Full Judgment Text
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PETITIONER:
JAYANTI KUMAR SINHA
Vs.
RESPONDENT:
UNION OF INDIA & ORS.
DATE OF JUDGMENT16/09/1988
BENCH:
MISRA RANGNATH
BENCH:
MISRA RANGNATH
VENKATACHALLIAH, M.N. (J)
CITATION:
1989 AIR 72 1988 SCR Supl. (3) 5
1989 SCC Supl. (1) 1 JT 1988 (4) 77
1988 SCALE (2)800
ACT:
Civil Services: Civil Services Regulation: Article
456(h)-Compulsory retirement-Scientist working in Defence
Research Laboratory-Post in which appellant was working--
Responsible one Poor performance cannot be tolerated-
Retirement order held valid.
HEADNOTE:
The appellant who was a scientist in the Defence
Electronics Research Laboratory was compulsorily retired
from services by an order dated November 28, 1988 under
Article 459(h) of the Civil Services Regulations. He
challenged the retirement order before the Central
Administrative Tribunal. It was contended on his behalf that
he had a brilliant academic career and a clean record of
service and that he had actually been interviewed for the
post of Director during May-June, 1986, and that on account
of the representation made by him in February, 1986 to the
authorities for redressal of personal grievances wherein he
had suggested improvements in the laboratory and pointed out
the defective functioning of the Institution, the
authorities developed bias against him. On behalf of the
Department, these allegations were countered and the service
records of the appellant were produced before the Tribunal.
The Tribunal rejected the allegations of bias, mala fide and
the appellants’ claim that the order of retirement was based
upon extraneous consideration, and dismissed the appeal.
In the appeal to this Court it was contended on behalf
of the appellant, that the appellant had a clean service
record and there was, therefore, no justification to
prematurely retire him, and that it has to be assumed that
the appellants’s record of service was clean as he was not
communicated any adverse entry in his character roll. The
Department made available for inspection at the hearing of
the appeal, the service records from 1973 till retirement,
in support of its stand that the guidelines prescribed for
review for deciding whether an officer should be prematurely
retired had been strictly followed, and that the decision to
retire the appellant was taken in a bona fide and legitimate
manner and without any bias or prejudice and that there were
several entries by the authorities in the character roll to
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indicate deficiencies and drawbacks in the appellant’s
functioning.
PG NO 6
Dismissing the appeal,
HELD: 1. The post in which the appellant was working was
a responsible one and poor performance could not be
tolerated. [IID]
2. The appellant had served under four controlling
authorities and three of them were Scientists of
international repute. These Scientists appear to have made a
fair assessment of the appellant’s work and what is material
is that there is unanimity in their conclusion. Years back
one of the entries had indicated that the appellant had
become ‘dead wood’, and he was also communicated the general
disapproval of his method of working. [11A-B, 11D]
3. It cannot be contended in the instant case, that
there was no communication of adverse entries because the
entries were mostly based upon general assessment of the
performance. Ordinarily when the entries relate to specific
instance leading to adverse entries, the communication
thereof is sent to the officer concerned with a view to
providing an opportunity for improvement of performance.
[11C-D]
4. The review proceedings were in consonance with the
guidelines framed by the Government. From the proceedings of
the Review Committee it is found that the Committee took up
the review of 19 officers and found the appellant alone
liable for retirement. Even at Government level after the
recommendation of the review committee, the report was duly
scrutinised. [11D, 11F]
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 658 of
1988
From the Judgment and Order dated 18.2.1987 of the
Central Administrative Tribunal Hyderabad in OA No. 522 of
1986.
P.P. Rao and A. Subba Rao for the Appellant.
D.N. Dwivedi, Ashok K. Srivastava and C.V.S. Rao for the
Respondents.
The Judgment of the Court was delivered by
RANGANATH MISRA, J. This appeal by special leave and is
directed against the decision of the Central Administrative
Tribunal, Hyderabad bench, dismissing the claim of the
appellant and rejecting his challenge to the order dated
PG NO 7
28th of November, 1986, retiring the appellant from service
under Article 459(h) of the Civil Services Regulations.
The order of the retirement impugned in the proceedings
was to the following effect:
"WHEREAS the President is of the opinion that it is in
the public interest to do so.
Now, THEREFORE, in exercise of the powers conferred by
Clause (h) of Article 459, of Civil Services Regulations,
the President hereby retires Dr. J.K. Sinha, Scientist ‘E’,
DLRL, Hyderabad with immediate effect, he having already
attained the age of 50 years on 27th March, 1981. The
President also directs that Dr. J.K. Sinha shall be paid a
sum equivalent to the amount of his pay plus allowances for
a period of 3 months calculated at the same rate at which he
was drawing them immediately before his retirement".
The appellant was born on 27th March, 1931, and took the
Master’s Degree in Science in Physics in 1953 and obtained
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Ph.D. in microwave Physics from the University of London in
1959. He also became a senior member of Institute of
Electrical and Electronics Engineers, USA and a member of
the Institute of Electrical Engineers, London. He acquired
professional training in the Institute of Semi Conductor,
Leningrad USSR, Leveder Institute of Physics, Moscow, and
Rice University, Texas, USA. In August 1960, he was
appointed as Senior Scientific Officer, Grade-I in the
Defence Science Laboratory, Delhi and in 1969 was promoted
as Principal Scientific Officer. In August, 1973, he was
further promoted as Deputy Chief Scientific Officer and
posted in Defence Electronics Research Laboratory,
Hyderabad. While serving in the said post he was prematurely
retired by the impugned order.
Before the Tribunal the appellant contended that he had
a brilliant academic career and had a clean record of
service; his research projects had been highly praised and
appreciated and he deserved promotion to the post of
Director (Scientist ‘G’/‘F’). The appellant was actually
interviewed for the said post during May and June 1986. In
February, 1986, he had made a representation to the
authorities for redressal of personal grievances and while
PG NO 8
suggesting for improvement in the laboratory he had pointed
out regarding the defective functioning of the Institution.
The authorities developed bias against the appellant. This
led to his not getting selected for the post of Director and
ultimately to the making of the impugned order. These
allegations were countered by the Department. Before the
Tribunal the service records of the appellant were produced.
The Tribunal rejected the allegations of bias and mala fide
and the appellant’s claim that the order of retirement was
based upon extraneous consideration and dismissed the
appeal.
The very contentions have been reiterated before us by
Mr. Rao appearing for the appellant. The Department made
available for inspection at the hearing the service records
from 1973 till his retirement in support of its stand that
the guidelines prescribed for review for deciding whether an
officer should be prematurely retired had been strictly
followed and the decision to retire the appellant was taken
in a bona fide and legitimate manner and without any bias or
prejudice.
Mr. Rao mainly emphasised that the appellant had a clean
service record and, therefore, there was no justification to
prematurely retire him. This submission is based upon the
assumption that the appellant’s record of service is clean
as he has not been communicated any adverse entry in his
character roll. Mr. Dwivedi for the respondent refuted the
assumption by stating that there were several entries by the
authorities to indicate deficiencies and draw-backs in the
appellant’s functioning and to support this submission he
relied upon the service records. According to Mr. Dwivedi
the entries are such that there was no obligation to
communicate the same under the prescribed guidelines. We may
refer to some of the entries now:
------------------------------------------------------------
Year Remarks
------------------------------------------------------------
1975 "I have not been too impressed with this officer
who does not seem to fit into DLRL and its work. l
agree with Director DLRL and CCR&D(E) in their
grading/remarks" .
1976 "I have not been impressed with this Officer. I
doubt if he fits in well with the work at DLRL. We
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will have to see how to redeploy him. This is not
easy in a post oriented budget system."
PG NO 9
1977 "I am in full agreement with Shri
.................in his comments/assessment
concerning this officer also with the grading of
Reviewing Officer. He would be best suited for a
preliminary Physics based and largely teaching
oriented job. His promotion to DCSO and posting to
DLRL was a direct result of the irrelevant system
of Subject Pyramids, Vacancy based promotion
defined by pure consideration of ACRs. Thus one
gets square pegs in round holes. It is this system
which has been changed recently after great effort.
The position as earlier operated was unfair in the
long term for the officers also, as in this case.
In principle Dr. Sinha would be a good man in the
right place."
1979 "An officer who thinks very much of himself but one
who cannot claim to have done something
substantial. I have suggested that he shifts to IAT
but he has refused".
1980 "From what I know of him, he merely talks but does
nothing very much. He refused to teach at IAT
though qualified on papers. He is one of those whom
we have to keep on as dead wood".
1981 "I agree. I have no high opinion of his work or as
a man. The DRDO derives no benefit from him but our
rules are such that we have to live with such
people".
1982 "He is an average officer".
1983 "Performance is average and fair".
1984 "I am totally disappointed with the officer. My
predecessors have also had the same feeling. I
tried to see whether he could be fit into MTRC
Bangalore. Even for this he has to appear for an
interview. His performance as far as I can see is
mediocre and I accept...’s observation.
He had stated "he is in my opinion at the lowest
limit of technical performance and managerial
performance in DCRL Scientist ‘E’."
PG NO 10
By the time the review was undertaken the report for the
year 1985 was not ready mainly on account of the appellant
not furnishing his self-assessment but the report which came
latter indicated that he was graded as poor for that year.
From the records we find that on June 9, 1980, the head
of the establishment had written to the appellant to the
following effect:
"Reference your letter of 27th May, 1980. You will
recall some time ago you sent me several communications and
also saw me in person about your future interests I thought
I had been able to give you a chance to expand on your
interest, but you have turned it down. It is, therefore, not
clear what exactly you want. If you want to take a dominant
role in the microwave development and research and its
related activities, this cannot be done purely on a personal
basis; it should be a part of the overall programme of the
Organisation. I am, therefore, requesting Shri Narayana Rao
to use you in whatever way he deems fit until a suitable
post is found for you."
On 17th April, 1986, the Director of Defence Electronics
Research Laboratory, Hyderabad, had written a letter to the
Director of Personnel, R & D Organisation, Ministry of
Defence, New Delhi, about the appellant, a copy of which is
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on record. The letter makes grievance that the appellant is
non-cooperative in the matter of submission of his self-
assessment for the year 1985. It further stated:
"I do not recommend him for promotion, due to the above
mentioned remedial defects about which he has been told many
time by me.
For many years he has not been putting in even the
minimum amount of effort which is expected of a person of
his level. With Government now extending the services of
Scientists/Engineers upto 60 years, I feel that in the best
interests of the Government, a careful study has to be made
whether people of his calibre and capabilities are allowed
to be continued in Government service.
I regard his overall performance is poor and he comes
against the lowest 5% of the Sc.E in the laboratory".
PG NO 11
The appellant has served under four controlling
authorities and three of them are Scientists of
international repute. These Scientists appear to have made a
fair assessment of the appellant’s work and what is material
is that there is unanimity in their conclusion. Years back
one of the entries had indicated that the appellant had
become "dead wood".
The Tribunal rightly rejected the plea of mala fides.
Quite appropriately, Mr. Rao did not reiterate that
contention. There could be no reason why everyone in the
Institution should turn hostile to the appellant.
Mr. Rao had contended that there was no communication of
adverse entries. Ordinarily when the entries relate to
specific instances leading to adverse entries, the
communication thereof is sent to the officer concerned with
a view to providing an opportunity for improvement of
performance. The entries which we have extracted above are
mostly based upon general assessment of the performance. As
we have already pointed out, he was communicated years back
the general disapproval of his method of working. We are
satisfied that the review proceedings were in consonance
with the guidelines framed by the Government. The post in
which the appellant was working was a responsible one and
poor performance could not be tolerated. In Shyam Lal v.
State of U.P. & Union of India, [1955] 1 SCR 26, a
Constitution Bench had indicated that compulsory retirement
did not involve any stigma or implication of misbehaviour or
incapacity. Ever since then by a catena of decisions, the
power of compulsory retirement and the procedure prescribed
for taking of such action have been approved by this Court.
It is unnecessary to refer to those cases.
From the proceedings of the Review Committee, we find
that the Committee took up the review of 19 officers and
found the appellant alone liable for retirement. The record
of the proceedings shows that even at Government level after
the recommendation of review committee, the report was duly
scrutinised.
In our opinion, the Tribunal rightly came to the
conclusion that the order of compulsory retirement was not
open to challenge. The appeal is accordingly dismissed.
There would be no order for costs.
Appeal dismissed.