Wirtgen Gmbh vs Controller General Of Patents, Designs And Trademarks And Ors
- Court
- Delhi High Court
- Case type
- Civil Appeal Commercial Intellectual Property Division - Patent
- Decided on
- 23-03-2026
<div> <br /> <br /> <br /> $~ <br /> * <b>IN THE HIGH COURT OF DELHI AT NEW DELHI </b><br /> <b> </b><br /> <i>Reserved on: 20.11.2025 </i><br /> <i> </i> <i> </i> <i> </i> <i> </i> <i> Date of Decision: 23.03.2026 </i><br /> <i> </i> <i> </i> <i> </i> <i> </i> <i> Judgment uploaded on: As per digital signature</i> <b> </b><br /> <br /> + C.A.(COMM.IPD-PAT) 306/2022 <br /> <br /> WIRTGEN GMBH .....Appellant <br /> Through: Mr. Rohit Rangi, Mr. Vineet Rohilla, <br /> Mr. Debashish Banerjee, Mr. Pankaj <br /> Soni & Mr. Ankush Verma, Advs. <br /> <br /> versus <br /> <br /> CONTROLLER GENERAL OF PATENTS, DESIGNS AND <br /> TRADEMARKS AND ORS .....Respondents <br /> Through: Ms. Nidhi Raman, CGSC with Mr. <br /> Om Ram, Mr. Arnav Mittal and Mr. <br /> Mayank Sansanwal, Advs. <br /> % <br /> <b>CORAM:</b> <br /> <b>HON'BLE MS. JUSTICE MANMEET PRITAM SINGH ARORA</b> <br /> <b>J U D G M E N T </b><br /> <b> </b><br /> <b>MANMEET PRITAM SINGH ARORA, J:</b> <br /> <br /> 1. This is an appeal under Section 117A of the Patents Act, 1970 (‘the <br /> Patents Act’), challenging the order dated 25.11.2019 (‘impugned order’) <br /> passed by the Assistant Controller of Patents and Designs/Respondent No. 2 <br /> in Indian Patent Application number 2874/DEL/2010 filed on 03.12.2010 <br /> (‘Subject Patent Application’) for the invention titled ‘BIT HOLDER AND <br /> BASE PART FOR RECEIVING A BIT HOLDER’. <br /> <b> </b><br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>1</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> <b>FACTUAL MATRIX </b><br /> 2. Brief facts necessary for deciding the present appeal are set out <br /> below: <i> </i><br /> 3. The Appellant/Wirtgen GMBH filed the Subject Patent Application <br /> on 03.12.2010 as a convention application claiming priority from the <br /> German Patent Application No. 10 2009 059.3-24 dated 17.12.2009. The <br /> bibliographic details of the application are given below: <br /></div><table><thead><tr><th>Application No.</th><th>2874/DEL/2010</th></tr></thead><tbody><tr><td>Filing Date</td><td>03.12.2010</td></tr><tr><td>Request for Examination</td><td>03.12.2010</td></tr><tr><td>Publication Date</td><td>04.10.2013</td></tr><tr><td>First Examination Report (‘FER’)</td><td>13.07.2017</td></tr><tr><td>Response to FER</td><td>05.01.2018</td></tr><tr><td>Hearing Notice</td><td>30.08.2019</td></tr><tr><td>Date of Hearing</td><td>18.09.2019</td></tr><tr><td>Written Submissions</td><td>03.11.2019</td></tr><tr><td>Date of Impugned Order of Refusal</td><td>25.11.2019</td></tr></tbody></table><div><br /> <br /> 4. The FER was issued on 13.07.2017 after a period of six and a half <br /> years. The FER listed various objections raised by Respondent No. 2, <br /> wherein the primary objections raised were pertaining to: <br /> i. Claims are lacking inventive step under Section 2(1)(ja) of the <br /> Patents Act and <br /> ii. Claims do not sufficiently define the scope of the present <br /> invention under Section 10(4)(c) of the Patents Act. <br /> 5. The Appellant thereafter filed a detailed response complying with all <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>2</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> the requirements raised in the FER on 05.01.2018. Vide the said response, <br /> the Appellant clarified the following: <br /> i. Lack of Inventive Step: The prior art documents fail to disclose <br /> ‘a bit holder including a base part for receiving the said bit holder this <br /> enables long-lasting and rigid bracing of the bit holder with respect to <br /> the base part under high stress. The invention discloses a bit holder in <br /> which the supporting and bearing surfaces are arranged at an angle to <br /> each other. The longitudinal axis of the bit receptacle and the insertion <br /> projection form an obtuse angle, creating a supporting region that helps <br /> dissipate transverse loads during tool use. <br /> ii. Unity of Inventions: the Claim 1 is directed towards a bit <br /> holder, whereas Claim 15 recites a base part for receiving the said bit <br /> holder and both sets of claims are linked with each other with a <br /> common feature of ‘bit holder’. Claim 20 describes the direction of the <br /> supporting surfaces. <br /> iii. Clarity and Conciseness, Definitiveness and other <br /> requirements: the claims were amended to meet the requirements and <br /> the dependency clause ‘according to’ appearing in the sub claim had <br /> been replaced with ‘as claimed in claim’. <br /> 6. Thereafter, a hearing notice was issued on 30.08.2019 for the official <br /> hearing of the Subject Patent Application on 18.09.2019. Certain objections <br /> were raised by Respondent No. 2 in the said hearing notice. The official <br /> deadline to file written submissions was 03.10.2019; however, pursuant to a <br /> telephonic discussion with Respondent No. 2, the Appellant filed a petition <br /> under Rule 138 along with the official fee on 30.09.2019, seeking an <br /> extension of the official deadline for filing the written submission by one (1) <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>3</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> month. The fresh deadline was extended to 03.11.2019. In view of the <br /> extension, the Appellant filed a detailed written submission in response to <br /> the objections raised in the hearing notice on 01.11.2019. <br /> 7. Respondent No. 2 issued the impugned order on 25.11.2019, which <br /> was communicated to the Appellant on 27.11.2019. The Subject Patent <br /> Application was rejected on the ground that Claims 1 to 22 lack inventive <br /> step in view of prior art documents D1-D4 under Section 2(1)(ja) of the <br /> Patents Act, and that the claims are not definite and fail to clearly define the <br /> scope of the invention, contrary to Section 10(4)(c) of the Patents Act. <br /> <b>SUBMISSIONS BY THE PARTIES </b><br /> <b>Submissions by the Appellant </b><br /> 8. Mr. Rohit Rangi, learned counsel for the Appellant, states that the <br /> present invention relates to a bit holder and a corresponding base part in <br /> which said bit holder can be installed. The bit holder and the base part are <br /> mounted on a milling drum of a machine used for removing road surfaces or <br /> surface mining. <br /> 9. He states that Respondent No. 2 has rejected the subject application <br /> for lack of inventive step in view of documents D1-D4. It is pertinent to <br /> mention that the novelty and inventive step of the present invention lie in the <br /> alignment and orientation of the support surfaces of the bit holder and the <br /> base part. Therefore, Respondent No. 2 has clearly acknowledged that D1-<br /> D3 does not provide any disclosure regarding the novel and inventive <br /> features of the present invention. <br /> 10. He states that it is trite law that in order to lack novelty of a claim, all <br /> the features recited in the claim should be present in the cited document. <br /> Further, the prior publication should contain a clear description and provide <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>4</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> clear instructions to do or carry out the same, which would infringe the <br /> claim in question. Therefore, the claimed invention is clearly distinguishable <br /> and not anticipated in view of D4. <br /> 11. He states that Respondent No. 2 has only made general statements <br /> about the disclosure of D4. Neither any analysis nor any mapping of features <br /> has been conducted. Respondent No. 2 has merely reproduced a part of the <br /> abstract of D4 in the Impugned Order and has not compared any feature <br /> recited in the claims of the subject application with the disclosure of D4, <br /> which was required for establishing lack of novelty. <br /> 12. He states that Respondent No. 2 has also not explained how and <br /> which teachings of D1-D3, in combination with the features disclosed in D4, <br /> render the present invention obvious. Any combination of D1-D4 cannot <br /> render the present invention obvious since they fail to disclose or suggest the <br /> supporting segment comprising two (2) supporting surfaces arranged at an <br /> angle to one another, and the longitudinal centre axis of the bit receptacle <br /> and the longitudinal axis (L) of the insertion projection enclosing an obtuse <br /> angle. In view thereof, the refusal of the Subject Patent Application under <br /> Section 2(1)(ja) of the Patents Act is not tenable. <br /> 13. He states that Respondent No. 2 has erroneously and arbitrarily <br /> refused the subject application under Section 10(4)(c) of the Patents Act on <br /> the ground that the claims are not definitive. Several objections, including <br /> those relating to “transverse central plane”, “extend locally”, “in front of the <br /> longitudinal axis”, and “at least locally with an offset”, were not even raised <br /> in the FER or the hearing notice. The objection regarding multiple <br /> dependent claims is also untenable as neither the Patents Act nor the Manual <br /> of Patent Office Practice and Procedure prohibit such dependency, and the <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>5</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> scope of the invention remains clear when read with the independent claims. <br /> Further, the alleged overlap between Claims 9 and 10 is incorrect since both <br /> claims relate to different embodiments concerning the orientation of the <br /> bearing surfaces. Accordingly, the claims are clear, definite, and fully <br /> supported by the specification and drawings. The refusal of the subject <br /> application under Section 10(4)(c) is, therefore, unsustainable and liable to <br /> be set aside. <br /> <b>Submissions by the Respondents </b><br /> 14. Ms. Nidhi Raman, learned counsel for the Respondents, states that <br /> Respondent No. 2’s statement has been taken out of context. Respondent <br /> No. 2’s analysis did not stop at D1-D3. It was a multi-step argument that <br /> must be read in its entirety. The argument is not that D1-D3 alone make the <br /> invention obvious, but that they establish the background knowledge <br /> available to a person skilled in the art. The lack of inventive step arises when <br /> the teachings of D4 are combined with this background knowledge. <br /> 15. She states that the purpose of citing D1, D2 and D3 was to establish <br /> that the general concept of a two-part system, i.e. a base part attached to a <br /> machine and a removable holder for a tool, was common knowledge in the <br /> field. <br /> 16. She states that the prior arts teach the following: <br /> i. D1 explicitly teaches a holder with a base part for holding a <br /> tool. <br /> ii. D2 explicitly discloses a tool combination having a base part <br /> and a bit holder. <br /> iii. D3 explicitly discloses a cutting element with a base element <br /> and a chisel holder. <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>6</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> 17. She states that the very next part of Respondent No. 2’s analysis <br /> introduces the crucial teaching from D4. Respondent No. 2 found that D4 <br /> teaches a chisel holder and a base part where a bearing surface (profiles 27, <br /> 28.1) is supported on a supporting surface (profile 12-13) of the base part, <br /> and the base part comprises a shoulder connected to the supporting surface. <br /> This is precisely the concept of using multiple facets and dedicated <br /> supporting surfaces that was missing from D1-D3. <br /> 18. She states that a person skilled in the art, starting with the well-known <br /> holder systems of D1-D3 and seeking to improve them, would naturally look <br /> to other solutions in the field. Upon finding D4, which explicitly teaches the <br /> use of multi-faceted support surfaces to improve durability and wear <br /> resistance, it would be obvious to apply that teaching to the systems in D1-<br /> D3. D4 teaches that a simple flat surface is insufficient and that adding <br /> angled geometry improves durability. <br /> 19. She states that an independent claim must be clear and define the <br /> invention on its own terms, not by relying on external clarification from the <br /> description or other claims to resolve its vagueness. The language of Claim <br /> 1 is what defines the legal boundary, and as it stands, it fails to specify <br /> which of the possible obtuse angles is being claimed, rendering the scope of <br /> the monopoly sought indefinite. <br /> 20. She states that it is the case of the Appellant that the Respondent No. <br /> 2 has introduced new terms in the impugned order. However, Respondent <br /> No. 2 has already mentioned the claims in the hearing notice within which <br /> these terms fall, and thus have not been introduced for the first time. <br /> <b> </b><br /> <b> </b><br /> <b> </b><br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>7</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> <b>ANALYSIS </b><br /> <b> </b><br /> 21. This Court has heard the learned counsel for the parties and perused <br /> the material on record. <br /> 22. The Subject Patent Application covers an invention that relates to a <br /> bit holder and a corresponding base part for cutting tools used in milling or <br /> mining machines, wherein angled supporting and bearing surfaces and an <br /> obtuse angle between the bit receptacle axis and insertion projection axis <br /> provide improved load distribution, rigid bracing, and secure mounting <br /> under high operational stresses. <br /> 23. This Subject Patent Application has been refused by the Respondent <br /> No.2 under Section 10(4)(c) and 2(1)(ja) of the Patents Act. The relevant <br /> parts of the impugned order are as follows: <br /> “ <b>Scope of Invention </b><br /> <b> </b><br /> 4. I have carefully considered the reply of the applicant and observe <br /> following part of the claims being not in accordance with section 10 of the <br /> Act: <br /> i. Axes, L & M as per figure 6 intersect each other at an angle. The <br /> form both acute and obtuse angle. The claim is however specific on <br /> obtuse angle but does not refer properly. <br /> <br /> ii. <b>“transverse central plane”</b> in claim 1, 12 is not defined. <br /> <br /> iii. <b>“at least locally in front of”</b> in claim 3 is vague. Also directions of <br /> the said surfaces and ‘v’ are not same as in figure 6. <br /> <br /> iv. Claims 3-22 are multiple dependent and as such scope of the <br /> invention can not be definitive under section 10 (4) (c) of the Patents <br /> Act. For ex. : subject matter in claim 7 talks of the feature of <br /> supporting surfaces 29. Said claim is dependent on claims 1-6. <br /> Subject matters in claims 4-6 are not relating to supporting surface <br /> but bearing surface or pressure surface etc. <br /> <br /> v. Subject matter in claim 14 claims the angle between ‘L’ and ‘M’. <br /> Said claim is dependent on all preceding claims, where ‘L’ and ‘M’ <br /> are not even referred to. In a similar manner it is difficult to identify <br /> the scope of the claims. <br /> <br /> vi. <b>“at least locally with an offset”</b> in claim 5 is vague. <br /> <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>8</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> vii. <b>“supporting surfaces (29) face toward the free end”</b> in claim 7 is <br /> vague in meaning. <br /> <br /> <br /> viii. <b>“extend locally”</b> in claim 9 is vague. <br /> <br /> ix. Scope of subject matter in claim 10 overlaps with claim 9. <br /> <br /> x. <b>“in front of the longitudinal axis”</b> in claim 18 is vague. <b>“at least </b><br /> <b>locally with an offset”</b> in claim 19 is vague. <br /> <br /> <br /> <b>B. Technical Analysis (with respect to the priori arts cited for Novelty </b><br /> <b>and Inventive Step) </b><br /> <b> </b><br /> 5. After duly considering the reply of the applicant in written submissions <br /> (post FER and hearing), I do not find it persuasive to consider the instant <br /> patent application novel and inventive for the reason as below: <br /> <br /> DE102005017760: D1 explicitly teaches of a holder with a base part for <br /> holding a tool. Said holder being held in the box (base part) with the help of <br /> a screw. <br /> <br /> EP1761682: D2 explicitly discloses a tool combination having a base part <br /> and a bit holder. <br /> <br /> DE4322401:D3 explicitly discloses a Cutting element with a base element <br /> and chisel holder. <br /> <br /> Therefore, D1-D3 explicitly teaches a tool combination of base part and a <br /> holder. Above documents however fail to disclose as if the base or older part <br /> is made in multiple facets and having supporting surfaces. <br /> <br /> CN101091037: D4 teaches that the chisel holder and a base part. A bearing <br /> surface is supported on a supporting surface of the base part, and the base <br /> part comprises a shoulder which is connected to the supporting surface. A <br /> replacement chamber is formed between the shoulder and a facing end <br /> surface of the chisel holder. <br /> <br /> Therefore, considering the disclosure in D4, I am of the opinion that D4 <br /> alone would be able to destroy the novelty of the instant application for <br /> patent. Also, instant application for patent discloses mechanically equivalent <br /> components / parts of tool / features of the tool disclosed in D4. Therefore, a <br /> person skilled in the art would be able to combine the teaching of D4 in D1-<br /> D3 and reach to the instant invention to provide various supports as in <br /> instant application for patent. <br /> <br /> <b>C. Decision </b><br /> In view of my observations in the paragraphs 5 & 6, <br /> <br /> i. I consider the subject matter in set of claims 1-22 submitted is not <br /> inventive under section 2 (1) (ja) of the Patents Act, 1970. <br /> <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>9</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> ii. The drafted claims are not in compliance of the section 10 (4) (c) of <br /> the Patents Act, 1970 for being not definitive in defining scope of the <br /> claims. <br /> I, therefore, refuse the application for grant of patent under section 15 of the <br /> Patents Act, 1970.” <br /> [Emphasis supplied] <br /> <br /> 24. From the above extracted paragraphs made by Respondent No. 2 in <br /> the impugned order, it is clear that the Subject Patent Application has been <br /> refused since the claims of the Subject Patent Application do not define the <br /> scope of the invention as per the requirement under Section 10(4)(c) of the <br /> Patents Act. Also, the subject matter claimed in the Subject Patent <br /> Application does not fulfil the inventive step requirement under Section <br /> 2(1)(ja) of the Patents Act. In order to determine that the said requirements <br /> have been fulfilled by the Subject Patent Application, this Court deems it <br /> appropriate to assess the aforesaid provisions in the facts of the present case. <br /> <b>Section 10(4)(c) of the Patents Act </b><br /> 25. This Court shall first examine the objection raised by Respondent No. <br /> 2 in the impugned order under Section 10(4)(c) of the Patents Act. During <br /> hearing, as recorded in the written submissions dated 20.07.2023 which was <br /> filed before this Court, the Appellant had raised serious concerns over the <br /> impugned order over violation of the principles of natural justice since some <br /> of the specific terms which Respondent No. 2 had determined in the <br /> impugned order to be not fulfilling the requirement under Section 10(4)(c) <br /> of the Patents Act was never raised before in the hearing notice or the FER. <br /> Therefore, the Appellant had not received any opportunity to address the <br /> objection before Respondent No. 2. However, the counsel representing <br /> Respondent No.2 has argued that even though specific terms were not <br /> referred to in the hearing notice, a reference to the claims that contain those <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>10</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> words was already there in the hearing notice. <br /> 26. The objection raised by Respondent No. 2 in FER under Section <br /> 10(4)(c) is as follows: <br /> “ <b>SCOPE: </b><br /> (xvi) Claim(s) does/do not define the scope of invention for which the <br /> protection is claimed for the following <br /> reasons: <br /> <br /> <b>Not Applicable </b><br /> <b> </b><br /> <b>CLARITY AND CONCISENESS: </b><br /> (xvii) Claim(s) 1,4,5,7,10,15,17 and 19 are not clearly worded in respect <br /> of: <br /> <br /> Claims not clearly worded and in claim 1,4,5,7,10,15,17 and 19 the word <br /> <b>"comprises/comprising" should be replaced with word "consisting </b><br /> <b>of". </b><br /> <br /> <b>DEFINITIVENESS: </b><br /> (xviii) Claim(s) 2-14 and 16-20 do not sufficiently define the invention <br /> for the reasons as follows: <br /> <br /> <b>The word “according to” in the claims 2-14 and 16-20 is not </b><br /> <b>definitive; it requires amendment by replacing word “as claimed in </b><br /> <b>claim”.” </b><br /> [Emphasis supplied] <br /> <br /> 27. The objection raised by Respondent No. 2 in the hearing notice dated <br /> 30.08.2019 under Section 10(4)(c) is as follows: <br /> “1. Subject matter in claims fails to define the scope of the invention <br /> <b>under section 10 (4) (c) of the Patents Act, 1970</b> : <br /> <br /> 1. Direction 11 in figure 1 and 2 seem different. <br /> <br /> 2. Holding projection in claims should be replaced with “holder” or <br /> “holding part”, since same is part of the insertion projection, which <br /> seem to be detachable and holding part seem not to be detachable. <br /> <br /> 3. <b>“at least locally” in claim 2 is vague</b> . <br /> <br /> Further supporting surfaces (29) does not seen to be in ‘V’ (which <br /> seems to be perpendicular to direction 11 in figure 1) direction in any <br /> of the figure but making some angle (<90 degree) to said direction. <br /> <b>“Substantially oppositely to the tool feed direction”</b> in claim 3 is <br /> vague. As per figure 5, surfaces 21.5 seem to be at an angle to feed <br /> direction ‘v’ but not apparently opposite to the said direction. <br /> <br /> 4. <b>“at least locally with an offset”</b> in claim 4 is vague. <br /> <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>11</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> 5. <b>“pressure surface”</b> , “being at an angle” in claim 5. <br /> <br /> 6. <b>“</b> face <b> toward the free end of the insertion projection (21)</b> ” in claim <br /> 6. <br /> 7. <b>“consisting of a region that is cantilevered out beyond the </b><br /> <b>insertion projection (21)”, “on the cantilevered region”</b> in claim 7 <br /> <br /> 8. “wherein <b> the supporting surface (29) or supporting surfaces (29) </b><br /> <b>and the bearing surface (21.5) or bearing surfaces (21.5) </b><br /> <b>respectively form slide guides</b> ” in claim 10. No technical meaning <br /> in claim 10 can be deduced. <br /> <br /> 9. A. Subject matter in 11 in respect of bearing surface(s) and <br /> supporting surface(s) are redundant with respect to claims 1-10. Said <br /> claims depicts out the way these surfaces are extended/arranged in <br /> the claimed invention. Therefore, these surfaces act as an antecedent <br /> basis to the bit holder (20). <br /> <br /> In said claim 11 the said surfaces are presented in a way in which <br /> they are arranged to bit holder of the invention, where no technical <br /> change in the position / arrangement of said surfaces is apparent. <br /> <br /> B. In a similar manner supporting surface 29 is presented to be <br /> parallel to the longitudinal center axis ‘M’ in claim 12. It is noted that <br /> the earlier claims 1-11 where the position / arrangement of these <br /> surfaces were disclosed were vague. Therefore, the positioning of <br /> supporting surface 29 should be discloses taking reference of ‘M’ <br /> only. Any other claim is not able to bring clarity to the position of <br /> surface 29 which otherwise intend to reveal or seek protection of <br /> same position/arrangement. <br /> <br /> C. Claims 2,4,8,10,11, 14 (without prejudice to any other claims) <br /> disclose the position / arrangement of bearing surface(s) and <br /> supporting surface(s). These claims are vague in respect to drafting <br /> and fail to define the scope of the invention. The proper positioning <br /> of these surfaces are required to be presented taking reference of ‘L’ <br /> and ‘M’. Further relation of these axes with ‘11’, ‘V’ may be added in <br /> same claim in order to bring clarity to the scope of the invention. <br /> <br /> 10. The multiple dependencies of the dependent claims 3-12 & 14, 17-19 <br /> (as claims X or Y, Claims X to Y, any of the preceding claim, etc.) <br /> makes it difficult to correlate the disclosed technical feature of said <br /> claims with other dependent / independent claims. The scope of said <br /> claims is not definite under section 10 (4) (c) of the Patents Act, <br /> 1970.” <br /> [Emphasis supplied] <br /> <br /> 28. It is a settled principle of law that the examination process under the <br /> Patents Act is required to conform to the principles of natural justice, <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>12</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> particularly the rule of <i>audi alteram partem</i> , which mandates that an <br /> applicant must be afforded a fair opportunity to meet the objections that may <br /> ultimately form the basis of refusal of the application. The Supreme Court in <br /> <b>Assistant Commissioner. Commercial Tax Department v. Shukla and </b><br /> <b>1</b><br /> <b>Brothers</b> has held as follows: <i> </i><br /> “10. The increasing institution of cases in all Courts in India and its <br /> resultant burden upon the Courts has invited attention of all concerned in <br /> the justice administration system. Despite heavy quantum of cases in <br /> Courts, in our view, it would neither be permissible nor possible to state <br /> as a principle of law, that while exercising power of judicial review on <br /> administrative action and more particularly judgment of courts in appeal <br /> before the higher Court, providing of reasons can never be dispensed <br /> with. The doctrine of audi alteram partem has three basic essentials. <br /> Firstly, a person against whom an order is required to be passed or whose <br /> rights are likely to be affected adversely must be granted an opportunity <br /> of being heard. Secondly, the concerned authority should provide a fair <br /> and transparent procedure and lastly, the authority concerned must apply <br /> its mind and dispose of the matter by a reasoned or speaking order. This <br /> has been uniformly applied by courts in India and abroad.” <br /> <br /> [Emphasis supplied] <br /> 29. The scheme of the Patents Act contemplates that objections are first <br /> communicated through the FER as required under Section 12 of the Patents <br /> Act, and where necessary, clarified through a hearing notice, thereby <br /> enabling the applicant to address the concerns of the controller through <br /> written submissions or amendments as prescribed under Section 14 of the <br /> Patents Act. <i> </i><br /> 30. In the present case, an analysis of the FER and hearing notice in the <br /> context of the impugned order shows that some objections under Section <br /> 10(4) were raised for the first time in the impugned order. Consequently, the <br /> applicant was not put on notice that these aspects would form the basis of <br /> <br /> 1<br /> (2010) 4 SCC 785 <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>13</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> the final decision. The objections which appeared for the first time in the <br /> impugned order are as follows: <br /> i. “at least locally with an offset" in claim 19 is vague. <br /> ii. “in front of the longitudinal axis" in claim 18 is vague.” <br /> iii. “Scope of the subject matter of claim 10 overlaps with claim 9.” <br /> iv. "extend locally" in claim 9 is vague <br /> <br /> v. "transverse central plane" in claims 1, 12 is not defined. <br /> 31. The Appellant, during the course of the hearing, has endeavoured to <br /> satisfy this Court on all of these specific terms, which are very well defined <br /> and have been sufficiently backed by the drawings and detailed description <br /> of the Complete Specification of the Subject Patent Application. <br /> 32. The submission made by the Appellant regarding these terms under <br /> Section 10(4)(c) of the Patents Act is as follows: <br /></div><table><thead><tr><th>Terms/phrases from claims of Subject<br>Patent Application</th><th>Explanation by Appellant under Section<br>10(4)(c)</th></tr></thead><tbody><tr><td>"transverse central plane" in claims 1, 12 is<br>not defined</td><td>“The Respondent No. 2 did not raise this<br>objection in the First Examination Report<br>(FER) or the Hearing notice. Moreover, the<br>final claims 12 does not have term<br>''transverse central plane". Nevertheless,<br>the term "transverse central plane", finds<br>sufficient support from last para at page 4<br>and para 3 of page 11 of the specification.<br>The longitudinal axis of the insertion<br>projection and the bit receptacle<br>longitudinal centre axis define a transverse<br>central plane of the bit holder”</td></tr></tbody></table><div><br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>14</b> of <b>21</b> <br /> <br /><br /></div><table><thead><tr><th>"extend locally" in claim 9 is vague</th><th>The Respondent No. 2 did not raise this<br>objection in the hearing notice or the FER.<br>Nevertheless, it is clear from Figures 4 and<br>5 and their corresponding description<br>provided in the specification that the<br>bearing surfaces (21.5) extend locally, in<br>the direction of the longitudinal axis of the<br>insertion projection (21), beyond<br>supporting surfaces (29) as stated in claim<br>9.</th></tr></thead><tbody><tr><td>Scope of the subject matter of claim 10<br>overlaps with claim 9</td><td>The Respondent No. 2 did not raise this<br>objection in the hearing notice or the FER.<br>Nevertheless, Claim 9 recites that the<br>bearing surface (21.5) or bearing surfaces<br>(21.5) extend locally, in the direction of the<br>longitudinal axis of the insertion projection<br>(21), whereas claim 10 is directed towards<br>different embodiment of the present<br>invention, wherein the bearing surface<br>(21.5) or bearing surfaces (21.5) extend<br>parallel to the longitudinal axis of the<br>insertion projection (21) or extend<br>substantially in the direction of the<br>longitudinal axis. The aforesaid claims do<br>not have an overlapping scope.</td></tr><tr><td>"in front of the longitudinal axis" in claim<br>18 is vague</td><td>The Respondent No. 2 did not raise this<br>objection in the hearing notice or the FER.<br>Nevertheless, it is clear from Figure 7 in<br>combination of Fig. 3 and their<br>corresponding description provided in the</td></tr></tbody></table><div><br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>15</b> of <b>21</b> <br /> <br /><br /></div><table><thead><tr><th></th><th>specification that supporting surfaces<br>(18.1) are in front of the longitudinal axis<br>of the insertion receptacle (15) in the tool<br>feed direction (v) as stated in claim 18.</th></tr></thead><tbody><tr><td>“at least locally with an offset" in claim 19<br>is vague.</td><td>The Respondent No. 2 did not raise this<br>objection in the hearing notice or the FER.<br>Nevertheless, it is clear from Figure 7 and<br>its corresponding description provided in<br>the specification that supporting surfaces<br>(16.1) of the projection (17) consisting of<br>surface regions that are arranged at least<br>locally with an offset, transversely to the<br>tool feed direction (v), with respect to the<br>supporting surface (18.1) or supporting<br>surfaces (18.1) of the supporting projection<br>(12) as stated in claim 19.</td></tr></tbody></table><div><br /> <br /> 33. This Court is of the view that the technical objections, particularly <br /> those relating to the scope of claims under Section 10(4)(c) of the Patents <br /> Act, must be clearly communicated to the applicant at the examination stage. <br /> If Respondent No. 2 introduces new grounds for refusal for the first time in <br /> the final order, the applicant is effectively deprived of an opportunity to <br /> clarify the claims, amend the specification, or address Respondent No. 2’s <br /> concerns through submissions. Such a course of action runs contrary to the <br /> fundamental requirement of fairness and transparency embedded in quasi-<br /> judicial decision-making. <br /> 34. It is also pertinent to note that patent examination is inherently an <br /> interactive process, where deficiencies identified during prosecution are <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>16</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> ordinarily cured through amendments or clarifications. When objections are <br /> raised for the first time in the impugned order without prior notice, the <br /> applicant is denied the procedural opportunity that the statute guarantees. <br /> 35. In the present matter, while some objections relating to clarity of <br /> claim language had indeed been mentioned in the FER and the hearing <br /> notice, the impugned order proceeds to introduce additional technical <br /> objections and interpretative concerns that were not previously <br /> communicated to the applicant. These newly introduced grounds appear to <br /> have materially influenced the Respondent’s conclusion that the claims fail <br /> to define the scope of the invention. The reliance on such uncommunicated <br /> objections renders the decision procedurally infirm. <br /> 36. Thus, this Court is of the opinion that the objection under Section <br /> 10(4)(c) of the Patents Act requires fresh analysis considering the <br /> submissions of the Appellant. This Court also does not think it appropriate <br /> to interfere with the compliance with the terms that were already raised in <br /> the hearing notice. However, the argument of Respondent No. 2 that the <br /> Appellant shall not rely on the description or drawings for claim <br /> interpretation does not stand merit. It is now a settled legal principle, as a <br /> Coordinate Bench of this Court and this Court has recently noted in <b>AGFA </b><br /> <b>2</b><br /> <b>NV v. Controller of Patents & Designs</b> <b>,</b> and in <b>Resham Priyadarshini v. </b><br /> <b>3</b><br /> <b>Controller of Patents & Designs</b> <b> </b> and also as is evident from the reading of <br /> Sections 10(4)(c) and 10(5) of the Patents Act, that the claims must be fairly <br /> based on the disclosure made in the specification. Hence, the claims, or any <br /> ambiguous terms in the claims, are to be read with the specification. <br /> <br /> 2<br /> 2023 SCC OnLine Del 3493 <br /> 3<br /> 2025 SCC OnLine Del 9655 <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>17</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> Therefore, Respondent No. 2 shall give a fresh opportunity to the Appellant <br /> to respond to the objections to the satisfaction of Respondent No. 2 and <br /> thereafter reconsider the claims in light of the Complete Specification and <br /> the submissions of the Appellant. <br /> <b>Section 2(1)(ja) of the Patents Act </b><br /> 37. Now, this Court shall examine the objection of Respondent No. 2 that <br /> the Subject Patent Application does not have an inventive step as per <br /> Section 2(1)(ja) of the Patents Act. <br /> 38. The Court has considered the reasoning recorded by Respondent No. <br /> 2 in the impugned order, in relation to the findings on inventive step based <br /> on prior art documents DE102005017760 (D1), EP1761682 (D2), <br /> DE4322401 (D3), and CN101091037 (D4). Respondent No. 2 has <br /> concluded that the claims of the Subject Patent Application lack inventive <br /> step under Section 2(1)(ja) of the Patents Act when the teachings of D4 are <br /> combined with those of D1-D3. <br /> 39. It is pertinent to note that the Subject Patent Application has two (2) <br /> independent claims, Claims 1 and 16. Claim 1 relates to a bit holder <br /> comprising an insertion projection and a holding projection, wherein the <br /> supporting segment includes two supporting surfaces arranged at an angle to <br /> one another, and further wherein the longitudinal centre axis of the bit <br /> receptacle and the longitudinal axis of the insertion projection enclose an <br /> obtuse angle. The claim further specifies that the supporting surfaces are <br /> arranged on both sides of a transverse central plane extending in the tool <br /> feed direction. <br /> Independent Claim 16 relates to a base part configured to receive the <br /> bit holder, wherein the base part includes supporting projections with prism-<br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>18</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> shaped supporting surfaces arranged at an angle to one another, and wherein <br /> these surfaces also form an obtuse angular relationship with the longitudinal <br /> axis of the insertion receptacle. <br /> 40. Thus, the claims of the Complete Specification of the Subject Patent <br /> Application reveal that the invention lies in a specific geometric and <br /> structural arrangement of supporting and bearing surfaces between the bit <br /> holder and the base part, intended to create a stable support and guided <br /> engagement between the two (2) components. <br /> 41. According to the Respondent No. 2’s reasoning in the impugned <br /> order, a person skilled in the art would combine the teachings of D4 with <br /> D1-D3 to arrive at the claimed invention. <br /> 42. However, the impugned order does not follow the five-step test <br /> prescribed by the Division Bench of this Court in <b>F. Hoffmann-La Roche </b><br /> <b>4</b><br /> <b>Ltd. v. Cipla Ltd.</b> <b>, </b> as reaffirmed by another Division Bench of this Court <br /> <b>5</b><br /> in <b>Tapas Chatterjee v. Controller of Patents & Designs</b> . <b> </b><br /> 43. Patent law requires that the conclusion of lack of inventive step as <br /> required under Section 2(1)(ja) of the Patents Act is to be supported by a <br /> reasoned analysis demonstrating why the Person Skilled in the art would <br /> have arrived at the claimed invention without inventive effort. The <br /> impugned order merely states that such a combination would be possible, <br /> without explaining why the skilled person would be led to modify the <br /> structures disclosed in D1-D3 in light of D4 to produce the particular <br /> angular and symmetric supporting surface arrangement claimed in the <br /> present invention. <b> </b><br /> <br /> 4<br /> 2015 SCC OnLine Del 13619 <br /> 5<br /> 2025 SCC OnLine Del 6369 <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>19</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> The conclusions recorded therein with respect to inventive step are <br /> not supported by a proper feature-wise analysis of the claims vis-à-vis the <br /> cited prior art, nor do they disclose a reasoned basis explaining how a person <br /> skilled in the art would arrive at the claimed invention by combining the <br /> teachings of the cited documents. <br /> 44. In the absence of such reasoning, the finding of a lack of inventive <br /> step cannot be said to satisfy the analytical threshold ordinarily required in <br /> patent examination. <b> </b><br /> 45. In light of the above analysis, the Court finds that the impugned order <br /> suffers from both analytical and procedural deficiencies and cannot be <br /> sustained in law. <b> </b><br /> 46. Therefore, the impugned order does not stand merit and is liable to be <br /> set aside. The matter is remanded back to Respondent No. 2 for a <i>de novo </i><br /> consideration in accordance with the law, after affording the applicant an <br /> adequate opportunity to address the objections under Sections 10(4)(c) and <br /> 2(1)(ja) of the Patents Act. <br /> 47. This Court clarifies that it has not expressed any binding opinion or <br /> view on the issues dealt herein. No observation made in this judgment is to <br /> be understood as expressing any view in that regard, as would bind the <br /> adjudicating authority. <br /> 48. The Controller would afford a fresh opportunity of hearing the <br /> Appellant before deciding the Subject Patent Application after giving a <br /> hearing notice to the Appellant. If any new material comes to the knowledge <br /> of the Respondent, the same would be put to the Appellant in the hearing <br /> notice so that the Appellant has an opportunity to deal with the same. <b> </b><br /> 49. Accordingly, the appeal is allowed, and the following directions are <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>20</b> of <b>21</b> <br /> <br /><br /> <br /> <br /> <br /> passed: <b> </b><br /> i) The impugned order is set aside, and the matter is remanded <br /> back to the Patent Office for a fresh consideration of the objections <br /> under Sections 10(4)(c) and 2(1)(ja) of the Patents Act. <br /> ii) A fresh hearing may be issued for the Appellant, demarking all <br /> the objections, including those which were freshly mentioned in the <br /> impugned order. <br /> iii) The applicant shall have the liberty to file fresh written <br /> submissions along with an amended set of claims, if required. <br /> iv) The Patent Office shall endeavour to decide the subject <br /> application in an expeditious manner, preferably within four (4) months <br /> from today. <br /> 50. The appeal stands disposed of in the aforesaid terms. <br /> 51. Pending application stands disposed of. <br /> 52. The Registry is directed to supply a copy of the present order to the <br /> office of the Controller General of Patents, Designs & Trade Marks of India <br /> on the e-mail- [email protected] . <br /> <br /> <br /> <b>MANMEET PRITAM SINGH ARORA, J </b><br /> <b>MARCH 23, 2026/aa/fv</b> <br /> <br /> <br /> <br /> Signature Not Verified<br /> Signed By:MOHIT<br /> Signing<br /> Date:25.03.2026 18:20<br /> C.A.(COMM.IPD-PAT) 306/2022 Page <b>21</b> of <b>21</b> <br /> </div>