Full Judgment Text
REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO.1716 OF 2004
CSIR & Ors. … Appellants
Versus
Ramesh Chandra Agrawal & Anr. … Respondents
WITH
CIVIL APPEAL NOS.1717, 1718, 1719, 1720, 1721, 1722, 1723 AND
1724 OF 2004
J U D G M E N T
S.B. Sinha, J.
1. These appeals are directed against a judgment and order dated
7.5.2003 passed by a Division Bench of the High Court of Judicature at
Allahabad, Lucknow Bench, Lucknow whereby and whereunder an order
dated 22..12.2000 passed by the Central Administrative Tribunal in Original
Application No.151 of 1995 as also the office memorandum dated
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22.12.2000 were set aside and the appellants herein were directed to
consider the case of absorption of the respondents in terms of the scheme by
considering the question of relaxation with respect to their length of
experience in accordance with the provisions of clause 9 thereof. It was
furthermore directed that benefit with respect to breaks shall also be given
to the petitioners as had been done in the case of other researchers who had
been absorbed.
2. The basic fact of the matter is not in dispute.
Appellant is a society registered under the Societies Registration Act.
It has laboratories situated in different parts of the country. For carrying out
research works, it employs qualified persons in the post of Junior Research
Fellows, Senior Research Fellows, Junior Research Associates and Senior
Research Associates. Appointments for carrying out researches are also
made on the basis of a scheme known as ‘Quick Hire Scheme’. Research
works are also carried out at the instance of the outsiders.
3. Appellant No. 1 was held to be not State by a Constitution Bench of
this Court in Sabhajit Tewary v. Union of India and Others [AIR 1975 SC
1329]. It is only at a much later date, inter alia, having regard to the fact
that the Central Government issued notification in terms of Section 14 of
3
the Administrative Tribunal Act, 1985 that the service disputes may be
adjudicated upon by the Central Administrative Tribunal. A Seven-Judge
Bench of this Court in Pradeep Kumar Biswas v. Indian Institute of
Chemical Biology and Others [(2002) 5 SCC 111] overruled Sabhajit
Tewary (supra)
4. One Dr. Pratibha Mishra was working with the appellant. She was
not absorbed in the services. She prayed for her appointment in the regular
cadre of CSIR in the post of Scientist B. She had also prayed for
regularization of her services. As her prayers in that behalf were rejected,
she filed an original application before the Central Administrative Tribunal,
Lucknow Bench, Lucknow. By reason of a judgment and order dated
25.9.1996, the Tribunal while lamenting that the services of Dr. Mishra had
not been regularized despite the fact that she had worked for 15 years,
directed the appellant to formulate a scheme for absorption of scientific
researchers at suitable levels, stating :
“Considering therefore, the conspectus of the case
in the background of the foregoing discussions
and also keeping in view the principles of equity
and justice while we reject the reliefs prayed for
by the applicant, we simultaneously order as
below :
i) The applicant shall continue to be paid at the existing
rate until she is absorbed in one of the Scientific posts
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under the CSIR and her services may be utilized by the
respondents during this period in an appropriate manner.
ii) The case of the applicant shall be considered for
appointment as Scientist in an existing or future vacancy,
if necessary by granting age relaxation, as per CSIR
Service Rules.
iii) The respondents shall formulate a scheme for absorption
of scientific researchers at suitable levels in respect of
those who have put in long years of research particularly
those with 15 years or more.
Or in the alternative the respondents may
suitably amend CSIR Service Rules, 1994 so as to
include a provision for absorption of Scientific
Researchers at suitable levels in respect of those
who have put in long years of research work,
particularly, 15 years or more. Modifications to be
made in the Service Rules may provide for grant
of weightage as may be considered appropriate to
the period of research work already put in,
especially for purposes of relaxation in age and
qualifications. Provisions of weightage for
purposes of fixation of seniority and for grant of
advance increments could also be considered.”
5. An appeal was preferred thereagainst before this Court. By reason of
an order dated 2.5.1997, this Court, upon hearing counsel for both the
parties, directed as under :
“We feel that having regard to the facts and
circumstances of this case, the direction of the
Tribunal given in respect of the respondent-Dr.
Pratibha Misra, should not be disturbed.
However, so far as the formulation of scheme is
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concerned, we direct the petitioners to consider the
question of formulating a scheme for people who
are working on contract basis. The Special Leave
is disposed of.”
6. The order of this Court was implemented. A scheme was framed in
the year 1997 known as ‘Scheme for absorption of researchers working in
CSIR Laboratories/Institutes’. It was with the aforementioned backdrop
materials, the scheme was placed before the Governing Body of the
th
appellant for approval in its 144 meeting which was held on 18.2.1998 and
the same was accepted. The scheme was circulated by an order dated
3.7.1998. It was to come into force from the date of the issuance of the said
circular letter.
The scheme started with the background materials, namely, as to why
the same had to be framed as also the directions of the Central
Administrative Tribunal as also this Court. It considered the current status
of the employees. The issue for consideration was stated to be as under :
“Whether the ‘Scheme for Absorption of
Researchers in CSIR Labs./Instts. 1997’ should be
implemented for absorption/regularization of
Researchers who have put in 15 years or more of
research in CSIR Labs/Instts.”
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7. We may refer to some of the salient features thereof :
“2. Administration of Scheme
The Council of Scientific & Industrial Research
(CSIR), hereinafter referred, as Council will
administer the scheme. The scheme would be a
one-time measure and is for eligible researchers.
3. Definitions :
(i) to (v) …
(vi) The eligible Researcher shall mean persons
who has put in 15 years of continuous
research as Fellow/Associate/Project
Associate on monthly payment basis on
02.05.1997 and is/was in position as on that
date.
(vii) The Fellow/Associate means the persons working in
CSIR Laboratories/Institutes who have been awarded the
Fellowship/ Associateship under the CSIR Research. A
Fellowship and Associateship Schemes and Senior
Research Associateship (Scientists Pool) Scheme i.e. the
scheme operated through Human Resource Development
Group (HRDG) of the Council. Project Associate means
the person engaged as JRF/ SRF/Associate in CSIR
Laboratories/ Institutes under the externally funded
projects/schemes.
(viii) For continuous research purpose, a period of two months
shall be condoned for counting the period of 15 years
and this will not be treated as break for this purpose.
The period of two months may be in different spells but
the total period shall not be more than two months.”
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8. The scheme was framed as a one-time measure. It was applicable to
the eligible researchers engaged on full time basis in CSIR Laboratories/
Institutes under the Scheme operated through HRDG of the Council or
under externally funded projects/schemes of the Council in its Laboratories
Institutes.
9. Some of the terms and conditions for absorption are :
“(a) As per ‘Rules’, the maximum age limit for
recruitment to Group IV(1) and Group IV(2)
is 35 years. However, in the case of
Researchers covered by this Scheme,
relaxation upto 10 years would be
considered in the upper age limit as on
02.05.1997, over and above the maximum
age limit prescribed under the rules for
recruitment to Group IV(1) and IV(2).
(b)The eligible researchers concerned should
possess the educational qualifications
prescribed for the Group IV(1) and Group IV
(2). No relaxation in educational qualification
shall be permissible.
(c) Orders on reservation for SC/ST/OBC, etc.
issued by Government of India from time to
time shall apply in operation this Scheme.
(d)The selection of the concerned researchers for
their absorption shall be determined by a
Central Selection Committee constituted by
DG, CSIR on the lines of the constitution of the
Selection Committee prescribed in the ‘Rules’.
The Central Selection Committee shall
determine their suitability for absorption after
interviewing the candidates. Non-availability
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of posts shall not be a constraint for
implementation of this Scheme.”
10. The scheme provided for a power of relaxation in the Director,
stating:
“9. DG, CSIR shall have the power to relax/
modify/amend any of the conditions/provisions of
the Scheme except relating to educational
qualification mentioned in para 6(b).”
The cut off date fixed therein was 2.5.2007.
11. Pursuant to or in furtherance of the said scheme, 51 persons applied
therefor. Eight of them were selected. Respondents allegedly were denied
even an application form. They filed an Original Application before the
Tribunal. The said application was dismissed by the Tribunal stating :
“… we are of the view that the decision for grant
of fellowship and associateship and conditions
laid down thereof, is a policy matter and the
Tribunal cannot interfere with the same.”
12. As indicated hereinbefore, the said order of the Tribunal was subject
matter of the writ petitions filed before the High Court. Before the High
Court principally two contentions were raised :
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(a). Ordinary tenure of researchers in the posts JRF/SRF/RA/SRA being
5+5+3 = 13 years, the condition of 15 years of service is arbitrary.
(b) Quick Hire Service which is a stopgap arrangement against a post/
vacancy of the scientist to make regular appointment having been
taken into consideration in the case of some of the applicants, the
same was discriminatory in nature.
13. The High Court answered both the question in favour of the
respondent holding that the cut off date being 2.5.1997 is unreasonable and
the same should have been fixed as on the date of issuance of the
notification. It was furthermore opined that the Director General of the
appellant having been conferred with the general power of relaxation, his
decision not to consider the case of any candidate whatsoever who had not
worked for a period of 15 years of continuous research was arbitrary,
stating:
“The scope and import of clause 9 had to be
considered by the Tribunal in its correct
perspective for the simple reason that the scheme
was framed as per directions issued by the
Tribunal itself and when non-absorption of the
petitioners was in question before the Tribunal, the
Tribunal ought to have considered the provisions
of the Scheme and its implementation in a manner
which was in consonance with the provisions of
the scheme and also ought to have scrutinized the
10
reasons for which the petitioners were excluded
from being considered for absorption.”
14. Mr. P.S. Patwalia, learned senior counsel, in support of this appeal,
would submit :
(i) Appellant had an unfettered right to lay down the criteria for
absorption.
(ii) 15 years’ service must be held to be a reasonable period, as a large
number of persons were found eligible therefor. Furthermore even
the Tribunal in its judgment dated 25.9.1996 issued such a direction.
(iii) Cut off date fixed at 2.5.1997 is rational and has a nexus with the date
of dismissal of the special leave petition. By reason thereof larger
scope for regularization had been created.
(iv) The High Court committed a serious error of law in directing
application of the exemption clause to all the candidates as no
mandamus for relaxation can be issued.
(v) Respondents had no legal right to be appointed in view of this Court’s
decision in Secretary, State of Karnataka & Ors. v. Umadevi (3) &
Ors. [(2006) 4 SCC 1].
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15. Mr. R. Venkataramani, learned senior counsel appearing on behalf of
Respondent No.1, on the other hand, would urge :
(a) By including unreasonable condition(s), the purpose of the directions
of the Tribunal and this Court as regards framing of a scheme for
absorption was frustrated.
(b) Fixing of 15 years of scientific research work as the eligibility criteria
was without any basis and is in total disregard of the history of
engagement of scientific research personnel and the rules in vogue in
this regard which permit only a maximum of 13 years of engagement.
(c) Inclusion of services rendered in certain schemes, such as the Quick
Hire Scheme, in the permissible or available category of engagement
was an afterthought and in effect and substance contrary to and
inconsistent with the spirit of the scheme. But if the benefit of
services of Quick Hire Schemes and certain other engagements are
taken out of reckoning, even the cases of eight persons absorbed will
also go out of the scheme as they would have only less than 15 years
to their credit.
(d) The High Court by reason of its impugned judgment has merely read
down the scope of the scheme instead of declaring it ultra vires by
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taking recourse to paragraph 9 thereof providing for relaxation giving
it a meaningful intent and scope.
(e) The Director General, CSIR acted arbitrarily in refusing to exercise
his discretionary jurisdiction conferred on him under paragraph 9.
(f) Issuance of a direction to exercise discretionary jurisdiction by the
High Court must be held to be an integral part of the scheme of
absorption.
16. Mr. Jaideep Gupta, learned senior counsel appearing for the
respondent in CA No.2041 of 2004, supplementing Mr. Venkataramani,
would contend :
(i) Prescribing of 15 years’ service was unworkable as Quick Hire
Scheme was not a part thereof having regard to the definition
contained in clause 3(vi) and 3(7). Any appointment made in
violation of the scheme must be held to be unreasonable.
(ii) Fixation of a cut off date being subject to judicial review, it was
permissible for the court to direct that the cut off date should be
considered as 3.7.1998 on which the scheme came into force.
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(iii) The scheme, as originally framed, was unreasonable as only two
chances were given for filing an application.
(iv) Having regard to the scheme that nobody had a right to be absorbed
and as it was found that out of 51 candidates, only eight had been
found to be eligible therefor, the power of relaxation could be
directed to be exercised by the Director. One of the applicants had
completed 14 years and 9 months as on 2.5.1997 and if 3.7.1998 is
considered to be the cut off date, the applicants could have been
found to be eligible.
(v) In view of the decision of the Tribunal as also the High Court, the
applicants had a legitimate expectation of absorption and, thus, the
cut off date should have been fixed having regard to the principles
attached thereto and particularly when the scope of the said doctrine
had recently been expanded by this Court.
(vi) The Court can read down a statute and necessary direction if the rule
is found to be unworkable. No mandamus has been issued to
regularize the services of the respondents and having regard to the
fact that the scheme was postulated as a one-time measure and all
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applicants were not to be absorbed, the High Court could issue the
requisite guidelines.
17. Mr. Sharma, learned counsel appearing on behalf of the respondents
in CA No.1716 of 2004, submitted that the concerned respondents had put
in more than 13 years of service as on 2.7.1997.
18. The principal question which, thus, arises for consideration was as to
whether those appointed for a fixed period as JRF, SRF, RA and SRA
would have not more than 13 years’ service even if they are appointed on a
regular basis.
19. Appellant is a society registered under the Societies Registration Act.
It was not enacted under the Parliamentary Act. It has its own bye-laws.
The terms and conditions of its employees are not governed by any statute.
Fellowships provide opportunities to bright young men and women for
training in methods of the research under the expert guidance of faculty
members/scientists working in University departments/National Laboratory
and Institutes in various fields of science and technology including medical
sciences. Preference is given to subject/topic of research relevant to the
research programmes of CSIR laboratories and nationally important S&T
areas.
15
Junior Research Fellows are granted stipend for a period of two years.
On completion thereof, the stipend is increased for the third year on the
basis of assessment of his/her research progress achievements. The total
tenure of Junior Research Fellowship and Senior Research Fellowship is not
to exceed five years. Senior Research Fellowship is also granted in almost
similar terms although the stipend and tenure may be different. Although
the total tenure of JRF and SRF could not exceed five years but extension
orders for 4 to 5 years are to be issued according to the procedure outlined
therein.
Associateships are awarded by various authorities including UGC/
DST/ICMR/ICAR. The total tenure of Research Associate ordinarily would
not exceed five years.
20. We may, however, notice that aforementioned terms and conditions
fixing the tenure for Junior and Senior Research Fellowships and research
associates limiting the period of tenure had been brought into force only
w.e.f. 1.1.1990. Prior thereto, the period was five years in each post which
would mean that one could work for 20 years. Apart from CSIR, research
work done in other institutions is also taken into consideration. As noticed
hereinbefore, it would include the period of fellowship by
UGC/DST/ICMR/ICAR etc. If decision as regards tenure was taken as in its
16
affidavit before the High Court, the appellant contended that more qualified
persons were available in 1990. When 15 years’ period was fixed in 1997,
it would relate back to 1982 or earlier dates when, as indicated hereinbefore,
the terms and conditions of CSIR research grants were not applicable.
Furthermore, the appellant recognized fellowship and associateship not only
in regard to the internally funded scheme but also externally funded ones.
21. Thus, a person may obtain a grant for research associateship or
research fellowship from other departments also.
We may notice that in the supplementary counter affidavit affirmed
by one Anil Kumar before the High Court, it was stated :
“That as on 02.05.1997 and 03.07.1998, total
number of researchers of the Human Resources
Development Group, CSIR, earlier named as Extra
Mural Research Division, CSIR, New Delhi are as
follows :
| S.No. | Name of Fellowship | As on<br>02.05.1997 | As on<br>03.07.1998 |
|---|---|---|---|
| 01 | Sr. Research<br>Associate<br>(Pool Officer) | 361* | 346** |
| 02. | Research Associate | 1,547 | 1,018 |
| 03. | Sr. Research Fellow | 3,152 | 2,082 |
| 04. | Jr. Research Fellow | 1,278 | 969 |
| TOTAL | 6,238 | 4,415 |
* Position as on 30.06.1997
Position as on 30.09.1998
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The aforesaid figure does not include the
researchers of the Externally Funded
Project/Scheme and also those researchers who
were working as researcher in major projects
under Quick Hire Scheme. However, the aforesaid
information is being sought from individual 39
laboratories/institutes of CSIR all over India.”
22. Details of research experience of those absorbed under 1997 scheme
were also annexed which are as under :
| Details of research experience of those absorbed under 1997 Scheme | |||||||
|---|---|---|---|---|---|---|---|
| As on<br>2.5.97 | |||||||
| Sl | Name of Applicant | Award by | Fellow<br>ship | Duration | At | Duration | Total |
| y/m/d | y-m-d | ||||||
| 1. | Dr. Pratibha Mishra | INSA | JRF | 12.06.81<br>-<br>30.06.84 | NBRI | 03-00-00 | 15-04-15 |
| RANBAXY | JRF | 1.7.84 –<br>31.12.84 | NBRI | 00-06-00 | |||
| CSIR | SRF | 1.1.85 –<br>31.12.87 | NBRI | 03-00-00 | |||
| RA | 17.05.88<br>-<br>31.05.93 | NBRI | 05-00-14 | ||||
| SRA | 29.6.93-<br>02.05.97 | NBRI | 03-10-03 | ||||
| 2. | Dr. Tripti De | DST | JRF | 6/77-<br>11/77 | IICB | 00-05-00 | 15-05-00 |
| CSIR | JRF | 12/77-<br>11/79 | IICB | 02-00-00 | |||
| SRF | 12/79-<br>11/80 | IICB | 01-00-00 | ||||
| Pre<br>PD | 12/80-<br>2/82 | IICB |
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| Post<br>Doct | 5/82-<br>4/83 | IICB | 01-00-00 | ||||
|---|---|---|---|---|---|---|---|
| ND Univ | 4/83-<br>12/85 | USA | |||||
| CSIR | SRA | 1986-<br>1989 | IICB | 03-00-00 | |||
| RF-<br>UNDP | 1989-<br>1995 | IICB | 06-00-00 | ||||
| Quick<br>Hire | 1995-<br>1997 | IICB | 02-00-00 | ||||
| 3. | Dr. GK Padam | NPL | GW | 27.7.74-<br>10/76 | NPL | 19-07-16 | |
| DAE | JRF | 28.10.76<br>-29.2.82 | NPL | 05-04-01 | |||
| NPL | 1.3.82-<br>29.2.83 | NPL | 01-00-00 | ||||
| NPL | RA | 1.3.83-<br>29.2.88 | NPL | 05-00-00 | |||
| CSIR | SRA | 14.4.88-<br>15.4.91 | NPL | 03-00-00 | |||
| CSIR | RA | 16.4.91-<br>31.7.96 | NPL | 05-03-15 | |||
| NPL | RW | 1.8.96-<br>31.10.96 | NPL | ||||
| NPL | RW | 21.8.96-<br>27.2.97 | NPL | ||||
| NPL | RW | 2.4.97-<br>5.6.97 | NPL | ||||
| DAE | RA | 6.6.97-<br>1999 | NPL | ||||
| 4. | Dr. Farhat Nigar<br>Jaffrey | ICMR | JRF | 1.4.79-<br>30.4.81 | ITRC | 02-00-29 | 17.10.11 |
| DST | SRF | 1.5.81-<br>31.3.87 | ITRC | 05-10-03 | |||
| ITRC | TO | 1.4.87-<br>21.6.88 | ITRC | 1.2.21 | |||
| ITRC | Quick<br>Hire | 21.6.88-<br>20.6.91 | ITRC | 3.0.20 | |||
| ITRC | PO | 21.6.91-<br>5/97 | ITRC | 6.0.21 | |||
| 5. | Dr. PKS Visen | ICMR | JRF | 23.6.80-<br>22.6.83 | CDRI | 03-00-00 | 17-05-05 |
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| SRF | 1.12.83-<br>31.12.85 | CDRI | 02-01-00 | ||||
|---|---|---|---|---|---|---|---|
| RA | 1.1.86-<br>22.8.88 | CDRI | 02-07-27 | ||||
| RO | 23.8.88-<br>20.10.91 | CDRI | 03-01-27 | ||||
| SRO | 21.10.91<br>-<br>02.05.97 | CDRI | 06-06-11 | ||||
| 6. | Dr. Kumkum<br>Srivastava | CSIR | JRF | 31.5.79-<br>31.8.79 | CDRI | 00-03-00 | 17-08-24 |
| ICMR | JRF | 1.9.79-<br>31.8.82 | CDRI | 03-00-00 | |||
| SRF | 1.9.82-<br>4.8.86 | CDRI | 03-11-03 | ||||
| RA | 5.8.86-<br>31.12.86 | CDRI | 00-04-26 | ||||
| CDRI | Quick<br>Hire | 1.1.87-<br>31.12.89 | CDRI | 03-00-00 | |||
| CSIR | RA | 9.1.90-<br>31.1.95 | CDRI | 05-00-00 | |||
| CSIR | SRA | 7.3.95-<br>2.5.97 | CDRI | 02-01-25 | |||
| 7. | Dr. Anju Puri | ICMR | JRF | 1.9.79-<br>31.8.82 | CDRI | 03-00-00 | 16-04-26 |
| SRF | 1.9.82-<br>30.8.83 | CDRI | 01-00-00 | ||||
| DBT | RA | 1.7.84-<br>30.6.89 | CDRI | 05-00-00 | |||
| CSIR | RA | 1.7.89-<br>30.6.94 | CDRI | 05-00-00 | |||
| CSIR | SRA | 6.12.94-<br>2.5.97 | CDRI | 02-04-26 |
23. We will advert to the said chart a little later but we may hereto notice
the explanatory note appended thereto, which reads as under :
20
“CSIR was awarding various research fellowships
and associateships like Jr. Research Fellowship
(JRF), Sr. Research Fellowship (SRF), Research
Associateship (RA) and Sr. Research
Associateship (SRA). SRA was earlier known as
Pool Officer.
Similarly, many other organizations like
UGC, ICMR, ICAR, DBT and DST etc. had also
been awarding similar research fellowships and
associateships. SRA/Pool Officer is awarded only
by CSIR.
Tenure:
JRF plus SRF – 5 years
RA – 5 years
SRA – Not specifically prescribed, dependent on
case to case.
PDF – Post Doctoral Fellowship scheme was
operated by HRDG during 1980 and was later
discontinued. Therefore, this tenure also counts.
Prior to 01.01.1990 these Fellowships/
Associateships could be availed by the same
individual from more than one organization. In
other words the same individual could have
availed JRF + SRF of 5 years from UGC and again
JRF + SRF of 5 years from CSIR. Similarly RA
could have been availed from two organizations.
Ceiling of tenure: JRF+SRF – 5 years;
RA - 5 years; and SRA – 3 years
Effective from 01.01.1990 CSIR
incorporated a regulation that JRF plus SRF put
together cannot exceed 5 years including the
21
awards from UGC, ICMR, ICAR, DBT, and DST
etc.
Effective from 01.01.1990 CSIR
incorporated a regulation that RA cannot exceed 5
years including the awards from UGC, ICMR,
ICAR, DBT, and DST etc.
Effective from 1990 CSIR incorporated a
regulation that SRA cannot exceed 3 years. As of
now SRA is awarded only by CSIR.
Quick Hire Scheme: This is a Scheme of
CSIR for appointment of scientists for major
projects. The scientists are to do R&D work in
projects.
Meaning of the term Project Associate:
Para 3(vii) of the Scheme defines as
“ Project Associate means the person engaged as
JRF/SRF/Associate in CSIR Laboratories/
Institutes under the externally funded projects/
schemes.”
CSIR has not prescribed any standard
designations for staff appointed under the
externally funded projects/schemes. Various
names/designations have been used in Labs and
keeping in view the spirit of the Scheme, the word
Associate shall mean to include all those
associated with the research work in such projects
including major projects for which scientists are
appointed under Quick Hire Scheme.”
24. It has been pointed out before us that Dr. Pratibha Mishra did not
render any service under the Quick Hire Scheme. Dr. Tripti De rendered
Quick Hire Service only for a period of two years. Dr. G.K. Padam did not
22
render any service under the Quick Hire Scheme and he was in service for a
period of about 19 years. Dr. Farhat Nigar Jaffrey had rendered only three
years in the quick hire scheme service whereas Dr. P.K.S. Visen did not
render any such service. It is, however accepted that Dr. Kumkum
Srivastava has rendered three years Quick Hire Service while Dr. Anju Puri
did not render any quick hire service.
25. It is with the aforementioned backround, we may notice the definition
of ‘eligible researcher’ as contained in paragraph 3(6). Clause (7) of
paragraph 3 even provides for a service under external funded project
scheme. According to the appellants quick hire service was a part of it. It
may be a separate externally funded scheme.
26. Yet, there is another aspect of the matter which cannot be lost sight
of. Respondents and/or some of them have contended that as on the cut off
date fixed, they had completed about 14 years’ service and still they had
been continuing in service.
We have noticed hereinbefore the specific contention raised by the
learned counsel for the respondents to the effect that had the cut off date
been fixed as 3.5.1998, they would have completed more than 15 years.
There is, thus, an inherent contradiction in the said submission. The High
23
Court, as noticed hereinbefore proceeded on the premise that the 13 years’
service is the maximum. The Tribunal in Dr. Pratibha’s case noticed that
she had been serving the appellant for more than fifteen years. In its
judgment, it recommended framing of a scheme for regularization in respect
of these employees who had put in more than fifteen years of service. We
may also take a look at the scheme for quick recruitment of scientist for
major projects which are as under :
“(11.4.2) Scheme for Quick Recruitment of Scientist for
Major Projects
(1) Appointments of Fellows
(a) Selection Procedure:
When a Scientist of talent is identified in India or abroad,
and is known to be available immediately or in the near
future, the Director of the Laboratories may proceed as
follows:
If the Scientists in India:
The Director may constitute a Committee with himself as
Chairman, and the following as Members:
- Two outside expert members of RAC
24
- Area Coordinator/Group Leader of the concerned area in
the laboratory.
- Another senior scientist of the Laboratory in the
concerned or related areas.
: The Committee may interview the Scientist, who
may, if considered necessary, be required to give a talk
before the Committee and other Scientist of the Laboratory.
If the Committee finds the Scientist to be outstanding and
highly suitable for the required work, they may recommend
the induction of the scientist as fellow and also suggest the
emoluments and the range within which the appointment is
to be made:
The Director may make the appointment accordingly, and
report it to the Executive Committee in its next meeting.
If, however, the prescribed length of experience vide (f)
below is to be relaxed in any case, the prior concurrence of
DG, CSIR must be taken before the appointment is made.
(b) Appointing Authority:
The Director of the Laboratory/Institutes will be the
Appointing Authority.
(c) Designation of the Scientists:
The Scientists concerned will be designated as a "Fellow" of
the Laboratory.
(d) Levels of Emoluments:
25
The levels of pay in which the Scientists can be appointed
under the New Scheme will be as follows Range (1) Rs.
2400/2500/2600/2800/2900/3000
Range (2): Rs. 3000/3100/3200/3400/3500/3600/3800/4000
Range (3): Rs. 3600/3800/4000/4300/4600/5000
The above scales do not envisage grant of annual
increments of Rs. 100/- per month. The object of indicating
the scales in the above manner is that the scientists can be
appointed at any stage in the above three different ranges of
pay;
The above ranges may be reviewed in the event of any
revision in the present pay structures in respect of regular
scientific cadres
Review of emoluments will be undertaken at the end of two
years. At this time all cases can be reviewed by the above
Committee as to whether a scientist deserves higher
emoluments within the same range. On the
recommendations of the Committee, the Director may grant
higher rate of emoluments.
(e) Duration of Tenure:
The appointment of such Fellows will be on contract for a
period not exceeding three years, and it may be terminated
by a notice of three months from either side (or three
month's emoluments in lieu thereof). The contract cannot
be extended beyond the above maximum period.
(f) Qualifications:
26
Qualifications for scientists recruited under the New
Scheme will be as follows:
(i) Range No. 1.
M.Tech. or equivalent degree/MBBS with one year
internship/Ph.D(Sc.), with uniformly outstanding academic
record, and clear potential for high quality R&D work.
(ii) Range No. 2.
M.Tech. or equivalent degree with three years
experience,/MD/Ph.D.(Se.)/ Ph.D(Engg.). with outstanding
academic record, and proven ability for high quality R&D
work.
(iii)
M.Tech./MD/Ph.D. or equivalent degree in respective
discipline, with original work as evidence by highly
innovative patents or outstanding publications - evidence of
leadership, with minimum of 5 year R&D experience.
(g) Police Verification of Scientists on initial
appointments
Police verification prior to actual appointments need
not be insisted upon in non-sensitive jobs. If, however a
particular scientist is being appointed in a project or projects
which is/are of sensitive or strategic nature from the view
point of security, prior police verification may be done.
(h) Applicability of conduct and other rules :
27
The Scientists recruited under the new scheme will be
subject to the operation of the CCS (Conduct) Rules, 1964
and CCS (CCA) Rules, 1965, as made applicable to other
employee of the CSIR and subject to other Rules and
Regulations of the CSIR in force.
(i) Strength of Fellows in a Laboratories/Institutes:
The number of positions of Fellows in each Laboratory will
be fixed by the DGSIR, normally between 5 and 10 having
regard to the needs of the Lab. and the number and expertise
of the Scientific Personnel already available.”
Thus, quick higher service is also a part of the scheme in respect of
the major projects.
28. The High Court, therefore, in our opinion committed a factual error in
opining that 13 years’ period is the maximum period for which the
respondents could work as fellows and associates, both as junior and senior.
29. A ‘State’ is entitled to fix a cut off date. Such a decision can be
struck down only when it is arbitrary. Its invalidation may also depend
upon the question as to whether it has a rational nexus with the object
sought to be achieved. 2.5.1997 was the date fixed as the cut off date in
terms of the scheme. The reason assigned therefor was that this was the
date when this Court directed the appellants to consider framing of a
28
regularization scheme. They could have picked up any other date. They
could have even picked up the date of the judgment passed by the Central
Administrative Tribunal. As rightly contended by Mr. Patwalia, by
choosing 2.5.1997 as the cut off date, no illegality was committed. Ex facie,
it cannot be said to be arbitrary. The High Court, however, proceeded on
the basis that the cut off date should have been the date of issuance of the
notification. The employer in this behalf has a choice. Its discretion can be
held to be arbitrary but then the High Court only with a view to show
sympathy to some of the candidates could not have fixed another date, only
because according to it, another date was more suitable. In law it was not
necessary. The court’s power of judicial review in this behalf although
exists but is limited in the sense that the impugned action can be struck
down only when it is found to be arbitrary. It is possible that by reason of
such a cut off date an employee misses his chance very narrowly. Such
hazards would be there in all the services. Only because it causes hardship
to a few persons or a section of the employees may not by itself be a good
ground for directing fixation of another cut off date.
The scheme was a one-time measure. The number of posts was not
confined to the posts which have been sanctioned.
29
30. The validity of the scheme has been challenged as unrealistic,
illusive, arbitrary or unworkable.
We may at this juncture notice that whereas the Tribunal directed
framing of a scheme, this Court directed the appellants to consider the same.
31. Cut off date has been fixed for those who are eligible as per the
criteria laid down by the scheme. The service rules were framed in terms of
the bye-laws of the society. It would bear repetition to state that the
appellant No. 1 is not a statutory authority. It is a research oriented
organization. It knows its needs. The research fellows and research
associates because of their involvement in the research work are to get
priority in their appointments. Particular projects whether funded by the
Ministry concerned or others would depend upon the nature thereof. It, by a
judicial fiat, could not have been made a continuous scheme.
Indisputably, a policy decision is not beyond the pale of judicial
review. But, the court must invalidate a policy on some legal principles. It
can do so, inter alia, on the premise that it is wholly irrational and not
otherwise. The contention of the respondents that only two chances are
granted for consideration of the candidature of the employees for the
30
purpose of regularization is, in our opinion, misconceived. The scheme
being a one-time measure, even one opportunity could have been granted.
32. It was with a view to give benefit to the concerned employees that
their services are continued so that they can avail another opportunity.
Indisputably, the quantity/ quality of research work done by a researcher is a
very important consideration for assessing the suitability. But, that would
not mean that any researcher as on 2.5.1997 may not be in a position to
complete 15 years of the service but would do so on 3.7.1998 and, thus, may
be deprived of the opportunity of two chances by itself. This could not have
been a ground to strike down the cut off date fixed by the appellants. It is
reiterated that a person may get, having regard to the scheme, one chance or
two chances.
It is not necessary that irrespective of the fact that as to whether they
are eligible for consideration in terms of the scheme or not, must be given
two chances. It is not a case where the cut off date is given a retrospective
effect. We fail to understand how that would be inconsistent with the spirit
of two chances or otherwise discriminatory unlike D.S. Nakara and Ors. v.
Union of India (UOI) [(1983) 1 SCC 305]. It is also not a case where
persons similarly situated are being treated differently.
31
33. Another aspect of the matter cannot also be lost sight of. Researchers
are not selected on the basis of the tenure of research work alone but also on
the basis of their performance in the interview by the selection board.
Submission to the effect that cut off date should have been fixed
keeping in view the principles of legitimate expectation, to say the least, is
misconceived. Legitimate expectation is based on the principles of natural
justice. There has to be a basis for giving effect to the doctrine of legitimate
expectation. It must not be based on mere anticipation. When this Court
directed the appellants to frame a scheme, the same was required to be
framed having regard to the provisions of Articles 14 and 16 of the
Constitution of India.
Reliance has been placed on University Grants Commission v.
Sadhana Chaudhary and Others [(1996) 10 SCC 536] (which in our opinion
otherwise has no application to the facts of the present case), wherein this
Court held:
“Prior to the making of the 1991 Regulations there
was no statutory requirement regarding clearing
the eligibility test for the purpose of appointment
on the post of Lecturer. Such a requirement was
introduced for the first time by the 1991
Regulations. At the time when the 1991
Regulations were made the provisions contained
in the 1982 Regulations had given rise to a
32
legitimate expectation that a person having a Ph.D
or M.Phil degree und having good academic
record as prescribed under the 1982 Regulations
would be eligible for appointment on the post of
Lecturer without anything more. While
introducing the requirement of clearing the
eligibility lest in the 1991 Regulation's, the UGC
did not intend to deprive the persons who had
obtained M.Phil degree or Ph.D degree prior to the
making of the 1991 Regulations of their legitimate
expectation in the matter of appointment on the
post of Lecturer in universities or colleges.”
The ratio of the said decision does not support the contention of the
respondents.
Strong reliance has been placed by the learned counsel appearing on
behalf of the respondent on Dr. Ami Lal Bhat v. State of Rajasthan & Ors.
[(1997) 6 SCC 614], wherein it has been opined :
“In the first place the fixing of a cut-off date for
determining the maximum or minimum age
prescribed for a post is not, per se, arbitrary.
Basically, the fixing of a cut-off date for
determining the maximum or minimum age
required for a post, is in the discretion of the rule-
making authority or the employer as the case may
be. One must accept that such a cut-off date
cannot be fixed with any mathematical precision
and in such a manner as would avoid hardship in
all conceivable cases. As soon as a cut-off date
cannot be fixed with any mathematical precision
33
and in such a manner as would avoid hardship in
all conceivable cases. As soon as a cut-off date is
fixed there will be some persons who fall on the
right side of the cut-off date and some persons
who will fall on the wrong side of the cut off date.
That cannot make the cut-off date, per se, arbitrary
unless the cut-off date is so wide off the mark as to
make it wholly unreasonable.”
{See also Union of India & Ors. v. Lieut (Mrs.) E. Iacats [(1997) 7
SCC 334 – para 4]}.
34. We may, however, notice that recently the doctrine of legitimate
expectation has been applied by this Court in Southern Petrochemical
Industries Co. Ltd. v. Electricity Inspector & ETIO and Others (2007) 5
SCC 447 and Jitendra Kumar and Others v. State of Haryana and Another
[(2008) 2 SCC 161] wherein a clear distinction has been made between
legitimate expectation and an anticipation.
We, therefore, are of the opinion that in the facts and circumstances
of this case, the doctrine of legitimate expectation cannot be said to have
any application whatsoever.
35. Submissions had also been made that failure to take into account or
giving due weight to a relevant criterion would be contrary to the doctrine
of legitimate expectation. Respondents, however, singularly failed to
demonstrate as to what are the relevant criteria which had not been taken
34
into consideration and how due weight had not been granted to a relevant
consideration.
36. It is not a case unlike Food Corporation of India v. M/s Kamdhenu
Cattle Feed Industries [(1993) 1 SCC 71] where a contract was to be
awarded. Different considerations would arise for framing a scheme for
regularization and not for the purpose of grant of a contract. Ordinarily,
recruitment must be made in consonance with the equality clause contained
in Articles 14 and 16 of the Constitution of India.
37. Regularization, as is well-known, cannot be a mode of recruitment. It
does not mean permanence. Only an irregularity can be regularized; an
illegality cannot be. Contention raised by the learned counsel for the parties
that the rules were unworkable is equally meritless apart from the fact that
that at least fifty candidates had been found eligible for consideration, out of
whom eight had been selected. Even according to the respondents
themselves they have been working for more than 13 years.
Thus, it is not correct to contend that the period of 15 years which
was fixed, was an unreasonable one.
38. The High Court, in our opinion, furthermore committed a serious
error insofar as it failed to take into consideration that the respondents did
35
not have any legal right for regularization having regard to the decision of
the Constitution Bench of this Court in Umadevi (3) (supra). Furthermore,
it is one thing to say that a public authority may exercise its discretionary
jurisdiction to grant relaxation in a particular case but it is another thing to
say that the superior court shall direct it to exercise its discretionary
jurisdiction of relaxation in a particular manner. Relaxation can be granted
only when there exists a provision therefor. If the provision to grant
relaxation is circumscribed by conditions, those conditions must be fulfilled
before an order in that regard can be passed.
However, in this case, paragraph 9 of the scheme although does not
contain any limitation in the matter of exercise of power, it was for the
authority concerned to lay down a principle as to in which case the power of
relaxation should be exercised and in which case it would not be. If
sufficient number of candidates were available who had worked for more
than 15 years, keeping in view the requirements of the appellant itself the
Director could take a further policy decision that no relaxation shall be
granted to an applicant who did not fulfill that criterion. Ordinarily, the
court, it is trite, would not interfere with such discretionary power in
exercise of its jurisdiction of judicial review.
36
In Kendriya Vidyalaya Sangathan and Others v. Sajal Kumar Roy and
Others [(2006) 8 SCC 671], this Court held:
“11…The appointing authorities are required to
apply their mind while exercising their
discretionary jurisdiction to relax the age limits.
Discretion of the authorities is required to be
exercised only for deserving candidates and upon
recommendations of the Appointing Committee/
Selection Committee. The requirements to comply
with the rules, it is trite, were required to be
complied with fairly and reasonably. They were
bound by the rules. The discretionary jurisdiction
could be exercised for relaxation of age provided
for in the rules and within the four corners thereof.
As Respondents do not come within the purview
of the exception contained in Article 45 of the
Education Code, in our opinion, the Tribunal and
consequently, the High Court committed a
manifest error in issuing the aforementioned
directions.”
In Union of India and Others v. R.N. Hegde and Others [(1998) 8
SCC 731], this Court held:
“6. By the impugned judgment, the Tribunal has
given direction for regularisation of the
respondents by giving the relaxation in the upper
age limit by treating the minimum period of 40
days for the calendar year 1989 and no period for
the calendar year 1990 for such of the Casual Staff
Artistes who were recruited prior to 1988 and were
not assigned work in the calendar years 1988 and
1989 in pursuance of the note dated 26-5-1989
37
(sic). The said direction of the Tribunal is not in
consonance with the scheme as notified vide OM
dated 9-6-1992 and it cannot be upheld. The
matter of regularisation of the respondents,
including the question whether they should be
given relaxation in the matter of age, has to be
considered only in accordance with the provisions
contained in the scheme as notified vide OM dated
9-6-1992.”
Similar view has been taken by this Court in Director, Doordarshan
Kendra, Trivandrum and Others v. S. Kuttan Pillai and Others [(1998) 8
SCC 736].
39. For the reasons aforementioned, the impugned judgment cannot be
sustained which is set aside accordingly. The appeals are allowed.
However, in the facts and circumstances of this case, there shall be no order
as to costs.
…….………………….J.
[S.B. Sinha]
…..……………………J.
[Cyriac Joseph]
New Delhi;
December 19, 2008