Full Judgment Text
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CASE NO.:
Appeal (civil) 3441-3446 of 2002
PETITIONER:
CHANDRA PRAKASH TIWARI AND ORS.
RESPONDENT:
SHAKUNTALA SHUKLA AND ORS.
DATE OF JUDGMENT: 09/05/2002
BENCH:
G.B. PATTANAIK & UMESH C. BANERJEE
JUDGMENT:
JUDGMENT
2002 (3) SCR 948
The Judgment of the Court was delivered by
BANERJEE, J. Leave granted.
The irksome issue as regards the criterion of selection through placed
before the Court on occasions innumerable but the debate is still on. The
matters presently before this Court pertain to the promotion of police
officers from Sub-Inspector to Inspector in the State of U.P. in 1977 for
vacancies for the period between 1992 and 1996 and said to be upon due
completion of elaborate selection process - it is however this process
which stands scrutiny before this Court. Whereas the learned Single Judge
negated the selections and allowed the grievance of the writ petitioners
upon recording of a categorical finding that the selection has caused great
injustice to the senior Sub-Inspectors who had a totally unblemish service
record - the appellate Bench in a very detailed judgment recorded an
affirmation to the judgment of the learned Single Judge though for
different set of reason to wit, that the criteria for selection seniority
subject to the rejection of the unfit" as laid down in the Rules was not
followed and secondly that Selection Committee failed to prepare the list
for each year, keeping in view the number of vacancies in that year after
considering the Sub-Inspectors of police who were eligible and fell within
the zone of consideration for selection that year.
The records depict that the select list of 1996-97 stood challenged both at
Allahabad and at Lucknow under various writ petitions and as against the
orders of the learned Single Judge there were pending a large number of
appeals. The learned Single Judge who was in seisin of the matters at
Lucknow, however, thought it fit to refer the matters to a larger Bench and
scripted the following questions.
1. Whether the Departmental Selection Committee constituted for the purpose
of selection of Sub-Inspectors, Civil Police for promotion to the rank of
Inspectors, Civil Police, having adopted the criterion of ’merit’ alone for
selection, has not contravened the provisions of "The Uttar Pradesh Govt.
Services Criteria for Recruitment by Promotion Rules, 1994" which lays down
that posts for all services (excepting the post of Head of Department and
Officer immediately below him) to be filled up by promotions, shall be made
on the basis of seniority subject to rejection of the unfit?
2. Whether the provisions of the Uttar Pradesh Government Services Criteria
for Recruitment by Promotion Rules 1994 do to apply to the Police
personnel?
3. Whether in case the answer to question No. 1 is in the affirmative the
selection/select list contained in Annexure No. 1 in some writ petitions
and Annexure No. 1 and 2 in others is not bad in law and liable to be
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quashed?
The core question thus falling for consideration before this Court thus
runs as below :
Whether the selection as effected was to be made under the specific police
related order of 5th November, 1965 or the basis of seniority under the
General UP Government Service (Criteria for Recruitment by Promotion)
rules, 1994 framed under Article 309 of the Constitution?
Admittedly, the impugned selection of Sub-Inspectors of police for
promotion to the rank of Inspectors was effected in terms of the Government
Order dated 5th November, 1965. In order, however, to appreciate the
contentions raised in a manner proper and effective, the Government Order
spoken of earlier, ought to be noticed in extenso for its true purport. The
Government Order as below :
"From :
Shri R.K. Dar,
UP. Sachiv,
Uttar Pradesh Shasan
To,
The Inspector General of Police, Uttar Pradesh Allahabad/Lucknow
Dated Lucknow: November 5, 1965 Home (Police-A)
Sub : Method of Selection of Sub-Inspectors for promotion to the rank of
Inspectors.
Sir,
With reference to Deputy Inspector General of Police,
Headquarters letter No. V-500-51, dated August 18, 1964, on the subject
noted above, I am directed to say that after careful consideration of the
recommendations contained in para 246 of the U.P. Police Commissions
Report, 1960, the Governor in supersession of the povisions in the Police
Regulations and in modification of the present orders on the subject, has
been pleased to order that the procedure for selection of Sub Inspectors
for their promotion to the cadre of Inspector shall henceforth be as
follows :
(A) The existing quota system by which a certain number of Sub Inspectors
are at present selected from each Range should be abolished. Sub Inspectors
Civil Police who have put in not less than 10 years service as such (and
are below 50 years of age) on the 1st day of January of the year in which
the selection is made will now be eligible for promotion to the post of
Inspector. The range Deputy Inspector General of Police will send to the
Police Headquarters every year the following list.
(i) Lists of Sub Inspectors, Civil Police considered suitable for
officiating promotion as Inspector in order of seniority in a prescribed
form, which may be laid down by the Police Headquarters.
(ii) Lists of Sub Inspectors, Civil Police, who are not considered fit for
officiating promotion with brief reasons.
The Departmental Selection Committee will thereafter have a final
consolidated list prepared of Sub Inspectors Civil Police, considered
suitable for officiating promotion arranged in the order of their
seniority. From the final consolidated list, four times the number of
Inspectors required to be approved for officiating promotion will be called
for interview by the Departmental Selection Committee as constituted by
Government vide G.O. No. 4381-A/VIII-A-268/1961, dated August 2, 1962. The
assessment made by the Committee will be done by selection on merit, and a
list of approved candidates will be prepared on which the names of selected
candidates will arrange in order of their seniority. Those who are borne on
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the approved list of an earlier year will rank above those selected and
brought on an approved list of a later year.
(B) On the occurrence of substantive vacancies appointment to them shall be
made from amongst the candidates on the approved list prepared under para
’A’ on the basis of suitability. The claims of the candidates passed over
will be considered in the subsequent selection. The selection will be made
by the Departmental Selection Committee and there will be no further
interview of the candidates for filling in the substantive vacancies.
(C) Candidates selected for substantive appointment will be placed on two
years probation in accordance with the provisions of para 403(3) of the
Police Regulations. The period of service rendered by them as Inspector of
Police in a temporary or officiating capacity will be counted towards the
period of probation.
2. The above orders shall come into force with immediate effect.
Yours faithfully,
Sd/- R.K. Dar, Up Sachiv."
It is needless, however, to record that selection of Inspectors in Uttar
Pradesh stands effected on the basis of merit arranged in order of
seniority and the Government Order dated 5.11.1965 being the backgrounder
thereto.
Adverting at this juncture to U.P. Government Service (Criterion for
Recruitment by Promotion) Rules, 1994 made by the Governor of the State in
exercise of powers conferred by the proviso to Article 309 of the
Constitution and published in the U.P. Gazette (Extraordinary) Part IV
Section (Ka) dated 10th October, 1994 vide Notification No. 13/34/19-
Ka-1/1994 dated October 10, 1994, it may be noticed that the same
visualised the criterion of the seniority ’subject to the rejection of
unfit’ for promotion to the posts in all services to be filled by promotion
excepting the post of the Head of Department, a post one rank below the
post of Head of Department and a post in any service carrying the pay
scale, the maximum of which is Rs. 6,700 or above. Rule 4 of the Rules has
some significance and the same reads as under:
"4. Criterion for recruitment by promotion - Recruitment by Promotion to
the post of Head of Department, to a post just one rank below the Head of
Department and to a post in any service carrying the pay scale, the maximum
of which is Rs. 6700 or above, shall be made on the basis of merit, and to
rest of the posts in all services to be filled by promotion including a
post where promotion is made from a non-gazetted post to a gazetted post or
from one service to another service, shall be made on the basis of
seniority subject to the rejection of the unfit."
Dr. Rajiv Dhawan with his usual erudition and eloquece in support of the
appeals rested his submissions principally on two counts - the first being
field being already occupied by a statutory rule or order and subsequent
rule though framed under Article 309 cannot but give into the special and
specific rule or order - it is under the first count, however, another
incidental issue was also high-lighted by Dr. Dhawan, to writ:
applicability of the doctrine of estoppel by conduct. Referring to the
first count as above Dr. Dhawan drawing inspiration from the factual status
submitted that in the light of the clarifications of 1996 (pre-litigation)
and 1998 (post-litigation) by the U.P. State administration and by reason
of the order of 1965 being framed under Section 2 of the Police Act, the
applicability of the Rules framed under Article 309 in 1994 is a total non-
issue. Before however adverting to the same, it would be apposite to refer
to Section 2 of the Police Act, 1861 which postulates for establishment and
constitution of Police Force. Section 2 of the Act of 1861 (Police Act)
reads as below :-
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"(2). Constitution of the force - The entire police establishment under a
State Government shall, for purposes of this Act, be deemed to be one
police force, and shall be formally enrolled; and shall, consist of such
number of officers and men, and shall be constituted in such manner, as
shall from time to time be ordered by the State Government.
Subject to the provisions of this Act the pay and all other conditions of
service of members of the subordinate ranks of any a police force shall be
such as may be determined by the State Government."
Incidentally, the Police Act, 1861 being an Act for regulation of police
has the following as its preamble : "Whereas it is expedient to re-organise
the police and to make it a more efficient instrument for the prevention
and detection of crime". The Police Act of 1861, however, remained and
maintained its effectiveness though a pre-constitutional Act by virtue of
the provisions contained in Article 372(1) of the Constitution
notwithstanding the repeal of the Indian Independence Act, 1947 and the
Government of India Act, 1935. It is in this context Article 372 may be of
some significance as such relevant extracts thereof are set out hereinbelow
:
"372. Continuance in force of existing laws and their adaptation - (1)
Notwithstanding the repeal by this constitution of the enactments referred
to in Article 395 but subject to the other provisions of this Constitution,
all the law in force in the territory of India immediately before the
commencement of this Constitution shall continue in force therein until
altered or repealed or amended by a competent legislature or other
competent authority.
At this stage, it would be convenient also to note transitional provisions
as engrafted in Article 313 of the Constitution. The said Article reads as
below :
"313. Traditional provisions - Until other provisions is made in this
behalf under this Constitution, all the laws in force immediately before
the commencement of this Constitution and applicable to any public service
or any post which continues to exist after the commencement of this
Constitution, as an all-India Service or as service or post under the Union
or a State shall continue in force so far as consistent with the provisions
of this Constitution."
In this context. Section 46 and in particular sub-sections (2) and (3) may
also be noticed here being germane to the issue presently :
"(2).............the State Government may, from time to time, by
notification in the Official Gazette, make rules consistent with the Act -
(a) .....................
(b) ....................
(c) generally for giving effect to the provisions of this Act.
(3) All rules made under this Act may from time to time, be amended added
to or cancelled by the State Government."
There are thus an administrative order said to have been issued under the
Police Act of 1861 and which stands clarified by issuing amendment notes
thereto and a subsequent General Rule framed under Article 309. We shall
presently deal with Article 309 but before so doing one redeeming feature
which comes up for consideration pertains to the issue as to whether the
rules framed under Article 309 impliedly repeal the earlier administrative
order framed under a statute - needless to repeat that clarification of the
administrative order was effected as late as in the year 1998, depicting
thereby, of course, adaptation of the same by the State Government - it is
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on this factual backdrop that the issue arises as to whether it would be
justifiable conclusion that since the rules stand framed under Article 309
in the year 1994 governing the service conditions in general, there has
been a repeal by implication of certain administrative order framed under a
special legislature? It is on this context Broom’s legal Maxim in reference
to two Latin Maxims stated as below :
’’It is then, an elementary rule that an earlier Act must give place to a
later of the two cannot be reconciled lex posterior derogat priori -non et
nonum ut priores leges ad posteriores trahantur (Emphasis supplied) - and
one Act may repeal another by express words or by implication ; for it is
enough if there be words which by necessary implication repeal it. But a
repeal by implication is never to be favoured, and must not be imputed to
the legislature without necessity, or strong reason, to be shown by the
party imputing it. It is only effected where the provisions of the later
enactment are so inconsistent with, or repugnant to, those of the earlier
that the two cannot stand together; unless the two Acts are so plainly
repugnant to each other than effect cannot be given to both at the same
time a repeal cannot be implied; and special Acts are not repealed by
general Acts unless there be some express reference to the previous
legislation, or a necessary inconsistency in the two Acts standing
together, which prevents the maxim generalia specialibus non derogant
(Emphasis supplied) from being applied. For where there are general words
in a later Act capable of reasonable application without being extended to
subjects specially dealt with by earlier legislation, then, in the absence
of an indication of a particular intention to that effect, the presumption
is that the general words were not intended to repeal the earlier and
special legislation, or to take-away a particular privilege of a particular
class of persons."
Let us, at this juncture, have a look at Article 309 of the Constitution
which provides as under.
"309. Recruitment and conditions of service of persons serving the Union of
a State - Subject to the provisions of this Constitution, Acts of the
Appropriate Legislature may regulate the recruitment, and conditions of
service of persons appointed, to public services and posts in connection
with the affairs of the Union or of any State :
Provided that it shall be competent for the President or such person as he
may direct in the case of services and posts in connection with the affairs
of the Union, and for the Governor of a State or such person as he may
direct in the case of services and posts in connection with the affairs of
the State, to make rules regulating the recruitment, and the conditions of
the service of persons appointed, to such services and posts until
provision in that behalf is made by or under an Act of the appropriate
Legislature under this article and any rules so made shall have effect
subject to the provisions of any such Act."
It is in this context as well the decision of this Court in A.B. Krishna
(A.B. Krishna and Ors. v. State of Karnataka and Ors., [1998] 3 SCC 495
wherein this Court upon reference to Maxwells Interpretation of Statutes
(11th Edn. p. 168) as also oft cited decision pertaining to the maxim in
Vera Cruz (Seward v. Vera Cruz : (1884) 1 AC 59) States as below :
"9. It is no doubt true that the rule-making authority under Article 309 of
the Constitution and Section 39 of the Act is the same, namely, the
Government (to be precise, the Governor, under Article 309 and the
Government under Section 39), but the two jurisdictions are different. As
has been seen above, power under Article 309 cannot be exercised by the
Governor, if the legislature has already made a law and the field is
occupied. In that situation, rules can be made under the law so made by the
legislature and not under Article 309. It has also to be noticed that rules
made in exercise of the rule-making power given under an Act constitute
delegated or subordinate legislation, but the rules under Article 309
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cannot be treated to fall in that category and, therefore, on the principle
"occupied field", the rules under Article 309 cannot supersede the rules
made by the legislature.
10. So far as the question of implied suppression of the rules made under
Section 39 of the Act by the General Recruitment Rules as amended in 1977,
is concerned, it may be pointed out that the basic principle, as set out in
Maxwell’s Interpretation of Statutes (11th Edn. p. 168) is that :
"A general later law does not abrogate an earlier special one by mere
implication. Generalia specialibus non derogant, or, in other words, ’where
there are general words in a later Act capable of reasonable and sensible
application without extending them to subjects specially dealt with by
earlier legislation, you are to hold that earlier and special legislation
indirectly repealed, altered, or derogated from merely by force of such
general words, without any indication of a particular intention to do so’.
In such cases, it is presumed to have only general cases in view, and not
particular cases which have been already otherwise provided by the Special
Act."
11. This principle was reiterated in Vera Cruz case (Seward v. Vera Cruz,
(1884) 10 AC 59 as under :
"Where there are general words in a later Act capable of reasonable and
sensible application without extending them to subjects specially dealt
with by earlier legislation that......earlier and special legislation is
not to be held indirectly repealed, altered or derogated from merely by
force, of such general words, without any indication of a particular
intention to do so."
12. Vera Cruz case (supra) was followed in Eileen Louise Nicolle v. John
Winter Nicolle (1992) 1 AC 284 as under:
’It is no doubt a sound principle of all jurisprudence that a prior
particular law is not easily to be held to be abrogated by a posterior law,
expressed in general terms and by the apparent generality of its language
applicable to and covering a number of cases of which the particular law is
but one."
13. To the above effect, is also the decision of this Court in Maharaja
Pratap Singh Bahadur v. Thakur Manmohan Day, AIR (1966) SC (193 1), in
which it was indicated that an earlier special law cannot be held to have
been abrogated by mere implication. That being so, the argument regarding
implied supersession has to be rejected for both the reasons set out
above."
The issue at this stage thus arises as to the true effect of the Government
Order of 1965-is it a mere circular without any effect and succumb to rules
under Article 309?: A further question may also arise in this context,
namely, whether a post-independence Government Order having statutory back-
up under Police Act which stands amended or modified upto the year 1998
stands to lose its efficacy by reason of rule under Article 309 of 1994?
Whereas the Government Order though under a statute and especially
empowered to frame Rules and administrative orders, was issued under the
executive power of the State, the rules have been framed by the selfsame
Government by reason of the power conferred under Article 309-agency is the
same: author is the same-why was it necessary if the same is to give way to
the rules of 1994 to have a clarification issued in 1998. It is on this
score that Dr. Dhawan have been very vocal and criticised the judgment as
an "inexplicable contradiction". Truly a strong criticism, but we, however,
find some justification therein.
Contra is the submission of Mr. Misra appearing for the respondents herein.
It has been contended that the Government Order dated 5th November, 1965
being in the nature of executive instructions stood obliterated after
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10.10.1994 (date of notification of the Rules framed under Article 309)
since the executive order is subordinate to that of the Legislature and as
such the Government Order dated 10.10.1994 would prevail for governing the
terms and conditions of services of subordinate ranks of the police force.
Mr. Misra contended that admittedly the members of the subordinate ranks of
the police force come under the purview of the rule making power of the
Governor under Article 309 and their service conditions other than those
specified in Section 7 of the Act can be regulated by the Rules made under
the proviso to Article 309. It is with strong emphasis that Mr. Misra
contended that order of 5th November, 1965 falls short of becoming
statutory order as it is not a Rule made under Section 46(2) of the Police
Act, 1861 and Section 2 recognises only the executive power of the State.
Non-publication in the Official Gazette has been stated to be a redeeming
feature since the same stands out to be a primary requirement of Section
46(2) of the Police Act.
It is in this context, strong reliance has been placed on the decision of
Dayanandalal (K. Dayanandalal and Ors. v. State of Kerala and Ors., [1996]
9 SCC 728, wherein this Court in paragraphs 8, 9 and 10 stated as below:
"8. Shri P.S. Poti, the learned Senior Counsel appearing in support of the
appeals, has, in the first place, urged that the State and Subordinate
Services Rules are not applicable to the members of the police force in
Kerala. The learned counsel has pointed out that initially in the Kerala
Civil Services (Classification, Control and Appeal) Rules, 1957
(hereinafter referred to as "the 1957 Rules"), Kerala Police Service was
included in Schedule I and Kerala Police Subordinate Service was included
in Schedule II, and the said Rules were applicable to the Kerala Police
Service and the Kerala Police Subordinate Service. Subsequently, by
notification dated 26.5.1958, the 1957 Rules were amended and Kerala Police
Service was deleted from Schedule I and the Kerala Police Subordinate
Service was deleted from Schedule II. The submission was that since the
members of the Kerala Police Subordinate Service were no longer governed by
the 1957 Rules, the members of the said service were also not governed by
the State and Subordinate Services Rules which were made on 17.12.1958,
after the aforementioned notification dated 26.5.1958. We do not find any
merit in this contention. Merely because the Kerala Police Subordinate
Service had been excluded from the ambit of the 1957 Rules by notification
dated 26.5.1958, it cannot be said that the State and Subordinate Services
Rules, which are independent rules made vide notification dated 17.12.1958,
are not applicable to the members of the Kerala Police Subordinate Service.
The question of applicability of the State and Subordinate Services Rules
to the Kerala Police Subordinate Service has to be determined on the basis
of the provisions contained in the State and Subordinate Services Rules,
and not on the basis of the 1957 Rules. We find that the provision with
regard to the applicability of the State and Subordinate Services Rules is
contained in Rule 1 of the General Rules contained in Part II of the State
and Subordinate Services Rules which reads as under:
"1. Scope of the General Rules-These rules in this part shall apply to all
State and subordinate services and the holders of all posts, whether
temporary of permanent in any such service, appointed thereto before, or
after the date on which these rule come into force as provided in sub-rule
(b) of Rule 1 in Part I except to the extent otherwise expressly provided
(a) by or under any law for the time being in force, or (b) in respect of
any member of such service by a contract or agreement subsisting between
such member and the State Government."
9. The language of the said Rule is wide and comprehensive enough to
include all State and Subordinate Services and all posts whether temporary
of permanent except to the extent otherwise expressly provided by or under
any law for the time being in force or in respect of any member of such
service by contract or agreement subsisting between such member and the
State Government. Shri Poti has not been able to show any law or statutory
rule whereby the members of the Kerala Police Subordinate Service have been
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excluded from the ambit of the State and Subordinate Service Rules. We are,
therefore, of the view that members of the Kerala Police subordinate
Service are governed by the State and Subordinate Services Rules.
10. Shri Poti has next submitted that even if the State and Subordinate
Services Rules were held to be applicable to the members of the Kerala
Police Subordinate Service, the said Rules have no application
in the matter of promotion of Constables as Head Constables in view
of rules issued under order dated 17.5.1963. The submission is that
the said Rules are rules made under Section 69 of the Act. This
contention of Shri Poti cannot be accepted for the reason that Section
69 of the Act requires that the rules should be notified in the Gazette
and it has not been shown that the order dated 17.5.1963 was published
in the Gazette. Shri Poti has invited our attention to certain circulars
making amendments in the rules issued under order dated 17.5.1963
which were published in the Kerala Police Gazette". The submission
is that the publication of these circulars in the Kerala Police Gazette
indicates that the rules issued under order dated 17.5.1963 were in
the nature of statutory rules made under Section 69 of the Act. We
are unable to accept this contention. The Kerala Police Gazette is a
publication of the Office of Inspector General of Police issued for
departmental use only. It contains various circulars and standing orders
issued by the State Government as well as the circulars issued by the
Inspector General of Police and other useful information or the
members of the police force. The said Kerala Police Gazette cannot
be equated with the State Gazette published under the authority of the
State Government. The requirement in Section 69 of the Act regarding
the rules being notified in the Gazette postulates publication of the
rules in the Kerala State Gazette, and publication in the Kerala Police
Gazette (which too is not established) would not be a substitute for
the requirement of Section 69 regarding publication in the State
Gazette. In our opinion, therefore, the rules issued under order dated
17.5.1963 cannot be held to be rules made under Section 69 of the
Act and the order dated 17.5.1963 must be treated as an executive
order only. Since the provisions contained in Rule 10(ii) of the Rules
contained in the said order are in conflict with the provisions mentioned
in Rules 28 (b) (10) and 28(bb) of the State and Subordinate Services
Rules, the said provisions in Rule 10(ii) could not be applied and
promotion of Constables as head Constables could be made only in
accordance with Rules 28(b) (10) and 28(bb) of the State and
Subordinate Services Rules. We therefore, do not find any infirmity in the
impugned judgments of the High Court and the appeals are liable to be
dismissed".
Some reliance has also been placed on the decision of this Court Shish Ram
and Ors. v. State of H.P. and Ors., [1996] 10 SCC 166, wherein this Court
in paragraph 5 observed as under:
"5. Having given our anxious consideration to the respective
contentions, we think that the case of the appellants is founded on a
sounder footing than that of the respondents. It is true that the
respondents were drawing higher pay scale than that of the appellants
at the initial stage. But, let, when the statutory rules came to be made,
there was jump in the scale of pay of the appellants from Rs. 160-400
to 225-500 while the case of pay of the respondents remained stagnant
at Rs. 160-400 (sic 450). Even in the subsequent revision in the
ministerial cadre, the appellants’ scale of pay was higher than that of
the respondents. They were treated as two separate entities as indicated
earlier. When the statutory rules came to be made increasing their
scale of pay and making them eligible for promotion directly to the
post of gazetted cadre Class II from Assistants. Head Accountants,
Stenographers etc. to a pay scale of Rs. 500-900, it would be obvious
that the executive instructions issued earlier had to yield place to the
statutory rules made under provisio to Article 309. It is equally true
that in the subsequent rules made on 13.6.1978 under proviso to
Article 309 of the Constitution fusing Accountants and Head Clerks
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as eligible for promotion to the post of superintendent, it would be
obvious that in view of the fact that higher scale of pay was given to
the Assistants, Head Clerks in the scale of pay of Rs. 620-1200 while
that of the respondents remained to be Rs. 570-1080, by necessary
implication they cannot be treated to be of the same class for the
purpose of enabling them to seek promotion to the post of Gazetted
Class II. Moreover, the statutory rues do not include Accountants as
a feeder post for promotion as Gazetted Class II. Considered from
these perspectives, we are of the view that the Tribunal was in clear
error in directing the Government to consider Respondents 3 and 4
as senior to the appellants and in giving promotion over the appellants."
The Decision in Shish Ram (supra) in our view, however, not lend any
support to the contentions, more, so by reason of the fact that the
statutory rules which stand engrafted later" came to be made increasing
their scale of pay and making them eligible for promotion directly to the
post of Gazetted cadre Class II from Assistants. Head Accountants.
Stenographers etc. to a pay scale of Rs. 500-900." It is on this factual
background the Court gave its opinion that earlier executive instructions
containing a different pay scale had to yield place to the statutory rules
made under the proviso to Article 309. Conferment of higher pay thus was
the consideration for arriving at the conclusion in supersession of the
executive instructions.
As regards the decision in Dayanandalal (supra), this Court dismissed the
appeals on the ground that the provisions contained in Rule 10(2) of the
Rules contained in the order are in conflict with the provisions mentioned
in Rule 28(b) (10) and 28(bb) of the State and subordinate Service Rules
and it is by reason of such conflict that this court came to the conclusion
that the Kerala Civil Services (Classification, Control and Appeal) Rules.
1957 ought to prevail over Kerala Police subordinate Services Rules 1957.
It is at this juncture, some provisions of the Police Act ought also to be
noticed for ascertainment of its proper scope and effect. Section 2 of the
Act reads as below:-
"2. Constitution of the Force- The entire police establishment under a
State Government shall, for the purposes of this Act, be deemed to be one
police force, and shall be formally enrolled; and shall, consist of such
number of officers and men, and shall be constituted in such manner, as
shall from time to time be ordered by the State Government.
Subject to the provisions of this Act the pay and all other conditions of
service of members of the subordinate rank of an police force shall be such
as may be determined by the State Government."
On a scrutiny of the language, it appears that the proviso is of widest
possible amplitude. Section 7 of the Police Act is of some consequence and
relevance and it thus noted hereinbelow:
"7. Appointment, dismissal etc., of inferior officer-Subject to the
provisions of Article 311 of the Constitution and to such rules as the
State Government may from time to time make under this Act. the Inspectors-
General, Deputy Inspectors-General, Assistant Inspectors-General and
District Superintendents of Police may at any time dismiss, suspend or
reduce any police officer of the subordinate ranks whom they shall think
remiss or negligent in the discharge of his duty or unfit for the same; or
may award any one or more of the following punishments to any police
officer of the subordinate ranks who shall discharge his duty in a careless
or negligent manner, or who by any act of his own shall render himself
unfit for the discharge thereof, namely:-
(a) fine to any amount not exceeding one month’s pay;
(b) confinement to quarters for term not exceeding fifteen days, with or
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without punishment-drill, guard, fatigue or other duty;
(c) deprivation of good conduct pay;
(d) removal from any office of distinction or special emolument."
The opening words "subject to the provisions of Article 311 of the
Constitution and to such rules as the State Government may from time to
time make under this Act" is not only relevant but is of utmost importance.
It is true that the Section is restrictive in nature but under the same
heading itself gives guidance that the same includes appointments as well
and the Rules spoken of is to be under the Police Act only. Section 12 of
the Act needs also mention at this juncture which reads as below:-
"12. Power of Inspector-General to make rules:- The Inspector-General of
Police may, from time to time subject to the approval of the State
Government frame such orders and rules as he shall deem expedient relative
to the organisation, classification and distribution of the police-force,
the place at which the members of the force shall reside, and the
particular services to be performed by them; their inspection the
description of arms, accountrements and the other necessaries to be
furnished to them; the collecting and communicating by them of intelligence
and information and all such other orders and rules relative to the police-
force as the Inspector-General shall, from time to time, deem expedient for
preventing abuse or neglect of duty, and for rendering such force efficient
in the discharge of its duties."
The aforesaid provision of Section 12 thus authorises the Inspector General
of Police to make Rules obviously under the Act and in the nature of
administrative instructions. As a matter of fact a perusal of the
provisions of the Act, in particular that of Section 46, makes it
abundantly clear that the Statute (the Police Act) ought to be treated as a
complete Code by itself-There is thus a special statute concerning the
Police Force and within its fold include the appointment, dismissal,
placement and all other steps required to re-organise the Police and make
it more efficient instrument for the prevention and detection of crime.
Administrative instruction have admittedly been in use since the beginning
of the formation of separate cadre of Police in Uttar Pradesh. Let us,
however, at this juncture refer to certain office orders so as to reflect
the intention of the Government in the matter of implementation of the
Government Order dated 5.11.1965.
It is in this context reference may be made to Memorandum dated 21st
September, 1996 issued from the Special Secretary, Home, U.P.
Administration and addressed to the Deputy Inspector General of Police
(Personnel), U.P. Police Headquarters, Allahabad, wherein it has been
specifically recorded as under:
"In this connection I am directed to state that since the Police Department
has been formed and established under Section 2 of the Police Act, 1861 and
the Police Act is effective at present under Articles 313/372(1) of the
constitution, hence the Seniority Rules 1991 framed under the provision to
Article 309 of the Constitution shall not apply to the Police personnel."
Incidentally, be it noted that the aforesaid came as a reply as regards the
inquiry for applicability of the Service Rules of 1994 to the Police
personnel.
Subsequently, on 13th April, 1998, the Secretary, Home (Police) Section, UP
Admn. in consultation with the Personnel Department intimated all concerned
the following:-
"2. In the matter in question this situation has become clear in
consultation with the personnel department and after full consideration
that since the rules of service of personnel in the police department have
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been framed under the Police Act, hence the rules framed by the personnel
department under Article 309 of the Constitution are not applicable to
them."
There is yet another communication on 26th April, 1999 from the Home Police
Section of U.P. Administration to the Deputy Inspector General of Police,
UP Police Headquarters, Allahabad stating therein that there is a provision
in Section 2 of the Police Act, 1861 that subject to the provisions of the
Act, the State Government shall stipulate the pay and all the conditions of
service of members of the subordinate rank of any Police Force and if the
same is read with Section 46(2), the State Government stands vested with
the power to frame Rules and it has been the definite
instructions/guidelines that the State Government can thus prescribe the
conditions of service of its servants either by executive orders or by the
rules. The communication dated 26th April, 1999 further contained as below:
"In this case the procedure for promotion had been prescribed by the
Government order dated 5.11.1965, in which amendments were also made by
G.Os. The power to pass this Government Order has been provided for in
Section 2. For the exercise of this authority it has not been mentioned at
any place in Section 2 for getting the Governmental orders published in the
gazette.
When the State Government frames any rule under Section 46(2) then the
publication thereof in the gazette is expected.
When the publication of the Governmental order issued under Section 2 in
the gazette has not been expected of then any justification does not exist
for getting it published in the gazette with retrospective effect."
The aforesaid thus depicts the understanding of the Home Department under
the Ministry of Home Affairs (a Wing of the Government) and on the wake of
the understanding as above and acting thereon would mean and imply that
while the State Legislature passed the Act of 1994 but by reason of the
provisions of a special statute, namely, the Police Act, read with the
authorisation contained therein to frame Rules by way of executive orders,
the Government of Uttar Pradesh obviously did not in fact intend to apply
the general law to all and sundry.
Significantly, on a brief reference to factual matrix interviews were held
under 1965 Order which had participants participating without demur or
protest and the judgment impugned itself records that as regards the
interviews there has been no mala fides neither any bias nor any
favouritism. Even the 50% marks earmarked for interview stands accepted by
the impugned judgment. The principal ground of challenge thus against the
judgment impugned is that the Regulation of 1994 was applied by the High
Court and the other ancillary reason being that clubbing was not
permissible. It is at this juncture the conduct in the matter of
participation in the selection process without demur ought to be noticed,
as strongly propagated by Dr. Dhawan, which in turn brings into a
discussion of estoppel by conduct. This Court in Tata Iron and Steel Co.
Ltd. v. Union of India and Ors., [2001] 2 SCC 41 dealt with the issue of
estoppel by conduct rather exhaustively and one of us (Banerjee, J) in
paragraphs 20 and 21 stated the law pertaining thereto as below:-
"20. Estoppel by conduct in modern times stands elucidated with the
decisions of the English Court in Pickard v. Sears (1837:6Ad. & E1.469) and
its gradual elaboration until placement of its true principles by the Privy
Council in the case of Sarat Chunder Dey v. Gopal Chunder Laha, (1891-92)19
I.A.203) whereas earlier Lord Esher in the case of Seton, Laing Co. v.
Lafone, (1887: 19QBD 68 evolved three basic elements of the doctrine of
Estoppel to wit:
"Firstly, where a man makes a fraudulent misrepresentation and another man
acts upon it to its true detriment: Secondly, another may be where a man
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makes a false statement negligently though without fraud and another person
acts upon it: And thirdly, there may be circumstances under which, where a
misrepresentation is made without fraud and without negligence, there may
be an estoppel."
Lord Shand, however, was pleased to add one further element to the effect
that there may be statements made, which have induced other party to do
that from which otherwise he would have abstained and which cannot properly
be characterised as misrepresentation. In this context, reference may be
made to the decisions of the High Court of Australia in the case of Craine
v. Colonial Mutual Fire Insurance Co. Ltd. (1920: 28 C.L.R. 305) Dixon, J.
in his judgment in Grundt. v. Great Boulder Gold Mines Pvt. Ltd., (1939 :
59 C.L.R. 641) stated that:
"In measuring the detriment, or demonstrating its existence, one does not
compare the position of the representee, before and after acting upon the
representation, upon the assumption that the representation is to be
regarded as true, the question of estoppel does not arise. It is only when
the representor wished to disavow the assumption contained in his
representation that an estoppel arises, and the question of detriment is
considered, accordingly, in the light of the position which the representee
would be in if the representor were allowed to disavow the truth of the
representation."
(In this context see Spencer Bower and Turner: Estoppel by Representation
3rd Edn.) Lord Denning also in the case of Central Newbury Car Auctions
Ltd. v. Unity Finance Ltd., (1956) 3 All ER 905) appears to have subscribed
to the view of Lord Dixon, J. pertaining to the test of detriment’ to the
effect as to whether it appears unjust or unequitable that the
representator should now be allowed to resile from his representation,
having regard to what the representee has done or refrained from doing in
reliance on the representation, in short, the party asserting the estoppel,
must have been induced to act to his detriment. So long as the assumption
is adhered to, the party who altered the situation upon the faith of it
cannot complain. His complaint is that when afterward the other party makes
a different state of affairs, the basis of an assertion of right against
him then, if it is allowed, his own original change of position will
operate as a detriment. [vide Grundts: High Court of Australia (1939 (59)
CLR 641)]
21. Phipson on Evidence (Fourteenth Edn.) has the following to state as
regards estoppels by conduct.
"Estoppels by conduct, or, as they are still sometimes called, estoppels by
matter in pais, were anciently act of notoriety not less solemn and formal
than the execution of a deed, such as livery of seisin, entry, acceptance
of an estate and the like; and whether a party had or had not concurred in
an act of this sort was deemed a matter which there could be no difficulty
in ascertaining, and then the legal consequences followed. [Lyon v. Reed,
(1844) 13M & W.285, 309] The doctrine has however, in modern times, been
extended so as to embrance practically any act or statement by a party
which it would be unconscionable to permit him to deny. The rule has been
authoritatively stated as follows: "Where one by his words or conduct
willfully causes another to believe the existence of a certain state of
things and induces him to act on that belief so as to alter his own
previous position, the former is concluded from averring against the later
a different state of things as existing at the same time." [Pickard v.
Sears (1837) 6Ad. & El. 469, 474] And whatever a man’s real intention may
be, he is deemed to act willfully "if he so conducts himself that a
reasonable man would take the representation to be true and believe that it
was meant that he should act upon it. (Freeman v. Cooke: 1848 (2) Exch.
654, 663).
Where the conduct is negligent or consists wholly of omission, there must
be a duty to the person misled. Mercantile Bank v. Central Bank (1938) AC
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287, 304 and National Westminster Bank v. Barelays Bank International,
(1975 Q.B. 654) This principle sits oddly with the rest of the law of
estoppel, but it appears to have been reaffirmed, at least by implication,
by the House of Lords comparatively recently. Moorgate Mercantile Co. Ltd.
v. Twitching. (1977) AC 890 (H.L.)] The explanation is no doubt that this
aspect of estoppel is properly to be considered a part of the law relating
to negligent representations, rather than estoppel properly so-called. If
two people with the same source of information assert the same truth or
agree to assert the same falsehood at the same time, neither can be
estopped as against the other from asserting differently at another time.
[Square v. Square (1935) P. 120]"
In conclusion, this Court recorded that the issue of estoppel by conduct
can only be said to be available in the event of there being a precise and
unambiguous representation and it is on that score a further question
arises as to whether there was any unequivocal assurance prompting the
assured to alter his position or status - the situation, however, presently
does not warrant such a conclusion and we are thus not in a position to
lend concurrence to the contention of Dr. Dhawan pertaining the doctrine of
Estoppel by conduct. It is to be noticed at this juncture that while the
doctrine of estoppel by conduct may not have any application but that does
not bar a contention as regards the right to challenge an appointment upon
due participation at the interview/selection. It is a remedy which stands
barred and it is in this perspective in Om Parkash Shukla (Om Prakash
Shukla v. Akhilesh Kumar Shukla and Ors., [1986] Supp. SCC 285) a Three
Judge Bench of this Court laid down in no uncertain terms that when a
candidate appears at the examination without protest and subsequently found
to be not successful in the examination, question of entertaining a
Petition challenging the said examination would not arise.
Subsequently, the decision in Om Prakash stands followed by a later
decision of this Court in Madan Lal and Ors. v. State of J & K and Ors.,
[1995] 3 SCC 486, wherein this Court stated as below:
"9 Before dealing with this contention, we must keep in view the salient
fact that the petitioners as well as the contesting successful candidates
being respondents concerned herein, were all found eligible in the light of
marks obtained in the written test, to be eligible to be called for oral
interview. Up to this stage there is no dispute between the parties. The
petitioners also appeared at the oral interview conducted by the Members
concerned of the Commission who interviewed the petitioners as well as the
contesting respondents concerned. Thus the petitioners took a chance to get
themselves selected at the said oral interview. Only because they did not
find themselves selected to have emerged successful as a result of their
combined performance both at written test and oral interview, they have
filed this petition. It is now well settled that if a candidate takes a
calculated chance and appears at the interview, then, only because the
result of the interview is not palatable to him, he cannot turn round and
subsequently contend that the process of interview was unfair or the
Selection Committee was not properly constituted. In the case of Om Prakash
Shukla v. Akhilesh Kumar Shukla, [1986] Supp SCC 285 it has been clearly
laid down by a Bench of three learned Judges of this Court that when the
petitioner appeared at the examination without protest and when he found
that he would not succeed in examination he filed a petition challenging
the said examination, the High Court should not have granted any relief to
such petitioner.
10. Therefore, the result of the interview test on merits cannot be
successfully challenged by a candidate who takes a chance to get selected
at the said interview and who ultimately finds himself to be unsuccessful.
It is also to be kept in view that in this petition we cannot sit as a
court of appeal and try to reassess the relative merits of the candidates
concerned who had been assessed at the oral interview nor can the
petitioners successfully urge before us that they were given less marks
though their performance was better. It is for the Interview Committee
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which amongst others consisted of a sitting High Court Judge to judge the
relative merits of the candidates who were orally interviewed, in the light
of the guidelines laid down by the relevant rules governing such
interviews. Therefore, the assessment on merits as made by such an expert
committee cannot be brought in challenge only on the ground that the
assessment was not proper or justified as that would be the function of an
appellate body and we are certainly not acting as a court of appeal over
the assessment made by such an expert committee."
There is thus no doubt that while question of any estoppel by conduct would
not arise in the contextual facts but the law seem to be well settled that
in the event a candidate appears at the interview and participates therein,
only because the result of the interview is not ’palatable’ to him, he
cannot turn round and subsequently contend that the process of interview
was unfair or there was some lacuna in the process.
In that view of the matter, while we are not in a position to record our
concurrence with the applicability of the doctrine of estoppel by conduct
but by reason of the decisions as cited from the Bar, we do feel it
required to lend our concurrence to the submissions of Dr. Dhawan, on that
score as noticed above.
On a conspectus of the whole issue, it is thus difficult to comprehend that
the General Rule framed under Article 309 should or would also govern the
existing special rules concerning the police rules. Admittedly, the
guidelines as contained in the Government Order dated 5.11.1965 have been
under and in terms of the provisions of the Police Act. There is special
conferment of power for framing of Rules dealt with more fully
hereinbefore, which would prevail over any other Rule. Since no other rule
stands formulated and the Government Order of 1965 being taken as the
existing rule pertaining to the subject matter presently under
consideration with recent guide-lines as noted above, its applicability
cannot be doubted. Unless the General Rule specifically repeal the
effectiveness of the special rules, question of the latter rule becoming
ineffective or inoperative would not arise. In order to be effective, an
express mention is required rather an imaginary repeal. It is now a well
settled principle of law for which no relation is further required that law
Courts rather loath repeal by implication. The General Rule framed under
Article 309 has been for all State Government officials on and since 1994.
List II (State List) of the 7th Schedule specially refers to the powers of
the State Legislature to frame Rules specially for the Police. In this
context Item 2 thereof would be significant which reads as follows:
"List II-State List"
"2 Police (including railway and village police) subject to the provisions
of entry 2A of List I."
Police force admittedly has a special significance in the administration of
the State and the intent of the framers of our Constitution to empower the
State Government to make rules therefor has its due significance rather
than being governed under a general ominbus rule framed under the
provisions under Article 309. When there is a specific provision unless
there is a specific repeal of the existing law, question of an implied
repeal would not arise. In any event, the General Rules are only
prospective in nature and as such could not have affected the selection
process which commenced in the year 1993 and it is on this score the
parties advanced quite a lengthy submissions but in our view question of
further consideration thereof would not arise by reason of the commencement
of the selection process in 1993.
Incidentally, the Legislative intent has to be assessed in its proper
perspective and from the word used therein. In this context the inter-
ministerial correspondence as noticed above and the understanding apropos
the Government Order stands clear enough to indicate that while General
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Rules framed in the year 1994 are for general government servants, the
Police force are to be guided by the provisions of the Police Act and no
exception can be taken thereto.
Two other short issues remain for consideration; one pertaining to the
clubbing and the other is in regard to non-publication in the Official
Gazette. Gazette publication is required in terms of Section 46(2) and as
such until the Rule specifically required to be framed under Section 46(2),
the mandatory nature of the same cannot be stated to be a requirement. In
any event, it is hypertechnical in nature since the parties who were well
aware of the 965 Order, participated at the interview and knew the
contents. As such no further detail need be had on this score and we record
our concurrence with the submissions advanced by Dr. Dhawan.
As regards the issue of selections and clubbing, while in the normal
circumstances the same ought to be adhered to but in the event of there
being no such assessment or selection, it would not render the subsequent
selection void. In Vipinchandra Hiralal Shah Union of India and Ors. v.
Vipinchandra Hiralal Shah, [1996] 6 SCC 721, this Court upon reliance on to
the decision in Syed Khalid Rizvi v. Union of India, [1993] Supp. 3 SCC 575
in paragraph 11 stated as below:
"11. It must, therefore, be held that in view of the provisions contained
in Regulation 5, unless there is a good reason for not doing so, the
Selection Committee is required to meet every year for the purpose of
making the selection from amongst the State Civil Service Officers who
fulfil the conditions regarding eligibility on the first day of January of
the year in which the Committee meets and fall within the zone of
consideration as prescribed in clause (2) of Regulation 5. The failure on
the part of the Selection Committee to meet during a particular year would
not dispense with the requirement of preparing the Select List for that
year. If for any reason the Selection Committee is not able to meet during
a particular year, the Committee when it meets next, should, while making
the selection, prepare a separate list for each year keeping in view the
number of vacancies in that year after considering the State Civil Service
Officers who were eligible and fell within the zone of consideration for
selection in that year."
It cannot thus be treated to be void but any irregularity which is of
curable nature and can be cured. Dr. Dhawan made some comments as regards
the situation in Uttar Pradesh in support of not having annual selections
and thus clubbing. We are not, however, inclined to dilate thereon neither
any credence can be put thereto by reason of our views expressed above.
Clubbing in a later year may not be treated as fatal but as noticed
earlier, curable, more so having regard to the fact that initiation of a
selection process throughout the State would further take a considerable
period of time and the Court’s attitude presently being pragmatic and
justice oriented should do away with techincalities ought not to out-weigh
the course of justice.
In that view of the matter, the order impugned cannot be sustained. The
judgment of the learned Single Judge as also that of the Division Bench
stand set aside. The appeals thus stand allowed. No costs.