Full Judgment Text
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PETITIONER:
SUNIL BATRA ETC.
Vs.
RESPONDENT:
DELHI ADMINISTRATION AND ORS. ETC.
DATE OF JUDGMENT30/08/1978
BENCH:
KRISHNAIYER, V.R.
BENCH:
KRISHNAIYER, V.R.
CHANDRACHUD, Y.V. ((CJ)
FAZALALI, SYED MURTAZA
SHINGAL, P.N.
DESAI, D.A.
CITATION:
1978 AIR 1675 1979 SCR (1) 392
1978 SCC (4) 494
CITATOR INFO :
RF 1979 SC 916 (82)
E 1980 SC 249 (4)
R 1980 SC 470 (10)
F 1980 SC1535 (2,11,20,21,23,30,38)
REL 1980 SC1579 (3)
RF 1980 SC1789 (112)
RF 1980 SC2147 (51)
R 1981 SC 625 (2,4,7,8,10,11,12,14)
RF 1981 SC 746 (3,4,6)
R 1981 SC 939 (3)
R 1981 SC1767 (11,22)
MV 1982 SC1325 (75)
F 1982 SC1413 (45)
R 1983 SC 361 ((2)1,12,14,17)
RF 1983 SC 465 (3,5,12,16,17)
R 1983 SC 473 (6)
RF 1985 SC 231 (2,3)
R 1986 SC 180 (39)
F 1989 SC1375 (20,71)
RF 1991 SC 101 (30,70,115,227,278)
RF 1991 SC 345 (6)
RF 1991 SC2176 (39)
ACT:
Prisons Act 1894-Section 30-Scope of-Solitary
confinement-Imposition of bar-fetters under. s. 56 on a
prisoner-Whether violates Articles 14, 19, 21 of the
Constitution 1950.
Practice and Procedure-Necessity of social welfare
organisation to intervene in the litigative process.
Prisons Act 1894 and Punjab Jail Manual-Need for
revision to reflect the deeper meaning in the behavioural
norms correctional attitudes and luimane orientation for the
prison staff and prisoners alike.
Words & Phrases-Under sentence of Death and ’apart from
all other prisoner’s-Meaning of
HEADNOTE:
Section 30(2) of the Prisons Act provides that every
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prisoner under sentence of death shall be confined in a cell
apart from all other prisoners and shall be placed by day
and by night under the charge of a guard.
The petitioner in W.P. No. 2202 of 1977 who was a
convict under sentence of death challenged his solitary
confinement. It was contended on his behalf that s. 30(2)
does not authorise placing a prisoner under sentence of
death in solitary confinement and that the jail authority
could not arrogate to itself the power to impose such
punishment under the garb of giving effect to s. 30(2). On
the other hand it was contended on behalf of the State that
the section merely permits statutory segregation for safety
of the prisoner in the prisoner’s own interest and that
instead of striking down the provision, the Court should
adopt a course of so reading down the section as to denude
it of its ugly inhuman features.
The petitioner in W.P. 565 of 1977 contended that s. 56
of the Prisons Act which confers unguided, uncanalised, and
arbitrary powers on the Superintendent to confine a prisoner
in irons is ultra vires Arts. 14 and 21 of the Constitution.
Dismissing the petitions.
^
HELD: (per Chandradchud C.J. Fazal Ali, Shinghal and
Desai, JJ.).
1. Section 30(2) does not empower the prison authority
to impose solitary confinement upon a prisoner under
sentence of death. Even jail discipline inhibits solitary
confinement as a measure of jail punishment. [499H]
2. It has been well established that convicts are not
by mere reason of the conviction denuded of all the
fundamental rights which they otherwise possess. For example
a man of profession who is convicted would stand stripped of
his right to hold consultations while serving out his
sentence; but the Constitution guarantees other freedoms
like the right to acquire, hold and dispose of property for
the exercise of which incarceration can be no impediment.
Likewise even
393
a convict is entitled to the precious right guaranteed by
Art. 21 that he shall not be deprived of his life or
personal liberty except according to the procedure
established by law. [495G-H]
Procunier v. Martiney 40 L. Ed. 2d. 224 at 248; Wolff
v. Mcdonnel 41 L. Ed 409 at 501; D. Bhuvan Mohan Patnaik v.
State of Andhra Pradesh & Ors. [1975] 2 SCR 24 referred to.
3. Sections 73 and 74 of the Indian Penal Code leave no
room for doubt that solitary confinement is by itself a
substantive punishment which can be imposed by a court of
law. It cannot be left to the whim and caprice of prison
authorities. The limit of solitary confinement that can be
imposed under Court‘s order is strictly prescribed by the
Penal Code. [498 B-C]
4. Solitary confinement is so revolting to the modern
sociologist and law reformer that the Law Commission
recommended that the punishment of solitary confinement is
out of tune with modern thinking and should not find a place
in the Penal Code as a punishment to be ordered by any
criminal court even though it may be necessary as a measure
of jail discipline. [498 F-G]
5. The explanation to s. 44(8) of the Prisons Act makes
it clear that a person is not wholly segregated from other
prisoners in that he is not removed from the sight of other
prisoners and he is entitled to have his meals in
association with one or more other prisoners. Even such
separate confinement cannot exceed three months. Para 847 of
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the Punjab Jail Manual, if literally enforced would keep a
prisoner totally out of bounds, that is, beyond sight and
sound. Neither separate confinement nor cellular confinement
of a condemned prisoner would be as tortuous or horrendous
as solitary confinement of a condemned prisoner. Section
30(2) merely provides for confinement of a prisoner under
sentence of death in a cell apart from other prisoners. Such
confinement can neither be cellular confinement nor separate
confinement and in any event it cannot be solitary
confinement [499E-H]
6. A "prisoner under sentence of death" in the context
of s. 30(2) can only mean a prisoner whose sentence of death
has become final, conclusive and indefeasible which cannot
be annulled or avoided by any judicial or constitutional
procedure. Till then a person who is awarded capital
punishment can be said to be a prisoner under sentence of
death. There is an inordinate time lag between the sentence
of death passed by the Sessions Judge and the final disposal
of appeal by the High Court or Supreme Court depending on
the circumstances of each case or the rejection of an
application for mercy by the President or the Governor. It
cannot be said that under s. 30(2) such prisoner, from the
time the death sentence is awarded by the Sessions Judge has
to be confined to a call apart from other prisoners. [501F,
502C, 501C, 501E]
7. Jail custody is something different from custody of
a convict suffering simple or rigorous imprisonment. The
purpose behind enacting s. 366(2) of the Code of Criminal
Procedure is to make the prisoner available when the
sentence is required to be executed. Unless special
circumstances exist, even in cases where a person is kept in
a cell apart from other prisoners with day and night watch,
he must be within the sight an sound of other prisoners and
be able to take food in their company. [502 E-G]
394
8. Section 30(2) as interpreted is not violative of
Art. 20. When a prisoner is committed under a warrant for
jail custody under s. 366(2), Cr. P.C. and if he is detained
in solitary confinement which is a punishment prescribed by
s. 73, I.P.C. it will amount to imposing punishment for the
same offence more than once, which would be violative of
Art. 20(2). But as the prisoner is not to be kept in
solitary confinement and the custody in which he is kept
under s. 30(2) would prelude detention in solitary
confinement, there is no chance of imposing a second
punishment upon him and, therefore, s. 30(2) is not
violative of Art. 20. [502H; 503 A-B]
9. Personal liberty of the person who is incarcerated
is to a great extent curtailed by plaintive detention. It is
even curtailed in preventive detention. The liberty to move,
mix, mingle, talk, share company with co-prisoners, if
substantially curtailed, would be violative of Art. 21
unless the curtailment has the backing of law. Section 30(2)
establishes the procedure by which it can be curtailed but
it must be read subject to the interpretation placed in this
judgment. Once s. 30(2) is read down, its obnoxious element
is erased and it cannot be said that it is arbitrary or
that there is deprivation of personal liberty without the
authority of law. [504E-F] t
10. Classification according to sentence for security
purposes is valid and therefore s. 30(2) does not violate
Art. 14. The restriction imposed by s. 30(2)
is not unreasonable. It is imposed keeping in view the
safety of the prisoner and the prison security and does not
violate Art. 19. [505F]
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11. There is no warrant for an implicit belief that
every prisoner under sentence of death is necessarily
violent or dangerous requiring his segregation. The
rationale underlying s. 30(2) is that the very nature of the
position and predicament of a prisoner under sentence of
death leads to a certain situation
and present problems peculiar to such persons and warrant
their separate classification and treatment as a measure of
jail administration and prison discipline. It can hardly be
questioned that prisoners under sentence of death form a
separate class and their separate classification has to be
recognised. [505 A-C]
12. Section 30(2) as interpreted does not mean that the
prisoner is to be completely segregated except in extreme
cases of necessity which must be specifically made out and
that too after he become a prisoner under sentence of death.
[505F]
13. Section 56 is not violative of Arts. 14 and 21.
[511C] The power under s. 56 can be exercised only for
reasons and considerations which are germane to the
objective of the statute, viz.: safe custody of the
prisoner, which takes in considerations regarding the
character and propensities
of the prisoner. These and similar considerations bear
direct nexus with the safe custody of prisoners as they are
aimed primarily at preventing their escape. The
determination of the necessity to put a prisoner in bar
fetters has to be made after application of mind to the
peculiar and special characteristics of each individual
prisoner. The nature and length of sentence or the magnitude
of the crime committed by the prisoner are not relevant for
the purpose of determining that question. [509A-C]
14. There are sufficient guideiines in s. 56. It
contains a number of safe guards against misuse of bar
fetters by the Superintendent. Such circumscribed peripheral
discretion with duty to give reasons which are revisable by
the higher
395
authority cannot be described as arbitrary so as to be
violative of Art. 14. The A Superintendent can put the
prisoner in bar fetters only after taking into consideration
the peculiar and special characteristics of each individual
prisoner. No ordinary routine reasons can be sufficient.
Duty to record reasons in the Superintendent‘s journal as
well as the prisoner‘s history ticket will narrow the
discretionary power conferred on him. The reasons must be
recorded in the language intelligible and understandable by
the prisoner. A further obligation is that the fetters
imposed for the security, shall be removed by the
Superintendent as soon as he is of opinion that this can be
done with safety. The Superintendent will have to review the
case at regular and frequent intervals for ascertaining
whether the fetters can be removed. [510-A-B, 509E-H]
15. Moreover the section does not permit the use of bar
fetters for an unusually long period, day and night, and
that too when the prisoner is confined in a secure cell from
where escape is somewhat inconceivable. [511B] C
Per Krishna Iyer J. concurring
1. The vires of section 30 and section 56 of the
Prisons Act upheld. These and other provisions, being
somewhat out of tune with current penelogical values, to be
revised by fresh legislation. Prison Manuals are mostly
callous colonial compilations and even their copies are
mostly beyond the prisoner’s ken. Punishments. in civilized
societies, must not degrade human dignity or would flesh and
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spirit. The cardinal sentencing goal is occupational,
changing the consciousness of the criminal to ensure social
defence. Where prison treatment abandons the reformatory
purpose and practises dehumanizing techniques it is
wasteful, counter-productive and irrational hovering on the
hostile brink of unreasonableness (Article 19). [488B-C]
(2) Solitary confinement, even if mollified an(l
modified marginally, is not sanctioned by s. 30 for
prisoners ’under sentence of death’. But it is legal under
that section to separate such sentences from the rest of the
prison community during hours when prisoners are generally
locked in. The special watch, day and night. Of such
sentences by guards upheld. Infraction of privacy may be
inevitable, but guards must concede minimum human privacy in
practice. [488E]
(3) Prisoners ’under sentence of death’ shall not be
denied any of the community amenities. including games,
newspapers, books, moving around and meeting prisoners and
visitors, subject to reasonable regulation of prison
management. Section 30 is no substitute for sentence of
imprisonment and merely prescribes the manner of organizing
safe jail custody authorised by s. 366, Cr. P. C. [488F]
(4) If the prisoner desires loneliness for reflection
and remorse, for prayers and making peace with his maker, or
opportunities for meeting family or friends. such facilities
shall be liberally granted, having regard to the stressful
spell of terrestial farewell his soul may be passing
through, the compassion society owes to him whose life it
takes. [488H]
(5) The crucial holding under s. 30(2) is that a person
is not ’under sentence of death’, even if the sessions Court
has sentenced him to death subject to confirmation by the
High Court. He is not ’under sentence of death’ even if the
High Court imposes, by confirmation or fresh appellate
infliction, death penalty, so long as an appeal to the
Supreme Court is likely to be or has been moved or is
pending Even if this Court has awarded capital sentence, s.
30 9-526SCI /78
396
does not cover him so long as his petition for mercy to the
Governor and/or to the President permitted by the
Constitution, Code and Prison Rules, has not been disposed
of. Of course, once rejected by the Governor or the
President, and on further application there is no stay of
execution by the authorities, he is ’under sentence of
death’, even if he goes on making further mercy petitions.
During that interregnum he attracts the custodial
segregation specified in s. 30(2). To be ’under sentence of
death‘ means ’to be under a finally executable death
sentence’. [48H, 489A-C]
(6) Further restraint on such a condemned prisoner is
not ruled out, if clear and present danger of violence or
likely violation of custody is, for good reasons, made out,
with due regard to the rules of fair play implied in natural
justice. Minimal hearing shall be accorded to the affected
prisoner if he is subjected to further severity. [489D]
(7) On the necessity for prison reform and revision of
Jail Manuals held:-
(a) Section 56 must be tamed and trimmed by the
rule of law and shall not turn dangerous by
making prison ’brass’ an imperium in imperio.
The superintendent’s power shall be pruned
and his discretion, bridled for the purpose.
[489 E]
(b) Under-trials shall be deemed to be in
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custody, but not undergoing punitive
imprisonment. So much so, they shall be
accorded more relaxed conditions than
convicts. [489E]
(c) Fetters, especially bar fetters, shall be
shunned as violative of human dignity, within
and without prisons. The indiscriminate
resort to handcuffs when accused persons are
taken to and from court and the expedient of
forcing irons on prison inmates are illegal
and shall be stopped forthwith save in a
small category of cases. Reckless handcuffing
and chaining in public degrades, puts to
shame finer sensibilities and is a slur on
our culture. [489F]
(d) Where an under trial has a credible tendency
for violence and escape a humanely graduated
degree of ’Iron’ restraint is permissible if-
only if-other disciplinary alternatives are
unworkable. The burden of proof of the ground
is on the custodian. And if he fails, he will
be liable in law. [489G]
(e) The ’iron’ regimen shall in no case go beyond
the intervals, conditions and maxima killed
down for punitive ’irons’. They shall be for
short spells, light and never applied if
sores exist. [489H]
(f) The discretion to impose ’irons’ is subject
to quasi-judicial oversight, even if
purportedly imposed for reasons of security.
[490A]
(g) A previous hearing. minimal may be, shall be
afforded to the victims. In exceptional
cases, the hearing may be soon after. [490 B]
(h) The gourmands for ’fetters’ shall be given to
the victim. ,2nd when the decision to fetter
is made, the reasons shall be recorded in the
n journal and in the history ticket of the
prisoner in the State language. If he is a
stranger to that language it shall be
communicated to him, as far as possible, in
his language. This applies to cases as much
of prison punishment as of ’safety fetters.
[490 B-C]
397
(i) Absent provision for independent review of
preventive and punitive A action, for
discipline or security, such action shall be
invalid as arbitrary and unfair and
unreasonable. The prison officials will then
be liable civilly and criminally for hurt to
the person of the prisoners. The State will
urgently set up or strengthen the necessary
infra structure and process in this behalf-it
already exists in embryo in the Act. [490C-D]
(j) Legal aid shall be given to prisoners to seek
justice from prison authorities, and, if need
be, to challenge the decision in Court-in
cases where they are too poor to secure on
their own. If lawyer’s services are not
given, the decisional process becomes unfair
and unreasonable, especially because the rule
of law perishes for a disabled prisoner if
counsel is unapproachable and beyond
purchase. By and large, prisoners are poor,
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lacking legal literacy, under the trembling
control of the jailor, at his mercy as it
were, and unable to meet relation or friends
to take legal action. Where a remedy is all
but dead the right lives only in print.
Article 19 will be violated in such a case as
the process will be unreasonable. Article 21
will be infringed since the procedure is
unfair and is arbitrary. [490E-F]
(k) No ’fetters’ shall continue beyond day time
as noctural fetters on locked-in detenus are
ordinarily uncalled for, viewed from cons
derations of safety. [490G]
(I) The prolonged continuance of ’irons’, as a
punitive or preventive step, shall be subject
to previous approval by an external examiner
like a Chief Judicial Magistrate or Sessions
Judge who shall briefly hear the victim and
record reasons. They are ex-officio visitors
of most Central Prisons. [490G]
(m) The Inspector-General of Prisons shall, with
quick despatch consider revision petitions,
by fettered prisoners and direct the
continuance or discontinuance of the irons.
In the absence of such prompt decision, the
fetters shall be deemed to have been
negatived and shall be removed. [490H-491A]
(8) The Jurisdictional reach and range of this Court’s
Writ to held prison caprice and cruelty in constitutional
leash is incontestable. Prisoner have enforceable liberals
devalued may be but not demonetized, and under on basic
scheme, Prison Power must bow before Judge Power is
fundamental freedom are in jeopardy. Activist legal aid as a
pipeline to carry to the court the breaches of prisoners’
basic rights is a radical humanist concomitant of the rule
of prison law. And in our constitutional order it is
axiomatic that the prison laws do not swallow up the
fundamental rights of the legally unfree, and as sentinels
on the qui vive, courts will guard freedom behind bars,
tempered, of course, by environmental realism but intolerant
of torture by executive echelons. The policy of the law and
the parmountcy of the Constitution are beyond purchase by
authoritarians glibly invoking ’dangerousness’ of inmates
and peace in prisons. If judicial realism is not to be
jettisoned, judicial activism must censor the argument of
unaccountable prison autonomy. [409H, 410A, 412G-413B]
(9) Class actions, community litigations,
representative suits, test cases and public
interest proceedings are in advance on our
traditional court processes and foster
people’s vicarious involvement in our justice
system with a broad
398
based concept of locus standi so necessary in a democracy
where the masses are in many senses weak. The intervention
of social welfare organisations in litigative processes
pregnant with wider implications is a healthy mediation
between the people and the rule of law. Wisely. permitted,
participative justice, promoted through mass based
organizations and public bodies with special concern seeking
to intervene, has a democratic potential for the little men
and law. [414H, 415B]
(10) Rehabilitation effort as a necessary component of
incarceration is part of the Indian criminal justice system
as also of the United States. The custodial staff can make a
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significant contribution by enforcing the rule of prison law
and preparing convicts for a law-abiding life after their
release. The important proposition is that it is a crime of
punishment to further torture a person under going
imprisonment, as the remedy aggravates the malady and thus
ceases to be a reasonable justification for confiscation of
personal freedom and is arbitrary because it is blind action
not geared to the goal of social defence, which is one of
the primary ends of imprisonment. [416H, 416C, 417F]
Mohammed Giasuddin v. State of Andhra Pradesh 1977(3)
SCC 287, Shelton v. Tucker 364 US 476 (1950) at p.468
referred to.
(11) The Court does not ’rush in’ to demolish
provisions where judicial endeavor, ameliorative
interpretational, may achieve both constitutionality and
compassionate resurrection. The semantic technique of
updating the living sense of a dated legislation is,
perfectly legitimate, especially when, in a deve loping
country like ours, the corpus juris is in some measure a Raj
hang over. Courts must, with intelligent imagination, inform
themselves of the values of the Constitution and, with
functional flexibility, explore the meaning of meanings to
adopt that Constitution which humanly constitutionalises the
statute in question. The jurisprudence of statutory
construction, especially when a vigorous break with the past
and smooth reconciliation with a radical constitutional
value-set are the object, uses the art of reading down and
reading wide, as part of interpretational engineering;
[419D-E, 420E, 422B]
Weems v. United States 54 L. ed. p. 801, Harvard Law
Review Vol. 24 (1970-71) p. 54-55. R. L. Arora v. State of
Uttar Pradesh (1964) 6 SCR 784 referred to.
(12) Part III of the Constitution does not part company
with the prisoner at the gates, and judicial oversight
protects the prisoner’s shrunken fundamental rights, if
flouted upon or frozen by the prison authority. Is a person
under death sentence, or under trial unilaterally dubbed
dangerous liable to suffer extra torment too deep for fears
? Emphatically no, lest social justice, dignity of the
individual, equality before the law, procedure established
by law and the seven lamps of freedom (Art. 19) become
chimerical constitutional clap trap. The operation of
Articles 14,19 and 21 may be pared down for a prisoner but
not puffed out altogether. The necessary sequitur is that
even a prisoner, standing trial has basic liberties which
cannot be bartered away. [428H-429B. 429E]
(13) So the law is that for a prisoner all fundamental
rights are an enforce able reality though restricted by the
fact of imprisonment. When human rights are hashed behind
bars, constitutional justice impeaches such law. [430 C-B]
A. K. Gopalan v. State of Madras 1950 SCR 88; R. C.
Cooper v. Union of lndia (1971) SCR 512; Kharak Singh v.
State of U.P. (1964) SCR 232; Maneka Gandhi v. Union of
India (1978) 1 SCR 218, referred to.
399
(14) Is solitary confinement or similar stressful
alternative, putting the prisoner beyond the zone of sight
and speech and society and wrecking his psyche without
deceive prophylactic or penological gains, too
discriminating to he valid under Article 14, too
unreasonable to be intra vires Article 19 and too terrible
to qualify for being human law under Article 21 ? If the
penal law merely permits safe custody of a condemned’
sentence, so as to ensure his instant availability for
execution with all the legal rituals on the appointed day,
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is not the hurtful severity of hermetic insulation during
the tragic gap between the first judgment and the fall of
the pall, under guise of a prison regulation, beyond(l
prison power ? [431F-G]
(15) lt is a certainty that a man in the death row who
has invited that fate by one murder and is striving to save
himself from the allows by frantic forensic proceedings and
mercy petitions is not likely to make his hanging certain by
committing any murder within the prison. [434B]
(16) A mere administrative officer’s deposition about
the behavioral may be of men under contingent sentence of
death cannot weigh with us when the limited liberties
expression and locomotion of prisoners are sought to be
unreasonably pared down or virtually wiped out by oppressive
cell insulation. Where total deprivation to the truncated
liberty of prisoner locomotion is challenged the validatory
burden is on the State. [436C-D]
(17) Criminological specialists have consistently
viewed with consternation the imposition of solitary
confinement punitively and, obviously, preventive
segregation stands on a worse footing since it does not
have even a disciplinary veneer. Our human order. must
reject ’solitary confinement’ as horrendous. [444H, 445 A-B]
In re Ramanjulu Naidu AIR 1947 Mad 381 approved.
James C. Colemen-Abnormal Psychology and Modern Life p.
105: Royal Commission on Capital Punishment 1949-1953 Report
pp. 216-217.
Law Commission to India-42nd Report. Referred to.
(18) Petitioner is under ’statutory confinement’ under
the authority of section 30(2) of the Prisons Act read with
section 366(2) Cr. P.C. It will be a stultification of
judicial power if, under guise of using section 30(2) of the
Prisons Act, the Superintendent inflicts what is
substantially solitary confinement which is a species of
punishment exclusively within the jurisdiction of the
criminal court. Held Petitioner shall not be solitarily
confined. [447B]
(19) Law is not a formal label, nor logomachy but a
working technique of justice. The Penal Code and the
Criminal Procedure Code regard punitive solitude too harsh
and the Legislature cannot be intended to permit preventive
solitary confinement, released even from the restrictions of
Sections 73 and 74 IPC, Section 29 of the Prisons Act and
the restrictive Prison Rules. It would be extraordinary that
a far worse solitary confinement, marked as safe custody,
sans maximum, sans intermission, sans judicial oversight or
natural justice, would be sanctioned. [447D-E]
(20) Section 30 of the Prisons Act can be applied only
to a prisoner "under sentence of death". Section 30(2) which
speaks of "such" prisoners necessarily relates to prisoners
under sentence of death. We have to discover when we can
designate a prisoner as one under sentence of death.
Confinement inside prison does not necessarily impart
cellular isolation. Segregation of one person
400
all alone in a single cell is solitary confinement. That is
a separate punishment which the Court alone can impose. It
would be subversion of this statuary provision (Section 73
and 74 IPC) to impart a meaning to Section 30(2) of the
Prisons Act whereby a disciplinary variant of solitary
confinement can be clamped down on a prisoner, although no
court has awarded such a punishment. [448B, 448D]
(21) "Apart from all other prisoners" used in Section
30(2) is also a phrase of flexible import, segregation into
an isolated cell is not warranted by the word. All that it
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connotes is that in a cell where there are a plurality of
inmates, the death sentence will have to be kept separated
from the rest in the same cell but not too close to the
others. And this separation can be effectively achieved
because the condemned prisoner will be placed under the
charge of a guard by way and by night. [448-F-G]
(22) Prison offences are listed in section 45 and
section 46 deals with punishment for such offences. Even if
a grave prison offence has been committed. the punishment
does not carry segregated cellular existence and permits
life in association in mess and exercise in view and voice
but not in communication with other prisoners. Punitive
separate confinement shall not exceed there months and
section 47 interdicts the combination of cellular
confinement and "separate confinement" "Cellular
confinement" is a stricter punishment than separate
confinement and it cannot exceed 14 days because of its
rigor. Less severe is cellular confinement under section
46(10) of the Prisons Act and under section 46(8).
Obviously, disciplinary needs of keeping apart a prisoner do
not involve any harsh element of punishment at all. An
analysis of the provision of the Penal Code and of the
Prisons Act yields the clear inference that section 30(2)
relates to separation without isolation, keeping apart
without close confinement. [449B, 450B-C, 450F, 450H]
(23) The Court awards only a single sentence viz.
death. But it cannot be instantly executed because its
excitability is possible only on confirmation by the High
Court. In the meanwhile, the sentence cannot be let loose
for he must be available for decapitation when the judicial
processes are exhausted. So it is that section 365(2) takes
care of this awesome interregnum by com
missing the convict to jail custody. Form 40 authorities
safe keeping. The ’safe keeping’ in jail custody is the
limited jurisdiction of the jailor. The convict is not
sentenced to imprisonment. He is not sentenced to solitary
confinement. He is a guest in custody in the safe keeping of
the host-jailor until the terminal hour of terrestrial
farewell whisks him away to the halter. The inference is
inevitable that if the ’condemned’ man were harmed by
physical or mental torture the law would not tolerate the
doing, since injury and safety are obvious enemies. To
distort safe-keeping into a hidden opportunity to cage the
ward and to traumatize him is to betray the custody of the
law. Safekeeping means keeping his body and mind in fair
condition. To torture his mind is unsafe keeping. Injury to
his personality is not safe keeping. To preserve his flesh
and crush his spirit is not safe keeping. Any executive
action which spells infraction of the life and liberty of a
human being kept in prison precincts, purely for safe
custody, is a challenge to the basic notion of the rule of
law unreasonable, unequal, arbitrary and unjust. [451 D-H,
452B, D.F]
(24) A convict is under sentence of death when, and
only when? the capital penalty inexorably operates by the
automatic process of the law.
401
Abdul Azeez v. Karnataka [1977] 3 SCR 393: D. K. Sharma
v. M. P. State A [1976] 2 SCR 289 referred to. [454G]
(25) A self-acting sentence of death does not come into
existence in view of the impediment contained in section
366(1) even though the Sessions Court might have pronounced
that sentence. Assuming that the High Court has confirmed
that death sentence or has de novo imposed death sentence,
even then, there is quite a likelihood of an appeal to the
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Supreme Court and when an appeal pends against a conviction
and sentence in regard to an offence punishable with death
sentence such death sentence even if confirmed by the High
Court shall not work itself, until the Supreme Court has
pronounced judgment Articles 72 and 161 provide for
commutation of death sentence even like sections 433, 434
and 435 Cr. P.C. Rules 547 and 548 made under the Prison
Act, provide for a petition for commutation by the prisoner.
It follows that during the Pendency of a petition for mercy
before the State Governor or the President of India the
death sentence shall not be executed. Thus, until rejection
of the clemency motion by these two high dignitaries it is
not possible to predicate that there is a self-executory
death sentence and he becomes subject to it only when the
clemency application by the prisoner stands rejected.
[455BD, 456B, H 457A]
(26) The goals of prison keeping, especially if it is
mere safe keeping, come be attained without requiring a
prisoner to live in the exacerbated conditions 1) of bare-
floor solitude. Functionally speaking, the court has a
distinctive duty to reform prison practices and to inject
constitutional consciousness into the system. Sastre v.
Rockefeller 312F. Suppl. 863 (1970). Wolfe v. Mc Donnell 41
I. rd. 2d p. 935. [465 B-C]
(27) The great problems of law are the grave crises of
life and both can be solved not by the literal instructions
of printed enactments but by the interpretative
sensitization of the heart-to ’one still, sad music of
humanity. [471 G]
(28 ) . The humane thread of jail jurisprudence that
runs right through is that no prison authority enjoys
amnesty for unconstitutionality and forced farewell to
fundamental right is an institutional outrage in our system
where stone walls and iron bars shall bow before- the rule
of law. [471H-472A]
(29) Many states like Tamil Nadu, Kerala etc. have
abandoned the disciplinary barbarity of bar fetters. The
infraction of the prisoner s freedom by bar fetters is too
serious to be viewed lightly and the basic features of
reasonableness must be built into the administrative process
for constitutional survival. Therefore, an outside agency,
in the sense of an official. higher than the Superintendent
or external to the prison department, must be given the
power to review the older of ’irons’. Rule 423 speaks of the
Inspector General of Prisons having to be informed of the
circumstances necessitating fetters and belchains. Rule 426
has a similar import. A right of appeal or revision from the
action of the Superintendent to the Inspector General of
prisons and quick action by way of review v are implicit in
the provision. [477D. 477F-478A]
(30) one of the paramount requirements of a valid law
is that it must be within the cognizance of the community if
a competent search for it were made. Legislative tyranny may
be unconstitutional if the State by devious methods like
pricing legal publication monopolised by government too high
denies the
402
equal protection of the laws and imposes unreasonable
restrictions on exercise of fundamental rights [485G. 486B]
Bhuvan Mohan Patnaik v. State of A.P. [1975] 3 SCC 185,
189.
(31) The roots of our Constitution lie deep in the
finer. spiritual sources of social justice, beyond the
melting pot of bad politicking feudal crudities and
sublimated sadism, sustaining itself by profound faith in
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Man and his latent divinity, and so it is that the Prisons
Act provisions and the Jail Manual itself must be revised to
reflect this deeper meaning in the behavioral norms,
correctional attitudes and humane orientation for the prison
staff and prisoners alike. [492E]
ARGUMENTS
For the Petitioner in Writ petition No. 2202 of 1977.
1. Section 30 by its language docs not enjoin the jail
authorities to confine a prisoner under sentence of death to
solitary confinement. It provides that a prisoner under
sentence of death should be confined in a cell apart from
all other prisoners and shall be placed day and night under
the charge of a guard. Such a prisoner is entitled to
participate in all the recreational and rehabilitation
activities of the jail and is also entitled to the company
of other prisoners.
2. Section 30 requires that a prisoner "under sentence
of death" shall be confined in the manner. prescribed by
sub-section (2). The expression ’under sentence of death’
also occurs in s. 303 I.P.C.. In [1976] 2 ’SCR 289 the
Supreme Court held that the expression ’must be restricted
to a sentence which is final, conclusive and ultimate so far
as judicial remedies are concerned‘r As far as death
sentence is concerned the trial does not end in the Sessions
Court and confirmation proceedings in the High Court are a
continuation of the trial, [1975] 3 SCR. 574. In other words
until the High Court confirms a sentence of death, there is
no operative executable sentence of death. Article 134 of
the Constitution also provides for an appeal to the Supreme
Court in certain cases where the High Court has awarded
death penalty.
3. The conditions of solitary confinement have the
tendency of depriving a prisoner of his normal faculties and
may have the tendency to destroy a prisoner’s mentallity.
Justice, Punishment, Treatment by Leonard orland 1973 Edn.
297, 307-308: Havelock Ellis,-The Criminal p. 327; History
of solitary confinement and its effects-134 US 160.
4. Solitary confinement is imposed as a punishment
under sections 73 and 74 I.P.C. and under the Prisons Manual
as a matter of prison discipline. It does not exceed 14 days
at a time. In the case of prisoner who is under a sentence
of death, as construed by the jail authorities, however,
such confinement continues over long periods.
5. The Law Commission of India in its 42nd Reports at
p. 78 has recommended the abolition of solitary confinement.
Courts have also condemned it. A.l.R. 1947 Mad. 386; 134 US
160, 167. 168.
6. There are compelling reasons that a narrow
construction should be put on Sec. 30 which will reduce the
extreme rigour and penalty of the law. Only a court has the
authority to inflict a punishment. The jail authorities do
not have a right to inflict any punishment except as a
matter of jail discipline. As
403
s. 30 empowers the jail authorities to impose an additional
punishment of solitary A confinement, it is submitted that
it is violative of Art. 20(l) of the Constitution.
7. The expression under ’sentence of death’ should be
construed to mean ’under a final executable, operative
sentence of death’. There is legislative injunction against
the execution of a sentence of death in Ss. 366, 413, 414,
415, 432 and 433 Cr. P. C. A sentence of death cannot be
executed till the appeal, if any, has been finally disposed
of by the Court. A prisoner has also the right to make mercy
petitions to the Governor or the president as the case may
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be. Para 548 of the Prison Rules provides that in no case is
the sentence of death to be carried out before the
Government s reply to the mercy petition is received. Till
this time arrives, a prisoner under sentence of death is
entitled to be treated as a human being with a hope for the
future, entitled to struggle for rehabilitation. Till the
final stage has arrived such a prisoner cannot be treated as
a lost, condemned human being.
8. Section 30 is violative of Au t. 14 of the
Constitution. It imposes the penalty or solitary confinement
on condemned prisoners without any distinction. The Prison
Manual does contain provision for dangerous prisoners who
may, as a matter of prison discipline, be kept in solitary
confinement. Failure to make a distinction between a safe
prisoner under sentence of death and a hostile and dangerous
prisoner introduces arbitrariness in the treatment accorded
to prisoners under sentence of death and thus is violative
of Article 14.
9. A prisoner is not deprived of his personal liberties
[1975]2 SCR 24. Article 21 is subject to Article 14. [19781
1 S.C.C. 248 The expression ’life’ as used in Article 21
means something more than mere animal existence and the
inhibition against is deprivation extends to all those
limits and faculties by which life is enjoyed.
For the Respondent in W.P. 2202/77
1. Criminal law of India recognises capital punishment.
It is awarded in very few cases. It is not the rule but
rather the exception, [1974] 3 S.C.R. 340.
2. Death penalty has been upheld as constitutional in
[1973] 2 S.C.R. 541. Section 354 (3) Cr. P.C. Of 1973
requires the recording of reasons for infliction of death
penalty.
3. there is no provision for substantive due process in
the Indian Constitution. 11950] S.C.R. 88, [1973] 2 S.C.R.
541/548.
4.. A prisoner is not a slave of the State and is not
denuded of all fundamental rights. Lawful incarceration
brings about the necessary withdrawal or limitation of many
rights and makes them unavailable to prisoners. Prisoners
have less than the full panoply of freedoms which private
persons would have in non-prison situation. Prison
regulations and prison discipline and considerations
underlying our penal system necessitate restrictions being
imposed. 92L, ed. 1356. 224 T. ed. 224. 238-24: 411 ed. 935.
950, 954, 957. [1975] 2 S.C.R. 24.
5. Solitary confinement is complete isolation of the
prisoner from all human society and confinement in a cell so
arranged that he has no direct intercourse or right of any
human being or no employment or instruction. Webster’s Third
New International Dictionary Vol. III p. 2170, 33L ed. 835,
839.
404
6. lt is a misnomer to characterise confinement in a
cell as provided in Section JO(2) read with Chapter 31 of
the Jail Manual as solitary confinement.
7. There is a fundamental distinction between solitary
confinement imposed I punishment or an additional punishment
and confinement of prisoner under sentence of death in a
separate cell, for the purpose of preventing his suicide or
escape and for ensuring the presence of the prisoner on the
day appointed for execution.
8. The expression "under sentence of death" in section
30(2) means under sentence of death which is executable and
which is finally conclusive and ultimate so far as judicial
remedies are concerned. [1976] 2 S.C.R 289, [1977] 3 S.C.R.
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393. Section 30(2) should be so construed and its
implications worked out having regard to Sections 413-415
Cr. P.C‘.
9. The rational underlying section 30(2) and Chapter 31
of the Manual is that prisoners under sentence of death,
present problems peculiar to such persons which warrants
their separate classification and treatment as a measure of
jail administration and jail discipline. Prisoners under
sentence of death are in a class by themselves and their
separate classification has been recognised over the years
in India and other civilized countries. Even in countries
where solitary confinement as a norm of punishment has been
abolished, confinement of prisoners under sentence of death
continues. [Halsbury’s Laws of England Vol. 30 p. 601. para
1151. U.K. Prison Rules 1964 (r.r. 74-76].
10. The fundamental distinction between imposing
solitary confinement as a punishment and as a necessary
measure of jail discipline is recognised in the 42nd Report
of the law Commission. (para 380).
11. Section 30(2) so construed is not violative of
Article 14. The failure to sub-classify does not involve
breach of Article 14.
12. In the United States solitary confinement even as a
punishment by itself has been consistently held to be not
violative of the VIII Amendment. What the Courts have struck
down is the particular system of solitary confinement if it
is implemented and maintained in an inhuman or barbarous
manner. Conditions in jail may not be perfect or ideal but
the same cannot be said to be sub-human or violative of
human dignity of prisoners. Certain matters may urgently
call for reform but that does not brand the Regulations as
unconstitutional .
For the Petitioner in Writ Petition No. 565/77
1. (a) The petitioner who is an under-trial prisoner is
a French National and not being a citizen of India certain
fundamental rights like Article 19 are not available to him.
But as a human being he is entitled on the basic rights
which are enshrined in Articles 14 20 21 and 22 of the
Constitution.
(b) The petitioner who was arrested on 6th July 1976
alongwith four other foreigners has been kept under bar
fetters 24 hours a day auld they are welded on him ever
since his arurest.
2. The petitioner seeks to challenge Paragraph 399(3)
of the Punjab laid Manual and Section 56 of the Prison Act,
as violative of the petitioner’s fundamental right under
Articles 14 and 21 of the Constitution. The following facts
indicate the brutality inflicted by the respondents on the
Petitioner.
405
(a) By continuous wearing of bar fetters? there were
wounds on his ankles A and he represented to the jail
authority to remove them. As no relier was obtained, the
petitioner. filed a writ petition in the Delhi High Court
challenging the conditions of his detention but the High
Court dismissed the same as not maintainable on February 2,
1977 relying on 1972(2) S.C.R. 719. As such despite his
wounds the petitioner had to suffer.
(b) The Jailor ordered removal of bar fetters in
February 9, 1977 for 15 days but jail authorities in
violation of medical advice put bar fetters after 9 days
i.e. 18th February 1977. The respondents thereby violated
the mandatory provisions of the Act.
(c) The Punjab Jail Manual is totally an out-dated
enactment inasmuch as even after 30 years of Independence,
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paragraph 576(d)(1) makes the wearing of Gandhi Cap by
prisoners a jail offence an pargraph 63010) permits inhuman
punishment like beating, besides putting bar fetters under
paragraph 399 read with section 56 of the Prison Act.
LEGAL SUBMISSIONS
1. A person in jail is already subject to enormous
curtailment of his liberties. The protection of whatever
liberties are left inside the jail demand that they cannot
be taken away arbitrarily and without the procedure
established by laws. The greater the restriction, stricter
should be the security of the Court, so that the prisoner is
not subjected to unnecessary and arbitrary loss of his
remaining liberties.
2. Paragraphs 399 and 435 of the Punjab Jail Manual are
not laws under Article 13(3) of the Constitution of India
and are void as they restrict personal liberty without the
authority of law under Article 21 of the Constitution. These
provisions bar which bar fetters can be put on a prisoner,
severely curtailing his liberty of movement of limbs, on the
ground that he is dangerous and as long as the jail
authorities consider it necessary are void as they do not
have authority of law (1964) 1 SCR 332, 338, 339, 345.
3. (a) Section 56 of the Prison Act is arbitrary
inasmuch as it allows the jail authorities to choose any
type of irons to be put on any prisoner. in paras 425 and
614 of the Punjab Jail Manual, 3 types of irons are
mentioned; handcuffs weighing 2 Ibs., link fetters weighing
2 Ibs and bar fetters weighing 5 Ibs. Section 56 does not
give any guide-line as to which fetters are to be put on a
prisons- who is considered dangerous. Thus similarly
situated prisoners can has discriminate under. the section.
(b) Since section 56 which allows the Prison Authority
to put irons on prisoner depending upon the state of the
prison it is violative of Article 14 as well 15 Article 21.
because if the prisoner is fortunate to be imprisoned in a
well-guarded modern Jail he would not be put under irons,
while a similarly situated prisons who is unfortunate to be
put in a dilapidated jail, he would be made to suffer by
being put under irons.
(c) Section 56 is ultra vires of Articles 14 and 21
because it allows the Jail authorities to put irons on the
personal assessments as "to the character of prisoners" The
section thereby gives complete power to pick and choose
prisoners for. being confined in irons.
406
(d) Section 56 of the Prison Act and paragraph 399 of
the Jail Manual, which restrict personal liberty, in so far
as they abridge and take away fundamental rights under
Article 14, will have to meet the challenge of that Article
otherwise it is not a valid law. [1967] 3 S.C.R. 28/46;
[19701 3 S.C.R. 530/546 and [1978] I S.C.R. 248/323.
4. Paragraph 399(3) of the Manual and section 56 of the
Prison ACT which impose inhuman and cruel restrictions and
subjects the petitioner to Torture more than those who are
punished for jail offences are not laws when judged from the
evolving standards of decency and present concept of
civilization. When bar fetters are to be used as punishment
they cannot be put continuously for more than 3 months vide
paragraphs 616 and 617, while under impugned paragraph 399
and under section 56 of the Prison Act they can be put
indefinitely.
5. When a prisons is subject to cruel and inhuman
treatment the Court has the power and jurisdiction to
interfere because of its sentencing function, since the
prisoner is behind bars by the order of the Court. Hence the
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condition of his confinement is the continuing,
responsibility of the Court
6. In view of the Preamble and Article 51 of the
Constitution, which obligate the State to respect human
dignity and foster respect for international law and
obligations, the Courts have a constitutional duty in
interpreting provisions of domestic laws to give due regard
to international law and country’s inter national
obligations.
7. This is also because the judicial process is a part
of the State activity vide Article 12 of the Constitution,
and the directive principles are addressed as much to the
Executive and the Legislature as they are to the judiciary.
8. When domestic law is applied to a foreigner. there
is a presumption that the legislature intends to respect
rules of international law and country’s inter national
obligations.
70 ER 712/716; [1960] 3 All. E. R. 814/821; 1891 (1)
Q.B.D. 108/112.
9. In interpreting statutes particularly ancient penal
statutes, it is the duty of the court to interpret it in a
broad and liberal sense in the light of prevailing
conditions and prefer a construction which is favorable to
the individual.
[1953] S.C.R. 825/847; A.I.R. ]961 S.C. 1494, 1968
S.C.R. 62.
For the Respondent in Writ Petition No. 565/77
1. Challenge to Sec. 56 of the Prisons Act 1894 must be
judged in the context of the subject matter of the
legislation viz. "Prisons".
2. Maintenance of penal institution (Prison) is an
essential function of government for preservation of social
order through enforcement of criminal law.
3. One of the primary and legitimate goals of any penal
institution is the maintenance of institutional security
against escape of the prisoner from the care and custody of
the penal institution to which he has been lawfully
committed 40 I. ed. 2nd 234, 235, 239; 41 L. ed. 2nd 495,
501. 502.
4. There must be mutual accommodation between
institutional needs and constitutional provisions. Not
unwisdom but unconstitutionality is the touch stone. 41 L.
ed. 2d. 935, 951. 954.
407
5. Several features of prison administration may be
undesirable or ill-advised but that cannot result in
condemnation of the statute as unconstitutional, [1975] 2
S.C.R. 24, 28; 40 L. ed. 2d 224, 235. Courts are ill-
equipped to deal with the increasingly urgent problem of
prison administration and reform.
6. Power under section 56 can be exercised for reasons
and considerations which are germane to and carry out the
objective of the statute, namely, "safe custody of prisoners
The following conditions must be fulfilled before power
under section 56 is exercised:-
(a) Existence of necessity, as opposed to mere
expediency or convenience, for confining prisoners in irons,
11 Guj. L. R. 403, 413.
(b) The determination of necessity to confine prisoners
in irons is to be made with reference to definite criteria
namely, state of the prison or the character of the
prisoners.
(c) The expression "character of the prisoners" in the
context and on a true construction is referable to past our
present characteristics or attributes of a prisoner which
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have a rational and proximate nexus with and are germane to
considerations regarding safe custody of prisoners and
preventing their escape.
(d) The determination must be made after application of
mind to the peculiar and special characteristics of each
individual prisoner.
( e ) The expressions, "dangerous prisoners" or ’unsafe
prisoners" has a definite and well recognised connotation in
the context of prison legislation prison literature.
(f) Under para 399 (3)(e), special reasons for having
recourse to fetters are required to be fully recorded in the
Superintendent’s journal and noted in the prisoner s history
ticket. Decisions regarding imposition of fetters have to be
reviewed from time to time, in order to determine whether
their continued imposition is warranted by consideration of
security (vide para 435).
(g) Para 69 of the Jail Manual provides for a revision
to the Inspector General the order of the Superintendent.
(h) Prisoner can also avail of redress under para 49
read with para 53B of the Manual.
(i) Determination of the Superintendent is open to
judicial review on the principles laid down in [1966] Supp.
S.C.R. 311 and [1969] 3 S.C.R. 108.
(j) Power under section 56 is not punitive in nature
but precautionary in character.
8. If the legislative policy is clear and definite,
discretion vested in a body of administrators or officers to
make selective application of the law does not infringe
Article 14. A guiding principle has been laid down by
section 56 which has the effect of limiting the application
of the provision to a particular category of persons, [1975]
I S.C.R. 1, 21, 22, 23, 48-53.
9. There is a presumption in favour of
constitutionality of statutes, [1959] S.C.R. 279, 297. This
presumption applies with greater force when the statute
under consideration is one dealing with prisons and
maintenance of internal security in penal institutions
408
10. It is not open to the petitioner to challenge
section 56 on the ground that power can be exercised with
reference to "the state of prison", inasmuch as no action
based on that part of the provisions is taken against the
petitioner [1955] I S.C.R. 1284, 1295.
11. There is no provision in our Constitution
corresponding to VIII Amendment of the U.S. Constitution,
[1973] 2 S.C.R. 541, 548.
12. There is also no provision for substantive due
process in the Indian Constitution.
[1950] S.C.R. 88; [1973] 2 S.C. R. 541. 548.
JUDGMENT:
ORIGINAL JURISDICTION : Writ Petition Nos. 2202 and 565
of 1977.
Under Article 32 of the Constitution.
Y. S. Chitale (A.C.), Randhir Jain, M. Mudgal and G. K.
B. Chowdhury (A.C.) for the petitioner (in W.P. No.
2202/77).
N. M. Ghatate, S. V. Deshpande, Sumitra Bannerjee & M.
K. D. Namboodiry for the petitioner (in W.P. No. 565 of
1977).
Soli J. Sorabjee, Addl. Sol. Genl., K. N. Bhatt, R. N.
Sachthey and Girish Chandra for the petitioner (in W.P.
No.2202/77)
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Soli J. Sorabjee, Addl. Sol. General, E. C. Agarwala
and Girish Chandra for the respondents (in W.P. 565/77).
V. M. Tarkunde, P. M. Parekh for the Intervener (in
W.P. No. 565/77).
The following Judgments of the Court were delivered:
KRISHNA IYER, J.-The province of prison justice, the
conceptualization of freedom behind bars and the role of
judicial power as constitutional sentinel in a prison
setting, are of the gravest moment in a world of escalating
torture by the minions of State, and in India, where this
virgin area of jurisprudence is becoming painfully relevant.
Therefore, explicative length has been the result; and so it
is that, with all my reverence for and concurrence with my
learned brethren on the jurisdictional and jurisprudential
basics they have indicated, I have preferred to plough a
lonely furrow.
The Core-questions.
One important interrogation lies at the root of these
twin writ petitions: Does a prison setting, ipso facto, out-
law the rule of law. lock out the judicial process from the
jail gates and declare a long holiday for human rights of
convicts in confinement, and (to
409
change the mataphor) if there is no total eclipse, what
luscent segment is open for judicial justice ? Three inter-
related problems project themselves: (i) a jurisdictional
dilemma between ’hands off prisons’ and ’take over jail
administration’ (ii) a constitutional conflict between
detentional security and inmate liberties and (iii) the role
of processual and substantive reasonableness in stopping
brutal jail conditions. In such basic situations, pragmatic
sensitivity, belighted by the Preamble to the Constitution
and balancing the vulnerability of ’caged’ human to State
torment and the prospect of escape or internal disorder,
should be the course for the court to navigate
I proceed to lay bare the broad facts, critically
examine. the legal contentions are resolve the vital
controversy which has profound impact on our value system.
Freedom is what Freedom does-to the last and the least-
Antyodaya.
Two petitines-Batra and Sobraj-one Indian and the other
French, one under death sentence and the other facing grave
charges, share too different shapes, the sailing and arrows
of incarceratory fortune, but instead of submitting to what
they describe as shocking jail injustice, challenge, by
separate writ petitions, such traumatic treatment as
illegal. The soul of these twin litigations is the question,
in spiritual terms, whether the prison system has a
conscience in constitutional terms, whether 2 prisoner, ipso
facto, forfeits person- hood to become a rightless slave of
the State and, in cultural terms, whether man-management of
prison society can operate its arts by ’zoological’
strategies. The grievance of Batra, sentenced to death by
the Delhi Sessions Court, is against to facto solitary
confinement, pending his appeal, without to jure sanction.
And the complaint of Sobraj is against the distressing
disablement, by bar fetters, of men behind bars especially
of undertrials, and that for unlimited duration, on the ipse
dixit of the prison ’brass’. The petitioners, seek to use
the rule of law to force open the iron gates of Tihar Jail
where they are now lodged, and the Prison Administration
resists judicial action, in intra-mural matters as forbidden
ground. relying on sections 30 and 56 of Prisons Act, 1894
(the Act, hereafter). The Petitioners invoke articles 14,
21(and 19, in the case of Batra) of The Constitutional.
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The paramount law. Prison discipline and judicial
oversight.
The jurisdictional reach and range of this Court’s writ
to hold prison caprice and cruelty in constitutional leash
is incontestable, but teasing intrusion into administrative
discretion is legal anathema,
410
absent breaches of constitutional rights or prescribed
procedures. Prisoners have enforceable liberties devalued
may be but not demonetized; and under our basic scheme,
prison Power must bow before judge Power if fundamental
freedoms are in jeopardy. The principle is settled, as some
American decisions have neatly put it.(’).
"The Matter of internal management of prisons or cor
rectional institutions is vested in and rests with the
hands of those institutions operating under statutory
authority and their acts and administration of prison
discipline and over all operation of the institution
are not subject to court super vision or control absent
most- unusual circumstances or absent a violation or a
constitutional right." But Corwin notes.(2)
"Federal courts have intensified their oversight
of State penal facilities, reflecting a heightened
concern with the extent to which the ills that plague
so-called correctional institution-overcrowding,
understaffing. unsanitary facilities, brutality,
constant fear of violence, lack of adequate medical and
mental health care, poor food service, intrusive
correspondence restrictions, inhumane isolation,
segregation, inadequate or non-existent rehabilitative
and/or educational programs, deficient recreational
opportunities-violate the Eight Amendment ban on
’’cruel and unusual punishments."
The hands-off’ doctrine is based on the fallacious
foundation stated in 1871 in Ruffin v. Commonwealth:
"He has, as a consequence of his crime, not only
for feited his liberty, hut all his personal rights
except these which the law in its humanity accords to
him. He is for the time being, the slave of the
State."(8)
During the century that followed, the American courts have
whittled away at the doctrine and firstly declared in
Jordan(4) that when the responsible prison authorities....
have abandoned elemental con-
(1) Federal Reporter 2d. Series, Vol. 386, p. 684;
Donnel Douglas v. Maurice H. Sigler.
(2) Supplement to Edward S. Corwin’s. The Constitution
p. 245.
(3) 62 Vs . (21 Gratt) 790, 796 (1871)
(4) 257 Fed. Suppl. 674 Jordan l.. Fitzharris (N. D.
Cal. 1966)
411
cepts of decency by permitting conditions to prevail of a
shocking and debased nature., the courts must intervene
promptly to restore the primal rules of a civilized
community ill accord with the mandate of the Constitution of
the United States.
In Coffin V. Reichard the court was persuaded to
intervene when, while lawfully in custody a prisoner is
deprived of some right the B, loss of which makes his
imprisonment more burdensome than the law permits:
"When a man, possesses a substantial right, the
Courts will be diligent in finding a way to protect it.
The fact that a person is legally in prison does not
prevent the use of habeas corpus to protect his other
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inherent rights.
In John v.Dys, the (Court again held it preferable
"that a potentially dangerous individual be set free than
the least degree of and impairment of an individuals’s
basic constitutional rights be permitted. Thus, the
constitutionally of imprisonment, its duration, and
conditions Can be validity tested by means of habeas
corpus.
The harshest blow to the old ‘hands-off’ doctrines was
struck by Manree v. Pepa, 365 US 167, 5 L.Ed. 2d,, 492
(1961).
Where the court insisted on ‘‘civilized standards of
humane decency" and interdicted the subhuman condition
which could only serve to destroy completely the spirit
and undermine the sanity of the prisoner.
By l 975, the United states Supreme Court sustained the
indubitable proposition that constitutional rights did not
desert convicts but dwindled in scope. A few sharp passages
from Eve Pall(1) opinions and some telling observations from
Charles Wolff(2) nail the argument the prisioners the non-
persons.
Mr. Justice Steward. who delivered the opinion of the
Court in Eve Pell observed "Courts cannot, of course,
abdicate their constitutional responsibility to delineate
and protect fundamental liberties. But when the issue
involves a regulation limiting one of several means of
communication by an inmate, the institutional objectives
furthered by that regulation and the measure of judicial
deference owed to corrections officials in their attempt to
serve these interests are relevant in gauging the validity
of the regulation."
(1) 417 US 817 41 Ed. 2d 495.
(2) 41 L. Ed. 2d. 935.
10-526SCI/78
412
Mr. Justice Douglas. in his dissenting view, stated
’prisioners are still ’persons’ entitled to all
constitutional rights unless their liberty has been
constitutional by curtailed by procedures that satisfy all
the requirements of due process, (emphasis, added).
In the later case of charles Wolff, the court made
emphatic statements driving home the same point. For
instance, Mr. Justice White, who spoke for the court,
observed: "Lawful imprisonment necessarily makes unavailable
many. rights and privileges of the ordinary citizen
retraction in by the considerations underlying our penal
system. But though his rights may be diminished by
environment, prisoner is not wholly stripped of
constitutional protections when he is imprisoned for crime.
There is no‘ iron Curtain drawn between the Constitutions
and the prisons of this country, .. In sum there must be
mutual accommodation between institutional needs and
objectives and the provisions of the Constitution that are
of general application.
Mr. Justice Marshall expressed himself explicitly "I
have previously stated my view that a prisoner does not shed
his basic constitutional rights at the prison Gate, and I
fully support the court’s holding that the interest of
inmates is freedom from imposition of serious discipline is
a liberty’ entitled to due process protection."
Mr. Justice Douglas, again a dissenter, asserted:
"Every prisoner’s liberty i.e., of course, circumscribed by
the very fact of his confinement, but his interest in the
limited liberty left to him is then only the more
substantial. Conviction of a crime does not render one a
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nonperson whose rights are subject to the within of the
prison administration, and therefore, the imposition
of any serious punishment within the prison system requires
procedural safeguards of course, a bearing
need not be held before a prisoner is subjected to some
minor deprivation, such as an evening’s loss of television
privileges. Placement in solitary confinement, however, is
not in that category".
I may now crystalise this legal discussion.
Disciplinary autonomy, in the hands of mayhem- happy jail
staffers, may harry human rights and the walis from behind
the high walis will not easily break through the sound-
proof, night-proof barrier to awaken the judges’ writ juris-
diction. So, it follows that activist legal aid as a
pipeline to carry to the court the breaches of prisoners’
basic rights is a radical humanist concomitant of the rule
of prison law. And in our constitutional order it is
axiomatic that the prison laws do not swallow up the
fundamental rights of the legally unfree, and, as sentinels
on the qui vive, courts will guard Freedom behind bars,
tampered, of course, by environmental realism but intolerant
of torture by executive echelons. The policy
413
Of the law and the paramountcy of the constitution are
beyond purchase by authoritarians glibly invoking
’dangerousness’ of inmates and peace in prisons.
If judicial realism is not to be jettisoned, judicial
activism must censor the argument of unaccountable prison
autonomy.
’Dangerousness’ as a cover for police and prison
atrocities is not unusual, as a recent judicial enquiry by
Mr. Justice Ismail in a ’Tamil Nadu prison indicates:
"The black hole of Calcutta is not a historical
past but a present reality. The Report finds the
detenus were deliberately lodged in the nineth block
which was previously occupied by leprosy prisoners.
on the night of February 2, "there were brutal,
merciless and savage beatings of the detenus in the
nineth block", earlier in the afternoon, the Chief Head
Warder went to the block and noted down the names of
the detenus and the cells in which they were locked up.
The exercise was undertaken. The Judge finds that "the
beating of the detenus that took place on the night of
February 2, 1976 was a premeditated, pre-planned and
deliberate one and not undertaken on the spur of the
moment either because of any provocation offered by
the detenus to go into the cells as contended by the
jail officials"
(other lurid judicial reports from other States
also have appeared.
After all, though the power vests in the
Superintendent, it is triggered by the guard. We cannot,
without check permit human freedom to be gouged by jail
guards under guise of ’encounters’ and ’escape attempts’.
Mr. Justice Douglas stressed this aspect in Wolff v.
Mcdonnel: (1)
.We have made progress since then but the old
tradition still lingers. Just recently. an entire
prison system of one state was held as inhumane .. The
lesson to be learned is that courts cannot blithely
defer to the supposed expertise of prison official when
it comes to the constitutional rights. of inmates.
"Prisoners often have their privilege revoked, are
denied the right of access to counsel, sit in solitary
or maximum security or less accrued ’good time’ on the
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basis of a single,
(1) 41 L. Ed. 2d. 935 at p.976
414
unreviewed report of a guard. When the Courts deter to
administrative discretion, it is this guard to whom
they. delegate the final word on reasonable Prison
Practices. This is the central evil in prison.... the
unreviewed discretion granted to the poorly trained
personnel who deal directly with persons."
If wars are too important to be left to the generals,
surely prisoners’ rights are too precious to be left to the
jailors. We must add a caveat. Where prison torture is the
credible charge and human person the potential casualty, the
benefit of scepticism justly belongs to the individual’s
physical-mental immunity, not to the - hyper-sensitivity
about safe custody.
Some welcome features.: Community based litigation and
participative justice’, Supportive of democratic legality.
A few special forensic features of the proceedings
before us have seminal significance and I adv. rt to them in
as helpful factors in the progressive development of the
legal process.
The essence of this class of litigation is not
adjudication on particular grievances of individual
prisoners but broad delivery of social justice. It goes
beyond mere moral weight-lifting out. case-by-case
correction but transcend into forensic humanisation of a
harsh legal legacy which has for long hidden from judicial
view lt is the necessitous task of this Court, when invited
appropriately, to adventure even into fresh areas of as any
and injustice and to inject humane constitutional ethic into
imperial statutory survivals, especially when the (prison)
Executive thirty years after Independence, defends the
alleged wrong as right and the Legislatures, whose members?
over the decades, are not altogether strangers to the
hurtful features of jails, are perhaps pre-occupied with
more popular business than concern for the detained
derelicts who are a scattered, voiceless, noiseless
minority.
Although neither of these writ petitions is a class
action in the strict sense, each is representative of many
other similar cases I think these ’martyr’ litigations
possess a beneficient potency beyond the individual
litigant, and their consideration on the widely-
representative basis strengthens the rule of law. Class
actions. community litigations, representative suits, test
cases and public interest proceedings are in advance on our
traditional court processes and faster people’s vicarious
involvement in our justice system with a broadbased concept
of locus standi so necessary in a democracy where the masses
arein many senses weak.
415
Another hopeful processual feature falls for notice.
Citizens for Democracy, an organisation operating in the
field of human rights, has been allowed to intervene in the
sobraj case and, on its behalf, Shri Tarkunde has made legal
submissions fuelled by passion for jail reforms. The
intervention of social welfare organisation in litigative
processes pregnant with wider implications is a healthy
mediation between the People and the Rule of law. Wisely
permitted, participative justice, promoted through mass
based organizations and public bodies with special concern
seeking to intervene, has a democratic potential for the
little men and the law. We have essayed as length the
solutions to the issues realised and heard parties ad
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libitum because of their gravity and novelty.. although a
capsulated discussion might make-do. A short cut is a wrong
cut where people’s justice is at stake.
This Court’s role as catalyst of prison justice.
It in an unhappy reflection, charged With pessimism and
realism, that Governments have come and Governments have
gone but the jails largely manage to preserve the macabre
heritage and ignore the mahatma’s message. And this, with
all the reform bruited about for decades and personal
experience of statesman in state power. The learned Attorney
General at a very early stage of one of these cases, and the
learned Additional Solicitor General as well as Shri
Tarkunde in the course of their submissions, did state that
this Court’s reformist response to the challenges raised
here may go a long way in catalysing those humane changes in
the prison laws and practices already high on the national
agenda of Government. Disturbing Commission Reports and
public proceedings put to shame prison justice and shake
people’s faith in the firm fighting functionalism of the
judicial process. So I have stretched the canvas wide and
counsel have copiously helped the Court.
Prison decency and judicial responsibility
What penitentiary reforms will promote rapport between
current prison practices and constitutional norms ? Basic
prison decency is an aspect of criminal justice. And the
judiciary has a constituency of which prisoners, ordered in
by court sentence, are a numberous part.
This vicarious responsibility has induced the Supreme
Court of the United stats to observe.
"ln a series of decisions this Court held that
even though the Governmental purpose be legitimate and
subs -tantial, that purpose cannot b,- pursued by means
that
416
broadly Stifle fundamental personal liberties when the
end can be more narrowly achieved. The breadth of
legislative abridgement must he viewed in the light of
less drastic means for achieving the same basic
purpose." (Shelton v. Tucker, 364 US 476 (1950) at
p.468)(1).
Karuna is a component of jail Justice.
Ex. post facto justification of prison cruelty as
prevention of disorder and escape is often a dubious
allegation. Another factor often forgotten, while justifying
harsh treatment of prisioners, is the philosophy of
rehabilitation. The basis is that the custodial staff can
make a significant contribution by enforcing the rule of
prison law and preparing convicts for a law-abiding life
after their release- mainstreaming, as it is sometimes
called.
Mr. Justice, Stewart in Pall adverted to the twin
objectives of imprisonment. ’An important function of the
correction system is the deterrence of crime. The premise is
that by confining criminal L 1) offenders in a facility
where they are isolated from the rest of society, a
condition that most people presumably find undesirable, they
and others will be deterred from committing additional
criminal offences. This isolation, of course, also serves a
protective function by quarantining criminal offenders for a
given period of time while, it is hoped, the rehabilitative
processes of the corrections system [ work to correct the
offender’s demonstrated criminal proclivity. Thus, since
most offenders will eventually return to society, another
paramount objective of the corrections system is the
rehabilitation of those committed to its custody. Finally,
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central to all other corrections goals is the institutional
consideration of internal security within the corrections
facilities themselves. It is in the light of these
legitimate penal objectives that a court must assess
challenges to prison regulations based on asserted
constitutional rights of prisoners. ’
The benign purpose behind deprivation of freedom of
locomotion and expression is habilitation of the criminal
into good behavior, ensuring social defence on his release
into the community. This rationale is subverted by torture-
some treatment, antagonism and bitterness which spoil the
correctional process. ’Fair treatment.... ..will enhance the
chance of rehabilitation by reactions to arbitrariness’ (33
L. Ed. 2d. 484).
Rehabilitation effort as a necessary component of
incarceration is part of the Indian criminal justice system
as also of the United states.
(1) See Substantive Criminal Law by Cherif Bassiouni,
p. 115
417
For instance? this correctional attitude has been
incorporated as a A standard by the National Advisory
Commission on Criminal Justice Standards and Goals: (1)
".. A rehabilitative purpose is or ought to be
implicit in every sentence of an offender unless
ordered otherwise by the sentencing court."
In Mohammad Giasuddin v. state of A.P.(1) this Court
strongly endorsed the importance of the hospital setting and
the therapeutic goal of imprisonment:
"Progressive criminologists across the world will
every that the Ghanaian diagnosis of offenders as
patients and his conception of prisons as hospitals-
mental and moral- is the key to the pathology of
delinquency and the thera- putic role of ’punishment’.
The whole man is a healthy man and very man is born
good. Criminality is a curable deviance. . . Our
prisons should be correctional houses, not cruel iron
aching the soul.. ’This nation cannot- and, if it
remembers its incarcerated leaders and freedom
fighters-will not but revolutionize the conditions
inside that grim little world. We make these persistent
observa tions only to drive home the imperative of
freedom-that its deprivation, lay the state, is
validated only by a plan to make the sentence more
worthy of that birthright. There is a spiritual
dimensional to the first page of our Constitution which
projects into penology."
All this adds up to the important proposition that it is a
crime of punishment to further torture a person undergoing
imprisonment, as the remedy aggravates the malady and thus
cases to be a reasonable justification for confiscation of
personal freedom and is arbitrary because it is blind
action not geared to the goal of social defence, which is
one of the primary ends of imprisonment. It reversed the
process by manufacturing worse animals when they are
released into the mainstream of society. Roger G. Lanphear,
in a recent study. has quoted a telling letter from a
prisoner which makes the poignant point.(3)
Dear Mrs. Stender:
(1) 61, pg. 43: Quoted in Freedom from Crime by Roger
Lanphear, J. r). (Nellore Publishing Company).
(2) 1977 (3) S. C. C. 287.
(3) Regers C.. Lamphear Freedom From Crime through TM
- Sidhi Progress pp. 46-47.
418
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You cannot rehabilitate a man through brutality
and disrespect. Regardless of the crime a man may
commit, he still is a human being and has feeling. And
the main reason most inmates in prison today disrespect
their keepers is because they themselves (the inmates
are disrespected and arr not treated like human
being;.. I myself have witnessed brutal attacks upon
inmates and have suffered a few myself, uncalled for. I
can understand a guard or guards an restraining an
inmate if he becomes violent. But many a time this
restraining has turned into a brutal beating. Does this
type of treatment bring About respect and
rehabilitation ? No. It only instills hostility and
causes alienation toward the prison officials from the
inmate or inmates involved.
If you treat a man like an animal, then you must
expect him to act like one. For every action, there is
a reaction. This is only human nature. And in order for
an inmate to act like a human being you must trust him
as Such. Treating him like an animal will only get
negative results from him. You can’t spit in his face
and expect him to smile and thank you. I have seen this
happen also. There is a large gap between the inmate
and prison officials. And it will continue to grow
untill the prison officials learn that an inmate is no
different than them, only in the sense that he has
broken a law. He still has feelings, and he’S still
human being. And until the big wheels in Sacramento and
the personel inside the prisons start practicing
rehabilitation, and stop practising zoology, then the
can expect continuous chaos and trouble between inmates
and officials.
Lewis Moore"
We must heed the wholesome counsel of the British Royal
Com mission(l) :
"If the suggestion were that, because of enormity
of the crime, murderers ought to be subjected to
special rigorous treatment, this would run counter to
the "accepted principle of modern prison administration
that imprisonment is itself The penalty and that it is
not the function of the Prison as authorities to add
further penalties day by day by punitive conditions of
discipline, labour diet and general treatment.
(1) Royal Commission on Capital Punishment.
419
The relevance of the though that accentuation of
injury, beyond imprisonment, may be counter-productive of’
the therapeutic objective of the penal system will be
clear when we test such infliction on the touchstone of Art.
19 and the, reasonableness’ of the action. In depth
application of these seminal aspects may be considered after
unfolding, the fact-situations in the two cases. Suffice it
to say that, so long as judges are invigorators and
enforcers of constitutionality and performance auditors or
legality, and convicts serve terms in that grim microcosm
called prison bu the mandete of the court, a continuing
institutional responsibility vests in the system to moniter
in the incarceratory process and prevent security
’excesses’. Jailors are bound by the rule of law and cannot
inflict supplementary sentences under disguises or defeat
the primary purposes of imprisonment. additional torture by
forced cellular solitude or iron immobilisation- that is the
complaint here-stands the peril of being shot down as
lunreasonable, arbitary and is perilously near
unconstitutionality.
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Court’s interpretative function when faced with invalidatory
alternative.
Batra puts in issue the constitutionality of S. 30 (2)
of the Prisons Act, 1894 (the Act, for short) while Sobhraj
impugns the vires of S.56. But the Court does not ’rush into
demolish provisions where judicial endeavour, amelioratively
interpretational, may achieved both constitutionality and
compassionate resurrection. The salutary strategy of
sustaining the validity of the law and softening its
application was, with lovely dexterity adopted by Sri Soli
Sorabjee appearing for the State. The semantic technique of
updating the living sense of dated legislation isk, in our
view, perfectly legitimated, especially when, in a
developing country like ours, the corpus juirs is, in some
measure a raj hand-over.
Parenthetically, we may express surprise that, going by
the Punjab Jail Manual (1975), the politically notorious
Regulation III of 1818 and ban on Gandhi cap’ still survive
in Free India’s Corpus Juris, what with all the sound and
fury against detention without trial and national homage to
Gandhiji.
To meet the needs of India today, the imperatives of
Independence desiderate a creatives role for the
Court in interpretation and application, especially when
enactments from the imperial mint govern. Words grown with
the world. that is the dynamics of semantics.
Read Dickerson (1) has suggested :
"the Courts are at least free from control by
original legislatures. Courts, for one, has contended
that, consistently with the ascertained meaning of the
statute, a court
(1) The Interpretation and Application of Statutes, p.
245.
420
should he able to shake off the dust of the past and
plant its feet firmly in the present.
The legislature which passed the statute has
adjourned and its members gone home to their
constituents or to a long rest from all law making. So
why bother about what they intended or what they would
have done ? Better be prophetic than archaeological,
better deal with the future than with the past, better
pay a decent respect for a future legislature than
stand in awe of one that has folded up its papers and
joined its friends at the country club or in the
cemetery
Let the courts deliberate on what the present
or future legislature would do after it had read the
courts opinion, after the situation has been explained,
after the court has exhibited the whole fabric of the
law into which this particular bit of legislation had
to be adjusted."
Constitutional deference to the Legislature and the
democratic assumption that people’s representative express
the wisdom of the community lead courts into interpretation
of statutes Which preserves and sustain the validity of the
provision. That is to say, courts must, with intelligent
imagination, inform themselves of the values of the
Constitution and," with functional flexibility, explore the
meaning of meaning to adop that construction which humanely
constitutionalizes the statute ;11 question. Plainly stated
we must endeavour to interpret the words in sections 30 and
56 of the Prisons Act and the paragraphs of’ the Prison
Manual in such manner that while the words belong to the old
order, the sense radiates the new order. The luminous
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guideline on Weems v. United states sets our sight high :
"Legislation, both statutory and constitutional is
enacted, it is true, from an experience of evils, but-
its general language should not, therefore, be
necessarily confined to the form that civil had
therefore, taken. Time works changes, brings into
existence new conditions and purposes. Therefore, a
principle, to be vital, must be capable of wider
application than the mischief which gave it birth. This
is peculiary true of constitutions. They are not
ephemeral enactments designed to meet passing
occasions. They are, to use the words of Chief Justice
Marshall, "designed to approach immortality as nearly
as human institutions can approach it". The future is
their care, and provisions for events of good and bad
tendencies of which no prophecy
(1) 54 L. ed. 801 (Weems v. United States)
421
can be made. In the application of a constitution,
there fore, our contemplation cannot be only of what
has been, but of what may be. Under any other rule a
constitution would indeed be as easy of application as
it would be. Under any other rule a constitution would
indeed be as easy of applications as it would be
deficient in efficacy and power. Its general principles
would have little value, and be converted by precedent
into impotent and lifeless formulas. Rights declared in
the words might be lost in reality. And this has been
recognised. The meaning and vitality of the
Constitution have developed against narrow and
restrictive construction."
A note in Harvard Law Review(1) commenting on Weems v.
United States urges such a progressive construction:
"The inhibition of the infliction of ’cruel and
unusual punishment’ first appears in the Bill of Rights
of 1680, at a time when the humanity-of Judge Jeffreys
of Bloody Assizes’ fame and of his fellows under the
Stuarts, loomed large in the popular mind. ... In the
eighth Amendment to the Constitution of the United
States the same prohibition is found.... (Courts) have
held that whatever is now considered cruel and unusual
in fact is forbidden by it. Another difference of
interpretation intersects these divergent views and
separates the Courts which confine the words to the
kind or mode of punishment from those who extend their
meaning to include as well its degree or severity. Tn a
recent case concerning such a provision in the Bill of
Rights of the Philippine Islands, which has the same
meaning was the Eighth Amendment, the Supreme Court of
United States, committing itself to the most liberal
interpretation, not only held that the clause was
concerned with the degree of punishment, but approved
of the extension of its scope to keep pace with The
increasing enlightenment of public opinion (Weems v.
United States, 217 US, 349. It is, indeed, difficult to
believe that a law passed in the twentieth century is
aimed solely at abuses which became almost unknown two
hundred years before, even though it is an exact trans
script of an old Bill. And excessive punishment may be
quite as had as punishment cruel in its very nature.
The fear of judicial intermeddling voiced by one of the
dissent-
(1) Hervard Law Review, Vol. 24 (1910-II) p. 54-55.
422
ing judges seems scarcely warranted, for the power to
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prevent disproportionate punishment is to be exercised
only when the punishment shocks public feeling. With
thin limitation, the progressive construction of this
clause laid down by this case seems desirable."
(emphasis added)
The jurisprudence of statutory construction, especially
when vigorous break with the past and smooth reconciliation
with a radical constitution value-set are the object, uses
the art of reading down and reading wide, as part of
interpretational engineering. Judges are the mediators
between the social tenses. This Court in R. L. Arora v.
State of Uttar Pradesh & Ors(1) and in a host of other
cases, has lent precedential support for this proposition
where that process renders a statute constitutional. The
learned Additional Solicitor General has urged upon us that
the Prisons Act (Sections 30 and 56) can be vehicle of
enlightened value if we pour into seemingly fossilized words
a freshness of sense. "It is well settled that if certain
provisions of law construed in one way will be consistent
with the Constitution, and if another interpretation would
render them unconstitutional, the Court would lean in favour
of the former construction."
To put the rule beyond doubt, interstitial legislation
through interpretation is a life-process of the law and
judges are party to it. In the present case we are persuaded
to adopt this semantic readjustment so as to obviate a
legicidal sequel. A validation-orient approach becomes the
philosophy of statutory construction, as we will presently
explain by application.
The two problems and our basic approach
The specific questions before us are whether the quasi-
solitudinous cellular custody of sorts imposed on Batra is
implicit in his death sentence and otherwise valid and. the
heavy irons forced on the per son of Sobhraj still standing
his trial comport with our constitutional guarantees
qualified and curtailed by the prison environs. Necessarily
our perspective has to be humanistic-juristic becoming the
Karuna of our Constitution and the international
consciousness on human rights. Three quotes set this tone
sharply. In the words of Will Durant(2): ’It is time for all
good man to come to the aid of their party, whose name is
civilization’. And, more particularised is the observation
of Chief Justice Warren E. Burger about what is to) be
(1) [1964] 6 S.C.R. 784.
(2) Will Durant’s Article "What Life has taught
Me". published in Bhawan’ Journal, Vol. XXIV, No.
18, April 9,1978. p. 71 at p. 72.
423
done with an offender once he is convicted, that this is
’one of mankind’s unsolved and largely neglected problems’.
And Winston Churchill’s choice thought and chiselled diction
bear repetition:
"The mood and temper of the public with regard to
the treatment of crime and criminals is one of the most
unfailing tests of the civilization of any country."
And a clinching comment concludes this thought. The White
Paper entitled "People in Prison" published by the British
Government in November, 1969, articulates a profound thought
in its concluding paragraph, much less true for India as for
the United Kingdom:
A society that believes in the worth of individual
beings can have the quality of its belief judged, at
least in part, by the quality of its prison and probate
services and of the resources made available to them."
Batra facts
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I begin with the critical facts in the first writ
petition. Sunil Batra, sentenced to death but struggling
survive, supplicates pathetically that although his appeal
against the death sentence still pends he is being subject
to solitary confinement which is contrary to the provision
of the Penal Code, the Criminal Procedure Code, the Prison
Act an(l Articles 14, 19 and 12 of the Constitution. The
Sessions Court of Delhi held him guilty of a gruesome murder
compounded with robbery and awarded the capital penalty, way
back in January, 1977 . Until then, Batra was class prisoner
eligible for amenities which made his confinement bearable
and companionable. But once the death penalty was
pronounced, the prison superintendent promptly tore him away
from fellow human, stripped him of the B class facilities
and locked him up in a single cell with a small walled yard
attached, beyond the view and voice of others save the jail
guards and formal visitors in discharge of their official
chores and a few callers once hl a blue moon. The prisoner
filed an appeal against his conviction and sentence to the
High Court, which also heard the reference for confirmation
of the death sentence unclear sec. 395 of the Criminal
Procedure Code (for short, the Code). In the meanwhile-and
it proved a terribly long while-he was warehoused, as it
were in a solitary cell and kept substantially
incommunicado.
The quasi-solitary confinement was challenged in the
High Court, perhaps vaguely (not particularising the
constitutional infirmities of Sec. 30 of The Prisons Act and
the Punjab Jail Rules) but was given short shrift by the
High Court. The learned single Judge reasoned: ’The only
point for consideration is whether the petitioner can have
the facility as demanded by him till the sentence of death
is confirmed. By going through all these rules I am of the
clear view that he cannot
424
be given the facilities as it might lead to disastrous
consequences. It also becomes the function of the State to
look to the personal safety of such a condemned prisoner.
There is no force in the petition which is hereby
dismissed". The appeal to a division bench was withdrawn and
the present writ petition under Art. 32 was filed, n where
the lay prisoner urged his litany of woes and some
constitutional generalities, later supplemented by Sri Y. S.
Chitale as amicus curiae. His lurid lot was pathetically
painted by counsel. Grim walls glare at him from all sides
night and day; his food is inserted into the room and his
excretory needs must be fulfilled within the same space. No
pillow to rest his restless head, no light inside, save the
bulb that burns blindly through the night from outside. No
human face or voice or view except the warder’s constant
compulsory intrusion into the prisoner’s privacy and the
routine revolutions of officials’ visitations, punctuated by
a few regulated visits of permitted relatives or friends,
with iron bars and peering warder’s presence in between. No
exercise except a generous half hour, morning and evening,
in a small, walled enclosure from where he may do asanas
were he yogi, do meditation were he sanyasi and practise
communion with Nature were he Wordsworth or Whiteman or
break down in speechless sorrow were he but common clay. A
few books, yes; newspapers ? No talk to others ? No; save
echoes of one’s own soliloquies; no sight of others except
the stone mercy in pathetic fallacy. This segregation,
notwithstanding the prescribed category of visitors
permitted and censored letters allowed, argues Sri Chitale,
is violation the primordial gregariousness which, from the
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beginning of the species, has been man’s social milieu and
so constitutes a psychic trauma, when prolonged beyond
years, too torturesome for tears, even in our ancient land
of silent mystics and lonely cavemen. For the great few,
solitude sometimes is best society but for the commonalty
the wages of awesome seculsion, if spread over long spells,
is insanity. For the fevered life of the modern man, more so
under the stress of sentence, solitude is terror and
cellular vacuum horror. Just think not of the contemplative
saint but of the run of the mill mortal. Cage his lonely
person and monitor his mind and mood with a sensitive
understanding. Then you know that moments bear slow malice;
hours hang heavy with ennui; days drop dead, and lonely
weeks wear a vicious stillness; for sure. weary months or
singleness, with monotonous nights, made more hurtful by the
swarms of mosquitoes singing and ’stinging, and in many
cells. by the blood-thirsty armies of bugs, invisibly
emerging from nocturnal nowhere, to hide and bite, make for
lunacy. Time cries halt and the victim wonders, is death a
better deal? Such is the torture and tension of the solitary
cell, picturised by counsel.
425
The Tihar Jail is the scene and a glimpse of it is
good. Law is not a brooding omnipresence in the sky but a
behavioural omnipotence on the earth, a do-don’t calculus of
principled pragmatism. So, any discussion of prison law
problems must be preceded by a feel of the cell and
surroundings. For this reason we now set out the inspector
notes left by Chief Justice Beg, who visited the ’condemned
cell’ along its two brothers on the bench:
"We inspected the cell in which the prisoner was
con fined. We were relieved to find that conditions
there did not correspond to the picture which eloquent
arguments of his counsel before us conjured up in our
minds. We had been led to believe that the prisoner was
kept in some kind of a dungeon with only a small hole
through which light could penetrate only when there was
enough sunshine. It was true that the prisoner was
living in a room with a cemented floor and with no bed,
furniture, or windows in it. The light came from a
ventilator with iron bars on the wall at the back of
the room and the wide gate of iron bars in front. The
light was, however, enough. It is also true that there
was no separate room for the petitioner to take a bath
in or to answer calls of nature. But in this very room,
the site of which given on a diagram furnished by the
jail authorities, water and sanitary fittings were
installed in one corner of the room. In front of the
room there was a small verandah with pakka walls and
iron gates separating each side of it from a similar
verandah in front of an adjoining cell. The entrance
into this verandah was also through a similar iron
gate. The inner room in which the prisoner was confined
had also a gate of iron bars. All gates were with iron
bars on frames so that one could see across them
through the spaces between the bars. All these gates
were locked. We learnt that the petitioner was able to
come into the verandah at certain times of the day. At
that time only he could communicate with other
similarly kept prisoners whom he could see and talk to
through the iron bars. In other words, for all
practical purposes, it was a kind of solitary
confinement.
We did not see a separate guard for each prisoner
in the row of cells for prisoners sentenced to death.
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All these prisoners were certainly segregated and kept
apart. But it is difficult to determine, without going
into the meaning of ’solitary confinement’. as a term
of law whether the conditions in which the petitioner
was kept amounted to ’solitary
426
confinement’. Probably, if small windows with iron bars
were provided between one cell and another, the
prisoners could talk to each other also so that the
confinement would no longer be solitary despite the
fact that they are kept in separate adjoining cells.
The petitioner did not complain of any discomfort
other than being kept in ’solitary confinement’ and
being made to sleep on the floor. He asked us to see
another part of the prison where undertrials were kept.
When we visited that part, we found dormitories
provided there for under-trial prisoners who had beds
there and their own bedding and clothing. They also
had, in that part of the prison, radio sets, some of
which belonged to the prisoners no others to the jail.
The under trials were allowed to mix with each other,
play games or do what they wanted within a compound."
(emphasis, ordered). ’
The basic facts hearing upon the condition of the
prisoner in his cell are not denied although certain
materials have been averred in the counter affidavit to make
out that the mental mayhem imputed to the system vis a vis
the petitioner is wild and invalid.
For updating the post-sentence saga of Batra it is
necessary to state that the High Court has since upheld the
death penalty imposed on him; and open to him still is the
opportunity to seek leave to appeal under Art. 136 and, if
finally frustrated in this forensic pursuit, to move for the
ultimate alchemy of Presidential communication under Art.
72. The cumulative period from when the Sessions Court
sentences to death to when; the Supreme Court and the
President say ’nay’ for his right to life may be
considerable as in this very case. From them, if discomfited
at all stages and condemned to execution, to when he swings
on the rope to reach ’the undiscovered country from whose
bourn no traveller returns’ is a different, dismal chapter.
Keeping these spells of suffering separate, we may approach
the poignant issue of quasi-solitary confinement and its
legality.
Art 21 insists upon procedure established by law before
any person can be denuded of his freedom of locomotion. What
then is the law relied upon by the State to cut down the
liberty of the person to the bare bones of utter isolation ?
Section 30 of the Prisons Act is pressed into service in
answer. The respondent’s counter-affidavit alleges, in
substantiation of cellular seclusion and deprivation of
fellowship, the following facts :-
"In fact, I submit that the provisions of Sec. 30
of the Prisons Act take in all necessary safeguard for
the protection of the prisoners sentenced to death
which are abso-
427
lutely necessary in view of the state of mind of such
prisoners as well as all the possible circumstances in
which these prisoners may indulge in harming themselves
or any other criminal activity in their voluntary
discretion and in the alternative the possibility of
their being harmed by any other prisoner. A prisoner
under sentence to’ death can connive with such
prisoners and may thereby succeed in getting some
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instrument by which he may commit suicide or may be
enabled to escape from the jail. Moreover a prisoner
under sentence of death has a very harmful influence on
the other prisoners.
In the administration of prisoners in jail the
maximum security measures have to be adopted in respect
of the prisoners under sentence of death. As they are
highly frustrated lot, they will always be on the look
out for a opportunity to over-power the watch and ward
guard, and make attempt to escape. It is quite relevant
to add that under the existing provisions of Jail
Manual, Armed Guard P cannot be posted to guard the
prisoners. The Warder guard has to guard them bare
handed. Tn case the prisoners under sentence to death
are allowed to remain outside the cells, then it would
be next to impossible for the guard to control them
bare handed
Under the provisions of the new Cr. P.C. the
Capital Punishment is awarded only t(h the
exceptionally few prisoners because now it is the
exception rather than rule, and the learned Courts have
to record special reasons for awarding the extreme
punishment. This implies that the prisoners under
sentences of death are exceptionally dangerous
prisoners, who do require maximum security measures
while confined in Jail. Under the existing arrangements
in the Jail there can be no substitute to the
confinement treatment of such prisoners otherwise than
in the cells. After having been awarded the capital
punishment the prisoners sentenced to death harbour
feelings of hatred against the authorities. If such
prisoners are allowed to remain outside the cells then
there is every possibility of incidents of assaults
etc. On the fact (sic) of such prisoners.
..... If the prisoners sentenced to death are
mixed up with other categories of prisoners then the
very basic structure of superintendence and management
of jails will be greatly jeopardised.
11-526SCI/78
428
.... I submit that the provisions of Section 30 of
the Prisons Act are absolutely necessary looking to the
state of mind of prisoners under sentence of death, the
possibility of such prisoners harming themselves or
getting harmed by others or escaping in view of the
relevant sociological aspects of security relating to
the Society in the modern States."
These factual-legal submission deserve examination.
When arguments spread out the learned Additional Solicitors
abandoned some of the extreme stances taken in the States
affidavit and reduced the rigour of the averments by gentler
postures.
Essentiality, we have to decide whether, as a fact,
Batra is being subjected to solitary confinement. We have
further to explore whether S.30 of the Act contemplates some
sort of solitary confinement for condemned prisoners and, if
it does, that legalizes current prison praxis. We have
further to investigate whether such total seclusion, even if
covered by S. 30(2) is the correct construction, having
regard to the conspectus of the relevant provision of the
Penal Code and Criminal Procedure Code. Finally, we have to
pronounce upon the vires of S. 30(2), if it does condemn the
death sentence to dismal solitude.
The learned Additional Solicitor General made a broad
submission that solitary confinement was perfectly
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constitutional and relied on citations from the American
Courts at the lesser levels Its bearing on the structure of
his argument is that if even in a country like the United
States where the VIIIth Amendment balls cruel and unusual
punishment. the ’solitary’ has survived judicial scrutiny,
it is a fortiori case in India, where there is no
constitutional prohibition against cruel and unusual
punishment.
True our Constitution has no ’due process’ clause or
the VIII Amendment; but, in this branch of law, after Cooper
and Maneka Gandhi the consequence is the same. For what is
punitively outrageous, scandalizingly unusual or cruel and
rehabilitatively counterproductive, is unarguably
unreasonable and arbitrary and is shot down by Art. 14 and
19 and if inflicted with procedural unfairness, falls foul
of Art. 21. Part III of the Constitution does not part
company with the prisoner at the gates, and judicial
oversight protects the prisoner’s shrunken fundamental
rights, if flouted, frowned upon or frozen by the prison
authority. Is a person under death sentence or undertrial
unilaterally dubbed dangerous liable to suffer extra torment
too deep for tears ? Emphatically no, lest social justice,
dignity of the individual, equality before the law,
procedure established by law and the seven
429
lamps of freedom (Art. 19) become chimerical constitutional
claptrap. A Judges, even within a prison setting, are the
real, though restricted, ombudsmen empowered to prescribe
and prescribe, humanize and civilize the life-style within
the carcers. The operation of Articles 14, 19 and 21 may be
pared down for a prisoner but not puffed out altogether. For
example, public addresses by prisoners may be put down but
talking to fellow prisoners cannot. Vows of silence or
taboos on writing poetry or drawing cartoons are violative
of Article 19. So also, locomotion may be limited by the
needs of imprisonment but binding hand and foot, with hoops
of steel, every man or women sentenced for a term is doing
violence to Part III. So Batra pleads that until
decapitation he is human and so should not be scotched in
mind by draconian cellular insulation nor stripped of the
basic fellowship which keeps the spirit flickering before
being extinguished by the swinging rope.
Is it legal or legicidel to inflict awesome loneliness
on a living human ? The lesser poser to the prison
administration is, what is its authority, beyond bare
custody, to wound the condemned men by solitary confinement
? Indeed, the Additional Solicitor General, at the
threshold, abandoned such an ’extinguishment’ stance
ambiguously lingering in the State’s counter affidavit and
argued only for their realistic circumscription, since a
prison context affects the colour, content and contour of
the freedoms of the legally unfresh. The necessary sequitur
is that even a person under death sentence has human rights
which are non-negotiable and even a dangerous prisoner,
standing trial, has basic liberties which cannot be bartered
away.
The Cooper effect and the Maneka armour vis-a-vis prisons.
The ratio in A. K. Gopalan’s case where the Court, by a
majority, adopted a restrictive construction and ruled out
the play of fundamental rights for anyone under valid
detention, was upturned in R.C. Coopers case.(1) In Maneka
Gandhi the Court has highlighted this principle in the
context of Art. 21 itself.
And what is ’life’ in Art. 21? In Kharak Singh s case.
Subba Rao, J. quoted Field, J. in Munn v. Illino’s (1877)
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94, U.S. 113, to emphasise the quality of life covered by
Art. 21:
"Something more than mere animal existence. The
inhibition against its deprivation extends to all those
limbs and faculties by which life is enjoyed. The
provision H
(1) [1971] 1 SCR 512.
430
equally prohibits the mutilation of the body by the
amputation of an arm or leg, or the putting out of an
eye, or the destruction of any other organ of the body
through which the soul communicates with the outer
world."
[1964(1) SCR 232 at 357]., A dynamic meaning must attach to
life and liberty.
This court has upheld the right of a prisoner to have
his work published if it does not violate prison discipline.
(State v. Pandurang)(1). The martydom of Gopalan and
resurrection by Cooper paved the way for Maneka(2) where the
potent invocation of the rest of Part III, even after one of
the rights was validity put out of action, was affirmed in
indubitable breadth. So the law is that for a prisoner all
fundamental rights are an enforceable reality, though
restricted by the fact of imprisonment. The omens are
hopeful for imprisoned humans because they can enchantingly
invoke Maneka and, in its wake Arts. 14, 19 and even 21, to
repel the deadening impact of unconscionable incarceratory
inflictions based on some lurid legislative text or untested
tradition. As the twin cases unfold the facts, we have to
test the contentions of law on this broader basis.
Prisons are built with stones of Law’ (sang William
Blake) and so, when human rights are hashed behind bars,
constitutional justice impeaches such law. In this sense.
courts which sign citizens into prisons have an onerous duty
to ensure that, during detention and subject to the
Constitution, freedom from torture belongs to the detenu.
I may project, by way of recapitulation, issues in the
two cases. Is Batra or any convict condemned to death-liable
to suffer, by implication, incarceratory sequestration,
without specific punishment of solitary confinement, from
when the Sessions Judge has pronounced capital sentence
until that inordinate yet dreadful interregnum ends when the
last court has finally set its seal on his liquidation and
the highest executive has signed ’nay’ on his plea for
clemency? Is prison law, which humiliates the human minima
of jail justice, unlaw ? Is Batra, strictly speaking, ’under
sentence or death’ until its executability, and his
terrestrial farewell have become irrevocable by the final
refusal to commute, by the last court and the highest
Executive ? Till then, is he entitled to integrity of
personalities viz. freedom from crippling on body, mind and
moral fibre, even while in
(1) [1966] (i) S.C.R. 702 and see [1975] 3 SCC 185
(Chandrachud, J.)
(2) [1978] 1 S.C.R. 248.
431
custody, or is he deemed under s. 30 of the Act to suffer
lone A imprisonment until cadaverisation?-a qualitative
hiatus in approach and impact.
I have limned the key questions canvassed on behalf of
Batra before us and, if I may forestall my eventual
response, Law India stands for Life, even the dying man’s
life and lancets its restorative was into that limbo where
languish lonely creatures whose personhood is excoriated
even if their execution is unexecutable until further
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affirmation.
In the next case we have Sobhraj, an undertrial
prisoner kept indefinitely under bar fetters, as a security
risk, arguing against the constitutionality of this obvious
torture, sought to be justified by the State under the
prison law as a safety procedure. The two cases have a
certain ideological kinship. The jurisprudential watershed
between the jail sub-culture under the Raj and
criminological consciousness in Free India is marked by the
National Charter of January 26, 1950 . ‘
Bluntly put, are jail keepers manegerie managers ? Are
human beings, pulverized into living vegetables, truly
deprived of life, the quality of life, or at least of
liberty, that limited loop of liberty, the fundamental Law,
in its basic mercy, offers to the prison community ? Are
punitive techniques of physio-psychic torture practiced as
jail drill, with the trappings of prison rules,
constitutional anathema when pressed beyond a point? Every
Constitution projects a cultural consciousness and courts
must breathe this awareness.
A few more variants of these interrogatories may be
spelt out. Is solitary confinement or similar stressful
alternative, putting the prisoner beyond the zone of sight
and speech and society and wrecking his psyche without
decisive prophylactic or penological gains, too
discriminatory to be valid under Art. 14, too unreasonable
to be intra vires Article 19 and too terrible to qualify for
being human law under Article 21? If the penal law merely
permits safe custody of a ’condemned’ sentence, so as to
ensure his instant availability for execution with all the
legal rituals on the appointed day, is not the hurtful
severity of hermetic insulation during that tragic gap
between the first judgment and then fall of the pall, under
guise of a prison regulation, beyond prison power ?
This epitome, expressed tartly, lays bare the human
heart of the problem debated with elaborate legal erudition
and compassion at the Bar.
432
These are critical problems which symbolize the appeal
to higher values, and inspired by this lofty spirit, counsel
have argued. I must, right at the outset, render our need of
appreciation for the industry and illumination brought in by
Shri Y. S. Chitale, amicus curiae, as he pressed these
points of grave portent and legal moment. So am I beholden
to Shri Soli Sorabjee, the Additional Solicitor General, who
has displayed commendable candour and benign detachment from
his brief and shown zealous concern to advance the rights of
man, even ’condemned’ man, against the primitive drills
behind the ’iron curtain’ sanctified by literal legality.
The Prison Manual is no Bible. ’This shared radical humanism
at the bar has narrowed the area of dispute and reduced the
constitutional tension, and this has made my task easy.
Right now we will examine some of the fallacies in the
counter affidavit filed by the State. This will help us
judge the reasonableness or otherwise, the arbitrariness or
otherwise, and the processual fairness or otherwise of the
prescription of the de facto solitary confinement,
especially where the Court has not awarded such a sentence
and the Jail Superintendent has read it into S. 30(2).
A prefatory clarification will melt the mist of
obscurity in the approach of the State. Many a murderer is a
good man before and after the crime and commits it for the
first and last time under circumstantial crises which rarely
repeat. Some murderers are even noble souls, patriotic
rebels, or self-less sacrificers for larger, some times
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misguided, causes. Not an unusual phenomenon is the
spectacle of persons in the death row being political or
social dissenters, sensitive revolutionaries, national
heroes, coloured people socio-economic pariahs or victims of
fabricated evidence. Brutus and Bhagat Singh plus some
proletarians, blockheads and blackguards! And this powerful
realisation has driven many countries to abolish death
penalty and our own to narrow the area of this extreme
infliction by judicial compassion and executive clemency.
Against this contemporary current of penological humanity,
it is presumptuous to impose upon this court, without
convincing back-up research, the preposterous proposition
that death sentences, often reflective in their terminal
chapter and ’sickled over by the pale cast of thought, are
homicidal or suicidal beasts and must therefore be kept in
solitary confinement. (1)
"... the evidence given to us in the countries we
visited and the information we received from others,
were M uniformly to the effect that murderers are no
more likely
(1) Royal Commission on Capital Punishment, 1949-1953
Report pp. 216-217.
433
than any other prisoners to commit acts of violence
against A officers or fellow prisoners or to attempt
escape; on the contrary it would appear that in all
countries murderers are, on the whole better behaved
than most prisoners
Political coups, so frequent in our times, put ’murderers’
in power who would otherwise have been executed. To
universalise is to be unveracious when validation is founded
on habituated hunch, not authentic investigation.
Once we set our sights clear, we see a string of non-
sequitur in the naked assertions of the State and an encore
of the folklore of ’dangerousness’ surrounding human
sentenced to death! The burden of the song? strangely
enough, is that solitary confinement is a com- passionate
measure to protect the prisoner lest he be killed or kill
himself or form a mutual aid society with other condemned
prisoners for hera kiri Community life for a death sentence,
the social psychology of the Jail Superintendent has
convinced him to swear, is a grave risk to himself. So,
solitary segregation; The ingenious plea in the counter
affidavit is like asserting not only that grapes are sour
but n that sloss are sweet. Not only is group life bad for
him because he may murder but ’solitary’ is a blessing for
him because otherwise he may be murdered! To swear that a
solitary cell is the only barricade against the condemned
men being killed or his killing others is straining
credulity to snapping point. Why should he kill or be
killed? Most murderers are first offenders and often are
like their fellow-men once the explosive stress and pressure
of motivation are released. Are there prison studies of
psychic perversions or lethal precedents probabilising the
homicidal or suicidal proclivities of death sentence, beyond
the non-medical jail superintendent’s ipse dixit?
We are dealing with men under sentence of death whose
cases pend in appeal or before the clemency jurisdiction of
Governor or President. Such men, unless mad, have no motive
to commit suicide or further murder within the jail. If they
mean to take their life themselves why plead in appeal or
for commutation? The very legal struggle to escape death
sentence strongly suggests they want to cling to dear life.
Dostoevsky(1) once said that if, in the last moment before
being executed, a man, however brave, were given the
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alternative of spending the rest of his numbered days on the
top of a bare rock, with only enough space to sit on it, he
would choose it with relief.
The instinct of self preservation is so inalienable
from biological beings that the easy oath of the Jail
Superintendent that condemned
(1) L.M. Hiranandani, The Sentence of Death, The
illustrated Weekly of India, Aug. 29. Sept. 4,
page 8.
434
prisoners are prone to commit suicide if given the facility
looks too recondite to commend credibility.
Likewise, the facile statement that men in the death
row are so desperate that they will commit more murders if
facility offers itself lacks rational appeal. It is a
certainty that a man in the death row who has invited that
fate by one murder and is striving to save himself from the
gallows by frantic forensic proceedings and mercy petitions
is not likely to make his hanging certain by committing any
murder within the prison. A franker attitude might well have
been for the Superintendent to swear that prison praxis
handed down from the British rule has been this and no fresh
orientation to the prison staff or re-writing of the jail
manual having taken place, the Past has persisted into the
Present and he is an innocent agent of this inherited
incarceration ethos.
Nothing is averred Lo validate the near-strangulation
of the slender liberty of locomotion inside a prison,
barring vague generalities. The seat of crime is ordinarily
explosive tension, as stressologists have substantiated and
the award of death sentence as against life sentence turns
on a plurality of imponderables. Indeed, not in frequently
on the same or similar facts judges disagree ’on the award
of death sentence. If the trial Court awards death sentence
the Jail Superintendent holds him dangerous enough to be
cribbed day and night. If the High Court converts it to a
life term the convict, according to prison masters, must
undergo a change of heart and become sociable, and if the
Supreme Court enhances the sentence he reverts to wild life!
Too absurd to he good! To find a substantial difference in
prison treatment between the two ’lifers’ and ’condemned’
con victs-is to infer violent conduct or suicidal tendency
based on the fluctuating sentence alone for which no expert
testimony is forth coming. On the other hand, the ’solitary’
hardens the criminal, makes him desperate and breaks his
spirit or makes him break out of there regardless of risk.
In short, it is counter-productive.
A few quotes from a recent American study on prisons,
hammer home the negativity of the "solitary".(1) The "hole",
or solitary confinement, is often referred to as an
"Adjustment Center" (AC) Here is one man’s memory of it from
San Quentin prison in California.
When I first saw it, I just couldn’t believe it.
It was a dungeon. Nothing but cement and filth. I could
not imagine
(1) Rogers G. Lamphear: Freedom From Crime through the
M. Sidhi. Program, pp. 128-129.
435
who have lived in there before me. All day I just sat
there on my bunk, in a sort of daze? staring at my new
abode
.... Instead of bad spring there was a flat steel
plate (which is the same throughout the Hole); the
window was cemented up, except for the very top
section, which was one quarter the standard size, and
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without any glass panes, thus exposing, the occupant
to all kinds of weather (the rain would actually come
through, into the cell); there was no shelving
whatsoever-not so much as a hook to hand a towel or
clothes on (and it was against the regulations to fix
up a clothes line; so anyone who did so, did it at the
risk of being beefed). In short, there was nothing;
just four walls, and room enough to take five paces-not
strides-from one end of the cell to the other. Nothing
to break the monotony of cement except the usual
graffiti. The window was too high for a view of
anything but the roof of the wing next door. It was
truly a dungeon; a bomb; a crypt. And it was "Home" for
twenty four hours a day, every day."(1)
One prisoner wrote:
I swear I want to cry sometimes, when I look at
some of the older prisoner who have been in prison so
long that they hold conversations with people who
aren’t there and blink their sad eyes once every four
or five minutes.
. . . All I can do at’ this stage of the game is
to look at my older brothers of oppression and wonder
if this will be me 15 or 20 years from now. Can I hold
on? Will I last? Will I some day hold conversations
with ghosts?
... I have seen cats leave here twice as hostile,
twice as confused, twice as anti-social than they were
when they entered. Depleted of nearly all of them
mental justices, they are "thrown back" into society
where they are expected to function like normal human
beings. And then society wonders why recidivism is so
high in the country; why a man serves five or ten years
in prison only to go out and commit the same act again.
They seem to fall apart emotionally and mentally;
To say that T became a nervous and paranoid wreck
would be understatement. My mother would end up crying
(1) Ibid pp. 131-132.
436
every time she came to see me, because of my
nervousness, which caused my hands to shake, and I had
developed a sty in my right eye."
When handling the inner dynamics of human action, we
must be informed of the basic factor of human‘ psychology
that "Nature abhors a vacuum; and man is a social animal".
(Spinoza). In such all area we must expect Brandies briefs
backed by opinions of specialists on prison tensions, of
stressologists on the etiology of crime and of psychiatrists
who have focussed attention on behaviour when fear of death
oppresses their patients. A mere administrative officer’s
deposition about the behaviourial may be of men under
contingent sentence of death cannot weigh with us when the
limited liberties of expression and locomotion of prisoners
are sought to be unreason ably pared down or virtually wiped
out by oppressive cell insulation. No medical or psychiatric
opinion or record of jail events as a pointer, is produced
to prove, even prima facie, that this substantial negation
of gregarious jail life is reasonable. Where total
deprivation of the truncated liberty of prisoner’s
locomotion is challenged the validatory burden is on the
State
The next fallacy in the counter-affidavit is that if
the murder is monstrous deserving death sentence the
murderer is a constant monster manifesting continued
dangerousness. Does this stand to reason? A woman who coldly
poisons all her crying children to death to elope with a
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paramour may be guilty of maniacal murder and, perhaps, may
be awarded death sentence. But is she, for that reason, a
dangerously violent animal? other diabolical killings
deserving death penalty but involving no violence? in
special social settings, may be visited with life term,
though the offender is a ghastly murderer. Imagine how the
respondent’s test of behaviourial violence breaks down where
death sentence is demolished by a higher court for the
reason it has been on his head for years or he is too young
or too old, or commuted by the President for non-legal yet
relevant considerations as in the case of patriotic
‘terrorists. The confusion between sentencing criteria and
blood-thirsty prison behaviour is possible to understand but
not to accept.
Having dealt with some of the untenable positions taken
by the affient, I move on to a consideration of the torture
content of solitary confinement. The Batra treatment is
little short of solitary confinement. This inclination
persuaded the court to make the interim ll direction on 5th
May, 1978
"We direct that until further orders of this Court
the petitioner Sunil Batra will not be kept in
’confinement’ as
437
contemplated by S. 30(2) of the Prisons Act, 1894. A
Reasons to follow".
Even so, from a larger angle, it becomes necessary to
explain why a sensitized perspective repels judicial
condonation of solitary confinement of sorts. What is
solitary confinement, experiencially, juristically, and
humanistically understood ? At the close of this
consideration, a legal definition OF solitary confinement
may be given to the extent necessary in this case.
American high-security prisons, reportedly with their
tours, tantrums and tensions, may not help comparison except
minimally. Even so, the Additional Solicitor General draw
our attention to observations of the U.S. Court of Appeals
decisions affirming segregated confinement in maximum
security prisons. His point was autonomy for the jail
administration in matters of internal discipline, especially
where inmates were apt to be:
(1) "threat to themselves, to others, or to the
safety and security of the institution. Such a policy
is perfectly proper and lawful and its administration
requires the highest degree of expertise in the
discretionary function of balancing the security of the
prison with fairness to the individual con fined. In
the case at bar the record reveals that appellant’s
confinement in segregation is the result of the
considered judgment of the prison authorities and is
not arbitrary".
In the specific cases cited the facts disclose some
justification for insulation.
"Appellant has indeed, been in segregation for a
protracted period, continuously for more than two years
prior to the present hearing. However, his record
during these separate periods when he was allowed
confinement "within the population " of a prison
reflects a history of participation, directly or
indirectly, in conduct of extreme violence. Although
his con duct in segregation has since been entirely
satisfactory the G trial court was manifestly correct
in determining that appellant has been denied no
constitutional right and that the determination of
whether appellant presently ’should be considered a
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threat to others or the safety or security of the
penitentiary is a matter for administrative decision
and not the courts."
(1) Kenneth Grahm v. J. T. Willingham Federal
Reporter, 2d Series Vol. 384 P. 2d. p. 367.
438
But, in our cases, no record revealing balancing of
considerations or compelling segregation or murderous in-
prison violence save that he is potentially ’under death
sentence’, is shown. To be mindless is to be cruel and that
is reflex action of the jail bosses when prisoners are
routinely sent to the solitary cell on hunch or less.
Alleging chances of killing or being killed as the alibi for
awarding ’solitary’ is an easy ’security’ phobia which shows
little appreciation of the suffering so heaped. And abuse is
undetected and indiscriminate in that walled world within
the world.
"Commenting on solitary cellular confinement,
Pandit Nehru observes that the gaol department adds to
the sentence of the court an additional and very
terrible punishment, so far as adults and even boys
accused of revolutionary activities are concerned.
Over-zealous prison administrators in the past have
contributed not a little to the disrepute and
unpopularity of the Government by making reckless use
of this on political offenders or detenus." (1)
The great Judge Warren, CJ in Trop. v. Dulles(2) refers to
the condemnation of segregation and observes:
"This condemnation of segregation is the
experience years ago of people going stir crazy,
especially in segregation".
That compassionate novelist, Charles Dickens, in his
’American Notes and Pictures from Italy’ describes the
congealing cruelty of ’solitary confinement’ in a
Pennsylvania Penitentiary (p. 99) :
I am persuaded that those who devised this system
of prison discipline, and those benevolent gentlemen
who carry it into execution, do not know what it is
that they are doing. I believe that very few men are
capable of estimating the immense amount of torture and
agony which this dreadful punishment prolonged for
years, inflicts upon the sufferers; and in guessing at
it myself, and in reasoning from what I have seen
written upon their faces, and what to my certain
knowledge they feel within, I am only the more
convinced that there is a depth of terrible endurance
in it which none but the sufferers themselves can
fathom, and which no man has a right to inflict upon
his fellow-creatures. I hold this slow and daily
tempering with the mysteries of the brain, to be
immeasurably worse than any torture of the body; and
(1) B. K. Bhattacharya: Prisons, p. 111.
(2) Leonard Orland, Justice, Punishment, Treatment, p.
297.
439
because its ghastly signs and tokens are not so
palpable to the eye and sense of touch as scars upon
the Flesh; because its wounds are not upon the surface
and it extorts few cries that human ears can hear;
thereore, I the more denounce it, as a secret
punishment which slumbering humanity is not roused up
to stay. I hesitate once, debating with myself whether,
if I had the power of saying "Yes" or "No". I would
allow it to be tried in certain cases, where the terms
OF imprisonment were short; but now, I solemnly
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declare, that with no rewards or Honours could I walk a
happy man be neath the open sky by day, or lie down
upon bed at night, with the consciousness that one
human creature, for any length of time, no matter what
lay suffering this unknown punishment in his silent
cell, and I the cause or I consenting to it in the
least degree."
Viewing cellular isolation from a human angle, that
literary genius, Oscar Wilds, who crossed the path of the
criminal law, was thrown into prison and wrote De Profundis,
has poetized in prose, with pessimism and realism, the
lonely poignancy of the iron infirmary. I quote:
A great river of life Hows between me and a date
so distant. Hardly, if at all, can you see across so
wide a waste . . . suffering is one very long moment.
We cannot divide it by seasons. We can only record its
moods, and chronicle their return. With us time itself
does not progress. It revolves. It seems to circle
round one centre of pain. The paralysing immobility of
a life every circumstance of which is regulated to the
inflexible laws of an iron formula: this immobile
quality, that makes each dreadful day in the very
maniutest detail like its brother, seems to communicate
itself to those external forces the very essence of
whose existence is ceaseless change.
..... For us there is only one season, the season
of sorrow. The very sun and moon seem taken from us.
Outside, the day may be blue and gold, but the light
that creeps down through the thickly-muffled glass of
the small iron-barred window beneath which one sits is
grey and niggard. It is always twilight in one’s cell,
as it is always twilight in one’s heart. And in the
sphere of thought, no less than in the sphere of time,
motion is no more."
440
And Shri Jawaharlal Nehru has recorded in his Autobiography
in tho Thirties (1) :
"Some individuals, sentenced for revolutionary
activities for life or long term of imprisonment, are
often kept in solitary confinement for long period. But
in the case of these persons-usually young boys-they
are kept along although their behaviour in gaol might
be exemplary. Thus an additional and very terrible
punishment is added by the Gaol Department to the
sentence of the Court, without any reason therefor.
This seems very extraordinary and hardly in confirmity
with any rule of law. Solitary confinement, even for a
short period, is a most painful affair, for it to be
prolonged for years is a terrible thing. It means the
slow and continuous deterioration of the mind, till it
begins to border on insanity; and the appearance of a
look of vacancy, or a frightened animal type of
expression. It is killing of the spirit by degrees, the
slow vivisection of the soul. Even if a man survives
it. he becomes abnormal and an absolute misfit in the
world."
Much has been said in The course of the argument about
the humanism imparted by interviews and letters. Nehru wrote
about the Naini Prison, which retains its relevance for many
prisons even today, speaking generally:-
"Interviews are only permitted once in three
months, and so are letters-a monstrously long period.
Even so, many prisoners cannot take advantage of them.
If they are illiterate, as most are, they have to rely
on some gaol official to write on their behalf: and the
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latter, not being keen on adding to his other work,
usually avoids it. Or, if a letter us written, the
address is not properly given and the letter does not
reach. Interviews are still more difficult. Almost in
variably they depend on a gratification for some good
official. often prisoners are transferred to different
gaols, and their people cannot trace them. I have met
many prisoners who had lost complete touch with their
families for years, and did not know what had happened.
Interviews, when they do take place after three months
or more are most extraordinary. A number of prisoners
and their interviewers are placed together on either
side of a barrier, and they all try to talk
simultaneously. There is a great deal of shouting at
each other, and the slight human touch that might have
come from the interview is entirely absent."
(1) Jawaharlal Nehru, An Autobiography, p. 222.
441
The curse of the system is, in Nehru’s words:
"Not the least effort is made to consider the
prisoner as an individual, a human being, and to
improve or look after his mind. The one thing the UP
administration excels is in keeping its prisoners.
There are remarkably few attempts to escape. and I
doubt if one i ten thousand succeeds in escaping."
A sad commentary on the die-hard ’solitary’ in some
Indian Jails is gleaned from a recent book, "My Years in an
Indian Prison-Mary Tyler" (Victor Gallantz Ltd.. London
1977). The author, a young British, Mary Tyler, was in a
female ward, kept solitary as a nasality, and deported
eventually. She writes:
"By ten o’clock that morning I found myself locked
in room fifteen feet square and completely bare except
for a small earthen pitcher and three tattered, coarse,
dark grey blankets stiff with the grease and sweat of
several generations of prisoners, which I folded to
make a pallat on the stone floor My cell formed one
corner of the dormitory building and looked out on to a
yard at the end of the compound farthest from the gate.
The two outer walls were open to the elements; instead
of windows, there were three four-foot wide openings
barred from the floor to a height of eight feet. The
door was fastened with a long iron bolt and heavy
padlock; the walls. covered in patchy whitewash, wear
pock-marked high and low with holes of long-removed
nails. In one! corner a rickety waist-high wooden gate
concealed a latrine, a niche with raised floor, in the
centre of which was an oblong slit directly over a
cracked earthen tub. My latrine jutted out adjacent to
the one serving the dormitory where the rest of the
women prisoners slept. The open drains from both these
latrine and Kalpana’s ran past the two outer walls of
my cell, filling the hot nights with a stench that made
me wretch he crevices between the broken concrete and
crumbling brickwork of the drains were the breeding
grounds of countless flies and giant mosquitoes that,
as if by mutual pre- arrangements, performed alternate
day and night shifts in my cell to disturb my sleep and
rest.
My first few days in ’solitary’ were spent as in a
dream, punctuated only by the Chief Head Warder’s
morning and evening rounds to check the lock, the
bustling appearance of the matine bringing food and
water, or the wardress fumbling with her keys to unlock
me to clean my teeth and baths.
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442
During the daytime, the key to the gate of the
female word was in the custody of a ’duty-warder’, one
of the hundred and fifty warders in the jail. He was
responsible for opening the gate to admit convicts
bringing food, the doctor or other persons on essential
business. Administration of the jail was in the hands
or a staff of Assistant Jailors and clerks, subordinate
to the Jailor who had overall responsibility for the
day to day running of the prison. He was answerable to
the most exalted personage in the jail hierarchy, the
Superintend (dent.
His unpredictable temper and behaviour were a
source of as much exasperation to his subordinates as
to ourselves He demonstrated his authority by reversing
his previous instructions so many times that in the end
nobody was really sure what he wanted. The jail staff
operated by by-passing hi n as much as possible so as
not to get caught out if he happened to change his
mind."
Judicial opinion across the Atlantic, has veered to the
view that it is near-insanity to inflict prolonged solitary
segregation upon prisoners. And the British System has bid
farewell to solitary confinement as a punishment. I refer to
these contemporary developments not to hold on their basis
but to get a feel of this jail within jail. Without
empathy, decision-making may be futility.
It is fair to state that Sri Soli Sorabjee, expressed
himself for jail reform and his heart was with those whose
limited liberty was ham strung, although he pleaded
strenuously that the reformist goal could be reached by
reading new meaning without voiding the provision. So he
tried to tone down the acerbity of the isolation imposed on
Batra by calling it statutory segregation, not solitary
confinement. But, ‘as will be later revealed, the former
hides the harshness verbally but retains the sting
virtually. Presbyter is priest writ large.
A host of criminological specialists has consistently
viewed with consternation the imposition of solitary
confinement punitively-and, obviously, preventive
segregation stands on a worse footing, since it does not
have even a disciplinary veneer. I may, with eclectic
brevity, quote from the wealth of juristic crudition
presented to us by Shri Chitale in support of his thesis
that forced human segregation, whatever its label, is a
barbaric cruelty which has outlived its utility and the
assumption that condemned prisoners or lifers are
dangerously violent is a facile fiction.
443
One main thrust, however, of the congregate school came
on the issue of the effects of constant and unrelieved
isolation of prisoners. It was unnatural, the New York
camp insisted, to leave man in solitary, day after day,
year after year; indeed, it was‘ not unnatural that it
bred insanity."(1)
"Harlow and Harlow (1962) have conducted experiments
with species closely related to human beings. Of
special interest are the variables involved in the
causation of psycho pathological syndromes in man. In
measuring the relation between social environment and
social development, Harlow reports that the most
constant and dramatic finding that social isolation
represents the most destructive abnormal environment.
As this isolation progresses from partial to total, the
severity of impairment increases, ranging from
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schizord-like postures to depressive-type postures."(2)
Eloquent testimony to man’s need for belonging,,
acceptance, and approval is provided by the experience
of small groups of scientists, officer, and enlisted
personnel who voluntarily subjected themselves to
isolated antartic living for the better part of a year
(Robrer, 1961). During this period troublesome
individuals were occasionally given the "silent
treatment" in which a man would be ignored by the group
as if he did not exist. This ’isolation’ procedure
resulted in a syndrome called the ’long eye’,
characterized by varying combinations of sleeplessness,
outbursts of crying, hallucinations, a deterioration in
habits of personal hygiene, and tendency fr the man to
move aimlessly about or to lie in his bunk staring into
space. These symptoms cleared up when he was again
accepted by and permitted to interact with others in
the group."(3)
"The use of the dark or isolation cell-the hangover of
the medieval dungeon-known in prison parlance as
’Klondika‘, is probably the most universally used
prison punishment in
(1) David J. Rotman. Historical perspectives-Justice,
Punishment, Treatment by Leonard Oreland, 1973, p.
144.
(2) Psychiatrist and the Urban-setting-Comprehensive
Text Book of Psychiatrist-ll, 2nd Ed. Vol. II
(1976) by A . M. Freeman, Harlod I. Kaplan,
Benjamin J. Sedock, p. 2503.
(3) James C. Coleman-Abnormal Psychology and Modern
Life p. 105.
12-526SCI/78
444
the history of American penology.(1)
Some prisoners are kept in these gloomy places for
month. What to do with a rebellious prisoner bedevils
all wardens, but a sustained sojourn in a punishment
cell is not the answer. The excessive use of Klondike
is a grim example of what is known to students of
corrections as ’deed end’ penology. Resorting to it for
long periods o time is n illustration of total lack of
imagination and outmoded prison administration, all too
current in most of our prisons even today Not much
different from the dark or isolation cell is the
’segregation’ block or ward. In this isolated part of
the prison an inmate may be placed because he is
’uncooperative’. is considered dangerous or a bad
influence, or for some other reason arrived at by the
warden his deputy in charge of custody."
A much more recent case which bids well to become a
cause clebre is that of Robert Shroud who has spent
approximately the same period of time in ’segregation’
in the federal prisons of Leavenworth and Alcatraz.
Stroud was first sent to prison when he was nineteen
for killing a man in Alska in 1909. While in the
Leavenworth prison he killed a guard in the dining room
for which he was sentenced to be hanged. This sentence
was commuted to life by President Woodrow Wilson. While
in prison in ’segregated cell’, Stroud became all
expert in disease of birds and is alleged to have
become a world-wide authority in his field.(2)
"Regarded as a rational method of treatment, cellular
confinement is curious monument of human perversity.
That it should have been established shows the absolute
ignorance of criminal nature which existed at the time;
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that it should still persist shows the present
necessity for widespread popular knowledge of these
matters. It may be possible. to learn to ride on a
wooden horse, or to swim on a table, but the solitary
cell does not provide wooden substitute for the
harmonising influence f honest society.(3)
Criminological jurists like Dr. Bhattacharya, who was also
judge of he Calcutta High Court, take the view that cellular
or separate confinement deserves to be condemned:
(1) Harry Elmer Barnes and Negley K. Testers-New
Horzons in Criminology, 3rd Ed. 2p. 351-352.
(2) Royal Commission on Capital Punishment 1949-1953
Report pp. ;217.
(3) Havelock Ellis, The Criminal, 5th Edn. 1914, r.
327.
445
Many penologists in India take exception to the
solitary confinement rule. It is hard to differentiate
between this as an mode of judicial punishment and by
way of a jail punishment for the results are equally
disastrous to the physical and mental health of those
subjected to them".(1)
Yahya Ali. J., in 1947, loll before our constitutional
charter Came into being, had expressed himself strongly
against ’solitary confinement’ and we feel more strongly
about it and against it. Our humane order must reject
solitary confinement’ as horrendous. The learned Judge
observed :
" Solitary confinement should not be ordered unless
there are special features appearing in the evidence
such as extreme violence or brutality in the commission
of the offence. The only reason given by the Magistrate
is that the ’sanctity or home life has become to him
(the appellant) a mere mockery and the desire to take
what he wants regardless of ownership is not in him’.
This can be said of every person convicted under S.
379, Penal Code and I do not consider that to be I
circumstance justifying the passing of an order of
solitary confinement. The direction regarding solitary
confinement will be deleted."
"As regards the sentence relating to solitary
confinement the attention of the Magistrate is invited
to my judgment in Criminal Appeal No 114 of 1947. As
pointed out in that judgment although the imposition of
the sentence of solitary; confinement was legal, under
the Larceny Act of 1861 (24 and 25 Vict. Ch. 96) the
power was very rarely exercised by a criminal Court. By
enacting 56 and 57 Vict. Ch. 54 on 22-9-1893 the
provisions in Larceny Act relating to solitary
confinement which had become obsolete for several
decade by that date were formally repealed. A century
of experience has thus led to its abandonment in the
United Kingdom and at the present day it stands
condemned and has generally given place to work in
association during the day and confinement in cell for
the night, in cases where isolation at night is
considered necessary for a brief time for particular
prisoners all exclusively for the maintenance of prison
discipline Although in the medieval times under the
influence of the eccesiastics it was considered that
cellular confinement as a
(1) B. K. Bhattacharya, Prisons, p. 117,
(2) AIR 1947 Madras 381
446
means of promoting reflection and penitence, it came
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since to be realised that this kind of treatment leads
to a morbid state of mind and not infrequently to
mental derangement and as a form of torture it fails in
its effect on the public. It must, therefore, so long
as is part of the Indian Penal Code, be administered,
if ever in the most exceptional cases of unparalleled
atrocity or brutality."
The Law Commission of India in its 42nd Report took the
view that solitary confinement was "out of tune with modern
thinking and should not find a place in the Penal Code as a
punishment to be ordered by any criminal court". Some
ambivalent observation that such treatment may perhaps be
necessary as a measure OF jail discipline has been made
without any special supportive reasons as to why such a
penelogical horror as long solitary confinement should be
allowed to survive after death within the prison. Probably,
all that was meant by the Commission was that, for very
short spells and under ameliorative conditions, the
’solitary’ may be kept alive as a disciplinary step.
The propositions of law canvassed in Batra’s case turn
on what is solitary confinement as a punishment and what is
non-punitive custodial isolation of a prisoner awaiting
execution. And secondly, if what is inflicted is, in effect,
’solitary’, does section 30(2) of the Act authorise it, and,
if it does, is such a rigorous regimen constitutional. In
one sense, these questions are pushed to the background,
because Batra’s submission is that he is not ’under sentence
of death’ within the scope of section 30 until the Supreme
Court has affirmed and Presidential mercy has dried up by a
final ’nay’. Batra has been sentenced to death by the
Sessions Court. The sentence has since been confirmed, but
the appeal for Presidential commutation are ordinarily
precedent to the hangmen’s lethal move, and remain to be
gone through. is contention is that solitary confinement is
a separate substantive punishment of maddening severity
prescribed by sections 73 of the Indian Penal Code which Can
be imposed only by the Court; and so tormenting is this
sentence that even the socially less sensitive Penal Code of
1 860 has interposed, in its cruel tenderness, intervals,
maxima and like softening features in both sections 73 and
7. Such being the penal situation, it is argued that the
incarcertory insulation inflicted by the Prison
Superintendent on the petitioner is virtual solitary
confinement unauthorised by the Penal Code and, therefore,
illegal. Admittedly, no solitary confinement has been
awarded to Batra. So, if he is de facto so confined it is
illegal. Nor does a sentence of death under section 53,
I.P.C. carry with it a supplementary
447
secret clause of solitary confinement. What warrant then
exists for A solitary confinement on Batra ? None. The
answer offered is that he is not under solitary confinement.
He is under ’statutory confinement’ under the authority of
section 30(2) of the Prisons Act read with section 366(2)
Cr. P.C. It will be a stultification of judicial power if
under guise of using section 30(2) o the Prisons Act, the
Superintendent inflicts what is substantially solitary
confinement which is a species of punishment exclusively
within the jurisdiction of the criminal court. We hold,
without hesitation, that Sunil Batra shall no be solitarily
confined. Can he be segregated from view and Voice and
visits and comingling, by resort to section 30(2) of the
Prisons Act and reach the same result ? To give the answer
we must examine the essentials of solitary confinement to
distinguish it from being ’confined in a cell apart from all
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other prisoners’.
If solitary confinement is a revolt against society s
humane essence, there is no reason to permit the same
punishment to be smuggled into the prison system by naming
it differently. Law is not a formal label, nor logomachy but
a working technique of justice. The Penal Code and the
Criminal Procedure Code regard punitive solitude too harsh
and the Legislature cannot be intended to permit preventive
solitary confinement, released even from the restrictions of
section 73 and 74 I.P.C., Section 29 of the Prisons Act and
the restrictive Prison Rules. It would be extraordinary that
a far worse solitary confinement, masked as safe custody,
sans maximum, sans intermission, sans judicial oversight or
natural justice, wold be sanctioned. Commonsense quarrels
with such nonsense.
For a fuller comprehension of the legal provisions and
their construction we may have to quote the relevant
sections and thereafter make a laboratory dissection thereof
to get an understanding of the components Which make up the
legislative sanction for semi-solitary detention of Shri
Batra. Section 30 of the Prisons Act rules:
"30 (1) Every prisoner under sentence of death shall,
immediately on his arrival in the prison after
sentence, be searched by, or by order of, the
Deputy Superintendent, and all articles shall be
taken from him which the Deputy Superintendent
deems it dangerous or inexpedient to leave in his
possession.
(2) Every such prisoner, shall be confined in a
cell apart from all other prisoners, and shall be
placed by day and by night under charge of a
guard."
448
This falls in Chapter V relating to discipline of prisoners
and has to be read in that context. Any separate confinement
contemplated in section 30(2) has this disciplinary
limitation as we will presently see. If we pull to pieces
the whole provision it becomes clear that section 3() can be
applied only to a prisoner "under sentence of death".
Section 30(2) which speaks of "such" prisoners necessarily
relates to prisoners under sentence of death. We have to
discover when we can designate a prisoner as one under
sentence of death.
The next attempt is to discern the meaning of
confinement "in a cell apart from all other prisoners". The
purpose is to maintain discipline and discipline is to avoid
disorder. fight and other untoward incidents. if
apprehended.
Confinement inside a prison does not necessarily import
cellular isolation. Segregation of one person all alone in a
single cell is solitary confinement. That is a separate
punishment which the Court alone can impose. It would be a
subversion of this statutory provision (section 73 and 74
I.P.C.) to impart a meaning to section (1)(2) of the Prisons
Act whereby a disciplinary variant of solitary confinement
can be clamped down on a prisoner, although no court has
awarded such a punishment, by a mere construction, which
clothes an executive officer, who happens to be the governor
o the jail, with harsh judicial powers to be exercised by
punitive restrictions and unaccountable to anyone. the power
being discretionary and disciplinary.
Indeed, in a jail, cells are ordinarily occupied by
more than one inmate and community life inside dormitories
and cells is common. Therefore, "to be confined in a cell"
does not compel us to the conclusion that the confinement
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should be in a solitary cell.
Apart from all other prisoners" used in section 30(2)
is also a phrase of flexible import. ’Apart’ has the sense
of ’To one side, aside . apart from each other, separately
in action or function’ (Shorter Oxford English Dictionary).
Segregation into an isolated cell is not warranted by the
word. All that it connotes is that in a cell where there are
a plurality of inmates the death sentence will have to be
kept separated from the rest in the same cell but no too
close to the others. And this separation can be effectively
achieved because the condemned prisoner will be placed under
the charge of a guard by day and by night. The guard will
thus stand in between the several inmates and the condemned
prisoner. Such a meanings preserves the disciplinary purpose
and avoids punitive harshness. Viewed function ally, the
separation is authorised, not obligated. that is to say, if
discipline needs it the authority shall be entitled to and
the prisoner
449
shall be liable to separate keeping within the same cell as
explained A above. ‘Shall" means, in this disciplinary
context, "shall be liable to". If the condemned prisoner is
docile and needs the attention of fellow prisoners nothing
forbids the jailor from giving him that facility.
When we move on to Chapter XI we come across Prison
Offences which are listed in section 45. Section 46 deals
with punishment for such offences. We reproduce the relevant
portion:
46. The Superintendent may examine any person
touching any such offence, and determine thereupon and
punish such offence by
(6) imposition of handcuffs of such pattern and
weight, in such manner and for such period, as may
be prescribed by rules made by the Governor
General in Council;
(7) imposition of fetters of such pattern and
weight, in such manner and for such period, as may
be prescribed by the rules made by Governor
General in Council;
(8) separate confinement for any period not
exceeding three months;
Explanation:- Separate confinement means such
confinement with or without labour as secludes a
prisoner from communication with, but not from
sight of other prisoners, and allows him not less
than one hour’s exercise per diem and to have his
meals in association with one or more other
prisoners; .
(10) cellular confinement for any period not
exceeding fourteen days;
Provided that, after such period of cellular
confinement an interval of not less duration than
such period must elapse before the prisoner is
again sentenced to cellular or solitary
confinement:
Explanation:- Cellular confinement means such
confinement with or without labour as entirely
secludes a prisoner from communication with, but
not from sight of other prisoners."
450
Sub-section (6) and (7) relate to "irons" and have
relevance to the Sobraj case which we will presently deal
with. Sub-section (8) speaks of "separate confinement" for
any period not exceeding three months. There is a further
explanation which to some extent softens the seclusion. It
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obligates the authority not to keep the prisoner "from sight
of other prisoners" and allows him not less than one hour’s
exercise per diem and to have his meals in association with
other prisoners. Thus it is clear that even if a grave
prison offence has been committed, the punishment does not
carry segregated cellular existence and permits life in
association in mess and exercise, in view and voice but not
in communication with other prisoners. Moreover, punitive
separate confinement shall not exceed three months and
section 47 interdicts the combination of cellular
confinement and "separate confinement" so as not to exceed
together the periods specified there. It is useful to
mention that "cellular confinement" is a stricter punishment
than separate confinement and it cannot exceed 14 days
because of its rigour. It entirely excludes a prisoners from
communication with other prisoners but it shall not exclude
a prisoner from sight o other prisoners.
Solitary confinement has the severest sting and is
awardable only by Court. o island a human being, to keep him
incommunicado from his fellows is the story of the Andamans
under the British, of Napoleon in St. Helena. The anguish of
aloneness has already been dealt with by me and I hold that
section 30(2) provides no alibi for any form of solitary or
separated cellular tenancy for the death sentence, save to
the extent indicated.
This study clearly reveals that solitary confinement as
a sentence under the Penal Code is the severest. Less severe
is cellular confinement under section 46(10) of the Prisons
Act and under section .6(8). obviously, disciplinary needs
of keeping apart a prisoner do not involve any harsh element
of punishment at all. We cannot, therefore, accede to any
argument which will upset the scheme or subvert the scale of
severity. Section 30(2), understood in the correct setting,
plainly excludes any trace of severity and merely provides
for a protective distance being maintained between the
prisoner under death sentence and the other prisoners,
although they are accommodated in the same cell and are
allowed to communicate with each other, eat together, see
each other and for all other practical purposes continue
community life.
An analysis of the provisions of the Penal Code and of
the Prisons Act yields the clear inference that section
30(2) relates to separation without isolation, keeping apart
without close confinement. Whatever the name. the
consequence of the ’solitary’ regime has been maddening:
451
"So many convicts went mad or died as a
consequence of the solitary regime that by the
mid-19th century it was generally abandoned..."(1)
The ’separate system’, the "silent system", the "hole" and
other variants possess the same vice. In the present case we
are satisfied that what reigns in Tihar for ’condemned’
prisoners is sound proof, sight-proof, society-proof
cellular insulation which is a first cousin to solitary
confinement.
Section 366(2), Cr.P. Code has bearing on this
discussion, for it states:
"The Court passing the sentence shall commit the
convicted person to jail custody under a warrant."
So, the Court awards only a single sentence viz.,
death. But it cannot be instantly executed because its
executability is possible only on confirmation by the High
Court. In the meanwhile, he cannot be let loose for he must
be available for decapitation when the judicial processes
are exhausted. So it is that section 365(2) takes care of
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this awesome interregnum by committing the convict to jail
custody. Form 40 authorises safe keeping. We may extract the
relevant part of the Form:
"This is to authorise and require you to receive
the said (prisoner’s name) into your custody in the
said jail, together With this warrant, and him there
safely to keep until you hall receive the further
warrant or order of this Court, carrying into effect
the order of the said Court".
This ’safe keeping’ in jail custody is the limited
jurisdiction of the jailor. The convict is not sentenced to
imprisonment. He is lo sentenced to solitary confinement. He
is a guest in custody, in the safe keeping of the host-
jailor until the terminal hour of terrestrial farewell
whisks him away to the halter. This is trusteeship in the
hands o the Superintendent not imprisonment in the true
sense. Section 366(2) Criminal procedure Code (Jail Custody)
and Form 4 (safely to keep) underscore this concept,
reinforced by the absence of a sentence o imprisonment under
section 53, read with section 73, Indian Penal Code. The
inference is inevitable that if the ’condemned’ men were
harmed by physical or mental torture the law would not
tolerate the doing since injury and safety are obvious
enemies. And once this qualitative distinction between
imprisonment and safe keeping within
(1) Britannica Book of the Year 1975-Events of 1974.
p.567.
452
the prison is grasped, the power of the jailor becomes
benign. Batra, and others of his ilk, are entitled to every
creature comfort and cultural facility that compassionate
safe-keeping implies. Bed and pillow, opportunity to
commerce with human kind, worship in shrines, if any, games
books, newspapers, writing material, meeting family members,
and all the good things of life, so long as lie lasts and
prison facilities exist. To distort safe-keeping into a
hidden opportunity to cage the ward and to traumatize him is
to betray the custody of the law Safe custody does not mean
deprivation, isolation, banishment from the lenten banquet
of prison life and infliction o travails as if guardianship
were best fulfilled by making the ward suffer near-insanity.
May be, the Prison Superintendent has the alibi of prison
usage, and may be, he is innocent of the inviolable values
of our Constitution. May be there is something wrong in the
professional training and the prison culture. May be, he
misconceives his mission unwittingly to help God ’Whom God
wishes to destroy, He first makes mad’. For. long
segregation lashes the senses until the spirit lapses into
the neighbourhood of lunacy. Safe-keeping means keeping his
body and mind in fair condition. To torture his mind is
unsafe keeping. Injury to his personality is not safe
keeping. So, section 366, Cr.P.C. forbids any act which
disrupts the man in his body and mind. To preserve his flesh
and crush his spirit is not safe keeping. whatever else it
be.
Neither the Penal Code nor the Criminal Procedure Code
lends validity to any action beyond the needs of safety and
any other deprivation, whatever the reason, has not the
authority of law. Any executive action which spells
infraction of the life and liberty of a human being kept in
prison precincts, purely for safe custody, is a challenge to
the basic notion of the rule of law-unreasonable, unequal,
arbitrary and unjust. A death sentence can no more be
denuded or life’s amenities than a civil debtor, fine
defaulter, maintenance defaulter or contemner indeed, a
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gross confusion accounts for this terrible maltreatment.
The Prisons Act (Sec. 30(2)) spells out with
specificity the point of departure from ordinary jail
custody needed in the case of those ’under sentence of
death’. That is to say, they get the same conditions of
prison life as other general prisoners, except in two
particulars. During hours of cellular confinement, condemned
prisoners shall be secluded from others. Dusk to dawn
keeping aside is one restriction. Such sentences shall also
be subject to twenty-four hour watch by guards. Both these
are understandable restraints in the setting of death
sentence as reasonable concomitants of safe custody without
inflicting cruelty.
To exaggerate security unrealistically is morbidity
and, if it is a pervasive malady, deserves psychiatry for
the prison administration.
453
In every country, this transformation from cruelty to
compassion within jails has found resistance from the
echelons and the Great Divide between pre-and-post
Constitution penology has yet to get into the metabolism of
the Prison Services. And so, on the national agenda of
prison reform is on-going education for prison staff,
humanisation of the profession and recognition of the human
rights of the human beings in their keep.
In my Judgment section 30(2) does not validate the
State’s treatment of Batra. To argue that it is not solitary
confinement since visitors are allowed, doctors and
officials come and a guard stands by, is not to take it out
of the category.
Since arguments have been addressed, let us enquire
what are the vital components of solitary confinement ?
Absent statutory definition, the indication we have is in
the Explanation to Paragraph 510 of the Jail Manual:
’Solitary confinement means such confinement with
or without labour as entirely secludes the prisoner
both from sight of, and communication with, other
prisoners."
The hard core of such confinement is (a) seclusion of
the prisoner, (b) from sight of other prisoners, and (c)
from communication with other prisoners. To see a fellow
being is a solace to the soul. Communication with one’s own
kind is a balm to the balm to the aching spirit. Denial of
both with complete segregation superimposed, is the journey
to insanity. To test whether a certain type of segregation
is, in Indian terms, solitary confinement, we have merely to
verify whether interdict on sight and communication with
other prisoners is imposed. It is no use providing view of
or conversation with jail visitors, jail officers or stray
relations. The crux of the matter is communication with
other prisoners in full view. Bad fellows in misery have
heartloads to unload and real conversation between them has
a healing effect. Now that we have an Indian
conceptualisation of solitary confinement in the Prison
Manual itself, lexical exercises, decisional erudition from
other countries and legomachic niceties with reference to
law dictionaries are supererogatory. Even the backward
psychiatry of the Jail Manual considers continuation of such
confinement as "likely to prove injurious to mind or body"
or even prone to make the person "permanently unfit to
undergo such confinement" [vide paragraph 512(7) and (9) of
the Jail Manual.
In Words and Phrases (Permanent Edn.) solitary
confinement as a punishment is regarded as "the complete
isolation of the prisoner from all human society and his
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confinement in a cell of considerable size so
454
arranged that he had no direct intercourse or sight of any
human being and no employment or instruction". It is
worthwhile comparing the allied but less harsh confinement
called "close confinement" which means "such custody, and
only such custody as will safely secure the production or
the body of the prisoner on the day appointed for his
execution".
A more practical identification of solitary confinement
is what we find in Black’s Law Dictionary:
"ln a general sense, the separate confinement of a
prisoner, with only occasional access of any other
person and that only at the discretion of the jailor;
in a stricter sense, the complete isolation of a
prisoner from all human society and his confinement in
a cell so arranged that he has no direct intercourse
with or sight of any human being, and no employment or
instruction."
Complete isolation from all human society is solitary
confinement in its stricter sense. The separate confinement
of a person with occasional access of other persons is also
solitary confinement.
The ingenious arguments to keep Batra in solitudinous
cell must fail and he shall be given facilities and
amenities of common prisoners even before he is ’under
sentence of death’. Is he under sentence of death? Not yet.
Clearly, there is a sentence of death passed against
Batra by the Sessions Court but it is provisional and the
question is whether under section 30(2) the petitioner can
be confined in a cell all by Himself under a 24-hour guard.
The key words which call for humanistic interpretation are
"under sentence of death" and "confined in a cell apart from
all other prisoners".
A convict is ’under sentence of death when, and only
when. the capital penalty inexorably operates by the
automatic process of the Law without any slip between the
lip and the cup. Rulings of this Court in Abdul Azeez v.
Karnataka(1) and D. K. Sharma v. M. P. State(2), though not
directly on this point, strongly suggest this reasoning to
be sound.
Section 366 Cr. P.C. has pertinence at this point:
"366. (1) When the Court of Sessions passes a
sentence of death, the proceedings shall be submitted
to the High Court and the sentence shall not be
executed unless it be confirmed by the High Court.
(1) [1977] (3) S.C.R. 393.
(2) [1976] (2) S.C.R. 289
455
(2) The Court passing the sentence shall commit
the A convicted person to jail custody under a
warrant."
So it is clear that the sentence of death is
inexecutable until ’confirmed by the High Court’. A self-
acting sentence of death does not come into existence in
view of the impediment contained in section 366(1) even
though the Sessions Court might have pronounced that
sentence.
I go further. Let us assume that the High Court has
confirmed that death sentence or has de novo imposed death
sentence. Even there is quite a likelihood of an appeal to
the Supreme Court and the plenary power of the highest court
extends to demolition or the death sentence. Naturally, the
pendency of the appeal itself inhibits the execution of the
sentence. Otherwise, the appellate power will be frustrated,
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the man executed and the Supreme Court stultified if it
upsets the death sentence later. In our view, when an appeal
pends against a conviction and sentence in regard to an
offence punishable with death sentence, such death sentence
even if confirmed by the High Court shall not work itself
out until the Supreme Court has pronounced. section 415
Cr.P.C. produces this result inevitably.
"415. (1) Where a person is sentenced to death by
the High Court and an appeal from the judgment lies to
the Supreme Court under sub-clause (a) or sub-clause
(b) of E clause (1) of article 134 of the Constitution,
the High Court shall order the execution of the
sentence to be postponed until the period allowed for
preferring such appeal has expired, or, if an appeal is
preferred within that period, until such appeal is
disposed of.
(2) Where a sentence of death is passed or
confirmed by the High Court, and the person sentenced
makes an application tc the High Court for the grant of
a certificate under article 132 or under sub-clause (c)
of clause (l) of article ] 34 of the Constitution, the
High Court shall order the execution of the sentence to
be postponed until such application is disposed of by
the High Court, or if a certificate is granted on such
application, until the period allowed for preferring an
appeal to the Supreme Court on such certificate has
expired.
(3) Where a sentence of death is passed or
confirmed by the High Court, and the High Court is
satisfied that the person sentenced intends to present
a petition to the Supreme
456
Court for the grant of special leave to appeal under
article. 136 of the Constitution, the High Court shall
order the execution of the sentence to be postponed for
such period as it considers sufficient to enable him to
present such petition
Article 72 and 161 provide for commutation of death
sentence even like sections 433, 434 and 435 Cr.P.C. The
rules made under the Prisons Act, taking note of these
provisions, provide for a petition for commutation by the
prisoner. Rule 547 and rule 548 framed under the Prisons Act
relate to the subject of petitions for mercy:
"(a) Rules framed by the Government of India :
I.- lmmediately on receipt of a warrant for
execution consequent on the confirmation by the High
Court of sentence of death, Jail Superintendent shall
inform the convict concerned that if he desires to
submit a petition for mercy, it should be submitted in
writing within seven days of the date of such
intimation.
II- If the convicts submit a petition within the
period of seven days prescribed by Rule I it should be
addresses both to the local Government and to the
Governor-General in Council, and the Superintendent of
Jail shall forthwith despatch it, in duplicate, to the
Secretary to the local Government in the Department
concerned. together with a covering letter reporting
the date fixed for the execution an(l shall certify
that the execution has been stayed pending receipt of
the orders of the Governor in Council and the Governors
General in Council on the petition if no reply is
received within 15 days from the date of the despatch
of the petition the Superintendent shall telegraph to
the Secretary to the local Government drawing attention
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to the fact, but he shall in no case carry out the
execution before the receipt of the local Government’s
reply."
It follows that during the pendency of a petition for
mercy before the State Governor or the President of India
the death sentence shall not be executed. Thus, until
rejection of the clemency motion by these
457
two high dignitaries it is not possible to predicate that
there is a self executory death sentence. Therefore, a
prisoner becomes legally subject. to a self-working sentence
of death only when the clemency application both prisoner
stands rejected. Of course, thereafter section 30(2) is
attracted. A second or a third, a fourth or further
application for mercy docs not take him out of that category
unless there is a specific order by the competent authority
staying the execution of the death sentence.
The conclusion inevitably follows that Batra, or, for
that matter, others like him, cannot be classed as persons
"under sentence of death". Therefore the cannot be confined
apart from other prisoner. Nor is he sentenced to rigorous
imprisonment and so cannot be forced to do hard labour.. He
is in custody because the Court has, pending confirmation of
the death sentence, commanded the Prison Authority to keep
the sentence in custody. The concrete result may be clearly
set out.
Condemned prisoner like Batra shall be merely kept in
custody and shall not be put to work like those sentenced to
rigorous imprisonment. These prisoners shall not be kept
apart or segregated except on their own volition since they
do not come under section 30(2). They shall be entitled to
the amenities of ordinary inmates in the prison like games,
books, newspapers, reasonably good food, the right to
expression, artistic or other, and normal clothing and bed.
In a sense, they stand better than ordinary prisoners
because they are not serving any term of rigorous
imprisonment, as such. However, if their gregarious wishes
induce them to live in fellowship and work like other
prisoners they should be allowed to do so. To eat together,
to sleep together, to work together, to live together,
generally speaking, cannot be denied to them except on
specific grounds warranting such a course, such as
homosexual tendencies, diseases, violent proclivities and
the like. But if these grounds are to be the basis for
revocation of advantages to the prejudice of the sentence he
should be given a hearing in brief in essential compliance
with the canons of natural justice.
Deference to the erudite efforts of Counsel persuades
me, before l part with this topic to refer to an anthology
of Anglo-American opinions, judicial and academic, which has
been made available to us to some of which I have made
reference. The Judges in the United States have had to deal
with the issue and before I wind up on the. legal
implications of solitary confinement I may refer to some of
them.
Punitive segregation is regarded as too harsh that it
is limited to no more than 8 days except with special
approval of the commissioner
458
of corrections in many American states... The average for
this type of punitive incarceration is five days. Now note
what the U.S District court states:
"This punishment is imposed only after a formal
written notice, followed by a hearing before the
disciplinary committee."
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The emphasis on limited periods and hearing before
punishment have been built into the procedure for punishment
of solitary confinement. This is important when we consider
whether any form of harsh imprisonment, whether of solitary
confinement or of bar fetters, should not comply with
natural justice and be severely limited in duration.
Preventive solitude and fetters are an a fortiori case.
An Afro-American citizen Sostre, brought a Civil Rights
action Sostre v. Rockfeller(2) complaining of solitary
confinement otherwise called(l punitive segregation. The
year long stay in that segregation cell was bitter. The
sting of the situation was ’human isolation loss of group
privileges’. On this Judge held:
"This court finds that punitive segregation under
the conditions to which plaintiff was subjected at
Green Haven is physically harsh, destructive of morale,
dehumanizing in the sense that it is needlessly
degrading, and dangerous to the maintenance of sanity
when continued for more than a short period of time
which should certainly not exceed 15 days’.
The decision on punitive segregation confinement in
Sostre v. Rockfeller is of value since the case, as here, is
one of indefinite punitive confinement. The Court held that
it was so disproportionate that it amounted to cruel and
unusual punishment:
"The Court also holds that the totality of the
circumstances to which Sostre was subjected for more
than a year was cruel and unusual punishment when
tested against the evolving standards if decency that
mark the progress of maturing society .(Trio v. Dulles,
356 U.S 86 ,101(1958)(Opinion of warren C.J)
This condemnation of segregation is the experience
years ago of people going stir crazy, especially in
segregation". (T. 320)) The conditions which undeniably
existed in punitive segregation of Green Haven this
Court finds. " could only
(1) Justice Punishment, Treatment by Leonard Orland,
The Free Press New York, p. 293.
(2) 312 F. Suppl. 863 (1970).
459
serve to destroy completely the spirit and undermine
the sanity of the prisoner "Wright v. Machmann, supra
387. F. 2nd at 526, when imposed for more than fifteen
days . Subjecting a prisoner to the demonstrated risk
of the loss of his sanity as punishment for any
offence in prison is plainly cruel and unusual
punishment as judged by present standards of decency.
What is of considerable interest is the observation on
procedural due process whish in our country has its counter
part in Article 21, as expounded in Maneka Gandhi. The
American Judge observed in Sostre’s case
Very recently, the Supreme Court reiterated the
firmly established due process principles that where
governmental action may seriously injure an individual
and the reasonableness of that action depends on fact
findings , the evidence used to prove the governments
case must be disclosed to the individual so that he has
an opportunity to show that it is untrue. The
individual also have the right to retain counsel. the
decision maker’s should state the reasons for the
determination and indicate the evidence upon which he
relied. Finally, in such cases, the high court ruled,
an impartial decision-maker is essential
The Court holds that plaintiff was, in affect,
’sentenced’ to more than a year in punitive
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segregation with out the minimal procedural drastic
punishment upon a prisoner."
There has been considerable emphasis by the Additional
Solicitor general on the prison setting in truncating
processual justice. The U.S. District Court in Sostre had
this to say:
"The difficult question, as always, is that
process was due. In answering that question, we mays
not uncritically adopt the holdings of decisions that
take color from contexts where the shading are as
different from the instant case as the cases we have
discussed:
As a generalization, it can be said that due
process embodies the differing rules of fair play,
which through the years, have become associated with
differing types of proceedings. Whether the
constitution requires that a particular right obtain in
a specific proceeding depends upon a
13 - 526 SCI/78
460
complexity of factors. The nature of the alleged right
involved, the nature of the proceeding, and the
possible burden on that proceeding, are all
considerations which must be taken into account
A meaningful passage in the appellate judgment in the
same case may be excerpted:
We are not to be understood as disapproving the
judgement of many courts that our constitutional scheme
does not contemplate that society may commit law
breakers to the capricious and arbitrary actions of
prison officials. If substantial deprivations are to be
visited upon a prison, it is wise that such action
should at least be premised on facts rationally
determined. This is not a concept without meaning. In
most cases it would probably be difficult to find an
inquiry minimally fair and rational unless the prisoner
were con fronted with the accusation, informed of the
evidence against him.’
The Supreme Court of the United states in Wolf v.
McDonnell(1) considered the question of due process and
prison disciplinary hearing, confrontation and cross-
examination and even presence of counsel. Mr. Justice White,
speaking for the majority, struck the balance that the due
process clause demanded and insisted:
. . We hold that written notice of the charges
must be given to the dsciplinary-action defendant in
order to inform him of the charges and to enable him to
marshal the facts and prepare a defence. At least a
brief period of time after the notice, no less than 24
hours, should be allowed to the inmate to prepare for
the appearance before the Adjustment Committee.
We also hold that there must be a "written
statement by the fact-finders as to the evidence relied
on and reasons‘’ for the disciplinary action.
Although Nebraska does not seem to provide
administrative review of the action taken by the
Adjustment Committee, the actions taken at such
proceedings may involve review by other bodies. They
might furnish the basis of a decision by the Director
of Corrections to transfer an inmate to another
institution because he is considered "to be incor-
(1) 41 L. Ed. 2d p. 935.
461
rigible by reason of frequent intentional breaches of
discipline", and are certainly likely to be considered
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by the state parole authorities in making parole
decisions. Written records of proceedings will thus
protect the inmate against collateral consequences
based on a misunderstanding of the nature of the
original proceeding. Further, as to the disciplinary
action itself, the provision for a written record helps
to insure that administrators, faced with possible
scrutiny by state officials and the public, and perhaps
even the courts, where fundamental constitutional
rights may have been abridged, will act fairly. Without
written records, the inmate will be at a severe
disadvantage in propounding his own cause to or
defending himself from others. lt may be that there
will be occasions when personal or institutional safety
are so implicated, that the statement may properly
exclude certain items of evidence, but in that event
the statement should indicate the fact of the omission.
Otherwise, we perceive no conceivable rehabilitative
objective or prospect of prison disruption that can
flow from the requirement of these statements. We are
also of the opinion that the inmate facing disciplinary
proceedings should be allowed to call witnesses and
present documentary evidence in the defence when
permitting him to do so will not be unduly hazardous to
institutional safety or correctional goals".
As to the right to counsel Mr. Justice White felt that
then the proceedings may receive an "adversary cast", but
proceeded to observe:
"Where an illiterate inmate is involved, however,
or where the complexity of the issue makes it unlikely
that the inmate will be able to collect and present the
evidence necessary for an adequate comprehension of the
case, he should be free to seek the aid of a fellow
inmate, or if that is forbidden, to have adequate
substitutes aid in the form to help from the staff or
from a sufficiently competent inmate designated by the
staff. We need not pursue the matter further here, how
ever, for there is no claim that respondent Mcdonnell,
is within the class of inmates entitled to advice or
help from others in the course of a prison disciplinary
hearing."
The learned Judge, however, felt that in situations where
Habeas Corpus applications had to be made qualified inmates
may be permitted to serve as legal advisers.
Mr. Justice Marshall went much farther than the
majority and observed:
462
".. by far the greater weight of correctional
authority is that greater procedural fairness in
disciplinary proceedings, including permitting
confrontation and cross-examination, would enhance
rather than impair the disciplinary process as a
rehabilitative tool.
Time has proved .. that blind deference to
correctional officials does no real service to them.
Judicial concern with procedural regularity has a
direct hearing upon the maintenance of institutional
order; the orderly care with which decisions are made
by the prison authority is intimately related to the
level of respect with which prisoners regard that
authority.
There is nothing more corrosive to the fabric of a
public institution such as a prison than a feeling
among those whom it contains that they are being
treated unfairly.
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As the Chief Justice noted... "fair treatment ....
will enhance the chance of rehabilitation by avoiding
reactions to arbitrariness."
..We have recognized that an impartial
decision- maker is a fundamental requirement of due
process in a variety of relevant situations, and I
would hold this require lent fully applicable here. But
in my view there is no constitutional impediment to a
disciplinary board composed of responsible prison
officials like those on the Adjustment Committee here.
While it might well be desirable to have persons from
outside the prison system sitting on disciplinary
panels, so as to eliminate any possibility that subtle
institutional pressures may effect the outcome of
disciplinary cases and to avoid any appearance of
unfairness, in my view due process is satisfied as long
as no member of the disciplinary board has been
involved in the investigation or prosecution of the
particular case, or has had any other form of personal
involvement in the case."
Mr. Justice Douglas, in his dissent, quoted from an
earlier case
"Certain principles have remained relatively
immutable our jurisprudence. One of these is that where
govern mental action seriously injures an individual,
and the reasonableness of the action depends on fact
findings, the evidence used to prove the Government’s
case must be disclosed to the individual so, that he
has an opportunity to show that it is untrue. While
this is important in the case of documentary
463
evidence, it is even more important where the evidence
consists of the testimony of individuals whose memory
might be faulty or who in fact, might be perjurers or
persons motivated by malice, vindictiveness,
intolerance, prejudice, or jealously. We have
formalized these protections in the requirements of
confrontation and cross-examination............... This
Court has been zealous to protect these rights from
erosion. It has spoken out not only in criminal cases
but also in all types of cases where administrative and
regulatory actions were under scrutiny. The decision as
to whether an inmate should be allowed to confront his
accusers should not be left to the unchecked and
unreviewable discretion of the prison disciplinary
board. The argument offered for that result is that the
danger of violent response by the inmate against his
accusers is great, and that only the prison
administrators are in a position to weigh, the
necessity of secrecy in each case. But it is precisely
this unchecked power of prison administration which is
the problem that due process safeguards are required to
cure. "Not only, the principle of judicial review, but
the whole scheme of American government, reflects an
institutionalized mistrust of any such unchecked and
unbalanced power over essential liberties. That
mistrust does not depend on an assumption of inveterate
venality or incompetence on the part of men; in
Power...."
Going the whole length of extending the right to cross-
examination, the learned Judge took the view that fair
procedure inside prisons is part of a successful
rehabilitative programme, and observed:
"The goal is to reintegrate inmates into a society
where men are supposed to be treated fairly by the
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government, not arbitrarily. The opposed procedure will
be counter-productive. A report prepared for the Joint
Commission on Correctional Manpower and Training has
pointed out that the "basic hurdle (to reintegration)
in the concept of a prisoner as a non-person and the
jailor as an absolute monarch. The legal strategy to
surmount this hurdle is to adopt rules maximizing the
prisoner’s freedom, dignity, and responsibility. More
particularly, the law must respond to the substantive
and procedural claims that prisoners may have...."
The substance of these decisions is that ’a prisoner is
not temporarily a slave of the State and is entitled to the
fair process of law before condemnation to solitary
confinement. The U.S. Judges‘
464
generally have refused to accept arbitrary or capricious
discipline in jail administration.
"We would not lightly condone the absence of such
basic safeguards against arbitrariness as adequate
notice, an , opportunity for the prisoner to reply to
charges lodged against him, and a reasonable
investigation into the substantial discipline.(1)
Another passage from Judge Fainberg in the same case
deserves our attention:
"In this Orwellian age, punishment that endangers
sanity, no less than physical injury by the strap, is
prohibited by the Constitution. Indeed, we have learned
to our sorrow in the rest few decades that true
inhumanity seeks to destroy the psyche rather than
merely the body. The majority opinion emphasizes that
after all Sostre could have obtained release from
isolation at my time by agreeing to abide by the rules
and to cooperate. Perhaps that is so, but that does not
change the case.. The possibility of endless solitary
confinement is still there, unless the prisoner ’gives
in’. The same observation could be made if Sostre were
tortured until he so agreed, but no one would argue
that torture is therefore permitted. The point is that
the means used to exact submission must be
constitutionally acceptable, and the threat of
virtually endless isolation that endangers sanity is
not." (emphasis, added)
Quite a few other decisions of this lesser level courts
of the United States have been brought to our notice by
counsel in an endeavour to validate or invalidate solitary
confinement from a constitutional angle. Unless driven to
pronounce upon constitutionality we may not go into the
question at all. Even so, for a perspicacious understanding
of the facets of solitary confinement, its soul or rather
its soullessness, I may refer to a few of the cited cases.
The Court will stand four square between a prisoner and the
methodology of destroying completely tile spirit and
undermining the sanity of the prisoner in jail. This we do,
not because of anything like the Eighth Amendment but
because unreasonable restrictions and arbitrary deprivations
are abnoxious to Part III, especially Articles 14 and 19,
even within the prison setting.
(1) Sostre V. Rockefeller. 312 F. SUPDI. 863 (1970)
465
The facie submission, ’that the determination as to the
methods of dealing with such incorrigible persons is a
matter of internal management of State prisons and should be
left to the discretion of prison administrators....’ is
untenable if, within the cell, fundamental concepts of
decency do not prevail and barbaric conditions and degrading
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circumstances do violence to civilised standards of humane
decency as the Court pointed out in Hancock v. Avery. The
goals of prison keeping, especially if it is mere safe
keeping, can be attained without requiring a prisoner to
live in the exacerbated conditions of bare floor solitude.
Functionally speaking, the court has a distinctive duty
to reform prison practices and to inject constitutional
consciousness into the system.
"The challenge of prison reform is too compelling
for courts to decline to exercise their inherent power
to protect the constitutional rights of the
incarcerated. Affording such protection demands that
courts do more than merely invalidate specific
practices; it demands that they confront the
institution of prison as a whole. The totality of
conditions approach and the purposive model of analysis
afford framework for this confrontation."(’)
Moreover, prison officials may welcome judicial
intervention, because it enables them to initiate
reforms that are politically and financially costly.
Studies have demonstrated that one by-product to
totality of conditions prison cases is that they
sensitized both the public and prison officials to the
need for prison reform. As a result, progressive prison
authorities and humanitarian citizens’ groups are able
to take advantage of this increased sensitivity to
advocate reform."
The Sobraj Case
I now switch to the averments in the petition by
Sobraj. Chief Justice Beg and his companion Judges including
me, it may be right to state here, did incidentally see
Sobraj (the other petitioner), standing in chains in the
yard, with iron on wrists, iron on ankles iron on waist and
iron to link up, firmly rivetted at appropriate places, all
according to rules !
The manacled numbers of the Tihar Jail community appear
lo be alarmingly large and fluctuating, if we go by the
averments in the
(1) Harward Civil Right-Civil Liberties Law Review
(Vol. ]2)
466
affidavit of the petitioner and the counter affidavit by the
State. In January, 1978 according to Sobraj, there were 207
under trial prisoners with bar fetters in Tihar Jail and all
of them, exception Sobraj, were Indian citizens, all of them
belonging to the ’C’ class, which is a poverty sign, and
many of them minors ! We are remind of what Douglas, J.
Observed in Hicks:(1)
"The wanderer, the pauper, the unemployed-all were
deemed to be potential criminals..........
I do not see how economic or social statutes can
be made a crime any more than being a drug addict can
be.
" Even the intervener, Citizens for Democracy, have, with
passion but without partisanship, complained that ’over a
hundred other prisoners in Tihar Jail are subjected to these
inhuman conditions’ ! The State has controverted the
arithmetic but has not refuted the thrust of the submission
that a substantial number of undertrial prisoners has
suffered aching irons over their anatomy. As against 207 the
State admits a total of 93 prisoners.. ’in bar fetters’.
There is no dispute that all but the petitioner were of the
’C’ class category, that is, men whose socio-economic lot
was weak. The Superintendent of the Central Jail has a case
that on January 20, 1978, ’the bar fetters of 41 prisoners
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were removed’. Likewise, on February 6, 1978, bar fetters of
26 prisoners were removed. The trend of the counter-
affidavit is that this Superintendent has taken some
ameliorative measures to normalise conditions in the Jail.
The discrepencies between the competing statements do not
demolish the gravemen of the charge that the "iron’
methodology of keeping discipline has had a somewhat
dangerous access into the prison Superintendent’s mental
kit. If irons must rule the jail community there is jejune
justice in our prison campuses. The abolition of irons
altogether in some states without calamitous sequel as e.g.
Kerala and Tamil Nadu, is worth mention.
Now the Sobraj facts. Sobraj has been in custody since
July 6, 1976, having been arrested from Vikram Hotel, along
with three criminal companions of British, Australian and
French extraction. His interpol dossier is stated to be
terrible and his exploits include jail break and grave
crime. We merely mention this fact but decline to be
deflected by it because it is disputed, although the jail
officers cannot be faulted if they are influenced by such
information. The Sobraj story, since his arrest in July
1976, is one of continuous and indeterminate detention,
partly under the Maintenance of Internal Security Act and
currently as an undertrial facing serious charges, including
(1)383 US 252 (1966)
467
murder. The prisoner challenged the legality of arbitrary
’irons’ in A the High Court but was greeted with laconic
dismissal. The parsimonious words, in which the order was
couched, ran:
This is a petition from jail. In view of the facts
the petition is not maintainable. It is dismissed in
limine. The petitioner informed of the order’....
Discomfited Sobraj has moved this Court.
The disturbing fact of years of pre-trial imprisonment
apart, the agonising aspect, highlighted by Dr. Ghatate for
the petitioner and by Shri Tarkunde as intervener, is that
until the Court sometime ago directed a little relaxation in
the rigour of the ’iron’ prescription, Sobraj (and how many
submissive sufferers like Him there are ?) has been
continuously subjected to the torturesome ’bar fetters,
through twenty four hours daily and every day of the month,
’religiously’ for nearly two years, what with the kindly
presumption of innocence jurisprudentially playing upon him
in tragic irony. Sobraj bitterly complains of persistence in
bar fetters notwithstanding wounds on heels and medical
advice to the contrary. The State defends bar fetters
statutorily by section 56 of the Prisons Act and
realistically as preventive medicine for ’dangerousness’
pathology, in exercise of the wise discretion of the Jail
Superintendent, overseen by the revisory eye of the
Inspector General of Prisons and listened to by Jail
Visitors. The bar fetter procedure, denounced by counsel as
intolerable, is described by the State as inconvenient but
not inhumane, evil but inevitable, where the customer is one
with dangerous disposition and attainments. It is admitted
that Sobraj has been in fetters to inhibit violence and
escape.
The sorrows of Sobraj cannot be appreciated nor his
constitutional claims evaluated without a fuller account of
the bar fetter chapter of his jail life. Ever since July 6,
1976, he has been kept in bar fetters, duly welded, all
these months without respite through the period of
preventive detention and after. We have it on the
petitioner’s word that no holiday was given to the bar
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fetter therapy, although the Resident Medical Officer has
noted, in the history ticket of the prisoner, entries which
are tell-tale.
"9-2-1977-multiple infected wounds on right
ankles. Bar fetters be removed from right leg for 15
days.
Sd/- Dr. Mittal. R.M.O.
9-2-1977-Bar fetters removed from right leg for 15
days on medical advice.
Sd/- Mr. Mukhreja
Assistant Superintendent of Jails.
468
Sd/- Mr. Andhur
Dy. Superintendent of Jails.
12-2-1977-Bar fetters also to be removed from left
foot.
Sd/- Dr. Bokra.
12-2-1977-Fetters be removed from left foot for
two weeks, on medical advice.
Sd/- Mr. Marwa,
Dy. Superintendent of Jails
(Respondent No. 3) r
18-2-1977-He is desperate and dangerous prisoner;
for security reasons it is necessary to keep him in
fetters. His wounds may also be dressed. (emphasis
added)
Sd/- Mr. Marwa, n
Dy. Superintendent of Jails
(Respondent No. 3)
The counter-affidavit of Shri Marwa, the then
Superintendent, has taken up an extreme position about which
I am special. For instance, he has asserted that the
Resident Medical officer had examined the petitioner on 3rd
September 1977, and found no wound on his ankles.
Significantly on September 4, 1977, this Superintendent has
recorded a note in his journal: "1 was informed by Shri S.
S. Lal, A.S., that Charles Sobraj has inflicted injury on
his ankles deliberately. I am certain in my mind that he has
done so as to be produced before Hon’ble Supreme Court of
India on 6-9-1977 in connection with his Writ Petition,
wherein he has mentioned that his ankles are injured and
thus his bar fetters should be removed.
In an endeavour to make out that there was
discrimination and recklessness in the imposition of bar
fetters, the petitioner has set out two circumstances.
He has averred:
"It is significant to mention that the undertrial
prisoners in the following serious cases who were
confined in Tihar Jail were without any fetters:-
(i) All undertrial prisoners in Baroda Dynamite
case who were also detained under MISA;
(ii) All the persons accused in the Hon’ble Chief
Justice of India (Shri A. N. Ray’s) attempt:
469
(iii)All accused persons in Samastipur Bomb Blast
case where the former Railway Minister, Shri
L. N. Mishra, was killed;
(iv) All accused persons in Vidya Jain murder
case; and
(v) All accused persons in famous Bank Van
Robbery case held at New Delhi;
What may have relevance to the criticism of the bar
fetters technology running riot in Tihar Jail is another set
of circumstances about this high security Jail which was
commissioned after Independence (1958).
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The first is, that a large number of prisoners, a few
hundred at times-minors and undertrials too-are shackled day
and night four days and months on end by bar fetters-too
shocking to contemplate with cultural equanimity. And, this,
prima facie, shows up the class character of jail injustice
for an incisive sociologist. Practically all these fettered
creatures are the poor. Sobraj is the only class prisoner
subjects fetters, the others being class people. A cynical
but to observer may comment necessarily violent in Gandhian
India but that the better-off are able to buy the class
justice current in the ’caste system’ behind the bars-
according to rule, of course. Anyone whose socio-economic
level is higher is a class prisoner, undertrial or convict;
everyone whose lot is below that line is a class jailbird
who is often deprived of basic amenities and obliged to do
hard labour if he is a convict. Poverty cannot be degraded
as ’dangerousness’ except by subversion of our egalitarian
ethos. How come that all the undertrial who are under bar
fetters are also from the penurious ? This, suspiciously is
’soft’ justice syndrome towards the rich, not social justice
response towards the poor.
The petitioner has alleged additional facts to paint a
para-violent picture of the prison atmosphere and
frightening profile of the jail hierarchy. For instance, if
I may excerpt the portions of his affidavit.-
"In para 630 of the Punjab Jail Manual, which is
of 1898, still the punishment of Whipping, para 628 and
629, is valid and the Jail Authorities used the said
Whipping Rule at their own discretion, that is to say
almost daily beating the prisoners and some time
beating them up to Death as a case which happened in
1971 and went unpunished but for some Jail officials
suspended for an year.’
470
Some flegellations and killings are referred to by him
which may be skipped. The lurid lines so drawn are
blistering commentary on the barbarity of prison regimen
even if a fraction of the imputations possesses veracity. A
fraction of the facts alleged, if true may warrant the fear
that a little Hitler lingers around Tihar precincts.
The counter-version on the factual and legal aspects of
the Sobraj charges against the Prison Authorities has
already been indicated.
Right at this stage, 1 may read S. 56, which is the law
relied on to shackle the limited freedom of movement of
Sobraj:
56. Whenever the Superintendent considers it
necessary (with reference either to the State of the
prison of the character of the prisoners) for the safe
custody of any prisoners that they should be confined
in irons, he may, subject to such rules and
illustrations as may be laid down by the Inspector
General with the sanction of the Local Government, so
confine them.’
Before formulating the heads of argument in the Sobraj
case it is necessary to state that the respondent, after a
vain effort to secure certain pre-Independence government
proceedings of the Punjab, now in Pakistani archives,
admitted that it could not make good the validating
existence, of the local government’s sanction for the
instructions of the Inspector General of Prisons, as
required by S. 56 of the Act, although such an instruction
is found in the Jail Manual. Nothing else, which compels
judicial notice is available, and so the rule is not show‘n
to be valid. Sobraj’s grievance is shocking shackling with
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bar fetters. Iron on wrists, iron on ankles, iron in
between, welded strongly that all oppressive 6 Ibs. weight
hampers movement, hinders sleep and hurts all the time so
much that life is poor purchase. And yet he is in a stage of
presumptive innocence and under judicial custody. The basic
fact that Sobraj is fettered during the Jail
Superintendent’s sole discretion is not denied; and he has
been enduring this distress for a chronic couple of years
with no hope of relief except the unlikely change of heart
of the head of the prison. The defence of the State is that
high-risk prisoners, even the under-trials, cannot be
allowed to bid for escape, and where circumstances justify,
any result oriented measure, including fetters, is legally
permissible. It is argued that a prison is not play-ground
and hyper-sensitive reaction to irons may be functional
folly, if we realise that custodial security has high prison
priority. Dangerous persons, if they are to be produced to
answer justice, must suffer indefinite immobilisation, even
if painfully inconvenient, not punitively imposed but
preventively clamped down, until the danger lasts.
471
Rights and Realities
Sobraj, in chains, demands constitutional rights for
man. For there are several men like him in the same prison,
undertrials, indigents, even minors. The official journal
allegedly registers the laconic reason for the Jail
Superitendent’s fiat to impose bar fetters and these
’dangerous’ reasons are recorded in English in the history
tickets of the (mostly) ’C’ class ‘un-English’ victims. This
voodoo is in compliance with the formula of the rule and
jail visitors march past. The Inspector-General of prisons
revises, if moved, and the spirit-crushing artifice survives
as a technique of jail discipline. Ordinarily, the curtain
falls, the groan or moan is hardly heard, the world falls to
sleep, the Constitution and the Court sublimely uphold human
rights but the cells weep for justice unheard.
There is a sad fascination to read Nehru on the Naini
Prison which is but a portrait of any Indian prison of those
times:
’For years and years many of these ’lifers’ do not
see a child or woman, or even animals. They lose touch
with the outside world completely and have no human
contacts left. They brood and warp themselves in angry
thoughts of fear and revenge and hatred; forget the
good of the world, the kindness and joy, and live only
wrapped up in the evil, till gradually even hatred
loses its edge and life becomes a soul less thing, a
machine like routine. Like automations they pass their
days each exactly like the other, and have few
sensations; except one fear ! From time to time the
prisoner’s body is weighted and measured. But how is
one to weigh the mind and the spirit which wilt and
stunt themselves and wither away in this terrible
atmosphere of oppression ? People argue against the
death penalty, and their arguments appeal to me
greatly. But when I see the long drawn out agony, of a
life spent in prison, I feel that it is perhaps better
to have that penalty rather than to kill a person
slowly and by degrees. one of the ’lifers’ came up to
me once and asked me. "What of us lifers ? Will Swaraj
take us out of this hell ?"
The great problems of law are the grave crises of life
and both can be solved not by the literal instruction of
printed enactments, but by the interpretative sensitization
of the heart to ’the still, sad music of humanity.
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The humane thread of jail jurisprudence that runs right
through is that no prison authority enjoys amnesty for
unconstitutionality, and forced farewell to fundamental
rights is an institutional outrage in our
472
system where stone walls and iron bars shall bow before the
rule of law Since life and liberty are at stake the
gerontocracy of the Jail Manual shall have to come to
working terms with the paramountcy of fundamental rights.
A valuable footnote to this approach may be furnished
by recalling how Mahatma Gandhi regarded jails as social
hospitals’ and Prime Minister(1) Shri Morarji Desai, while
he was Home Minister of Bombay way back in 1952 told the
conference of Inspectors-General of Prisons:
"it is not enough to consider a prisoner merely as
a prisoner.. To my mind a prisoner is not a matter of
contempt. Even the worst criminal, as you call him,
is after all a human being as good or bad as any other
outsider: what ever remedies you can find out to treat
prisoners, unless your attitude changes, and you
consider that the prisoners inside the jails are really
human beings equal in self-respect to your self-
respect, you will never be affective in whatever you
do, because you will affect them only in so far as you
extract from them the same respect for you and also
good feeling for you and that cannot come unless you
behave on equal terms withy them ..."(2)
A synthetic grasp of the claims of custodial security
and prison humanity is essential to solve the dilemma posed
by the Additional Solicitor General. If we are soft on
security, escapes will escalate: so be stern, red in tooth
and claw’ is the submission. Security first and security
last, is an argument with a familiar and fearful ring with
Dwyerlist memories and recent happenings. To cry’ wolf’ as
a cover for official violence upon helpless prisoners is a
cowardly act. Chaining all prisoners, amputating many,
caging some, can all be fobbed off, if every undertrial or
convict were painted as a potentially dangerous maniac.
Assuming a few are likely to escape, would you shoot a
hundred prisoners or whip everyone every day or fetter all
suspects to prevent one jumping-ail? These wild
apprehensions have no value in our human order, if Articles
14, 19 and 21 are the prime actors to stampede courts into
vesting unlimited power in risky hands with no convincing
mechanism for prompt, impartial check. A sober balance,
rights that alone will fill the constitutional bill.
(1) Indian Correctional Journal, Vol. 1, No.2 July 1957
p.6a.
(2) Indian Correctional Journal , Vol. 1, No.2, July
1957 pp.25.
473
The grave danger of over-emphasizing order, discipline
and security within the prison, while interpreting S. 56,
is that it lands itself unawares to a pre-conceived, one
sided meaning.
"The unconscious or half-conscious wresting of
fact and word and idea to suit a pre-conceived notion
or the doctrine or principle of one’s preference is
recognised by Indian logicians as one of the most
fruitful sources of fallacy; and it is perhaps the one
which it is most difficult for even the most
conscientious thinker to avoid. For the human reason is
incapable of always playing the detective upon itself
in this respect; it is its very nature to seize upon
some partial conclusion, idea, principle, become its
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partisan and make it the key to all truth, and it has
an infinite faculty of doubting upon itself so as to
avoid detecting in its operations this necessary and
cherished weakness."(1)
Judges must warn themselves against this possibility
because the nation’s confidence in the exercise of
discretionary power affecting life and liberty has been
rudely shaken especially when the Court trustingly left it
to the Executive. A prison is a sound-proof planet, walled
from view and visits regulated, and so, rights of prisoners
are hardly visible, checking is more difficult and the
official position of the repository of power inspires little
credibility where the victims can be political protesters,
unpopular figures, minority champions or artless folk who
might fail to propitiate arrogant power of minor minions.
The learned Additional’ Solicitor General commended for
our consideration the judicial strategy of softening
draconian disablement implied in S. 56 by a process of
interpretation as against invalidation. We agree, and
proceed to consider whether the language of S. 56 lends
itself to such leniency. The impugned provision runs thus:
"Whenever the Superintendent considers it
necessary (with reference either to the state of the
prison or the character of the prisoners) for the safe
custody of any prisoners that they should be confined
in irons, he may, subject to such rules and
instructions as may be laid down by the Inspector-
General with the sanction of the Local Government, so
confine them "
The relevant ’rules’ may also be referred to. A whole
fasciculus of rules under the heading ’confinement in irons’
deals with this subject. The more relevant ones are Rules
423, 428, 432, 433 and 435. These
(1) Sri Aurobindo-Essays on the Gita, p. 37.
474
rules’ merely provide for stacking irons, describe their
details, specify the category and conditions of prisoners
who may be required to wear irons, direct their medical
examination, the removal of fetters and the like.
Besides, there are provisions which specify situations
where ordinarily prisoners are exempt from fetters, and
fetters shall not, ordinarily and without special reasons to
be recorded by the Superintendent in his Journal, be imposed
on any ’unconvicted criminal prisoner’ (See R. 430). Sobraj
is yet unconvicted. The other categories so exempted need
not detain us. To avoid conclusion it is not apt to state
that these ’rules and instructions’ have no legal force as
the source of power, S. 56, desiderates for their validity
the sanction of the ’Local Government’. After strenuous
efforts to trace such sanction, the Addl. Solicitor General
failed to make good this condition precedent. The sanction
being absent, the instructions are no more than self-
presented procedure and cannot qualify for recognition under
Art. 21. In this sense, S. 56 stands unclad and must be
constitutionally tested on its sweeping phraseology of naked
brevity.
Even otherwise, the rules come into play only to the
extent the Act permits, since the stream cannot rise above
the source. Therefore, S. 56 demands close scrutiny.
Confinement in irons is permitted for the safe custody of
prisoners. Therefore, the sine qua non is the presence of
safety to the point of necessity compelling fetters. Safe
custody is imperilled only where escape probability exists.
Such escape becomes a clear and present danger only where
the prisoner has by his precedents shown an imminent attempt
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to escape. Mere violence by a prisoner of bad behaviour or
other misconduct which has no reference to safe custody has
no relevance to S. 56. Supposing a prisoner were short-
tempered, vulgar or even homosexual, his safe custody within
the prison is not in jeopardy. His misbehaviour unrelated to
security is the only issue then involved and correctional
therapy is the prescription. S. 56 is not attracted so long
as the safe custody of that prisoner is not shaky. The focus
is on his escape and, maybe, on overt and covert attempts in
that behalf. Other disorder or vice may deserve disciplinary
attention but S.56 is not a nostrum for all administrative
aches within jails.
The second requirement of S. 56 is that the
Superintendent must consider it necessary to keep the
prisoner in irons for the sake of safe custody. The
character of the prisoner, not generally, but with specific
reference to safe custody, must be studied by the
Superintendent and if he reaches the conclusion responsibly
that there is necessity to confine
475
the man in irons to prevent escape from custody, he may
exercise his powers under S. 56. To consider a step as
necessary the authority must exercise intelligent care,
bestow serious consideration and conclude that the action is
not only desirable or advisable but necessary and
unavoidable. A lesser standard shows scant regard for the
statutory imperative.
S.56 empowers the Deputy Superintendent to put a
prisoner in irons only in situations of urgent necessity
followed by an immediate report to the Superintendent. The
point that emerges is that only a finding of absolute
necessity can justify the exercise of the ’iron’ power by
the Deputy Superintendent and the Superintendent must
respect the spirit of S. 58 when he uses the power. This
must be an objective finding, and must, therefore, be based
on tangible matters which will be sufficient to satisfy a
man acting with a sense of humane justice, properly
instructed in the law and assessing the prognosis carefully.
Random decisions, freak impressions, mounting suspicions,
subjective satisfaction and well-grounded allergy to a
particular prisoner may be insufficient. We must remember
that even though s. 56 is a pre-Constitution measure its
application must be governed by the imperative of Articles
14, 19 and 21. Life and liberty age precious values.
Arbitrary action which tortuously tears into the flesh of a
living man is too serious to be reconciled with Articles 14
or 19 or even by way of abundant caution. Whatever is
arbitrary in executive action is pregnant with
discrimination and violates Art. 14. Likewise, whatever
decision is the product of insufficient reflection or
inadequate material or unable to lead to the inherence of a
clear and present danger, is unreasonable under Art. 19,
especially when human freedom of helpless inmates behind
prison walls is the crucial issue. Article 21, as we have
explained while dealing with Batra case, must obey the
prescriptions of natural justice (see Maneka Gandhi) as to,
the quantum and quality of natural justice even in an
emergency). Reasonableness in this area also involves some
review of the action of an executive officer so that the
prisoner who suffers may be satisfied that a higher official
has with detachment, satisfied himself about the necessity
to better him. Such administrative fairness is far more
productive of order in prison than the counter productive
alternative of requiring every security suspect to wear
iron. Prison disorder is the dividend from such reckless
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’discipline’ and violent administrative culture, which
myopic superintendents miss.
This constitutional perspective receives ideological
reinforcement from the observations of Mr. Justice Douglas
in Morrissey v. Brewer. (1)
(1) 33 I,. Ed. 484, 505.
14-526SCI1/78
476
"The rule of law is important in the stability of
society. Arbitrary actions in the revocation of paroles
can only impede and impair the rehabilitative aspects
of modern penology. "Notice and opportunity for hearing
appropriate to the nature of the case", are the
rudiments of due process which restore faith that our
society is run for the many, not the few, and that fair
dealing rather than caprice will govern the affairs of
men."
To judge whether Sobraj’s fetters were legal, we must
go further into the period for which this cruel process was
to persist. Even prisoners who are ’lifers’ shall not be
retained in iron for more than three months except with the
special sanction of the Inspector General (See S. 57). The
rules also take a horrifying view of the trauma of fetters.
The power to confine in iron can be constitutionalised
only if it is hemmed in with severe restrictions. Woven
around the discretionary power there must be protective web
that balances security of the prison and the integrity of
the person. It is true that a discretion has been vested by
S. 56 in the Superintendent to require a prisoner to wear
fetters. It is a narrow power in a situation of necessity.
It has no be exercised with extreme restraint. The
discretion has to be based on an objective assessment of
facts and the facts themselves must have close relevance to
safe custody. It is good to highlight the total assault on
the human flesh, free movement and sense of dignity this,
’iron’ command involves. To sustain its validity in the face
of Art. 19 emergencies uncontrollable by alternative
procedures are the only situations in which this drastic
disablement can be prescribed. Secondly processual
reasonableness cannot be burked by invoking panic-laden
pleas, rejected in Charles Wolff by the U.S. Supreme Court.
Such a power, except in cases of extreme urgency
difficult to imagine in a grim prison setting where armed
guards are obviously available at instant notice and watch
towers vigilantly observe (save in case of sudden riot or
mutiny extraordinarly), can be exercised only after giving
notice and hearing and in an unbiased manner. May be that
the hearing is summary, may be that the communication of the
grounds is brief, maybe that oral examination does not
always take place; even so natural justice, in its
essentials, must be adhered to for reasons we have explained
in Gill and Maneka Gandhi.
I regard as essential that reasons must be assigned for
such harsh action as is contemplated and such reasons must
be recorded in the history ticket of the prisoner as well as
in the journal. Since the reasons are intended to enable the
Petitioner to challenge, if aggriev-
477
ed, the record must be in the language of the petitioner or
of the A region, and not in English as is being done now.
There must be special reasons of an extraordinary or
urgent character when fetters are fastened on an unconvicted
prisoner. Those substantial reasons must be recorded and its
copy furnished to the prisoner. Rule 430 commands that this
be done. Even otherwise, the procedural panacea of giving
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specific reasons (not routine chants) has a wholesome
restraining effect. And the constitutional survival of S. 56
depends on the formula of reasonableness.
The spirit and substance of rule 432 make it clear that
the record of the reasons is imperative and has a function.
Rule 433, whatever the Superintendent’s affidavit may say,
clearly shows that the wearing of fetters must be for the
briefest periods and deserves frequent scrutiny. Indeed, in
our view, except in remotely extraordinary situations,
rational justification for bar fetters of an unconvicted
prisoner cannot be found except on the confession that the
Prison Superintendent and his staff are incompetent to
manage and indifferent to reasonableness. We cannot be swept
off our constitutional feet by scary arguments of deadly
prisoners and rioting gangs, especially when we find States
in India which have abandoned the disciplinary barbarity of
bar fetters (Tamil Nadu, Kerala et. al).
The import of rule 435 is that even in cases where
security compels imposition of fetters this should be only
for the shortest possible time. The fact that, even as a
punishment, irons must be restricted in its use (see S.
46(7) ) argues for prophylactic irons being for the shortest
spell. At night, when the prisoner is in a cell there is no
particular reason to apprehend or possibility of escape. So
nocturnal hand-cuffs and chains are obnoxious and vindictive
and anathema in law.
The infraction of the prisoner’s freedom by bar fetters
is too serious to be viewed lightly and the basic features
of ’reasonableness’ must be built into the administrative
process for constitutional survival. Objectivity is
essential when the shackling is prima facie shoking.
Therefore, an outside agency, in the sense of an officer
higher than the Superintendent or external to the prison
department, must be given the power to review the order for
’irons’. Rule 423 speaks of the Inspector General of Prisons
having to be informed of the circumstances necessitating
fetters and belchains. Rule 426 has a similar import. It is
right to generalise that the substance of the ’rules’ and
the insistence of the Section contain the command that the
Inspector General of Prisons shall post haste, say within 48
hours at least. receive a report of such an infliction and
consider whether it is just and neces
478
sary. He should also be ready to receive complaints by way
of appeals about ’irons’ from prisoner concerned. A right of
appeal or revision from the action of the Superintendent to
the Inspector General of Prisons and quick action by way of
review are implicit in the provision. If there is delay, the
negation of good faith, in the sense of absence of due care,
is inevitable and the validity of the order is in
peril.
Another remedy also may be visualised as feasible. The
visitors of jails include senior executive officers of the
Division, Sessions Judges and District Magistrates (see rule
47). This is ordinarily an All India pattern. The duties of
official visitors include satisfying themseleves that the
provisions of the Prisons Act, rules, regulations, orders
and directions are duly observed. Undoubtedly, the proper
adherence to S. 56 and the related rules falls within the
purview of ’rule’. 49 . ’Rule’ S 3 states that all visitors
shall have the opportunity of observing the state of jail,
its management and every prisoner con fined therein. The
visitors, official and non-official, have power to call for
and inspect jail records. ’Rule’ 53 and 53B are pregnant
provisions. We read humane amplitude into this group of
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’rules’ so as to constitutionalise the statutory
prescriptions. They spell out a duty on the part of the
visitors and the Inspector General of Prisons. to hear
appeals or complaints from the prisoners regarding irons
forced on them. The reasonableness of the restriction being
the constitutional badge, the only way we can sustain S. 56
of the Act is to imply in the broad group of provisions
external examinership, immediate review and cutting short of
the iron regime to the briefest spell.
A few submissions linking up ’dangerousness’ with bar
fetters urged li’ by the Additional Solicitor General may
now be considered.
The learned Additional Solicitor General urged that
there was a built-in guideline for the superintendent’s
discretion. Considerations of safety, expressed in paragraph
435 and S. 56. remove the vice of arbitrariness and
unreasonableness. Reference to paragraph 433 was made to
make out that only dangerous prisoners were to be chained in
this manner. We cannot lose sight of the fact that a non-
convict prisoner is to be regarded differently and it may
even be a misnomer to treat such a remandee as a prisoner.
We see a distinction between unconvicted prisoners and
convicted prisoners being dealt with differently. (See
paragraph 392 of the Manual). Assuming the indiscriminate
provision in para 399 embracing dangerous prisoners ’whether
they are awaiting trial or have been convicted’ to be
applicable, we should deal with the two categories
differently. Para 399(3) reads:
479
"Special precautions should be taken for the safe
custody of dangerous prisoners whether they are
awaiting trial or have been convicted. On being
admitted to jail they should be (a) placed in charge of
trustworthy warders, (b) confined in the most secure
building available, (c) as far as practicable confined
in different barracks or cells each night, (d)
thoroughly searched at least twice daily and
occasionally at uncertain hours (the Deputy
Superintendent must search them at least once daily and
he must satisfy himself that they are properly searched
by a trustworthy subordinate at other time), (e)
fettered if necessary (the special reasons for having
recourse to fetters should be fully recorded in the
Superintendent’s journal and noted in the prisoner’s
history ticket). They should not be employed on any
industry affording facilities for escape and should not
be entrusted with implements that can be used as
weapons. Warders on taking over charge of such
prisoners must satisfy themselves that their fetters
are intact and the iron bars or the gratings of the
barracks in which they are confined are secure and all
locks, bolts, etc. are in proper order. They should
during their turns of duty frequently satisfy
themselves that all such prisoners are in their places,
should acquaint themselves with their appearance."
All these factors focus our attention on the concept of
’dangerousness’ as controlling discretionary power and
validate the Section.
The learned Additional Solicitor General argued that
the expression ’dangerous’ was neither vague nor irrational
but vivid and precise, and regulated the discretion of the
officer sufficiently to eliminate the vice of arbitrariness.
He cited authorities to which we will presently come but
before examining them as validation of incapacitation of
risky prisoners we may as well refer to some aspects of the
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problem presented by (1) what kind of danger should lead to
incapacitation ? (2) what authority is to make the decision
on whether or not that danger is present ? (3) on what basis
is that authority to decide who among offenders is dangerous
and for how long ?
Predictions of dangerousness are hazardous. In 1966 the
Supreme Court released 967 offenders held in New York
psychiatric institutions beyond the term of their sentences
because they were considered dangerous. (They had been
confined without proper procedures). Researchers who
followed the subsequent careers of these persons for four
years found that only 2 percent were returned to
institutions for
480
the criminally insane; more than half were not readmitted to
any institution. However, the criteria by which these
persons had been. declared dangerous in the first place are
questionable, and they had been held an average of thirteen
years beyond their sentences.
The prognosis depends on the peculiarities of the
individual and on interpretation by the individuals who
study his case-i.e on the idiosyncrasies of their (intuitive
?) judgment criteria.
All institutions that hold people against their wishes
need outside supervision, for, by definition, they lack the
internal checks and balances that make such supervision
unnecessary elsewhere. One can check out of a hotel if
abused, but not out of a prison. Prison staffs? which unlike
hotel staffs, can also totally circumscribe the activities
of inmates-have extensive coercive power that must be
checked by an outside authority if it is not to be abused.
While sharing the, purposes of the penal system, the outside
authority should be altogether independent of the management
of the institutions it is to super vise and of its
personnel. (The general supervisory power of the judiciary
is too cumbersome and has not proven sufficient anywhere).
Such outside authorities exist abroad: In Great British a
’Board of visitors’ deals with violations of prison rules
and deals with complaints by prisoners. In France a Judge de
l’ application des peines is presumed to do so, and in Itlay
a guidice di sorveglienza.
Kent S. Miller writes on the subject of
dangerousness(’):
" ....a definitional problem needs to be dealt
with. State statutes have been notoriously vague in
their references to dangerousness, in large parts
leaving the determination of dangerousness to the whims
of the Court and of others involved in applying the
concept."
Professionals concerned with prediction of violent behaviour
had differed in their judgments. Writes Miller:
"Considerable attention has been given to the role
of psychological tests in predicting dangerous
behaviour, and there is a wide range of opinion as to
their value."
"Thus far no structured or projective test scale
has been derived which, when used alone, will predict
violence in the individual case in a satisfactory
manner. Indeed, none has been developed which will
adequately post dict let alone pre dict. violent
behaviour. However, our review of the literature
suggests that it might be possible to demonstrater that
violence could be predicted using psychological tests
if
1. Kenu S. Miller: Managing Madness, PP. 58, 66. 67. 68
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481
programs of research were undertaken that were more
sophisticated than the studies done to date."
"Courts and community agencies must muddle through
these difficulties and deal with such problems in the
best way they can. The fact that we have difficulty
defining the predicting dangerous behaviour does not
mean that members of the community can disregard such
patterns of behaviour. And the fact that psychiatrists
do not agree on the nature and scope of mental illness
does not imply that the law can be oblivious to such
matters. ..
..But we are on dangerous ground when
deprivation of liberty occurs under such conditions.
The practice has been to markedly
overpredict. In addition, the courts and mental health
professionals involved have systematically ignored
statutory requirements elating to dangerousness and
mental illness...
In balancing the interest of the state,
against the loss of liberty and rights of the
idividual, a prediction of dangerous behaviour must
have a high level of probability, 3 condition which
currently does not exist), and the harm to be presented
should be considerable.)"
If our law were to reflect a higher respect for life,
restraint of the person is justified only if the potential
harm is considerable. Miller’s conclusions are meaningful
and relevant:
"If confinement takes place, there should be a
short-term mandatory review." "..
the basis for police power commitment should
be physical violence or potential physical violence
which is imminent, constituting a ’clear and present’
danger and based on testimony related to actual
conduct. Any such commitment should be subject to
mandatory review within two weeks." "......
Restraint should be time- limited, with a
maximum of five to seven days."
The inference is inevitable that management of
dangerousness in the prison setting is often overkill and
underscientific. The irrationality of bar fetters based on
subjective judgment by men without psychiatric training and
humane feeling makes every prisoner ’dangerous’. Dr.
Bhattacharya writes(l):
(1) Dr. B. K. Bhattacharya.: Prisons p. 116.
482
"In the Delhi jail particularly in 1949 one came
across an astonishing sight of numerous under-trial
prisoners in fetters, merely on the ground that they
had more than one case pending against them. This was
noticed, though in a far less degree, in Patiala and in
Jaipur. Numerous transportation prisoners were secured
behind bars in cells, yet they were put in bar-fetters,
not to mention the escapes and condemned prisoners. In
Delhi jail one gained an impression that bar-fetters
were the rule of the day."
The key jurisdictional preconditions are:
(i) absolute necessity for fetters;
(ii) special reasons why no other alternative but
fetters will alone secure custodial assurance:
(iii)record of those reasons contemporaneously in
extenso;
(iv) such record should not merely be full but be
documented both in the journal of the
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Superintendent and the history ticket of the
prisoner. This latter should be in the language of
the prisoner so that he may have communication and
recourse to redress.
(v) the basic condition of dangerousness must be well
grounded and recorded;
(vi) all these are conditions precedent to ’irons’ save
in a great emergency,
(vii)before preventive or punitive irons (both are
inflictions of bodily pain) natural justice in its
minimal form shall be complied with (both audi
alteram and the nemo judex rules).
(viii)the fetters shall be removed at the earliest
opportunity . That is to say, even if some risk
has to be taken it shall be removed unless
compulsive considerations continue it for
necessities of safety;
(ix) there shall be a daily review of the absolute need
for the fetters, none being easily conceivable for
nocturnal manacles;
(x) if it is found the fetters must continue beyond a
day, it shall be held illegal unless an outside
agency like the District Magistrate or Sessions
Judge, on materials placed, directs its
continuance.
483
Although numerically large, these requirements are
reasonably practical and reconcile security with humanity.
Arguments to the contrary are based on alarmist a priori and
may render S. 56 ultra vires. Having regard to the penumbral
zone, fraught with potential for tension, tantrums and
illicit violence and malpractice, it is healthy to organize
a prison ombudsman for each State. Sex is an irrepressible
urge which is forced down by long prison terms and
homosexuality is of hidden prevalence in these dark
campuses. Liberal paroles, open jail’s, frequency of
familial meetings, location of convicts in jails nearest
their homes tend to release stress, relieve distress and
insure security better than flagellation and fetters.
The upshot of the discussion is that the shackles on
Sobraj shall be shaken off right away and shall not be re-
worn without strict adherence to the injunctions spelt out.
Active prison justice bids farewell to the bloodshot
heritage of fierce torture of flesh and spirit, and
liabilitative processes reincarnate as a healing hope for
the tense, warped and morbid minds behind bars. This
correctional orientation is a constitutional implication of
social justice whose index finger points to Art. 14 (anti-
arbitrariness), Art. l9 (anti-reasonableness) and Art 21
(sensitized processual humanism).
Prison reform is burgeoning in the administrative
thanking and, hopefully one may leave it to legislative and
executive effort to concretise, with feeling for ’insiders’
and concern for societal protection, with accent on
perimeter security and correctional strategy, the project of
prison reform.
Presumptive innocence blushes when ad libitum
discretion is vested in the jailor to put preventive fetters
unfettered by the annoying rules of natural justice. The
prisons become houses of horror if hundreds of undertrials
and even minors have to suffer, on grounds of dangerousness,
this disciplinary distress in one jail. That Prison
Superintendent surely needs his discretion to be
disciplined, being otherwise dangerous. Since
constitutionality focusses on rationality and realistic
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reasonableness these forensic dissections go to the heart of
the issue.
I hold that bar fetters are a barbarity generally and,
like whipping, .must vanish. Civilised consciousness is
hostile to torture within the walled campus. We hold that
solitary confinement, cellular segregation and marginally
modified editions of the same process are inhuman and
irrational. More dangerous are these expedients when imposed
by the untuned and untrained power of a jail superior who
has, as part of his professional equipment, no course in
human psychology, stressology or physiology, who has to
depend on no medical
484
or psychiatric examination, prior to infliction of irons or
solitary, who has no obligation to hear the victim before
harming him, whose ’reasons’ are in English on the histcry-
tickets and therefore unknowable and in the Journal to which
the prisoner has no access. The revisory power of the
Inspector General of Prison, is illusory when the prisoner
does not know of his right to seek revision and the
Inspector General has no duty to visit the solitary or
’fettered’ creatures or to examine every case of such
infliction. Jail visitors have no powers to cancel the
superintendent’s orders nor obligation to hold enquiry save
to pity and to make remarks. Periodical parades prisoners,
when the visitors or dignitaries call for a turn-out, prove
a circus in a zoo from a practical standpoint or/and journal
entries and history-tickets a voodoo according to rule, the
key point to be noted being that after this public
exhibition within the prison. the complaining prisoners are
marked men at the iron mercy of the hierarchy. there being
no active legal aid project busy within the prison. This
ferocious rule of law, rule and nude, cannot be sustain r)
ed as anything but arbitrary, unreasonable and procedurally
heartless. The peril to its life from the lethal stroke of
Articles 14, 19 and 21 read with 13 needs no far-fetched
argument. The abstruse search for curative guideline in such
words as ’dangerous’ and ’necessary‘ forgetting the
totalitarian backdrop of stone walls and iron bars, is
bidding farewell to raw reality and embracing verbal marga.
The law is not abracadabra but at once pragmatic and astute
and does not surrender its power before scary exaggerations
of security by prison bosses. Alternatives to ’solitary’ and
’irons’ are available to prison technology, give the will,
except where indifference, incompetence and
unimaginativeness hold prison authorities prisoner. Social
justice cannot sleep if the Constitution hangs limp where
its consumers most . need its humanism.
Access and the Law
An allegedly unconscionable action of Government which
disables men in detention from seeking judicial remedies
against State torture was brought to our notice. I would
have left the matter as an unhappy aberration of
governmental functioning but the fundamental character of
the imputation leaves us no option but to drive home a basic
underpinning of our government of laws. Democratic legality
stands stultified if the Corpus Juris is not within the
actual ken or reasonable reach of the citizen; for it is a
travesty of the rule of law if legislation, primary or
subordinate, is not available in published form or is beyond
the purchase of the average affected Indian. To come to the
point. we were told that the Punjab Jail Manual was not made
485
available to the prisoners and, indeed, was priced so high
that few could buy The copy of the Manual handed over to us
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is seen to be officially published in 1975 and priced at Rs.
260.30, although it contains merely a collection of the bare
text of certain statutes, rules and instructions running
into 469 printed pages. If what was mentioned at the Bar
were true that the Manual as sold before at around Rs. 20/-
but as suddenly marked up more than ten times the former
price solely to deter people from coming to know the prison
laws, then the rule of law were surely scandalized. It was
suggested that by this means the indigent prisoner could be
priced out of his precious liberties because he could not
challenge incarceratory injury without precise awareness of
the relevant provisions of law beyond his means. Were this
motivation true the seriousness of the impropriety deepens.
But we have not been taken into these vicious coils and keep
out of that probe. However, let us be clear. Access to law
is fundamental to freedom in a government of laws. If the
rule of law is basic to our constitutional order. there is a
double imperative implied by it-on the citizen to know and
on the State to make known. Fundamental rights cease to be
viable if laws calculated to canalise or constrict their
sweep arc withheld from public access; and the freedoms
under Article 19(1) cannot be restricted by hidden on ’low
visibility’ rules beyond discovery by fail- search. The
restriction must be reasonable under Article 19(2 ) to (6)
and how can any normative prescription be reasonable if
access to it is not available at a fair price or by rational
search ? 1 Likewise, under Article 21, procedural fairness
is the badge of constitutionality it life and liberty are to
be leashed or extinguished; and how can it be fair to bind a
man by normative processes collected in books too expensive
to buy ? The baffling proliferation and frequent
modification of subordinate legisation and their intricacies
and inaccessibility are too disturbing to participative
legality so vital to democracy, to leave us in
constitutional quiet. Arcane law is ac had as lawless fiat,
a caveat the administration will hopefully heed.
One of the paramount requirements of valid law is that
it must be within the cognizance of the community if a
competent search for it were made. It is worthwhile
recalling the observations of Bose J. made in a different
context but has a philosophic import:
"Natural justice requires that before a law can
become operative it must be promulgated or published.
It must be broadcast in some recognizable way so that
all men know what it is;.. The thought that a decision
reached in the secret recess of a chamber to which the
public have no access and of which they can normally
know nothing(T. can nevertheless
486
affect their lives, liberty and property by the mere
passing of a Resolution without anything more is
abhorrent to civilized men. It shocks conscience."(’)
Legislative tyranny may be unconstitutional if the State by
devious methods like pricing legal publications monopolised
by government too high denies the equal protection of the
laws and imposes unreasonable restrictions on exercise of
fundamental rights. The cult of the occult is not the rule
of law even as access to law is integral to our system. The
pregnant import of what I have said will, I hope, be not
lost on the executive instrumentality of the State.
Contemporary danger
We must have a sense of the prevalence of primitive
cruelty haunting our prison cells and what is more alarming,
of the increasing versatility of prison torture in countries
civilised and other. Our country is no island and courts
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must be aware and beware. While l am far from inclined to
exaggerate possibilities of torture in the silent zone
called prison, we are not disposed to dismiss international
trends collected in a recent article entitled "Minds behind
bars" (2)
"The technology of torture all over the world is
growing ever more sophisticated-new devices can destroy
a prisoner’s will in a matter of hours-but leave no
visible marks or signs of brutality. And government-
inflicted terror has evolved its own dark sub-culture.
All over the world, torturers seem to feel a desire to
appear respectable to their victims....There is an
endlessly inventive list of new methods of inflicting
pain and suffering on fellow human beings that quickly
cross continents and ideological barriers through some
kind of international secret-police network. The ’wet
submarine’ means near suffocations of a prisoner by
immersing him in water, or, frequently, in urine; the
’dry submarine’ is the same thing, except that a
plastic bag is tied over the victim’s head to deprive
him of oxygen. Another common technique, ’the
telephone’, consists of delivering sharp blows in both
ears simultaneously, which often causes excruciatingly
painful rupture of the ear drums. ’The helmet’ is put
over the head of a torture victim to magnify his own
screams. In ’the hook’ the victim is hoisted off the
ground by his hands, which are tied behind his back in
such a way that the stretching of the nerves often
causes
(l) A.l.R. 1951 SC-467.
(2) Listner, Dec. 1977 issue.
487
paralysis of the arms. ’People on the hook’ says one
Uruguyan torture victim, ’cannot take a deep breath or
hardly any breath. They just moan; it’s a dreadful,
almost inhuman noise.’
And torturers all over the world use the language
of grisly disinformation to describe their work. In
Uganda Amin’s secret police are known as the ’State
Research Bureau’, and B. the main torture houses are
called ’Public Safety Units’. In Brazil, torturers call
their sessions ’spiritual sessions’ and in Chile,
torturers refer to the Villa Grimaldi, their place of
work, as the Palacio de la Risa-the Place of Laughter.
In Iran, Otaq-e-Tamehiyat, ’the room where you make
people walk’, meant the blood stained chamber where
prisoner’s were forced to walk after torture to help
their blood to circulate.
What is encouraging in all this dark picture is
that we feel that public opinion in several countries
is much more aware of our general line than before. And
that is positive. I think, in the long run, governments
can’t ignore that. We are also encouraged by the fact
that, today, human rights are discussed between
governments-they are now on the inter national
political agenda. But, in the end, what matters is the
pain and suffering the individual endures in police
station or cell."
I imply nothing from the quote but it deepens our
awareness in approaching our task.
Now that the dilatory discussion overlapping at times,
has come to an end, I may concretise the conclusions in both
the cases, lest diffusion should leave the decision vague or
with ragged edges. They flow from the elevating observations
of Chandrachud, J. (as he then was) in Bhuvan Mohan,(1)
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amplified by humanity:
"We cannot do better than say that the directive
principle contained in Article 42 of the Constitution
that ’The State shall G: make provision for securing
just and humane conditions of work’ may benevolently be
extended to living conditions in jails. There are
subtle forms of punishment to which convicts and
undertrial prisoners are sometimes subjected but it
must be realised that these barbarous relics of a
bygone era offend against the letter and spirit of our
Constitution." .
(l)Bhuvan Mohan Patnaik v. Sttae of A.B [1975] (3) SCC185.
189,
488
The correction and direction indicated by the Constitution
have been broadly spelt out by me so that progressive prison
reforms may move towards ’fresh woods and pastures new’. i.
1. I uphold the vires of Section 30 and Section 56 of
the Prisons Act, as humanistically read by interpretation.
These and other pro visions, being somewhat out of tune with
current penological values and mindless to human-rights
moorings, will, I hope, be revised by fresh legislation. It
is a pity that Prison Manuals are mostly callous colonial
compilations and even their copies are beyond prisoners’
ken. Punishments, in civilised societies, must not degrade
human dignity or wound flesh and spirit. The cardinal
sentencing goal is correctional; changing the consciousness
of the criminal to ensure social defence. Where prison
treatment abandons the reformatory purpose and practises
dehumanizing techniques it is wasteful, counter-productive
and irrational, hovering on the hostile brink of
unreasonableness (Art. l9).’ Nor can torture tactics jump
the constitutional gauntlet by wearing a ’preventive’
purpose. Naturally, inhumanity, masked as security, is
outlawed beyond backdoor entry, because what is banned is
brutality. be its necessity punitive or prophylactic.
2. I hold that solitary confinement, even if mollified
and modified marginally, is not sanctioned by Sec. 30 for
prisoners ’under sentence of death’. But it is legal under
that Section to separate such sentencees from the rest of
the prison community during hours when prisoners are
generally locked in. I also uphold the special watch, day
and night, of such sentencees by guards. Infraction of
privacy may be inevitable, but guards must concede minimum
human vacy in practice.
3. By necessary implication, prisoners ’under sentence
of death’ not’ shall not be denied any of the community
amenities, including games, newspapers, books, moving around
and meeting prisoners and visitors, subject to reasonable
regulation of prison management. Be it noted that Sec. 30 is
no substitute for sentence of imprisonment and merely
prescribes the manner of organising safe jail custody
authorised by Sec. 366 of the Cr. P.C.
4. More importantly if the prisoner desires loneliness
for reflection and remorse, for prayers and making peace
with his maker, or op portunities for meeting family or
friends, such facilities shall be liberally granted, having
regard to the stressfull spell of terrestrial farewell his
soul may be passing through the compassion society owes to
him whose life it takes.
5. The crucial holding under Sec. 30(2) is that a
person is not ’under sentence of death’, even if the
sessions court has sentenced him
489
to death subject to confirmation by the High Court. He is
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not ’under A sentence of death’ even if the High Court
imposes, by confirmation or fresh appellate infliction,
death penalty, so long as an appeal to the Supreme Court is
likely to be or has been moved or is pending. even if this
Court has awarded capital sentence, Sec. 30 does not cover
him so long as his petition for mercy to the Governor and/or
to the President permitted by the Constitution, Code and
Prison Rules, has not been disposed. Of course, once
rejected by the Governor and the President, and on further
application there is no stay of execution by the
authorities, he is ’under sentence of death’, even if he
goes on making further mercy petitions. During that
interregnum he attracts the custodial segregation specified
in Sec. 30(2), subject to the ameliorative meaning assigned
to the provision. To be ’under sentence of death’ means ’to
be under a finally executable death sentence’.
6. I do not rule out further restraint on such a
condemned prisoner if clear and present danger of violence
or likely violation of custody is, for good reasons, made
out, with due regard to the rules of fairplay implied in
natural justice. Minimal hearing shall be accorded to the
affected if he is subjected to further severity.
1. Sec. 56 must be tamed and trimmed by the rule of law
and shall not turn dangerous by making the Prison ’brass’ an
imperium in imperio. The Superintendent’s power shall be
pruned and his discretion bridled in the manner indicated. E
2. Under-trials shall be deemed to be in custody, but
not undergoing punitive imprisonment. So much so, they shall
be accorded more relaxed conditions than. convicts.
3. Fetters, especially bar fetters, shall be shunned ns
violative of human dignity, within and without prisons. The
indiscriminate resort to handcuffs when accused persons are
taken to and from court and the expedient of forcing irons
on prison inmates are illegal and shall be stopped forthwith
save in a small category of cases dealt with next below.
Reckless ’ handcuffing and chaining in public degrades, puts
to shame finer sensibilities and is a slur on our culture.
4. Where an undertrial has a credible tendency for
violence and escape a humanely graduated degree of ’iron’
restraint is permissible if only if-other disciplinary
alternatives are unworkable. The burden of proof of the
ground is on the custodian. And if he fails, he will be
liable in law.
5. The ’iron’ regimen shall in no case go beyond the
intervals, conditions and maxima laid down for punitive
’irons’. They shall be for short spells, light and never
applied if sores exist.
490
6. The discretion to impose ’irons’ is subject to
quasi-judicial over sight, even if purportedly imposed for
reasons of security.
7. A previous hearing, minimal may be, shall be
afforded to the victims. In exceptional cases, the hearing
may be soon after. The rule in Gill’s case and Maneka
Gandhi’s case gives the guidelines.
8. The grounds for ’fetters’ shall be given to the
victim. And when the decision to fetter is made, the reasons
shall be recorded in the journal and in the history ticket
of the prisoner in the State language. If he is a stranger
to that language it shall be communicated to him as far as
possible, in his language. This applies to cases as much of
prison punishment as of ’safety’ fetters.
9 Absent provision for independent review of preventive
and punitive action, for discipline or security, such action
shall be invalid as arbitrary and unfair and unreasonable.
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The prison officials will then be liable civilly and
criminally for hurt to the person of the prisoner. The State
will urgently set up or strengthen the necessary infra-
structure and process in this behalf-it already exists in
embryo in the Act.
10. Legal aid shall be given to prisoners to seek
justice from prison authorities, and, if need be, to
challenge the decision in court-in cases where they are too
poor to secure on their own. If lawyer’s services. are not
given, the decisional process becomes unfair and
unreasonable, especially because the rule of law perishes
for a disabled prisoner if counsel is unapproachable and
beyond purchase. By and large, prisoners are poor, lacking
legal literacy, under the trembling control of the jailor,
at his mercy as it were, and unable to meet relations or
friends to take legal action. Where a remedy is all but dead
the right lives; only in print. Art. 39 A is relevant in the
context. Art. 19 will be violated in such a case as the
process will be unreasonable. Art. 21 will be infringed
since the procedure is unfair and is arbitrary. In Maneka
Gandhi the rule has been stated beyond mistake.
ll. No ’fetters’ shall continue beyond day time as
nocturnal fetters on locked-in detenus are ordinarily
uncalled for, viewed from considerations of safety.
12. The prolonged continuance of ’irons’, as a punitive
or preventive step, shall be subject to previous approval by
an external examiner like a Chief Judicial Magistrate or
Sessions Judge who shall briefly hear the victim and record
reasons. They are ex-officio visitors of most central
prisons.
13. The Inspector General of Prisons shall, with quick
despatch consider revision petitions by fettered prisoners
and direct the continuation or discontinuation of the irons.
In the absence of such prompt
491
decision, the fetters shall be deemed to have been negatived
and shall A be removed.
Such meticulous clarification has become necessary only
because the prison practices have hardly inspired confidence
and the subject is human rights. Because prison officials
must be responsible for the security of the prison and the
safety of its population, they must have a wide discretion
in promulgating rules to govern the prison population and in
imposing disciplinary sanctions for their violation. But any
humanist-jurist will be sceptic like the American Judges who
in William King Jackson v. D. E. Bishop(1) observed:
"(1) We are not convinced that any rule or
regulation as to the use of the strap, however
seriously or sincerely conceived and drawn, will
successfully prevent abuse. The pre sent record
discloses misinterpretation even of the newly adopted .
. .
(2) Rules in this area are seen often to go
unobserved. .
(3) Regulations are easily circumvented
(4) Corporal punishment is easily subject to abuse
in the hands of the sadistic and the unscrupulous.
(5) Where power to punish is granted to persons in
lower levels of administrative authority, there is an
inherent and natural difficulty in enforcing the
limitations of that power."
We find many objectionable survivals in the Prison
Manual like whipping and allergy to ’Gandhi Cap’. Better
classification for ’Europeans’ is still in the book ! I hope
that Prison Reform will receive prompt attention as the
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higher political echelons in the country know the need and
we may not be called upon to pronounce on the inalienable
minima of human rights that our constitutional order holds
dear. It is noteworthy that, as pointed out in Furman v.
Georgia(2) with reference to death sentence, by Justices
Douglas and Marshall, the more painful prison cruelties are
often imposed on the socioeconomic weak and the militant
minorities. Our prisons, both in the matter of
classification for treatment and in the matter of preventive
or punitive imposts, face the same criticism. To thoughtful
sociologists it seems evident that prison severities are
visited mostly on agitators, dissenters, protesters,
proletarians and weaker sections. Moreover, punitive ’vested
interest’ sometimes wears ’preventive’ veils, when
challenged and we cannot wish away discretionary injustice
by
(1) Federal Reporter. 2nd Series, Vol 404, p. 571.
(2) 33 L. Ed. 2d. 346.
1 5- 526 SCI/78
492
burying our heads in the sands of incredible credulity.
Courts must be astute enough to end these ’crimes’ against
criminals by correctional interpretation.
’Freedom behind bars’ is part of our constitutional
tryst and the index of our collective consciousness. That
the flower of human divinity never fades, is part of our
cultural heritage. Bonded labour, cellular solitary
confinement, corporal punishments, status-based elitist
classification and the like deserve to be sentenced to
transportation from prisons and humanising principles
granted visa into prison campuses. In short, transformation
of consciousness is the surest ’security’ measure to
antidote social entropy. That is the key to human
development-rights and responsibilities-within and without
prisons.
Positive experiments in re-humanization-meditation,
music, arts of self-expression, games, useful work with
wages, prison festivals, sramdan and service-oriented
activities, visits by and to families, even par ticipative
prison projects and controlled community life, are among the
re-humanization strategies which need consideration. Social
justice, in the prison context, has a functional versatility
hardly explored.
The roots of our Constitution lie deep in the finer
spiritual sources of social justice, beyond the melting pot
of bad politicking, feudal crudities and sublimated sadism,
sustaining itself by profound faith in Man and his latent
divinity and the confidence that ’you can accomplish by
kindness what you cannot do by force’(l) and so it is that
the Prisons Act provisions and the Jail Manual itself must
be revised to reflect this deeper meaning in the behavioural
norms, correctional attitudes and humane orientation for the
prison staff and prisoners alike. We cannot become
misanthropes and abandon values, scared by the offchance of
some stray desperate character. Then amputation of limbs of
unruly suspects may be surer security measure and corporaI
punishment may have a field day atfer a long holiday. The
essence of my opinion in both these cases is the infusion of
the higher consciousness of the Constitution into the stones
of law which make the prison houses.
The winds of change must blow into our carcers and
self-expression and self-respect and self-realization
creatively substituted for the dehumanising remedies and
’wild life’ techniques still current in the jail armoury. A
few prison villains-they exist-shall not make martyrs of the
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humane many; and even from these few, trust slowly begets
trust. Sarvodaya and antyodaya have criminological
dimensions which our social justice awareness must apprehend
and actualize. I justify
(1) Pubillus Syrus
493
this observation by reference to the noble but inchoate
experiment (or unnoticed epic) whereby Shri Jai Prakash
Narain redemptively brought murderously dangerous dacoits of
Chambal Valley into prison to turn a responsible page in
their life in and out of jail. The rehabilitative follow-up
was, perhaps, a flop.
In short, the technology of raising the level of
awareness, not gene- rating hatred by repression, shows the
way to making prison atmosphere safe and social defence
secure. Criminology and consciousness are partners in
community protection.
The Final Directions
I hold that even though Sec. 30 is intra vires, Batra
shall not be kept under constant, guard in a cell, all by
himself, unless he seeks such an exclusive and lonely life.
If he loses all along the way right to the summit court and
the top executive, then and only then, shall he be kept
apart from the other prisoners under the constant vigil of
an armed guard. Of course, if proven grounds warrant
disciplinary segregation, it is permissible, given fair
hearing and review.
The petitioner, Sobhraj, cannot be granted the relief
of striking down Section 56 or related prison rules but he
succeeds, in substance, with regard to his grievance of bar
fetters. Such fetters shall forthwith be removed and he will
be allowed the freedom of undertrials inside the jail,
including locomotion-not if he has already been convicted.
In the eventuality of display of violence or escape attempts
or creds evidence bringing home such a potential adventure
by him, he may be kept under restraint. Irons shall not be
forced on him unless the situation is one of emergency
leaving no other option and in any case that torture shall
not be applied without compliance with natural justice and
other limitations indicated in the judgment.
Prison laws, now in bad shape, need rehabilitation;
prison staff, soaked in the Raj past, need reorientation;
prison house and practices. a hangover of the die-hard
retributive ethos, reconstruction; prisoners, those
noiseless, voiceless human heaps, cry for therapeutic
technology; and prison justice, after long jurisprudential
gestation, must now be re-born through judicial midwifery,
if need be. No longer can the Constitution be curtained off
from the incarcerated community since pervasive social
justice is a fighting faith with Indian humanity. I,
hopefully, alert the nation and, for the nonce, leave
follow-up action to the Administration with the note that
stone walls and iron bars do not ensure a people’s progress
and revolutionary history teaches that tense bastilles are
brittle before human upsurges and many tenants of iron cells
are sensitive harbingers of Tomorrow-many a Socrates,
494
Shri Aurobindo, tilak, Thoreau, Bhagat Singh Gandhi! So it
is that there is urgency for bridging the human gap between
prison praxis and prison justice; in one sense, it is a
battle of the tenses and in an another, an imperative of
social justice.
If I may end withy an answer to the question posed at
the beginning, so long as constitutional guarantees are non-
negotiable, human right, entrenched in the National Charter,
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shall not be held hostages by Authority. Emergency,
exigency, dangerousness, discipline, security and autonomy
are theoretically palatable expressions, but in a world
where prison are laboratories of torture or warehouses where
human commodities are sadistically kept and the spectrum of
inmates range from drift-wood juveniles to heroics
dissenters, courts- and other constitutional
instrumentalities- should not consent to make jails
judgeproof to tearful injustice. Until current prison
pathology is cured and prison justice restored, stone walls
and iron bars will not solve the crime crisis confronting
society today.
I am aware that a splendid condensation of the answers
to the score questions has been presented by my learned
brother Desai, J and I endorse the conclusion. But when the
issue is grave and the nation, now and again, groans because
prisons breed horror and bruited reforms remain a teasing
illusion and promise of unreality, brevity loses its lure
for me and going it alone to tell the country plain truths
becomes unobviable. If Parliament and Government do not
heed to-day, the next day comes. And, in an appeal to Human
To morrow, ’if none responds to your call, walk alone walk
alone!’ Judicial power is a humane trust ’to drove the blade
a little forward in your time, and to feel that somewhere
among these millions you have left a little justice or
happiness or prosperity, a sense of manliness or moral,
dignity, a spring of patriotism, a dawn of intellectual
enlightenment or a stirring of duty where it did not exist
before’ that is enough.
The petitions succeed in principle but in view of the
ad interim orders which have been carried out and the new
meaning read into the relevant provision of the Act the
prayer to strike down becomes otiose. Batra and Sobraj have
lost the battle in part but won the war in full
I agree that the petitions be dismissed.
DESAI, J -These two petitions under Article 32 of the
Constitution by two internees confined in Tihar Central Jail
Challenge the vires of sections 30 and 56 of the Prisons
Act. Sunil Batra, a convict under sentence of depth
challenges his solitary confinement sought.
495
to be supported by the provisions of s. 30 of the Prisons
Act (for short the Act); Charles Sobhraj a French national
and then an under trial prisoner challenges the action of
the Superintendent of Jail putting him into bar fetters for
an unusually long period commencing from the date of
incarceration on 6th July 1976 till this Court intervented
by an interim order on 24th February 1978. Such a gruesome
and hair-raising picture was pointed at some stage of
hearing that Chief Justice M. H. Beg, V. R. Krishna Lyer, J
and P. S. Kailasam J who were then seized of the petitions
visited the Tihar Central Jail on 23rd January 1978. Their
notes of inspection form part of the record.
There are certain broad submissions common to both the
petitions and they may first be dealt before turning to
specific contentions in each petition. It is no more open to
debate that convicts are not wholly denuded of their
fundamental rights. No iron curtain can be drawn between the
prisoner and the Constitution. Prisoners are entitled to all
constitutional rights unless their liberty has been
constitutionally curtailed (see Procunier v. Martinex).(l)
However, a prisioner’s liberty is in the very nature of
things circumscribed by the very fact of his confinement.
His interest in the limited liberty left to him is then all
the more substantial. Conviction for crime does not reduce
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the person into a nonperson whose rights are subject to the
whim of the prison administration and, therefore, the
imposition of any major punishment within the prison system
is conditional upon the observance of procedural safeguards
(see Wolff v. McDonnell).(") By the very fact of the
incarceration prisoners are not in a position to enjoy the
full panoply of fundamental rights because these very rights
are subject to restrictions imposed by the nature of the
regime to which they have been lawfully committed. In D.
Bhuvan Mohan Patnaik & ors. v. State of Andhra Pradesh &
ors(3) one of us, Chandrachud J., observed:-
"Convicts are not, by mere reason of the
conviction denuded of all the fundamental rights which
they otherwise possess. A compulsion under the
authority of law, following upon a conviction, to live
in a prison-house entails by its own force the
deprivation of fundamental freedoms like the right to
move freely throughout the territory of India or the
right to "practice" a profession. A man of profession
would thus stand stripped of his right to hold
consultations while serving out his sentence. But the
Constitution guaran-
(1) 40 L. Ed. 2d. 224 at 24’.
(2) 41 I,. Ed. 2d. 935 at 973.
(3) [1975] 2 SCR 24.
496
tees other freedoms like the right to acquire, hold and
dispose of property for the exercise of which
incarceration can be no impediment. Likewise, even a
convict is entitled to the precious right guaranteed by
Article 21 of the Constitution that he shall not be
deprived of his life or personal liberty except
according to procedure established by law".
Undoubtedly, lawful incarceration brings about necessary
withdrawal or limitation of some of these fundamental
rights, the retraction being justified by the considerations
underlying the penal system (see Poll v. Procunier) (1)
Consciously and deliberately we must focus our
attention, while examining the challenge, to one fundamental
fact that we are required to examine the validity of a pre-
constitution statute in the context of the modern reformist
theory of punishment, jail being treated as a correctional
institution. But the necessary concomitants of the fact of
incarceration, the security of the prison and safety of the
prisoner, are to be kept in the forefront. Not that the
court would ever abdicate its constitutional responsibility
to delineate and protect the fundamental rights but it must
simultaneously put in balance the twin objects underlying
punitive or preventive incarceration. The Court need not
adopt a "hands off" attitude as has been occasionally done
by Federal Courts in the United States in regard to the
problem of prison administration. It is all the more so
because a convict is in prison under the order and direction
of the Court. The Court has, therefore, to strike a just
balance between the dehumanising prison atmosphere and the
preservation of internal order and discipline, the
maintenance of institutional security against escape, and
the rehabilitation of the prisoners. Section 30 of the
Prisons Act reads as under:-
"30. (1) Every prisoner under sentence of death
shall, immediately on his arrival in the prison after
sentence, be searched by, or by order of, the Jailer
and all articles shall be taken from him which the
Jailer deems it dangerous or inexpedient to leave in
his possession.
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(2) Every such prisoner shall be confined in a
cell apart from all other prisoners, and shall be
placed by day and by night under the charge of a
guard".
The gravamen of the argument is that sub-section (2) of
s. 30 of the Act does not authorise the prison authorities
in the garb of securing a prisioner under sentence of death,
to confine him in a cell
1) 41 L. Ed. 2d. 495 ,at 501.
497
apart from other prisoners by imposing solitary confinement
upon A him. It is alleged that since the date of his
conviction by the Sessions Judge awarding him capital
punishment, Batra is kept in solitary confinement.
Mr. Chitale, who gave us competent assistance as an
amicus curiae for Batra, after drawing our attention to the
development of psycho- pathological syndrome in prisoners
under solitary confinement for an unlimited period, urged
that s. 30 of the Act does not empower the prison
authorities to place the prisoner in solitary confinement.
It was said that if 5. 46(8) and (10) empower prison
authorities to impose separate or cellular confinement as a
punishment for jail offences, solitary confinement being
more tormenting in effect, can- not be imposed on the
prisoner, more so because it is by itself a punishment that
can be awarded under ss, 73 and 74 of the Indian Penal Code
and that too by a Court. The jail authority cannot arrogate
to itself the power to impose such a punishment under the
garb of giving effect to sub-s. (2) of s. 30. In any event
it was contended that if sub-s. (2) of s. 30 of the Act is
to be construed to mean that it authorises prison
authorities to impose solitary confinement it is violative
of Articles 14, 19, 20 and 21 of the Constitution.
It may be conceded that solitary confinement has a
degrading and dehumanising effect on prisioners. Constant
and unrelieved isolation of a prisoner is so unnatural that
it may breed insanity. Social isolation represents the most
destructive abnormal environment. Results of long solitary
confinement are disastrous to the physical and mental health
of those subjected to it. It is abolished in U.K. but it is
still retained in U.S.A. F
If sub-s. (2) of s. 30 enables the prison authority to
impose solitary confinement of a prisoner under sentence of
death not as a consequence of violation of prison discipline
but on the sole and solitary ground that the prisoner is a
prisoner under sentence of death, the provision contained in
sub-s. (2) would offend article 20 in the first place as
also articles 14 and l9. If by imposing solitary
confinement there is total deprivation of comaraderie
amongst coprisoners, co-mingling and talking and being
talked to, it would offend article 21. The learned
Additional Solicitor General while not adopting any dogmatic
position, urged that it is not the contention of the
respondents that snb-s. (2) empowers the authority to impose
solitary confinement, but it merely permits statutory
segregation for safety of the prisoner in prisoners’ own
interest and
498
instead of striking down the provision we should adopt the
course of so reading down the section as to denude it of its
ugly inhuman features.
It must atonce be made clear that sub-s. (2) of s. 30
does not empower the prison authority to impose solitary
confinement, in the sense in which that word is understood
in para 510 of Jail Manual, upon a prisoner under sentence
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of death. Sections 73 and 74 of the Indian Penal Code leave
no room for doubt that solitary confinement is by itself a
substantive punishment which can be imposed by a Court of
law. It cannot be left to the whim and caprice of prison
authorities. The limit of solitary confinement that can be
imposed under Court’s order is strictly prescribed and that
provides internal evidence of its abnormal effect on the
subject. Solitary confinement as substantive punishment
cannot in any case exceed 14 days at a time with intervals
of not less duration than such periods and further, it
cannot be imposed until the medical officer certifies oh the
history ticket that the prisoner is fit to undergo it. Every
prisoner while undergoing solitary confinement has to be
visited daily by the medical officer, and when such
confinement is for a period of three months it cannot exceed
seven days in any one month of the whole imprisonment
awarded, with intervals between the periods of solitary
confinement of not less duration than such periods (see
s. 74, IPC). The Court cannot award more than three months’
solitary confinement even if the total term of imprisonment
exceeds one year (see s. 73, IPC). This is internal
evidence, if any is necessary, showing the gruesome
character of solitary confinement. It is so revolting to the
modern sociologist and law reformist mat the Law Commission
in its 42nd Report, page 78, recommended that the punishment
of solitary confinement is out of tune with modern thinking
and should not find a place in the Penal Code as a
punishment to be ordered by any criminal court, even though
it may be necessary as a measure of jail discipline Sub-s.
(2) of s. 30 does not purport to provide a punishment for a
breach of Jail discipline. Prison offences are set out in s.
45. Section 46 confers power on the Superintendent to
question any person alleged to have committed a jail offence
and punish him for such offence. The relevant sub clauses
for the present purpose are sub-clauses (8) and (10) which
read as under:
"46. The Superintendent may examine any person
touching any such offence, and determine thereupon, and
punish such offence by-
499
( 8 ) separate confinement for any period not exceeding
three months;
Explanation-Separate confinement means such
confinement with or without labour as secludes a
prisoner from communication with, but not from sight
of, other prisoners, and allows him not less than one
hour’s exercise per diem and to have his meals in
association with one or more other prisoners;
x x x x x
(10) cellular confinement for any period not
exceeding fourteen days:
Provided that such restriction of diet shall in no
case be applied interval of not less duration than such
period must elapse before the prisoner is again
sentenced to cellular or solitary confinement;
Explanation-Cellular confinement means such
confinement with or without labour as entirely secludes
a prisoner from communication with, but not from sight
of, other prisoners".
The explanation to sub-clause (8) makes it clear that
he is not wholly segregated from other prisoners in that he
is not removed from the sight of other prisoners and he is
entitled to have his meals in association with one or more
other prisoners. Even such separate confinement cannot
exceed three months. Cellular confinement secludes a
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prisoner from communication with other prisoners but not
from the sight of other prisoners. However, para 847 of the
Punjab Jail Manual and the provisions which follow, which
prescribe detailed instructions as to how a condemned
prisoner is to be kept, if literally enforced, would keep
such prisoner totally out of bounds, i.e. beyond sight and
sound. Neither separate confinement nor cellular confinement
would be as tortuous or horrendus as confinement of a
condemned prisoner Sub-s. (2) of s. 30 merely provides for
confinement of a prisoner under sentence of death in a cell
apart from other prisoners and he is to be placed by day and
night under the charge of a guard. Such confinement can
neither be cellular confinement nor separate confinement and
in any event it cannot be solitary confinement. In our
opinion, sub-s. (2) of s. 30 does not empower the jail
authorities in the garb of confining a prisoner under
sentence of death, in a cell apart from all other prisoners,
to impose solitary confinement on him. Even jail discipline
inhibits solitary
500
confinement as a measure of jail punishment. It completely
negatives any suggestion that because a prisoner is under
sentence of death therefore, and by reason of that
consideration alone, the jail authorities can impose upon
him additional and separate punishment of solitary
confinement. They have no power to add to the punishment
imposed by the Court which additional punishment could have
been imposed by the Court itself but has in fact been not so
imposed. Upon a true construction, sub-s. (2) of s. 30 does
not empower a prison authority to impose solitary
confinement upon a prisoner under sentence of death.
If s. 30(2) does not empower the jail authority to keep
a condemned prisoner in solitary confinement, the expression
"such prisoner shall be confined in a cell apart from all
other prisoners’ will have to be given some rational meaning
to effectuate the purpose behind the provision so as not to
attract the vice of solitary confinement. We will presently
point out the nature of detention in prison since the time
capital sentence is awarded to an accused and until it is
executed, simultaneously delineating the steps while
enforcing the impugned provision.
The next question is: who is a prisoner under sentence
of death and how is he to be dealt with when confined in
prison before execution of sentence? If solitary confinement
or cellular or separate confinement cannot be imposed for a
period beyond three months in any case, would it be fair to
impose confinement in terms of s. 30(2) on a prisoner under
sentence of death right from the time the Sessions Judge
awards capital punishment till the sentence is finally
executed ? The sentence of death imposed by a Sessions Judge
cannot be executed unless it is confirmed by the High Court
(see s. 366(1), Cr. P.C.). However, we are not left in any
doubt that the prison authorities treat such a convict as
being governed by s. 30(2) despite the mandate of the
warrant under which he is detained that the sentence shall
not be executed till further orders are received from the
Court. It is undoubtedly obligatory upon the Sessions Judge
while imposing the sentence of death on a person to commit
him to jail custody under a warrant. Now, after the
convicted person is so committed to jail custody the
Sessions Judge submits the case to the High Court as
required by s. 366, Cr. P.C. The High Court may either
confirm the sentence or pass any other sentence warranted by
law or may even acquit such a person. Thereafter, upon a
certificate granted by the High Court under Article
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501
134(c) of the Constitution or by special leave under Article
136, an appeal can be preferred to the Supreme Court.
Section 415, Cr. P.C. provides for postponement of execution
of sentence of death in case of appeal to Supreme Court
either upon a certificate by the High Court or as a matter
of right under Supreme Court (Enlargement of criminal
Appellate Jurisdiction) Act, 1971, or by special leave under
Article 136. Further, under Articles 72 and 161 of the
Constitution, the President and the Governor in the case of
sentence of death has power to grant pardon, reprieve or
remittance or commutation of the sentence. No one is unaware
of the long time lag in protracted litigation in our system
between the sentence of death as imposed by the Sessions
Court and the final rejection of an publication for mercy.
Cases are not unknown where merely on account of a long
lapse of time the Courts have commuted the sentence of death
to one of life imprisonment on the sole ground that the
prisoner was for a long time hovering under the tormenting
effect of the shadow of death. Could it then be said that
under sub-s. (2) of s. 30 such prisoner from the time the
death sentence is awarded by the Sessions Judge has to be
confined in a cell apart from other prisoners? The prisoner
in such separate, confinement would be under a trauma for
unusually long time, and that could never be the intention
of the legislature while enacting the provision. Such
special precautionary measures heaping untold misery on a
condemned prisoner cannot spread over a long period giving
him no respite to escape from the boredom by physical and
mental contact with other prisoners. What then. must be the
underlying meaning of the expression "a prisoner under
sentence of death" in s. 30 so as to reduce and considerably
minimise the period during which the prisoner suffers this
extreme or additional torture ?
The expression "prisoner under sentence of death" in
the context of sub-s (2) of s. 30 can only mean the prisoner
whose sentence of death has become final, conclusive and
indefeasible which cannot be annulled or voided by any
judicial or constitutional procedure. In other words, it
must be a sentence which the authority charged with the duty
to execute and carry out must proceed to carry out without
intervention from any outside authority. In a slightly
different context in State of Maharashtra v. Sindhi @ Raman
(I), it was said that the trial of an accused person under
sentence of death does not conclude with the termination of
the proceedings in the Court of Sessions because of the
reason that the sentence of death passed by the Sessions
Court is subject to confirma-
(1) [1975] 3 SCR 574.
502
tion by the High Court. A trial cannot be deemed to have
concluded till an executable sentence is passed by a
competent court. In the context of s. 303 of the Indian
Penal Code it was said in Shaik Abdul Azeez v. State of
Karnataka,(l) that an accused cannot be under sentence of
imprisonment for life at the time of commission of the
second murder unless he is actually undergoing such a
sentence or there is legally extant a judicially final
sentence which he is bound to serve without the requirement
of a separate order to breathe life into the sentence which
was otherwise dead on account of remission under s. 401, Cr.
P.C. Therefore. the prisoner can be said to be under the
sentence of death only when the death sentence is beyond
judicial scrutiny and would be operative without any
intervention from any other authority. Till then the person
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who is awarded capital punishment cannot be said be a
prisoner under sentence of death in the context of s. 30,
sub-s. (2). This interpretative process would, we hope, to a
great extent relieve the torment and torture implicit in
sub-s. (2) of s. 30, reducing the period of such confinement
to a short duration.
What then is the nature of confinement if a prisoner
who is awarded capital sentence by the Sessions Judge and no
other punishment from the time of sentence till this
sentence becomes automatically executable ? Section 366(2)
of the Cr. P.C. enable the Court to commit the convicted
person who is awarded capital punishment to jail custody
under a warrant. It is implicit in the warrant that the
prisoner is neither awarded simple nor rigorous
imprisonment. The purpose behind enacting sub-s. (2) of s.
366 is to make available the prisoner when the sentence is
required to be executed. He is to be kept in jail custody.
But this custody is something different from custody of a
convict suffering simple or rigorous imprisonment. He is
being kept in jail custody for making him available for
execution of the sentence as and when that situation arises.
After the sentence becomes executable he may be kept in a
cell apart from other prisoners with a day and night watch.
But even here, unless special circumstances exist, her must
be within the sight and sound of other prisoners and be able
to take food in their company.
If the prisoner under sentence of death is held in jail
custody, punitive detention cannot be imposed upon him by
jail authorities except for prison offences. When a prisoner
is committed under a n warrant for jail custody under s.
366(2) Cr.P.C. and if he is detained in solitary confinement
which is a Punishment prescribed by s.
(1) [1977] 3 SCR 393.
503
73, IPC, it will amount to imposing punishment for the same
offence A more than once which would be violative of Article
20(2). But as the prisoner is not to be kept in solitary
confinement and the custody in which he is to be kept under
s. 30(2) as interpreted by us would preclude detention in
solitary confinement, there is no chance of imposing second
punishment upon him and therefore, s. 30(2) is not violative
of Article 20.
Article 21 guarantees protection of life and personal
liberty. Though couched in negative language it confers the
fundamental right to life and personal liberty. To the
extent, assuming sub-s. (2) of s. 30 permits solitary
confinement, the limited personal liberty of prisoner under
sentence of death is rudely curtailed and the life in
solitary confinement is even worse than in imprisonment for
life. The scope of the words "life and liberty" both of
which occur in Vth and XIVth Amendments of the U.S.
Constitution, which to some extent are the precurser of
Article 21, have been vividly explained by Field J. in Munn
v. Illinois(1) To quote:
"By the term "life" as here used something more is
meant than mere animal existence. The inhibition
against’ its deprivation extends to all these
limits and faculties by which life is enjoyed. The
provision equally prohibits the mutilation of the
body or amputation of an arm or leg or the putting
out of an eye or the destruction of any other
organ of the body through which the soul
communicates with the outer world....by the term
liberty, as wed in the provision something more is
meant than mere freedom from physical restraint or
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the bonds of a prison".
This statement of law was approved by a Constitution
Bench of this Court in Kharak Singh v. State of U.P.,(2)as
also in D. B. Patnaik (supra). Personal liberty as used in
Article is has been held to be a compendious term to include
within itself all the varieties of rights which go to make
personal liberties of the man other than those dealt with in
clause (d) of Article 19(1). The burden to justify the
curtailment thereof must squarely rest on the State.
There is no more controversy which ranged over a long
period about the view expressed in A. K. Gopalan v. State of
Madras,(3 that certain articles of the Constitution
exclusively deal with specific matters and where the
requirements of an article dealing with a particular matter
in question are satisfied and there is no infringement of
(1) [1877] 94 US 113 at 142.
(2) [1964] I SCR 332 at 347.
(3) [1950] SCR 88.
504
the fundamental right guaranteed by the article, no recourse
can be had to fundamental right conferred by another
article. This doctrine of exclusivity was seriously
questioned in R. C. Cooper v. Union of India,(l) and it was
overruled by a majority of Judges of this Court Ray, J.
dissenting. In fact, in Maneka Gandhi v. Union of India,(2)
Bhagwati, J. Observed as under:
"The law must, therefore, now be taken to be well
settled That article 21 does not exclude article
19 and that even if there is a law prescribing a
procedure for depriving a person of personal
liberty and there is consequently no in fringement
of the fundamental right conferred by article 21,
such law, in sq far as it abridges or takes away
any fundamental right under article 19 would have
to meet the challenge of that article... if a law
depriving a person of personal liberty and
prescribing a procedure for that pur- pose within
the meaning of Article 21 has to stand the test of
one or more of the fundamental rights conferred
under article 19 which may be applicable in a
given situation, ex hypothesis it must also be
liable to be tested with refer -ence to article
14".
The challenge under article 21 must fail on our
interpretation of sub s.(2) of s. 30. Personal liberty of
the person who is incarcerated is to a great extent
curtailed by punitive detention. It is even curtailed in
preventive detention. The liberty to move, mix, mingle,
talk, share company with co-prisoners, if substantially
curtailed, would be violative of article 21 unless the
curtailment has the backing of law. Sub-s.(2) of s..30
establishes the procedure by which it can be curtailed but
it must be read subject to our interpretation. The word
"law" in the expression "procedure established by law" in
article 21 has been interpreted to mean in Maneka Gandhi’s
case (supra) that the law must be right, just and fair, not
arbitrary, fanciful or oppressive. Otherwise it would be no
procedure at all and the requirement of article 21 would not
be satisfied. If it is arbitrary it would be violative of
article 14. Once s. 30(2) is read
down in the manner in which we have done, its obnoxious
element is erased and it cannot be said that it is arbitrary
or that there is deprivation of personal liberty without the
authority of law.
Incidentally it was also urged that the classification
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envisaged by s. 30 of prisoner under sentence of death is
irrational and it is not based upon any intelligible
differentia which would distinguish persons of one class
from others left out and the basis of differentiation
(1) 11971] I SCR 512,
(2) [1978] I SCC 248.
505
has no nexus with the avowed policy and object of the Act.
There is no warrant for an implicit belief that every
prisoner under sentence of death is necessarily violent or
dangerous which requires his segregation. Experience shows
that they become morose and docile and are inclined to spend
their last few days on earth in communion with their
Creator. It was, therefore, said that to proceed on the
assumption that every prisoner under sentence of death is
necessarily of violent propensities and dangerous to the
community of co-prisoners is unwarranted and the
classification on the basis of sentence does not provide any
intelligible differentia. The rationale underlying the
provision is that the very nature of the position and
predicament of prisoner under sentence of death as construed
by us, lead to a certain situation and present problems
peculiar to such persons and warrants their separate
classification and treatment as a measure of jail
administration and prison discipline. It can hardly be
questioned that Prisoners under sentence of death form a
separate class and their separate classification has to be
recognised. In England a prisoner under sentence of death is
separately classified as would appear from para 1151, Vol.
30, Halsbury’s Laws of England, 3rd Edition. He is searched
on reception and every article removed which the governor
thinks it dangerous or inexpedient to leave with him. He is
confined in a separate cell, kept apart from all other
prisoners and is not required to work. Visits are allowed by
relatives, friends and legal advisers whom the prisoner
wishes to see etc. It is true that there is no warrant for
the inference that a prisoner under sentence of death is
necessarily of violent propensities or dangerous to co-
prisoners. Approaching the matter from that angle we
interpreted sub-s. (2) of s. 30 to mean that he is not to be
completely segregated except in extreme cases of necessity
which must be specifically made out and that too after he in
the true sense of the expression becomes a prisoner under
sentence of death. Classification according to sentence for
the security purposes is certainly valid and therefore, s.
30(2) does not violate article 14. Similarly, in the view
which we have taken of the requirements of s. 30(2), the
restriction does not appear to be unreasonable. It is
imposed keeping in view the safety of the prisoner and the
prison security and it is not violative of article 19. The
challenge in either case must fail.
Charles Sobhraj, a foreigner, was arrested on 6th July
1976 and on 15th July 1976 he was served with an order of
detention under s. 3 of the Maintenance of Security Act,
1971. his allegation is that ever since he was lodged in
Tihar Central Jail he was put in bar fetters and the fetters
were retained continuously for 24 hours a
506
day and the uncontroverted fact is that since his detention
he was put in bar fetters till this Court made an order on
24th February 1978 recording an assurance on behalf of the
respondents given by the learned Additional Solicitor
General that the bar fetters shall be removed forthwith for
a period of 14 days except when the prisoner was taken from
the prison to the Court and back and also when the
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petitioner was taken for the purpose or an interview but if
the interview is in the cell no such bar fetters shall be
put. By subsequent orders this order dated 24th February
1978 was continued. Thus, from July 1976 to February 1978
the petitioner was kept in bar fetters. In the affidavit in
reply on behalf of respondent no. 3, the Superintendent of
Tihar Central Jail dated 5th September 1977, gory details of
the criminal activities of the petitioner are set out
simultaneously saying that the petitioner is of extremely
desperate and dangerous nature whose presence is needed by
Interpol and, therefore, it has been considered necessary to
keep him under fetters while in Jail. While examining the
constitutional validity of s. 56
l) we have not allowed our vision to be coloured, based or
abridged by these averments as in our opinion for the main
contention raised by the petitioner they may not be
relevant.
The petitioner contends that s. 56 of the Prisons Act
so far as it confers unguided, uncanalised and arbitrary
powers on the Superintendent to confine a prisoner in irons
is ultra vires articles 14 and 21, the challenge under
article 19 being not open to him. Section 56 reads as under:
"56. Whenever the Superintendent considers it
necessary (with reference either to the state of
the prison or the character of the prisoners) for
the safe custody of any prisoners that they should
be confined in irons, he may, subject to such
rules and instructions as may be laid down by the
Inspector General with the sanction of the State
Gov -ernment so confine them".
Sub-para (3) of para 399 of the Punjab Jail Manual
provides
that special precautions should be taken for the safe
custody of dangerous prisoners which inter alia includes
putting him under fetters, if necessary. The safeguard that
it provides is that if the Superintendent decides to put him
in fetters he must record special reasons for putting
fetters in the Journal and it must also be noted in the
history ticket of the prisoner. Warders are under a duty to
satisfy themselves that the fetters are intact. Para 43S
provides that fetters imposed for security shall be removed
by the Superintendent as soon as he is of opinion that this
can be done with safety. Para
507
69 in Chapter VI provides that the Superintendent shall
discharge A his duties subject to the control of, and all
orders passed by him shall be subject to revision by the
Inspector General.
Undoubtedly, the limited locomotion that a prisoner may
enjoy while being incarcerated is seriously curtailed by
being put in bar fetters. In order to enable us to know what
a bar fetter is and how, when a prisoner is subjected
thereto, his locomotion is severely curtailed, a bar fetter
was shown to us and its use was demonstrated in the Court.
It may be mentioned that the iron rings which are put on the
ankles arc welded. Therefore, when the fetter is to be
removed, the rings have to be broken open. Then there is a
horizontal bar which keeps the two legs apart and there are
two verticle bars which are hooked to the waist-belt which
makes. even a slow motion walking highly inconvenient. If
along with this, handcuffs are put on the prisoner, his life
to put it mildly, would be intolerable. the bar fetters are
kept day and night even when the prisoner is kept in
cellular confinement. It needs not much of an elaboration to
come to the conclusion that bar fetters to a very
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considerable extent curtail, if not wholly deprive
locomotion which is one of the facets of personal liberty.
And this is being done as a safety measure with a view to
preventing the prisoner from walking as freely- as others or
from running away. It was tartly said that the prisoner
have no fundamental freedom to escape from lawful custody
and, therefore, they cannot complain against precautionary
measures which impede escape from the prison.
Article 21 forbids deprivation of personal liberty
except in accordance with the procedure established by law
and curtailment of personal; liberty to such an extent as to
be a negation of it would constitute deprivation. Bar
fetters make a serious inroad on the limited personal
liberty which a prisoner is left with and, therefore, before
such erosion can be justified it must have the authority of
law. At one stage it was felt that the provision contained
in para 399(3) world provide the sanction of law for the
purpose of article 21. Section 56 confers power for issuing
instructions by the Inspector General of Prison with the
sanction of the State Government and section 59 confers
power on the State Government to make rules which would
include the rule regulating confinement in fetters. A deeper
probe into the sanction behind enactment of para 399
ultimately led the learned Additional Solicitor General to
make the statement on behalf of the respondents that para
399 of the Punjab Jail Manual is not a statutory rule
referable either to s. 59 or 60 of the Prisons Act, 1894.
Learned counsel stated that despite all efforts respondents
were unable to obtain the original or even a copy of the 16-
526SCT /78
508
sanction of the local Government referred to in s. 56. We
must, therefore, conclude that the provision contained in
para 399 is not statutory and has not the authority of law.
The question, therefore, is, whether the power
conferred on the Superintendent by s. 56 is unguided and
uncanalised in the sense that the Superintendent can pick
and choose a prisoner arbitrarily for being subjected to bar
fetters for such length of time as he thinks fit, and for
any purpose he considers desirable, punitive or otherwise.
A bare perusal of s. 56 would show that the
Superintendent may put a prisoner in bar fetters (i) when he
considers it necessary; (i;) with reference either to the
state of the prison or character cf the prisoner; and (iii)
for the safe custody of the prisoner. No we would exclude
from consideration the state of prison requirement because
there is no material placed on record to show that the
petitioner was put in bar fetters in view of the physical
state of the Tihar Central Jail. But the Superintendent has
first to be satisfied about n the necessity of putting a
prisoner in bar fetters and "neccssity" is certainly opposed
to mere expediency. The necessity for putting the prisoner
in bar fetters would have to be examined in the context of
the character of the prisoner and the safe custody of the
prisoner. The safe custody of the prisoner may comprehend
both the after custody of the prisoner who ii being put in
bar fetters and of his companions in the prison. We must
here. bear in mind that the Superintendent is required to
fully record in his Journal and in the prisoner’s history
ticket the reasons for putting the prisoner in bar fetters.
When it is said that the power conferred by s. 56 is
uncanalised and unguided it is to be borne in mind that the
challenge has to be examined
n the context of the subject matter of the legislation,
viz., prisons, and the subject matter itself in some cases
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provides the guidelines. In this context we may profitably
refer to Procuniers case (supra). It says . "
"The case at hand arises in the context of prisons.
O,.. of the primary functions of government is the
preservation of societal order through
enforcement of the criminal law and the
maintenance of penal institutions is an essential
part of that task, The identifiable governmental
interests at state in this task are the
preservation of internal order and discipline, the
maintenance of institutional security against
escape or unauthorised entry, and the
rehabilitation of the prisoners".
I Two basic considerations in the context of prison
discipline are the security of the prison and safety of the
prisoner. These being the relevant considerations, the
necessity or putting any particular
509
prisoner in bar fetters must be relatable to them. We are,
therefore, of A the opinion that the power under s. 56 can
be exercised only for reasons and considerations which are
germane to the objective of the statute, viz., safe custody
of the prisoner, which takes in considerations regarding the
character and propensities of the prisoner. These and
similar considerations bear direct nexus with the safe
custody of prisoners as they are aimed primarily at
preventing their escape. The determination of the necessity
to put a prisoner in bar fetters has to be made after
application of mind to the peculiar and special
characteristics of each individual prisoner. The nature and
length of sentence or the magnitude of the crime committed
by the prisoner are not relevant for the purpose of
determining that question.
Again, the power under s. 56 is not unbridled because
in the context of para 399 special precautions as required
by sub-para 3 have to be taken for the safe custody of
dangerous prisoners, irrespective of the fact whether they
are awaiting trial or have been convicted. lt is difficult
to define with precision what attributes of a prisoner can
justify his classification as ’dangerous. But, these are
practical problems which have to be sorted out on practical
and pragmatic considerations by those charged with the duty
of administering jails.
Let us look at the conspectus of safeguards that are
adumbrated In s. 56 itself and in para 399 which though not
statutory are binding, on the Superintendent. Determination
of necessity to put a prisoner in bar fetters must be
relatable to the character of the prisoner., and the safe
custody of the prisoner. That can only be done after taking
into consideration the peculiar. and special characteristic
of each individual prisoner. No ordinary routine reasons can
be sufficient. the reasons have to be fully recorded in the
Superintendents Journal and the prisoner’s history ticket.
Duty to give reasons which have, at last to be plausible,
will narrow the discretionary power conferred on the
Superintendent. It may be made clear that as far as
posrsible these reasons must be recorded in the prisoner‘s
history ticket in the language intelligible and
understandable by the prisoner so as to make the next
safeguard effective viz. revision petition under para 69 to
the Inspector General of Prisons. A further obligation on
the Superintendent is that the fetters imposed for the
security shall be rcmoved by the Superintendent as soon as
he is of the opinion that this can be done with safety as
required by para 435. In order to give full effect to the
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requirement of para 435, the Superintendent will have
himself to review the case of the prisoner at regular and
frequent intervals for ascertaining whether the fetters can
be removed, consistently with the requirement of safety. It
thus becomes clear that there
510
are sufficient guidelines in s. 56 which contain a number of
safe. guards against misuse of bar fetters by the
Superintendent. Such circumscribed peripheral discretion
with duty to give reasons which are revisable by the higher
authority cannot be described as arbitrary so as to be
violative of article 14.
It was submitted that in view of the provision
contained in paras 426 and 427 a prisoner may be put in bar
fetters, irrespective of the requirement of prison safety
and uninfluenced by the prisoner’s character, on irrelevant
and extraneous considerations such as length of sentence or
the number of convictions. The only relevant considerations
for putting a prisoner in bar fetters or for containing him
in irons are the character, antecedents and propensities of
the prisoner. The nature or length of sentence or the number
of convictions or the gruesome character of the crime the
prisoner is alleged to have committed are not by themselves
relevant and can not enter the determination of the
Superintendent except to the extent to which they hear on
the question of the safety and safe custody of the prisoner.
The legislative policy behind enacting s. 56 as
interpreted by use is clear and discernible and the
guidelines prescribed by‘ the section have the effect of
limiting the application of the provision to a particular
category of persons. In such a situation the discretion
circumscribed by the requirement vested in the prison
authority charged with the duty to manage the internal
affairs of the prison for the selective application of s. 56
would certainly not infringe article 14.
It was said that continuously keeping a prisoner in
fetters day and night reduces the prisoner from a human-
being to an animal, and that this treatment is so cruel and
unusual that the use of bar fetters is anethema to the
spirit of the Constitution. Now, we do not have in our
Constitution any provision like the VIIIth Amendment of the
U.S. Constitution forbidding the State from imposing cruel
and unusual punishment as was pointed out by a Constitution
Bench of this Court in Jagmohan Singh v. State of U.P.(1)
But we cannot be oblivious to the fact that the treatment of
a human being which offends human dignity, imposes avoidable
torture and reduces the man to the level of a beast would
certainly be arbitrary and can be questioned under article
14. Now, putting bar fetters for an unusually long period
without due regard for the safety of the prisoner and the
security of the prison would certainly be not justified
under s. 56. All these so when it was found in this case
that medical opinion suggested removal of bar fetters and
yet it is alleged that they were retained thereafter. One
cannot subscribe to the view canvassed with
(1) [1973] 2 SCR 541.
511
some vigour that escape from jail cannot be prevented except
by A putting the prisoner continuously in bar fetters. That
will be a sad commentary on the prison administration and
the administrators. Therefore, s. 56 does not permit the use
of bar fetters for an unusually long period, day and night,
and that too when the prisoner is confined in secure cells
from where escape is somewhat inconceivable. Now that bar
fetters of the petitioner have been removed in February
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1978, the question of re-imposing them would not arise until
and unless the requirement herein delineated and the
safeguards herein provided are observed.
In the result, on the interpretation put by us, s. 56
is not violative of Article 14 or 21. The challenge must,
therefore, fail.
Both the petitions are accordingly disposed of in the
light of the observations made in the judgment.
We share the concern and anxiety of our learned Brother
Krishna Iyer, J. for reorientation of the outlook towards
prisoners and the need to take early and effective steps for
prison reforms. Jail Manuals are largely a hangover of the
past, still retailing anachronistic provisions like whipping
and the ban on the use of the Gandhi cap. Barbaric treatment
of a prisoner from the point of view of his rehablitation
and acceptance and retention in the mainstream of social
life, becomes counterproductive in the long run.
Justice Krishna Iyer has delivered an elaborate
judgement which deals with the important issues raised
before us at great length and with great care and concern.
We have given a separate opinion, not because we differ with
him on fundamentals, but because we thought it necessary to
express our views on certain aspects of the questions
canvassed before us.
N.V.K Petitions dismissed.
512