. The earlier disposal of
either resulted in the other becoming infructuous. The
plaintiff, therefore, was in the unfortunate position of
being dragged through two courts in simultaneous
proceedings. [376 A-C, 377 C-D]
2:2. Public time and private convenience and money was
sought to be saved by enacting the Explanation. By enacting
the Explanation, Parliament left it open to the defendant to
apply under Rule 13 of order IX for setting aside an ex-
parte decree only if the defendant had opted not to appeal
against the ex parte decree or, in the case where he had
preferred an appeal, the appeal had been withdrawn by him.
The withdrawal of the appeal was tantamount to effacing it.
It obliged the defendent to decide whether he would prefer
an adjudication by the appellate court on the merits of the
decree or have the decree set aside by the trial court under
Rule 13 of order IX. The legislative attempt incorporated in
the Explanation was to discourage a two-pronged attack on
the decree and to confine the defendant to a single course
of action. If he did not withdraw the appeal filed by him,
but allowed the appeal to be disposed of on any other
ground, he was denied the right to apply under r. 13 of
order IX. The disposal of the appeal on any ground whatever,
apart from the withdrawal, constituted sufficient reason for
bringing the ban into operation. [377 D-G, 378 A]
2:3. In the present case, the appeal was dismissed as
barred by limitation and the order was one disposing of the
appeal on any other ground. [378 A]
M/s. Mela Ram & Dons v. Commissioner of lncome-tax,
[1956] S.C.R. 166, followed.
374
Per Amarendra Nath Sen, J.
1:1. A proper interpretation of the Explanation, makes
it clear that where there has been an appeal against an ex-
parte decree and the appeal has not been withdrawn by the
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appellant and has been disposed of any ground, the
application under Rule 13 of order IX of the Code of Civil
Procedure will not lie and cannot be entertained. [384 G-H]
2:2. The words used in the Explanation are clear and
unambiguous. The language used in the Explanation makes it
clear that the withdrawal of the appeal is considered to be
disposal of the appeal, as contemplated by the Explanation.
Though an appeal may be disposed of on very many grounds,
the Legislature has thought it fit to provide in the
Explanation that only when an appeal against an ex-parte
decree is disposed of on the ground that the appellant has
withdrawn the appeal, the bar created to the maintainability
of an application under order IX, Rule 13 of the Code for
setting aside the ex-parte decree will not apply. The
Legislature must be presumed to know that there are various
ways of disposal of an appeal and that in all other cases of
the disposal of the appeal on any other ground than the
ground of withdrawal of the appeal, there will be a bar to
the maintainability of the application under order IX, Rule
13 and no application will lie for setting aside the ex-
parte decree. Withdrawal of appeal by an appellant does not
result in any adjudication on merits. Even, then, the
withdrawal of an appeal is still considered to be a disposal
of the appeal, but not creating a bar for the
maintainability of the application under order IX Rule 13
[383 E, 384 B-G]
1:3. In the instant case, the appellant had not
withdrawn the appeal. His application for condonation of
delay was rejected by the High Court and therefore, the
appeal was dismissed on the ground of limitation. The appeal
filed against the ex-parte decree was, therefore, disposed
of on grounds other than the ground of withdrawal of the
appeal. The application under order IX, Rule 13, after the
disposal of the appeal, therefore, became incompetent.
[385A-B]
2:1. The words used in the Explanation make it
abundantly clear that disposal of the appeal as contemplated
in the Explanation is not intended to mean or imply disposal
in merits resulting in the merger of the decree of the Trial
Court with the decree, if any, of the Appellate Court on the
disposal of the appeal. The Explanation speaks of "the
appeal has been disposed of an any ground other than the
ground that the appellant has withdrawn the appeal" and
these words make it abundantly clear that disposal of the
appeal by the appellant is also considered to be the
disposal of the appeal on the ground of withdrawal; and, the
disposal of the appeal from the ex-parte decree on the
ground of withdrawal of the appeal by the appellant has only
been exempted from the operation of the Explanation. If the
intention was that the Explanation would not be attracted
and there would be no disposal of an appeal within the
meaning of the Explanation unless the appeal was disposed of
on merits resulting in the merger of the decrees of the
Trial Court with the decree of the
375
the Appellate Court, it would not have been necessary to
provide specifically that the disposal of an appeal on the
ground of withdrawal would be exempt, because the disposal
of an appeal on the ground of withdrawal would not be
disposal of the appeal within the meaning of the
Explanation, as on the withdrawal of an appeal there is no
decision on merits and there is no merger of the decree with
any decree of the Appellate Court. The legislature could
also have simply provided in the Explanation for the
disposal of an appeal on merits and it would not have been
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necessary to use the other words, "on the disposal of an
appeal on any ground other than the ground that the
appellant has withdrawn the appeal. The words used,
"disposal of the appeal on any ground other than the ground
that the appellant has withdrawn the appeal" will
undoubtedly attract within its ambit the disposal of an
appeal on the ground of the same being dismissed for non-
prosecution, though in the case of such disposal of the
appeal there will be no effective adjudication of the appeal
on merits and the disposal of the appeal may not have the
effect of the decree of the trial court appealed against
being merged with any decree of the Appellate Court on the
disposal of the appeal. [390D-H, 391 A-C]
2:2. The disposal of an appeal on the ground of
limitation may or may not be adjudication on the merits of
the appeal, depending on the particular facts and
circumstances of the case and may or may not result in the
merger of the decree of the Trial Court with the decree, if
any, of the appellate Court; but there cannot be any manner
of doubt that when an appeal from the ex-parte decree is
dismissed on the ground of limitation, the appeal is
disposed of on any ground other than the ground that the
appellant has withdrawn the appeal. As the dismissal of the
appeal on the ground of limitation results in the disposal
of the appeal on any ground other than the ground of the
withdrawal of the appeal by the appellant, the Explanation
is attracted, and the application for setting aside the ex-
parte decree becomes incompetent after the disposal of the
appeal and cannot be entertained. [391 C-F]
Ckandri Abdul Majid v. Jawahar Lal, A.l.R. 1914 P.C.
66: Kalumuddin Ahmad v. Esabakuddin & Ors., A.I.R. 1924 Cal.
830; discussed and held inapplicable.
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 5 (N) of
1982.
(From the Judgment and order dated the 14th September,
1981 of the High Court of Delhi at New Delhi in F.A. No. 29
of 1981)
Soli J. Sorabjee, A. Minocha, Mrs. Veerna Minocha and
Dr. Roxna Swamy, for the Appellant.
Rameshwar Nath for the Respondent.
The Judgment of the Court was delivered by
376
PATHAK, J. I agree that the appeal must succeed.
The real question is whether the Explanation(l) to r.
13 of O. 9 of the Code of Civil Procedure bars the appeal
filed by the respondent against the ex parte decree. The
Explanation was enacted by the Code of Civil Procedure
(Amendment) Act, 1976 with effect from February 1, 1977.
Prior to its enactment, a defendant burdened by an ex parte
decree could apply to the trial court under r. 13 of O. 9
for setting aside the decree. He could also appeal under s.
96 against the decree. The mere filing of the appeal did not
take away the jurisdiction of the trial court to entertain
and dispose of the application for setting aside the ex
parte decree. It was where the appeal was disposed of, and
the appellate decree, superseded the trial court decree by
reversing, confirming or varying it that the trial court
could not proceed to set aside its ex parte decree. For the
trial court decree was said to have merged with the
appellate decree. There are of course cases where the trial
court decree does not merge with the appellate decree. Such
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instances arise when the appeal is dismissed in default, or
where it is dismissed as having abated by reason of the
omission of the appellant to implead the legal
representatives of a deceased respondent or where it is
dismissed as barred by limitation. So there a limited area
where the trial court decree merges in the appellate decree
and when that takes place an application before the trial
court for setting aside the decree loses all meaning. It was
a limited area defined by the operation of the doctrine of
merger. From February 1, 1977 the area was extended
enormously. With the Explanation in operation, no
application for setting aside an ex parte decree can lie
where the defendant has filed an appeal and the appeal has
been disposed of on any ground other than the ground that
the appeal has been withdrawn by the appellant. No doubt the
provision described as an "Explanation", but as is well
known it is not the rubric which decisively defines the true
nature of a statutory provision. Its true nature must be
determined from the content of the provision, its import
gathered from the language employed, and the language
construed in the context in which the
377
provision has been enacted. In the present . case, the rule
in Heydon’s case,(l) approval of and applied by this Court
in Swantraj & Ors. v. State of Maharashtra (2) and many
other cases, is attracted. What was the law before the
amendment, what was the mischief and defect for which the
law did not provide, what remedy has Parliament resolved and
appointed to cure the mischief, and the true reason of the
remedy.
It has been observed earlier that a defendant intending
to avoid an ex parte decree could apply to the trial court
for setting it aside and could ’also appeal to a superior
court against it. The courts were open to a duplication of
proceedings, and although the immediate relief claimed in
the two proceedings was not identical both ultimately aimed
at a redecision on the merits. Moreover, on the two
proceedings initiated by the defendant, the application
under r. 13 of O. 9 would subsequently become infructuous if
the appeal resulted in a decree superseding the trial court
decree. It was also possible to envisage the appeal becoming
infructuous if the trial court decree was set aside on the
application under r. 13 of O. 9 before the appeal was
disposed of. The plaintiff was in the unfortunate position
of being dragged through two courts in simultaneous
proceedings. Public time and private convenience and money
was sought to be saved by enacting the Explanation. The Code
of Civil Procedure (Amendment) Act, 1976 was enacted with
the avowed purpose of abridging and simplifying the
procedural law. By enacting the Explanation, Parliament left
it open to the defendant to apply under r. 13 of O. 9 for
setting aside an ex parte decree only if the defendant had
opted Dot to appeal against the ex parte decree or, in the
case where he had preferred an appeal, the appeal had been
withdrawn by him. The withdrawal of the appeal was
tantamount to effacing it. It obliged the defendant to
decide whether he would prefer an adjudication by the
appellate court on the merits of the decree or have the
decree set aside by the trial court under r. 13 of O. 9. The
legislative attempt incorporated in the Explanation was to
discourage a two-pronged attack on the decree and to confine
the defendant to a single course of action. If he did not
withdraw the appeal filed by him, but allowed the appeal to
be disposed of on any other ground, he was denied the right
to
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378
apply under r. 13 of O.9. The disposal of the appeal on any
ground whatever, apart from its withdrawal, constituted
sufficient reason for bringing the ban into operation.
In the present case, the appeal was dismissed as barred
by limitation. That it was an appeal even though barred by
time is clear from M/s. Mela Ram & Sons v. Commissioner of
Income-tax,(1) where Venkataram Ayyar, J., speaking for the
court, after referring to Nagendranath Dey v. Suresh Chandra
Dey,(2) Raja Kulkarni and Ors. v. The State of Bombay(3) and
Promotho Nath Roy v. W.A. Lee(4) held that "an appeal
presented out of time is an appeal, and an order dismissing
it as time-barred is one passed in appeal." There can be no
dispute then that in law what the respondent did was to file
an appeal and that the order dismissing it as time-barred
was one disposing of the appeal.
Accordingly, the appeal is allowed, the judgment and
order passed by the High Court are set aside and the ex
parte decree passed in favour of the appellant is restored.
There is no order as to costs.
AMARENDRA NATH SEN, J. Whether the dismissal of an
appeal against an ex parte decree on the ground that the
appeal is barred by limitation attracts the provisions
contained in the Explanation in O. 9. R.13 of the Code of
Civil Procedure and creates a bar to the maintainability of
an application under O. 9. rule 13 of the Code of Civil
Procedure for setting aside the ex parte decree, is the
question which falls for determination in this appeal by
special leave granted by this Court.
The question arises in the following circumstances:-
The appellant filed a petition against the respondent
under S. 13 of the Hindu Marriage Act for the dissolution of
her marriage with respondent and for a decree of divorce.
The said petition was filed by the appellant on 1.9.79 and
the appellant obtained an ex-
379
parte decree on 6-12-1979. It appears that on 10-11-79 the
respondent husband had addressed a letter to the Court
requesting the Court for an adjournment of the case fixed on
6-12-1979 on the ground that because of special assignment
it would not be possible for him to be present in Court on
that day. The Court refused to grant an adjournment and on
that date an ex-parte decree for divorce was passed in
favour of the appellant. The respondent husband preferred an
appeal against the ex-parte decree in the High Court. As the
appeal had been filed in the High Court beyond time, the
respondent husband also made an application under S. 5 of
the Limitation Act for condonation of delay in filing the
appeal. By its judgment and order dated 17-3-1981, the High
Court dismissed the application tor condonation of delay,
holding that no sufficient cause for condonation had been
made out. The High Court by the same order and Judgment also
dismissed the appeal holding-"the appeal being barred by
time is dismissed". The respondent moved an application
before the Trial Court under O. 3, rule 13 of the Code of
Civil Procedure for setting aside the ex-parte decree. The
respondent had also moved an application under S. 5 of the
Limitation Act for condonation of delay in making the
application under O.9, rule 13 of the C.P. Code. The learned
Trial Judge held that no sufficient cause had been made out
for condonation of delay and in that view of the matter the
learned Trial Judge dismissed both the applications. Against
the order of the Trial Judge, the respondent filed an appeal
in the High Court. The main contention of the husband, the
appellant in the High Court, was that the Trial Court was in
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error in coming to the conclusion that no sufficient cause
for condonation of delay had been made out and the Trial
Court had also erred in not setting aside the ex-parte
decree as there was sufficient cause for non-appearance of
the husband on the date fixed for the hearing of the
petition for divorce. On behalf of the wife, the respondent
in the appeal before the High Court, it was urged that the
Trial Court was clearly right on merits in coming to the
conclusion that no sufficient cause had been made out for
condonation of delay and for setting aside the decree and it
was further urged that in view of the provisions contained
in the Explanation in order 9, rule 13 of the Code of Civil
Procedure, the application for setting aside the ex-parte
decree was not maintainable, as the appeal preferred by the
husband against the ex-parte decree had already been
dismissed by the High Court. The High Court for reasons
recorded in its Judgment dated 14.9.1981
380
came to the conclusion that sufficient cause bad been made
out by the husband for condonation cf delay in presenting
the application under O. 9, rule 13 beyond the prescribed
time, that sufficient cause had been made out by the husband
for his non-appearance at the hearing of the petition on
6-12-1979 when the ex-parte decree for divorce was passed
and that the Explanation in order IX, rule 13 did not create
any bar to the maintainability of the application under
order 9, rule 13, as the appeal against the ex-parte decree
had been dismissed not on merits but on the ground of
Limitation. The High Court held: "Thus I am of the view that
the disposal of an appeal against the ex-parte decree means
disposal on merits for debarring the defendant applicant
from filing or continuing an application for setting aside
the ex-parte decree under order 9 rule 13 of the code. If an
application for condonation of delay in filing appeal has
not been accepted it means no appeal was preferred in law
and dismissal of appeal as barred by time would not be
disposal of the appeal as contemplated under Explanation to
order 9 rule 13 of the Code. I, therefore, hold that the
appellant’s application under order 9, rule 13 of the Code
of Civil Procedure is maintainable".
Against the Judgment and order of the High Court this
appeal has been preferred by the wife with special leave
granted by this Court
The main contention raised on behalf of the appellant
is that on a true interpretation of the Explanation in order
9, rule 13 of the Code of Civil Procedure the application
for setting aside the ex-parte decree must be held to be
incompetent and not maintainable. It has been urged that the
High Court erred in holding that the Explanation did not
impose any bar to the maintainability of an application in a
case where the appeal is not dismissed on merits. The
argument it that the said interpretation by the High Court
is wrong and is clearly unwarranted by the plain language
used in the said Section. It is urged that it is not right
to hold that when an appeal is filed beyond time and is
dismissed on the ground of limitation, there is no appeal in
the eye of law and therefore, no disposal, of an appeal as
contemplated in the Explanation. The learned counsel has
submitted that the decisions of the Privy Council in the
case of Chandri Abdul Majid v. Jawahar Lal (1) and of the
Calcutta High
(I) AIR 1914 P. C. 66.
381
Court in the case of Kalumuddin Ahmed v. Esabakuddin & ors
(l) are of no assistance in interpreting the provisions
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contained in the Explanation in order 9, rule 13 of the Code
of Civil Procedure.
The learned Counsel has further submitted that the High
Court went wrong in interfering with the findings of the
Trial Court that no sufficient cause had been made out for
condonation of delay in filing an application under order 9,
rule 13 of the Code and in any event there is no justifiable
reason for non-appearance of the respondent on the due date
for the hearing of the matter.
On behalf of the respondent-husband, it has been urged
that on a true interpretation of the Explanation, the High
Court has correctly held that the Explanation will not apply
to a case where the appeal preferred against an ex-parte
decree is dismissed not on merits but on the ground of
limitation. It is the argument of the learned counsel that
the Explanation will only apply when the appeal is dismissed
on merits, as in such a case the decree of the Trial Court
gets merged with the decree of the appellate Court and
naturally the trial Court loses its competence to set aside
the ex-parte decree which was originally passed by the trial
court, but has subsequently merged in the decree passed by
the appellate court. The learned counsel argues that the
Explanation seeks to embody the principle that when a decree
of the Trial Court gets merged in the decree of the
appellate court, the Trial Court loses seisin over the
matter and becomes incompetent to deal with a decree of the
appellate court. It is his argument that as in the instant
case the appeal was dismissed on the ground of limitation
and not on merits, there is no question of any merger of the
decree P of the trial court with any decree of the appellate
court. He argues that an appeal preferred beyond time,
unless delay in filing the appeal is condoned, becomes
incompetent and is indeed no appeal in the eye of law. He
has placed reliance on the two decisions of the Privy
Council in Chandri Abdul Majid (supra) and Kalimuddin Ahmed
(supra), considered by the High Court in its judgment.
The learned counsel further argues that in the facts
and circumstances of this case, the High Court was perfectly
justified in holding that sufficient cause was made out for
not making the appli-
382
cation under order 9, rule 13 within the time prescribed and
for condoning the delay in making the application, and the
High Court was also clearly justified in coming to the
conclusion that the respondent husband was prevented by
sufficient cause for not being able to appear on the date
fixed for hearing. He submits that in any event this Court
in this appeal should not interfere with these findings of
the High Court in the larger interfere of the administration
of justice and this Court should not deprive the husband of
the opportunity of contesting the claim of the wife.
The principal question as to whether the application
made by the husband for setting aside the ex-parte decree is
competent or not in view of the provisions contained in the
Explanation in O. 9, rule 13 of the Code of Civil Procedure
turns on a proper interpretation of the Explanation. Order
9, rule 13 of the Code of Civil Procedure reads as follows:
"In any case in which a decree is passed ex-parte
against a defendant, he may apply to the Court by which
the decree was passed for an order to set aside, and if
he satisfies the Court that the summons was not duly
served, or that he was prevented by any sufficient
cause from appearing when the suit was called on for
hearing, the Court shall make an order setting aside
the decree as against him upon such terms as to costs,
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payment into Court or otherwise as it thinks fit, and
shall appoint a day for Proceeding with the suit;
Provided that where the decree is of such a nature
that it cannot be set aside as against such defendant
only it may be set aside as against all or any of the
other defendants also:
Provided further that no court shall set aside a
decree passed ex-parte merely on the ground that there
has been an irregularity in the service of summons, if
it is satisfied that the defendant had notice of the
date of hearing and had sufficient time to appear and
answer the plaintiff’s claim.
383
Explanation:-Where there has been an appeal
against a decree passed ex-parte under this rule, and
the appeal has been disposed of on any ground other
than the ground that the appellant has withdrawn the
appeal, no application shall lie under this rule for
setting aside that ex-parte decree."
Order 9, rule 13 makes provision for the setting aside of an
ex-parte decree against the defendant. It lays down the
conditions and also the procedure for the setting aside of
an ex-parte decree. The Explanation was introduced into this
provision by the Code of Civil Procedure (Amendment) Act,
1976 (Act 104 of 1976) and it has come into force from 1.2
1977. The proceeding by the wife was initiated on 1.9.1979
and the ex-parte decree of divorce in her favour was passed
on 6.12.1979. The application by the husband has been made
for setting aside this ex-parte decree. The Explanation,
therefore, operates; the real question being whether in the
facts and circumstances of this case, the bar created by the
Explanation to the setting aside of an ex-parte decree is
attracted to the present application.
A plain reading of the Explanation clearly indicates
that if any appeal against an ex-parte decree has been
disposed of on any ground other than the ground that the
appellant has withdrawn the appeal, no application for
setting aside the ex-parte decree under order 9, rule 13 of
the Code will be entertained. The words used in the
Explanation are clear and unambiguous. The language used in
the explanation clearly suggests that where there has been
an appeal against a decree passed ex-parte and the appeal
has been disposed of on any ground other than the ground
that the appellant has withdrawn the appeal, no application
shall lie under order 9, rule 13 of the Code for setting
aside the ex-parte decree. An appeal may be disposed of on
various grounds. It may be disposed of after proper hearing
on merits and this is usually the normal way of disposal of
an appeal. An appeal may be disposed of also for non
prosecution thereof. Though the dismissal of an appeal on
the ground of non prosecution of the same is not disposal of
the appeal on merits, yet the dismissal of the appeal for
non-prosecution results in the disposal thereof. An appeal
may also be dismissed on the ground of limitation, if
condonation of delay in filing the appeal is not allowed by
the Court. An appeal may also be liable to be dismissed for
non compliance with any condition relating to
384
the filing of the appeal and also for other reasons. An
appellant is also entitled to withdraw the appeal and the
withdrawal of the appeal also results in the disposal of the
appeal, though in such a case no merits of the appeal are
adjudicated upon. The language used in the Explanation makes
it clear that the withdrawal of an appeal is considered to
be disposal of the appeal, as contemplated in the
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Explanation. It is significant to note that though an appeal
may be disposed of on very many grounds the Legislature has
thought it fit to provide in the Explanation that only when
an appeal against an ex-parte decree is disposed of on the
ground that the appellant has withdrawn the appeal, the bar
created to the maintainability of an application under order
9, rule 13 of the Code for setting aside the ex-parte decree
will not apply. The Legislature must be presumed to know
that there are various ways of disposal of an appeal. The
Legislature has, however, thought it fit to provide that
when an appeal has been preferred against an ex-parte
decree, the disposal of the appeal on any ground excepting
the solitary ground of disposal of the appeal by withdrawal
of the same by the appellant, will create a bar to the
maintainability of an application under Order 9, rule 13 of
the Code of Civil Procedure. By specifically providing in
the Explanation that the disposal of any appeal from the ex-
parte decree on any ground other than the solitary ground of
withdrawal of the appeal by the appellant, the legislative
intent is made manifestly clear that in all other cases of
the disposal of the appeal on any other ground than the
ground of withdrawal of the appeal, there will be a bar to
the maintainability of the application under order 9, rule
13 and no application will lie under order 9, rule 13 for
the setting aside of an ex-parte decree. Withdrawal of an
appeal by an appellant does not result in any adjudication
on merits. Even then, the withdrawal of an appeal is still
considered to be a disposal of the appeal; and the disposal
of an appeal only on this ground of withdrawal of the appeal
by the appellant, it is made clear in the Explanation, will
not create any bar to the maintainability of the application
under order 9, rule 13 of the Code of Civil Procedure. On a
proper interpretation of the explanation we are of the
opinion that where there has been an appeal against an ex-
parte decree and the appeal has not been withdrawn by the
appellant and has been disposed of on any ground, the
application under order 9, rule 13 of the Code of Civil
Procedure will not lie and cannot be entertained.
385
In the instant case, an appeal had admittedly been
filed against the ex-parte decree. The appeal was beyond
time. The appellant had not withdrawn the appeal. The
appellant had filed an application for condonation of delay
in preferring the appeal. The application for condonation of
delay had been rejected by the Court and the appeal had been
dismissed an the ground of limitation. The dismissal of the
appeal on the ground of limitation resulted in disposal of
the appeal though not on merits. The appeal filed against
the ex-parte decree was, therefore, disposed of on grounds
other than the ground that the appellant had withdrawn the
appeal. The application under order 9, rule 13 after the
disposal of the appeal, therefore, became incompetent in
view of the provisions contained in the Explanation and
could not therefore be entertained by the Court. The view
expressed by the High Court must, therefore. be held to be
erroneous.
In support of the view taken by the High Court, the
High Court referred to and relied on the decision of the
Privy Council in the case of Chandri Abdul Majid (supra).
The decision of the Privy Council, in our opinion, has no
material bearing on the question involved in the present
appeal. In the case before the Privy. Council, the Judicial
Committee was concerned with the question as to the
commencement of the period of limitation in respect of a
decree passed by the Trial Court, affirmed by the High Court
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on appeal and a further appeal therefrom to the Privy
Council was dismissed by the Privy Council for non-
prosecution of the appeal. The appellant before the Privy
Council was in the position of a mortgagor and the
Respondents of mortgagees under a mortgage dated 3rd
September, 1868. In 1889 a suit was commenced before the
Subordinate Judge of Allahabad to enforce that mortgage and
on the 12th May, 1890, a decree was passed by him for the
sale of the property unless payment was made on or before
the 12th August, 1890. An appeal was brought from that
decree to the High Court and on the 8th April, 1893 that
appeal was dismissed and the decree of the Subordinate Judge
was confirmed. The mortgagor obtained leave to appeal to the
Judicial Committee but did not prosecute his appeal; and on
the 13th May, 1901, the appeal was dismissed for want of
prosecution. The Mortgagor decree-holder made an application
to the Subordinate Judge on the 11th June, 1909 for an order
absolute to sell the mortgaged properties; it appears that
an
386
order had been ’made on the said application for execution
in favour of the decree-holder and ultimately the validity
of the execution proceedings went to the Privy Council for
consideration. The main argument before the Privy Council
was that the decree which was sought to be enforced had been
constructively turned into a decree of the Privy Council by
virtue of the dismissal of the appeal by the Privy Council
on 13.5.1901 for non-prosecution of the appeal and the
period of limitation, therefore, was 12 years from
13.5.1901. The Judicial Committee rejected this contention
holding that the order dismissing the appeal for want of
prosecution did not deal judicially with the matter of the
suit and could in no sense be regarded as an order adopting
or confirming the decision appealed from. The Judicial
Committee held that as there was no decree by the Judicial
Committee adopting or confirming the decision appealed from,
and as there was never any stay of the decree passed by the
High Court affirming the decree of the Subordinate-Judge,
the period of limitation will run from the date of the
passing of the decree by the High Court and the period will
be three years from the date of the decree! passed by the
High Court. The Privy Council allowed the appeal holding
that the application dated 11.6.1909 for sale of the
mortgaged properties was barred by limitation. While
considering the question whether the period of limitation
should be effective from the date of the dismissal of the
appeal by the Judicial Committee for non prosecution
thereof, the Judicial Committee had made the following
observations:
"The order dismissing the appeal for want of
prosecution did not deal judicially with the matter of
the suit and could in no sense be regarded as an order
adopting or confirming the decision appealed from. It
merely recognised authoritatively that the appellant
had not complied with the conditions under which the
appeal was open to him, and that therefore he was in
the same position as if he had not appealed at all."
This position was made abundantly clear by the Judicial
Committee by the observations immediately following:
"To put it shortly, the only decree for sale that
exists is the decree, dated 8th April, 1893, and that
is a decree of the High Court of Allahabad."
387
In the case of Kalimuddin Ahamed v. Esabakuddin and ors
the material facts were: -
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A partition suit was instituted on 20.12.1918 against
several defendants, among whom the appellant before the High
Court was No. 4. Two of the defendants contested the suit
and on 22.9.1919 a preliminary decree from partition was
made on contest against two of the defendants and ex-parte
against the others. The appellant did not appear at all in
the first Court and he was one of the defendants against
whom the decree was made ex-parte. On 17.12.1919 the first
defendant alone preferred an appeal against the decree to
the High Court and on 20.12.1919 the appellant presented an
application to the Trial Court under order 9, rule 13 of the
Code of Civil Procedure. This application was kept pending
until after the disposal of the appeal preferred by the
first defendant. One of the respondents in the appeal filed
by the first defendant died and as the appellant did not
take proper steps to bring the heirs on the record, the
appeal was dismissed as against them and then against the
others it was held that in the absence of the heirs of the
deceased respondent the appeal could not proceed and the
appeal was accordingly dismissed on 5th January 1922.
Thereafter the application of the appellant under 9, rule 13
of Code of Civil Procedure came up for hearing and on 8th
April 1922 a petition of compromise between the plaintiff
and the appellant was presented and in accordance therewith
the Court ordered that the suit should be restored to its
original number as against the applicant who was defendant
No. 4 in the suit in regard to three only of the plots
mentioned in the plaint. In making this order, the Court
proceeded on the compromise alone without any enquiry as to
the causes which prevented defendant No. 4 from appearing at
the trial. In July. 1922, a different Judge was presiding
over the Court and on 5th July, 1922, he expressed doubt as
to the legality of the order passed by his predecessor on
8th April, 1922 and after hearing the arguments he delivered
his judgment on 7th July, 1922 holding that the order passed
by his predecessor on 8th April, 1922 was made without
jurisdiction because there was no longer any ex-parte decree
over which the Court had control and the said order was a
nullity and utterly void so that no proceeding to set it
aside were necessary and the fact of the order being made on
consent as against the plaintiff could not convert it into a
valid order. Against this judgement, an appeal was filed in
the High Court. A division Bench of
388
the Calcutta High Court treated the appeal as a revision
petition under S. 115 and set aside the order, holding that
when an ex-parte decree was appealed against and also an
application to set aside was made but the appeal was
dismissed for not bringing the representatives of the
deceased respondent on record, the ex-parte decree did not
merge in the appellate decree and an order passed on consent
on the application to set aside the decree was not without
jurisdiction. The decision of the Judicial Committee in
Abdul Majid’s case was also considered in this case.
Walmsley, J. held at p1832 as follows :
"The order of this Court may be a decree, without
being such a decree as to supersede the decree of the
lower Court. All that this Court decided was that
having regard to the nature of the appeal, a certain
defendant was a necessary party, and that in the
absence of that defendant, . or on her death her
representatives, the appeal could not proceed. On the
merits of the appeal in other respects there was no
adjudication, but on the contrary an express - refusal
to adjudicate. Consequently it is of no importance
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whether the order did or did not amount to a decree.
What . is of importance is that it was not a decree in
which that of the lower Court was merged:"
Mukherjee, J., the other learned Judge on the Bench observed
at p. 834 :
"Now the consideration of the question as to
whether the learned Subordinate Judge had jurisdiction
to pass the order of the 8th April, 1922 involves a
consideration of the following questions (a) whether
the order of this Court passed on the 5th January 1922,
amounted to a decree or not, (b) if it was a decree,
whether the ex-parte decree can be held to have a
merged into it, (c) whether the learned Subordinate
Judge had jurisdiction to set aside the ex-parte decree
and restore the suit, and (d) whether his successor
could declare or was right in declaring the aforesaid
order a nullity.
As to (a): The definition of the word ’decree’ in
the Code of Civil Procedure, in so far as it purports
to be a
389
definition at all, lays down the following essential
and distinguishing elements viz., that the decision
must have been expressed in a suit, that the decision
must have been passed on the rights of the parties with
regard lo all or any of the matters in controversy in
the suit, that the decision must be one which
conclusively determines those rights. Then certain
orders which may or may not satisfy the above
requirements are either expressly included in or
excluded from the definition. The whole object of
defining a ’decree’ in the said Code appears to be to
classify orders in order to determine whether an appeal
or in certain cases a second appeal lies therefrom.
Apart from that object . this definition is of no
value. I am not prepared to accept the contention of
the respondent that because an order rejecting a plaint
is a decree, an order dismissed an appeal on the ground
that it was improperly constituted is by mere analogy
to be treated as a decree. I am unable to reconcile
either in principle or in theory why an order rejecting
a plaint should stand on a different footing from
orders of dismissal for default, and yet one is a
decree and the other is not. It is true that an order
of rejection of a plaint has been expressly included in
the definition of a ’decree’ but the legislature has
included it and no analogy can be drawn therefrom. The
question whether an adjudication is an order or decree
is to be tested not by general principles, but by the
expressions of the Code, and those words are to be
construed in their plain and obvious sense."
The learned Judge further held at p. 835:-
"Here the position was that the plaintiff had got
a decree as against the defendants in respect of a
certain share; one of the defendants viz., the
defendant No. 1, had preferred the appeal; excepting
the question as to whether the appeal was maintainable
in the absence of the minors, the heirs of the
defendants No. 6, no other question was gone into, and
in fact none could be litigated, and that is more
important is what the rights of the defendant
390
No. 4 were as against the plaintiff or whether the ex-
parte decree passed against him was a good or valid
one, or whether it should stand at all, could scarcely
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be determined in that appeal.
There is no authority for the proposition that
under circumstances such as these, the ex-parte decree
can possibly be said to have merged in the decree by
passed the appellate Court."
It may be noticed that in neither of these two decisions
there was or could be any occasion for interpreting the
Explanation which came to be incorporated years later and
these two decisions have mainly proceeded on the basis of
merger of the decree passed by the Trial Court with the
decree of the Appellate Court.
The words used in Explanation make it abundantly clear
that disposal of the appeal as contemplated in the
Explanation is not intended to mean or imply disposal on
merits resulting in the merger of the decree of the Trial
Court with the decree, if any, of the Appellate Court on the
disposal of the appeal. The Explanation speaks of "the
appeal has been disposed of on any ground other then the
ground that the appellant has withdrawn the appeal" and
these words make it abundantly clear that disposal of the
appeal may be on any ground and the withdrawal of on appeal
by the appellant is also considered to be the disposal of
the appeal on the ground of withdrawal, and, the disposal of
the appeal from the ex-parte decree on the ground of
withdrawal of the appeal by the appellant has only been
exempted from the operation of the Explanation. If the
intention was that the Explanation would not be attracted
and there would be no disposal of an appeal within the
meaning of the Explanation unless the appeal was disposed of
on merits resulting in the merger of the decree of the Trial
Court with the decree of the Appellate Court, it would not
have been necessary to provide specifically that the
disposal of an appeal on the ground of withdrawal would be
exempt, because the disposal of an appeal on the ground of
withdrawal would not be disposal of the appeal within the
meaning of the Explanation, as on the withdrawal of an
appeal there is no decision on merits and there is no merger
of the decree with any decree of the Appellate Court. The
legisla-
391
ture could also have simply provided in the Explanation for
the disposal of an appeal on merits and it would not have
been necessary to use the other words, "on the disposal of
an appeal on any ground other than the ground that the
appellant has withdrawn the appeal. The words used,
"disposal of the appeal on any ground other than the ground
that the appellant has withdrawn the appeal" will
undoubtedly attract within its ambit the disposal of an
appeal on the ground of the same being dismissed for non-
prosecution, Though in the case of such disposal of the
appeal there will be no effective adjudication of the appeal
on merits and the disposal of the appeal may not have the
effect of the decree of the Trial Court appealed against
being merged with any decree of the Appellate Court on the
disposal of the appeal.
The disposal of an appeal on the ground of limitation
may or may not be adjudication on the merits of the appeal,
depending on the particular facts and circumstances of the
case and may or may not result in the merger of the decree
of the Trial Court with the decree, if any, of the appellate
Court; but there cannot be any manner of doubt that when an’
appeal from the ex-parte decree is dismissed on the ground
of limitation, the appeal is disposed of on any ground other
than the ground that the appellant has withdrawn the appeal.
As the dismissal of the appeal on the ground of limitation
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results in the disposal of the appeal on any ground other
than the ground of the withdrawal of the appeal by the
appellant, the explanation is attracted, and the application
for setting aside the ex-parte decree becomes in-competent
after the disposal of the appeal and cannot be entertained.
As in our view, the application for setting aside the
ex-parte decree does not lie and cannot be entertained, in
view of the provisions contained in the Explanation, it does
not become necessary for us to go into the merits of the
application to consider whether sufficient cause had been
shown by the respondent for his nonappearance at the hearing
at the date fixed and also for not preferring the
application with n the time prescribed.
The appeal, therefore, succeeds. The judgment and order
passed by the High Court are set aside and the ex-parte
decree
392
passed in favour of the appellant OD 6.12.1979 is restored.
In the facts and circumstances of this case, we do not
propose to make any order for costs.
S.R. Appeal allowed.
393