Full Judgment Text
REPORTABLE
2023 INSC 1071
IN THE SUPREME COURT OF INDIA
CRIMINAL APPELLATE JURISDICTION
Criminal Appeal No. 3838 Of 2023
(Arising out of Special Leave to Appeal (Crl.) No. 11129 Of 2023)
Afjal Ansari ….Appellant(s)
versus
State of UP ….Respondent(s)
JUDGEMENT
SURYA KANT, J.
Leave granted.
2. This appeal is directed against the order dated 24.07.2023,
passed by the High Court of Judicature at Allahabad (hereinafter,
‘High Court’) , partially allowing the application filed by the Appellant
under Section 389(1) of the Code of Criminal Procedure, 1973
(hereinafter, ‘CrPC’) , for the stay on the sentence and conviction,
awarded by the Learned Additional Sessions Judge, MP/MLA Court,
Ghazipur (hereinafter, ‘Trial Court’) vide judgement and order dated
Signature Not Verified
Digitally signed by
ARJUN BISHT
Date: 2023.12.14
16:54:47 IST
Reason:
29.04.2023. The High Court, has through the impugned order,
Page 1 of 19
suspended the Appellant’s sentence and granted him bail but the stay
on conviction has been declined.
F ACTS :
3. At this juncture, it is imperative to delve into the factual matrix
to set out the context of the present proceedings.
3.1. The Appellant is a public representative, having served as a
Member of the Legislative Assembly in Uttar Pradesh for five
consecutive terms, and as a Member of Parliament for two terms. Until
the recent disqualification following the judgment rendered by the
Trial Court, the Appellant was the incumbent Member of Parliament
for the Ghazipur Constituency, since 2019. The Appellant currently
holds various positions, including roles in the Ghazipur Standing
Committee on Agriculture, Animal Husbandry, and Food Processing,
as well as the Ghazipur District Development Coordination and
Monitoring Committee.
3.2.
On 19.11.2007, PW-1, who was the Station House Officer at the
Mohammadabad Kotwali Police Station, received information from
anonymous sources during his routine patrol with regards to the
operations of a gang led by one Mukhtar Ansari in the area, who was
reportedly involved in various illicit activities such as murder,
extortion, kidnapping and other criminal acts, carried out for political
gain. It was further informed that the said gang had instilled fear and
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terror in the public, discouraging everyone from opposing their
actions. Based on such information, PW-1 prepared a comprehensive
gang chart under the Uttar Pradesh Gangsters and Anti-Social
Activities (Prevention) Act, 1986 (hereinafter, ‘UP Gangsters Act’)
and obtained necessary approvals from the Police authorities and the
District Magistrate of Ghazipur. On the very same day, Case Crime No.
1052/2007 was registered under Section 3(1) of the UP Gangsters Act
at the Mohammadabad Police Station in the Ghazipur District of Uttar
Pradesh (hereinafter, ‘New FIR’) . This registration emerged from the
earlier Case Crime No. 589/2005, (hereinafter, ‘Old FIR’) , which was
a murder case, in which the Appellant had been accused of conspiracy
but was subsequently acquitted, as explained briefly hereinafter.
3.3. It is crucial to emphasise at this stage that the Appellant has
been found involved in multiple FIRs filed throughout the State of
Uttar Pradesh. To provide a concise overview, a summary of these FIRs
is presented below, elucidating their context and significance in
relation to the ongoing proceedings:
i. Case Crime No. 28/1998 was registered under Section
171F of the Indian Penal Code, 1860 (hereinafter, ‘IPC’)
and Section 135(2) of the Representation of People’s Act,
1951 (hereinafter, ‘RPA’) on 16.02.1998, at Police Station
Nonhara, District Chandauli, Uttar Pradesh, for violation of
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the Model Code of Conduct during the election period. The
Appellant has not yet been summoned by the investigating
officer or the concerned Court in this case.
ii. Case Crime No. 260/2001 was registered on 09.08.2001,
at Police Station Mohammadabad, Uttar Pradesh, under
Sections 147, 148 and 353 of the IPC, and Section 3 of the
Prevention of Public Properties from Damages Act, 1984
along with Section 7 of the Criminal Law Amendment Act,
1932. The Appellant has since been granted bail in this
case.
iii. Case Crime No. 493/2005 was registered under Sections
302, 506, 120B of the IPC on 27.06.2005, at Police Station
Mohammadabad, Uttar Pradesh in which the Appellant
was named as a conspirator. However, since the Appellant
was found to have played no particular role in the subject
crime, his name was dropped during the early stages of the
investigation and no chargesheet was filed against him.
iv. Case Crime No. 589/2005 was registered under Sections
147, 148, 149, 307, 302, 404 and 120-B of the IPC, at
Police Station Bhanvar Kol, District Ghazipur, on
29.11.2005. The Appellant was accused of hatching
conspiracy in the said murder case. The investigation of
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this case was entrusted to the Central Bureau of
Investigation (hereinafter, ‘CBI’) and the trial was
subsequently transferred to the CBI Court at Rouse
Avenue, New Delhi, wherein the Appellant was acquitted.
The CBI has filed an appeal challenging the acquittal of the
Appellant, but till date no adverse order has been suffered
by him. Further, this is the only case mentioned in the
gang chart that was prepared and relied upon in the
instant case.
v. Crime Case No. 1051/2007 was registered under Sections
302, 120-B, 436, 427 of the IPC and Sections 3, 4 and 5 of
the Explosives Act, 1884 and Section 7 of the Criminal Law
Amendment Act, 1932. In this case, the name of the
Appellant was dropped after it was deduced that he had no
role to play in the reported crime. The Appellant was
neither chargesheeted nor summoned by the concerned
Trial Court in this particular instance.
vi. Case Crime No. 607/2009 under Sections 171 and 188 of
the IPC was registered on 11.04.2009 at Police Station,
Mohammadabad, Uttar Pradesh, alleging violation of the
Model Code of Conduct during the election period. The
Appellant has admittedly not been summoned in this case.
Page 5 of 19
vii. Case Crime No. 18/2014 was registered under Sections
171J, 188 of the IPC and Section 121(2) of the RPA, at
Police Station Chakarghatta, District Chandauli, Uttar
Pradesh and the Appellant has already been granted bail in
this matter.
3.4. Adverting to the New FIR, the Trial Court held the Appellant
guilty under Section 3(1) of the UP Gangsters Act and awarded him a
sentence of four years of simple imprisonment, along with a fine of Rs.
1,00,000/- (Rupees One Lakh only). Consequently, Notification No.
S.O. 1994 dated 01.05.2023 was published by the Lok Sabha
Secretariat in the Gazette of India, disqualifying the Appellant from
membership in the Lok Sabha, effective from the date of his conviction
on 29.04.2023.
3.5. The Appellant thereafter preferred Criminal Appeal No.
5295/2023 under Section 374(2) of the CrPC before the High Court,
challenging the judgment and order of his conviction and sentence
dated 29.04.2023 (hereinafter ‘First Criminal Appeal’) . He also filed
an application under Section 389(1) of the CrPC, seeking inter alia , (i)
suspension of the sentence awarded by the judgement and order dated
29.04.2023 and his release on bail, during pendency of the First
Criminal Appeal; (ii) stay of the effect and operation of the judgement
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and order dated 29.04.2023; and (iii) stay of realisation of fine during
pendency of the appeal.
3.6. As noticed earlier, the High Court has partially allowed the
application filed by the Appellant. The execution of the sentence has
been stayed and bail has been granted but stay on conviction has
been declined. The instant appeal is thus confined to the Appellant’s
prayer for the stay of his conviction, during the pendency of his
Criminal Appeal before the High Court.
ONTENTIONS OF ARTIES
C P
4. We have heard Learned Senior Counsel for the parties at a
considerable length and perused the documents brought on record.
5. Dr. Abhishek Manu Singhvi, learned Senior Counsel for the
Appellant, argued that the High Court erred in not granting
suspension of the conviction, especially in light of the fact that
disqualification from membership of the Parliament, leads to
irreversible consequences such as: (a) the loss of the next six months
as Member of the Parliament in the Lok Sabha; and (b) disqualification
from contesting elections for a total period of ten years. He further
contended that such a disqualification would not only result in the
Appellant losing his right to represent his constituency but would also
rob his constituency of its representation before the Parliament.
Learned Senior Counsel also highlighted the infirmities in the
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impugned order of the High Court in denying stay of conviction, along
with the material contradictions in the prosecution case against the
Appellant.
6. Dr. Singhvi lent support to his contentions by citing decisions of
this Court in Naranbhai Khikhabhai Kachchadia v. State of
1
Gujarat and Lok Prahari through General Secretary v. Election
2
Commission of India and others , among others.
7. Mr. K.M. Nataraj, learned Additional Solicitor General,
representing the State of UP, strongly contested the prayer for
suspension of conviction on the ground that the Appellant having been
convicted under Section 3(1) of the UP Gangster Act, with a sentence
of more than two years under the said Act, automatically suffered
disqualification by virtue of Section 8 of RPA. He underscored the
contention that the stay or suspension of conviction under S. 389(1) of
the CrPC is to be granted as an exception and not as a rule.
Furthermore, Mr. Natraj vehemently contended that the right to
represent or be represented is not a Fundamental Right and the
Appellant’s case cannot be deemed to be an exceptional or
extraordinary circumstance that warrants suspension of conviction.
He also relied on multiple decisions of this Court including, Lily
1
Crl. Appeal No. 418 / 2016.
2
(2018) 18 SCC 114, para 16.
Page 8 of 19
3
Thomas v. Union of India and Sanjay Dutt v. State of
4
Maharashtra , to buttress his assertion that the suspension of
conviction ought to be done only in rare and exceptional cases.
8. In our considered opinion, the questions that fall for
deliberation, are set out as follows:
i. What are the parameters to be considered for the
suspension of conviction under Section 389(1) of the CrPC?
ii. Whether the Appellant has made out a prima facie case for
the suspension of conviction under Section 389(1) of the
CrPC?
iii. Whether conviction of an offence involving ‘moral turpitude’
can be a valid ground to deny suspension of conviction
under Section 389(1) of the CrPC?
A NALYSIS
9. We have taken into consideration the Appellant’s extensive
history of holding various positions of responsibility, along with the
allegations that culminated in his conviction and subsequent
disqualification from his position as Member of the Parliament in the
Lok Sabha.
3
(2013) 7 SCC 653, para 35.
4
(2009) 5 SCC 787, para 12.
Page 9 of 19
10. At the outset, it is imperative to delineate the essential
parameters that must be meticulously examined to determine whether
a case can be made out for suspension of conviction under Section
389(1) of the CrPC. Section 389(1) enjoys upon the Appellate Court,
the power to issue an order for the suspension of a sentence or an
order of conviction during the pendency of an appeal. It may be thus
of paramount importance to scrutinise the precise language of Section
389(1) of the CrPC, which is articulated as follows:
“S. 389(1) – Pending any appeal by a convicted
person, the Appellate Court may, for reasons to be
recorded by it in writing, order that the execution of
the sentence or order appealed against be
suspended and, also, if he is in confinement, that
he be released on bail, or on his own bond.”
11. It becomes manifestly evident from the plain language of the
provision, that the Appellate Court is unambiguously vested with the
power to suspend implementation of the sentence or the order of
conviction under appeal and grant bail to the incarcerated convict, for
which it is imperative to assign the reasons in writing. This Court has
undertaken a comprehensive examination of this issue on multiple
occasions, laying down the broad parameters to be appraised for the
suspension of a conviction under Section 389(1) of the CrPC. There is
no gainsaying that in order to suspend the conviction of an individual,
the primary factors that are to be looked into, would be the peculiar
facts and circumstances of that specific case, where the failure to stay
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such a conviction would lead to injustice or irreversible
5
consequences. The very notion of irreversible consequences is
centered on factors, including the individual’s criminal antecedents,
the gravity of the offence, and its wider social impact, while
simultaneously considering the facts and circumstances of the case.
12. Turning to the case in hand, the Appellant was convicted on the
basis of a gang chart that hinged solely on an Old FIR, where the
Appellant had already been acquitted vide judgement dated
03.07.2019. Thereafter, the New FIR was registered, in which the
Appellant had been convicted by the Trial Court under Section 3(1) of
the UP Gangster Act. The sequence of events, beginning from the
registration of the New FIR until the rejection of the Appellant’s plea
for suspension of conviction by the High Court, is beset with some
fundamental misconceptions and, therefore deserves closer legal
scrutiny.
13. Upon careful consideration of the judgement of the Trial Court
and the order passed by the High Court, it appears to us that, firstly ,
the impugned order suggests that there is no cogent evidence to
establish that the Appellant has been indulging in anti-social activities
and crimes such as murder or ransom. , the Appellant’s role
Secondly
in the Old FIR, which stood as the singular reference point in the gang
5
Ravikant S. Patil v. Sarvabhouma S. Bagali, (2007) 1 SCC 673, para 15 and 16.5.
Page 11 of 19
chart in the New FIR, had already resulted in his acquittal. ,
Thirdly
the impugned judgment also indicates the absence of corroborative
evidence supporting the contention that the Appellant had been
responsible for influencing witnesses in retracting their statements.
Lastly , the High Court in its impugned order has meticulously
highlighted that in the various FIRs that had been registered against
the Appellant, either he was not chargesheeted or the investigating
agencies had exonerated him.
14. The High Court has further held that owing to the age of the
Appellant and the extensive backlog of pending cases, the prospects of
a prompt hearing of the First Criminal Appeal were low. It thus came
to the conclusion that the refusal to suspend the sentence might
render the very appeal otiose. Although the High Court stayed the
execution of the sentence and granted bail to the Appellant, it refused
to suspend the conviction itself. The High Court justified such a
recourse, after making reference to a multitude of judgments from this
Court. While the impugned judgment remains largely sound in its
approach to affording relief in terms of bail and staying the sentence,
we are unable to agree, partly, with its approach in declining the
suspension of conviction, for those very reasons.
15. This Court has on several occasions opined that there is no
reason to interpret Section 389(1) of the CrPC in a narrow manner, in
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the context of a stay on an order of conviction, when there are
irreversible consequences. Undoubtedly, Ravikant Patil v.
6
Sarvabhouma S. Bagali , holds that an order granting a stay of
conviction should not be the rule but an exception and should be
resorted to in rare cases depending upon the facts of a case. However,
where conviction, if allowed to operate would lead to irreparable
damage and where the convict cannot be compensated in any
monetary terms or otherwise, if he is acquitted later on, that by itself
carves out an exceptional situation. Having applied the specific criteria
outlined hereinabove to the present factual matrix, it is our considered
view that the Appellant’s case warrants an order of stay on his award
of conviction, though partially.
16. It remains uncontested that the foundation of the New FIR,
which is the origin point of the present proceedings, rests solely on a
general statement and involved the rekindling of the Old FIR, in which
the Appellant had already been acquitted. Though the aforementioned
gang chart projects the Appellant as a repeat offender, the fact
remains that he has not been convicted in any prior case, apart from
the case presently under consideration. In this context, the detailed
circumstances elaborated hereinabove, serve as compelling reasons to
advocate for the suspension of the Appellant’s conviction and the
consequent disqualification.
6
(2007) 1 SCC 673, para 15.
Page 13 of 19
17. We say so primarily for the reason that the potential
ramifications of declining to suspend such a conviction are
multifaceted. On the one hand, it would deprive the Appellant’s
constituency of its legitimate representation in the Legislature, since a
bye-election may not be held given the remainder tenure of the current
Lok Sabha. Conversely, it would also impede the Appellant’s ability to
represent his constituency based on the allegations, the veracity
whereof is to be scrutinised on a re-appraisal of the entire evidence in
the First Criminal Appeal pending before the High Court. This would
potentially lead to de facto incarceration of the Appellant for a period
of four years under the UP Gangsters Act and an additional six-year
disqualification period, even if he is eventually acquitted, which would
effectively disqualify him from contesting elections for a period of ten
years.
18. It is essential to emphasize that while the Appellant did not
enumerate any material facts regarding irreversible consequences in
his application filed before the High Court, seeking the suspension of
conviction, this principle can be traced to the statutory provisions
outlined in Section 8 of the RPA. The High Court or this Court
however, while exercising their Appellate jurisdictions, are well
empowered to take judicial notice of these consequences. Additionally,
the Respondent also does not contest the fact that if the conviction is
Page 14 of 19
not stayed, the Appellant would not only face disqualification as a
Member of the Eighteenth Lok Sabha but would also incur
disqualification to participate in future elections for Parliamentary or
State Legislative seats. Taking into consideration the consistent legal
position adopted in this regard, the severity of these outcomes
underscores the urgency and gravity of the matter at hand.
19. In this context it is crucial that we also address the final issue
which is before us for consideration, i.e., the question of relevance of
‘moral turpitude’ in the present circumstances. While contemplating to
invoke the concept of ‘moral turpitude’ as a decisive factor in granting
or withholding the suspension of conviction for an individual, there is
a resounding imperative to address the issue of depoliticising
criminality. There has been increasing clamour to decriminalise polity
and hold elected representatives accountable for their criminal
antecedents. It is a hard truth that persons with a criminal
background are potential threats to the very idea of democracy, since
they often resort to criminal means to succeed in elections and other
ventures. In the present context too, substantial doubt has been cast
upon the Appellant’s criminal antecedents along with the veracity and
threat posed by these claims, in light of the many FIRs that have been
produced in these proceedings.
Page 15 of 19
20. While this concern is undeniably pertinent, it remains the duty
of the courts to interpret the law in its current form. Although ‘moral
turpitude’ may carry relevance within the context of elected
representatives, the courts are bound to construe the law in its extant
state and confine their deliberations to those facets explicitly outlined,
rather than delving into considerations pertaining to the moral
rectitude or ethical character of actions. This is especially true when it
is solely motivated by the convicted individual’s status as a political
representative, with the aim of disqualification pursuant to the RPA.
21. Having said so, we hasten to hold that societal interest is an
equally important factor which ought to be zealously protected and
preserved by the Courts. The literal construction of a provision such
as Section 389(1) of the CrPC may be beneficial to a convict but not at
the cost of legitimate public aspirations. It would thus be appropriate
for the Courts to balance the interests of protecting the integrity of the
electoral process on one hand, while also ensuring that constituents
are not bereft of their right to be represented, merely consequent to a
threshold opinion, which is open to further judicial scrutiny.
22. We are of the further considered opinion that, the phenomena of
docket explosion or the high backlog of cases should not be construed
as valid grounds for thwarting the legislative intent enshrined in
Section 8(3) of the RPA, which inter alia provides that:
Page 16 of 19
“…..(3) A person convicted of any offence and
sentenced to imprisonment for not less than two
years [other than any offence referred to in sub-
section (1) or sub-section (2)] shall be disqualified
from the date of such conviction and shall continue
to be disqualified for a further period of six years
since his release….”
23. It is therefore imperative to weigh the competing interests
presented by both the Appellant and the State. This case pertains to
(a) the Appellant’s disqualification as a Member of the Lok Sabha
under Section 8(3) of the RPA, which disentitles a person who has
been convicted and sentenced for a period exceeding two years, from
holding office or contesting elections; and (b) the State’s pursuit of a
conviction under Section 3(1) of the UP Gangsters Act, which penalises
individuals labelled as a ‘gangster’ for participation in organised crime
and engaging in anti-social activities. While the pending appeal raises
significant legal and factual issues, it is exigent that the Appellant’s
future not be left hanging in the balance solely due to the said
conviction. In such instances, where the Appellant’s disqualification
and the State’s criminal proceedings intersect, it becomes incumbent
upon the Court in which the appeal is pending, to hear the matter out
of turn and expeditiously adjudicate the same.
C ONCLUSION AND D IRECTIONS
24. We, thus, deem it appropriate to partially allow this appeal and
suspend the conviction awarded to the Appellant in Special Sessions
Page 17 of 19
Trial No. 980/2012 subject to the following conditions, clarifications
and directions:
i. The Ghazipur Parliamentary Constituency shall not be
notified for bye-election, in terms of Section 151 of the
RPA, till the decision of the Appellant’s criminal appeal by
the High Court;
ii. The Appellant shall, however, not be entitled to participate
in the proceedings of the House. He shall also not have the
right to cast his vote in the House or to draw any perks or
monetary benefits;
iii. The continuance of MP led welfare schemes in the
Ghazipur Parliamentary Constituency without the
Appellant being associated for the release of grants for
such schemes, is not an irrevocable consequence as all
such Schemes can be given effect, even in the absence of
the local parliamentary representative;
iv. The Appellant shall not be disqualified to contest future
election(s) during the pendency of his criminal appeal
before the High Court and if he is elected, such election will
be subject to outcome of the First Criminal Appeal; and
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v. The High Court shall make an endeavour to decide the
Appellant’s criminal appeal expeditiously and before
30.06.2024.
25. Consequently, we direct the Registrar General of the High Court
to put up this order before Hon’ble The Chief Justice of the High Court
for immediate enlisting of the Criminal Appeal No. 5295 / 2023 with a
request to the appropriate Bench, for an out of turn hearing and
adjudication of the said appeal by 30.06.2024. The Appellant is
directed to extend full cooperation to the High Court in this regard,
failing which, this order shall be liable to variance.
26. It is clarified that we have not expressed any opinion on the
merits of the case and the First Criminal Appeal shall be decided by
the High Court on its own merits.
27. The present appeal is disposed of in the above terms.
………..………………… J.
(SURYA KANT)
……………………………J.
(UJJAL BHUYAN)
NEW DELHI
DATED :14.12.2023
Page 19 of 19
REPORTABLE
IN THE SUPREME COURT OF INDIA
CRIMINAL APPELLATE JURISDICTION
CRIMINAL APPEAL NO. 3838 OF 2023
[ARISING OUT OF SLP (CRIMINAL) NO. 11129 OF 2023]
AFJAL ANSARI …APPELLANT
VERSUS
STATE OF UP …RESPONDENT
J U D G M E N T
DIPANKAR DATTA, J.
1. The draft of the judgment prepared by Hon’ble Surya Kant, J.,
speaking for His Lordship and Hon’ble Ujjal Bhuyan, J., is so well considered
and supplemented with an enviable degree of articulation that it almost
prompted my concurrence. However, with all the respect and humility at
my command, I have not been able to be ad idem with the Hon’ble Judges
Page 1 of 56
in the majority. I believe that the importance of the question involved would
compel me to tread the path of dissent en route a different end.
th
2. The assail in this appeal is to a judgment and order dated 24
July, 2023 of the High Court of Judicature at Allahabad (“High Court”,
1
hereafter) whereby a criminal miscellaneous application under section
389(1) of the Code of Criminal Procedure, 1973 (“Cr. PC”, hereafter) filed
2
by the appellant, in connection with an appeal under section 374(2)
thereof, was partly allowed. The sole question that emerges for a decision
on this appeal is whether the High Court was justified in spurning the prayer
of the appellant for stay of the order appealed against while it proceeded to
grant his prayer for suspension of execution of sentence, in exercise of
power conferred by section 389(1) of the Cr. PC.
3. The appellant is a member of Parliament, having been elected to
th
the 17 Lok Sabha from Ghazipur constituency in 2019. He suffered a
conviction under section 3(1) of the Uttar Pradesh Gangsters and Anti-
Social Activities (Prevention) Act, 1986 (“Gangsters Act”, hereafter) vide
judgment of the Special MP/MLA Court, Ghazipur (“Trial Court”, hereafter)
th 3
dated 29 April, 2023 , consequent whereto he was sentenced to four years
imprisonment together with a fine of Rupees One lakh. Aggrieved thereby,
he approached the High Court for suspension of execution of the sentence
as well as for suspension of the order appealed against which has succeeded
in part as noted above. The refusal of the High Court to stay the conviction
1
No. 01/2023
2
Criminal Appeal No. 5295/2023
3
Special Sessions Trial No. 980/2012
Page 2 of 56
of the appellant has resulted in his disqualification from the membership of
Parliament by operation of law, i.e., section 8(3) of the Representation of
the People Act, 1951 (“the RoP Act”, hereafter), which has duly been
4
notified by the Lok Sabha Secretariat . As a sequel thereto, the appellant
stands barred from partaking in the electoral process for six years from the
date of serving his sentence.
4. Hon’ble Surya Kant, J. in His Lordship’s judgment has given a
resume of the facts leading to the appeal carried by the appellant before
this Court. Having regard thereto as well as the question that arises for
decision, it is not considered expedient to repeat the same. However, in
course of hearing of this appeal, the parties through their respective learned
senior counsel have advanced elaborate submissions which are proposed to
be noted a little later.
5. In the impugned judgment and order, the High Court determined
that the threshold for suspension of the order under appeal was not reached
in the present case. It observed that suspension of the order appealed
against is not the rule but an exception to be availed only in rare cases and
that exceptional circumstances have to be brought to the notice of the Court
before the relief of such a suspension could be granted. Unless the attention
of the Court is directed towards specific consequences that would befall the
appealing convict on account of the conviction, he cannot urge for
suspension of the order. It was noticed by the High Court that the only
ground urged by the appellant for seeking relief of suspension of the order
4 st
vide notification bearing S.O. No. 1994 published in the Gazette of India dated 1 May, 2023
Page 3 of 56
under appeal was that if such relief were not granted, he would remain
disqualified. According to the High Court, absolutely nothing was mentioned
in the affidavit filed by the appellant about the ramifications of the
conviction. Another consideration which weighed with the High Court was
the objective of the Gangsters Act, being a law enacted to maintain public
order for reining in organised crime and anti-social activities in the state of
Uttar Pradesh as well as the severity of the accusations against the
appellant. Consequently, it was ruled that although the appellant had made
out a case of suspension of execution of sentence but could not fulfil the
conditions for staying his conviction.
6. Dr. Abhishek Manu Singhvi, learned senior counsel appearing for
the appellant, assailed the impugned order by advancing the following
submissions:
a. The failure to stay the conviction would inflict irreparable harm
to the appellant. There is only a primary conviction, against
which an appeal has been carried to the High Court. Having
regard to the huge pendency of appeals in the High Court, the
said appeal is not likely to be heard in the near future resulting
in the appellant being deprived of engaging in electoral politics
for around 10 years. The case is at the stage of first appeal,
and refusal to stay the conviction of the appellant at this stage
would be an onerous disproportionate limitation.
b. The appellant has been a member of the Uttar Pradesh
Legislative Assembly five times and a member of the Lok
Page 4 of 56
Sabha twice. He has not been convicted for any offence in the
past, much less any heinous offence, apart from the conviction
under consideration. In a particular case, viz. Case Crime No.
589/2005, the appellant has been acquitted after a full-fledged
trial. The offence, in the case under consideration, though has
been held to be proved, the judgment of conviction suffers
from various infirmities based whereon the High Court itself
proceeded to suspend execution of the sentence. There could
be no cogent ground for not staying the conviction for the self-
same reasons. The infirmities present in the judgment and
order rendered by the Trial Court and the infirmity from which
the judgment and order under appeal suffer would constitute
‘exceptional circumstances’ empowering this Court to stay the
conviction.
c. The electoral constituency of Ghazipur is not being
represented in Parliament due to the appellant’s
disqualification arising out of his conviction. The people of
Ghazipur are suffering as they do not have a legislative
representative who can highlight their grievances in
Parliament, and only executive and judicial remedies are left
available to them.
d. Further, the execution of more than two dozen projects under
5
the Members of Parliament Local Area Development Scheme ,
5
MPLAD Scheme
Page 5 of 56
which have been initiated by the appellant, are now upended
and uncertain. The damage likely to be caused by reason
thereof is such that it cannot be undone at a later stage.
e. Balance of convenience in the present case falls squarely in
favour of the appellant. The appellant would suffer irreversible
harm if the conviction is not stayed as he would remain
disqualified and would not be able to participate even in the
General Elections scheduled for 2024. If the appellant was to
be ultimately found not guilty by the High Court, then no Court
would be able to turn the clock back and remedy the harm
suffered by the appellant. However, if the conviction were to
be stayed and down the line if the High Court affirmed the
conviction by the Trial Court, the appellant would in any case
be bound to serve his sentence without any prejudice caused
to the respondent.
f. Irreversibility of the position is one important factor that the
High Court failed to bear in mind, while refusing to stay the
conviction.
7. Resting on the aforesaid submissions, Dr. Singhvi prayed that
while setting aside the judgment and order of the High Court, to the
extent impugned in this appeal, the conviction recorded against the
appellant be stayed.
Page 6 of 56
8. Per contra , Mr. K.M. Nataraj, learned Additional Solicitor General
appearing for the respondent, supported the impugned judgment and
order and advanced the following contentions:
a. The standards for suspension of sentence and stay of
conviction are different. Stay of conviction can only be
ordered by the court when exceptional circumstances are
shown to exist. Dissimilar to suspension of execution of
sentence, it is not a matter of practice to stay the conviction
at the stage of first appeal. No exceptional circumstance
having been shown to exist, the High Court has passed a
reasoned judgment that ought not to be interfered on sparse
grounds.
b. The conviction in the present case is under the Gangsters Act
which is of a serious nature and stay of conviction in this case
would not be in consonance with the settled principles laid
down by this Court in several of its decisions.
c. The appellant is a notorious criminal, with numerous criminal
antecedents. Reference was made to a list in this regard
forming part of the reply of the respondent.
d. The acquittal in Case Crime No. 589/2005 could be attributed
to witness intimidation by the appellant as most witnesses in
that trial turned hostile and did not support the prosecution
case. The appellant was not acquitted unequivocally on
Page 7 of 56
merits. In any event, an appeal against the acquittal is
pending.
9. Learned ASG also invited our attention to the contents of the
affidavit filed by the appellant before the High Court in support of his
prayer for suspension of the order under appeal as well as the finding
returned by the High Court in that behalf. He contended that apart from
referring to the fact of disqualification incurred by him by reason of the
conviction, the appellant had made no disclosure of facts and figures to
demonstrate the consequences that he is likely to suffer should his prayer
for suspension of the order under appeal be not granted. Referring to the
arguments advanced by Dr. Singhvi on behalf of the appellant, learned
ASG contended that the same do not deserve consideration being beyond
the four corners of the affidavit of the appellant before the High Court. It
was also his contention that the High Court rightly observed that “there
is absolutely nothing that what consequences are likely to fall upon
conviction” .
10. Reiterating that no exceptional circumstances deserving
suspension of the order appealed against having been brought out by the
appellant, learned ASG concluded by submitting that the appeal may be
dismissed.
11. Reference has been made by learned senior counsel appearing
for the parties to multiple decisions of this Court on the subject of
stay/suspension of conviction, which need to be adverted to prior to
deciding the contentious issue. In the process, it would be essential to
Page 8 of 56
consider certain other decisions too having a bearing on the question that
this Court is now tasked to decide.
6
12. The decision in Ravikant S. Patil v. Sarvabhouma S. Bagali ,
heavily relied on by Dr. Singhvi, in its turn, relied on Rama Narang v.
7
Ramesh Narang & Ors . . Ravikant S. Patil (supra) illuminates the
position of law with respect to stay/suspension of conviction. This Court
was considering an appeal under section 116-A of the RoP Act preferred
by the appellant who was an elected member of the Karnataka Legislative
th
Assembly. By judgment and order dated 28 July, 2000, the appellant
was convicted and sentenced to undergo imprisonment for a period of 7
(seven) years by the Addl. Sessions Judge, Solapur, Maharashtra.
Immediately thereafter, a criminal appeal was preferred by the appellant
challenging the judgment of conviction and order of sentence. Pending
the appeal, the Bombay High Court granted stay of the execution of the
sentence. Fresh elections to the Karnataka Legislative Assembly having
been notified in the early part of 2004, the appellant once again moved
th
the Bombay High Court and obtained an order dated 26 March, 2004
staying his conviction. The appellant having filed his nomination by the
st
last date, i.e., 31 March, 2004, objection was lodged by the respondent
which was turned down. In the election that followed, the appellant came
to be elected. Upon an election petition being filed by the respondent, the
same succeeded before the Karnataka High Court on the ground that the
appellant stood disqualified in terms of provisions contained in section 8
6
(2007) 1 SCC 673
7
(1995) 2 SCC 513
Page 9 of 56
of the RoP Act to contest an election. The principle which is laid down by
this decision is that stay of conviction is the exception, and to avail that
exception the appellant will have to show irreversible consequence and
injustice. The operative part is reproduced hereinbelow:
“15. It deserves to be clarified that an order granting stay of
conviction is not the rule but is an exception to be resorted to in
rare cases depending upon the facts of a case. Where the execution
of the sentence is stayed, the conviction continues to operate. But
where the conviction itself is stayed, the effect is that the conviction
will not be operative from the date of stay. An order of stay, of
course, does not render the conviction non-existent, but only non-
operative. Be that as it may. Insofar as the present case is
concerned, an application was filed specifically seeking stay of the
order of conviction specifying the consequences if conviction was
not stayed, that is, the appellant would incur disqualification to
contest the election. The High Court after considering the special
reason, granted the order staying the conviction. As the conviction
itself is stayed in contrast to a stay of execution of the sentence, it
is not possible to accept the contention of the respondent that the
disqualification arising out of conviction continues to operate even
after stay of conviction.
*
16.5. All these decisions, while recognising the power to stay
conviction, have cautioned and clarified that such power should be
exercised only in exceptional circumstances where failure to stay
the conviction, would lead to injustice and irreversible
consequences.”
(emphasis supplied)
Since the appellant was not disqualified to file his nomination as well as
to contest the election, this Court set aside the impugned judgment and
order while allowing the appeal.
13. Turning to Rama Narang (supra), a decision rendered by a 3-
Judge Bench of this Court, it is observed that this decision was not
formally cited by either of the parties though interpretation of section 389,
Cr. PC and the law laid down therein for guiding the courts to suspend
execution of the sentence and the order appealed against have significant
Page 10 of 56
relevance for the purpose of deciding this appeal. There, the appellant
(Managing Director of the company in question) was convicted of certain
offences punishable under the Indian Penal Code, 1860 (“IPC”, hereafter)
and sentenced to three months’ and two and a half years’ rigorous
imprisonment together with fine of Rs.5,000/-. The conviction and
sentence were challenged by the appellant under section 374(2) of the
Cr. PC before the Delhi High Court. While hearing an application under
section 389(1) thereof, stay of operation of the impugned order was
directed and he was granted bail. Despite such conviction resulting in the
appellant’s disqualification under section 267 of the Companies Act, 1956
to remain as the Managing Director, he continued to attend Board
meetings of the company in question. Resolutions adopted in meetings
attended by the appellant were challenged in a Company Petition filed
before the Bombay High Court by the respondent, which was
subsequently withdrawn. There were other proceedings between the
parties before the Company Law Board, to which reference in detail need
not be made. Ultimately a suit came to be instituted before the Bombay
High Court by the appellant and others and a learned single Judge granted
interim relief which enabled the appellant to continue as the Managing
Director. An appeal was carried therefrom to the Division Bench, which
was partly allowed. That part of the impugned order enabling the
appellant to continue as the Managing Director was set aside. This order
was then challenged before this Court. Inter alia , what fell for examination
in that case was whether the power under section 389(1) of the Cr. PC
could be invoked to stay the conviction. A three-Judge Bench of this Court
Page 11 of 56
held that there is no reason why a narrow meaning to section 389(1)
should be given. E ven otherwise, it was held that the High Courts have
the power under section 482 of the Cr. PC to order such a stay. This Court
further held that although an order of conviction by itself is not capable
of execution under the Cr. PC, but in certain situations and in a limited
sense, an order of conviction could be executed, that is to say, when it
may result in incurring of some disqualification under other enactments.
In such cases, the Court also held that it was permissible to invoke the
power under section 389(1) of the Cr. PC for staying the conviction. On
facts, the Court held that the appellant had not moved the Delhi High
Court with clean hands and had attempted to play hide and seek for which
the said court could not even apply its mind as to whether the
circumstances before it did deserve a stay of the conviction. The
reasoning for such conclusions is traceable to paragraphs 16 and 19 of
the decision, reading as follows:
“16. In certain situations the order of conviction can be executable,
in the sense, it may incur a disqualification as in the instant case.
In such a case the power under Section 389(1) of the Code could
be invoked. In such situations the attention of the Appellate Court
must be specifically invited to the consequence that is likely to fall
to enable it to apply its mind to the issue since under Section 389(1)
it is under an obligation to support its order ‘for reasons to be
recorded by it in writing’. If the attention of the Court is not invited
to this specific consequence which is likely to fall upon conviction
how can it be expected to assign reasons relevant thereto? No one
can be allowed to play hide and seek with the Court; he cannot
suppress the precise purpose for which he seeks suspension of the
conviction and obtain a general order of stay and then contend that
the disqualification has ceased to operate. *
*
19. That takes us to the question whether the scope of Section
389(1) of the Code extends to conferring power on the Appellate
Court to stay the operation of the order of conviction. As stated
earlier, if the order of conviction is to result in some disqualification
Page 12 of 56
of the type mentioned in Section 267 of the Companies Act, we see
no reason why we should give a narrow meaning to Section 389(1)
of the Code to debar the court from granting an order to that effect
in a fit case. The appeal under Section 374 is essentially against the
order of conviction because the order of sentence is merely
consequential thereto; albeit even the order of sentence can be
independently challenged if it is harsh and disproportionate to the
established guilt. Therefore, when an appeal is preferred under
Section 374 of the Code the appeal is against both the conviction
and sentence and therefore, we see no reason to place a narrow
interpretation on Section 389(1) of the Code not to extend it to an
order of conviction, although that issue in the instant case recedes
to the background because High Courts can exercise inherent
jurisdiction under Section 482 of the Code if the power was not to
be found in Section 389(1) of the Code. We are, therefore, of the
opinion that the Division Bench of the High Court of Bombay was
not right in holding that the Delhi High Court could not have
exercised jurisdiction under Section 482 of the Code if it was
confronted with a situation of there being no other provision in the
Code for staying the operation of the order of conviction. In a fit
case if the High Court feels satisfied that the order of conviction
needs to be suspended or stayed so that the convicted person does
not suffer from a certain disqualification provided for in any other
statute, it may exercise the power because otherwise the damage
done cannot be undone; the disqualification incurred by Section 267
of the Companies Act and given effect to cannot be undone at a
subsequent date if the conviction is set aside by the Appellate Court.
But while granting a stay of (sic or) suspension of the order of
conviction the Court must examine the pros and cons and if it feels
satisfied that a case is made out for grant of such an order, it may
do so and in so doing it may, if it considers it appropriate, impose
such conditions as are considered appropriate to protect the interest
of the shareholders and the business of the company.”
(emphasis supplied)
8
14. Navjot Singh Sidhu v. State of Punjab , cited on behalf of the
appellant, had the occasion to deal with an argument that in order to
maintain purity and probity in public bodies, criminalisation of politics has
to be stopped and persons who have been convicted of any offence should
not be allowed to enter Parliament; and that irrespective of quantum of
8
(2007) 2 SCC 574
Page 13 of 56
sentence, if a person is convicted for an offence referred to in sub-section
(1) of section 8 where the punishment imposed may only be a fine, a
person will incur the disqualification from the date of conviction which will
remain for a period of 6 (six) years, thus evincing the intention of the
framers of law that a convict should not enter the precincts of Parliament
or the Legislature of a State. The contention raised was rejected holding
that the RoP Act is a complete code providing not only the eligibility and
qualification for membership of the House of People and the Legislative
Assemblies but also for disqualification on conviction and other matters.
Parliament in its wisdom having made a specific provision for
disqualification on conviction by enacting section 8, it was held that it is
not for the Court to abridge or expand the same. Rama Narang (supra)
and Ravikant S. Patil (supra) were referred to, which recognized the
power possessed by the court of appeal to suspend or stay an order of
conviction. Such decisions having also laid down the parameters for
exercise of such power, it was also held that it is not possible to hold, as
a matter of rule, or, to lay down, that in order to prevent any person who
has committed an offence from entering Parliament or the Legislative
Assembly the order of the conviction should not be suspended. It was
reminded that the courts have to interpret the law as it stands and not on
considerations which may be perceived to be morally more correct or
ethical.
Page 14 of 56
15. On behalf of the respondent, learned ASG cited Sanjay Dutt v.
9
State of Maharashtra to contend that a mere bar to contest elections
would not be sufficient ground to stay the conviction. The relevant portion
of the decision is excerpted below:
“ 12. Despite all these favourable circumstances, we do not think
that this is a fit case where conviction and sentence could be
suspended so that the bar under Section 8 (3) of the Representation
of People Act, 1951 will not operate against the petitioner. Law
prohibits any person who has been convicted of any offence and
sentenced to imprisonment for not less than two years from
contesting the election and such person shall be disqualified for a
further period of six years since his release. In the face of such a
provision, the power of the Court under Section 389 CrPC shall be
exercised only under exceptional circumstances.
*
14. In the present case, no such circumstances are in favour of the
petitioner. In view of the serious offence for which he has been
convicted by the Special Judge, we are not inclined to suspend the
conviction and sentence awarded by the Special Judge in the
present case….”
( emphasis supplied )
16. The vires of section 8(4) of the RoP Act came to be challenged in
10
Lily Thomas v. Union of India , a decision on which learned ASG
placed heavy reliance. According to him, what flows from the said decision
is that exercise of power to stay a conviction should be limited to very
exceptional cases and the present case does not commend to be such an
exceptional case so as to warrant any stay of conviction recorded against
the appellant.
17. Sub-section (4), which was inserted in section 8 of the RoP Act
th
by an amendment with effect from 15 March, 1989, provided for an
automatic stay of disqualification from membership if a convicted member
9
(2009) 5 SCC 787
10
(2013) 7 SCC 653
Page 15 of 56
of Parliament/Legislative Assembly brought an appeal/application for
revision seeking setting aside of his conviction within three months
thereof. This Court in Lily Thomas (supra) held that Parliament lacked
the power to enact sub-section (4) of section 8 and declared the same
ultra vires . It also found no merit in the submissions advanced on behalf
of the respondents that if a sitting member of Parliament or a Legislative
Assembly suffers from a frivolous conviction by the trial court of the
nature referred to in sub-sections (1), (2) and (3) of section 8, he will be
remediless and suffer immense hardship as he would stand disqualified
on account of such conviction in the absence of sub-section (4). While
repelling such submission, Rama Narang (supra) and Ravikant S. Patil
(supra) were referred to and it was held that in an appropriate case not
only could the appellate court in exercise of its power under section
389(1) of the Cr. PC stay the order of conviction, but the High Courts in
exercise of its inherent jurisdiction under section 482 of the Cr. PC could
also stay the conviction if the power was not to be found in section 389
thereof.
18. Lok Prahari through General Secretary S.N. Shukla v.
11
Election Commission of India & Ors. was cited by Dr. Singhvi. There,
a society registered under the Societies Registration Act, 1860 invoked
the Public Interest Litigation jurisdiction of this Court under Article 32 of
the Constitution seeking, inter alia , a declaratory relief that since the law
does not provide for stay of conviction, even in case of stay of conviction
11
(2018) 18 SCC 114
Page 16 of 56
by the appellate court for an offence attracting disqualification under
section 8 of the RoP Act, any such stay order does not have the effect of
wiping out the disqualification and reviving the membership with
retrospective effect and consequently, the seat of the member concerned
is deemed to have become vacant with effect from the date of conviction
in terms of Articles 101(3)(a) and 190(3)(a) of the Constitution. This
Court, having considered Rama Narang (supra), Lily Thomas (supra),
Navjot Singh Sidhu (supra) and Ravikant S. Patil (supra), expounded
the position of law as follows:
“16. These decisions have settled the position on the effect of an
order of an appellate court staying a conviction pending the appeal.
Upon the stay of a conviction under Section 389 CrPC, the
disqualification under Section 8 will not operate. The decisions in
Ravikant S. Patil and Lily Thomas conclude the issue. Since the
decision in Rama Narang , it has been well settled that the appellate
court has the power, in an appropriate case, to stay the conviction
under Section 389 besides suspending the sentence. The power to
stay a conviction is by way of an exception. Before it is exercised,
the appellate court must be made aware of the consequence which
will ensue if the conviction were not to be stayed. Once the
conviction has been stayed by the appellate court, the
disqualification under sub-sections (1), (2) and (3) of Section 8 of
the Representation of the People Act, 1951 will not operate. Under
Article 102(1)( e ) and Article 191(1)( e ), the disqualification
operates by or under any law made by Parliament. Disqualification
under the above provisions of Section 8 follows upon a conviction
for one of the listed offences. Once the conviction has been stayed
during the pendency of an appeal, the disqualification which
operates as a consequence of the conviction cannot take or remain
in effect. In view of the consistent statement of the legal position in
Rama Narang and in decisions which followed, there is no merit in
the submission that the power conferred on the appellate court
under Section 389 does not include the power, in an appropriate
case, to stay the conviction. Clearly, the appellate court does
possess such a power. Moreover, it is untenable that the
disqualification which ensues from a conviction will operate despite
the appellate court having granted a stay of the conviction. The
authority vested in the appellate court to stay a conviction ensures
that a conviction on untenable or frivolous grounds does not operate
to cause serious prejudice. As the decision in Lily Thomas has
Page 17 of 56
clarified, a stay of the conviction would relieve the individual from
suffering the consequence inter alia of a disqualification relatable to
the provisions of sub-sections (1), (2) and (3) of Section 8.”
(emphasis supplied)
19. The unreported decision in Naranbhai Bhikhabhai Kachchadia
12
v. State of Gujarat , relied on by Dr. Singhvi, was rendered on an
appeal where the prayer for stay of conviction was declined by the
relevant high court. The appellant, a sitting member of Parliament, had
been convicted of offences under sections 332, 186 and 143, IPC along
with others but acquitted of the more serious offence under section 3(1)
(x) of the Scheduled Castes and the Scheduled Tribes (Prevention of
Atrocities) Act, 1989. Looking to the facts of the case, this Court was of
the view that adverse consequences will certainly follow not only to the
appellant but also to his constituents in case the conviction remains, and
the impact thereof would be irreparable. Considering various factors as
delineated in unnumbered paragraph 13, including the somewhat
exceptional consequence of the disqualification of the appellant from
representing his constituents in Parliament for six years, this Court
quashed the prosecution against the appellant only on the condition that
the appellant pays to the victim/complainant Rs.5,00,000/- within a week.
20. Finally, the recent decision of this Court in Rahul Gandhi v.
13
Purnesh Ishwarbhai Modi & Anr . was placed on behalf of the
appellant wherein this Court observed that section 8(3) of the RoP Act has
far-reaching consequences, as it not only affects the right of the appellant
12 th
Criminal Appeal No. 418/2016 (order dated 29 April, 2016)
13
2023 SCC OnLine SC 929
Page 18 of 56
to continue in public life but also is a detriment to the right of the
electorate which has elected him to represent their constituency.
21. It has been noticed that in Ravikant S. Patil (supra) and Lok
Prahari (supra), this Court had considered the decision in K.C. Sareen
14
v. CBI . That was a case where a bank officer having been convicted for
an offence punishable under the Prevention of Corruption Act, 1988 and
sentenced to a year’s imprisonment with fine of Rs.500/-, had carried the
conviction and sentence in appeal whereupon execution of the sentence
was stayed. However, in view of the conviction which remained operative,
the disciplinary authority imposed the punishment of dismissal from
service. The dismissed officer once again moved the relevant high court
but without success. The second order dismissing the prayer for stay of
conviction was challenged before this Court. Dismissing the civil appeal,
this Court ruled that:
“11. The legal position, therefore, is this: though the power to
suspend an order of conviction, apart from the order of sentence,
is not alien to Section 389(1) of the Code, its exercise should be
limited to very exceptional cases. Merely because the convicted
person files an appeal in challenge of the conviction the court should
not suspend the operation of the order of conviction. The court has
a duty to look at all aspects including the ramifications of keeping
such conviction in abeyance. It is in the light of the above legal
position that we have to examine the question as to what should be
the position when a public servant is convicted of an offence under
the PC Act. No doubt when the appellate court admits the appeal
filed in challenge of the conviction and sentence for the offence
under the PC Act, the superior court should normally suspend the
sentence of imprisonment until disposal of the appeal, because
refusal thereof would render the very appeal otiose unless such
appeal could be heard soon after the filing of the appeal. But
suspension of conviction of the offence under the PC Act, dehors
the sentence of imprisonment as a sequel thereto, is a different
matter.
14
(2001) 6 SCC 584
Page 19 of 56
*
13. The above policy can be acknowledged as necessary for the
efficacy and proper functioning of public offices. If so, the legal
position can be laid down that when conviction is on a corruption
charge against a public servant the appellate court or the revisional
court should not suspend the order of conviction during the
pendency of the appeal even if the sentence of imprisonment is
suspended. It would be a sublime public policy that the convicted
public servant is kept under disability of the conviction in spite of
keeping the sentence of imprisonment in abeyance till the disposal
of the appeal or revision.”
(emphasis supplied)
22. In order to understand the manner in which the power under
section 389(1) of the Cr. PC could be exercised, reference to the decision
of this Court in State of Maharashtra v. Balakrishna Dattatraya
15
Kumbhar would not be out of place. Faced with a circumstance
surrounding the suspension of conviction of a senior excise officer by the
Bombay High Court, this Court held that the conviction of public servants
in corruption cases cannot be suspended merely because they would
otherwise lose their jobs. This is what was also observed in paragraph 15
of the decision:
“15. Thus, in view of the aforesaid discussion, a clear picture
emerges to the effect that the appellate court in an exceptional
case, may put the conviction in abeyance along with the sentence,
but such power must be exercised with great circumspection and
caution, for the purpose of which, the applicant must satisfy the
court as regards the evil that is likely to befall him, if the said
conviction is not suspended. The court has to consider all the facts
as are pleaded by the applicant, in a judicious manner and examine
whether the facts and circumstances involved in the case are such,
that they warrant such a course of action by it. The court
additionally, must record in writing, its reasons for granting such
relief. Relief of staying the order of conviction cannot be granted
only on the ground that an employee may lose his job, if the same
is not done.”
(emphasis supplied)
15
(2012) 12 SCC 384
Page 20 of 56
16
23. Again, in Shyam Narain Pandey v. State of U.P. , arising out
of an appeal at the instance of a principal of an institution who was, inter
alia , convicted for murder, this Court stressed on the exceptionality of the
power to suspend the conviction and observed thus:
“11. In the light of the principles stated above, the contention that
the appellant will be deprived of his source of livelihood if the
conviction is not stayed cannot be appreciated. For the appellant, it
is a matter of deprivation of livelihood but he is convicted for
deprivation of life of another person. Until he is otherwise declared
innocent in appeal, the stain stands. The High Court has discussed
in detail the background of the appellant, the nature of the crime,
manner in which it was committed, etc. and has rightly held that it
is not a very rare and exceptional case for staying the conviction.”
24. Bare perusal of the aforementioned decisions reveal how this
Court has differently dealt with approaches made by, inter alia , a
Managing Director of a company, a member of the Legislative Assembly,
a member of Parliament, a film actor intending to join politics, a bank
officer, a civil post holder and a principal of an institution, while they
sought for stay of conviction.
25. It is also noteworthy that notwithstanding Rama Narang (supra)
referring to section 482 of the Cr. PC as the repository of power to stay a
conviction in a case where section 389(1) thereof may not apply, the
power of an “Appellate Court” to stay a conviction pending an appeal
against a judgment and order of conviction and sentence too has been
read into section 389(1) by Rama Narang (supra), although the statute
on its plain language does not expressly say so. This, in all probability, is
16
(2014) 8 SCC 909
Page 21 of 56
because the inherent power under section 482 is the exclusive preserve
of the high courts and not any other court exercising appellate power;
hence, an “Appellate Court”, not being a high court, would be denuded of
the power to stay a conviction under section 482 in case such a prayer
were made during the pendency of an appeal before it (the appellate
court).
26. It is considered most appropriate, at this stage, to refer to the
decision of the Constitution Bench of this Court in K. Prabhakaran v. P.
17
Jayarajan . In a somewhat different context, this Court did have the
occasion to consider section 389, Cr. PC and made a pertinent observation
as to what is permissible thereunder. The said observation reads:
“42. * A court of appeal is empowered under Section 389 to order
that pending an appeal by a convicted person the execution of the
sentence or order appealed against be suspended and also, if he is
in confinement, that he be released on bail or bond. What is
suspended is not the conviction or sentence; it is only the execution
of the sentence or order which is suspended. It is suspended and
not obliterated. *”
(emphasis supplied)
27. Although the aforesaid observation in K. Prabhakaran (supra)
correctly captures the essence of section 389, Cr. PC., it appears not to
have been placed before the other Benches of this Court while it rendered
decisions subsequent thereto (some of which have been noted
hereinabove). Although a difference between an ‘order of conviction being
stayed’ and ‘execution of the order appealed against being suspended’ in
the context of exercise of jurisdiction by the courts under the Cr. PC is
17
(2005) 1 SCC 754
Page 22 of 56
discerned, such difference was not delineated possibly because the issue
before the Court did not warrant it. In any event, K. Prabhakaran
(supra) being a Constitution Bench decision, the same would bind all
Benches of lesser strength and it is trite that any interpretation of section
389(1), Cr. PC not in line therewith has to yield to it. At the same time,
Rama Narang (supra) without being doubted having held the field so
long and by which the power to stay conviction under section 389, Cr. PC
stands judicially acknowledged, all later decisions including K.
Prabhakaran (supra) must be read as complimentary to it.
28. At this juncture, it would also be of profit to refer to the decision
18
in Lalsai Khunte v. Nirmal Sinha where, while discussing the effect
of stay of conviction as compared to suspension of the order under appeal
at some length, the Bench followed K. Prabhakaran (supra). In that
case, the appellant had been convicted for offences under sections 420
and 468 read with section 34 of the IPC and sentenced to two years
th
imprisonment by the trial court’s order dated 9 May, 2002. The appellate
st
court by an order dated 31 May, 2002 suspended the order of the trial
th
court dated 9 May, 2002 and granted bail to the appellant. Meanwhile,
the appellant and the respondent intended to contest election for the
same constituency seat. The Returning Officer was misled by the
appellant, who withheld vital information with regard to his conviction. In
the result, the appellant’s candidature could not be rejected by the
Returning Officer. Both the appellant and the respondent thereafter
18
(2007) 9 SCC 330
Page 23 of 56
contested the election, wherein the former returned victorious. An
election petition was filed by the respondent and it succeeded before the
relevant high court resulting in the appellant’s election to the Legislative
Assembly being set aside. The order of the high court was the subject
matter of the appeal. The sole question falling for decision was whether
st
the order passed on 31 May, 2002 by the appellate court, whereby the
conviction and sentence of the appellant was suspended, would amount
to staying the conviction or not. This Court, while dismissing the appeal,
perused the appellant’s application under section 389, Cr. PC and found
the same to be a routine application for suspension of sentence without
any prayer seeking stay of conviction. Rama Narang (supra) was read
to lay down the law that section 389(1), Cr. PC empowers the appellate
court to stay the conviction also but that, suspension of the order
appealed against would not amount to staying the conviction. Referring
to Ravikant S. Patil (supra), it was observed that there an application
for stay of conviction was specifically filed specifying the consequences if
the conviction was not stayed and that such fact was taken into
consideration while holding in that case that the conviction was
specifically stayed, which was not the case here. Suspension, the Court
held, did not mean the stay of the conviction. It was held that if the
incumbent had been vigilant enough, he could have moved the court even
later on for obtaining the stay of conviction, particularly in view of the fact
that he wanted to contest the election but that was not done. It was also
held that:
Page 24 of 56
“14. As already pointed out above that on 31-5-2002, the
appellate court while granting him the bail only suspended the
impugned order dated 9-5-2002. Thus suspension does not
amount to temporarily washing out the conviction. The conviction
still remains, only the operation of the order and the sentence
remain suspended that does not amount to temporary stay of the
conviction. A specific order staying conviction has to be sought.”
(emphasis supplied)
29. In the context of civil proceedings, it is noted that Order XLI Rule
5 of the Code of Civil Procedure (“CPC”, hereafter) empowers an appellate
court to order stay of execution of the decree appealed from. The
provisions of Order XLI of the CPC apply to appeals from orders in terms
of Rule 2 of Order XLIII thereof. Law is well settled that ‘stay of operation
of an order’ means that the order which has been stayed would not be
operative from the date the order of stay is passed but it does not mean
that the order, which is stayed, is wiped out from existence. However, it
is in section 389(1), Cr. PC that the expression “execution of the sentence
or the order appealed against be suspended” pending the appeal is found
instead of the legislature having used a simpler expression like “the order
appealed against be stayed”. Had the statute provided so and an order to
that effect were passed, it would be sufficient to stay the conviction as
well as the sentence. However, the legislature has prefaced “the sentence
or the order appealed against” with “execution” , which has the effect of
connoting that only such part of the judgment and order appealed against,
which is capable of being executed, can be suspended under section
389(1), Cr. PC. Though conviction would be an integral part of the
judgment and order carried in an appeal, but it is not executable in the
sense a sentence of imprisonment and/or fine or any other order fastening
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obligation on the convict is executable. While section 389(1) empowers
an appellate court to suspend execution of the sentence or the order
appealed against, an order suspending execution of the order appealed
against [according to K. Prabhakaran (supra) and Lalsai Khunte
(supra)] would not amount to a stay of conviction. An order staying the
conviction has to be sought before the concerned court and obtained by
the convict to render any disability including a disqualification as in the
present case, incurred as a result of the conviction, inoperative. In the
absence of a stay of conviction having been sought and an order to that
effect having been passed, an order merely suspending execution of the
order appealed against would be of no use in a matter of the present
nature.
30. Be that as it may, the guiding principles that emerge from these
precedents can briefly be summarised as follows:
a. the power to suspend execution of an order and/or to stay a
conviction is traceable to section 389(1), Cr. PC notwithstanding
that the high courts may, in appropriate cases, exercise their
inherent jurisdiction preserved by section 482 of the Cr. PC to
grant a stay of conviction;
b. suspension of execution of an order of conviction or stay of the
conviction — whatever be the prayer made before the Court of
appropriate jurisdiction, the same can be granted depending
upon the facts of each particular case and the courts have a duty
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to look at all aspects including the ramifications of keeping the
conviction in abeyance.
c. stay of conviction or suspension of execution of conviction is a
rare occurrence, and in order to avail this exceptional measure,
it must be demonstrated that irreversible consequences and
injustice would otherwise entail which cannot be undone in
future;
d. a convict who has appealed against the judgment and order of
conviction and sentence - if he wishes to have the conviction
stayed - has to specifically pray for stay of conviction, since
despite suspension of execution of sentence and the order
appealed against, the conviction remains and such suspension
does not amount to stay of conviction;
e. while seeking a stay of conviction pending appeal, it is imperative
for the appealing convict to expressly bring to the court's
attention the foreseeable consequences that could ensue if the
conviction were not stayed and failure to elucidate these specific
consequences may lead to the denial of a stay of conviction;
f. once a conviction is either stayed or execution of the conviction
is suspended under the Cr. PC, the conviction becomes
inoperative starting from the date of stay/suspension without,
however, having the effect of obliteration; and
g. one cannot establish a fixed rule that the order of conviction
should not be stayed or its execution suspended as a means to
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prevent an individual, who has committed an offence, from
entering Parliament or the Legislative Assembly.
31. The aforesaid principles, though indicative but not exhaustive, do
provide a standard to guide the courts to reach an appropriate conclusion.
Notwithstanding the necessity to judge each case based on its own
peculiar facts, every court seized of a prayer for stay of a conviction or
suspension of execution of a conviction made by a parliamentarian or a
legislator, governed by the RoP Act, may do well to bear in mind certain
other important aspects which I wish to dwell upon briefly in course of the
present deliberation.
32. The Constitution of India being the supreme law of the nation, it
serves as the ultimate source from which all legislative enactments,
whether central or state, derive their legitimacy. Amidst this vast
legislative landscape, if any one enactment is to be bestowed with the
pride of place just below the Constitution, it is undoubtedly the RoP Act
because of the same being anchored in the concept of the social contract
and the rule of law. The Constitution is a social contract between the
government and its citizens, where the State derives its authority from
the consent of the governed. In this context, the RoP Act stands as a
pivotal instrument that translates the theoretical underpinnings of the
social contract into practical reality. It establishes the legal framework for
conducting elections, ensuring that every citizen has a fair and equal
opportunity to exercise his right to vote and participate in the political
process. By regulating the qualifications and disqualifications of
candidates, delimiting constituencies, and overseeing the electoral
Page 28 of 56
machinery, the RoP Act – a complete code in itself – reinforces the rule of
law and upholds the principles of justice, fairness and transparency. It
symbolizes the nexus between the constitutional ideals of inclusive and
participatory democracy and the constitutional concept of “ We the People ”
by facilitating the active participation of citizens in the democratic
process. The RoP Act, thus, has a pervasive impact on the lives of all
citizens, transcends all political boundaries and intricately weaves itself
into the very fabric of the nation's democratic body polity.
33. This is more accentuated when considered in the light of the
command of the Constitution, which delineates the criteria for
disqualification of the members of the Parliament and the Legislative
Assemblies or the Legislative Councils of States having such a council.
34. Articles 102 and 191 of the Constitution speak of the
circumstances under which a person will be treated as disqualified from
the membership of either House of Parliament and the Legislative
Assemblies/Legislative Councils of the State, respectively. Certain
incidents which could disqualify a parliamentarian are specified in clauses
(a) to (d) of Article 102. Sub-clause (e) of clause (1) of Article 102, having
relevance here, provides that “a person shall be disqualified for being
chosen as, and for being, a member of either House of Parliament if he is
so disqualified by or under any law made by Parliament”. Sub-clause (e)
of clause (1) of Article 191 is similarly worded. The affirmative words used
in Articles 102(1)(e) and 191(1)(e), thus, confer absolute and
unconditional power on the Parliament to provide for disqualification of an
elected member through legislation.
Page 29 of 56
35. As a reasonable sequitur , the Parliament by exercising this power
has listed out the disqualifications for membership of Parliament and
Legislative Assemblies/Legislative Councils of State as are found in
section 8 of the RoP Act. Sub-section (3) of section 8 provides that “(A)
person convicted of any offence and sentenced to imprisonment for not
less than two years other than any offence referred to in sub-section (1)
or sub-section (2) shall be disqualified from the date of such conviction
and shall continue to be disqualified for a further period of six years since
his release” . Any interpretation of section 8 of the RoP Act, therefore, has
to be in consonance with this Constitutional scheme.
36. In this regard, a brief reference to K. Anandan Nambiar, In
19
Re , a decision of ancient vintage rendered by a Division Bench of the
Madras High Court, may not be inapt. The Court was dealing with a
petition under Article 226 of the Constitution presented by a member of
the Legislative Assembly. Upon his arrest and continuous detention under
the Madras Maintenance of Public Order Act, 1949, the petitioner applied
for a mandamus or any other appropriate writ to declare and enforce his
right to attend the sittings of the Legislative Assembly then in progress,
either freely or with such restrictions as may be reasonably imposed. It
was held that a member of the Legislative Assembly who is detained in
prison cannot claim any superior right to participate in the session of the
Assembly. A passage from the decision, which was delivered at the dawn
of the Constitution, gives an insight to the pillars underground on which
19
AIR 1952 Madras 117
Page 30 of 56
the Constitution is founded and whether placing the petitioner under
detention, necessarily resulting in his absence from assembly sessions,
could put in jeopardy any basis of the Constitution. The relevant passage
is quoted below:
“7. We have tried to follow Mr. Kumaramangalam in his
underground exploration of the foundations of the Constitution. But
we cannot see how they could be placed in jeopardy by MLAs under
the lawful preventive detention being (not?) permitted while under
such detention to attend the sittings of the House. We are able to
discern two main massive and indispensable pillars underground on
which the Constitution is founded. The first pillar is unswerving
loyalty by each and every citizen to the Constitution and to the flag
of the Indian Union, the Constitution to be changed only by
constitutional means eschewing any form of violence. The second
pillar we may describe as honesty, character and integrity in the
component organs of the Constitution, viz., the Legislature, and the
Executive and judiciary. We are called upon to consider the legal
position with regard to all forms of preventive detention, whether
for action prejudicial to the security of the State itself or the
maintenance of public order which threatens to undermine the first
pillar or for action prejudicial to the maintenance of essential
services particularly those affecting the supply of food, such as
black marketing and boarding and cornering operations by which
fortunes can be accumulated at the expense of the suffering poor,
which threatens to undermine the second pillar. If a case should
ever arise of a Member of a Legislative Assembly being preventively
detained for black marketing operations prejudicial to such essential
services, involving as it does social and moral turpitude, really
worse than that of many criminals imprisoned under ordinary law,
can it possibly be said that his being restricted from attending the
House while under such detention in the slightest degree puts in
jeopardy any basis of the Constitution? On the contrary, both justice
and law require that he should be restrained from further legislative
activity and further misuse of his position till the electorate call upon
him to account at the next election. We are unable to differentiate
in law any treatment of cases of preventive detention. Once a
member of a Legislative Assembly is arrested and lawfully detained,
though without actual trial under any Preventive Detention Act,
there can be no doubt that under the law as it stands, he cannot be
permitted to attend the sittings of the House. A declaration by us
that he is entitled to do so, even under armed escort is entirely out
of the question. We however readily concede the contention of Mr.
Kumaramangalam that if a party in power detains a political
opponent or continues his detention with the mala fide object of
stifling opposition and prejudicing the party to which he belongs in
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a forthcoming election, there would be an undermining of the basis
of the Constitution, putting in jeopardy the second pillar to which
we adverted. That contention is wholly irrelevant for the purposes
of this petition, which proceeds on the basis that detention is lawful,
bona fide and for proper grounds.
8. * We see no grounds for any differentiation in treatment as
between a member of a Legislative Assembly detenu and any other
ordinary detenu in the application of these rules….”
(emphasis supplied)
37. A brief survey of the Constituent Assembly Debates would also
aptly lead to the original intention of our lawmakers that culminated in
the enactment of the RoP Act. A perusal of the Debates reveals the
deliberate exclusion of the contingencies under Article 102 (Article 83 of
the Draft Constitution), which was left for the new Parliament to decide.
An amendment was moved by Prof. K.T. Shah seeking explicit
disqualification of those members who are convicted of any offence of (a)
treason against the sovereignty, security, or integrity of the State, (b)
bribery and corruption, and (c) any offence involving moral turpitude, and
liable to a maximum punishment of two years’ rigorous imprisonment.
20
Reverting to the amendment, Mr. H.V. Kamath responded thus :
“I am sure that this new Parliament under the new Constitution will
frame such rules as will debar such Members from sitting or
continuing in either House of Parliament as have been convicted of
any of the offences which are mentioned by Prof. Shah. The case
mentioned in the amendment is so obvious that nobody who is
imbued with the right public spirit will say that a member convicted
of treason, bribery or corruption or any other offence involving
moral turpitude should be allowed to continue as a Member of either
House of Parliament. It is derogatory not merely to the dignity of
the Houses of Parliament but also derogatory to the good sense and
wisdom of the people who elected them as members of Parliament.”
20 th
Constituent Assembly Debates, Volume 8 (19 May, 1949)
Page 32 of 56
38. Such was the vision of the Constituent Assembly. It reflects the
highest commitment to the principles of democracy and the rule of law.
The RoP Act, born out of this Constitutional vision , undoubtedly stands as
a powerful symbol of breaking free from the chains of colonialism and
captures the essence of India's journey from colonial subjugation to a
vibrant, sovereign democracy. It marked a transformative shift,
highlighting that the nation's freedom was not just about waving the flag
but about empowering its people to participate actively in shaping their
own future and setting up a robust mechanism of accountability for those
who are entrusted with the responsibility of governance.
39. The decision by the lawmakers in the early years of independent
India choosing to abide and be governed by a robust regulatory
framework like the RoP Act, complete with stringent provisions such as
section 8, was indeed a bold and forward-thinking choice which underlines
India's commitment to establishing a strong and accountable democratic
system rooted in the rule of law and integrity right from the beginning.
40. In K. Prabhakaran (supra), this Court underlined the aim of
introducing disqualification under section 8(3) of the RoP Act, which is to
deter criminalisation of politics. It was observed:
“54. * Those who break the law should not make the law.
Generally speaking, the purpose sought to be achieved by enacting
disqualification on conviction for certain offences is to prevent
persons with criminal background from entering into politics, and
the House — a powerful wing of governance. Persons with criminal
background do pollute the process of election as they do not have
many a hold barred and have no reservation from indulging in
criminality to win success at an election.”
Page 33 of 56
(emphasis supplied)
41. In Public Interest Foundation and others v. Union of India
21
and Another , another 5-Judge Constitution Bench of this Court
expressed anguish on the criminalisation of politics and observed thus:
“118. * A time has come that Parliament must make law to
ensure that persons facing serious criminal cases do not enter into
the political stream. It is one thing to take cover under the
presumption of innocence of the accused but it is equally imperative
that persons who enter public life and participate in law making
should be above any kind of serious criminal allegation. It is true
that false cases are foisted on prospective candidates, but the same
can be addressed by Parliament through appropriate legislation.
The nation eagerly waits for such legislation, for the society has a
legitimate expectation to be governed by proper constitutional
governance. The voters cry for systematic sustenance of
constitutionalism. The country feels agonised when money and
muscle power become the supreme power. Substantial efforts have
to be undertaken to cleanse the polluted stream of politics by
prohibiting people with criminal antecedents so that they do not
even conceive of the idea of entering into politics. They should be
kept at bay.”
(emphasis supplied)
42. In such a context, the unequivocal provision within the RoP Act
that mandates automatic disqualification upon the recording of a
conviction vividly reflects the deliberate legislative intent of the
Parliament to keep away any tainted parliamentarian from continuing in
office until, of course, he secures a stay of the conviction under the
governing procedural law. In the light of the foregoing discussion, it may
not be proper for the Courts to deviate from this straightforward course
set up by the Parliament and grant a stay of the conviction as a matter of
21
(2019) 3 SCC 224
Page 34 of 56
routine, thereby paving the way for the parliamentarian/legislator to
represent his constituency till such time his appeal is decided.
43. One cannot be oblivious that the parliamentarians themselves are
instrumental in enacting the central laws, including the RoP Act. Once
they have laid down a standard under the RoP Act by which an individual
parliamentarian’s actions are to be judged, those standards ought not to
be relaxed simply on the consideration that the electorate would stand
deprived of its representation in the Parliament. In fact, it is expected of
a parliamentarian to meet a higher standard due to the position of trust
and responsibility held by him. The integrity of this process hinges on the
consistent application of the law, ensuring that no one, not even the
architects of the statute themselves, can alter the measuring stick once
it has been chosen. This steadfast adherence to standards upholds the
principles of justice, accountability, and the rule of law, which are the
cornerstones of a just and democratic society.
44. Looked at through an altogether different lens, what is found
from different central enactments is this. The Chairperson/members of
the National Green Tribunal constituted under the National Green Tribunal
Act, 2010 (“the NGT Act”, hereafter), the Chairperson/members of the
National and State Human Rights Commissions constituted under the
Protection of Human Rights Act, 1993 (“the Human Rights Act”,
hereafter), and advocates enrolled in terms of the Advocates Act, 1961,
stand the risk of being removed from public offices held by them or
removed from the rolls of advocates upon conviction being recorded on a
criminal charge involving moral turpitude. The precedents of this Court,
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to which reference has been made in course of the foregoing discussion,
do lay down the principle that the likelihood of losing his livelihood (a facet
of the Fundamental Right to Life) by the appealing convict if the conviction
were not stayed during the pendency of the appeal is not a good enough
ground for obtaining such relief. It could be so that upon the conviction
being set aside, status quo ante may be restored, however, this might
not be acceptable to those principled few who put their reputation at a
pedestal higher than pecuniary gains and rue the days of survival with
the social stigma attached to such a removal. Restoring the status quo
ante in all cases, therefore, may not be the best available solution.
45. How can one forget the second proviso to clause (2) of Article
311 of the Constitution ordaining dismissal/removal/reduction in rank of
a person who is a member of a civil service or is a civil post holder if his
conduct has led to his conviction on a criminal charge? He would be facing
the same consequence as noted above.
46. There also exist recruitment rules framed by public authorities
prohibiting consideration of the candidature of any selectee, howsoever
high he might have ranked in the merit list, for an appointment if he is an
accused in a criminal case and has been arrested in connection with
investigation thereof. The fundamental principle of criminal jurisprudence
that an accused is presumed to be innocent unless proven guilty would
seem to be forsaken in such a case. One of the reasons for imposition of
such a restriction is because of the nature of the responsibility the
appointee may have to shoulder. The rationale often hinges on the nature
of the position sought, with a recognition that certain roles demand an
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intensive and raised level of scrutiny. A selectee does not have an
indefeasible right of appointment but he does have, to a limited extent, a
right of consideration which itself is a Fundamental Right under Article 16.
No employer, in the ordinary course of business would keep the doors of
employment ajar for such a selectee to enable him to join, subject to his
securing an honourable acquittal in the criminal trial.
47. In our country, laws are in place enacted by the legislature or
framed by the executive in terms of delegated power to prevent any
individual from entering public service if he has criminal antecedents
and/or has been in custody in connection with an investigation any time
prior to applying for a post. While the laws would seem to require that
anyone desirous of entering public service should have a blemish less and
untainted profile, ironically, it is not a rare occurrence that a very few
lawmakers create difficult situations for themselves and seek to be treated
in a manner different from how a common job aspirant seeking to enter
public service is treated. It is lamentable that what is preached by the
lawmakers as a body is, at times, seen not to be put in practice by those
erring lawmakers and the general feeling is that while stringent laws are
enacted for the common man to abide by, it is the influential and the
mighty that escape the rigours of law by misusing their status and
position.
48. Considering the approach that the law requires to adopt in
respect of public services/employment, should the approach be different
in a scenario of automatic disqualification as per section 8 of the RoP Act?
In a case of proved guilt resulting in conviction recorded by a competent
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court, the presumption of innocence till proved guilty has no place and
loses its sway. The fact that the court is approached by a
parliamentarian/legislator, by itself, should not be viewed with such
importance and indispensability that his status should tilt the scales in his
favour. Would it be fair that a convict, no matter how mighty he is and
whatever position he holds, gets a preferential treatment as compared to
an under-trial? Should the courts go out of the way to stay the conviction
or suspend execution of the order under appeal when no Fundamental or
other Constitutional right of the convict would be abrogated if a stay were
not granted? To our mind, the answers, as traced through the aforesaid
legal and constitutional framework, would unerringly be in the negative.
All the courts of law are bound by the preambular promise of the
Constitution of India to provide equal treatment to one and all before
them if they are similarly placed. Any differentiation in approach and
outcome ought to stand on solid foundation.
49. The incidents on the occurrence of which a member of Parliament
could stand disqualified ‘by the Constitution’ are specified in clauses (a)
to (d) of Article 102(1) whereas a disqualification owing to conviction
recorded by a competent court of law is a measure ‘under the
Constitution’ read with the RoP Act. If a disqualification ‘by the
Constitution’ or ‘under the Constitution’ is contrasted with disqualification
incurred by a convict to continue as holders of public offices or the office
of a director of a company ‘by a statute’, to wit, the NGT Act, the Human
Rights Act or the Companies Act, or to continue in service either by Article
311 of the Constitution or by the discipline rules of public institutions, for
Page 38 of 56
eg., the one in K.C. Sareen (supra) and Balakrishna Dattatarya
Kumbhar (supra), there can be no doubt that the standard for
staying/suspending the former disqualification (brought about by or under
the Constitution) has to be pegged at a level higher than the latter
disqualification (brought about by the statute/rule) not only because of
the Constitutional scheme but also because of the position of trust and
confidence that a parliamentarian holds.
50. It is perhaps indubitable that the electorate invests not just their
votes but also their expectations, trust and faith in the individuals they
elect to represent them. Any compromise in the integrity of these
representatives can be viewed as a betrayal of this trust. The electorate’s
willingness to be represented by a parliamentarian who has been
disqualified by reason of a conviction on a criminal charge of moral
turpitude cannot, therefore, be presumed. Rather, representation by such
parliamentarian could breach the trust and confidence that was reposed
by those who voted him to power. The trust placed on elected
representatives is conditional on their continued adherence to the
principles and laws governing their role. Disqualification mechanisms
serve as a crucial safeguard to rectify any breach of such adherence. By
promptly addressing instances such as the one under consideration, the
democratic system aims to maintain the credibility and legitimacy of the
elected bodies. This process is fundamental to ensure that the will of the
people, expressed through their votes, remains untainted and reflects a
genuine mandate.
Page 39 of 56
51. If a member of the Lok Sabha is convicted and hence stands
disqualified from membership, it is bound to create a vacuum and the
electorate he represents would stand unrepresented. This is not peculiar
to any one member but common to all members suffering conviction if at
all. Creation of a vacuum is envisaged by the Constitution as well as the
RoP Act, with a corresponding obligation to fill up the vacancy caused in
the manner authorised by law. The remedy which was earlier provided to
a disqualified member [sub-section (4) of section 8, RoP Act] no longer
survives. Extraordinary circumstances put forth by an elected member
suffering a disqualification and urging consideration of his case for staying
a conviction must necessarily involve a level of exceptionality which is
beyond the routine. In any case, the lack of representation of the
electorate stemming from the vacancy can always be addressed by
organizing an immediate by-election. Hence, it seems to be debatable
whether mere lack of representation of the electorate should at all be
deemed to be an exceptional reason for stay of a conviction or suspension
of execution of a conviction.
52. A summary of the above discussion is that allowing a convicted
parliamentarian to attend parliamentary proceedings could not only be
derogatory to the dignity of the Parliament but also derogatory to the
good sense and wisdom of the people who elected such parliamentarian.
The robust democratic foundation envisioned in the Constitution finds its
purest manifestation in the RoP Act; the democratic spirit inherent in the
Constitution, therefore, pervades through section 8 of the RoP Act, giving
primacy to nothing but the rule of law. Against this backdrop, the standard
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applied to stay the conviction of a parliamentarian ought to attract a
higher standard and the disability stemming from the conviction cannot
be forestalled using the identical standard prescribed for suspending the
execution of the sentence or order appealed against. In view of a
parliamentarian occupying a coveted position of trust and confidence, a
more stringent standard is imperative to suspend the conviction. Even if
not subject to a heightened standard, the standard must not be lowered
in cases where the requisites laid down by precedents are not followed,
and under no circumstances should it be relaxed solely on account of the
parliamentarian’s elevated status. While the standard for suspending a
conviction is contingent upon the unique facts and circumstances of each
case, it remains unequivocal that regardless of the individual seeking a
stay of conviction, only under exceptional circumstances, as
demonstrated before an "Appellate Court" wielding authority under
section 389(1), Cr. PC, could a stay of conviction be granted but obviously
based on reasons to be recorded by such court in its order.
53. With these prefatory words, I move on to decide the question
noted at the beginning of this judgment.
54. Based on the submissions made by Dr. Singhvi, the impression
sought to be given by the appellant is that his is an exceptional case and
grant of relief, as claimed, is merited because (i) the judgment and order
of the Trial Court recording conviction against him is latently and patently
infirm; (ii) Ghazipur constituency, represented by him in the Lok Sabha
for the term 2019-2024, would go unrepresented during the rest of the
term; (iii) he would lose his Constitutional right to contest the forthcoming
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elections scheduled in 2024; and (iv) finalising and completing the more
than two dozen projects initiated by him under the MPLAD Scheme would
be adversely affected, so much so that irreversible harm and injustice is
inevitable.
55. It is no doubt true that if a judgment of conviction is outrageously
in defiance of reason and logic and appears to be unsustainable without
elaborate arguments being required to be advanced to satisfy the Court
in that behalf, the same could afford a ground for suspending the
execution of the conviction or, in a rare situation, even for staying the
conviction. In the latter case too, however, the infirmities in the judgment
of conviction per se would not be enough to justify a stay. The convict
seeking stay is required not only to make a distinct prayer for stay but he
is also obliged, in view of the long line of precedents, to plead irreversible
consequences that could befall him if the stay were not granted. Such
pleaded consequences would then have to be examined with a view to
ascertain whether something very harmful or untoward or serious would
happen, which is irreversible. At the same time, the court ought to be
careful not to express a view which even directly or indirectly has an effect
on the decision-making process at the time the appeal is decided.
However, the present is not such a case where at this stage it can be
contended with the requisite degree of conviction that the judgment and
th
order dated 29 April, 2023 of the Trial Court, in no case, would be
sustained by the High Court; hence, it is prudent to stay away from
examining whether the judgment recording conviction suffers from such
infirmities so as to warrant a stay of conviction. That is a matter for the
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High Court to examine at the first instance and any view, for that matter
even a prima facie , at this stage, could prejudice a party to the appeal. It
is, therefore, left to the High Court to take a call on sustainability or the
lack of it qua the impugned judgment and order.
56. While endeavouring to consider the prayer made before this
Court for stay of conviction, and an altogether new prayer for stay of the
notification issued by the Lok Sabha Secretariat published in the Gazette
st
of India dated 1 May, 2023, the settled principles of law as well as a
proper understanding of the Constitution and the RoP Act, particularly in
the light of the decisions of this Court as to the right ‘to elect’ as well as
the right ‘to be elected’, have to be borne in mind. Such an endeavour
would also necessarily require taking note of the submission of learned
ASG that the grounds now urged before this Court by the appellant of the
consequences that he is likely to suffer if the conviction be not stayed,
and the new prayer, were never urged/made before the High Court.
22
57. It was pithily stated by this Court in Jyoti Basu v. Debi Ghosal
that:
“8. A right to elect, fundamental though it is to democracy, is,
anomalously enough, neither a fundamental right nor a common
law right. It is pure and simple, a statutory right. So is the right to
be elected. So is the right to dispute an election. Outside of statute,
there is no right to elect, no right to be elected and no right to
dispute an election. Statutory creations they are, and therefore,
subject to statutory limitation.”
22
(1982) 1 SCC 691
Page 43 of 56
23
58. In Pradeep Kumar Sonthalia v. Dhiraj Prasad Sahu , a 3-
Judge Bench of this Court while approving Jyoti Basu (supra) observed
that what one has to keep in mind while interpreting the phrase appearing
in section 8(3) is that, in cases of this nature, the Court is not dealing
with a Fundamental Right or a common law right.
59. Further, the law is crystal clear that the right to represent a
constituency cannot be construed as a Fundamental or an absolute right.
24
In Ashish Shelar v. Maharashtra Legislative Assembly , another 3-
Judge Bench of this Court, dealing with the suspension of certain
members of the Legislative Assembly of Maharashtra, observed thus:
“60….It is true that right to vote and be represented is integral to
our democratic process and it is not an absolute right. Indeed, the
constituency cannot have any right to be represented by a
disqualified or expelled Member.”
60. As the precedents on similar controversies would reveal, this is
not the solitary instance of a (disqualified) member of the Lok Sabha who,
in a bid to escape from the operation of law, is seeking refuge in purported
irreversible consequences to be suffered by his constituents. It is
unfortunate that in a democracy of this magnitude, criminalisation has
always been a ubiquitous parasite affecting democratic principles and
ideals. In this light, this Court has had the occasion to decide matters
involving myriad forms of criminalisation of politics; however, in no
manner can the mandate of the people be pitted against that of a statute
simply to nullify such disqualification. This essence of the appellant’s
23
(2021) 6 SCC 523
24
(2022) 12 SCC 273
Page 44 of 56
argument, when juxtaposed with the purpose of the RoP Act, pales into
insignificance being a bizarre attempt to use the electorate as a shield to
maintain incumbency against clear statutory intent.
61. In a functional democracy, the electorate's right to have its
elected representative voice its interests before the Parliament/Legislative
Assemblies is a cornerstone of the system. This is why the factor of the
electorate going unrepresented, in case a conviction recorded against an
elected representative is not stayed, assumes some importance.
However, one cannot simply brush aside that those who voted in favour
of the appellant must have reposed full faith and confidence in him, with
the thought that their interests would be best served if he were elected.
Out of these electors, there could be some who may not be willing to have
their interests represented by the appellant who has been convicted, not
to speak of the cross-section of the electorate who voted against him and
who, in all probability, would like to have the voice of such tainted
member silenced for all intents and purposes. In such fact situation,
should a convict merely because of his status as a member of the Lok
Sabha/Legislative Assembly, particularly when only a few months remain
for a new Lok Sabha to be formed, be given special treatment when in
ordinary circumstances, such treatment may not be available to the
common citizen? The answer to this question, I am inclined to think, is a
simple “NO” unless, of course, it is shown that grave injustice and
irreversible consequences would follow a refusal by the competent court
to stay the conviction.
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62. It has neither been shown from the application filed before the
High Court under section 389(1), Cr. PC that the appellant did specifically
pray for stay of the conviction nor did I find the same therein; hence,
question of the appellant suffering grave injustice and irreversible
consequences would have to take a back seat, considering the absence of
any such specific prayer. This is the first, though not the foremost, ground
for not considering the prayer of the appellant favourably.
63. Moving on, it is paramount that sight is not lost of the fact of
disqualification arising under section 8 of the RoP Act which indeed is the
ramification – a statutory corollary of sorts – of the conviction and
sentence imposed by the Trial Court. By the time the appellant
approached the High Court with the application under section 389(1), Cr.
PC sometime in the second week of May, 2023, his disqualification had
taken effect pursuant to the Notification of the Lok Sabha Secretariat
st
being published in the Gazette of India dated 1 May, 2023. In view of
the observation of the Constitution Bench in K. Prabhakaran (supra),
the High Court having been approached could have, exercising jurisdiction
under section 389(1), only suspended execution of the conviction or the
order appealed against. Even if the High Court exercised the jurisdiction
under section 389(1) or its inherent jurisdiction under section 482, Cr. PC
to stay the conviction, the disqualification that had taken effect and
notified vide the Gazette Notification would continue to remain unaffected
unless the conviction itself was stayed. Realising that the appellant did
not specifically pray for stay of conviction before the High Court and that
a stay of the notification is essential, wise counsel must have dawned on
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the appellant, for, it is found that a challenge to such a notification has
been laid for the first time in this appeal. It is understandable that despite
such notification having seen the light of the day when the appellant had
approached the High Court, the same could not have been challenged and
a stay thereof obtained in an application under section 389, Cr. PC. In the
absence of any prayer for stay of conviction before the High Court to offset
the said notification from remaining operative, no order could have been
passed by the High Court staying the conviction. Incidentally, it was also
not the prayer of the appellant before the High Court that the conviction
be stayed exercising power under section 482, Cr. PC. If the appellant is
to be allowed to continue as a member of the Lok Sabha without there
being a stay on his conviction, which is also not the prayer here, it would
tantamount to usurpation of an office through membership by the
appellant without having any right thereto.
64. Still further, considering the principles of law laid down in the
precedents noticed above and the factual scenario, one cannot be
unmindful of the fact that the appellant did not demonstrate any
exceptional circumstance before the High Court to warrant a stay of the
conviction, assuming that he did pray so. Despite being obliged, in terms
of the dicta in Rama Narang (supra), Ravikant S. Patil (supra) and Lok
Prahari (supra), the appellant has cared less to be diligent. The present
case manifests the tardy and lethargic attitude of the appellant of having
clearly failed to plead any specific consequences to show that his case
falls under an exceptional category and thereby warrants a stay of the
conviction. The four-page application which the appellant filed before the
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High Court seeking a stay of conviction under section 389(1) of the Cr.
PC, was accompanied by an affidavit spread over twelve pages and
containing thirty-five paragraphs. I have read the affidavit in between the
lines. More than a couple of paragraphs are devoted to pointing out the
infirmities in the judgment of the Trial Court leading to the appellant’s
conviction, which possibly are also the grounds of appeal. In only one of
the paragraphs did the appellant plead his disqualification by reason of
the notification having been issued by the Lok Sabha Secretariat and vide
the concluding paragraph, the High Court was implored to suspend the
sentence awarded by the Trial Court together with the conviction.
65. The appellant is an accused in a couple of criminal cases and his
conduct is either under investigation or he is standing trial. Not a single
mitigating factor was shown by the appellant that could lend support to
his case. In such circumstances, can it be concluded that the appellant's
case qualifies as “exceptional”, thus justifying a stay of the conviction?
66. The present case, as in K.C. Sareen (supra) and Balakrishna
Dattatraya Kumbhar (supra), beckons that stay of conviction of the
appellant in the circumstances as were presented before the High Court
as well as before this Court, could have serious aspersions cast on the
integrity of the democratic institutions. Such a power of stay, as and when
exercised by the courts, would carry with it the obligation of being
extremely circumspect and abundantly cautious necessitating
consideration in a judicious manner of all pleaded facts and
circumstances. Notwithstanding that the appellant is a (disqualified)
member of the Lok Sabha and without the essential pleadings, he cannot
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legitimately urge that holder of one public office is different from the
holder of another public office like the ones referred to above and,
therefore, he is entitled to any special treatment. If at all one was to go
down that rabbit hole, then the higher burden resting on the shoulders of
elected representatives would likely not serve the appellant’s case. Thus,
inadequate and insufficient pleadings, as assigned by the High Court, is
considered a valid ground for upholding the impugned order.
67. Though the fundamental flaw of absence of pleadings in the
appellant’s case exposes its vulnerability since its very inception,
nonetheless, I am inclined to explore an additional facet flowing from Dr.
Singhvi’s forceful argument that the appellant, being an elected member
of the Lok Sabha, stands on the brink of losing the right to represent his
constituency in the near future, apart from potentially silencing the voice
of the electorate that had previously elected him.
68. As enumerated above, law is well-settled that one needs to plead
irreversible consequences to have the conviction stayed, and by
extension, get the disqualification lifted. The majority judgment penned
by Hon’ble Surya Kant, J. does not also propose to allow the appellant to
th
participate in the remaining sessions of the 17 Lok Sabha.
69. Be that as it may, the claim of the appellant that he would be
ineligible to contest the elections to the next Lok Sabha due next year, on
account of the conviction suffered by him, has also failed to impress me.
Adhering to the dictum in Rama Narang (supra) and the other decisions
following it, and at the risk of repetition, it is observed that nowhere in
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the application under section 389 did the appellant plead of there being a
real prospect of his projection as a candidate from Ghazipur or any other
constituency by the party to which he owes allegiance or even as an
independent candidate and/or that should his right to contest the election
be scuttled by reason of the conviction, irreversible consequences would
ensue.
70. The absence of even a whisper in the pleadings before the High
Court or this Court that there is a real likelihood of the appellant
th
contesting the elections for the 18 Lok Sabha in 2024 notwithstanding,
the oral submission in this behalf does not advance his case either.
According to Dr. Singhvi, the appellant would stand to lose the right to
represent his constituency on the basis of an untenable conviction and,
hence, the same should be stayed. The right of the appellant to represent
a constituency or that of a constituency to be represented by the appellant
is not a Constitutional right under Article 326 of the Constitution, as faintly
submitted on behalf of the appellant in the written note of arguments.
Needless to say, Article 326, which is an integral part of Part XV of the
Constitution dealing with ‘Elections’, declares that the election to the Lok
Sabha and the Legislative Assembly shall be on the basis of universal
adult suffrage. What the laws for conducting elections provide is the
manner and mode of elections as well as the conditions and modalities
which a prospective candidate is required to follow and abide by. It
appears from the rejoinder filed by the wife of the appellant to the counter
affidavit of the respondent before the High Court that the appellant is a
septuagenarian, suffering from diverse ailments. The health condition of
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the appellant having been cited as a ground for grant of bail, it does cast
a doubt on his ability to represent a whole constituency coupled with the
undeniable circumstance that the appellant will only advance in age with
time. Such being the case pleaded before the High Court and even
assuming arguendo that the appellant intends to contest the 2024
election, the same is too remote a circumstance that could reasonably be
covered by exceptional circumstances warranting a stay of his conviction,
far less putting in jeopardy any basis of the Constitution as held in K.
Anandan Nambiar (supra). Dr. Singhvi’s argument, though attractive at
first blush, needs to be rejected in view of a combined reading of Jyoti
Basu (supra), Pradeep Kumar Sonthalia (supra) and Ashish Shelar
(supra) where it has been unequivocally laid down that the right to elect
and to be elected are statutory rights and not absolute.
71. Heavy reliance placed by Dr. Singhvi on the decision in Rahul
Gandhi (supra) to support the claim of the appellant for staying his
conviction appears to be misplaced. The appellant herein is convicted
under section 3(1) of the Gangsters Act and sentenced to four years’
imprisonment. Section 3(1) thereof prescribes a maximum punishment of
ten years and a statutory minimum of two years. Consequently, upon a
conviction under section 3(1) of the Gangsters Act being recorded, bereft
of judicial discretion, an accused is mandatorily subject to a minimum
two-year sentence, triggering an automatic disqualification under section
8 of the RoP Act. In Rahul Gandhi (supra), while staying the conviction,
it was specifically noted by this Court that the maximum sentence of
imprisonment for two years was imposed by the trial court without any
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accompanying rationale. In contrast, in the present case, where the
maximum sentence could be ten years and the appellant was sentenced
to four years’ imprisonment, and that too, in the light of his plea for
leniency, the reasoning for granting relief in Rahul Gandhi (supra)
remains distinguishable and categorically fails to offer any support to the
appellant. Insofar as the observation therein regarding the ramification of
sub-section (3) of section 8 of the RoP Act being wide-ranging and would
affect the electorate because of absence of a representative are
concerned, it is noted that the same is an observation in the passing and
does not constitute the ratio decidendi of the decision. On the contrary,
the main reason for grant of relief in Rahul Gandhi (supra), as noted
above, was the absence of reasons to impose the maximum sentence.
Therefore, such a decision lends no assistance to the appellant.
72. The reasoning adopted by the 2-Judge Bench in Naranbhai
Bhikhabhai Kachchadia (supra) resulting in the ultimate relief that was
granted, I am minded to hold, turned more on the facts of the case rather
than expositing a principle of law worthy of being followed as a precedent.
Thus, the said decision falls short of providing appropriate guidance.
73. What remains is the claim of pending projects under the MPLAD
Scheme.
74. One may suspect that, for no cause or perhaps for no good cause,
the appellant deemed it fit not to make any mention of any project, far
less specific mention, pertaining to the MPLAD Scheme before the High
Court. Interestingly, although Dr. Singhvi raised this point in course of his
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oral arguments, the same is conspicuous by its absence in the written
note of arguments. Importantly, attention was not drawn to any provision
in the relevant MPLAD Scheme which is intended to address any
contingency having regard to the appellant’s seat prematurely falling
vacant by reason of his conviction. Absolutely no explanation was
proffered by the appellant as to how any project initiated by him under
the MPLAD Scheme would suffer owing to his absence, especially in the
sunset of the life of the present Lok Sabha. Inter alia , the absence of any
such pleadings bears heavy against the grant of stay of the appellant’s
conviction where no sufficient irreversible consequences to the electorate
has been made out at such time when fresh elections are only but a few
moons away.
75. Despite the appellant not having invited attention, I had the
occasion to peruse the ‘MPLAD Scheme Guidelines, 2023’ (“MPLADS
Guidelines”, hereafter) to understand the impact of a premature vacancy
arising on a seat for a particular constituency. Portion of the MPLADS
Guidelines, considered relevant, is reproduced below for convenience:
“10.4.7 In case of sudden death or resignation of a Member of
Parliament, notwithstanding the allocation formula in para 10.4.3
above, the works which may have been duly sanctioned by the
Implementing District Authority as per original eligibility of that
Member of Parliament, shall be completed. The entitlement for new
incoming Members of Parliament would start afresh in accordance
with the said formula.”
76. It is not necessary to closely examine the MPLAD Scheme or the
MPLADS Guidelines, yet, Clause 10.4.7 is worth touching upon. It
stipulates that upon the death or resignation of a member of Parliament,
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the works duly sanctioned as per their original eligibility under the
MPLADS Guidelines shall be completed. Clause 10.4.7 does not expressly
refer to a vacancy caused by disqualification. It is, however, presumed
that even in a case of disqualification of a member of Parliament, the
projects initiated by him are not abandoned but taken to its logical end in
the manner stipulated in Clause 10.4.7. Such a provision makes this Court
wonder as to the role to be played by a member of Parliament, especially
at such a belated stage in the term, presuming that the machinery has
already started functioning.
77. I am afraid, in case weight towards allowing the present appeal
is lent, it could unwittingly cater to condoning the consequences looming
large before the appellant arising from his conviction, rather than
addressing the purported irreversible consequences faced by the
constituency.
78. Indeed, the courts have acknowledged that legislators bear a
special duty towards their constituents, and failure to secure a stay of
conviction may lead to the loss of the opportunity to contest elections. In
isolation, this consideration might serve as a compelling reason to grant
a stay of conviction. However, when a parliamentarian/legislator seeks a
stay of conviction, he shoulders an additional responsibility of
demonstrating how his constituents are likely to endure adverse
consequences if the conviction is not stayed. A parliamentarian/legislator
cannot be allowed to obtain a ‘double advantage’ where he implores the
Court for a stay of conviction being a parliamentarian/legislator while
simultaneously failing to provide full disclosure of consequences
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regardless of what the reasons are, whether due to inadvertence,
negligence, or mistake. Failing to do the same, the law should be allowed
to take its own course.
79. As the court of last resort, it is the bounden duty of this Court to
uphold the rule of law which entails equality before the law and equal
subjection of all classes to the ordinary law of the land. No court, much
less this Court, should feel chained by misplaced sympathy towards
assumed or imagined ramifications on the constituency of the
parliamentarian/legislator who has been convicted.
80. It would not be out of place to quote Dwight D. Eisenhower, the
th
34 U.S. President, perhaps in times when democracy faced its toughest
test. He said: “the clearest way to show what the rule of law means to us
in everyday life is to recall what has happened when there is no rule of
law”. This serves as an important reminder. Adoption of the course
charted by Dr. Singhvi that a mere disqualification (without anything more
being on record) should be considered as amounting to “irreversible
consequences”, would inevitably result in this Court sailing in an
unnavigable sea of generalization where, upon disqualification suffered
due to the conviction, a parliamentarian would be entitled to an automatic
stay on his conviction without the requisite pleadings. While recognizing
the importance of the electorate's representation, it is necessary to
maintain a balance between this right and the enforcement of legal
accountability within the democratic framework.
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81. For the reasons aforesaid, I regret my inability to be ad idem with
the majority insofar as grant of relief to the appellant is concerned. I find
no reason to interfere with the impugned judgment and order of the High
Court. The appeal ought to fail and the same is hereby dismissed.
82. The High Court may, however, decide the appeal on its merits at
an early date, subject to its convenience.
…………………………………J
(DIPANKAR DATTA)
New Delhi;
December 14, 2023.
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