Full Judgment Text
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PETITIONER:
RAMJI MISSIR AND ANOTHER
Vs.
RESPONDENT:
THE STATE OF BIHAR
DATE OF JUDGMENT:
06/12/1962
BENCH:
AYYANGAR, N. RAJAGOPALA
BENCH:
AYYANGAR, N. RAJAGOPALA
IMAM, SYED JAFFER
SUBBARAO, K.
MUDHOLKAR, J.R.
CITATION:
1963 AIR 1088 1963 SCR Supl. (2) 745
CITATOR INFO :
F 1965 SC 444 (7,24,25)
F 1965 SC 843 (11)
RF 1972 SC1295 (9)
R 1972 SC2434 (5)
RF 1973 SC 780 (6)
ACT:
Probation of Offenders-Age of offender-Applicability of Act-
Discretion of High Court-Probation of Offenders Act, 1958
(20 of 1958), ss. 3, 4, 6, 11.
HEADNOTE:
The appellants, R and B, who were brothers, were pro.
secuted for having assaulted S who as a result suffered
grievous injuries. Both the appellants were found guilty by
the Assistant Sessions judge, and sentenced to various terms
of imprisonment. While B was convicted under ss. 307 and
326 of the Indian Penal Code, the conviction of R was under
s. 324. Section 6 (1) of the Probation of Offenders Act,
1958, enacts "When any person under twenty one years of age
is found guilty of having committed an offence punishable
with imprisonment (but not with imprisonment for life), the
Court by which the person is found guilty shall not sentence
him to imprisonment.............. Though B was 19 years old,
s. 6 (1 was inapplicable to him as he was found guilty of an
offence punishable with imprisonment for life. R, the older
brother was aged 2 1, but the trial judge considered it
inappropriate to afford him the benefit of the section on
the ground that the. act of assault Was premeditated. On
appeal, the High Court set aside the convictions of B and in
their place a finding of guilty under s. 324 of the Indian
Penal Code was recorded for which a sentence of 2 years was
imposed, and, as regards R, his conviction under s. 324 was
maintained but the sentence was reduced from 2 years to 9
months. On the question of the applicability of the
provisions of the Act to the accused, the High Court took
the view (1) that s. 6 (1) was inapplicable to R because
though lie might have been under 21 years of age an the date
of the offence he was not a person under 21 years when the
Sessions judge found him guilty, and (2) that though under
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s. 1 1 of the Act, the High Court was competent to make an
order in favour of B, it was entirely discretionary for that
Court to exercise the power conferred on it under that
section, and that in view of the fact that the court below
had already dealt with the matter, it wag not desirable to
deal with the case of the appellant under the provisions of
the Act at that stage.
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Held : (1) that the age referred to in s. 6 (1) of the
Probation of Offenders Act, 1958, is that when the courts
deal; with the offender, that being the point of time when
the court has to choose between the two alternatives,
whether to sentence the offender to imprisonment or to apply
to him the provisions of s. 6(1) of the Act.
(2)that the courts mentioned in s. 11 of the Act, be they
trial courts or courts exercising appellate or revisional
jurisdiction, are empowered to exercise the jurisdiction
conferred on courts not only under ss. 3 and 4 and the con.
sequential provisions but also under s. 6.
(3)that the power conferred on appellate or other courts
by s. 1 1 (1) of the Act is of the same nature and chara-
cteristics and subject to the same criteria and limitations
as that conferred on the courts under ss. 3 and 4.
(4)that the provisions of s. 6. (1) restrict the absolute
and unfettered discretion implied by the word ,may" in S. 11
(1), and the entirety of s. 6 (1) applies to guide or con-
dition the jurisdiction of the High Court under s. 11(1).
(5)that the crucial date for reckoning the age where an
appellate court modifies the judgment of the trial judge
when s. 6 becomes applicable to a person only on the
decision of an appellate or a revisional court, is that upon
which the trial court had to deal with the offender.
JUDGMENT:
CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No. 144 of
1962.
Appeal by special leave from the judgment and order dated
May 10, 1962, of the Patna High Court in Criminal Appeal No.
339 of 1961.
B.K. P. Sinha and A. G. Ratnaparkhi, for the appellants.
S.P. Varma, P. D. Menon and, B. N. Sachthey, for the
respondent.
1962. December 6. The judgment of the Court was delivered
by
AYYANGAR, J.- This appeal by special leave granted by us on
September 7, 1962, raises for
747
consideration the proper construction of ss. 6 and 11 of the
Probation of Offenders Act, 1958 (XX of 1958), hereinafter
called the ,Act’.
The appellants are two brothers-Ramji and Basist. It was
alleged that these two assaulted one Sidhnath (P.W. 2) who
as a result suffered grievous injuries Basist, the younger
brother was charged before the Assistant Sessions judge,
Arrah, with the commission of an offence under s. 307,
Indian Penal Code, for the reason that the injury he
inflicted was a bhala-blow under circumstances ""that if by
that act death had been caused he would have been guilty of
murder", and as the injury actually sustained was grievous
he was further charged with causing grievous hurt under s.
326, Indian Penal Code. The elder brother who too caused
hurt to the victim was charged under s. 324, Indian Penal
Code. The Assistant Sessions.Judge held the prosecution
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case as alleged establish against both the accused. It is
now necessary to mention that according to the Sessions
judge Ramji was 21 years old and Basist 19. Section 6 of
the Act enacts :
"6. (1) When any person under twenty-one years
of age is found guilty of having committed an
offence punishable with imprisonment (but not
with imprisonment for life), the Court by
which the person is found guilty shall not
sentence him to imprisonment unless it is
satisfied that, having regard to the circums-
tances of the case including the nature of the
offence and the character of the offender,
would not be desirable to deal with him under
section 3 or section 4, and if the Court
passes any sentence of imprisonment on the
offender, shall record its reasons for doing
so.
(2) For the purpose of satisfying itself
Whether it would not be desirable to deal
under section 3
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or section 4 with an offender referred to in
subsection (1), the Court shall call for a
report from the probation officer and consider
the report, if any, and any other information
available to it relating to the character and
physical and mental condition of the
offender."
The terms of this section excluded the application of its
provisions to Basist who was found guilty of an offence
punishable with imprisonment for life (both ss. 307 and 326,
Indian Penal Code). He accordingly sentenced Basist to
undergo rigorous imprisonment for six years under s. 307,
Indian Penal Code, and to four ’years under s. 326, Indian
Penal Code, the sentences to run concurrently. As regards
Ramji, the elder brother, he considered it inappropriate to
afford him the benefit of this provision and recorded his
finding on this matter in these terms:
"So far as accused Ramji is concerned I am not
inclined to take recourse to the provisions of
the Probation of Offenders Act, 1958, because
the act of assault on the informant on the
part of this accused is premeditated."
He sentenced him to undergo rigorous imprisonment for two
years under s. 324, Indian Penal Code.
Both the accused filed an appeal to the High Court. The
learned Single judge who heard the appeal considered the
evidence in the case and the circumstances in which the
injury was inflicted and held that there was no intention on
the part of Basist to cause grievous hurt to P.W. 2, with
the result that as against him the’ conviction under s. 307
as well as that under s. 326, Indian Penal Code, were set
aside and in their place he recorded a finding of guilty in
respect of an offence under s. 324, Indian Penal Code, for
which he imposed a sentence of rigorous imprisonment for two
years. As against Ramji the conviction was maintained but
being informed by
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counsel that that accused had been suffering from
tuberculosis the sentence of imprisonment was reduced from 2
years to 9 months.
It was urged before the High Court that the reasons assigned
by the Assistant Sessions judge for refusing to apply the
provisions of s. 6 of the Act to accused Ramji were not
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proper. This submission was, however, repelled since the
learned judges considered the section inapplicable to that
accused because, though he might have been "under 21 Years
of age" on the date of the offence (October 17, 1960), "he
was not a person under 21 years of age" on May 24, 1961,
when the Sessions judge found him guilty and sentenced him
to a term of imprisonment, holding that the crucial date on
which the age had to be determined being not the date of
the offence but the date on which as a result of a finding
of guilty sentence had to be passed against the accused.
As regards Basist also, it was urged before the High Court
that in view of the alteration in the finding recorded as
regards his guilt, the beneficial provisions of s. 6 of the
Act became applicable to him, the learned judge holding that
he could pass the same order as the trial court could have
done because of the provisions contained in s. 11 of the Act
reading :
"11. (1) Notwithstanding anything contained in
the Code or any other law, an order under this
Act may be made by any Court empowered to try
and sentence the offender to imprisonment and
also by the High Court or any other Court when
the case comes before it on appeal or in
revision.
(2) Notwithstanding anything contained in
the Code, where an order under section 3 or
section 4 is made by any Court trying the
offender (other than a High Court), an appeal
shall lie to the
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Court to which appeals ordinarily lie from
the sentences of the former Court.
(3) In any case where any person under.
twenty. one years of age is found guilty of
having committed an offence and the Court by
which he is found guilty declines to deal with
him under section 3 or section 4, and passes
against him any sentence of imprisonment with
or without fine from which no appeal
lies or is preferred, then, notwithstanding
anything contained in the Code or any othe
r
law, the Court to which appeals ordinarily lie
from the sentences of the former Court may,
either of its own motion or on an application
made to it by the convicted person or the
Probation officer, call for and examine the
record of the case and pass such order thereon
as it thinks fit.
(4) When an order has been made under
section 3 or section 4 in respect of an
offender, the Appellate Court or the High
Court in the exercise of its power of revision
may set aside such order and in’ lieu thereof
pass sentence on such offender according to
law
Provided that the Appellate Court or the High
Court in revision shall not inflict a greater
punishment than might have been inflicted by
the Court by which the offender was found
guilty."
The learned judge however, declined to do so
observing:
"No doubt, under the provisions of s. 11 of
the Probation of Offenders Act this Court is
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competent to make an order, but it is entirely
discretionary for this Court to exercise the
power conferred on it under s. II. In, view
of the fact that the Court below has already
dealt with
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this matter, though not very satisfactorily, I
do not consider it desirable to deal with the
cases of these appellants under the provisions
of the Probation of Offenders Act at this
stage."
and instead, passed the sentence of imprisonment as already
mentioned. It is the correctness of these orders refusing
to apply the provisions of s. 6 of the Act to the cases of
the appellants that is raised for consideration in this
appeal.
Taking first the case of Ramji , the elder brother, we
entirely agree with the High Court in their construction of
s. 6. The question of the age of the person is relevant not
for the purpose of determining his guilt but only for the
purpose of the punishment which he-should suffer for the-
offence of which he has been found, on the evidence, guilty.
The object of the Act is to prevent the turning of youthful
offenders into criminals by their association with hardened
criminals of mature age within the walls of a prison. The
method adopted is to attempt their possible reformation
instead of inflicting on them the normal punishment for
their crime. If this were borne in mind it would be clear
that the age referred to by the opening words of s. 6(1)
should be that when the court is dealing with the offender
that being the point of time when the court has to choose
between the two alternatives which the Act in supersession
of the normal penal law vests in it, viz., sentence the
offender to imprisonment or to apply to him the provisions
of S. 6(1) of the Act. As the High Court has found that
Ramji was not a person under the age of 21 on May 24, 1961,
when. the learned Sessions judge found him guilty it is
clear that s. 6(1) of the Act has no application- to him.
The position in regard to the second appellant Basist--tands
on an entirely different footing. He was said to be of the
age of 19 by the Sessions judge
752
which is apparently a reference to the time when the offence
was committed. If so, he would have been about 20 at the
time when the Sessions judge found him guilty of offences
under ss. 307 and 326, Indian Penal Code, and possibly also
below 21 at the time when the High Court altered his
conviction into one under s. 324, Indian Penal Code.
If by reason of his age, and the offence of which he was
been found guilty the provisions of s. 6(1) are not
excluded, the question that has next to be considered is
whether the learned judge had an absolute and unfettered
discretion to pass or refuse an order under ’the Act by
virtue of the terms of s. 11 of the Act. This would
obviously turn on (1) whether or not s. 6(1) was applicable
to the High Court, and (2) the proper construction. of the
terms of s. 11 which empowers appellate and revisional
courts to pass orders under the Act.
It was urged by learned Counsel for the appellant that the
High Court when it recorded a finding that Basist was guilty
of an offence under s. 324, Indian Penal Code, was squarely
within the words "the court by which a person is found
guilty" occurring in s. 6(1) as it was only by that Court
that for the first time the accused was found guilty of an
offence which was not excluded by the opening words of that
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section. Learned Counsel relied for this position on the
judgment of High Court of Madras in Narayananwami Naidu v.
Emperor (1) following a ,decision of the Allahabad High
Court to a similar effect in Emperor v. Birch (2). The
question that arose in the first of the above cases related
to the scope of the words "Court before whom he is con-
victed" occurring in s. 562, Code of Criminal Procedure, as
it originally stood. The provision in s. 562, Code of
Criminal Procedure, is somewhat in pari materia with s. 4 of
the Act wherein a Person found guilty of having committed
offences not punishable
(1) (1906) I.L.R. 29 Mad. 567.
(2) (1902) I.L.R. 24 All. 306.
753
with death or imprisonment for life may, instead of being
sentenced to imprisonment, be released on entering into a
bond. In the Code as originally enacted which the decision
referred to had to deal with, there was no express provision
as regards the power of appellate courts to pass similar
orders. The accused in that case was tried and convicted by
a magistrate under sg. 447 and 352, Indian Penal Code, and
sentenced to undergo rigorous imprisonment for two weeks.
The accused filed an appeal and the Deputy Magistrate who
heard it while affirming the conviction directed his release
on his executing a bond applying to him the provisions
contained in s. 562, Code of Criminal Procedure. The
District judge considered that the Deputy Magistrate had
exceeded his jurisdiction in making this order and referred
the question to the High Court. The learned judges rejected
the reference observing that the words ""Court before whom
he is convicted’ used in s.562 were not intended to limit
the power of making orders under that section to the court
of first instance.
It might be mentioned that the Code has since been amended
by the addition of sub-s. (2) which runs :
"An order under this section may be made by an
appellate court or by the High Court when
exercising its powers of revision."
so that it is no longer necessary for an appellate or
revisional court to rely on any construction of the words
",’the court by which the person is found guilty" for
invoking or exercising- its jurisdiction. The position
therefore comes to this-the words referring to ""the court
by which a per-son is found guilty" are wide enough to
include an appellate court, and particularly so where it is
the appellate court alone which by reason of its finding on
the guilt of the accused becomes for the first time vested
with the power or the duty to act under the section.
754
Undoubtedly if s. II were attracted to the case, then there
would be no need for invoking the Jurisdiction of the High
Court under s. 6, and indeed in those circumstances the
proper construction of s. 6 itself would be to exclude an
appellate or revisional court since a redundancy could not
have been intended by the statute.
The first question would therefore be to ascertain whether
the jurisdiction or powers envisaged by s. 6(1) are within’
the scope of the jurisdiction conferred by s. 11. The power
conferred on the High Court is to pass ""an order under the
Act." One is thrown back on the Act for determining what
these are. They are:
(1)Under s. 3 a court might order the release of a person
found guilty of an offence of the type specified in the
section after due admonition.
(2)Under s. 4 an order may be passed in circumstances set
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out in it releasing such person on entering into a bond with
or without sureties or pass a supervision order.
(3)Orders which are consequential on orders under s. 3 or
s. 4 like those for which provision is made by ss. 5 & 9. So
far as s. 6 is concerned it is, to say the least, doubtful
whether it. involves the "’passing of an order", for the
operative words are that the court finding a person guilty
refrains from passing any sentence. An injunction enacted
by this Act against passing a sentence of imprisonment which
the court under the normal law is empowered or enjoined to
pass can hardly be termed ",passing an order" under the Act.
If this were correct, the result would be that on the
reasoning which the High Courts of Madras and Allahabad
adopted to construe the words in s. 562, of the Code, the-
High Court, when hearing an appeal, would be subject to the
provisions of s. 6.
755
It is however possible that the words in s. 11 (1) ""’,pass
an order under the Act" are not to be construed so strictly
and literally, but to be understood to mean "to exercise the
powers or Jurisdiction conferred by the Act." This wider
interpretation might perhaps be justified by the scope and
object of this section. Section 11 is to apply
""notwithstanding anything in the Code or any other law" to
all courts empowered to sentence offenders to imprisonment.
TO read a beneficial provision of this universal type in a
restricted sense, so as to confine the power of these courts
to the exercise of the powers under ss. 3 and 4 alone would
not, in our opinion, be in accord with sound principles of
statutory interpretation. We are therefore inclined to hold
that the Courts mentioned in s. 11 be they trial courts or
exercising appellate or revisional jurisdiction are thereby
empowered to exercise the jurisdiction conferred on Courts
not only under ss. 3 and 4 and the consequential provisions
but also under s. 6.
Accepting therefore the interpretation of S. 11 (1) which
was urged by Counsel for the respondent, that the courts
mentioned in it could pass orders under ss. 3, 4 or 6, the
question next to be considered relates to the incidents of
that jurisdiction with regard to the amount and nature of
discretion vested in these courts.
It was submitted on behalf of the appellant that the power
conferred on the High Court and other courts by s. 11 (1)
was neither more nor less than those of the court under s. 6
(1) and that the former were bound to exercise it, subject
to the same conditions and limitations as are set out in the
latter provision. Stated in other words the interpretation
suggested was that the terms of s.6 had, so to speak, to be
read into the jurisdiction of the courts acting under s. II
(1). On the other hand the contention urged by the
respondent was that s. II (1) had to be read on its own
language and so read it conferred on
756
the courts mentioned in it, an absolute and unfettered
discretion "to pass or not to pass an order under the Act"
as they thought fit having regard to the circumstances of
each case.
A considerable portion of the argument by the respondent was
based on the import of the facultative verb "may" in the
words "’may be made" occurring in the operative part of the
sub-section as conferring a discretion and that as no
limitations were placed’ by this or any other section on the
exercise of this discretion, the same should be held to be
unfettered and therefore capable of being exercised, no
doubt, on judicial principles but not subject to any
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statutory limitations. It might be mentioned that from the
relevant passage of the judgment of the High Court which we
have extracted, it would appear that the learned judge has
proceeded on this interpretation of S. 11.
Though the word "may" might connote merely an enabling or
permissive power in the sense of the usual phrase ""it shall
be lawful", it is also capable of being construed as
referring to a compellable duty, particularly when it refers
to a power conferred on a court or other judicial authority.
As observed in Maxwell on Statutes
"Statutes which authorise persons to do acts
for the benefit of others, or, as it is
sometimes said, for the public good or the
advancement of justice, have often given rise
to controversy when conferring the authority
in terms simply enabling and not mandatory.
In enacting that they ’may’ or ’shall’ if they
think fit, or ’&hall have power,’ or that, ’it
shall be lawful’ for them to do such acts, a
statute appears to use the language of mere
permission but it has been so often decided as
to have become an axiom that in such cases
such expressions
757
may have-to, say the least-a compulsory force.
The fact that the power is conferred on a Court might
militate against the literal interpretation of "may"
suggested by the respondent. This apart, the power
conferred by s. 11(1) is to pass "’an order under the Act"
and the question arises as to the precise import of these
words, and in particular whether these words would not imply
that the order to be passed would be subject to the same
limitations or conditions as the orders under what might be
termed the primary provisions of the Act. Thus s. 3
empowers a court to release certain offenders on probation
of good conduct after due admonition, and it lays down
certain tests as a guidance or the bases upon which that
discretion is to be exercised : (1) that no previous
conviction should have been proved against him, and (2) that
the court by which the person is found guilty should be of
the opinion that, having regard to the circumstances of the
case including the nature of the offence and the character
of the offender it is expedient so to do. Similarly, s. 4
empowers a court to release certain offenders on probation
of good conduct, The criteria laid down there. and the
guidance set out is that the court by which the person is
found guilty should be of opinion that, having regard to the
circumstances of the case including the nature of the
offence and the character of the offender, it is expedient
to release him, on probation of good conduct, with a proviso
that the power is not to be exercised unless the court were
satisfied that the offender or his surety has :a fixed place
of abode or regular occupation in the place over which the
court exercises jurisdiction or in which the offender is
likely to live during the period for which he enters into
the bond.
Would it be a proper construction of s. 11 (1) to hold that
the High Court etc. could pass orders in appeal or revision
without reference to these standards,
758
tests or guidance which the statute has prescribed for the
primary courts? We are clearly of the opinion that this is
capable only of a negative answer and that the power
conferred on appellate or other courts by s. II (1) was of
the same nature and characteristics and subject to the same
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criteria and limitations as that conferred on the courts
under ss. 3 & 4. We are confirmed in this view by the terms
of s. 11(3). If this were so it would not be possible to
adopt a, different rule of interpretation when one came to
consider the power under s. 6. It cannot, for instance, be
suggested that the High Court could in its discretion
exercise the power under s. 6 in the case of a person who is
above the age of 21, nor where a person is found guilty of
an offence punishable with death or imprisonment for life.
These limitations on the exercise of the discretion have
surely to be gathered only from the terms of s. 6(1). If s.
6(1) applies so far to restrict the absolute and unfettered
discretion implied by the word "may", it appears to us that
logically the conclusion is inescapable that the entirety of
s. 6(1) applies to guide or condition the jurisdiction of
the High Court under s. 11(1). We there. fore reject the
submission made to us on behalf of the respondent that an
appellate court has an unfettered discretion in dealing with
a case which comes before it under s. 11 and that its
discretion and powers are not to be governed by the terms of
s. 6(1).
The question next to be considered is the result of applying
the terms of s. 6(1) to a person in the position of Basist.
It was not disputed by learned counsel for the respondent
that the learned Judge of the High Court failed to consider
the case of this accused with reference to the terms of s. 6
since he has proceeded on the basis that he had an
unfettered discretion in the matter and which in the
circumstances of the present case he was not inclined to
exercise in favour of the accused. The order of the High
Court in so far as it relates to the second appellant-
759
Basist-must therefore be set aside and the High Court
directed to exercise its discretion on the basis that it was
judging the matter with reference to the criteria laid down
in s. 6.
We shall now proceed to consider one question which- was
mooted before us in regard to the crucial date for reckoning
the age where an appellate court modifies the judgment of
the trial judge, when s. 6 becomes applicable to a person
only on the decision of an appellate or a revisional court.
Is the age of the offender to be reckoned as at the date of
the judgment of the trial judge or is it the date when the
accused is, for the first time, in a position to claim the
benefit of s. 6. We consider that on the terms of the
section, on grounds of logic as well as on the theory that
the order passed by an appellate court is the correct order
which the trial court should have passed, the crucial date
must be that upon which the trial court had to deal with the
offender. In this view as Basist was admittedly below 21
years of age at the time of the judgment of the Assistant
Sessions judge, s. 6 was not inapplicable to him even
assuming he was above that age by the date of the order in
appeal.
The appeal is accordingly allowed in part i.e., in regard to
the second appellant-Basist and is remanded to the High
Court to consider the proper order to be passed in his case
by applying the provisions of s. 6 of the probation of
offenders Act, 1958.
Appeal allowed in part.
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