Full Judgment Text
REPORTABLE
2024 INSC 36
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO. 9695 OF 2013
ASMA LATEEF & ANR. …APPELLANTS
VS.
SHABBIR AHMAD & ORS. …RESPONDENTS
J U D G M E N T
DIPANKAR DATTA, J.
The Challenge
1. Respondents 1 to 3 had filed an objection under section 47 of the
Code of Civil Procedure, 1908 (“CPC”, hereafter) in an execution
application filed before the Executing Court by the appellants. It was
urged, based on the case pleaded therein, that the decree put to
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execution was inexecutable. The Executing Court, on 19 March,
2008, allowed the objections of the respondents 1 to 3, resulting in
Signature Not Verified
Digitally signed by
SWETA BALODI
Date: 2024.01.12
16:43:20 IST
Reason:
dismissal of the execution application.
1
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2. A revision was carried by the appellants from the order dated 19
March, 2008 before the Revisional Court which, vide its order dated
st
21 February, 2009, dismissed the objection filed by the respondents
1 to 3 and directed the Executing Court to proceed with the execution
of the decree whilst treating such objection as non-maintainable.
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3. The revisional order dated 21 February, 2009 was challenged by the
respondents 1 to 3 in an application under Article 227 of the
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Constitution before the High Court of Judicature at Allahabad (“High
Court”, hereafter). The High Court, by its judgment and order dated
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4 February, 2011, quashed the order passed by the Revisional Court
and relegated the parties to the remedy of having their rights, in
respect of the suit property, adjudicated by the appropriate forum.
4. This appeal, by special leave, registers a challenge to the said
judgment and order of the High Court.
Factual Conspectus
5. Having regard to the nature and extent of controversy raised at the
stage of execution, a decision on this appeal does not necessitate
noting the facts triggering it and the rival contentions in great depth;
however, we propose to briefly narrate the essential facts and
submissions advanced by learned counsel for the parties before
recording our conclusions.
6. The relevant facts, shorn of unnecessary details, are noticed
hereunder:
1
Civil Misc. Writ Petition No. 15236 of 2009
2
a. Appellants claimed that their great-grandmother, one Khatoon
Jannat Bibi, had orally gifted them a certain property (“suit
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property”, hereafter) on 16 August, 1988 whereafter a
memorandum recording the same was also executed before the
relevant tehsildar and that they were in peaceful possession of
the same continuously.
b. Appellants, as plaintiffs, through their power of attorney holder,
2
instituted a civil suit (“Suit”, hereafter) before the Trial Court
under section 38 of the Specific Relief Act, 1963 ("Specific Relief
Act”, hereafter) against three defendants - a son of Khatoon
Jannat Bibi named Asad Ullah Kazmi [defendant no. 1]
(“Kazmi”, hereafter), Kazmi’s son Samiullah [defendant no. 2]
and one purported caretaker, Mr. Ram Chandra Yadav
[defendant no. 3] in respect of the suit property, more
particularly described in the plaint. Appellants prayed for a
permanent injunction against the three defendants from
interfering with the appellants’ peaceful possession of the suit
property.
c. Kazmi, sometime in 1990, initiated proceedings for declaration
of rights before the Sub-Divisional Officer under section 229B
of the Uttar Pradesh Zamindari Abolition and Land Reforms Act,
1950 (“UPZA & LR Act”, hereafter); the said proceedings were,
2
Original Suit No. 58 of 1990
3
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however, dismissed on 27 February, 1999 [4 (four) years after
his death].
d. In the Suit, an application for interim injunction was filed by
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the appellants. The Trial Court on 31 May, 1990, allowed the
application and directed Kazmi and Samiullah to maintain
status quo with regard to the suit property, and directed them
not to interfere with the appellants’ peaceful possession
thereof.
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e. Kazmi filed his written statement in the Suit on 5 December,
1990 where he inter alia contended that the Suit was barred by
section 331 of the UPZA & LR Act and not maintainable before
a civil court since the suit property was bhoomidhari land. It
was further averred that the Suit was barred by section 41(h)
of the Specific Relief Act; he also contended that his son
Samiullah, the defendant no.2, had no concern with the suit
property as long as his father (Kazmi) was alive and, hence,
Samiullah had been wrongly impleaded as the defendant no.2.
Kazmi also denied that Khatoon Jannat Bibi had the right to
make any oral gift; inasmuch as she had only a life interest in
the property, after her demise, the same devolved upon him
exclusively.
f. It is to be noted that no written statement was filed on behalf
of the other two defendants.
4
g. Upon the appellants moving an application under Rules 5 and
10 of Order VIII, CPC for pronouncement of judgment against
Samiullah, the same was allowed by the Trial Court by its order
th 3
dated 5 August, 1991 , to which we propose to advert in
course of our analysis.
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h. Subsequently, the Trial Court, on 10 October, 1991, framed 11
(eleven) issues for consideration in the Suit, of which the very
first one was on its competency to try the Suit.
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i. Kazmi passed away on 15 July, 1995, after which his sons,
Samiullah and Fariduddin [respondents 4 and 5 herein]
transferred the suit property to the respondents 1 to 3
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(“Purchasers”, hereafter) vide a sale deed dated 3 November,
1997. The Suit against Kazmi remained pending even after his
demise, and none of his other heirs or legal representatives
were brought on record as substituted defendants. The Suit
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against Kazmi was finally dismissed as abated on 27 April,
2009.
j. Appellants, as purported decree holders, filed an execution
4 th
application before the Executing Court, on 16 December,
1997, praying that respondents 4 and 5 be punished for
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violating the order dated 5 August, 1991 and that the sale
3 th
The decree was signed on 11 November, 1991 .
4
Execution Application No. 58 of 1997
5
rd
deed dated 3 November, 1997 in favour of the Purchasers be
declared invalid.
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k. The Executing Court, vide an interim order passed on 16
January, 1998, restrained the Purchasers from interfering in
any manner with the suit property.
l. Thereupon, the Purchasers filed their objection under section
47, CPC wherein they submitted, inter alia , that the order dated
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5 August, 1991 was neither a judgment nor a decree and
could not be executed.
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m. Further, on 7 December, 2004, the appellants filed a contempt
5
petition against the respondents alleging contempt of orders
st th
dated 31 May, 1990 and 5 August 1991, and the Executing
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Court order dated 16 January, 1998 by interfering with the
appellants’ possession of the suit property.
n. These events were followed by the proceedings and the
judgments/orders referred to in paragraphs 1 to 4 hereinabove.
Impugned Judgment
7. The Purchasers invoked the appropriate jurisdiction of the High Court
st
by challenging the order dated 21 February, 2009 of the Revisional
Court. The High Court formulated two points for determination, viz.
(i) whether the petitioners before it (respondents 1 to 3 herein), who
are subsequent purchasers of the suit property, had any right to
maintain an objection under section 47, CPC against execution of the
5
Civil Misc Contempt Petition No. 62 of 2004
6
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decree? and (ii) whether the order dated 5 August, 1991, passed in
purported exercise of power under Rule 10 of Order VIII, CPC
decreeing the suit against Samiullah alone is without jurisdiction and
a nullity which is non est and inexecutable in nature? The High Court
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also framed an ancillary point as to whether the sale deed dated 23
November, 1997 made by Samiullah in favour of the Purchasers was
null and void.
8. While the two main points were answered in the affirmative, the
ancillary point was answered in the negative. In course of rendering
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its judgment, the High Court held the order dated 5 August, 1991,
and consequently the decree drawn on the basis thereof, to be
beyond jurisdiction and a nullity. The High Court was also of the
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opinion that the revisional order dated 21 February, 2009 deserved
to be set aside and the writ petition allowed, which it duly ordered.
The parties were granted liberty to take recourse to available legal
remedies to have determination of the title to the suit property
adjudicated. Certain salient observations made by the High Court in
the impugned judgment are summarised below for convenience:
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a. The order dated 5 August 1991, passed by the Trial Court, in
the Suit, restrained only the defendant no.2 from interfering
with the peaceful enjoyment of the appellants’ rights relating
to the suit property, but did not restrict the sons of Kazmi from
dealing with or transferring the same.
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b. The transfer of the suit property was not in derogation of
section 52 of the Transfer of Property Act, 1882 (“ToP Act”,
hereafter) and that the Purchasers could object to the
appellants’ execution application.
c. It is a cardinal principle that to succeed in a suit for permanent
prohibitory injunction, the plaintiff must either establish title,
proprietary rights over the suit property or prove possession
over the same; however, the Trial Court had not found either
the title of the plaintiffs or proved their possession in respect
of the suit property.
d. A court need not always pronounce judgment on the facts of a
plaint or on those admitted due to non-filing of a written
statement or want of specific denial. A court has the option of
pronouncing judgment only in cases where it deems it prudent;
it also has the option to pass such an appropriate order as it
seems fit.
e. A reading of Rules 1, 5 and 10 of Order VIII, CPC show that
they concern themselves with only a single defendant to a suit
and not several defendants. The Trial Court, instead, could have
proceeded to hear the Suit ex parte under Rule 11 of Order IX,
CPC since Kazmi’s written statement was on the record. Hence,
the Trial Court had no authority in law to decree the Suit against
one defendant without adjudicating upon the controversy
involved.
8
th
The order dated 5 August, 1991 was not a judgment within
f.
the scope of section 2(9) read with Rule 4(2) of Order XX, CPC
and did not meet the basic requirements of a “judgment” and
a decree as per section 2(9) and 2(2), CPC, respectively.
Rival Contentions
9. Ms. Meenakshi Arora, learned senior counsel for the appellants while
seeking our interference with the impugned judgment submitted as
under:
a. The High Court fell into error by not appreciating the fact that
the Executing Court exceeded its jurisdiction by going behind
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the order dated 5 August, 1991 and the decree that was
drawn up in terms thereof, returning a finding that the same
was not executable.
b. Samiullah had been provided ample opportunity to file his
written statement but had failed to do so. In any event, the
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order dated 5 August, 1991 had not been challenged, and had
attained finality.
st
c. The Trial Court, vide an interim order dated 31 May, 1990, had
directed Kazmi and Samiullah to maintain status quo and not
interfere with the peaceful possession of the suit property, by
the appellants. The High Court had erroneously held that a
perusal of the aforementioned order did not indicate any rider
placed upon the parties from alienating the suit property, and
9
rd
that the sale deed dated 3 November, 1997 was validly
entered into.
d. The Purchasers were purchasers pendente lite and could not
have purchased the suit property without leave of the Trial
Court. The decisions in Surjit Singh and Others v. Harbans
6 7
Singh and Others and Manohar Lal v. Ugrasen were
referred to in support of the contentions that the transfer of
property during pendency of proceedings and also in
contravention of the interim order of injunction was
impermissible.
e. Further, the Purchasers forcibly dispossessed the appellants of
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their peaceful possession of the suit property on 10 October,
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2004 in gross violation of the injunction order dated 16
January, 1998 passed by the Executing Court.
f. Reliance placed by the High Court on Balraj Taneja v. Sunil
8
Madan was misplaced in the present case as this Court, in
Balraj Taneja (supra), while holding that reasons must be
given while decreeing a suit under Rule 10 of Order VIII, CPC,
was seized of a matter where the decree was challenged in
appellate proceedings. In the present case, the decree was
sought to be declared inexecutable in execution proceedings,
far beyond the reach of such a narrow jurisdiction.
6
(1995) 6 SCC 50
7
(2010) 11 SCC 557
8
(1999) 8 SCC 396
10
10. Ms. Preetika Dwivedi, learned counsel for the Purchasers
(respondents 1 to 3) in support of upholding of the impugned
judgment, submitted as under:
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a. The order dated 5 August, 1991 passed by the Trial Court is
not a judgment within the scope of section 2(9) read with Rule
4 of Order XX, CPC and the principle of law laid down in Balraj
Taneja (supra) was rightly applied by the High Court.
b. The High Court had rightly granted all the parties liberty to have
the title to the suit property adjudicated by the appropriate
forum; hence, it could not be said that the appellants were
prejudiced in any manner whatsoever. Further, any question
relating to the title, and validity of the sale deed in favour of
the Purchasers could be determined by the appropriate forum.
c. At the time of purchase, the names of Kazmi’s sons, i.e.
respondents 4 and 5, were present in the land revenue records
pertaining to the suit property, after which the Purchasers’
names have been inserted through mutation.
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d. As per the law laid down in Hukam Chand v. Om Chand and
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Nagubai Ammal v. B. Shama Rao , the transfer of the suit
property was not in violation of section 52, ToP Act since the
statute did not put an absolute embargo on the transfer of such
property pendente lite .
9
(2001) 10 SCC 715
10
AIR 1956 SC 593
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Analysis
11. We have heard learned counsel for the parties and perused the
impugned judgment as well as the other materials on record.
12. The sole question of law which arises for a decision in this appeal is:
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Whether the order dated 5 August, 1991 suffered from a
jurisdictional error so grave that the decree drawn up
subsequently is incapable of execution by the Executing Court
and an objection that it is inexecutable was available to be
raised under section 47, CPC by the respondents 1 to 3?
13. Prior to answering the above question, we consider it appropriate to
examine the scope and extent of power exercisable under Rule 10 of
Order VIII, CPC.
14. Rule 10 of Order VIII, CPC, used as the primary source of power by
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the Trial Court in passing the order dated 5 August, 1991 against
Samiullah, postulates the procedure that could be adopted when a
party fails to present its written statement upon the same being
called for by the court. Rule 10 reads as follows:
“ 10. Procedure when party fails to present written statement
called for by Court.—
Where any party from whom a written statement is required
under rule 1 or rule 9 fails to present the same within the time
permitted or fixed by the Court, as the case may be, the Court
shall pronounce judgment against him, or make such order in
relation to the suit as it thinks fit and on the pronouncement of
such judgment a decree shall be drawn up.”
15. We have no hesitation to hold that Rule 10 is permissive in nature,
enabling the trial court to exercise, in a given case, either of the two
12
alternatives open to it. Notwithstanding the alternative of proceeding
to pronounce a judgment, the court still has an option not to
pronounce judgment and to make such order in relation to the suit it
considers fit. The verb ‘shall’ in Rule 10 [although substituted for the
verb ‘may’ by the Amendment Act of 1976] does not elevate the first
alternative to the status of a mandatory provision, so much so that
in every case where a party from whom a written statement is invited
fails to file it, the court must pronounce the judgment against him. If
that were the purport, the second alternative to which ‘shall’ equally
applies would be rendered otiose.
16. At this stage, we consider it apposite to take a quick look at Balraj
Taneja (supra) to examine the scope of Rule 10 of Order VIII.
Therein, this Court ruled that a court is not supposed to pass a
mechanical judgment invoking Rule 10 of Order VIII, CPC merely on
the basis of the plaint, upon the failure of a defendant to file a written
statement. The relevant paragraphs of the judgment are reproduced
below for convenience:
“ 29. As pointed out earlier, the court has not to act blindly upon
the admission of a fact made by the defendant in his written
statement nor should the court proceed to pass judgment
blindly merely because a written statement has not been filed
by the defendant traversing the facts set out by the plaintiff in
the plaint filed in the court. In a case, specially where a written
statement has not been filed by the defendant, the court should
be a little cautious in proceeding under Order 8 Rule 10 CPC.
Before passing the judgment against the defendant it must see
to it that even if the facts set out in the plaint are treated to
have been admitted, a judgment could possibly be passed in
favour of the plaintiff without requiring him to prove any fact
13
mentioned in the plaint. It is a matter of the court's satisfaction
and, therefore, only on being satisfied that there is no fact
which need be proved on account of deemed admission, the
court can conveniently pass a judgment against the defendant
who has not filed the written statement. But if the plaint itself
indicates that there are disputed questions of fact involved in
the case regarding which two different versions are set out in
the plaint itself, it would not be safe for the court to pass a
judgment without requiring the plaintiff to prove the facts so as
to settle the factual controversy. Such a case would be covered
by the expression ‘the court may, in its discretion, require any
such fact to be proved’ used in sub-rule (2) of Rule 5 of Order
8, or the expression ‘may make such order in relation to the
suit as it thinks fit’ used in Rule 10 of Order 8.”
No doubt this decision was rendered considering that the verb used
in the provision is ‘may’, but nothing substantial turns on it.
17. What emerges from a reading of Balraj Taneja (supra), with which
we wholeheartedly concur, is that only on being satisfied that there
is no fact which need to be proved on account of deemed admission,
could the court pass a judgment against the defendant who has not
filed the written statement; but if the plaint itself suggests
involvement of disputed questions of fact, it would not be safe for the
court to pass a judgment without requiring the plaintiff to prove the
facts. Balraj Taneja (supra) also lays down the law that provision of
Rule 10 of Order VIII, CPC is by no means mandatory in the sense
that a court has no alternative but to pass a judgment in favour of
the plaintiff, if the defendant fails or neglects to file his written
statement.
18. If indeed, in a given case, the defendant defaults in filing written
statement and the first alternative were the only course to be
14
adopted, it would tantamount to a plaintiff being altogether relieved
of its obligation to prove his case to the satisfaction of the court.
Generally, in order to be entitled to a judgment in his favour, what is
required of a plaintiff is to prove his pleaded case by adducing
evidence. Rule 10, in fact, has to be read together with Rule 5 of
Order VIII and the position seems to be clear that a trial court, at its
discretion, may require any fact, treated as admitted, to be so proved
otherwise than by such admission. Similar is the position with section
58 of the Indian Evidence Act, 1872. It must be remembered that a
plaint in a suit is not akin to a writ petition where not only the facts
are to be pleaded but also the evidence in support of the pleaded
facts is to be annexed, whereafter, upon exchange of affidavits, such
petition can be decided on affidavit evidence. Since facts are required
to be pleaded in a plaint and not the evidence, which can be adduced
in course of examination of witnesses, mere failure or neglect of a
defendant to file a written statement controverting the pleaded facts
in the plaint, in all cases, may not entitle him to a judgment in his
favour unless by adducing evidence he proves his case/claim.
19. Having noted what Rule 10 of Order VIII postulates, the order dated
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5 August, 1991 may be examined now since it is the genesis of the
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present litigation before us. The order made by the Trial Court on 5
August, 1991, reads as below:
“68-C application moved by the plaintiffs under Order-8 Rule-5
(2) & (3) read with Rule 10 CPC. According to the plaintiff,
Samiullah son of Asad Ullah Kazmi, defendant no. 1 has been
15
impleaded as defendant no. 1 ( sic , defendant no. 2) as he was
also threatening to encroach the right of the plaintiff in the
disputed property. He appeared through counsel and moved
application and has also filed affidavits 50-C & 57-C but he
failed to file any written statement. It is clear that so many date
has been given for written statement and lastly it was 29.4.91,
which was fixed for written statement and for issues, but the
defendant has ( sic , not) filed written statement and on this
ground the plaintiff has moved the above application 68-C.
The learned counsel for the plaintiff has argued that he has
appeared through counsel and enough time has been given to
him calling upon him to file the written statement, but he failed
to file written statement. The case is covered by Order-8 Rule
10 C.P.C. The defendant no. 2 remained absent. In view of the
above, I am of the opinion that it is fit case to proceed under
Order-8 Rule 10 C.P.C.
Accordingly, the suit of the plaintiffs is decreed under Order-8
Rule 10 C.P.C. with cost against defendant no. 2. The defendant
no. 2 is restrained not to interfere in the peaceful right and
enjoyment of the plaintiff in respect of the disputed building,
trees and other properties.
Fix 9.9.1991 for Issues.”
20. In the present case, Kazmi had indeed filed his written statement
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dealing with the appellants’ plaint before the order dated 5 August,
1991 was made. There, not only had Kazmi denied the assertions
made in the plaint but he had also specifically objected to the
maintainability of the suit itself before the Trial Court on the ground
noted above. The Trial Court is presumed to be aware of the fact that
the written statement of Kazmi was on record or else it would not
have fixed the next date for settling ‘issues’. In a situation where
maintainability of the suit was in question and despite Samiullah not
having filed his written statement, it was not a case where the Trial
Court could simply pronounce judgment without even recording a
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satisfaction that it had the jurisdiction to try the suit and adjudicate
the contentious issue(s), not to speak of pronouncing its verdict
against Samiullah without assigning a single reason by treating the
averments in the plaint to be admitted. The High Court rightly
observed that even on pronouncement of judgment against
Samiullah, the lis remained alive as against Kazmi and decision on
the objection as to maintainability could have resulted in a contrary
decision.
21. No tribunal, far less a civil court, in exercise of judicial power ought
to play ducks and drakes with the rights of the parties. We are left to
wonder what would have been the status of the rival claims if Kazmi
had not passed away and accepting his objection, the Suit were
dismissed on the ground of maintainability. In such a case, could such
a dismissal be reconciled with the purported decree drawn up against
Samiullah? The answer would have to be in the negative. Or, take
the situation that has cropped up here. The suit has been dismissed
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qua Kazmi on 27 April, 2009 as abated. Although Ms. Arora had
submitted in course of hearing that steps have since been
successfully taken to set aside abatement and an assurance was
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given to file additional documents by 12 December, 2023 in support
of such a submission, the additional documents e-filed beyond time
do not reveal that (i) abatement has been set aside, (ii) the
heirs/legal representatives substituted in place of Kazmi and (iii) the
suit restored to its original file and number. The result is that the suit
17
stands dismissed as against the principal defendant without any
determination by the Trial Court on his objection that such court did
not possess the jurisdiction to entertain and try the suit.
22. We are constrained to observe that it is to avoid such a situation of
contradictory/inconsistent decrees that power under Rule 10 of Order
VIII ought to be invoked with care, caution, and circumspection, only
when none of several defendants file their written statements and
upon the taking of evidence from the side of the plaintiff, if deemed
necessary, the entire suit could be decided. As in the present case,
where even one of several defendants had filed a written statement,
it would be a judicious exercise of discretion for the court to opt for
the second alternative in Rule 10 of Order VIII, CPC unless, of course,
extraordinary circumstances exist warranting recourse to the first
alternative. In the matter at hand, the filing of the written statement
by Kazmi denying the averments made in the plaint warranted that
the appellants’ claims be proved by evidence, oral and/or
documentary, instead of decreeing the suit against one of the
defendants in a most slipshod manner.
23. We find close resemblance of the facts and circumstances under
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consideration in Swaran Lata Ghosh v. H.K. Banerjee . A money
suit instituted by the respondent before this Court was tried by the
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(1969) 1 SCC 709
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High Court at Calcutta and after taking evidence the learned Single
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Judge on 17 August, 1962, passed the following order:
“There will be a decree for Rs 15,000 with interest on judgment
on Rs 15,000 at 6% per annum and costs. No interim interest
allowed.”
Pursuant to that order a decree was drawn up. An appeal carried from
the decree before the Division Bench failed. The Division Bench
assigned sketchy reasons for the conclusion that the Trial Court
“rightly decreed the suit” and disposed of the appeal with certain
modification of the decree. While allowing the appeal and setting
aside the decree passed by the high court and remanding the suit to
the Court of first instance for trial according to law, this Court noted
that Rules 1 to 8 of Order XX, CPC are, by the express provision
contained in Rule 3(5) of Order XLIX, CPC inapplicable to a Chartered
High Court in the exercise of its ordinary or extraordinary original civil
jurisdiction and hence, a judge of a Chartered High Court was not
obliged to record reasons in a judgment strictly according to the
provisions contained in Rules 4(2) and 5 of Order XX, CPC.
Notwithstanding such a provision, this Court proceeded to record in
paragraph 6 as follows:
“ 6. Trial of a civil dispute in court is intended to achieve,
according to law and the procedure of the court, a judicial
determination between the contesting parties of the matter in
controversy. Opportunity to the parties interested in the dispute
to present their respective cases on questions of law as well as
fact, ascertainment of facts by means of evidence tendered by
the parties, and adjudication by a reasoned judgment of the
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dispute upon a finding on the facts in controversy and
application of the law to the facts found, are essential attributes
of a judicial trial. In a judicial trial, the Judge not only must
reach a conclusion which he regards as just, but, unless
otherwise permitted, by the practice of the court or by law, he
must record the ultimate mental process leading from the
dispute to its solution. A judicial determination of a disputed
claim where substantial questions of law or fact arise is
satisfactorily reached, only if it be supported by the most
cogent reasons that suggest themselves to the Judge a mere
order deciding the matter in dispute not supported by reasons
is no judgment at all. Recording of reasons in support of a
decision of a disputed claim serves more purposes than one. It
is intended to ensure that the decision is not the result of whim
or fancy, but of a judicial approach to the matter in contest: it
is also intended to ensure adjudication of the matter according
to law and the procedure established by law. A party to the
dispute is ordinarily entitled to know the grounds on which the
court has decided against him, and more so, when the
judgment is subject to appeal. The appellate court will then
have adequate material on which it may determine whether the
facts are properly ascertained, the law has been correctly
applied and the resultant decision is just. It is unfortunate that
the learned trial Judge has recorded no reasons in support of
his conclusion, and the High Court in appeal merely recorded
that they thought that the plaintiff had sufficiently proved the
case in the plaint.”
24. However, there, it was an appellate decree which this Court was
called upon to examine. We realise that we are not examining the
correctness of a judgment/order arising from exercise of appellate
jurisdiction by the High Court but a judgment approving an order on
an objection under section 47, CPC, scope wherefor is limited.
25. Our real task is to ascertain whether the decree drawn up on the basis
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of the order dated 5 August, 1991 and put to execution by the
appellants could have been objected to by the respondents 1 to 3 as
inexecutable under section 47, CPC. Section 47, CPC, being one of
the most important provisions relating to execution of decrees,
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mandates that an executing court shall determine all questions
arising between the parties to the suit or their representatives in
relation to the execution, discharge, or satisfaction of the decree and
that such questions may not be adjudicated in a separate suit.
26. Reference to a couple of authorities on the scope and nature of
section 47, CPC, at this stage, would not be inapt.
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27. In Vasudev Dhanjibhai Modi v. Rajabhai Abdul Rehman , this
Court was considering the scope of objection under section 47 of the
CPC in relation to the executability of a decree. Therein, it was laid
down that only such a decree could be the subject-matter of objection
which is a nullity and not a decree which was erroneous either in law
or on facts. Law was laid down in the following terms:
“ 6. A court executing a decree cannot go behind the decree:
between the parties or their representatives it must take the
decree according to its tenor and cannot entertain any
objection that the decree was incorrect in law or on facts. Until
it is set aside by an appropriate proceeding in appeal or
revision, a decree even if it be erroneous is still binding between
the parties.
7. When a decree which is a nullity, for instance, where it is
passed without bringing the legal representative on the record
of a person who was dead at the date of the decree, or against
a ruling prince without a certificate, is sought to be executed
an objection in that behalf may be raised in a proceeding for
execution. Again, when the decree is made by a court which
has no inherent jurisdiction to make objection as to its validity
may be raised in an execution proceeding if the objection
appears on the face of the record: where the objection as to
the jurisdiction of the Court to pass the decree does not appear
on the face of the record and requires examination of the
questions raised and decided at the trial or which could have
been but have not been raised, the executing Court will have
no jurisdiction to entertain an objection as to the validity of the
12
(1970) 1 SCC 670
21
decree even on the ground of absence of jurisdiction….”
(underlining ours, for emphasis)
13
28. In Dhurandhar Prasad Singh v. Jai Prakash University , this
Court further expounded the powers of a court under section 47, CPC
in the following words:
“ 24. The exercise of powers under Section 47 of the Code is
microscopic and lies in a very narrow inspection hole. Thus it is
plain that executing court can allow objection under Section 47
of the Code to the executability of the decree if it is found that
the same is void ab initio and a nullity, apart from the ground
that the decree is not capable of execution under law either
because the same was passed in ignorance of such a provision
of law or the law was promulgated making a decree
inexecutable after its passing….”
(underlining ours, for emphasis)
29. The legality of the order of the High Court, together with the order of
the Executing Court that the former went on to uphold, has to be
tested having regard to the settled position of law as noticed above
and bearing in mind that the powers of an executing court, though
narrower than an appellate or revisional court, can be exercised to
dismiss an execution application if the decree put to execution is
unmistakably found to suffer from an inherent lack of jurisdiction of
the court that made the same rendering it a nullity in the eye of law.
30. For reasons more than one, we propose to hold that the Executing
Court and the High Court were right in holding that the objection
raised by the respondents 1 to 3 to the executability of the decree
was well-founded.
13
(2001) 6 SCC 534
22
31. What appears to be of significance in the light of the decisions
referred to above is the importance of the legal term ‘jurisdiction’,
and the question whether the Trial Court did have the jurisdiction to
th
pass the order it did on 5 August, 1991 followed by the decree
th
signed on 11 November, 1991.
32. What does ‘jurisdiction’ mean? In the ensuing discussion, we feel
inclined to draw guidance from certain decisions of ancient vintage
which have stood the test of time.
33. The wisdom of Sir Ashutosh Mukherjee, A.C.J., speaking for a Full
Bench of the High Court at Calcutta in Hirday Nath Roy v.
14
Ramachandra Barna Sarma , more than a century back,
profitably assists us in understanding what is meant by ‘jurisdiction’,
‘lack of jurisdiction’ and ‘error in the exercise of jurisdiction’. The
relevant passage reads as under:
“…An examination of the cases in the books discloses numerous
attempts to define the term ‘jurisdiction’, which has been stated
to be ‘the power to hear and determine issues of law and fact’;
‘the authority by which judicial officers take cognizance of and
decide causes’; ‘the authority to hear and decide a legal
controversy’; ‘the power to hear and determine the subject-
matter in controversy between parties to a suit and to
adjudicate or exercise any judicial power over them’; ‘the
power to hear, determine and pronounce judgment on the
issues before the Court’; ‘the power or authority which is
conferred upon a Court by the legislature to bear and determine
causes between parties and to carry the judgments into effect’;
‘the power to enquire into the facts, to apply the law, to
pronounce the judgment and to carry it into execution. … This
jurisdiction of the Court may be qualified or restricted by a
variety of circumstances . Thus, the jurisdiction may have to be
considered with reference to place, value, and nature of the
14
1920 SCC OnLine Cal 85 : ILR LXVIII, Cal 138
23
subject-matter. … This classification into territorial jurisdiction,
pecuniary jurisdiction and jurisdiction of the subject-matter is
obviously of a fundamental character. Given such jurisdiction,
we must be careful to distinguish exercise of jurisdiction from
existence of jurisdiction; for fundamentally different are the
consequences of failure to comply with statutory requirements
in the assumption and in the exercise of jurisdiction. The
authority to decide a cause at all and not the decision rendered
therein is what makes up jurisdiction; and when there is
jurisdiction of the person and subject-matter, the decision of all
other questions arising in the case is but an exercise of that
jurisdiction. The extent to which the conditions essential for
creating and raising the jurisdiction of a Court or the restraints
attaching to the mode of exercise of that jurisdiction should be
included in the conception of jurisdiction itself is sometimes a
question of great nicety…But the distinction between existence
of jurisdiction and exercise of jurisdiction has not always been
borne in mind and this has sometimes led to confusion. … We
must not thus overlook the cardinal position that in order that
jurisdiction may be exercised, there must be a case legally
before the Court and a hearing as well as a determination. A
judgment pronounced by a Court without jurisdiction is void,
subject to the well-known reservation that when the jurisdiction
of a Court is challenged, the Court is competent to determine
the question of jurisdiction, though the result of the enquiry
may be that it has no jurisdiction to deal with the matter
brought before it.
*
Besides the cases mentioned therein, reference may
particularly be made to the judgment of Srinivas Aiyangar, J.,
in Tuljaram v. Gopala [32 Mad. L.J. 434; 21 Mad. L.J. 220
(1916).] , where the true rule was stated to be that if a Court
has jurisdiction to try a suit and has authority to pass orders of
a particular kind, the fact that it has passed an order which it
should not have made in the circumstances of that litigation,
does not indicate total want or loss of jurisdiction so as to
render the order a nullity.”
(underlining ours, for emphasis)
34. Hirday Nath Roy (supra) found approval in Official Trustee v.
15
Sachindra Nath Chatterjee , a co-ordinate Bench decision of this
15
AIR 1969 SC 823
24
Court. The relevant observations of this Court in Sachindra Nath
Chatterjee (supra) are reproduced below:
“ 12. It is plain that if the learned judge had no jurisdiction to
pass the order in question then the order is null and void. It is
equally plain that if he had jurisdiction to pronounce on the plea
put forward before him the fact that he made an incorrect order
or even an illegal order cannot affect its validity. …
15. * it is clear that before a Court can be held to have
jurisdiction to decide a particular matter it must not only have
jurisdiction to try the suit brought but must also have the
authority to pass the orders sought for. It is not sufficient that
it has some jurisdiction in relation to the subject-matter of the
suit. Its jurisdiction must include the power to hear and decide
the questions at issue, the authority to hear and decide the
particular controversy that has arisen between the parties. …”
(underlining ours, for emphasis)
35. The essence really is that a court must not only have the jurisdiction
in respect of the subject matter of dispute for the purpose of
entertaining and trying the claim but also the jurisdiction to grant
relief that is sought for. Once it is conceded that the jurisdiction on
both counts is available, it is immaterial if jurisdiction is exercised
erroneously. An erroneous decision cannot be labelled as having been
passed ‘without jurisdiction’. It is, therefore, imperative that the
distinction between a decision lacking in inherent jurisdiction and a
decision which suffers from an error committed in the exercise of
jurisdiction is borne in mind.
36. Moving on to decisions of not too distant an origin, we notice that this
16
Court in Rafique Bibi v. Sayed Waliuddin whilst relying on
16
(2004) 1 SCC 287
25
Vasudev Dhanjibhai Modi (supra), has made valuable observations
as to the circumstances where an order passed could be regarded as
a nullity. The relevant observations made in Rafique Bibi (supra)
read thus:
“ 6. What is ‘void’ has to be clearly understood. A decree can be
said to be without jurisdiction, and hence a nullity, if the court
passing the decree has usurped a jurisdiction which it did not
have; a mere wrong exercise of jurisdiction does not result in
a nullity. The lack of jurisdiction in the court passing the decree
must be patent on its face in order to enable the executing
court to take cognizance of such a nullity based on want of
jurisdiction, else the normal rule that an executing court cannot
go behind the decree must prevail.
7. Two things must be clearly borne in mind. Firstly, ‘the court
will invalidate an order only if the right remedy is sought by the
right person in the right proceedings and circumstances. The
order may be ‘a nullity’ and ‘void’ but these terms have no
absolute sense: their meaning is relative, depending upon the
court's willingness to grant relief in any particular situation. If
this principle of illegal relativity is borne in mind, the law can
be made to operate justly and reasonably in cases where the
doctrine of ultra vires, rigidly applied, would produce
unacceptable results.” (Administrative Law, Wade and Forsyth,
8th Edn., 2000, p. 308.) …
8. A distinction exists between a decree passed by a court
having no jurisdiction and consequently being a nullity and not
executable and a decree of the court which is merely illegal or
not passed in accordance with the procedure laid down by law.
A decree suffering from illegality or irregularity of procedure,
cannot be termed inexecutable by the executing court; the
remedy of a person aggrieved by such a decree is to have it set
aside in a duly constituted legal proceedings or by a superior
court failing which he must obey the command of the decree.
A decree passed by a court of competent jurisdiction cannot be
denuded of its efficacy by any collateral attack or in incidental
proceedings.”
(underlining ours, for emphasis)
37. Also, a reading of Rafique Bibi (supra) makes it clear that the lack
of jurisdiction must be patent on the face of the decree to enable an
executing court to conclude that the decree was a nullity. Hence, it is
26
clear that all irregular or wrong decrees would not necessarily be void.
An erroneous or illegal decision, which was not void, could not be
objected in execution or incidental proceedings. This dictum was also
affirmed by a Bench of 3 (three) Hon’ble Judges of this Court in
17
Balvant N. Viswamitra v. Yadav Sadashiv Mule .
38. What follows from a conspectus of all the aforesaid decisions is that
jurisdiction is the entitlement of the civil court to embark upon an
enquiry as to whether the cause has been brought before it by the
plaintiff in a manner prescribed by law and also whether a good case
for grant of relief claimed been set up by him. As and when such
entitlement is established, any subsequent error till delivery of
judgment could be regarded as an error within the jurisdiction. The
enquiry as to whether the civil court is entitled to entertain and try a
suit has to be made by it keeping in mind the provision in section 9,
CPC and the relevant enactment which, according to the objector,
bars a suit. Needless to observe, the question of jurisdiction has to
be determined at the commencement and not at the conclusion of
the enquiry.
39. Although not directly arising in the present case, we also wish to
observe that the question of jurisdiction would assume importance
even at the stage a court considers the question of grant of interim
relief. Where interim relief is claimed in a suit before a civil court and
the party to be affected by grant of such relief, or any other party to
17
(2004) 8 SCC 706
27
the suit, raises a point of maintainability thereof or that it is barred
by law and also contends on that basis that interim relief should not
to be granted, grant of relief in whatever form, if at all, ought to be
preceded by formation and recording of at least a prima facie
satisfaction that the suit is maintainable or that it is not barred by
law. Such a satisfaction resting on appreciation of the averments in
the plaint, the application for interim relief and the written objection
thereto, as well as the relevant law that is cited in support of the
objection, would be a part of the court’s reasoning of a prima facie
case having been set up for interim relief, that the balance of
convenience is in favour of the grant and non-grant would cause
irreparable harm and prejudice. It would be inappropriate for a court
to abstain from recording its prima facie satisfaction on the question
of maintainability, yet, proceed to grant protection pro tem on the
assumption that the question of maintainability has to be decided as
a preliminary issue under Rule 2 of Order XIV, CPC. That could
amount to an improper exercise of power. If the court is of the opinion
at the stage of hearing the application for interim relief that the suit
is barred by law or is otherwise not maintainable, it cannot dismiss it
without framing a preliminary issue after the written statement is
filed but can most certainly assign such opinion for refusing interim
relief. However, if an extraordinary situation arises where it could
take time to decide the point of maintainability of the suit and non-
grant of protection pro tem pending such decision could lead to
28
irreversible consequences, the court may proceed to make an
appropriate order in the manner indicated above justifying the course
of action it adopts. In other words, such an order may be passed, if
at all required, to avoid irreparable harm or injury or undue hardship
to the party claiming the relief and/or to ensure that the proceedings
are not rendered infructuous by reason of non-interference by the
court.
40. Turning to the facts of the present case, Kazmi had challenged the
maintainability of the Suit in the written statement filed by him before
the Trial Court contending inter alia that the suit property was
bhoomidhari land owing to which the Suit was barred by section 331
of UPZA & LR Act as well as it was barred under section 41(h) of the
Specific Relief Act and, thus, not maintainable before the civil court.
What was required of the Trial Court in such situation was to record
a satisfaction, at least prima facie , that the Suit was maintainable
and then proceed to pass such orders as it considered proper in the
th
circumstances. A glance at the order dated 5 August, 1991, is
sufficient to inform us that the Trial Court, in no words whatsoever,
made any decision on whether it was entitled in law to decide the
plea before it, prior to decreeing the Suit against Samiullah under
Rule 10 of Order VIII, CPC. The question of competence to try the
Suit, we have found, was the first of several issues arising for decision
in the Suit and despite such looming presence of an important issue
before the Trial Court which, if examined and answered in favour of
29
Kazmi, would have ousted jurisdiction, it preferred not to wait and
proceeded to decree the same against Samiullah without a whisper
on its competency to do the same.
41. The legal and factual position of the present case having been noted
above, we hold that a decision rendered by a court on the merits of
a controversy in favour of the plaintiff without first adjudicating on its
competence to decide such controversy would amount to a decision
being rendered on an illegal and erroneous assumption of jurisdiction
and, thus, be assailable as lacking in inherent jurisdiction and be
treated as a nullity in the eye of law; as a logical corollary, the order
th
dated 5 August, 1991 is held to be ab initio void and the decree
drawn up based thereon is inexecutable.
42. There is one other reason which we wish to assign as a ground for
upholding the order of the Executing Court and the High Court.
43. Reference may once again be made to Balram Taneja (supra) where
the law has been reiterated succinctly, as follows:
“ 41. There is yet another infirmity in the case which relates to
the ‘judgment’ passed by the Single Judge and upheld by the
Division Bench.
42. ‘Judgment’ as defined in Section 2(9) of the Code of Civil
Procedure means the statement given by the Judge of the
grounds for a decree or order. What a judgment should contain
is indicated in Order 20 Rule 4(2) which says that a judgment
‘shall contain a concise statement of the case, the points for
determination, the decision thereon, and the reasons for such
decision’. It should be a self-contained document from which it
should appear as to what were the facts of the case and what
was the controversy which was tried to be settled by the court
and in what manner. The process of reasoning by which the
30
court came to the ultimate conclusion and decreed the suit
should be reflected clearly in the judgment.
43. *
44. *
45. Learned counsel for Respondent 1 contended that the
provisions of Order 20 Rule 4(2) would apply only to contested
cases as it is only in those cases that ‘the points for
determination’ as mentioned in this rule will have to be
indicated, and not in a case in which the written statement has
not been filed by the defendants and the facts set out in the
plaint are deemed to have been admitted. We do not agree.
Whether it is a case which is contested by the defendants by
filing a written statement, or a case which proceeds ex parte
and is ultimately decided as an ex parte case, or is a case in
which the written statement is not filed and the case is decided
under Order 8 Rule 10, the court has to write a judgment which
must be in conformity with the provisions of the Code or at least
set out the reasoning by which the controversy is resolved.
46. * Even if the definition were not contained in Section
2(9) or the contents thereof were not indicated in Order 20 Rule
4(2) CPC, the judgment would still mean the process of
reasoning by which a Judge decides a case in favour of one
party and against the other. In judicial proceedings, there
cannot be arbitrary orders. A Judge cannot merely say ‘suit
decreed’ or ‘suit dismissed’. The whole process of reasoning has
to be set out for deciding the case one way or the other. This
infirmity in the present judgment is glaring and for that reason
also the judgment cannot be sustained.”
(underlining ours, for emphasis)
We concur with the observation that a judgment, as envisaged in
section 2(9), CPC, should contain the process of reasoning by which
the court arrived at its conclusion to resolve the controversy and
consequently to decree the suit.
44. It is indubitable that a “judgment”, if pronounced by a court under
Rule 10 of Order VIII, CPC, must satisfy the requirements of Rule
4(2) of Order XX, CPC, and thereby conform to its definition provided
in section 2(9) thereof.
31
45. Further, even a cursory reading of Rule 10 of Order VIII, CPC
impresses upon us the fundamental mandate that a “decree” shall
follow a “judgment” in a case where the court invokes power upon
failure of a defendant to file its written statement. It is, therefore,
only a “judgment” conforming to the provisions of the CPC that could
lead to a “decree” being drawn up. As is manifest on the face of the
record of the present case, apart from the ipse dixit of the Trial Court
that the case is fit for being proceeded against under Rule 10 of Order
VIII and that the suit qua Samiullah ought to be decreed with the
injunctive order, no ingredients that a “judgment” should contain as
th
per the CPC appear in the order dated 5 August, 1991.
46. We deem it fit to advert to the fine words of wisdom imparted to us
by Hon’ble P.B. Mukharji, CJ., in ‘The New Jurisprudence: The
Grammar of Modern Law’ where the learned author says:
"The supreme requirement of a good judgment is reason.
Judgment is of value on the strength of its reason. The weight
of a judgment, its binding character or its persuasive character
depends on the presentation and articulation of reason. Reason,
therefore, is the soul and spirit of a good judgment.”
47. It is one of the cardinal principles of the justice delivery system that
any verdict of a competent judicial forum in the form of a
judgment/order, that determines the rights and liabilities of the
parties to the proceedings, must inform the parties what is the
outcome and why one party has succeeded and not the other - the
‘why’ constituting the reasons and ‘what’ the conclusion. Apart from
32
anything else, insistence of the requirement for the reason(s) to
support the conclusion guarantees application of mind by the
adjudicator to the materials before it as well as provides an avenue
to the unsuccessful party to test the reasons before a higher court.
48. All civil courts in the country have to regulate their judicial work in
accordance with the terms of the provisions of the CPC. Any
egregious breach or violation of such provisions, including the one
noticed here, would be ultra vires .
49. Let us now examine whether there is a ‘decree’ within the scope of
section 2(2), CPC. Section 2(2) is reproduced hereunder:
(2) "decree" means the formal expression of an adjudication
which, so far as regards the Court expressing it, conclusively
determines the rights of the parties with regard to all or any of
the matters in controversy in the suit and may be either
preliminary or final. It shall be deemed to include the rejection
of a plaint and the determination of any question within section
144, but shall not include -
(a) any adjudication from which an appeal lies as an appeal
from an order, or
(b) any order of dismissal for default.
(underlining ours, for emphasis)
th
50. The decree signed by the Trial Court on 11 November, 1991 is not
on record. Nevertheless, at the cost of repetition, we record that
th
examination of the order dated 5 August, 1991 does not reveal any
adjudication leading to determination of the rights of the parties in
relation to any of the matters in controversy in the suit and,
therefore, the decree since drawn up is not a formal expression of an
adjudication/determination since there has been no
33
adjudication/determination so as to conform to the requirements of
a decree within the meaning of section 2(2). In this regard, we
express our concurrence with both the High Court and the Executing
Court that there is no decree at all in the eye of law.
51. We, therefore, hold that a decree that follows a judgment or an order
(of the present nature) would be inexecutable in the eyes of law and
execution thereof, if sought for, would be open to objection in an
application under section 47, CPC.
Conclusion
52. For the reasons mentioned above, we conclude that the Trial Court
had no authority to decree the suit against Samiullah in exercise of
its power under Rule 10 of Order VIII, CPC.
53. There is no reason to interfere with the judgment and order of the
High Court under challenge. It is upheld and the appeal, accompanied
by any pending applications, stands dismissed. Parties shall bear their
own costs.
54. It is, however, made clear that no part of the observations of this
Court, or of the High Court or of those below, be treated as an
expression of opinion in any particular matter or on any factual aspect
whatsoever. Determination of the title to the suit property,
adjudication on the validity of the sale deed in favour of the
Purchasers, or decision on any other contentious issue are left open
for a forum of competent jurisdiction to embark upon, if approached
by any of the parties.
34
55. We are aware that pursuant to Interim Application No. 4 of 2013
moved by the appellants, this Court had appointed one Mr.
Suryanarayana Singh as the Court Receiver in respect of the property
th
(“Court Receiver”, hereafter) on 14 March, 2014. The Court Receiver
already appointed shall stand discharged forthwith. Unpaid
remuneration, if any, shall be borne by the appellants.
56. However, the Court Receiver shall provide accounts of income and
expenditure in respect of the suit property to the appellants as well
as the respondents 1 to 3 within two months and any claim of either
of the parties would be open to be raised and addressed in accordance
with law.
..............................J.
[B.R. GAVAI]
.............................J.
[DIPANKAR DATTA]
..............................J.
[ARAVIND KUMAR]
N EW DELHI;
TH
12 JANUARY, 2024.
35