Full Judgment Text
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PETITIONER:
B. C. DAS ETC.
Vs.
RESPONDENT:
STATE OF ASSAM & ORS.
DATE OF JUDGMENT23/04/1971
BENCH:
DUA, I.D.
BENCH:
DUA, I.D.
SHELAT, J.M.
BHARGAVA, VISHISHTHA
CITATION:
1971 AIR 2004 1971 SCR 477
1971 SCC (2) 168
ACT:
Constitution of India, Arts. 311(2) (c) and 320 (3) (2)-
Governor passing order of dismissal-Order reciting
Governor’s satisfaction that it was not expedient to give
opportunity to show cause against action proposed Recital
must be held to imply that Governor was also satisfied that
it was not expedient to hold inquiry-Article 311(2) as
amended in 1963 only clarifies what was judicially held to
be implied in original article-Consultation with Public
Service Commission by Governor before passing order of
dismissal not necessary-Chief Secretary’s authentication of
Governor’s order does not show that Governor was influenced
by Chief Secretary Mala fides not established.
HEADNOTE:
The appellants were dismissed from the service of the
Government of Assam by two separate orders passed by the
Governor on April 1, 1965. The orders recited that the
appellants were unfit to be retained in the public service,
that they ought to be dismissed from service and that the
Governor was satisfied in terms of Art. 311(2) (c) of the
Constitution that it was not expedient to give them
opportunity to show cause against the action proposed to be
taken in regard to them as stated above. The appellants
challenged the orders of dismissal in writ petitions under
Art. 226 of the Constitution which were dismissed by the
High Court. In appeals by certificate the contentions of
the appellants were: (i) that the impugned orders were not
in compliance with the terms of Art. 311(2) as amended by
the Constitution Fifteenth Amendment Act which had come into
force on October 6, 1963; (ii) that the orders were bad
because they were passed without consulting the Public
Service Commission ; (iii) that the orders were passed mala
fide at the instance of the Chief Secretary and the Finance
Minister who were annoyed with the appellants.
HELD: (i) Per Shelat and Dua, JJ. According to the
decisions of this Court the expression "reasonable
opportunity of showing cause against the action proposed to
be taken" in the unamended Art. 311(2) included an
opportunity to show cause against the guilt of the
government servant concerned. This opportunity to show
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cause against the guilt seems to correspond to the
reasonable opportunity of being heard in respect of the
charges in the course of the inquiry contemplated by the
amended sub-article. The amendment in 1963 was made
principally to put in clearer language the result of the
judicial decisions construing s. 240(3) of the Government of
India Act, 1935 and unamended Art. 311(2) of the Con-
stitution. It could not be doubted that the Governor in the
present case was fully alive to the interest of the security
of the State when he expressed his satisfaction about the
inexpediency of giving an opportunity to the appellants to
show cause against their guilt as contemplated by cl. (2) of
Art. 311 and intended that this clause shall not apply to
their cases. Merely because the form of the order was
expressed in the language used in the unamended Art. 311(2)
it did not detract from its effectiveness as operating to
exclude the applicability of the amended cl. (2) of Art. 311
as a whole. The use of the words in conformity with the
unamended article served to convey the same intention as was
contemplated by the
478
amended article and the difference in the language which
seemed to be inconsequential did not have the effect of
nullifying the impugned orders. The words ’as stated above’
in the orders did not have the effect of restricting the
ambit of the show cause notice to the question of penalty
which may be imposed after the inquiry into the unfitness of
the appellants to be retained in the public service. [482C-
H; 483E-G]
Khem Chand v. Union of India & Ors. [1958] S.C.R. I
Secretary of State for India v. I.M. Lal, [1945] F.C.R. 10
and High Commissioner for India v. I.M. Lall, L.R. (1948) 75
I.A. 225, referred to.
Per Bhargava, J. (dissenting) The "action proposed as stated
above" in the impugned orders clearly was the order imposing
the penalty of dismissal from service. In the order itself
preceding the recording of the satisfaction there was no
other action proposed, except the action of dismissal from
service. The satisfaction recorded by the Governor,
therefore, related to the third step to be taken under cl.
(2) of Art. 311 of the Constitution. The Governor confirmed
his satisfaction to the inexpediency of giving opportunity
to the appellants to show cause against the penalty
proposed. No satisfaction was recorded that it was
inexpedient to hold the inquiry required by cl. (2) of Art.
311 as amended. Under sub-cl. (c) of the proviso, what was
needed was a satisfaction that it was inexpedient to hold
the inquiry. No such satisfaction having been recorded it
was necessary that the provisions of the principal cl. (2)
of Art. 311 should have been complied with before passing an
order of dismissal. The order of dismissal was therefore
void and liable to be struck down. [489C-E]
Case-law referred to.
(ii) Consultation with the Public Service Commission is not
compulsory under r. 10 of the Assam Services Discipline and
Appeal Rules, 1964 and regulation 6 of the Assam Public
Service Commission (Limitation of Functions) Regulations
1951. The consultation with the Commission is not
prescribed either by the Rules or by the Regulations. The
consultation is only under Art. 320 (3) (c) of the
Constitution. So far as that consultation is concerned this
Court has held that it is not mandatory. Nonconsultation
with the Public Service Commission could not therefore be
held to vitiate the orders impugned. [492C-493D]
State of U.P. v. Manbodhan Lal Srivastava, [1958] S.C.R. 533
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and State of Bombay v. D. A. Korgaonkar, C.A. No. 289/1968
dt. 6-5-1960, relied on.
(iii) There was no charge that the Governor had any
extraneous reasons for Passing the orders of dismissal.
There was nothing on record to show that either the Chief
Secretary or the Finance Minister took any Part in the
proceedings which led to the orders of dismissal, or that
they advised the Governor. The orders were no doubt
authenticated by the Chief Secretary in the name of the
Governor, but that did not mean that the Governor was in any
way influenced by any advice tendered to him by the Chief
Secretary. In the circumstances, the plea of mala fide must
be rejected. [493E-F]
The appeals. had accordingly to be dismissed:
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeals Nos. 1644 and
1645 of 1967.
Appeals from the judgment and order dated July 26, 1967 of
the Assam and Nagaland High Court in Civil Rule Nos. 192 and
208 of 1966.
479
Debabrata Mukherjee, D. N. Mukherjee and S. K. Nandy, for
the appellants (in both the appeals).
M. C. Chagla and Naunit Lal, for the respondents (in both
the appeals.
The Judgment of J. M. SHELAT and I. D. DUA, J.J. was de-
livered by DUA, J. V. BHARGAVA, J., gave a dissenting
Opinion.
Dua, J.-We have read the judgment prepared by our learned
brother Bhargava, We are in complete agreement with him so
far. as decision on points Nos. (2) & (3) is concerned, but
with respect we are unable to agree with him on point No.
(1).
It is unnecessary to. repeat the relevant facts which have
been set out by our learned brother in his judgment. The
impugned order dated April 1, 1965, in the case of appellant
P. K. Hore may however, be again reproduced :
"The Governor is satisfied that Shri P. K.
Hore, Superintendent, P.W.D.F.C. & I Wing
against whom more charges have been received
is unfit to be retained in the public service
and that he ought to be dismissed from
service.
The Governor is further satisfied under sub-
clause (c) of the. proviso to clause (2) of
Article 311 of the Constitution that in the
interest of the security of the State, it is
not expedient to give the said Shri P. K. Hore
an opportunity to show cause against the
action proposed to be taken in regard to him
as stated above.
Accordingly, the Governor hereby dismisses the
said P. K. Hore, from service with immediate
effect."
On the same day an identical order was made with respect to
the dismissal of the appellant B. C. Das except that in the
order against him there is no mention of more charges having
been received against him.
It appears that when the Governor made these two orders his
attention was not invited to the amended Art. 311(2) which
was in force on that date. The impugned orders were
accordingly made in terms of Art. 311(2) as it existed
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before its amendment by the Fifteenth Amendment Act, 1963,
which had come into force on October 6, 1963. The amended
Art. 311(2) has been reproduced in the judgment of my
learned brother, it is, However, desirable to reproduce both
the amended and unamended article
480
311(2) so as to understand if any substantial or material
change in the legal position was intended by the amendment:
Unamended
Prior to 6-10-63
(2) No such person as aforesaid shall be dismissed or
removed or reduced in rank until he has been given a
reasonable opportunity of ’showing cause against the action
proposed to be taken in regard to him
Provided that this clause shall not apply-
(a) Where a person is dismissed or removed or reduced in
rank on the ground of conduct which has led to his
conviction on a criminal charge; or
(b) where an authority empowered to dismiss or remove a
person or to reduce him in rank is satisfied that for some
reason, to be recorded by that authority in writing, it is
not reasonably practicable to give to that person an
opportunity of showing cause; or
(c) where the President or Governor, as the case may be, is
satisfied that in the interest of the security of the State
it is not expedient to give that person such an opportunity.
Amended After 6-10-63
(2) No such person as aforesaid shall be dismissed or
removed or reduced in rank except after an inquiry in which
he has been informed of the charges against him and given a
reasonable opportunity of being heard in respect of those
charges and where it is proposed, after such inquiry, to
impose on him any such penalty, until he has been given a
responsible opportunity of making representation on the
penalty proposed, but only on the basis of the evidence
adduced during such inquiry.
Provided that this clause shall not apply-
(a) where a person is dismissed or removed or reduced in
rank on the ground of conduct which has led to his
conviction on a criminal charge; or
(b) where the authority empowered to dismiss or remove a
person or to reduce him in rank is satisfied that for some
reason, to be recorded by that authority in writing, it is
not reasonably practicable to hold such inquiry : or
(c) where the President or Governor, as the case may be, is
satisfied that in the interest of the security of the State
it is not expedient to hold such inquiry.
The unamended sub-article except the proviso was a
reproduction of s. 240(3) of the Government of India Act,
1935. The proviso to s. 240(3) had only two clauses
corresponding to cls. (a) & (b) of the unamended Art.
311(2). A bench of five Judges of this Court in Khem Chand
v. The Union of India and Others
(1) [1958] S.C.R. 1080.
481
speaking through Das, C.. J., after referring to the
divergent views expressed by Spans, C. J. of the Federal
Court for himself and Zafarulla Khan, J., on the one hand,
and by Varadachariar, J., on the other in Secretary of State
for India v. I. M. Lall(1) and to the decision of the Privy
Council on appeal in High Commissioner for India v. I. M.
Lall(2) explained the Privy Council decision and clarified
the meaning scope and ambit of the unamended Art. 311(2) in
these words:
"In our judgment neither of the two views can
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be accepted as a completely correct exposition
of the intendment of the provisions of s.
240(3) of the Government of India Act, 1935,
now embodied in Art. 311(2) of the
Constitution. Indeed the learned Solicitor-
General does not contend that this provision
is confined to guaranteeing to the government
servant an opportunity to be given to him only
at the later stage of showing cause against
the punishment proposed to be imposed on him.
We think that the learned Solicitor-General is
entirely right in not pressing for such a
limited construction of the provisions under
consideration. It is true that the provision
does not, in terms, refer to different stages
at which opportunity is to be given to the
officer concerned. All that it says is that
the government servant must be given a
reasonable opportunity of showing cause
against the action proposed to be taken in
regard to him. He must not only be given an
opportunity but such opportunity must be a
reasonable one. In order that the opportunity
to show cause against the proposed action may
be regarded as a resonable one, it is quite
obviously necessary that the government
servant should have the opportunity, to say,
if that be his case, that he has not been
guilty of any misconduct to merit any
punishment at all and also that the particular
punishment proposed to be given is much more
drastic and severe than he deserves. Both
these pleas have a direct bearing on the
question of punishment and may well be put
forward in showing cause against the proposed
punishment."
According to this decision the expression "reasonable
opportunity of showing cause against the action proposed to
be taken" included an opportunity to show cause against the
guilt of the government servant concerned. This opportunity
to show cause against the guilt seems to correspond to the
reasonable opportunity of being heard in respect of the
charges in the course of the
(1) [1945] F.C.R. 103. (2) L.R. [1948 75 I.A. 225.
482
inquiry contemplated by the amended sub-article. The
question, therefore, arises if in the present case the
Governor when expressing his satisfaction under sub-clause
(c) of the proviso to cl. (2) of Art. 311 of the
Constitution in the impugned order, by using the words "it
is not expedient to give the said Shri P. K. Hore an
opportunity to show cause against the action proposed to be
taken in regard to him as stated above", intended to convey
his satisfaction that in the interest of the security of the
State it was not expedient to give an opportunity to P. K.
Hore to show cause only against the penalty proposed to be
imposed, and that the Governor’s satisfaction did not extend
to the inexpediency of giving P. K. Hore an opportunity of
showing cause against his unfitness to be retained in
service as well. In our opinion the impugned order cannot
reasonably be construed to be restricted to the narrow
meaning suggested on behalf of the appellant. The words "as
stated above" on which great reliance was placed by the
learned counsel do not have the effect of restricting the
ambit of the show cause notice to the question of penalty
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which may be imposed after the inquiry into P. K. Hore’s
unfitness to be retained in the public service. The show
cause notice about the inexpediency of which the Governor
was satisfied seems to us to extend also to the question of
such unfitness of P. K. Hore. To accept the suggestion made
by the appellant’s learned counsel would impute to the
Governor an intention to make what seems to be a meaningless
order. It may be recalled that the amended Art. 311(2) does
not speak of any show cause notice. The language of this
sub-article refers to an inquiry in which the delinquent
government servant is to be informed of the charges against
him and given a reasonable opportunity of being heard in
respect of those charges and where after such inquiry it is
proposed to impose on him a penalty he is again to be given
a reasonable opportunity of making representation on the
penalty proposed. The second stage does not speak of notice
to show cause against the action proposed to be taken. The
amendment in 1963 was made principally to put in clearer
language the result of the judicial decision construing s.
240(3) of the Government of India Act, 1935, and unamended
Art. 311(2) of the Constitution. As already noticed, under
s. 240(3) of the Act of 1935 and the unamended Art. 311(2)
provision was made of giving a reasonable opportunity to the
government servant concerned of showing cause against the
action proposed to be taken in regard to him. This
expression was construed in terms to refer to the stage
when, after such inquiry as may be necessary, and after the
punishing authority, being satisfied of the guilt of the
delinquent government servant, provisionally proposed the
action to be taken against him. But in answer to this show
cause notice the government servant was held entitled also
to show cause against his guilt on the merits. Even
483
though in the earlier inquiry, if any, the government
servant had been given an opportunity of showing cause
against his guilt, the second opportunity provided by the
statute was held to be mandatory. The Privy Council in I.
M. Lall’s case(1) saw "no difficulty in the statutory
opportunity being reasonably afforded at more than one
stage". The Privy Council, however, dealt with s. 240(3) of
the Act of 1935 and the earlier statutory rule on the
subject. This Court in Khem Chand’s case(2) after quoting a
passage from the judgment of the Privy Council said:
"Therefore, in a case where there is no rule
like 55 the necessity of an enquiry was
implicit in s. 240(3) and is so in Art. 311(2)
itself. Further their Lordships say that an
enquiry under r. 55 "would not exhaust his
statutory right and he would still be entitled
to make a representation against the
punishment proposed as the result of the
findings of the enquiry". This clearly pro-
ceeds on the basis that the right to defend
himself in the ,enquiry and the right to make
representation against the proposed punishment
are all parts of his "statutory right" and are
implicit in the reasonable opportunity
provided by the statute itself for the
protection of the government servant."
It cannot be doubted that the Governor in the present case
was fully alive to the interest of the security of the State
when he expressed his satisfaction about the inexpediency of
giving an opportunity to P. K. Hore in the one case, and to
B. C. Das in the other, to show cause against their guilt as
contemplated by cl. (2) of Art. 311 and intended that this
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clause shall not apply to their cases. Merely because the
form of the order was ,expressed in the language used in the
unamended Art. 311(2), it does not in our view detract from
its effectiveness as operating to exclude the applicability
of the amended cl. (2) of Art. 311 as a whole. The use of
the words in conformity with the unamended article serves to
convey the same intention as is contemplated by the amended
article and the difference in the language which seems to be
inconsequential does not have the effect of nullifying the
impugned order.
No doubt Art. 311(2) is intended to afford a sense of
security to government servants covered by sub-art. (1) and
the safeguards provided by sub-art. (2) are mandatory. But
cl. (c) of the proviso to this sub-article which is designed
to safeguard the larger interest of the security of the
State cannot be ignored or
(1) L.R. [1948] 75 I.A. 225. (2) [1958] S.C.R. 1080.
484
considered less important,’ when construing sub-art. (2).
The interest of the security of the State should not be
allowed to suffer by invalidating the Governor’s order on
unsubstantial or hyper-technical grounds which do not have
the effect of defeating the essential purpose of the
constitutional safeguard of individual government servant.
It is nobody’s case before us that inquiry into the charges
against the two appellants as contemplated by the amended
Art. 311(2) had already been held and the question of
imposition of penalty alone remained to be finally settled
when the impugned order was made. No inquiry of any kind as
contemplated by Art. 311(2) was, according to the common
case of the parties, held against the appellants when the
Governor made the impugned orders under proviso (c) to this
sub-article. In these circumstances the impugned orders
when they speak of the "action proposed to be taken" must be
construed as intended to refer to the action including
inquiry into the truth of the charges against them and the
proposed penalty to be imposed after such inquiry. The fact
that cl. (c) of the proviso to the amended sub-article only
speaks of the inquiry and not of imposition of penalty is
understandable because in the absence of inquiry the
question of penalty cannot arise. It also serves to
indicate that the Governor could not have intended by the
impugned order to exclude only representation against
imposition of penalty, leaving untouched the inquiry land
the right of the government servant to the opportunity of
hearing with respect to the charges. Once it is borne in
mind that the Governor’s attention was, for some reason or
the other, drawn only to the unamended Art. 311 and not to
the amended article, and it is further kept in view that the
amendment of Art. 311 in 1963, as already explained, was
only designed to clarify and give effect to the judicial
decisions interpreting the unamended article, the reason for
the form and the language used in the impugned orders
becomes clear and there can be no difficulty in
understanding their true meaning. Reading the impugned
orders in the light of what has just been stated, they quite
clearly exclude the applicability of sub-art. (2) of Art.
311 in both cases.
These appeals accordingly fail and are dismissed, but in the
circumstances without costs.
Bhargava, J.-These two appeals by certificate are directed
against a common judgment of the High Court of Assam and
Nagaland dismissing two writ petitions filed by the two
appellants. For purposes of dealing with the case, it is
enough to give facts in respect of one of the appellants, as
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the facts in the case of the other appellant are very
similar, and the points arising are common. In Civil Appeal
No. 1645 of 1967, the appellant is P. K. Hore who joined
service in the Secretariat of the. Assam
485
Government on 1st November, 1946 in the post of a Lower
Division Assistant. On 9th December, 1950, he was confirmed
in that post. On 1st July, 1957, he was confirmed as an
Upper Division Assistant, and on further promotion, on 9th
December, 1963, he was confirmed as a Superintendent in the
Secretariat with the approval of the State public Service
Commission. In the year 1964-65, he was elected as Vice-
President of the Assam Secretariat Services’ Association.
This was at a time when, in the year 1964, the report of the
Pay Committee appointed by the Government was published.
The employees of the Secretariat were dissatisfied with the
recommendations of the Pay Committee and there was an
agitation against it in respect of the service conditions.
As a result, the Association took a decision for a pen-down
strike. There was also some agitation alleging that the Pay
Committee had shown undue favour to the brother of the
Finance Minister of the State Government, viz., Fakhruddin
Ali Ahmed. Consequently, between 16th and 19th November,
1964, there was a debate in the Legislative Assembly
regarding the report where the Finance Minister had to give
an explanation on this charge. There was the further
allegation that the appellant P. K. Hore had taken special
interest in ensuring that undesirable persons did not enter
Assam from Pakistan which was resented by the then Chief
Secretary of the Government. As a result of the agitation
by the Association, of which P. K. Hore was the Vice-
President, he was suspended on 12th March, 1965. The other
appellant, B. C. Das, was suspended a few days later. In
fact, including the latter, 32 other employees were placed
under suspension. On 18th March, 1965, inquiry proceedings
were drawn up against P. K. Hore and some others to show
cause why disciplinary action should not be taken against
them for insubordination. P. K. Hore was asked to submit
his explanation within five days from the date of receipt of
the communication. On 26th March, 1965, he applied for
extension of time which request was accepted and time was
extended up to 2nd April, 1965. Before he could submit his
explanation, however, on 31st March, 1965, P. K. Hore, B. C.
Das and three others were placed under detention by the
District Magistrate under Rule 30(1) of the Defence of India
Rules. Thereafter, in the case of P. K. Hore, the following
order was passed on 1st April, 1965 :-
"The Governor is satisfied that Shri P. K.
Hore, Superintendent, P.W.D.F.C. & 1. Wing
against whom more charges have been received
is unfit to be retained in the public service
and that he ought to be dismissed from
service.
The Governor is further satisfied under sub-
clause (C) of the proviso to clause (2) of
Article 311 of the
486
Constitution that in the interest of the
security of the State. it is not expedient to
give the said Shri P. K. Hore an opportunity
to show cause against the action proposed to
be taken in regard to him as stated above.
Accordingly. the Governor hereby dismisses the
said P. K. Hore from service with immediate
effect."
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On these facts, this order, as well as the similar order
passed in the case of B. C. Das, were challenged in the High
Court of, Assam and Nagaland in petitions under Art. 226 of
the Constitution on the following three grounds which have
also been urged in these appeals
(1) The order of dismissal from service has been passed in
violation of Art. 311(2) of the Constitution, as the order
of the Governor did--not satisfy the requirements of sub-
clause (c) of the proviso to clause (2) of Art. 31 1;
(2) The order has been passed without consultation with the
State Public Service Commission which was compulsory under
rule 10 of the Assam Services Discipline and Appeal Rules,
1964 (hereinafter referred to as "the Rules"), and
regulation 6 of the Assam Public Service Commission
(Limitation of Functions) Regulations, 1951 (hereinafter
referred to as "the Regulations"),
(3) The order of dismissal has been passed mala fide. The
High Court rejected all these grounds and dismissed both the
writ petitions and, consequently, the appellants have come
up to this Court in these appeals.
Clause (2) of Art. 311 of the Constitution, as it stands
after amendment by the Constitution (Fifteenth Amendment)
Act, 1963 reads as follows :-
"311. (2) No such person as aforesaid shall be
dismissed or removed or reduced in rank except
after an inquiry in which he has been informed
of the charges against him and given a
reasonable opportunity of being heard in
respect of those charges and where it is
proposed, after such inquiry, to impose on him
any such penalty, until he has been given a
reasonable opportunity of making
representation on the penalty proposed, but
only on the basis of the evidence adduced
during such inquiry :
Provided that this clause shall not apply-
(a) where a person is dismissed or removed
or reduced in rank on the ground of conduct
487
which has led to his conviction on a criminal
charge; or
(b) Where the authority empowered to
dismiss or remove a person or to reduce him
in rank is satisfied that for some reason, to
be recorded by that authority in writing, it
is not reasonably practicable to hold such
inquiry; or
(c) where the President or the Governor, as
the case may be, is satisfied that in the
interest of the security of the State it is
not expedient to hold such inquiry."
Under this provision, if an order of dismissal or removal or
reduction in rank is to be passed in respect of any
Government servant, three steps have to be taken. The first
step is to direct that an inquiry be held against him; the
second is that, in that inquiry he has to be informed of the
charges against him and given a reasonable opportunity of
being heard in respect of those charges; and, finally, after
such inquiry, the third step to be taken is that, if it is
proposed to impose on him any penalty of dismissal, removal
or reduction in rank, he has to be given a reasonable
opportunity of making a representation on the penalty
proposed, but only on the basis of the evidence adduced
during such inquiry. Under the three sub-clauses of the
proviso, this principal clause ceases to apply altogether in
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case the conditions laid down in those sub-clauses are
satisfied. Sub-clause (c), which is relevant in this case,
lays down that, where the President or the Governor, as the
case may be, is satisfied that, in the interest of the
security of the State, it is not expedient to hold the
inquiry under the principal clause, that clause shall not
apply. In order, therefore, to enable the Governor to pass
an order of dismissal without holding an inquiry, without
informing the government servant of the charges against him
and without giving him an opportunity of being heard in
respect of those charges, and without giving him a
reasonable opportunity of making a representation against
the penalty proposed, the Governor must be satisfied that,
in the interest of the security of the State, the holding of
such an inquiry is not expedient. In the present case, in
the impugned order dated 1st April, 1965, the satisfaction
of the Governor was recorded in the following words :-
"It is not expedient to give the said Shri P.
K. Hore an opportunity to show cause against
the action proposed to be taken in regard to
him as stated above."
There was no mention of any inquiry and the Governor did not
record any satisfaction that it was not expedient to hold
the inquiry envisaged by the principal clause (2) of Art.
311. It is specially to be noted that, in the first
paragraph of the order, the
488
Governor’s satisfaction is recorded on two points. One is
that the Governor is satisfied that P. K. Hore, against whom
more charges had been received, is unfit to be retained in
the public service, and the second is that he ought to be
dismissed from service. Obviously, this paragraph envisaged
that the Governor had already formed an opinion that the
penalty of dismissal from service should be awarded to P. K.
Hore. Having arrived at that opinion, it was expressed in
so many words in the first paragraph of the order and, then,
in the second paragraph, the Governor’s satisfaction is
recorded to the effect that it is not expedient to give P.
K. Hore an opportunity to show cause against the action
proposed as stated above. The "action proposed as stated
above" in the order clearly is the order imposing the
penalty of dismissal from service. In the order itself
preceding the recording of this satisfaction, there is no
other action proposed, except the action of dismissal from
service. The satisfaction recorded by the Governor,
therefore, related to the third step to be taken under
clause (2) of Art. 311 as enumerated above. The Governor
confined his satisfaction to the inexpediency of giving an
opportunity to P. K. Hore to show cause against the penalty
proposed. No satisfaction is recorded that it is
inexpedient to hold the inquiry required by clause (2) of
Art. 31 1. Under sub-clause (c) of the proviso, what was
needed was a satisfaction that it was inexpedient to hold
the inquiry. No such satisfaction having been recorded, it
was necessary that the provisions of the principal clause
(2) of Art. 311 should have been complied with before
passing an order of dismissal.
Mr. Chagla appearing on behalf of the respondent, however,
relied on the fact that the satisfaction of the Governor was
recorded in the language in which the provision in Art.
311(2) stood prior to its amendment by the Constitution
(Fifteenth Amendment) Act, 1963, and which was as follows
"311. (2) No such person as aforesaid shall be
dismissed of removed or reduced in rank until
he has been given a reasonable opportunity of
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showing cause against the action proposed to
be taken in regard to him
Provided that this clause shall not apply-
(a) where a person is dismissed or removed
or reduced in rank on the ground of conduct
which has led to his conviction on a criminal
charge;
(b) where an authority empowered to dismiss
or remove a person or to reduce him in rank is
satisfied that for some reason, to be
recorded by that authority in writing, it is
not reasonably practicable to give to that
person an opportunity of showing cause; or
489
(c) where the President or the Governor, as
the case may be, is satisfied that in the
interest of the security of the State it is
not expedient to give to that
person such an opportunity."
Under the unamended clause (2) of Art. 311, what was
required to be done was that a reasonable opportunity of
showing cause against the action proposed to be taken in
regard to him had to be given to the government servant,
and, under the proviso, the Governor’s satisfaction required
was that in the interest of the security of the State it was
not expedient to give that person such an opportunity. The
satisfaction under the unamended provision, therefore, that
the Governor had to arrive at was that it was not expedient
to give the government servant an opportunity of showing
cause against the action proposed to be taken in regard to
him. This is the language used in the order impugned. The
words used in the Article, before the amendment, were
interpreted by this Court in Khem Chand v. The Union of
India and Others.(3) Summarising the position, the Court
held :-
"The reasonable opportunity envisaged by the
provision under consideration includes-
(a) An opportunity to deny his guilt and
establish his innocence, which he can only do
if he is told what the charges levelled
against him are and the allegations on which
such charges are based-.
(b) an opportunity to defend himself by
cross-examining the witnesses produced against
him and by examining himself or any other
witnesses in support of his defence; and
finally
(c) an opportunity to make his
representation as to why the proposed
punishment should not be inflicted on him,
which he can only do if the competent
authority, after the enquiry is over and after
applying his mind to the gravity or otherwise
of the charges proved against the government
servant tentatively proposes to inflict one of
the three punishments and communicates the
same to the government servant."
This interpretation was reiterated by the Court in Hukum
Chand Malhotra v. Union of India.(1) It was urged by Mr.
Chagla that, in interpreting the order of the Governor dated
1st April, 1965, it should be held that, in stating that it
is not expedient
[1958] S. C. R. 1080. (2) [1959] Suppl. S. C. R.
892.
490
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to give P. K. Hore an opportunity to show cause against the
action proposed to be taken in regard to him, he must have
used these words in the sense in which they were used in the
Constitution prior to its amendment and in the light of the
interpretation placed on those words by this Court in the
two decisions cited above. For two reasons, this submission
made by Mr. Chagla appears to be unacceptable. The first
reason is that it is too much to hold that the Governor,
while passing an order under the amended Art. 311(2), would
be consciously thinking of and basing his order on the
language which was used earlier in the unamended Article and
on the interpretation placed on that unamended article by
this Court. In fact, in the counter-affidavit filed on
behalf of the State, the assertion made by the Chief
Secretary again is "that the Governor of Assam was satisfied
on the basis of materials before him that in the interest of
security of the State, it was not expedient to give the
petitioner to show cause against the order of dismissal."
He, thus, reiterates that the Governor’s satisfaction was
confined to the inexpediency of permitting the petitioner to
show cause against the proposed order of dismissal which was
the proposed penalty. This statement in the affidavit gains
importance when reference is made to a subsequent paragraph
in it in which the Chief Secretary puts forward his
submissions. It is in the submissions that the Chief
Secretary says that the Governor was satisfied that it was
not expedient to hold the inquiry. If, in fact, the
Governor was so satisfied, there is no reason why the Chief
Secretary should not have stated it on oath in the earlier
paragraph, instead of merely making a submission of his in a
subsequent paragraph. The second reason is that in the
order, when recording his satisfaction, the Governor has
stated that it is not expedient to give P. K. Hore an
opportunity to show cause against the action proposed to be
taken in regard to him as stated above. The last three
words "as stated above" have great significance. As has
been mentioned earlier, the only action proposed to be
taken, which was stated earlier in that order, was the
action of dismissal from service. Obviously, therefore, the
language used can bear no other interpretation except that
the Governor, in recording the satisfaction, confined it to
the inexpediency of giving an opportunity to P. K. Hore to
show cause against dismissal from service which would be an
opportunity to show cause against the penalty proposed only.
No satisfaction was recorded with regard to the inexpediency
of holding an inquiry.
It was argued that this interpretation, which is being
placed on the order of the Governor, is too strict and
technical, and it should be held that, in fact, the Governor
intended to record his satisfaction on the question of
inexpediency of holding the inquiry as required by the
amended Art. 311(2). It has to be
491
remembered that the satisfaction of the Governor under sub-
clause (c) of the proviso has the effect of depriving a
government servant of a very valuable right of ;having an
opportunity to prove his innocence as well as opportunity to
make a representation against the penalty proposed to be
inflicted on him. The effect of such satisfaction is that
the government servant is dismissed without even being told
of the charges against him. When such serious consequences
follow, it is necessary that the precondition laid down by
sub-clause (c) of the proviso to Art. 311 (2) is strictly
satisfied so as to justify deprivation of the valuable right
of the government servant mentioned above. I do not think,
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therefore, that it would be enough merely to infer the
intention of the Governor and, thereupon, take away the
right. There having been no proper compliance with the
requirements of subclause (c) of the proviso to Art. 311(2),
the order of dismissal passed against P. K. Hore is void and
must be struck down. It may be mentioned that the same High
Court in a later case of Zatia v. The State of Assam and
Others(1) has arrived at the same decision, though on a
different reasoning which does not appear to be sound. This
decision applies equally to the case of B. C. Das, as, in
his case also, the order passed by the Governor for his
dismissal is exactly similar and was made in exactly similar
circumstances as in the case of P. K. Hore.
In view of the decision on the first point raised in these
appeals, it is not necessary to deal with the other two
points. However, since they were argued in detail by both
parties, I may indicate that, in my opinion, there is no
force in either of them.
So far as non-compliance with rule 10 of the Rules and
regulation 6 of the Regulations is concerned, I am unable to
accept the submission put forward by counsel for the
appellants that the rule or the regulation lays down any
requirement that the Public Service Commission must be
consulted before a government servant is dismissed. Rule 10
is as follows :-
"Special procedure in certain cases.-Notwith-
standing anything contained in Rule 9-
(i) where a penalty is imposed on a
Government servant on the ground of conduct
which has led to his conviction on a criminal
charge; or
(ii) were the Disciplinary Authority is
satisfied for reasons to be recorded in
writing that it is not reasonably practicable
to follow the procedure prescribed in the said
rule; or
(1) [1969] Vol. I Pt. VI Assam Law Reports
192.
492
(iii) where the Governor is satisfied that in
the interest of the security of the State, it
is not expedient to follow such procedure,-
the Disciplinary Authority may consider the
circumstances of the case and pass such orders
thereon as it deems fit :
Provided that the Commission shall be
consulted before passing such orders in any
case in which such consultation is necessary."
The main part of this rule only enumerates cases where
orders can be passed without consulting the Public Service
Commission. It is only the proviso that mentions
consultation; but it does not make it compulsory for the
Commission to be consulted. All it says is that the
Commission shall be consulted in any case in which such
consultation is necessary. This clearly envisages that the
necessity for consultation must be found in some other
provision. This rule itself does not lay down that in all
cases, other than those mentioned in the principal clause or
in rule 9, consultation with the Public Service Commission
is made mandatory. Similarly, regulation 6 only enumerates
cases where it is not necessary to consult the Commission.
It is true that consultation with the Commission, in cases
where the Governor himself passes an original order imposing
the penalty of dismissal on a, government servant, is not
dispensed with. This regulation has obviously been made by
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the Governor in exercise of his power under the proviso to
Art. 320(3) of the Constitution. It is the principal clause
of Art. 320(3) which lays down when the Public Service
Commission shall be consulted. Sub-clause (c) of clause (3)
of Art. 320 is the relevant provision under which
consultation with the Public Service Commission is required
on all disciplinary matters affecting a person serving under
the Government of a State. The regulations, as indicated
above, do not dispense with this requirement of Art.
320(3)(c) in cases where the Governor is himself the
original dismissing authority. The argument of learned
counsel that regulation 6 itself lays down by implication
that there must be consultation with the Public Service
Commission in such cases cannot, therefore, be accepted.
Regulation 6 not having exempted consultation with the
Public Service Commission in such cases, all that can be
held is that the consultation required by Art. 320(3)(c)
continues to be in force and applicable. Counsel also drew
attention to illustration (4) in regulation 6 which is as
follows :-
"It is proposed to dismiss a State Service
Officer or to reduce his pension. The
Commission must be consulted before an order
is passed by the Governor."
493
This illustration again merely indicates the correct legal
position that the Commission must be consulted as required
by Art. 320(3)(c). The illustration by itself cannot be
read as a statutory rule laying down that there must be
consultation with the Commission. The illustration is to
the main provisions of regulation 6 which only lay down
cases in which consultation with the Commission is dispensed
with and this illustration has been put down as one of the
examples where the consultation has not been dispensed with.
The consultation, therefore, with the Commission is not
prescribed either by the Rules or by the Regulations. The
consultation is only under Art. 320(3)(c) of the
Constitution. So far as that consultation is concerned,
this Court has already held that it is not mandatory and
that this Article does not confer any rights on a public
servant, so that the absence of consultation or any
irregularity in consultation does not afford him a cause of
action in a court of law, vide State of U. P. v. Manbodhan
Lal Srivastava.(1) That decision was further affirmed in the
State of Bombay v. D. A. Korgaonkar.(2) Non-consultation
with the Public Service Commission cannot, therefore, be
held to vitiate the orders impugned.
The third ground of mala fides has, on the face of it, no
force at all, because it is based on allegations that the
Chief Secretary and the Finance Minister were annoyed with
the appellants. But there was no charge that the Governor
bad any extraneous reasons for passing the orders of
dismissal. There is nothing on the record also to show that
either the Chief Secretary or the Finance Minister took any
part in the proceedings which led to the orders of
dismissal, or that they advised the Governor. The orders
are, no doubt, authenticated by the Chief Secretary in the
name of the Governor; but that does not mean that the
Governor was in any way influenced by any advice tendered to
him by the Chief Secretary. In the circumstances, the plea
of mala fide must also be rejected.
As a result, the appeals are allowed with cost and the
orders of dismissal in both the cases are quashed as having
been passed in violation of Art. 311(2) of the Constitution.
ORDER
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In accordance with the majority judgment, the appeals fail
and are dismissed but in the circumstances of the case
without costs.
G.C.
(1) [1958] S. C. R. 533.
(2) Civil Appeal No. 289 of 1958 decided on 6th May, 1960.
494