Full Judgment Text
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PETITIONER:
CHANDRA PRAKASH SHAHI
Vs.
RESPONDENT:
STATE OF U.P. & ORS.
DATE OF JUDGMENT: 25/04/2000
BENCH:
D.P.Wadhwa, S.S.Ahmad
JUDGMENT:
S.SAGHIR AHMAD, J.
Leave granted.
What is "motive"; what is "foundation"; what is the
difference between the two; these are questions which are
said to be still as baffling as they were when Krishna Iyer,
J. in Samsher Singh vs. State of Punjab, (1974) 2 SCC 831
= 1975 (1) SCR 814 = AIR 1974 SC 2192, observed as under :
"Again, could it be that if you summarily pack off a
probationer, the order is judicially unscrutable and immune?
If you conscientiously seek to satisfy yourself about
allegations by some sort of enquiry you get caught in the
coils of law, however, harmlessly the order may be phrased.
And so, this sphinx-complex has had to give way in later
cases. In some cases the rule of guidance has been stated
to be ‘the substance of the matter’ and the ‘foundation’ of
the order. When does ‘motive’ trespass into ‘foundation’?
When do we lift the veil of ‘form’ to touch the ‘substance’?
When the Court says so. These ‘Freudian’ frontiers
obviously fail in the work-a-day world." But, as we shall
presently see, the law, on account of recent judgments
concerning the services of a probationer, is fairly
well-settled and there is no cause for being confounded or
bewildered. The perplexity which, at one time, surrounded
the torrid question involved in this case has yielded to the
clarity of reasons propounded by this Court from time to
time in recent times to which a reference shall be made
during the course of this discussion. The appellant was
recruited on 1.10.1985 as a Constable in 34th Battalion,
Pradeshik Armed Constabulary, U.P. under the U.P.
Pradeshik Armed Constabulary Act, 1948. He completed his
training on 6th of September, 1986 and was, thereafter,
placed on probation for a period of two years. He completed
his period of probation on 5th of September, 1988 but a year
later, on 19th of July, 1989, his services were terminated
by a simple notice in terms of Rule 3 of the U.P. Temporary
Government Servants (Termination of Service) Rules, 1975.
The order of termination was challenged by the appellant
before the U.P. Public Service Tribunal which, by its
judgment dated 18.1.1993, allowed the claim petition and set
aside the order dated 19.7.1989 by which the services of the
appellant were terminated. Respondents 1 and 2, thereafter,
approached the High Court through a Writ Petition which was
allowed on 27th of November, 1997 and the judgment passed by
the Tribunal was set aside. Learned counsel for the
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appellant has contended that the order by which the services
of the appellant were terminated, though innocuous
apparently, was, in fact, punitive in nature. The
appellant, it is contended, could not have been removed from
service without holding a regular departmental enquiry. It
is further contended that the courts including the Tribunal
constituted under the U.P. Public Services (Tribunal) Act,
1976 have full jurisdiction to go behind the order to find
out whether it was an order of termination simpliciter or it
was an order passed by way of punishment. It is pointed out
that this aspect of the matter was considered by the
Tribunal which, on the basis of the facts set out in the
counter-affidavit filed on behalf of the respondents as also
the entire service record of the appellant which was
produced before it, came to the conclusion that the order
was punitive in nature. This finding, it is contended,
could not have been disturbed by the High Court in a Writ
Petition under Article 226 of the Constitution. Learned
counsel for the respondents has, on the contrary, contended
that the appellant was a temporary employee and, therefore,
his services could be terminated at any time by giving him a
month’s notice in terms of U.P. Temporary Government
Servants (Termination of Service) Rules, 1975. In the
Counter-Affidavit filed before the Tribunal before which the
order dated 19.7.1989 (termination order) was challenged by
the appellant, it was, inter alia, stated that on 24th of
June, 1989 while camping at Ghat Varanasi for Flood Relief
Training, a quarrel had taken place between two Constables
as a result of which Constable Arun Prakas Tewari used
filthy and unparliamentary language against Constable Radhey
Shyam Pandey. He also caused injuries to Constable Radhey
Shyam Pandey by kicks and fists. He was joined by Constable
Rajesh Kumar Pandey. Other Constables also joined the fray.
A preliminary enquiry was conducted by Shri Kailash Chaube,
Assistant Commandant, P.A.C. and a few constables including
the appellant were found guilty of indiscipline and
misbehaviour and it was for this reason that the services of
the appellant were terminated. The respondents admitted in
the counter- affidavit that there was no adverse material
against the appellant before the incident in question. The
original records which were produced before the Tribunal and
were scrutinised by it indicated that the order by which the
services of the appellant were terminated was passed on
account of his alleged involvement in the quarrel between
the constables at the Ghat Varanasi Camp. The Tribunal has
found as under:- "The preliminary enquiry file No.Ja-2/89
relating to the petitioner and other constables of 34th Bn.
P.A.C. Varanasi from page 21/34 to 22/33 dated 26.6.89
shows that the enquiry was conducted by Sri Kailash Chaube,
Assistant Commandant, 34th Bn. P.A.C. Varanasi and in the
preliminary enquiry report he concluded at pages 21/34 to
22/37 that the petitioner along with others had indulged in
a misconduct of hurling blows and used filthy language to
the superior officers of the Department and he was found
guilty along with others for the said misconduct and
misbehaviour. Thereafter on internal page 6 the impugned
order of termination dated 19.7.89 was passed in respect of
the petitioner and on the same day he was served the copy of
the order." It was in view of the above finding that the
termination order was held to be punitive in nature and was
consequently set aside by the Tribunal but the High Court
relying upon the decision of this Court in State of U.P.
vs. Kaushal Kishore Shukla, (1991) 1 SCC 691 = 1991 (1) SCR
29, quashed the order of the Tribunal. The first contention
of the learned counsel for the appellant is about the status
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of the appellant. Learned counsel has contended that the
appellant could not have been legally removed from service,
except by way of disciplinary action in accordance with the
requirements of Article 311(2) of the Constitution. It is
contended that after completion of the period of probation,
the appellant had acquired ‘permanent’ status and,
therefore, his services could not have been terminated by a
mere notice or a month’s pay in lieu thereof. This argument
cannot be accepted. An assertion that on completion of the
period of probation the appellant had acquired ‘permanent’
status is based on a misreading of the provisions of Para
541 of the U.P. Police Regulations, relevant portion of
which is quoted below : "541. (1) Recruits will be on
probation for a period of two years, except that -- (a)
those recruited directly in the Criminal Investigation
Department or Districts Intelligence Staff will be on
probation for three years, and (b) those transferred to the
Mounted Police will be governed by the directions contained
in paragraph 84 of the Police Regulations. If during the
period of probation their conduct and work have been
satisfactory and they are approved by the Deputy Inspector
General of Police at the end of the period of probation for
service in the force the Superintendent of Police will
confirm them in their appointment." A perusal of the above
provision would indicate that the period of probation is two
years. The Regulation is silent as to the maximum period
beyond which the period of probation cannot be extended. In
the absence of this prohibition, even if the appellant
completed two years of probationary period successfully and
without any blemish, his period of probation shall be
treated to have been extended as a ‘permanent’ status can be
acquired only by means of a specific order of confirmation.
This Court in State of Punjab vs. Dharam Singh (1968) 3 SCR
1 = AIR 1968 SC 1210 ruled out the proposition of automatic
confirmation on completion of the period of probation. This
Court ruled that the ‘permanent’ status can be acquired only
by a specific order confirming the employee on the post held
by him on probation. To the same effect is the decision in
Partap Singh vs. U.T. of Chandigarh (1979) 4 SCC 263 =
1980 (1) SCR 487 = AIR 1980 SC 57. In Municipal
Corporation, Raipur vs. Ashok Kumar Misra (1991) 3 SCC 325
= 1991 (2) SCR 320 = AIR 1991 SC 1402, the same principles
were reiterated. In view of the above, the contention that
the appellant had acquired ‘permanent’ status cannot be
accepted. His status was that of a probationer. Now, it is
well-settled that the temporary Government servants or
probationers are as much entitled to the protection of
Article 311(2) of the Constitution as the permanent
employees despite the fact that temporary government
servants have no right to hold the post and their services
are liable to be terminated at any time by giving them a
month’s notice without assigning any reason either in terms
of the contract of service or under the relevant statutory
rules regulating the terms and conditions of such service.
The courts can, therefore, lift the veil of an innocuously
worded order to look at the real face of the order and to
find out whether it is as innocent as worded. (See:
Parshotam Lal Dhingra vs. Union of India, AIR 1958 SC 36 =
1958 SCR 828). It was explained in this decision that
inefficiency, negligence or misconduct may have been the
factors for inducing the Government to terminate the
services of a temporary employee under the terms of the
contract or under the statutory Service Rules regulating the
terms and conditions of service which, to put it
differently, may have been the motive for terminating the
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services but the motive by itself does not make the order
punitive unless the order was "founded" on those factors or
other disqualifications. Following the decision of
Parshottam Lal Dhingra’s case (supra), this Court in State
of Bihar vs. Gopi Kishore Prasad, AIR 1960 SC 689, held
that if the services of a probationer are terminated on the
basis of an enquiry into the allegations of misconduct and
inefficiency, the order would be punitive. It was pointed
out that in the case of a probationer, it is always open to
the Government to hold an enquiry merely to assess the
merits of the employee to find out whether he was fit to be
retained in service and confirmed. In another case relating
to a probationer, namely, in State of Orissa vs. Ram
Narayan Das, 1961 (1) SCR 606 = AIR 1961 SC 177, where the
services were governed by Rule 55-B of the Civil Services
(Classification, Control and Appeal) Rules which provided
that where the services of a probationer were intended to be
terminated either during the period of probation or at the
end of that period for any fault or on account of his
unsuitability, he would be apprised of the grounds of
unsuitability and would also be afforded an opportunity to
show-cause against it before orders are passed against him,
it was held that the termination order would not become
punitive merely because of an antecedent enquiry but the
real object or purpose of the enquiry had to be found out
whether it was held merely to assess the general
unsuitability of the employee or it was held into charges of
misconduct or inefficiency etc. In Ranendra Chandra
Banerjee vs. Union of India, AIR 1963 SC 1552 = 1964 (2)
SCR 135, which again was a case relating to a probationer,
it was held that on account of Rule 55-B of the Civil
Services (Classification, Control and Appeal) Rules if the
enquiry was held for the limited purpose of finding out
whether the employee was fit to be retained or not, the said
enquiry would not make the order punitive as the enquiry
could not be related to any misconduct of the employee.
This view was reiterated in Jagdish Mitter vs. Union of
India, AIR 1964 SC 449. In Madan Gopal vs. State of
Punjab, AIR 1963 SC 531 = 1963 Supp.(3) SCR 716, the order
by which the services of the employee were terminated was an
order simpliciter in nature, which was innocuously worded,
but it was held by this Court that the form of the order was
not decisive and the Court could go behind that order to
find out whether it was founded upon the misconduct of the
employee. These cases, namely, State of Bihar vs. Gopi
Kishore Prasad AIR 1960 SC 689; State of Orissa vs. Ram
Narayan Das (1961) 1 SCR 606 = AIR 1961 SC 177; Madan Gopal
vs. State of Punjab (1963) Supp. (3) SCR 716 = AIR 1963 SC
531; and Jagdish Mitter vs. Union of India AIR 1964 SC 449
were considered by this Court in Champaklal Chimanlal Shah
vs. Union of India (1964) 5 SCR 190 = AIR 1964 SC 1854
where the services of the appellant, who was a temporary
employee, were terminated by giving him a simple notice
specifying therein that the services would stand terminated
with effect from the date mentioned therein. But, before
the termination of his services, he was called upon to
explain certain irregularities and was also asked to submit
his explanation, but no regular departmental enquriy was
held. It was held that since no punitive action was taken
against the appellant, there was no question of the
applicability of Article 311(2) of the Constitution. In
another significant decision in State of Punjab vs. Sukh
Raj Bahadur (1968) 3 SCR 234 = AIR 1968 SC 1089 where the
respondent, who was officiating in the Punjab Civil Service
(Executive Branch) was reverted to his substantive post in
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the Delhi Administration after issuing him a charge sheet to
which a reply was submitted by the respondent but the
disciplinary enquiry was not proceeded with, and an order of
reversion was passed, it was held that the order could not
be treated to have been passed by way of punishment. The
Court laid down the following propositions : "1. The
services of a temporary servant or a probationer can be
terminated under the rules of his employment and such
termination without anything more would not attract the
operation of Art. 311 of the Constitution. 2. The
circumstances preceding or attendant on the order of
termination of service have to be examined in each case, the
motive behind it being immaterial. 3. If the order visits
the public servant with any evil consequences or casts an
aspersion against his character or integrity, it must be
considered to be one by way of punishment, no matter whether
he was a mere probationer or a temporary servant. 4. An
order of termination of service is unexceptionable form
preceded by an enquiry launched by the superior authorities
only to ascertain whether the public servant should be
retained in service, does not attract the operation of Art.
311 of the Constitution. 5. If there be a full-scale
departmental enquiry envisaged by Art. 311, i.e. an
Enquiry Officer is appointed, a charge-sheet submitted,
explanation called for and considered, any order of
termination of service made thereafter will attract the
operation of the said Article." These principles as also the
principle laid down in Champaklal’s case (supra) were
reiterated by this Court in Union of India and Ors. vs.
R.S. Dhaba (1969) 3 SCC 603; State of Bihar vs. Shiva
Bhikshuk Mishra (1970) 2 SCC 871 = 1971 (2) SCR 191 = AIR
1971 SC 1011; R.S. Sial vs. State of U.P. (1974) 3 SCR
754 = AIR 1974 SC 1317 = (1975) 3 SCC 111 and it was laid
down that in order to attract the provisions of Article
311(2) it has to be seen whether the misconduct or
negligence was a mere motive for the order of reversion or
termination or whether it was the very foundation of that
order. It was again reiterated that the form of the order
was not conclusive of its true nature and the Court has to
examine the entirety of circumstances preceding or attendant
on the order of termination. To the same effect is the
decision of this Court in State of U.P. vs. Sughar Singh
(1974) 1 SCC 218 = 1974 (2) SCR 335 = AIR 1974 SC 423, which
related to reversion and in which reliance was placed on two
earlier decisions in Madhav Laxman Vaikunthe vs. State of
Mysore AIR 1962 SC 8 = 1962 (1) SCR 886 and State of Bombay
vs. F.A. Abraham AIR 1962 SC 794 = 1962 Supp. (2) SCR 92.
It was, however, laid down that if the order visits the
employee with penal consequences, the order would be
punitive. It was for this reason that the order of
reversion in that case was held to be bad. In the same
year, came the Seven-Judge Bench decision of this Court in
Samsher Singh vs. State of Punjab (1974) 2 SCC 831 = AIR
1974 SC 2192 = 1975 (1) SCR 814, in which "Motive" and
"Foundation" theory was reiterated and it was laid down that
the question whether an order terminating the services of a
temporary employee or a probationer was by way of punishment
or not would depend on the facts and circumstances of each
case. The form of the order, it was observed, was not
conclusive and an innocuously worded order, terminating the
services of a temporary employee or a probationer may, in
the facts of the case, be found to have been passed on
account of serious and grave misconduct in utter violation
of Article 311(2) of the Constitution. This decision was
followed in State of Punjab vs. P.S. Cheema AIR 1975 SC
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1096 = (1975) 4 SCC 84 and the termination order, regarding
which a concurrent finding of fact was recorded by the trial
court, the lower appellate court and also by the High Court
in second appeal that it was punitive in nature, was held to
be bad. While the judicial pronouncements stood at that
stage, the entire case law was reviewed by this Court in
State of U.P. vs. Ram Chandra Trivedi AIR 1976 SC 2547 =
(1976) 4 SCC 52 = 1977 (1) SCR 462, in which it was
contended that the legal and Constitutional position with
regard to an order of termination was not settled as there
were conflicting decisions of this Court on that question.
This contention was not accepted and on a review of the
entire case law, including the Seven- Judge Bench decision
in Samsher Singh’s case (supra), it was laid down that the
Court has consistently held that the "motive", in passing an
order of termination or reversion, operating in the minds of
the Govt. was not a relevant factor for determining whether
the order was passed by way of punishment. What was
determinative of the true nature of the order was not its
exterior form but the "foundation" on which it was based.
If misconduct or negligence was the foundation of the order
of termination, or for that matter, reversion, the order
would be punitive in nature. The Court also referred to the
decision in Regional Manager vs. Pawan Kumar Dubey (1976) 3
SCC 334 = AIR 1976 SC 1766 = 1976 (3) SCR 540, in which it
was observed as under : "We think that the principles
involved in applying Article 311(2) having been sufficiently
explained in Shamsher Singh’s case (AIR 1974 SC 2192)
(supra) it should no longer be possible to urge that Sughar
Singh’s case (supra) could give rise to some misapprehension
of the law. Indeed, we do not think that the principles of
law declared and applied so often have really changed. But
the application of the same law to the different
circumstances and facts of various cases which have come up
to this Court could create the impression sometimes that
there is some conflict between different decisions of this
Court. Even where there appears to be some conflict, it
would, we think, vanish when the ratio decidendi of each
case is correctly understood. It is the rule deducible from
the application of law to the facts and circumstances of a
case which constitutes its ratio decidendi and not some
conclusion based upon facts which may appear to be similar.
One additional or different fact can make a world of
difference between conclusions in two cases even when the
same principles are applied in each case to similar facts."
( Emphasis supplied ) Termination simpliciter of a temporary
Govt. servant on the ground of unsuitability does not
attract the provisions of Article 16, nor is the protection
under Article 311(2) of the Constitution available to a
temporary Govt. servant unless the termination involved
"stigma", was the dictum laid down by this Court in
Commodore Commanding, Southern Naval Area, Cochin vs. V.N.
Rajan (1981) 2 SCC 636 = AIR 1981 SC 965 = (1981) 3 SCR 165.
In Gujarat Steel Tubes Ltd. vs. Gujarat Steel Tubes
Mazdoor Sabha (1980) 2 SCC 593 = (1980) 1 LLJ 137 = 1980 (2)
SCR 146 = AIR 1980 SC 1896, it was laid down that a Court or
Tribunal is entitled to find out the true nature of the
termination order, namely, whether it is punitive or not.
In this regard, the form of the order will not be decisive
and the Court can lift the veil to see the true nature of
the order. The Court observed that the substance, not
semblance, governs the decision. The Court further observed
that what was decisive was the plain reason for the
discharge and not the strategy of a non-enquiry. If the
basis was not the misconduct, the order could be saved. The
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Court further observed that the mere fact that after being
satisfied of the guilt the Govt. abandons the enquiry and
proceeds to terminate the services by a simple order, would
not be the relevant factor in considering the true nature of
the order. Given an alleged misconduct and a live nexus
between it and the termination of service, the conclusion
would be "dismissal" even if full benefits, as on simple
termination, are given and non-injurious terminology is
used. The tests for determining whether termination was a
termination simpliciter or by way of punishment laid down in
earlier decisions were reiterated in Oil & Natural Gas
Commission vs. Md. S. Iskender Ali (Dr.) (1980) 3 SCC 428
= (1980) 2 LLJ 155 = 1980 (3) SCR 603 = AIR 1980 SC 1242 and
Nepal Singh vs. State of U.P. (1980) 3 SCC 288 = (1980) 2
LLJ 161 = (1980) LIC 747. The latter was a case of
termination simpliciter on account of the drive launched by
the Inspector General of Police for weeding out Police
Officers who were unsuitable or unfit to be continued in
service. On the facts and circumstances of that case, it
was held that the question whether the appellant, who was a
temporary servant, should be retained in service, directly
arose during the drive launched to weed out unsuitable
officers and it was for this reason that the termination
order was upheld, particularly as there was nothing to show
that the termination order was made by way of punishment.
In another decision which, incidentally, again is Nepal
Singh vs. State of U.P. (1985) 1 SCC 56 = AIR 1985 SC 84 =
(1985) 2 SCR 1, the Court held that where the services of a
temporary Govt. servant are terminated on the ground that
his reputation for corruption makes him unsuitable for
retention in the service, the State, or for that matter, any
statutory employer, must take great care when proceeding to
terminate a career on the ground of unsuitability, to ensure
that its order is founded on definable material, objectively
assessed and relevant to the ground on which the termination
is effected. It was observed that the Court will view with
great disfavour any attempt to circumvent the requirement of
Article 311(2). In Anoop Jaiswal vs. Govt. of India
(1984) 2 SCC 369 = 1984 (2) SCR 453 = AIR 1984 SC 636, it
was found on a consideration of the entire record that the
real foundation for the order of discharge of the appellant-
probationer was the alleged act of misconduct. This, it was
observed, made the impugned order punitive in nature and
was, therefore, held to be bad. Shesh Narain Awasthy vs.
State of U.P. & Ors. (1988) 2 LLJ 99 was a case of a
temporary Constable in the U.P. Police whose services were
terminated by an apparently innocuous order. On scrutiny it
was found that the services were terminated on account of
his alleged participation in activities of unrecognised
Police Karamchari Parishad. The termination order,
therefore, was held to be bad as having been passed without
following the procedure prescribed under Article 311(2) of
the Constitution. In Ravindra Kumar Misra vs. U.P. State
Handloom Corporation Ltd. 1987 Supp. SCC 739 = AIR 1987 SC
2408 = 1988 (1) SCR 501, it was held that for finding out
the effect of the order of termination, the concept of
"motive" and "foundation" has to be kept in mind. It was
further observed that no strait-jacket test can be laid down
to distinguish the two, namely, the ‘motive’ and the
‘foundation’. Whether motive has become the foundation has
to be decided by the Court with reference to the facts of a
given case. It was also observed that ‘motive’ and
‘foundation’ are certainly two points of one line -
ordinarily apart but when they come together, ‘motive’ gets
transformed and merged into ‘foundation’. It was also
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observed that since in regard to a temporary employee or an
officiating employee an assessment of the service is
necessary, merely because the Authority proceeds to make an
assessment and records its views, it would not be available
to be utilised to make the order of termination, following
such assessment, punitive in character. It was observed by
this Court that in the relationship of master and servant
there is a moral obligation to act fairly. There should be
an assessment of the work of the employee and if any defect
is noted in his working, the employee should be made aware
of the defect in his work and deficiency in his performance.
Defects or deficiency, indifference or indiscretion may be
with the employee by inadvertance and not by incapacity to
work. Timely communication of the assessment of work in
such cases may put the employee on the right track. Without
any such communication, it was observed, it would be
arbitrary to give a movement order to the employee on the
ground of unsuitability. In State of U.P. vs. Kaushal
Kishore Shukla (1991) 1 SCC 691 = 1991 (1) SCR 29, which has
been relied upon by the High Court in the impugned judgment,
it was held that merely because a preliminary enquiry was
held against a temporary Govt. servant, would not be a
ground to hold that an order, otherwise innocuous on the
face of it, by which the services were terminated, was
punitive in nature. The decision in Nepal Singh vs. State
of U.P. (1985) 1 SCC 56 = 1985 (2) SCR 1 = AIR 1985 SC 84
was held to be per incuriam as in that case, Champaklal’s
case (supra) was not considered, but the Court did observe
that if on an overall assessment of the work and conduct of
the employee the authority competent in that behalf to
terminate the service, is satisfied that on account of the
employee’s general unsuitability and inefficiency or
misconduct it would not be in the public interest to retain
him in service, it may either terminate the services by an
innocuous order or may proceed to take punitive action by
holding a regular departmental enquiry. The Court, however,
emphasised that the termination has to be in accordance with
the terms and conditions of service regulated by relevant
rules. In Radhey Shyam Gupta vs. U.P. State Agro
Industries Corporation Ltd. & Anr. JT 1998 (8) SC 585 =
(1999) 2 SCC 21, which related to a probationer, the whole
legal position was reviewed by Brother M. Jagannadha Rao,
J., in an illuminating and research- oriented judgment and
after considering various decisions including the decision
in Kaushal Kishore Shukla’s case (supra) and a still later
decision in Commissioner of Food & Civil Supplies, Lucknow,
U.P. vs. Prakash Chandra Saxena (1994) 5 SCC 177 = 1994
(3) Scale 12, so as to trace the development of law relating
to this aspect of service jurisprudence, laid down that
there has not been any conflict of opinion inter se various
judgments including those laying down the "Motive" and
"Foundation" theory. It was held that the question whether
the order by which the services were terminated was
innocuous or punitive in nature had to be decided on the
facts of each case after considering the relevant facts in
the light of the surrounding circumstances. Benefit and
protection of Article 311(2) of the Constitution is
available not only to temporary servants but also to a
probationer and the court in an appropriate case would be
justified in lifting the veil to find out the true nature of
the order by which the services were terminated. The whole
case law is thus based on the peculiar facts of each
individual case and it is wrong to say that decisions have
been swinging like a pendulam; right, the order is valid;
left, the order is punitive. It was urged before this
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Court, more than once including in Ram Chandra Trivedi’s
case (supra) that there was a conflict of decisions on the
question of order being a simple termination order or a
punitive order, but every time the Court rejected the
contention and held that the apparent conflict was on
account of different facts of different cases requiring the
principles already laid down by this Court in various
decisions to be applied to a different situation. But the
concept of "motive" and "foundation" was always kept in
view. The important principles which are deducible on the
concept of "motive" and "foundation", concerning a
probationer, are that a probationer has no right to hold the
post and his services can be terminated at any time during
or at the end of the period of probation on account of
general unsuitability for the post in question. If for the
determination of suitability of the probationer for the post
in question or for his further retention in service or for
confirmation, an enquiry is held and it is on the basis of
that enquiry that a decision is taken to terminate his
service, the order will not be punitive in nature. But, if
there are allegations of misconduct and an enquiry is held
to find out the truth of that misconduct and an order
terminating the service is passed on the basis of that
enquiry, the order would be punitive in nature as the
enquiry was held not for assessing the general suitability
of the employee for the post in question, but to find out
the truth of allegations of misconduct against that
employee. In this situation, the order would be founded on
misconduct and it will not be a mere matter of "motive".
"Motive" is the moving power which impels action for a
definite result, or to put it differently, "motive" is that
which incites or stimulates a person to do an act. An order
terminating the services of an employee is an act done by
the employer. What is that factor which impelled the
employer to take this action. If it was the factor of
general unsuitability of the employee for the post held by
him, the action would be upheld in law. If, however, there
were allegations of serious misconduct against the employee
and a preliminary enquiry is held behind his back to
ascertain the truth of those allegations and a termination
order is passed thereafter, the order, having regard to
other circumstances, would be founded on the allegations of
misconduct which were found to be true in the preliminary
enquiry. Applying these principles to the facts of the
present case, it will be noticed that the appellant, who was
recruited as a Constable in the 34th Battalion, Pradeshik
Armed Constabulary, U.P., had successfully completed his
training and had also completed two years of probationary
period without any blemish. Even after the completion of
the period of probation under Para 541 of the U.P. Police
Regulations, he continued in service in that capacity. The
incident in question, namely, the quarrel was between two
other Constables in which the appellant, to begin with, was
not involved. When the quarrel was joined by few more
Constables on either side, then an enquiry was held to find
out the involvement of the constables in that quarrel in
which filthy language was also used. It was through this
enquiry that appellant’s involvement was found established.
The termination was founded on the report of the preliminary
enquiry as the employer had not held the preliminary enquiry
to find out whether the appellant was suitable for further
retention in service or for confirmation as he had already
completed the period of probation quite a few years ago but
was held to find out his involvement. In this situation,
particularly when it is admitted by the respondent that the
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performance of the appellant throughout was unblemished, the
order was definitely punitive in character as it was founded
on the allegations of misconduct. There is another aspect
of the matter. Para 541 of the U.P. Police Regulations
provides as under : "541. (1) Recruits will be on
probation for a period of two years, except that -- (a)
those recruited directly in the Criminal Investigation
Department or District Intelligence Staff will be on
probation for three years, and (b) those transferred to the
Mounted Police will be governed by the directions contained
in paragraph 84 of the Police Regulations. If during the
period of probation their conduct and work have been
satisfactory and they are approved by the Deputy Inspector
General of Police at the end of the period of probation for
service in the force the Superintendent of Police will
confirm them in their appointment. (2) In any case in which
either during or at the end of the period of probation, the
Superintendent of Police is of opinion that a recruit is
unlikely to make a good police officer he may dispense with
his services. Before, however, this is done the recruit
must be supplied with specific complaints and grounds on
which it is proposed to discharge him and then he should be
called upon to show cause as to why he should not be
discharged. The recruit must furnish his representation in
writing and it will be duly considered by the Superintendent
of Police before passing the orders of discharge. (3) Every
order passed by a Superintendent under sub-paragraph (2)
above shall, subject to the control of the Deputy Inspector
General, be final." Where, therefore, the services of a
probationer are proposed to be terminated and a particular
procedure is prescribed by the Regulations for that purpose,
then the termination has to be brought about in that manner.
The probationer-constable has to be informed of the grounds
on which his services are proposed to be terminated and he
is required to explain his position. The reply is to be
considered by the Superintendent of Police so that if the
reply is found to be convincing, he may not be deprived of
his services. If this procedure is followed and the
services are terminated thereafter, it would not amount to a
punitive action. The rule being mandatory in nature,
compliance thereof would not alter the nature of the order
passed against the probationer. This aspect was considered
by this Court in two decisions, namely, The State of Orissa
& Anr. vs. Ram Narayan Das (1961) 1 SCR 606 (supra) and
Ranendra Chandra Banerjee vs. Union of India (1964) 2 SCR
135 (supra) in terms of Rule 55-B of the Civil Services
(Classification, Control & Appeal) Rules, which, in all
respects, is akin to Para 541 of the U.P. Police
Regulations quoted above. Relevant portion of Rule 55-B
which was extracted in the case of State of Orissa & Anr.
vs. Ram Narayan Das (supra) is quoted below : "Where it is
proposed to terminate the employment of a probationer,
whether during or at the end of the period of probation, for
any specific fault or on account of his unsuitability for
the service, the probationer shall be apprised of the
grounds of such proposal and given an opportunity to show
cause against it, before orders are passed by the authority
competent to terminate the employment." Immediately after
quoting the Rule, the Court observed: "Notice to show cause
whether the employment of the respondent should be
terminated was, by Rule 55 B made obligatory." The Court,
after considering that the State had complied with the
requirements of Rule 55-B came to the conclusion that the
order of termination of services of the probationer was not
punitive in nature. In Ranendra Chandra Banerjee vs. Union
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of India (supra), the Court, while considering the
provisions of Rule 55-B, observed as under : "Therefore in
a case covered by r.55-B all that is required is that the
defects noticed in the work which make a probationer
unsuitable for retention in the service should be pointed
out to him and he should be given an opportunity to show
cause against the notice, enabling him to give an
explanation as to the faults pointed out to him and show any
reason why the proposal to terminate his services because of
his unsuitability should not be given effect to. If such an
opportunity is given to a probationer and his explanation in
reply thereto is given due consideration, there is in our
opinion sufficient compliance of r.55-B. Generally speaking
the purpose of a notice under r.55-B is to ascertain, after
considering the explanation which a probationer may give,
whether he should be retained or not and in such a case it
would be sufficient compliance with that rule if the grounds
on which the probationer is considered unsuitable for
retention are communicated to him and any explanation given
by him with respect to those ground is duly considered
before an order is passed." ( Emphasis supplied ) In two
other cases, namely, State of Bihar vs. Gopi Kishore Prasad
(supra) and Samsher Singh vs. State of Punjab (supra), the
question of termination of services of a probationer was
considered and it was laid down that the form of the order
was not conclusive and the court could go behind the order
to find out the real foundation of that order. Radhey Shyam
Gupta vs. U.P. State Agro Industries Corporation Ltd. &
Anr. JT 1998 (8) SC 585, which has been decided by Brother
Jagannadha Rao, J., was also a case where the services of a
probationer were terminated. As we have already seen above,
there has been total non-compliance with the provisions of
Para 541 of the U.P. Police Regulations and services of the
appellant were terminated without ever issuing him any
notice intimating the grounds on which his services were
proposed to be terminated nor was his explanation ever
obtained. The services were terminated because he was found
involved in a quarrel between two other Police Constables.
For the reasons stated above, the appeal is allowed, the
impugned judgment passed by the High Court is set aside and
that of the U.P. Public Services Tribunal is restored, but
without any order as to costs.