Full Judgment Text
REPORTABLE
2023INSC857
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO(S). 7175 OF 2021
CPL ASHISH KUMAR CHAUHAN (RETD.) …APPELLANT(S)
VERSUS
COMMANDING OFFICER & ORS. …RESPONDENT(S)
J U D G M E N T
S. RAVINDRA BHAT, J.
1. The present civil appeal challenges an order of the National Consumer
1
Disputes Redressal Commission, New Delhi (hereafter, “Commission”). The
application by – CPL Ashish Kumar Chauhan (hereafter, “appellant”) for
compensation was dismissed by the Commission. The Commanding Officer, 171
Military Hospital is arrayed as the first Respondent; the Medical Officer at the
171 Military Hospital (“171 MH”) is the second respondent; the Principal
Director, Directorate of Air Veterans is impleaded as the third respondent; the
Commanding Officer of the South Western Air Command (Gandhinagar HQ) is
arrayed as fourth respondent, and the Senior Medical Officer at the said Military
facility is impleaded as the fifth respondent. The first, second and fifth
Signature Not Verified
Digitally signed by
VISHAL ANAND
Date: 2023.09.26
15:27:22 IST
Reason:
1
In Consumer Complaint No. 647 of 2017.
1
respondents are, hereafter, referred to (unless the context otherwise requires) as
“Indian Army”; and the third and fourth respondents, as “IAF”.
I. Relevant Facts
2. The aftermath of the attack on Indian Parliament, (i.e., on 13 December
2001) was followed by heightened tensions at the Indo-Pak border. There was
troop mobilization at the border; what is termed as a prolonged “eyeball to
eyeball” confrontation between Indian armed forces and Pakistani armed forces.
During this deployment and engagement, known as “Operation Parakram”, the
appellant, who was a radar operative/ technician -with the IAF, was deployed at
the border. He had enrolled in the IAF from 21.05.1996 in a permanent position
and held a combatant rank. His medical category was A4 GI [which is Category
A].
3. In July 2002, as his services were needed, he was posted at 302 TRU
(Transportable Radar Unit), Pathankot. He fell sick whilst on duty during the
operation (Parakram) and complained of weakness, anorexia and passing high
colored urine. He was, therefore, admitted to 171 MH, Samba. On 10.07.2002,
whilst undergoing treatment at the aforementioned facility, Lt. Col Devika Bhat,
posted as MO (Physician), advised him to undergo a blood transfusion. One unit
of blood was therefore, transfused to the appellant, for the management of severe
symptomatic anemia. The said military hospital facility did not have a license for
a blood bank but has been termed by the Indian Army as an “ ad-hoc blood bank”.
Apparently neither any pathologist nor transfusion expert was posted at the
facility as it was specifically opened up during Parakram . The appellant alleges
that 171 MH did not possess any facility to check markers of blood, including
HIV before transfusion and the blood was indented from another military hospital
2
– 166 Military Hospital (“166 MH”) as per the SoP on “ Adhoc Blood Bank ”. The
2
SoP for ad-hoc blood bank 171 Military Hospital
2
treatment papers of the appellant were entrusted to the Senior Medical Officer of
the 302 TRU, Pathankot, for maintenance purposes. In August 2002, the appellant
was again admitted to 171 MH; and this time, his hemoglobin level was found to
have increased from 11.5gm% to 13.0gm%.
4. In April 2014, the appellant again fell ill. This time, he was admitted to
Station Medicare Centre, Head Quarter, South West Air Command (U),
Gandhinagar. The test report dated 05.03.2014, reported “negative” for the HIV
virus. While undergoing treatment at this facility, he suffered some complications
and was consequently, transferred to Military Hospital, Ahmedabad. On further
deterioration of his health at the Ahmedabad center, he was further transferred to
INHS Asvini, Mumbai, an Indian Naval establishment. While undergoing
treatment, his blood samples were taken and on diagnosis, the Lab reports (dated
21.05.2014 and 23.05.2014), revealed that the appellant was suffering from
Human Immunodeficiency Virus (hereafter, “ HIV ”). According to the appellant,
these two lab reports meet the required parameters for a valid medical document,
including mention of the lab reference number and name of the medical officer.
The finding of the lab report returns as: “ Positive for HIV – I Antibodies by NACO
Strelegy ”.
5. The appellant endeavored to trace the source of the virus and realized that
the transfusion of virus infected blood at 171 MH Samba in 2002 was the cause
of his condition. After the detection of the HIV virus, the first medical board was
held on 11.06.2014 and as per the findings of the Medical Board, the infection
with HIV was made – “ non-attributable to service ”. On being dissatisfied with
the decision of the first Medical Board, the appellant demanded a copy of the
documents relating to his blood transfusion at 171 MH, Samba in July 2002;
access was however refused by the respondents on account of their unavailability.
6. In February of 2015, the appellant was hospitalized at a military facility in
Ahmedabad owing to H1N1 (Swine) Influenza, Macrocytic Anaemia,
3
Subhyalodid, and Haemorrhage along with Immune Surveillance. He requested
information about his Personal Occurrence Report (POR) at 171 Military
Hospital, Samba in 2002 which had to be kept by the Commanding Officer of the
concerned unit. Pursuant to the request, the fifth respondent, on 24.09.2014, wrote
to the IAF record office, in New Delhi and by letter dated 29.09.2014, the
appellant’s medical case sheet was provided to him. The case sheet shows that
though on 10.07.2002, one unit of blood was transfused to the appellant, but
whether Enzyme Linked Immunosorbent Assay (ELISA) test was conducted
before infusing the blood in the appellant’s body was conspicuously absent from
that medical case sheet.
7. Thus, Medical Boards were held on 12.12.2014 and 24.06.2015 and in
terms of the medical board proceedings, the appellant’s disability was attributable
to service owing transfusion of one unit of blood at 171 Military Hospital on 10th
July 2002. His disability and the disability qualifying elements for the purpose of
disability pension were also assessed by the medical board @ 30% for two years.
3
By letter dated 22.03.2016 , PCDA (P) Allahabad endorsed the findings of the
Release Medical Board and agreed with the sanctioned disability pension. Based
on the findings of the medical boards, the appellant was sent to INHS, Asvini
4
Mumbai, for his further medical classification, and the specialist suggested that
the appellant should be excused from physically exhaustive activities (including
PT, Parade, and standing duties).
8. On 10.09.2015, the appellant requested for the release of certified copies
of his medical records. They were not provided to him despite the fact that said
records were essential for his treatment post discharge from the service. In fact,
the appellant alleges that a condition was insisted on him to sign on the
proceedings of a Release Medical Board which allegedly never took place. On
3
Letter No RO/3305/3/Med.
4
Opinion of Specialist dated 16.12.2015
4
31.05.2016, the appellant was denied extension of services and was discharged
from service, without the due proceedings of the Release Medical Board. At the
time of release, the appellant was not provided with the Ex-Servicemen
Contributory Health Scheme (hereafter, “ECHS”) card within a reasonable time
5
and an ECHS temporary card was issued only after an application was moved
by him. Further, Rs. 15,000 were also deducted from the dues owed to him post-
retirement in the absence of an ECHS card for undergoing medical treatment.
9. On 22.09.2016, the appellant wrote a letter to obtain his disability
6
certificate. That was denied to him by a letter dated 14.12.2016 , which stated
that no such provision exists for issuance of printed disability certificate in the
format as desired by the appellant and subsequently on 29.08.2017, the
appellant’s disability pension was sanctioned in addition to his service pension.
Pertinently, the letter dated 14.12.2016, also mentioned that:
“ 3. Notwithstanding above it is certified that as per records held
with this office, the disability “Immune Surveillance (HIV)” got
afflicted due the blood transfusion that you received at 171 MH in
July 2002. The disability is attributable to service. ”
10. Aggrieved by the denial of medical reports as to his blood transfusion, the
7
appellant preferred an RTI application requesting for: (i) copies of his
willingness certificate as to blood transfusion; (ii) information as to whether risks
were disclosed to him about blood transfusion and whether appellant consented
to those risks; and (iii) copies of blood test report to ascertain blood group and
8
Rh factor test report of that one unit of blood. PIO RTI Cell informed the
appellant that the information sought by him was exempted under Section 8(1) of
5
Application dated 26.04.2016.
6
Vide Air HQ/99798/1/741570/DAV(DP/RMB).
7
Dated 05.05.2017.
8
Vide letter no 6004/A/GS (Edn).
5
the Right to Information Act, 2005 (hereafter, “RTI Act”). Dissatisfied with the
information provided, he appealed to the First Appellate Authority.
9
11. The Appellate Authority by its order rejected the appeal and observed that
best efforts were made by the respondent authorities to trace the appellant’s
medical document and even admission and discharge documents were supplied
to him whenever available with the respondent. It was further observed by the
Appellate Authority that 171 MH is not an authorized military hospital facility
and it was established as an ‘adhoc blood bank’ with necessary blood being
requisitioned from 166 MH. It was further observed by the Appellate Authority
that old documents (including the appellant’s medical records) have been
destroyed as per the necessary policy and while disagreeing with the findings of
the Release Medical Board (where HIV was attributed to the service), observed
that in absence of any causative factor between blood transfusion and acquiring
HIV infection, HIV infection cannot be attributed to the service and thus found
no negligence on behalf of the hospital authorities. Relevant findings of the
Appellate Authority are reproduced below:
“ 10. It is informed that as per the PE of the hospital, 171 Military
Hospital is not authorized any blood bank and hence no Pathologist
is authorized or posted, at any time. However, an adhoc blood bank
was established during ‘Op Parakram’ i.e. in 2002. Blood would be
requisitioned from 166 MH and stored at 171 MH. ”
“16. It is pertinent to ask here as to how a blanket & an assured
statement be made that a blood transfusion carried out in 2002 is
the only causative factor for acquiring HIV infection in 2014
without ascertaining facts about the same.”
12. Meanwhile, proceedings of the Court of Inquiry (CoI) were held on
01.07.2018 to investigate circumstances under which the appellant was transfused
blood at the 171 Military Hospital, Samba and the CoI concluded by its findings
9
Dated 12.06.2018.
6
that blood provided to the appellant was duly screened for the HIV and other
markers in vogue at the relevant time and on examination of all the witnesses, no
negligence or lapse can be attributed on the part of physician or the support staff
at the said military facility. During the proceedings, Lt Col Devika Bhat, posted
as MO (Physician) at the 171 MH, Samba deposed that the blood transfused to
the appellant was duly screened as per the guidelines and all necessary
precautions were taken to prevent HIV transmission. It was further observed by
the CoI that while the Release Medical Board has opined that infection can be
attributed to service, but the specialist opinion before the Release Medical Board
failed to mention essential details to establish a causative link between the blood
transfusion in 2002 and the detection of infection in 2014.
13. The CoI further observed that:
“ 6. It is further emphasized that Specialist Opinion given during
RMB has not mentioned about history of any sexual exposure,
administration of IV Fluids or injections or any prolonged Hospital
treatment which are other modes of transmission by HIV in the
intervening period between Jul 2002 to may 2014 (period between
blood transfusion at 171 MH and detection as HIV positive). Hence
categorically attributing HIV infection of the individual to blood
transfusion given in Jul 2002 may not be in order. ”
The CoI also observed that:
“ 8. [..] (d) All the available documents have been examined and it
emerges that there were no lapses or negligence on the part of
treating physician and supporting staff at 171 MH Samba and the
blood bank staff of 166 MH Jammu as all policy/guidelines were
followed for blood bank, screening of blood before Transfusion of
one unit of blood to 741570B Ex Cpl Ashish Kumar Chauhan .”
14. The appellant filed a complaint before the Commission seeking
compensation of ₹ 95,03,00,000 (₹95 crores 3 lakhs) plus litigation expenses of
₹ 10,000 per hearing and suitable pecuniary punishment to the delinquent
officers.
7
II. Commission’s Findings
15. The Commission dismissed the appellant’s complaint and observed that no
expert opinion was adduced or proved before it for establishing medical
negligence during the blood transfusion against the respondent/opposite parties.
It was also observed that no reason existed for the opposite parties to deny sharing
of the appellant’s medical records, and in fact, the discharge certificate, when
found was duly supplied to the appellant.
16. The Commission also relied on provisions of Indian Medical Council
(Professional Conduct Etiquettes and Ethics) Regulations, 2002 (hereafter “ IMC
10
Professional Conduct Regulations ”) to observe that the hospital facility was not
bound to preserve the appellant’s medical records beyond the period of three
years and thus there is no reason to believe that the authorities deliberately denied
the appellant’s medical records to him. The Commission also relied on the blood
test report dated 05.03.2014 to hold that the appellant was not infected at the 171
Military Hospital, Samba, while denying the Medical Board’s opinion dated
12.12.2014 and 24.06.2015 and a letter dated 14.12.2016 (as the same were not
based on any evidence) and thus, no negligence was attributable to the
respondents. Aggrieved by the findings of the Commission, the appellant has
preferred an appeal before this court.
III. Proceedings in the present appeal
17. This court by an order dated 08.04.2022, considering the nature of the
controversy involved in the impugned case, appointed Ms. Meenakshi Arora,
learned senior counsel and Ms. Vanshaja Shukla, as amici curiae to appear on
behalf of the appellant and assist the court.
18. By a letter order dated 25.04.2022, this court directed the respondents to
submit the entire record pertaining to transfusion of blood on 10.07.2002 to the
10
Clause 1.3.1 of Indian Medical Council (Professional Conduct Etiquettes and Ethics) Regulations, 2002.
8
appellant. As a consequence, 171 MH and 166 MH again searched their records
and by letter dated 14.06.2022 and 13.06.2022 (from 171 MH and 166 MH
respectively), submitted that they were unable to detect the appellant’s medical
records as they were destroyed in compliance with the policy of destruction of
old documents.
IV. Submissions by the Appellant
19. The amici and the appellant argued that it is the onus of the respondents to
establish that the two armed forces (Indian Army and IAF) were not negligent,
because of the direct acts of their doctors and the hospital. Reference to a letter
dated 12.06.2018 was made in which the Respondent No 1 admitted in writing
that 171 MH was not authorized to operate any blood bank and therefore, no
pathologist was authorized or appointed at the facility. The appellant also referred
11
to an RTI reply stating that “ there was no transfusion medicine expert (doctor)
available and no blood grouping and cross-matching test report is available ”.
20. The amici further argued that the respondents failed to provide any material
evidence, such as the ELISA/HIV test and blood compatibility report of the blood
unit that was transfused to the appellant in 2002, to demonstrate that they
followed their own exhibited ‘Transfusion Medicine Technical Manual and
Standard Operating Procedures’ that is to say that before any blood transfusion
took place, it was compulsory to conduct an ELISA test of the blood unit to
determine whether it was HIV infected or not, ensuring that it is safe for
transfusion to HIV negative person. The appellant placed reliance on cases like
Smt. Savita Garg vs. The Director, National Heart Institute (hereafter, “Savita
12 13
Garg”) ; V. Kishan Rao v Nikhil Super Speciality Hospital & Another ; Nizam
Institute of Medical Sciences v Prasanth S. Dhananka & Ors . (hereafter, “ Nizam
11
Letter no. 4180/Adm./RTI/2019, dated 3.7.2019.
12
[2004] SUPP. 5 S.C.R. 359.
13
[2010] 5 S.C.R. 1.
9
14
Institute of Medical Sciences ”) , related to medical negligence, to support his
contention that in cases of medical negligence, the burden of proof lies with the
respondents and not with the appellant.
21. The amici and the appellant submitted that the respondents failed to secure
a written informed consent bearing his signature both before the Commission as
well as this court. As a consequence, the HIV negative report dated 5.3.2014
cannot be accepted. It was also contended that the report presented by the
respondents is fraudulent and baseless since it was produced by them after a
significant delay of more than seven years, which is contrary to Section 1.3.1 –
“ Maintenance of Medical Records ” of the IMC Professional Conduct
15
Regulations. Additionally, the report lacks important details such as part-I, Lab
Reference number, the name of the specific pathologist, and is mentioned as
referred by “self” . To further counter the accusation that the appellant had
concealed the HIV negative report dated 05.03.2014, he argued that the medical
sheet and related documents were in the possession of the respondents. He was
never given access to it, or a copy of it; hence, he could not have produced the
same.
22. Reference was made to Chapter 16 of “ The Guidelines for HIV Testing,
March 2007 ”, published by the National AIDS Control Organisation, Ministry of
Health and Family Welfare, to highlight the importance of informed consent for
HIV testing. The guideline states that any physician conducting an invasive
procedure on a patient must obtain informed consent; in other words, the patient
must be provided with adequate information about the necessity of blood
14
[2009] 6 S.C.C. 1.
15
Section 1.3.1 Maintenance of medical records :
1.3.1 Every physician shall maintain the medical records pertaining to his/ her indoor patients for a period of 3
years from the date of commencement of the treatment in a standard proforma laid down by the
Medical Council of India [..]
10
transfusion, available alternatives, and the potential risks associated with both
transfusion and non-transfusion options so as to make an informed decision.
16 17
23. Different medical opinions , medical board proceedings , and official
18
letters received by the appellant from respondents after his discharge from
service, including the legal opinion of the command judge advocate, HQ
19
SWAC , having categorically admitted the connection between the appellant’s
disability contracted due to reasons attributable to service and the blood
transfusion of 10.07.2002, were relied upon. The appellant also challenged the
disputed medical board proceeding dated 11.06.2014, which stated that the
condition was not attributed to military services, by placing reliance on policies
20
of respondents , the Drugs & Cosmetics Act, 1940 and rules thereunder
including IMC Professional Conduct Regulations, and the guidelines for HIV
testing along with ‘Standards for Blood Banks & Blood Transfusion Services’.
24. It was further argued that since the respondents have explicitly admitted
that the appellant contracted his disability due to the blood transfusion, there is
no need for further deliberation on the matter, as per Section 58 of the Indian
Evidence Act, 1872; an admitted fact need not be proven.
25. The appellant argued that the respondents claimed to have no records
related to the appellant and the blood transfusion pertaining to the year 2002,
stating that they were destroyed. However, they presented a receipt, issue, and
expense voucher dated 12.01.2002 for two units of B-negative human blood,
which was supplied by 166 Military Hospital (Blood bank) to 171 Military
Hospital. The appellant questioned how the respondents were able to produce this
document, which is available on record, after a gap of more than 20 years. The
16
Dated 24.5.2014 by the Surg Capt. Vivek Hande of HIV Physician/expert, INHS Ashvini, Mumbai.
17
Dated 12.12.2014, 24.6.2015, 21.12.2015.
18
No. Air HQ/99798/1/741570/DAV(DP/RMB) dated 14.12.2016 and 29.8.2017.
19
Letter no. SWAC/S1276/1/AD, dated 24.5.2016.
20
IAP-4303 & GMO-2008.
11
21
appellant also referred to Section 18B of the Drugs and Cosmetics Act, 1940,
and the Drugs and Cosmetics Rules, 1945, which pertains to maintaining of the
records and providing the information. According to this section, every person
holding a license under clause (c) of Section 18 is obligated to keep and maintain
prescribed records, registers, and other documents.
26. It was further argued that the CoI conducted by the respondents was with
the participation of the Indian Army officers and witnesses, without involving or
summoning the appellant. It appeared to be a mere formality as no documents
were presented before this court. It was argued that this entire procedure was not
only violative of principles of natural justice, and fair play but a ruse to discount
the medical certificates and conclusions recorded which pointed to negligence of
the Indian Army. This suggests that the records produced by the respondents were
added as an afterthought. The respondents' contradictory statements about not
maintaining records beyond three years, while at the same time also producing
documents that are 7 to 20 years old, further weaken their case. Further, these
records cannot be taken on record because the affidavit is signed by Capt. Alokesh
Roy, officer In-charge of the Legal cell, Army Hospital (R & R) Delhi Cantt,
claiming to be filed on behalf of the respondent. The respondents have failed to
produce the copy of the notice/summons served to the appellant under Section
135 of the Army Act, 1950 regarding the CoI, which alleged that the appellant
was called for the inquiry but did not attend its proceedings. Furthermore, the
respondents never challenged the Medical Board proceedings dated 12.12.2014,
24.01.2015 and 21.12.2015, or the certificates issued by it, before the appellant
initiated legal proceedings against them.
21
18B. Maintenance of records and furnishing of information. —Every person holding a licence under clause (c)
of section 18 shall keep and maintain such records, registers and other documents as may be prescribed and shall
furnish to any officer or authority exercising any power or discharging any function under this Act such
information as is required by such officer or authority for carrying out the purposes of this Act.
12
27. The appellant further argued that the HIV expert’s report cannot be
considered as the said expert is a regular employee of the respondent's
organization, and hence his opinion cannot be free from biases. He placed
reliance on this court’s decisions in Fakruddin versus Principal, Consolidation
22 23
Training Institute & Ors. ; State of Uttaranchal & Ors. Vs. Kharak Singh , and
24
A. K. Kraipak & Ors. Vs. UOI & Ors . Arguing further on biases, the appellant
turned the Court’s attention to the fact that one of the members of the Commission
bench was a retired Defence Secretary.
28. It was further argued that due to him being HIV positive, the appellant was
deemed unfit for re-employment and extension of service. Consequently, he was
discharged from permanent service in the Indian Air Force. In fact, he was later
selected by the Food Corporation of India. But, due to his HIV positive status, the
Food Corporation of India rejected the appellant on medical grounds.
Additionally, his medical condition led to divorce and the loss of family support.
29. The appellant relied on Chapter 3 of the National Guidelines for HIV
testing to assert that antibody detection tests are not effective during the window
period when antibodies are not yet detectable. Additionally, the appellant referred
to Guidelines on HIV Testing (March 2007) published by the National AIDS
Control Organisation (hereafter “NACO”), which states that the disease’s rate of
progression depends on viral characteristics and host factors, ranging from 1 year
to more than 15-20 years. NACO has also certified that around 5% of HIV-
infected individuals, known as “long term non-progressors” (hereafter,
“LTNPs”), do not experience disease progression for an extended period. It was
urged that the appellant’s case fell under such a category. To further substantiate
this submission, the appellant cited a judgment from the Supreme Court of New
22
[1995) SUPP. 1 S.C.R 389.
23
[2008] 12 S.C.R. 54.
24
[1970] 1 S.C.R. 457.
13
25
Jersey in the case of State ex rel. J. G., N. S. & J. T . wherein, the court observed
that a negative HIV test result for the accused does not necessarily mean they are
not infected with HIV. It could be due to the “window period”, during which HIV
tests may provide inaccurate results.
26
30. It was argued that respondents had, through various letters admitted that
the appellant qualifies as a consumer under Section 2 (l) (d) (ii) of the Consumer
Protection Act, 1986, (hereafter “CPA 1986”) as the appellant, being a permanent
employee of the IAF, availed medical services from the respondents as defined
under the same section. The appellant placed reliance on the judgments of this
court, including M/S. Spring Meadows Hospital & Anr. versus Harjol Ahluwalia
27
Through K.S. Ahluwalia & Anr. (hereafter, “Spring Meadows”) ; Kishore Lal
vs. Chairman, Employee State Insurance Corporation (hereafter, “Kishore
28
Lal”) ; Laxman Thamappa Kotgiri v G. M., Central Railway (hereafter, Laxman
29
Thamappa Kotgiri”) ; and Savita Garg vs. The Director, National Heart
30
Institute , to further substantiate his submission.
31. The amici and the appellant urged the court that the facts show that there
was negligence and reckless disregard of the ordinary care expected of the
medical experts, when the blood transfusion took place. It was contended that the
court should grant all the reliefs available in law, such as monetary compensation
towards loss of income, till the date of normal superannuation, taking into account
that he would have been in a position to retire as a Junior Commissioned Officer,
at the age of at least 58 years. At the very least, his services as non-commissioned
personnel would have been ordinarily extended for another seven years. The
25
Decided on September 25, 1997.
26
Vide Letter No. SWAC/ 3451 / 1103 / PIO, dated 20th Feb 2017; vide Letter No. SWAC / 3451 / 1103 / PIO,
dated 14.03.2017; vide Letter No. Air HQ / 23401/2O4/ 4 / 11245 /E / PS, dated 26.04.2017; vide Letter No. DCA
/ Pen -III / Court Case /2018, Dated 07.01.2019.
27
[1998] 2 S.C.R. 428.
28
[2007] 6 S.C.R. 139.
29
(2007) 4 SCC 596.
30
[2004] SUPP. 5 S.C.R. 359.
14
amici submitted that the present condition of the appellant is fraught as his
condition has worsened and he is almost in a state of dependency as he has to rely
on the assistance of a support person, cannot move about freely and is frequently
fatigued. It was further submitted that the transfusion, without seeking informed
consent, without ensuring observance of minimum safeguards and later,
stonewalling the appellant, denying access to his medical records, and even
seeking to deny their liability, by holding a CoI, - the reason for whose setting up
was only to discount previous medical certification- and the insinuations aimed
at the appellant, caused him immense mental agony, for which suitable and
deterrent compensation is warranted. It was also submitted that the attitude and
behaviour of the respondents in providing treatment to the appellant, which he is
entitled to in accordance with the applicable rules, as a person discharged on
medical grounds, and certified to a certain extent of disability, has eroded his
confidence. Therefore, the court should issue suitable directions for his continued
medical treatment, in an alternative manner, or suitably compensate him. It was
highlighted that the response and indifference of the respondents has caused
intense mental agony to the appellant, which should be separately compensated.
The amici also highlighted that the appellant’s effort to secure employment has
turned to naught, because though he was almost selected for a post, the future
employer, i.e., the Food Corporation of India (FCI), rejected his application, when
it became aware that he was HIV positive. A response to the appellant’s RTI
query, given by the FCI on 17.02.2018 in this context was placed on the record.
V. Submissions on Behalf of Respondents
32. Learned counsel appearing for the Indian Army and IAF, Additional
Solicitor General – Mr. Vikramjit Banerjee (hereafter “ASG”) submitted that the
appellant failed to prove medical negligence attributable to the respondents and
that no medical report submitted on record establishes negligence on their part.
15
33. It was submitted by the ASG that the appellant is not a ‘consumer’ in terms
31
of Section 2(1)(d) of the CPA 1986, he was entitled to, and availed medical
services from armed forces hospitals free of cost and the services provided by the
32
armed forces hospital is not a service under the Section 2(1)(o) of the CPA 1986.
Such services are provided without any consideration. Reliance was placed on
following observations of this court’s judgment in Nivedita Singh v Dr Asha
33
Bharti :
“6. A reading of the above para shows that a medical officer who is
employed in a hospital renders service on behalf of the hospital
administration and if the service as rendered by the Hospital does
not fall within the ambit of 2(1)(o) of the Act being free of charge,
the same service cannot be treated as service Under Section 2(1)(o)
for the reasons that it has been rendered by medical officer in the
hospital who receives salary for the employment in the hospital. It
was thus concluded that the services rendered by employee-medical
officer to such a person would therefore continue to be service
rendered free of charge and would be outside the purview of Section
2(1)(o) of the Act.”
34. The learned ASG relied on the judgment of Jacob Mathew v State of
34
Punjab and Martin F D’Souza v Mohd Ishfaq (hereafter, “Martin F.
31
(d) "consumer" means any person who,--
(i) buys any goods for a consideration which has been paid or promised or partly paid and partly promised, or
under any system of deferred payment and includes any user of such goods other than the person who buys such
goods for consideration paid or promised or partly paid or partly promised, or under any system of deferred
payment, when such use is made with the approval of such person, but does not include a person who obtains
such goods for resale or for any commercial purpose; or
(ii) [hires or avails of] any services for a consideration which has been paid or promised or partly paid and partly
promised, or under any system of deferred payment and includes any beneficiary of such services other than the
person who [hires or avails of] the services for consideration paid or promised, or partly paid and partly
promised, or under any system of deferred payment, when such services are availed of with the approval of the
first mentioned person [but does not include a person who avails of such services for any commercial purpose];
[Explanation.--For the purposes of this clause, "commercial purpose" does not include use by a person of goods
bought and used by him and services availed by him exclusively for the purposes of earning his livelihood by
means of self-employment.]
32
(o) "service" means service of any description which is made available to potential [users and includes, but not
limited to, the provision of] facilities in connection with banking, financing insurance, transport, processing,
supply of electrical or other energy, board or lodging or both, [housing construction,] entertainment, amusement
or the purveying of news or other information, but does not include the rendering of any service free of charge or
under a contract of personal service.”
33
2021 SCC OnLine SC 3165.
34
[2005] Supp 2 SCR 307; (2005) 6 SCC 1.
16
35
D’Souza”) to contend that in cases of medical negligence, courts must refer the
matter to a competent doctor or a specialized committee in the relevant field and
only on the recommendation of such expert giving prima facie finding of medical
negligence that doctor should be summoned. And in the present case, the
appellant has not produced any expert opinion to substantiate his claim of medical
negligence.
35. Reliance was also placed on the medical report dated 05.03.2014, issued
when the appellant was admitted to the hospital facility at MH Ahmedabad,
owing to Pneumonia. This medical report stated that the appellant was detected
HIV negative, which shows that the appellant was HIV negative for a period of
12 years (i.e., from July 2002 to March 2014).
36. It was further submitted that IMC Professional Conduct Regulations
requires consent only for the purpose of surgical treatment, and blood transfusion
not being a surgical treatment, consent of the appellant is not mandatory and at
no point of time treatment was forced upon the appellant. It was further argued
that Medical Boards are not the primary source of evidence in relation to the
detection of HIV infection disease, and the test report dated 05.03.2014 must be
considered as primary evidence.
37. Learned ASG further submitted that the appellant failed to show any
connection between the transfusion of blood and HIV positive status of the
appellant. It was argued that the findings of the Medical Board as to the disability
of the appellant being attributed to service was solely for the purpose of granting
disability pension and the same findings cannot be used to infer negligence on the
part of the respondent authorities. Further, the CoI too, after examining all
witnesses and their statements and evidence, observed that not only the
documents pertaining to blood transfusion and screening of blood were not
35
[2009] 3 SCR 273; (2009) 3 SCC 1.
17
available with the 171 MH but also observed that blood was properly screened
prior to being transfused to the appellant.
38. It was further argued that the appellant failed to show any causation
between the blood transfusion and his eventually being infected with the virus.
There was a ‘novus actus interveniens’ that led to the appellant being infected
with the HIV virus. To substantiate this, the ASG urged that even when the
appellant was admitted to the hospital on 31.04.2002 (i.e., before blood
transfusion), he showed symptoms of ‘macrocytic anaemia’ and even in February
2014, when he was admitted to the Military Hospital, Ahmedabad, symptoms of
36
‘macrocytic anemia’ were present. Relying on research papers in the field , it
was submitted that anemia is the most frequent and common abnormality
associated with HIV, which the appellant had in 2002, even before he was
admitted to the hospital for blood transfusion and thus, it cannot be ascertained
with conviction that appellant acquired HIV due to blood transfusion and not
from any other source.
39. It was further submitted that no adverse inference against the respondent
can be drawn from the non-availability of the appellant’s medical reports with the
respondents as the same have been weeded out. Additionally, the respondents are
not required to maintain the appellant’s medical record beyond a period of three
years as per IMC Professional Conduct Regulations and there is no obligation to
preserve the said medical documents beyond this period specially when 171,
Military Hospital itself is a temporary hospital.
Regulation 1.3 of the IMC Professional Conduct Regulations reads as:
“Section 1.3 Maintenance of medical records:
1.3.1 Every physician shall maintain the medical records pertaining
to his/her indoor patients for a period of 3 years from the date of
36
Including – “ Haematological changes in HIV infection with correlation to CD4 cell count ” published in
Australasian Medical Journal and a Lancet Article titled “ Prevalence of anemia among people living with HIV: A
systematic review and meta analysis ”.
18
commencement of the treatment in a standard proforma laid down
by the Medical Council of India and attached as Appendix 3 .”
40. Learned counsel also placed reliance on communication dated
37
24.05.2016 , wherein legal opinion of the case was provided by Command Judge
Advocate (CJA). The opinion states that the appellant is wrong in blaming the
organization for his divorce as the Family Court passed the divorce decree with
the mutual consent of both the parties under Section 13B of the Hindu Marriage
Act, 1955 and the same cannot be attributed to the respondent authorities.
41. Learned ASG further contended that the consumer complaint filed by the
Complaint before the Commission is grossly time barred and he has failed to
demonstrate any sufficient cause for condoning the delay. Impugning the bona-
fides of the appellant, it was argued that he had discovered HIV infection in the
year 2014 itself but approached the Commission only in 2017 and the appellant
had symptoms of immunodeficiency during 2002 and 2014. Yet he has attempted
to conceal those facts at earlier stages. It was further argued that it was not
possible for the appellant to remain asymptomatic for a period of 12 years after
being infused with the virus specially when an infection is transmitted through
blood transfusion as in such cases, viral load is greater and disease manifests
comparatively early.
42. It was submitted that HIV can be caused because of various reasons, such
as unprotected sexual intercourse with an HIV infected person; blood transfusion;
sharing of HIV infected needles; transfer of HIV virus by infected mother to her
baby before birth, or after birth, by breastfeeding. In the facts of this case, the
appellant did not establish any definite causal relationship between infection in
2002 and his acquiring HIV positive status in 2014 as a direct and only result of
his being admitted and given the blood transfusion in 171 MH. The records reveal
37
Forwarding of personal application 741570-B CPL AK Chauhan ADSO in Letter no. SWAC/S1276/1/AD,
dated 24.5.2016.
19
that the appellant was referred to 171 MH in 2002 as he was afflicted with
microcytic anemia; loss of appetite, discoloration of urine, 5 kg weight loss in 5
months, fever and dyspepsia. When admitted in February 2014, at MH
Ahmedabad, the appellant was suffering from conditions such as H1N1 virus
(swine flu); macrocytic anemia; subhyalodid hemorrhage. The effect of
transfusion in 2002 led to considerable improvement in the appellant’s overall
medical condition. It was submitted that during the CoI, the concerned pathologist
of 166 MH at the relevant time, produced records showing that two units of B-
negative blood were indented to 171 MH on 12.01.2002. No records showing
blood units given to 171 MH for June- July 2002 were available. Therefore, at
best, there was no evidence which could establish to any extent that HIV infected
blood was transfused. In these circumstances, there is no question of negligence
by the respondents or vicarious liability for their negligence of the IAF or the
Indian Army.
VI. ANALYSIS
(i) Jurisdiction
(a) Is appellant’s case covered under CPA 1986:
43. The first question that the court has to consider is whether the appellant’s
case is under the CPA 1986. The respondents contend that the appellant cannot
claim to be a consumer, and the medical facilities extended to him, through the
IAF and army hospitals, do not fall within the ambit of the CPA 1986, because
all armed force personnel are required, as part of their duties, to show fitness, and
are subjected to periodic mandatory medical tests. The terms and conditions of
engagement of armed forces personnel, and the army/IAF ecosystem are geared
to ensure the fitness and sound medical shape of its personnel. Therefore, even
the doctors and other personnel within the medical system are subjected to
20
army/IAF discipline and rules and regulations. In these circumstances, Army
hospitals and similar facilities cannot be considered as covered by CPA 1986.
44. It would be useful to extract the relevant regulation (applicable to Indian
army personnel), which is contained in Regulation 173 of the Pension
Regulations for the Army, 1973 (hereafter “ Army Pension Regulations ”):
“173. Primary Conditions for the grant of Disability Pension
Unless otherwise specifically provided a disability pension
consisting of service element and disability element may be granted
to an individual who is invalided out of service on account of a
disability which is attributable to or aggravated by military service
in non-battle casualty and is assessed at 20 per cent or over.”
45. Chapter III of the IAF Pension Regulations, 1961, applies to airmen, i.e.,
non-commissioned personnel and officers, such as the appellant, which spells out
its application by Rule 101. Rule 111 renders all service, rendered up to the date
of discharge of the airman, eligible for counting of pensionary service. Rule 153
reads as follows:
“153. Unless otherwise specifically provided, a disability pension
may be granted to an individual who is invalided from service on
account of a disability which is attributable to or aggravated by air
force service and is assessed at 20 per cent or over. The question
whether a disability is attributable to or aggravated by air force
service shall be determined under the regulations in Appendix II”
Appendix II deals with the principles to be applied for deciding disability.
38
46. In Pani Ram vs. Union of India , this court, while upsetting a decision of
the Armed Forces Tribunal rejecting a claim for disability pension, for an army
personnel, held, inter alia, on a reading of the Army Pension Regulations that:
“18. The perusal thereof will reveal that an individual who is
invalided out of service on account of disability, which is
attributable or aggravated by Military Service in non-battle
casualty and is assessed 20% or more, would be entitled to disability
pension. The Respondents are not in a position to point out any
38
2021 (9) SCR 1024.
21
Rules or Regulations, which can be said to be inconsistent with
Regulation No. 292 or 173, neither has any other Regulation been
pointed out, which deals with the terms and conditions of service of
ETF.”
Further, the court had remarked, poignantly that:
“23. As held by this Court, a Right to Equality guaranteed Under
Article 14 of the Constitution of India would also apply to a man
who has no choice or rather no meaningful choice, but to give his
assent to a contract or to sign on the dotted line in a prescribed or
standard form or to accept a set of Rules as part of the contract,
however unfair, unreasonable and unconscionable a Clause in that
contract or form or Rules may be. We find that the said observations
rightly apply to the facts of the present case. Can it be said that the
mighty Union of India and an ordinary soldier, who having fought
for the country and retired from Regular Army, seeking re-
employment in the Territorial Army, have an equal bargaining
power. We are therefore of the considered view that the reliance
placed on the said document would also be of no assistance to the
case of the Respondents.”
47. Certain decisions of this court, in this regard, are illuminating. Savita Garg
(Supra) dealt with this aspect, and referred to the previous ruling in Indian Medical
39
Assn. v. V.P. Shantha (hereinafter, “V.P. Shantha”) :
| “This Court has dealt with all aspects of the medical profession | |
|---|---|
| from every angle and has come to the conclusion that the doctors or | |
| the institutes owe a duty to the patients and they cannot get away in | |
| case of lack of care to the patients. Their Lordships have gone to the | |
| extent that even if the doctors are rendering services free of charge | |
| to the patients in government hospitals, the provisions of the | |
| Consumer Protection Act will apply since the expenses of running | |
| the said hospitals are met by appropriation from the Consolidated | |
| Fund which is raised from taxes paid by the taxpayers. | Their |
| Lordships have dealt with the definition of “service” given in | |
| Section 2(1)(o) of the Consumer Protection Act, 1986, and have | |
| observed as follows: | |
| “The services rendered free of charge to patients by | |
| doctors/hospitals, whether non-government or government, who | |
| render free service to poor patients but charge fees for services | |
| rendered to other patients would, even though it is free, not be | |
| excluded from definition of service in Section 2(1)(o). The Act seeks | |
| to protect the interests of consumers as a class. To hold otherwise | |
| would mean that the protection of the Act would be available to only | |
| those who can afford to pay and such protection would be denied to |
22
| those who cannot so afford, though they are the people who need<br>the protection more. It is difficult to conceive that the legislature<br>intended to achieve such a result. Another consequence of adopting<br>a construction, which would restrict the protection of the Act to<br>persons who can afford to pay for the services availed by them and<br>deny such protection to those who are not in a position to pay for<br>such services, would be that the standard and quality of services<br>rendered at an establishment would cease to be uniform. It would<br>be of a higher standard and of better quality for persons who are in<br>a position to pay for such service while the standard and quality of<br>such service would be inferior for persons who cannot afford to pay<br>for such service and who avail the service without payment. Such a<br>consequence would defeat the object of the Act. All persons who<br>avail the services by doctors and hospitals who give free service to<br>poor patients but charge fee for others, are required to be treated<br>on the same footing irrespective of the fact that some of them pay<br>for the service and others avail the same free of charge. Most of the<br>doctors and hospitals work on commercial lines and the expenses<br>incurred for providing services free of charge to patients who are<br>not in a position to bear the charges are met out of the income<br>earned by such doctors and hospitals from services rendered to<br>paying patients. The government hospitals may not be commercial<br>in that sense but on the overall consideration of the objectives and<br>the scheme of the Act it would not be possible to treat the<br>government hospitals differently. In such a situation the persons<br>belonging to ‘poor class’ who are provided services free of charge<br>are the beneficiaries of the service which is hired or availed of by<br>the ‘paying class’. Service rendered by the doctors and hospitals<br>who render free service to poor patients and charge fees for others<br>irrespective of the fact that part of the service is rendered free of<br>charge, would nevertheless fall within the ambit of the expression<br>‘service’ as defined in Section 2(1)(o) of the Act.” | those who cannot so afford, though they are the people who need | ||||
|---|---|---|---|---|---|
| the protection more. | It is difficult to conceive that the legislature | ||||
| intended to achieve such a result. Another consequence of adopting | |||||
| a construction, which would restrict the protection of the Act to | |||||
| persons who can afford to pay for the services availed by them and | |||||
| deny such protection to those who are not in a position to pay for | |||||
| such services, would be that the standard and quality of services | |||||
| rendered at an establishment would cease to be uniform. It would | |||||
| be of a higher standard and of better quality for persons who are in | |||||
| a position to pay for such service while the standard and quality of | |||||
| such service would be inferior for persons who cannot afford to pay | |||||
| for such service and who avail the service without payment. Such a | |||||
| consequence would defeat the object of the Act. All persons who | |||||
| avail the services by doctors and hospitals who give free service to | |||||
| poor patients but charge fee for others, are required to be treated | |||||
| on the same footing irrespective of the fact that some of them pay | |||||
| for the service and others avail the same free of charge. Most of the | |||||
| doctors and hospitals work on commercial lines and the expenses | |||||
| incurred for providing services free of charge to patients who are | |||||
| not in a position to bear the charges are met out of the income | |||||
| earned by such doctors and hospitals from services rendered to | |||||
| paying patients. The government hospitals may not be commercial | |||||
| in that sense but on the overall consideration of the objectives and | |||||
| the scheme of the Act it would not be possible to treat the | |||||
| government hospitals differently. In such a situation the persons | |||||
| belonging to ‘poor class’ who are provided services free of charge | |||||
| are the beneficiaries of the service which is hired or availed of by | |||||
| the ‘paying class’. Service rendered by the doctors and hospitals | |||||
| who render free service to poor patients and charge fees for others | |||||
| irrespective of the fact that part of the service is rendered free of | |||||
| charge, would nevertheless fall within the ambit of the expression | |||||
| ‘service’ as defined in Section 2(1)(o) of the Act.” | |||||
| 48. Laxman Thamappa Kotgiri (supra) was a case where a railway employee |
was aggrieved by the negligent treatment of his wife, resulting in her death. His
complaint was rejected, on the premise that the railway hospital where the
treatment was given, was a part of his condition of service wherein he and his
dependents were provided medical advice and treatment, free of charge. This
court upset those findings and held the complaint maintainable:
“6. There is no dispute that the hospital in question has been set up
for the purpose of granting medical treatment to the railway
employees and their dependants. Apart from the nominal charges
which are taken from such an employee, this facility is part of the
service conditions of the railway employees. V.P. Shantha
case [(1995) 6 SCC 651] has made a distinction between non-
23
governmental hospital/nursing home where no charge whatsoever
was made from any person availing of the service and all patients
are given free service [vide para 55(6) at p. 681] and services
rendered at government hospital/health centre/dispensary where no
charge whatsoever is made from any person availing of the services
and all patients are given free service [vide para 55(9)] on the one
hand and service rendered to an employee and his family members
by a medical practitioner or a hospital/nursing home which are
given as part of the conditions of service to the employee and where
the employer bears expenses of the medical treatment of the
employee and his family members [para 55(12)] on the other. In the
first two circumstances, it would not (sic) be free service within the
definition of Section 2(1)(o) of the Act. In the third circumstance it
would (sic not) be.
7. Since it is not in dispute that the medical treatment in the said
hospital is given to employees like the appellant and his family
members as part of the conditions of service of the appellant and
that the hospital is run and subsidised by the appellant’s employer,
namely, the Union of India, the appellant’s case would fall within
the parameters laid down in para 55(12) of the judgment in V.P.
Shantha case [(1995) 6 SCC 651] and not within the parameters of
either para 55(6) or para 55(9) of the said case.
8. It is true that the decision in State of Orissa v. Divisional
Manager, LIC [(1996) 8 SCC 655] relied upon by the learned
counsel for the respondents appears to hold to the contrary.
However, since the decision is that of a smaller Bench and the
decision in V.P. Shantha [(1995) 6 SCC 651] case was rendered by
a larger Bench, we are of the opinion that it is open to this Court to
follow the larger Bench which we will accordingly do.”
| Even in the case of employees who had contributed in part, the other | |||
|---|---|---|---|
| contributions being from employers, under the Employees State Insurance | |||
| Corporation scheme, this court had held that the services rendered by ESI | |||
| hospitals were not gratuitous and that the ESI doctors fell within the ambit of the | |||
| CPA 1986, in Kishore Lal (supra): | |||
| “13. On a plain reading of the aforesaid provisions of the ESI Act,<br>it is apparent that the Corporation is required to maintain and<br>establish the hospitals and dispensaries and to provide medical and<br>surgical services. Service rendered in the hospital to the insured<br>person or his family members for medical treatment is not free, in<br>the sense that the expense incurred for the service rendered in the<br>hospital would be borne from the contributions made to the<br>insurance scheme by the employer and the employee and, therefore,<br>the principle enunciated in Conclusion (11) in para 55 in Indian | |||
| “13. On a plain reading of the aforesaid provisions of the ESI Act, | |||
| it is apparent that the Corporation is required to maintain and | |||
| establish the hospitals and dispensaries and to provide medical and | |||
| surgical services. Service rendered in the hospital to the insured | |||
| person or his family members for medical treatment is not free, in | |||
| the sense that the expense incurred for the service rendered in the | |||
| hospital would be borne from the contributions made to the | |||
| insurance scheme by the employer and the employee and, therefore, | |||
| the principle enunciated in Conclusion (11) in para 55 in Indian |
24
| Medical Assn. [(1995) 6 SCC 651] will squarely apply to the facts | ||
|---|---|---|
| of the present case, where the appellant has availed the services | ||
| under the insurance policy which is compulsory under the statute. | ||
| Wherever the charges for medical treatment are borne under the | ||
| insurance policy, it would be a service rendered within the ambit of | ||
| Section 2(1)(o) of the Consumer Protection Act. It cannot be said to | ||
| be a free service rendered by the ESI hospital/dispensary. | ||
| 14. The service rendered by the medical practitioners of | ||
| hospitals/nursing homes run by ESI Corporation cannot be | ||
| regarded as a service rendered free of charge. The person availing | ||
| of such service under an insurance scheme of medical care, | ||
| whereunder the charges for consultation, diagnosis and medical | ||
| treatment are borne by the insurer, such service would fall within | ||
| the ambit of “service” as defined in Section 2(1)(o) of the Consumer | ||
| Protection Act. We are of the opinion that the service provided by | ||
| the ESI hospital/dispensary falls within the ambit of “service” as | ||
| defined in Section 2(1)(o) of the Consumer Protection Act. ESI | ||
| scheme is an insurance scheme and it contributes for the service | ||
| rendered by the ESI hospitals/dispensaries, of medical care in its | ||
| hospitals/dispensaries, and as such service given in the ESI | ||
| hospitals/dispensaries to a member of the Scheme or his family | ||
| cannot be treated as gratuitous.” | ||
preferred his complaint) reads as follows:
“1. Short title, extent, commencement and applications:
(4) Save as otherwise expressly provided by the Central Government
by notifications, this Act shall apply to all goods and services.”
50. Earlier, keeping in line with the reasoning that furthered the objectives of
the CPA 1986, spelt out in V.P. Shantha, this court had rejected, in Regional
40
Provident Fund Commissioner v Shiv Kumar Joshi :
“We cannot accept the argument that the Regional Provident Fund
Commissioner, being Central Government, cannot be held to be
rendering “service” within the meaning and scheme of the Act. The
Regional Provident Fund Commissioner, under the Act and the
Scheme discharges statutory functions for running the Scheme. It
has not, in any way, been delegated with the sovereign powers of the
State so as to hold it as a Central Government, being not the
authority rendering the “service” under the Act. The Commissioner
is a separate and distinct entity. It cannot legally claim that the
facilities provided by the “Scheme” were not “service” or that the
40
1999 (5) Suppl. SCR 294.
25
| benefits under the Scheme being provided were free of charge. The | ||
|---|---|---|
| definition of “consumer” under the Act includes not only the person | ||
| who hires the “services” for consideration but also the beneficiary, | ||
| for whose benefit such services are hired. Even if it is held that | ||
| administrative charges are paid by the Central Government and no | ||
| part of it is paid by the employee, the services of the Provident Fund | ||
| Commissioner in running the Scheme shall be deemed to have been | ||
| availed of for consideration by the Central Government for the | ||
| benefit of employees who would be treated as beneficiaries within | ||
| the meaning of that word used in the definition of “consumer”. | ||
speaking through a three-judge bench, held that:
| “..if the statutory authority, other than the core sovereign duties, is | |
|---|---|
| providing service, which is encompassed under the Act, then, unless | |
| any statute exempts, or provides for immunity, for deficiency in | |
| service, or specifically provides for an alternative forum, the | |
| consumer forums would continue to have the jurisdiction to deal | |
| with the same. We need to caution against over-inclusivity and the | |
| tribunals need to satisfy the ingredients under Consumer Protection | |
| Laws, before exercising the jurisdiction.” |
42
52. In the latest decision, Joint Labour Commissioner v Kesar Lal , this court,
dealt with the issue of whether a construction worker registered under the
Building and Other Construction Workers (Regulation of Employment and
Conditions of Service) Act, 1996 and a beneficiary of the scheme made under the
rules framed under the enactment, is a ‘consumer’ within the meaning of Section
2(d) of the CPA 1986. The court rejected the statutory authority’s appeal, after
reviewing a host of precedents:
“14. [..] Public authorities such as the appellants who have been
constituted under an enactment of Parliament are entrusted with a
solemn duty of providing welfare services to registered workers. The
workers who are registered with the Board make contributions on
the basis of which they are entitled to avail of the services provided
in terms of the schemes notified by the Board. Public accountability
is a significant consideration which underlies the provisions of the
Consumer Protection Act 1986. The evolution of jurisprudence in
relation to the enactment reflects the need to ensure a sense of public
accountability by allowing consumers a redressal in the context of
41
2019 (12) SCR 516.
42
2020 (5) SCR 176.
26
the discharge of non-sovereign functions which are not rendered
free of charge. This test is duly met in the present case.”
(b) Alternative basis for exercising jurisdiction:
53. There are several precedents of this court, which justify the exercise of
jurisdiction under Article 32 of the Constitution. The most celebrated decision is
43
that of Nilabati Behara v State of Orissa , where the jurisdiction of the court was
highlighted in the following terms:
| “‘a claim in public law for compensation’ for contravention of | |
| human rights and fundamental freedoms, the protection of which is | |
| guaranteed in the Constitution, is an acknowledged remedy for | |
| enforcement and protection of such rights, and such a claim based | |
| on strict liability made by resorting to a constitutional remedy | |
| provided for the enforcement of a fundamental right is ‘distinct | |
| from, and in addition to, the remedy in private law for damages for | |
| the tort’ resulting from the contravention of the fundamental right. | |
| The defence of sovereign immunity being inapplicable, and alien to | |
| the concept of guarantee of fundamental rights, there can be no | |
| question of such a defence being available in the constitutional | |
| remedy. It is this principle which justifies award of monetary | |
| compensation for contravention of fundamental rights guaranteed | |
| by the Constitution, when that is the only practicable mode of | |
| redress available for the contravention made by the State or its | |
| servants in the purported exercise of their powers, and enforcement | |
| of the fundamental right is claimed by resort to the remedy in public | |
| law under the Constitution by recourse to Articles 32 and 226 of the | |
| Constitution.” |
54. This court declared the importance of reaching out to injustice and using
its powers, including under Article 142 of the Constitution, in the following
44
terms, in Delhi Development Authority v. Skipper Construction Co. (P) Ltd :
“It is conceived to meet situations which cannot be effectively and
appropriately tackled by the existing provisions of law. As a matter
of fact, we think it advisable to leave this power undefined and
uncatalogued so that it remains elastic enough to be moulded to suit
the given situation. The very fact that this power is conferred only
upon this Court, and on no one else, is itself an assurance that it will
be used with due restraint and circumspection, keeping in view the
ultimate object of doing complete justice between the parties.”
| 1993 (2) SCC 746. | |
|---|---|
| 1996 (2) Suppl. SCR 295. |
27
Earlier, in Anadi Mukta Sadguru Shree Muktajee Vandas Swami Suvarna
45
Jayanti Mahotsav Smarak Trust v. V.R. Rudani , this Court examined the
development of the law of mandamus and held as under:
| “[…] mandamus cannot be denied on the ground that the duty to be | ||
|---|---|---|
| enforced is not imposed by the statute. Commenting on the | ||
| development of this law, Professor de Smith states: ‘To be | ||
| enforceable by mandamus a public duty does not necessarily have | ||
| to be one imposed by statute. It may be sufficient for the duty to have | ||
| been imposed by charter, common law, custom or even contract.’ | ||
| (Judicial Review of Administrative Action, 4th Edn., p. 540). We | ||
| share this view. The judicial control over the fast expanding maze | ||
| of bodies affecting the rights of the people should not be put into | ||
| watertight compartment. It should remain flexible to meet the | ||
| requirements of variable circumstances. Mandamus is a very wide | ||
| remedy which must be easily available ‘to reach injustice wherever | ||
| it is found’. Technicalities should not come in the way of granting | ||
| that relief under Article 226. We, therefore, reject the contention | ||
| urged for the appellants on the maintainability of the writ petition.” | ||
46
P.S.R. Sadhanantham v. Arunachalam , the jurisdiction of the court, to entertain
a criminal appeal by the informant, where the accused was acquitted, and no
appeal had been entertained by the state (without any statutory basis or locus for
such complainant/petitioner) alluding to considerations of justice:
| “3. The jural reach and plural range of that judicial process to | ||
|---|---|---|
| remove injustice in a given society is a sure index of the versatile | ||
| genius of law-inaction as a delivery system of social justice. By this | ||
| standard, our constitutional order vests in the summit Court of | ||
| jurisdiction to do justice, at once omnipresent and omnipotent but | ||
| controlled and guided by that refined yet flexible censor called | ||
| judicial discretion. This nidus of power and process, which master- | ||
| minds the broad observance throughout the Republic of justice | ||
| according to law, is Article 136.” | ||
limitations, its exercise of Article 142 jurisdiction would have to weigh that in;
further, the kind of relief to be given in any one case is entirely fact dependent
45
1989 (2) SCR 697.
46
1980 (2) SCR 873.
28
and involves taking into account all relevant factors, subjective to the record in
that case.
(c) Can the court consider questions of fact:
56. This aspect, i.e., the court’s ability and jurisdiction to appreciate facts,
really is uncontestable; even in writ proceedings, the so-called “hands off” bogey
of “disputed questions of fact” which ordinarily constrain the courts, under
Articles 32 and 226 from exercising jurisdiction, are to be seen in the context of
the facts of each case. No doubt, usually the courts would not primarily exercise
jurisdiction to enter into the arena of disputed facts. Yet, on occasions, the court
has underlined that such an approach is dictated by considerations of
convenience, rather than a rigid rule calling for universal application. Therefore,
in Gunwant Kaur v Municipal Committee Bhatinda (hereafter, “Gunwant
47
Kaur”) , this court held:
“The High Court has jurisdiction to determine questions of fact,
even if they are in dispute and the present, in our judgment, is a
case in which in the interests of both the parties the High Court
should have entertained the petition and called for an affidavit-in-
reply from the respondents, and should have proceeded to try the
petition instead of relegating the appellants to a separate suit.”
57. This court applied the ratio in Gunwant Kaur, in ABL International Ltd. &
48
Anr. V Export Credit Guarantee Corporation of India Ltd. & Ors. :
“19. Therefore, it is clear from the above enunciation of law that
merely because one of the parties to the litigation raises a dispute
in regard to the facts of the case, the court entertaining such petition
under Article 226 of the Constitution is not always bound to relegate
the parties to a suit. In the above case of Gunwant Kaur [(1969) 3
SCC 769] this Court even went to the extent of holding that in a writ
petition, if the facts require, even oral evidence can be taken. This
clearly shows that in an appropriate case, the writ court has the
jurisdiction to entertain a writ petition involving disputed questions
of fact and there is no absolute bar for entertaining a writ petition
47
1969 (3) SCC 769.
48
(2004) 3 SCC 553.
29
even if the same arises out of a contractual obligation and/or
involves some disputed questions of fact”
The ratio of these decisions was also followed in Unitech v Telangana
49
State Industrial and Infrastructural Development Corporation .
58. In the light of these decisions, this court holds that even if, arguendo for
some reason, appellate jurisdiction is contested, this court deems that it would be
unfair to drive the appellant to a fresh civil proceeding, particularly having regard
to his vulnerability, and would instead, combine its power, drawing the source of
its jurisdiction under Articles 32 and 142 of the Constitution, especially since the
respondents are the armed forces and its authorities. The exercise of jurisdiction
is legitimate and warranted, since the court has before it, all the factual material,
supported by the affidavit of the parties.
(ii) Facts as appearing from the record
59. The blood transfusion in the present case, took place on 10.07.2002. The
appellant was admitted to 171 MH on medical advice, in the third week of June
2002; after his transfusion, his overall condition improved; he was admitted as a
case of anorexia with a low Hb count of Hb 6.3 % g; which improved on the date
of his discharge (31-07-2002); he was found fit for discharge. When he felt
discomfort, he was admitted to a Military Hospital Ahmedabad; the blood test did
not indicate abnormality. Early, in the year 2014, he was admitted to the Military
Hospital, Ahmedabad, on 14.03.2014 and diagnosed with “Acute
Gastroenteritis” and “Sceptic shock”. The ultrasound report indicated “Hepatic
disease”. The blood report did not indicate any abnormality, other than an
unusual hemoglobin level (9.3g%). He was later required to report to INHS
Ashvini, and declared fit for travel in the entitled class, on diagnosis of “Sepsis
Secondary to Pneumonia” and “Azotemia” by medical advice issued by Military
49
2021 (1) SCR 1064.
30
Hospital Ahmedabad, on 19.05.2014. He was admitted to the naval ship INHS
Ashvini, when on 21.05.2014, he was detected for the first time, to be infected
with Positive HIV-1 antibodies, as a result of the ELISA test. He was prescribed
medication; he started taking treatment. The medical board proceedings dated
11.06.2014 detected disability; however, it stated that the “disability is not
attributable to service”. The next medical board proceeding certificate dated
12.12.2014 described the appellant as suffering from a disability which was
described as having been caused by “one unit of blood transfusion on 10.7.2002
in 171 MH.” Against the column whether the disability was attributable to
service, the certificate stated that “yes. One unit of blood transfusion on
10.7.2002 in 171 MH” . By the medical board proceedings dated 24.06.2015, the
cause of the appellant’s condition was described as (Col. 17) which was caused
by “one unit of blood-transfusion on 10 Jul 2002 in 171 MH”. The opinion of the
Surgeon Commander dated 16.12.2015 was that the petitioner was a “39 years
old serving air warrior is an old case of above-mentioned disability in LMC A4G4
(P) w.e.f 24 Jun 15 and due on 29 May 15. Individual reported. To SMC for 06
monthly review at INHS Asvini Release medical board. Individual was admitted
and transferred to INHS Asvini for the opinion of Gastroenterologist. He was
opined and recommended to be place in LMC P3 (p). Now individual reported
back to SMC for holding Release medical board” . Based on this, and the medical
record, the opinion of the board dated 21.12.2015 was that “Disability developed
due to one unit of blood transfusion on 10 Jul 2002, 171 MH. Hence consider
Attributable”. The letter (dated 21.12.2015) indicated that the appellant was to be
discharged on 31.05.2016. This assessment was accepted by the IAF, which
approved his medical fitness category and also rated his disability percentage on
22 January 2016 (by Group Capt. N.T. Manikantan), the approving authority. The
sanction of the disability element of the pension letter, dated 29.08.2017
(EX/741570 CPL Ashish Kumar Chauhan) issued by Air Headquarters described
31
the disability element sanctioned by the discharge letter, based on the
attributability found by the previous boards.
60. The learned ASG sought to attribute some sympathy, as the basis for
maintaining that the disability was attributable to service. However, the conduct
of the respondents points to entirely different facts. Initially, the respondents’
endeavor was to deny access to relevant information altogether, to the appellant.
His repeated RTI queries were turned down; for quite some time, he was also
denied access to his medical records. The IAF does not appear to have
communicated the discharge order, separately to him. No doubt, he refused to
sign the medical board proceedings; however, there is nothing forthcoming on
the record, to show that the IAF delivered the discharge order, on any particular
date, or communicated it to him. The affidavits of IAF also do not disclose that
there was ever any such communication.
61. In this background, it is significant to notice some facts and developments.
The notice of the appellant’s complaint was issued by the Commission/NCDRC
on 20.06.2017. The documents placed on the record, demonstrate and establish
that the CoI was constituted in response and an answer to the appellant’s
complaint. This is clear from the letter (No. B/76779/AK Chauhan/DGMS-
5B/GC-75) dated 04.05.2018 written by the Directorate General Medical Service,
(Army Adjutant Branch) to the HQ Western Command (Medical). After
instructing the relevant officials to trace the documents necessary to prepare the
counter affidavit, to the appellant’s complaint, it was suggested that:
“In view of the above, it is requested to order a C of I under the
aegis of your HQ for the following:
(a) to bring out the detailed facts pertaining to blood transfusion
done at 171 MH in 2002
(b) To investigate and bring out the authority which provided the
unit of blood and whether the same was duly screened as per the
policy/guidelines in vogue at that time.
32
(c) to bring out all supporting documents pertaining to blood
demand, blood transfusion and screening of blood along with
SOP/guidelines in vogue at that time.
(d) to investigate into the matter and pin point the lapses or
negligence if any and the individuals responsible thereto.”
62. It was in these circumstances, that the CoI was constituted. It is an
undisputed fact that though the appellant was the subject matter of that
proceeding, none of the respondents cared to involve him or inform him about it.
The proceedings scrupulously excluded him, despite the real likelihood of an
adverse consequence as the likely outcome. What is clearly discernable from the
proceedings in the CoI therefore, is that:
(a) Many of the documents, pertaining to appellant’s treatment were
denied, and repeatedly the respondents denied access to him. However,
many documents emerged- selectively, including the admission and
discharge slips signed by the treating doctor (Lt. Col. Devika Bhat).
(b) The documents which respondents stated were missing, somehow were
traced and produced during the CoI. These included extracts of
registers, containing details of records destroyed; selective production
makes the inquiry and its conclusions suspect to say the least.
(c) After categorically denying the existence of any records, somehow the
respondents were able to retrieve them. These included a register
containing details of the transfer of blood units from 166 MH to 171
MH.
(d) The deposition of Col. Nijhawan admitted that the responsibility of
testing/screening blood for markers was that of 166 MH. He also
admitted that there was no document to prove that the blood had been
50
tested for markers. (Reply to Question 9 ). However, Lt. Col Devika
50
Col. Nijhawan was asked – “ Can you produce Case Sheet With document stating that blood has been duly
screened for markers as per policy including HIV? ” and it was replied that “ No records are available ”.
33
Bhat asserted that the blood was “duly screened as per guidelines then
51
in vogue: (Reply to Question No. 4 ).
(e) The deposition of Lt. Col. Jyoti Borpujari states that 171 MH was
transferred one unit of B Negative blood on 12.01.2002; she further
deposed that there was no other record of transfer of blood to 171 MH
later, or during July 2002. She mentioned the relevant markers to test
blood. However, she nowhere stated that such procedures were in fact
used to test the blood actually transferred to 171 MH.
63. The final opinion of the CoI, based on the (allegedly scanty) documentary
evidence presented to it, and the testimonies of Col. Sanjay Nijhawan, Lt. Col
Devika Bhat, Lt. Col. Jyoti Borpurari (of 166 MH) is summarized as follows, in
that document:
“As per the statements of Col. Sanjay Nijhawan, (171 MH) Lt. Col
Devika Bhat, and Lt. Col. Jyoti Borpujari OIC Blood Bank 166 MH
the following facts emerge:
(a) One unit of blood transfusion was given to 741 41570 B Ex-Cpl
Ashish Kumar Chauhan, at 171 MH (Samba) in July 2002 for severe
Macrocytic aneamia along with conservative treatment.
(b) No records are available at 171 MH pertaining to screening of
blood for HIV, Blood demand and Blood transfusion during the
period Jun-July 2002.
(c) No records are available at 166 MH regarding issue of blood during
the period Jun-July 2002.
(d) An SOP for ad-hoc Blood Bank was promulgated at 171 MH
(Samba) for Transfusion of blood during the ‘OP PARAKRAM’ as
171 MH was not authorised Blood bank /Pathologist during that
period. As per SOP the Blood was screened tor HIV infection at 166
MH and then issued to 171 MH Samba. 171 MH only stored the
blood being issued for Transfusion.
(e) 74141570 B Ex-Cpl Ashish Kumar Chauhan contracted HIV in
May, 2014 which may be for reasons other than blood tansfusion.”
64. These findings were accepted. However, those conclusions were not in fact
acted upon: as is evidenced by the fact that the appellant’s categorization as a
51
Lt Col Devika Bhat was asked – “ Was the screening of blood for HIV before transfusion dispensed with? ” and
she replied that –“ The requisite blood was duly screened as per existing guidelines in vogue at that time. The
same may please be confirmed from 171 MH. ”
34
person discharged on account of disability attributable to service, entitling him to
pension has not been revoked or cancelled. Now, as far as manifestation of the
HIV positive condition is concerned, medical opinions, and those of
organizations such as WHO appear to be unanimous that after the point of
infection (known as Stage 1), the second phase (Stage 2) can be for a long period.
At Stage 1 “the virus replicates using the body’s CD4 T cells and spreads
throughout the body. In doing so, it destroys CD4 T cells. Eventually, this process
stabilizes. The immune system reduces the number of viral particles, and levels
of CD4 T cells may rise. However, the number of these cells may not return to its
52
original level.” The second stage is described as follows:
“After the acute stage has ended — and if the person has not
received treatment — the virus remains active, reproducing at very
low levels but continuing to damage immune cells.
At this stage, there are usually no symptoms or very mild ones. This
is why doctors sometimes call stage 2 “asymptomatic HIV
infection” or “clinical latency.” The virus can still pass to others
during this stage, even if it causes no symptoms.
Without treatment, this stage can last for 10 years or more before
the person develops stage 3 HIV.”
53
65. The Guidelines on HIV Testing issued by Central Government , the Union
Ministry of Health and Family Welfare, Na tional Aids Control Organization
(NACO), March 2007 similarly describes the second phase as the “latent phase”
and “the asymptomatic stage” , a “period on average lasts for 8-10 years.”
According to those guidelines, the long-term survival of most afflicted persons
(80-90%) was 10 years or more, and a small percentage (5%) “do not experience
clinical progression of HIV.” Such persons are described as “long term non-
progressors (LTNPs)”. The respondents strongly relied on the Ministry of
Defence’s Guide to Military Officers (Military Pensions), 2008, which contained
a tabular chart (in Appendix to Chapter VI titled “INCUBATION PERIODS IN
52
https://www.medicalnewstoday.com/articles/316056, HIV timeline: What are the stages, (last accessed on
16.09.2023 at 05.17 AM).
53
Guidelines on HIV Testing issued by the Union Ministry of Health and Family Welfare, National Aids
Control Organization (NACO), 2007
35
RESPECT OF CERTAIN INFECTIOUS DISEASES”). Against the column
containing HIV, the initial “usual incubation period” was described to be 4 to 6
weeks. The “minimum and maximum period for deciding attributability” against
HIV was “1 year”. In this court’s opinion, the guide, issued by the Ministry of
Defence cannot be conclusive; as it does not show, what was the basis for the
maximum attribution period of one year; and on the other hand, the prevailing
guidelines of the national expert body indicated entirely different, and nuanced
seroprevalence periods, for different kind of individuals. Therefore, this court
holds that such a guide to military officers cannot be accepted, at least in this
case, to reject the petitioner’s claim.
66. A review of the evidence and the materials on record reveals that the
appellant was transfused with one unit of blood on 10 July 2002, at the advice of
Lt. Col. Devika Bhat, who also deposed during the CoI proceedings. There is no
indication in her deposition that the appellant was informed of the likely
consequences- or even reasonable likelihood or the possibility of contamination
or infection due to the transfusion. Likewise, he was not informed about any
potential risks. By all accounts, the appellant really had no choice because the
transfusion took place under medical advice. At some stage, the respondents
argued that if the appellant so wished, he could have opted not to go in for
transfusion. That is, in the realm of theory, no such alternative option is shown to
have been made available to him, when in fact the transfusion did take place.
(iii) The law on negligence
67. In India, medical negligence is said to have been established by an
aggrieved plaintiff or complainant when it is shown that the doctor or medical
professional was in want of, or did not fulfil the standard of care required of her
or him, as such professional, reasonably skilled with the science available at the
relevant time. In other words, a doctor is not negligent if what he has done would
be endorsed by a responsible body of medical opinion in the relevant speciality
36
54
at the material time. This test is known as the Bolam test and has gained
widespread acceptance and application in Indian jurisprudence. It finds resonance
in several decisions. Recently, in Arun Kumar Mangalik v Chirayu Health and
55
Medicare Ltd. , this court outlined that though Bolam has been the bulwark
principle in deciding medical (and professional negligence) cases, it must adapt
and be in tune with the pronouncements relating to Article 21 of the Constitution
and the right to health in general:
| “41. Our law must take into account advances in medical science | |
|---|---|
| and ensure that a patient-centric approach is adopted. The standard | |
| of care as enunciated in the Bolam case must evolve in consonance | |
| with its subsequent interpretation by English and Indian Courts. | |
| [..]” |
approach; in Sidaway v Board of Governors of the Bethlem Royal Hospital & the
56
Maudsley Hospital and more significantly, in Montgomery v Lanarkshire
57
Health Board (the latter decision drawing upon the reasoning of the Australian
58
High Court in Rogers v Whittaker ), the UK Supreme Court outlined the duty of
a doctor, surgeon or physician, and address the right of a patient as follows:
“An adult person of sound mind is entitled to decide which, if any,
of the available forms of treatment to undergo, and her consent must
be obtained before treatment interfering with her bodily integrity is
undertaken. The doctor is therefore under a duty to take reasonable
care to ensure that the patient is aware of any material risks
involved in any recommended treatment, and of any reasonable
alternative or variant treatments. The test of materiality is whether,
in the circumstances of the particular case, a reasonable person in
the patient’s position would be likely to attach significance to the
risk, or the doctor is or should reasonably be aware that the
particular patient would be likely to attach significance to it.”
| olam v Friern Hospital Management Committee | 1957(2) All.ER 118. |
|---|
37
69. In the present case, what was the duty of care of the treating professional?
Whilst this court cannot be oblivious of the fact that the times during which the
incident occurred were fraught in the sense that a warlike situation prevailed at
the border, at the same time, it cannot also ignore, or be blind to certain realities.
These are firstly that nothing was shown on the record to establish that 171 MH
was licensed, even as an ad hoc blood bank. Secondly, there is no material on
record as to whether the nature of equipment available at 171 MH for storing
blood and blood products was in accordance with the standards and guidelines
prevailing then, in 2002. Thirdly, during the testimony of witnesses i.e., before
the CoI, 171 MH and 166 MH, there was no specific mention about what kind of
markers were used to determine whether the transfused blood was in fact safe.
Fourthly, apart from mentioning of the guidelines by the concerned doctors, there
is nothing on record to show that such guidelines were, in fact, adhered to when
the testing as well as the transfusion took place. Fifthly, there is no evidence in
the form of deposition by the officer in charge of 166 MH, Lt Col Jyoti Borpujari
to rule out the possibility of contaminated blood-which was in fact sent to 171
MH had taken place.
70. In the opinion of this court, all the above, cumulatively point to the rather
casual and if one may say so, superficial attention paid to the entire episode
involving blood transfusion. It is a matter of record that the concerned doctors-
who were professionals, i.e., either at 171 MH or 166 MH, felt so pressured by
the absolute necessity to follow the drills that the safeguards preceding safe
transfusion to the appellant appears to have been a given a go by, or dispensed
with. In these circumstances, the normal duty of care which would have ordinarily
applied and did apply as well, was that at both ends i.e., 166 MH and 171 MH,
there should have been no doubt that blood had been filtered and found safe for
transfusion. Equally, something in the form of other material on record or in the
form of the oral testimony by the medical cadre personnel, such as Lt Col Devika
Bhat of 171 MH who was present in 2002 or Col Sanjay Chauhan, to show what
38
kind of equipment such as refrigerating unit or other chemical matter to preserve
the blood and blood products, even within the safe. When constituted or read
together, all these lapses-which may be seen singly as small or minuscule, add up
to one thing: lack of adherence to or breach of the relevant standards of care
reasonably expected from a medical establishment. Therefore, whilst pinpointed
accountability of one or some individuals is not possible, nevertheless the
systemic failure in ensuring a safe transfusion of blood to the appellant, is the
only irresistible inference. These facts establish medical negligence, and
therefore, vicarious liability on the part of the IAF and the Indian Army. The
former is the appellant’s immediate employer; the latter was the organization
controlling and in charge of 166 MH and 177 MH.
71. The principle of res ipsa loquitur has been described in Charlesworth &
59
Percy on Negligence in the following terms:
“6-25. It has been said that “a prima facie case” should be the
preferred terminology. It means essentially a case which calls for
some answer from the defendant and will arise upon proof of: (1)
the happening of some unexplained occurrence; (2) which would not
have happened in the ordinary course of things without negligence
on the part of somebody other than the claimant; and (3) the
circumstances point to the negligence in question being that of the
defendant, rather than that of any other person”
6-26 The third requirement is usually fulfilled by showing that the
instrument causing the damage was in the management and control
of the defendant at the time of the occurrence, but this is not
essential. Where an object which causes an accident has, at all
material times, been under the control of the defendants and there
is no evidence to show how the accident happened, the presumption
of negligence cannot be displaced by evidence of the general care
that has been taken.”
This court has, on several occasions in the past, particularly in cases
involving allegations of medical negligence, invoked the principle of res ipsa
loquitur (“the thing speaks for itself”). In V. Kishan Rao v Nikhil Super Speciality
60
Hospital & Anr. , it was observed:
th
59
Charlesworth & Percy on Negligence, 14 Edition (2018) Sweet and Maxwell @ 6-25, page 400.
60
[2010] 5 SCR 1.
39
“In a case where negligence is evident, the principle of res ipsa
loquitur operates and the complainant does not have to prove
anything as the thing (res) proves itself’. In such a case it is for the
respondent to prove that he has taken care and done his duty to repel
the charge of negligence."
72. All these facts and circumstances, in the opinion of this court, prove and
establish that by reasonable standards of evidence, the appellant has justified the
invocation of the principle of res ipsa loquitor. The principle was applied in the
Nizam Institute of Medical Sciences (supra) wherein this court held that:
“77. [..] in a case involving medical negligence, once the initial
burden has been discharged by the complainant by making out a
case of negligence on the part of the hospital or the doctor
concerned, the onus then shifts on to the hospital or to the attending
doctors and it is for the hospital to satisfy the Court that there was
no lack of care or diligence.”
Earlier, in Savita Garg (supra), the court had ruled that once the
complainant or aggrieved party had adduced some evidence that the patient
suffered (or died, as in that case) due to lack of care (or as in this case, suffered
irremediable injury due to want of diligence) “then the burden lies on the hospital
to justify that there was no negligence on the part of the treating doctor or
hospital. Therefore, in any case, the hospital is in a better position to disclose
what care was taken [..].”
73. At the same time, this court has cautioned that res ipsa loquitur cannot be
the only basis to fasten liability. This view has been advocated (and applied) in
Martin F. D’Souza (supra) and Bombay Hospital and Medical Research Centre
61
v Asha Jaiswal (hereafter, "Asha Jaiswal") . In Asha Jaiswal (supra), this court
outlined the caution needed to apply res ipsa loquitur:
“an application of the general method of inferring one or more facts
in issue from circumstances proved in evidence”. In this view, the
maxim res ipsa loquitur does not require the raising of any
presumption of law which must shift the onus on the defendant. It
only, when applied appropriately, allows the drawing of a
permissive inference of fact, as distinguished from a mandatory
61
2021 (10) SCR 1118.
40
presumption properly so-called, having regard to the totality of the
circumstances and probabilities of the case. Res ipsa is only a means
of estimating logical probability from the circumstances of the
accident.”
The above analysis leads this court to the conclusion that the condition in
which the appellant found himself, was the direct consequence of the two
hospital-establishments and their breach of the standards of care, resulting in the
transfusion of the HIV positive infected blood into the appellant, which was the
causative factor. The necessary foundational facts, to hold that the application of
res ipsa loquitur was warranted, were proved in all detail. The respondents failed
to discharge the onus which fell upon them, to establish that due care was in fact
exercised and all necessary care standards, applicable at the time, were complied
with. As a result, it is held that the respondents are liable to compensate the
appellant for the injuries suffered by him, that are to be reckoned in monetary
terms.
(iv) The relief of damages
74. Medical negligence, or negligence is tied to two concepts. At the one end
is the duty of care - and establishing its breach, and thereby fault - and resultant
injury. At the other end is remedial - usually restitution, in monetary terms, by
payment of damages. The ingenuity of common law has been to adapt - and
evolve, through refinement, and reinvention, the idea of duty to care. In the case
of medical professionals, or other professionals, for instance, their duty to care
not only involves the professionals’ assessment of the suitability of treatment, or
use of technology, but the concomitant duty to inform the patient (or consumer)
of the likely results, or even the risk(s) because the service recipient, so to say,
has to bear the consequent consequences. Damages, in theory, can have no limit.
Yet, the duty of care is woven with the idea of causation or proximity. Thus, only
one is liable in law to the extent of one’s actions, which cause the injury. Equally,
damages are limited to consequences which are reasonably foreseeable.
41
62
75. The judgment in Raj Kumar v. Ajay Kumar had discussed and declared
the general principles relevant for the assessment of compensation or damages
for personal injuries. These principles have been applied, in cases involving
claims under the Motor Vehicles Act, 1988 as well as other cases, including
medical negligence cases. The court observed:
“The court or the Tribunal shall have to assess the damages
objectively and exclude from consideration any speculation or
fancy, though some conjecture with reference to the nature of
disability and its consequences, is inevitable. A person is not only to
be compensated for the physical injury, but also for the loss which
he suffered as a result of such injury. This means that he is to be
compensated for his inability to lead a full life, his inability to enjoy
those normal amenities which he would have enjoyed but for the
injuries, and his inability to earn as much as he used to earn or could
have earned. [See C.K. Subramania Iyer v. T. Kunhikuttan Nair
(1969) 3 SCC 64, R.D. Hattangadi v. Pest Control (India) (P) Ltd.
(1995) 1 SCC 551 and Baker v. Willoughby (1969) 3 All ER 1528
(HL)].
6. The heads under which compensation is awarded in personal
injury cases are the following:
Pecuniary damages (Special damages)
(i) Expenses relating to treatment, hospitalisation, medicines,
transportation, nourishing food, and miscellaneous expenditure.
(ii) Loss of earnings (and other gains) which the injured would have
made had he not been injured, comprising:
(a) Loss of earning during the period of treatment;
(b) Loss of future earnings on account of permanent disability.
(iii) Future medical expenses.
Non-pecuniary damages (General damages)
(iv) Damages for pain, suffering and trauma as a consequence of
the injuries.
(v) Loss of amenities (and/or loss of prospects of marriage).
(vi) Loss of expectation of life (shortening of normal longevity).
In routine personal injury cases, compensation will be awarded only
under heads (i), (ii)(a) and (iv). It is only in serious cases of injury,
where there is specific medical evidence corroborating the evidence
of the claimant, that compensation will be granted under any of the
heads (ii)(b), (iii), (v) and (vi) relating to loss of future earnings on
account of permanent disability, future medical expenses, loss of
amenities (and/or loss of prospects of marriage) and loss of
expectation of life.”
62
2010 (13) SCR 179.
42
76. The principles discussed and commended for general application have
endured and have been consistently followed by this court, in calculating and
awarding damages.
77. This court, in Nizam Institute of Medical Sciences (supra), outlined, briefly,
what damages a person who has suffered due to medical negligence, can be
awarded. This court held that:
“92 [..] The kind of damage that the complainant has suffered, the
expenditure that he has incurred and is likely to incur in the future
and the possibility that his rise in his chosen field would now be
restricted, are matters which cannot be taken care of under the
multiplier method.”
78. The court had emphasized on the applicability of the cumulative effect upon
the patient, of the medical negligence, in the decision reported as Malay Kumar
63
Ganguly v Dr. Sukumar Mukherjee (hereafter “Malay Kumar Ganguly”) and
held that negligence of each treating contributory fact resulting in the patient’s
condition, has to be seen: “in a case of this nature, the court must deal with the
consequences the patient faced, keeping in view the cumulative effect.” Malay
Kumar Ganguly (supra) is also an authority for the reasoning that while awarding
compensation, the court should consider “ loss of earning or profit up to the date
of trial” including any loss “already suffered or is likely to be suffered in future”.
64
Recently, in Sidram v Divisional Manager , this court underlined the rationale
for just compensation:
“32. This Court has emphasised time and again that “just
compensation” should include all elements that would go to place
the victim in as near a position as she or he was in, before the
occurrence of the accident. Whilst no amount of money or other
material compensation can erase the trauma, pain and suffering that
a victim undergoes after a serious accident, (or replace the loss of
a loved one), monetary compensation is the manner known to law,
whereby society assures some measure of restitution to those who
survive, and the victims who have to face their lives.”
63
(2009) 13 SCR 1.
64
[2022] 8 S.C.R 403.
43
65
In K. Suresh v. New India Assurance Co. Ltd. , this court observed that:
“10. It is noteworthy to state that an adjudicating authority, while
determining the quantum of compensation, has to keep in view the
sufferings of the injured person which would include his inability to
lead a full life, his incapacity to enjoy the normal amenities which
he would have enjoyed but for the injuries and his ability to earn as
much as he used to earn or could have earned. Hence, while
computing compensation the approach of the Tribunal or a court
has to be broad-based. Needless to say, it would involve some
guesswork as there cannot be any mathematical exactitude or a
precise formula to determine the quantum of compensation. In
determination of compensation the fundamental criterion of “just
compensation” should be inhered.”
66
79. Recently, in Abhimanyu Partap Singh v. Namita Sekhon & Anr ., this
court held that:
“compensation can be assessed in pecuniary heads i.e. the loss of
future earning, medical expenses including future medical expenses,
attendant charges and also in the head of transportation including
future transportation. In the non-pecuniary heads, the compensation
can be computed for the mental and physical pain and sufferings in
the present and in future, loss of amenities of life including loss of
marital bliss, loss of expectancy in life, inconvenience, hardship,
discomfort, disappointment, frustration, mental agony in life, etc.”
80. The appellant has claimed a total sum of ₹ 95,03,00,000/- (Rupees ninety-
five crores, three lakhs only), under various heads:
(i) ₹1.5 crores as travelling expenses, for his treatment, incurred- every
month from his house to New Delhi, (ii) ₹ 50 lakhs as the expenses for
his medicines, (iii) ₹ 1.53 crores for loss of salary, from the date of his
retirement due to not giving extension till the age of superannuation,
(iv) ₹1.5 crores as medical -expenses which he is required to incur due
to the non-availability of medical services and an immunologist at his
home town, (v) ₹10 crores for violation of his human rights, ₹ 40 crores
for mental and social agony, and ₹40 crores for his defamation.
65
(2012) 11 SCR 414.
66
2022 (16) SCR 1.
44
(ii) The total salary claimed per annum was ₹ 10,89,052 / - (i.e. ₹ 89,921/-
per month multiplied by twelve months); to the t ota l salary for the
“l e ftov e r period of servi ce from 31 May, 2016 to 31 May 203 3.)”
calculated @ ₹ 5,44,526 /-; plus a sum of ₹ 10,89,052 multiplied by 12
(number of years left, till the age of 58 years) ₹ 2,80,97,541 . 6 0, added
to which the appellant claims a factor of 1.6 (for future prospects). The
total thus worked out is ₹ 50 , 57 , 5 5 , 74 8. 8 0 .
81. The appellant’s claim of ₹ 89,921/- per month, is based on the calculation
that he would have earned, had he been in service if the seventh pay commission
pay fixation and adjustment were provided. However, he was discharged from
service on 31.05.2016. He claimed, in addition, a host of allowances (dearness
allowance, family assistance, house rent allowance, good conduct allowance,
etc.). No doubt these factors have to be considered when loss of earnings or
income is to be calculated. However, all allowances cannot be granted, towards
loss of earnings. This court is cognizant of the fact that the appellant has also been
drawing pension (including disability pension which is now in the range of about
₹ 6000/- per month). Even if the appellant’s calculation about loss of future
earnings were to be taken into account, given that he has been a pensioner, for the
past 7 years, adjustment of the base compensation figure for compensation for
loss of earnings has to be given. Therefore, taking a conservative consolidated
figure of ₹ 65,000/- per month, if the average pension earned is pegged @ ₹
25,000/- per month, the total figure he would be entitled towards loss of earning,
for seven years, would be about ₹ 33,60,000/-. The figure could be rounded off,
appropriately, to ₹ 35,00,000/-. The court would then, have to take into account,
the appellant’s age, as of date, which is 47 years. Again, if a multiplier of 12 is
applied to determine compensation for loss of future income, including adding
40% towards loss of future prospects, the figure would be ₹ 80,64,000/-. The total
amount, (i.e., ₹ 35,00,000/- plus ₹ 80,64,000/-) would be ₹ 1,15,64,000/- (Rupees
45
one crore fifteen lakhs sixty four thousand only). Of this, a deduction for the
expenses of the appellant, calculated @ 25% would have to be made. The figure
to be deducted would be ₹ 28,91,000/-. The total amount, towards loss of
earnings, including future earnings, would then be ₹ 86,73,000/- (Rupees eighty
six lakhs seventy three thousand only).
Mental agony
82. This court has repeatedly emphasized that mental agony is an important
factor to be taken into account while calculating compensation. In the present
case, there are multiple facts, which in the opinion of this court, establish that the
appellant suffered from callousness and insensitivity of the respondents, who
persisted in being in denial. These may be briefly set out:
a. Firstly, the appellant received the biggest jolt, when he was informed
that he was an HIV positive infected person, in May, 2014. The
subsequent tests and certifications were mere palliatives. The
respondents’ effort was to somehow get rid of his services, which they
did with effect from 31.05.2016.
b. Secondly, the appellant was virtually stonewalled in his efforts to secure
documents, and information; most of his queries under the Right to
Information Act (RTI) were turned down; he had to go in appeals.
c. Even the appellate authority 171 Military Hospital stated in its letter
(dated 12.06.2018) “is not authorized any Blood Bank and hence no
Pathologist is authorized nor posted, at any time. However, an ad-hoc
blood bank was established during ‘Op Parakram’ i.e. in 2002. Blood
would be requisitioned from 166 MH and stored at 171 MH.”
d. A tabular chart, showing the appellant’s queries, and their outcome,
with relevant particulars, is reproduced below, based on the admitted
documents placed on record:
46
| S No | RTI Filing | RTI Reply | Contents of Reply | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Date | Date | ||||||||||
| 1. | 30.12.2016 | 18.01.2017 | RTI was filed by the appellant on 30.12.2016 seeking confirmation<br>regarding availability of immunologist empaneled with ECHS<br>Polyclinic Ajmer and by response dated 18 Jan 2017, it was confirmed<br>that no immunologist is available in hospital at Ajmer which is<br>empanelled with ECHS Polyclinic Ajmer. | ||||||||
| 2. | 14.01.2017 | 20.02.2017 | RTI filed by appellant regarding allotment of service quarter/married<br>accommodation and the IAF replied, in the reply to the appellant’s RTI<br>query, that service quarter/married accommodation was allotted to a<br>married air-warrior to live out with his family after registration for<br>married accommodation by the respective individual and brought<br>within authorized married establishment as per seniority in waiting list.<br>It was further stated in reply that diagnosis and treatment mentioned<br>against “patient must be duly signed by CMO of concerned Government<br>Hospital”. | ||||||||
| 3. | 14.02.2017 | 14.03.2017 | It was stated that in the RTI reply that the information sought is<br>‘interrogatory in nature’ and does not fall within the definition of<br>“information”. It was admitted by HQ South Western Air Command,<br>IAF, Gandhinagar that “Medical facility is the part of service conditions<br>of the Indian Air Force for Air warriors.” | ||||||||
| 4. | 05.05.2017 | 13.07.2017 | RTI application filed on 05.05.2017 seeking for copies of the<br>appellant’s willingness certificate for blood transfusion at the 171 MH<br>facility and whether the treating doctor informed the appellant about the<br>risks associated with the blood transfusion. The reply was that no such<br>records are available with the hospital as same fell under exemption<br>under Section 8(1) of the RTI Act, 2005 and the respective records were<br>forwarded to respective records office after discharge from the hospital. | ||||||||
| 5. | 18.06.2017 | 18.08.2017 | An RTI was filed on 18 Jun 2017 wherein amongst other things,<br>appellant asked for maximum age an airman can serve in IAF and when<br>will seventh pay commission be effective from. It was replied by reply<br>dated 18.08.2017 that revised 7th pay commission is effective from<br>01.01.2016 and maximum age airman can serve in IAF is 57 yrs.<br>(subject to extension on meeting eligibility criteria and service<br>exigencies). | ||||||||
| 6. | 03.07.2017 | 11.07.2017 | RTI application also filed on 03.07.2017 by the appellant to Ministry of<br>Finance, Department of Economic affairs seeking details about the<br>ongoing inflation rate as per the Consumer price index for the financial<br>year 2014-15 and response was provided for the same vide letter dated<br>11.07.2017. | ||||||||
| 7. | 02.12.2017 | 04.01.2018 | BH, Delhi Cantt -10 replied that no Immunologist is posted at BH, Delhi<br>Cantt-10. However, doctors were available who could treat HIV/AIDS<br>patient at BH, Delhi Cantt-10. |
47
| 8. | 26.10.2018 | 05.12.2018 | RTI by the appellant on 26.10.2018 to CPIO, Indian Army regarding<br>his blood group and RH Factor Test report in respect of blood<br>transfusion at the 171 Military facility in 2002, and by reply dated<br>05.12.2018 the respondent admitted that Blood Group and RH Factor<br>Test Report of appellant in respect to Blood transfusion was NOT<br>available. |
|---|---|---|---|
| 9. | 22.04.2019 | Date<br>unclear | On 22.04.2019, another RTI application by the Appellant requesting for<br>medical records in respect of the medical board proceedings dated<br>12.12.2014 and any correspondence between the IAF and the Registry<br>of the military facility at MH 171 and the reply (undated) stated that<br>that no such information was available. |
| 10. | 27.04.2019 | Date<br>Unclear | RTI application dated 27.04.2019 to CPIO Food Corporation of India<br>wherein he asked for reasons for exclusion of HIV category patients<br>from the category of Persons with Disability and reference was made to<br>a reply letter dated 29.05.2018. It was admitted by the Food Corporation<br>that HIV disease/ HIV positive applicants were not considered in<br>category of Persons with disability and in the Online Application Form.<br>No option was available there to disclose the HIV positive status of the<br>appellant. |
| 11. | 17.05.2019 | 21.05.2019 | RTI application dated 17.05.2019 filed by appellant asking for copy of<br>correspondence between 171 MH facility and Senior Medical Officer,<br>SMC, HQ, SWAC (U) Gandhinagar in 2014 regarding medical board<br>proceeding dated 12.12.2014, and by reply, it was informed that no such<br>correspondence existed. |
| 12. | 18.07.2019 | 16.08.2018 | On 18 July 2019, Appellant filed RTI application for written<br>correspondence between Air Force and Registrar at 171 MH Medical<br>facility in respect of his letter dated 21 Jul 2014 and 16 Sep 2014. By<br>letter dated 16.08.2018, he was informed that no such correspondence<br>in respect of the above stated letter was exchanged between the IAF and<br>the Registrar of the military facility (i.e., MH 171). |
| 13. | 27.06.2019 | 03.07.2019 | RTI filed on 27th June 2019 seeking for details of availability of<br>transfusion medicine expert at the 171 MH Military facility and vide<br>reply letter dated 03.07.2019, it was admitted by the first respondent<br>that no such transfusion medicine expert (doctor) was available and no<br>blood grouping & Cross matching test report is available at the said 171<br>Military hospital facility. |
| 14. | 13.05.2022 | 23.05.2022 | RTI application filed on 13.05.2022 by the appellant to 171 Military<br>Hospital requesting for the medical records pertaining to transfusion of<br>blood on 10.07.2002 and information relating to source of the donor and<br>vide reply dated 23.05.2022. The appellant was informed that no such<br>information is available with the respondents’ without assigning any<br>reasons for same. |
| 15. | 31.07.2022 | 11.08.2022 | Another RTI dated 31.07.2022 filed by appellant to ECHS Cell, Station<br>headquarters, Ajmer asking for his eligibility to become ECHS (Ex-<br>Service Contributory Health Scheme) and it was replied vide letter<br>dated 11.08.2022 that no provision exist by which Appellant can<br>become member of ECHS prior to retirement which falls on |
48
| 31.05.2016, and even after retirement, Appellant had to register himself<br>to become a member of the ECHS and it was never mentioned in office<br>letter dated 25.07.2022 that he had become member of ECHS from his<br>date of retirement i.e. on 31 May 2016. | |||
|---|---|---|---|
| 16. | (Unclear) | 06.05.2022 | Another RTI was filed by the Appellant where appellant asked for<br>information to be provided to him about name of laboratory test through<br>which he is likely to be infected with virus. AIIMS vide letter dated<br>06.05.2022, while referring to NACO Guidelines for HIV testing, 2015,<br>stated that “none of the diagnostics modalities can ascertain or dig out<br>the cause of action for HIV virus that later became HIV positive”. |
| 17. | 24.07.2022 | 11.08.2022 | RTI application dated 24 Jul 2022 filed by the appellant asking if any<br>circular/letter/memorandum/order exists which exempts defense<br>personnels from complying with NACO circular and guidelines to<br>which it was responded vide letter dated 11 Aug 2022 that no such<br>circular/order/memorandum/letter exists. |
| 18. | 23.10.2022 | 24.11.2022 | RTI application dated 23.10.2022 (received by Base Hospital, Delhi<br>Cantt-10 on 01.11.2022) filed by Appellant u/s 7(1) of RTI Act (which<br>further provides that when an information concerns life or liberty of a<br>person, same information shall be provided within 48 hrs of receipt of<br>the request). Amongst other thing ), he has asked whether the hospital<br>lab has facility for CD-4 counts. Hospital replied that though they have<br>facility for laboratory test for HIV RNA for HIV defense personnel,<br>however lab does not have facility for CD 4 counts. (In their reply, they<br>also mentioned that provisions of section 7(1) of RTI Act should not<br>have been invoked by the Appellant as no imminent danger to life or<br>liberty was demonstrably proven by Appellant in case information is<br>not supplied within 48 hrs.) |
e. The same appellate authority’s order clearly went beyond its remit, and-
as discussed earlier, went on to highlight entirely external factors, such
as the appellant’s alleged marital discord; it even mentioned the name
of his spouse.
f. Once the appellant approached the Commission, and notice was issued,
in 2017, the respondents decided that the issue had to somehow be dealt
with; by orders issued in May 2018, after notice was received, and when
the reply was being planned, the CoI was constituted.
g. The CoI did not involve the appellant at all; the entire effort was to
somehow see how the respondents could absolve themselves from
liability.
49
83. This court has, in the past, highlighted that the head of mental agony has
to be assessed and granted while awarding compensation (Ref. Spring Meadows ;
67
V. Krishna Kumar v State of Tamil Nadu ). In the latter case, the High Court had
awarded damages, upon a finding of negligence on account of lack of care due to
blood transfusion to the baby at the time of her premature birth, which led to a
medical condition, i.e., progressive retinal disease. The court not only granted
damages under the head of mental agony, but also towards past medical expenses,
and future medical expenses, after factoring an annual inflation rate of 1% per
annum. The total sum awarded was ₹1.38 crores.
84. In the present case, the shock and agony faced by the appellant, the trauma
which he felt because of the virtual denial of his condition, the stonewalling
attempts of the respondents, in firstly denying his requests for information, and
then, holding a CoI behind his back, are actionable. Whilst individuals’ roles
cannot be pinpointed, the overall inference one is left to draw is overwhelming
prejudice- despite the appellant’s unblemished track record of service in the IAF.
The premature retirement, and to cap it all (in an incident for which the
respondents cannot be held responsible) his rejection by a public sector company,
the Food Corporation of India (FCI) on the ground of his being HIV positive are
aggravated factors. The IAF could certainly have taken pro-active steps to ensure
that the appellant was provided with some alternative employment, within its
organization, or as part of the armed forces’ rehabilitation programmes for
veterans and ex-servicemen. The overall result was acute mental agony caused to
the appellant. This court is of the opinion, that the appellant is entitled to ₹
50,00,000/- (Rupees fifty lakhs only) towards this head.
85. The appellant had highlighted how his attempt to secure employment
elsewhere has been thwarted and relied upon the correspondence with FCI. The
respondents cannot be fastened with liability on that score, however, at the same
67
2015 (8) SCR 100.
50
time, it would be relevant to highlight that Parliament has enacted the HIV and
AIDS (Prevention and Control) Act, 2017 (hereafter, “ HIV Act ”) which protects
and promotes the rights of persons affected by HIV and AIDS. The Act came into
force on September 10, 2018. Its objectives are the prevention and control of the
spread of HIV and AIDS and the reinforcement of legal and human rights of HIV
infected persons and those affected by AIDS. It protects the rights of healthcare
providers as well.
68
86. The HIV Act addresses stigma and discrimination (Section 3); and aims
at the creation of an environment enabling or enhancing access to services.
Section 5 of the HIV Act elaborately imposes obligations upon persons to seek
informed consent of concerned persons, before HIV related testing or procedures
are undertaken, and before any line of medical treatment is to be given. Other
provisions enabling access to diagnostic facilities related to Anti-Retroviral
Therapy (ART) and opportunistic infection management for people living with
HIV and AIDS have been made. Further, the HIV Act provides for a grievance
redressal mechanism in the form of an Ombudsman at the state level and a
Complaints Officer at the establishment level for providing speedy redressal.
Section 34 of the HIV Act imposes obligations upon courts to anonymise the
name of the individual concerned affected by HIV positive or AIDS, and also
expedite legal proceedings.
68
Section 2 (d) (b) defines discrimination as something where a person “denies or withholds any benefit,
opportunity or advantage from any person or category of persons, based on one or more HIV-related ground”
Section 3, inter alia, states that:
“3. No person shall discriminate against the protected person on any ground including any of the following,
namely:— (a) the denial of, or termination from, employment or occupation, unless, in the case of termination,
the person, who is otherwise qualified, is furnished with— (i) a copy of the written assessment of a qualified and
independent healthcare provider competent to do so that such protected person poses a significant risk of
transmission of HIV to other person in the workplace, or is unfit to perform the duties of the job; and Prohibition
of discrimination. (ii) a copy of a written statement by the employer stating the nature and extent of administrative
or financial hardship for not providing him reasonable accommodation; (b) the unfair treatment in, or in relation
to, employment or occupation;…”
51
87. This court is conscious of the fact that the provisions of the HIV Act cannot
be applied to the facts of this case. Yet, it enacts standards and imposes
obligations upon several authorities, including the justice delivery system, to take
specified measures to ease and mitigate the hardships and barriers which HIV or
AIDS affected persons, would ordinarily face. In the light of its provisions, this
court proposes its effective implementation, through operative directions to be
issued hereafter.
Future care
88. The HIV positive condition is such that it can lead to slow and debilitating
results. The steady weakening and degenerative form of the condition has been
69
described as follows :
“Acute infection
An HIV-positive person may not have many serious symptoms
during this stage, but there are usually large quantities of virus in
their blood as the virus reproduces rapidly. Acute symptoms can
include: (a) fever (b) chills (c) night sweats (d) diarrhea; (e)
headache (f) muscle aches (g) joint pain (h) sore throat (i) rash (j)
swollen lymph nodes (k) mouth or genital ulcers
Chronic HIV infection
The next stage is called the chronic infection stage. It can last for as
long as 10 to 15 years An HIV-positive person may or may not show
signs or have symptoms during this stage. As the virus advances, the
CD4 count decreases more drastically. This can lead to symptoms
such as: fatigue ; shortness of breath; cough ; fever; swollen lymph
nodes; weight loss; diarrhea; rash.
AIDS
If untreated HIV advances to AIDS, the body becomes prone to
opportunistic infections. AIDS increases a person’s risk for many
infections, including a herpes virus called cytomegalovirus (CMV).
It can cause problems with the eyes, lungs, and digestive tract.
Kaposi sarcoma, another possible complication, is a cancer of the
blood vessel walls. It’s rare among the general population, but it’s
more common in people with advanced HIV. Symptoms include red
or dark purple lesions on the mouth and skin. It can also cause
69
https://www.healthline.com/health/hiv-aids/effects-on-body#respiratory-and-cardiovascular-systems, last
th
accessed at 05:41 AM on 25 September, 2023.
52
problems in the lungs, the digestive tract, and other internal organs.
HIV and AIDS also put a person at higher risk for
developing lymphomas. An early sign of lymphoma is swollen lymph
nodes.
Respiratory and cardiovascular systems
HIV makes it hard to fight off respiratory problems such as the
common cold and flu. In turn, an HIV-positive person may develop
related infections, such as pneumonia Without treatment for HIV,
advanced disease puts an HIV-positive person at an even greater
risk for infectious complications, such as tuberculosis and a fungal
infection called pneumocystis jiroveci pneumonia (PJP). PJP
causes trouble breathing, cough, and fever. The risk of lung cancer
also increases with HIV. This is due to weakened lungs from
numerous respiratory issues related to a weakened immune system.
According to available research, lung cancer is more prevalent
among people with HIV compared to people without it.
People with HIV are more likely to develop high blood pressure.
HIV also raises the risk of pulmonary arterial hypertension (PAH).
PAH is a type of high blood pressure in the arteries that supply
blood to the lungs. Over time, PAH will strain the heart and can
lead to heart failure.
If a person has HIV with a low CD4 count, they’re also more
susceptible to tuberculosis (TB).
TB is an airborne bacterium that affects the lungs. It’s a leading
cause of death in people who have AIDS. Symptoms include chest
pain and a bad cough that may contain blood or phlegm. The
cough can linger for months.”
89. In the present case, the appellant was diagnosed HIV positive, and
immediately placed under ART which continues till date. His immune system has
gone down, due to the untreated condition, for some undetermined time. He
complains of reduced mobility; the IAF itself has characterised his disability,
though assigned it a figure of 30% disability; that was, however, sufficient for
them to dispense with his service. As time progresses, he would need the
assistance of a helper. Even conservatively calculated, such a helper would have
to be paid about ₹ 10,000/- to ₹ 15, 000/- per month. If a calculation of average
of ₹ 10,000/- to ₹ 15,000/- (i.e., ₹ 12,500/-) for twelve years is taken into account,
the total sum would be ₹ 18,00,000/- (Rupees eighteen lakhs only).
53
Future medical care
90. The respondents, through the available medical facilities, have till date
provided medical assistance. Repeatedly during the hearing, the appellant had
been complaining of obstruction and delay, and denial of his requests. The court
had intervened. Oftentimes, the appellant – perhaps due to his condition, and
repeated feeling of exclusion, might have overreacted. Yet, it is undeniable that
the respondents owe a duty to ensure that the appellant’s requests are met in a
compassionate and timely manner. To avoid any future friction, this court hereby
directs the respondents to extend fullest co-operation to the appellant, in regard
to his future medical treatment. Furthermore, the appellant shall be entitled to bi-
monthly medical check-ups at the relevant departments, in the Research and
Referral Centre (R&R) in New Delhi; for that purpose, the respondents shall
ensure that the necessary travel expenses, in accordance with the appellant’s
entitlement are disbursed. It is also clarified that the appellant should fill out
whatever forms are necessary for the timely disbursement of his pension, and
entitlement, on a monthly basis.
91. Before issuing concluding directions, this court would like to record some
relevant observations. People sign up to join the armed forces with considerable
enthusiasm and a sense of patriotic duty. This entails a conscious decision to put
their lives on the line and be prepared for the ultimate sacrifice of their lives. A
corresponding duty is cast upon all state functionaries, including echelons of
power within the armed forces to ensure that the highest standards of safety
(physical/mental wellbeing, medical fitness as well as wellness) are maintained.
This is absolutely the minimum required of the military/air force employer for
not only assuring the morale of the forces but also showing the sense of how such
personnel matter and their lives count, which reinforces their commitment and
confidence. Any flagging from these standards – as the multiple instances in the
present case have established, only entails a loss of confidence in the personnel,
54
undermines their morale and injects a sense of bitterness and despair not only to
the individual concerned but to the entire force, leaving a sense of injustice. When
a young person, from either sex (as is now a days the case) enrols or joins any
armed forces, at all times, their expectation is to be treated with dignity and
honour. The present case has demonstrated again and again how dignity, honour
and compassion towards the appellant were completely lacking in behaviour by
the respondent employer. Repeatedly the record displays a sense of disdain, and
discrimination, even a hint of stigma, attached to the appellant, in the attitude of
the respondent employer. Although this court has attempted to give tangible
relief, at the end of the day it realizes that no amount of compensation in monetary
terms can undo the harm caused by such behaviour which has shaken the
foundation of the appellant’s dignity, robbed him of honour and rendered him not
only desperate even cynical.
Concluding directions
92. As a result of the above discussion, it is held that the appellant is entitled
to compensation, calculated at ₹ 1,54,73,000/- (Rupees one crore fifty four lakhs
seventy three thousand only) towards compensation on account of medical
negligence of the respondents, who are held liable, for the injury suffered by the
appellant. It is also held that since individual liability cannot be assigned, the
respondent organizations (IAF and Indian Army) are held vicariously liable,
jointly, and severally, to the above extent. The amount shall be paid to the
appellant within six weeks by the IAF, his employer; it is open to the IAF to seek
reimbursement, to the extent of half the sum, from the Indian Army. All arrears
related to disability pension too shall be disbursed to the appellant within the said
six weeks period.
93. In keeping with the mandate of the HIV Act, the following directions are
issued to the Central and State Governments:
55
1) Under Section 14 (1) of the HIV Act, the measures to be taken by the
Central Government and all the State Government are, to provide, (as
far as possible), diagnostic facilities relating to HIV or AIDS, Anti-
retroviral therapy and Opportunistic Infection Management to people
living with HIV or AIDS.
2) The Central Government shall issue necessary guidelines in respect of
protocols for HIV and AIDS relating to diagnostic facilities, Anti-
retroviral therapy and opportunistic Infection Management applicable
to all persons and shall ensure their wide dissemination at the earliest,
after consultation with all the concerned experts, particularly
immunologists and those involved in community medicine, as well as
experts dealing with HIV and AIDS prevention and cure. These
measures and guidelines shall be issued within three months, and
widely disseminated, in the electronic media, print media and all
popularly accessed public websites.
3) Under Section 15 (1) & (2) of the HIV Act, the Central government and
every State Government shall take measures to facilitate better access
to welfare schemes to persons infected or affected by HIV or AIDS.
Both the Central and State Governments shall frame schemes to
address the needs of all protected persons.
4) Under Section 16 (1) of the HIV Act, the Central and all the State
Governments, shall take appropriate steps to protect the property of
children affected by HIV or AIDS. By reason of Section 16 (2) of the
HIV Act, the parents or guardians of children affected by HIV and
AIDS, or any person acting for protecting their interest, or a child
affected by HIV and AIDS may approach the Child Welfare Committee
[within the meaning of that expression under Section 29 of the Juvenile
Justice (Care and Protection of Children) Act, 2000] for the safe
keeping and deposit of documents related to the property rights of such
56
child or to make complaints relating to such child being dispossessed
or actual dispossession or trespass into such child’s house.
5) The Central and every State Government shall formulate HIV and
AIDS related information, education and communication programmes
which are age-appropriate, gender-sensitive, non-stigmatising and non-
discriminatory.
6) The Central Government shall formulate guidelines [under Section
18(1) of the HIV Act] for care, support and treatment of children
infected with HIV or AIDS; in particular, having regard to Section 18
(2) “notwithstanding anything contained in any other law for the time
being in force” , the Central Government, or the State governments
shall take active measures to counsel and provide information
regarding the outcome of pregnancy and HIV- related treatment to the
HIV infected women. The Central Government shall also notify HIV
and AIDS policy for establishments in terms of Section 12 of the HIV
Act.
7) It is further directed that under Section 19 of the HIV Act, every
establishment, engaged in the healthcare services and every such other
establishment where there is a significant risk of occupational exposure
to HIV, for the purpose of ensuring safe working environment, shall (i)
provide, in accordance with the guidelines, firstly, universal
precautions to all persons working in such establishment who may be
occupationally exposed to HIV; and secondly training for the use of
such universal precautions; thirdly post exposure prophylaxis to all
persons working in such establishment who may be occupationally
exposed to HIV or AIDS; and (ii) inform and educate all persons
working in the establishment of the availability of universal precautions
and post exposure prophylaxis.
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8) By reason of Section 20 (1) of the HIV Act, the provisions of Chapter
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VIII of the HIV Act apply to all establishments consisting of one
hundred or more persons, whether as an employee or officer or member
or director or trustee or manager, as the case may be. In keeping with
proviso to Section 20 (1) of the HIV Act, in the case of healthcare
establishments, the said provision shall have the effect as if for the
words “one hundred or more”, the words “twenty or more” were
substituted.
9) Every person who is in charge of an establishment, mentioned in
Section 20 (1) of the HIV Act, for the conduct of the activities of such
establishment, shall ensure compliance of the provisions of the HIV
Act.
10) Every establishment referred to in Section 20 (1) of the HIV Act has
to designate someone, as the Complaints Officer who shall dispose of
complaints of violations of the provisions of the HIV Act in the
establishment, in such manner and within such time as may be
prescribed. The rules in this regard may be formulated by the Central
Government at the earliest, preferably within 8 weeks from today.
11) The Secretary, Department of Labour of every state shall ensure the
collection of information and data relating to compliance with Sections
19 and 20 of the HIV Act, in regard to designation of a complaint
officer, in all the factories, industrial establishments, commercial
establishments, shops, plantations, commercial offices, professional
organizations, and all other bodies falling within the definition of
“establishments” [under Section 2 (f) of the HIV Act] which reads as
follows:
““establishment” means a body corporate or co-operative society
or any organisation or institution or two or more persons jointly
carrying out a systematic activity for a period of twelve months or
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Dealing with “Safe Working Environment”.
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more at one or more places for consideration or otherwise, for the
production, supply or distribution of goods or services .”
Such information shall be forwarded to the Secretary, Union Ministry of Labour
and Employment, within 10 weeks. The Union Labour and Employment
Secretary shall file an affidavit of compliance containing a tabular statement, with
respect to implementation of provisions of the Act, within 16 weeks from today.
12) Every court, quasi-judicial body, including all tribunals,
commissions, forums, etc., discharging judicial functions set up under
central and state enactments and those set up under various central and
state laws to resolve disputes shall take active measures, to comply with
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provisions of Section 34 of the HIV Act. Chief Justices of all High
Courts, shall compile information, and device methods of collecting
information in that regard, anonymizing identity of persons affected,
appropriately and also complying with provisions of Section 34 (2) of
the HIV Act. The Registrar General of the Supreme Court shall also
look into the matter, and frame relevant guidelines which, after
approval be issued and implemented.
94. Before concluding, this court would place on record its appreciation and
gratitude to the amicus, Ms. Meenakshi Arora Senior Advocate, for her valuable
assistance; the assistance given by Mr. Vikramjit Banerjee, the ASG; and Ms.
Vanshaja Shukla, the amicus who painstakingly compiled the paper-book, and
patiently heard the appellant with the aim of addressing all his concerns and
assisted Ms. Arora. The court would also acknowledge the appellant’s
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34.(1) In any legal proceeding in which a protected person is a party or such person is an applicant, the
court, on an application by such person or any other person on his behalf may pass, in the interest of justice,
any or all of the following orders, namely:—
(a) that the proceeding or any part thereof be conducted by suppressing the identity of the applicant by
substituting the name of such person with a pseudonym in the records of the proceedings in such
manner as may be prescribed;
(b) that the proceeding or any part thereof may be conducted in camera;
(c) restraining any person from publishing in any manner any matter leading to the disclosure of the
name or status or identity of the applicant.
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perseverance and the diligent research and scholarship put in by him, in the
relentless quest for justice. The respondents are directed to bear the costs
quantified at ₹ 5,00,000/- (Rupees five lakhs only) which shall also be paid to the
appellant, within six weeks. The Supreme Court Legal Services Committee shall
bear the honorarium of ₹ 50,000/- (Rupees fifty thousand only) to be paid to the
amicus Ms. Shukla.
95. The appeal is allowed and any pending applications are disposed of in the
above terms.
.............................................J.
[S. RAVINDRA BHAT]
.............................................J.
[DIPANKAR DATTA]
NEW DELHI;
SEPTEMBER 26, 2023
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