Full Judgment Text
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PETITIONER:
GANGAPPA GURUPADAPPA GUGWAD GULBARGA
Vs.
RESPONDENT:
RACHAWWA,WIDOW OF LOCHANAPPA GUGWAD &ORS.
DATE OF JUDGMENT:
23/10/1970
BENCH:
MITTER, G.K.
BENCH:
MITTER, G.K.
RAY, A.N.
CITATION:
1971 AIR 442 1971 SCR (2) 691
1970 SCC (3) 716
ACT:
Res Judicata-Issue relating to plaintiffs right to sue found
against plaintiff-Other issues regarding merits of case also
decided against him Decision irrespect of such other issues
whether operates as res judicata Whether only obiter.
HEADNOTE:
R wanted to adopt L as his son but did not actually do so.
In accordance with R’s will executed in 1919 L inherited R’s
property after his death. In 1935 the appellant herein
instituted a suit against L and the trustees appointed under
R’s will. It was the appellant’s claim that the will was
supplemented by a codicil (this referred to a letter written
by R to L some time after the execution of the will). Under
these documents, according to him, L inherited only a life-
estate. He alleged that L was mismanaging the property and
prayed for an injunction directing the trustees to take over
management of the properties. The Subordinate Judge framed
four issues to the affect (1) whether the appellant was
entitled to sue, (2) whether L inherited only a life-
interest, (3) whether L had mismanaged the property and (4)
whether an injunction as prayed should be issued to the
trustees. The Subordinate Judge held that L had inherited
not a life-Mate but full ownership, and that the appellant
had only a contingent right in the property depending on L
dying without male issue, so that it was not possible to
grant to the appellant the declaration he prayed for. L
adopted a son C in 1951, and died in 1957. After his death
the appellant filed another suit against L’s widow, C the
adopted son and the surviving trustee. This suit was also
based on the claim that L had inherited only a life-estate
under R’s will and codicil. The contesting defendants
raised the plea of res judicata based on the decision in the
suit of 1935. The plea of res judicata was rejected by the
trial court but accepted by the High Court. In appeal
before this Court it was urged on behalf of the appellant
that the trial court in the suit of 1935 having held the
suit to be premature and thus decided the preliminary
issuability the appellant, its decision on the other issues
was only obiter and could not operate as res judicata.
HELD: The appeal must fail.
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There was no question of the trial of any preliminary issue
in the suit of 1935 the decision of which would obviate the
necessity of examining the other pleas raised and coming to
a finding thereon. The nature of the right acquired by L
under the will of the testator was directly in question and
the subordinate judge went elaborately into it to take the
view that L had become absolutely entitled to the properties
left by the ,testator. The observation referred to in the
concluding portion of the Judgment of the Subordinate Judge
is not to be taken as the decision on a preliminary issue so
as to render the finding on the other issues mere obiter and
surplusage. L698 G-699 Al
If the final decision in any matter at issue between the
parties is based by a court on its decisions on more than
one point-eacb of which by itself
6 92
would be sufficient for the ultimate decision-the decision
one these points would operate as resjudica between the
parties. question as to the nature of the estate taken by L
under the will and document called codicil to the will of
the testator having been in is in the suit of 1935 and the
Court having been decided that L had obta an absolute estate
to the property, this decision would bind the up in any
subsequent litigation such as the present, in which the
claim based on the will and cod cil. [699 B-C]
Shankarlal v. Hiralal, A.I.R. 1950 P.C. 80, explained and
distinguished
Vithal Yeshwant Jathar v. Shikandarkharn Mukhtum-khan (19631
2 S.C.R. 285, 290, applied.
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 1732 1966.
Appeal from the Judgment and decree dated June 20, 1966 the
Mysore High Court in Regular Appeal No. 97 at 1959.
M. C. Chagla, P. N. Tiwari, J. B. Dadachanji, O.C-. and
Ravinder Narain for the appellant.
A. K. Sen, S. S. Javali and M. Veerappa, for respondents
1 and 2.
The Judgment of the Court was delivered by
Mitter, J. One Rudrappa Murigoppa Gugwad died leaving a will
dated February 2, 1919. It is claimed by the appeal that he also
left a codicil dated August 10, 1919. After citing in
clause 1 of the will that he had brought UP Lochanappa
Gugwad, son of Irappa Sidlingappa Gugwad, and though he had
wished to take the said Lochanappa in but had not been able
to do so up till then ’and even if the adoption ceremony did
not take place in the future, Lochanappa alone would be the
owner of his properties he proceeded state in clause 2 of
his will that :
"Even though I have hereby transferred the
ownership of my immovable and movable
properties to Lochanappa Irappa Gugwad,
Lochanappa should act under the supervision of
’the trustees, namely. Lingappa
Sanganabassappa Tyapi and Gurulingappa Gan-
gappa Gugwad. it both the trustees find that
my property will fall out of use on account of
Lochanappa’s taking to bad ways, both the
trustees should take possession of the
property ’and safeguard it by appointing my
extremely faithful clerks Veerabhadrappa
Mallappa Suligavi and Basappa Murangappa
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Tuppadd. If Lochanappa gets a male issue the,
property should be in the possession of both
the trustees till that son attains majority."
In clause 3 he laid down that
"In case Lochanappa Irappa dies without
leaving male issue, fully authorise, the said
trustees to transfer the ownership of the
movable and immovable property of my family to
the son of Gurupadappa Gangappa Gugwad,
resident of Bijapur, and to deliver the entire
property into his possession."
The original will was deposited with the Collector. After
having executed the will the testator appeared to have
proceeded to Benares and from there a dressed a letter to
Lochanappa Irappa Gugwad on 10th August, 1919. By that he
directed some money to be advanced to Gurubasappa Bassappa
Gugwad to start him on a business and commended the welfare
of the said Gurubasappa to the care of Lochanappa adding :
"The main thing is that you should pay full
attention to him. I have mentioned in the
will that in case male children are not born
to you, you should take in adoption in your
own name any of the sons of Gurupadappa
Gangappa Gugwad of Bijapur and that if you die
without taking in adoption, they alone will be
the owner of the movable and immovable
properties. But two sons are born to him. As
early as possible that is to say, when one boy
becomes five years old or after my death you
should execute this work of adoption and you
should mention that the property should go to
him after your death."
The last statement appears to be incorrect inasmuch as the
testator had not by his will directed Lochanappa to make
such an adoption.
Probate of the will was duly taken into possession of all
the properties left by the testator. According to the
judgment of the High Court appealed from, the letter was not
a formal document as a codicil should be, nor was it
referred to in the probate proceedings. In the year 1935
Gangappa Gurupadappa Gugwad, the appellant herein, filed a
suit in the court of the First Class Subordinate Judge at
Bijapur against Lochanappa and the said two trustees for a
declaration that Lochanappa had only a life interest in
respect of the properties described in the schedule to the
plaint as per the
694
will and codicil executed by the testator, that certain
improvident transactions put through by Lochanappa in
contravention of the directions given in the will were not
binding on the plaintiff or the properties left by the der-
eased and that the s Lochanappa having acted contrary to the
directions given in will and codicil and having mismanaged
the said properties a injunction should be issued against
the trustees directing to give Lochanappa only maintenance
in terms of the will.-
The Subordinate Judge who heard the suit framed several
issues of which the important ones were as follows
(1) Whether the plaintiff is entitled to sue
?
(2) Whether Lochanappa, defendant No. 1 got
only a limited interest in the estate of the
testator, Rudrappa Gugwad, under the will?
(3) Whether acts of mismanagement by
Lochanappa contrary to the directions of the
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will had been proved ?
(4) Whether an injunction could be validly
given-to the trustees to take over the
management from Lochanappa and give him only
maintenance ?.
Before the Subordinate Judge evidence both oral and
documentary were let in. He construed the will to arrive at
the finding that Lochanappa had been made the malik or owner
of the pro parties covered by the will and that it was the
will of the tesator which recited that the estate given to
Lochanappa was be heritable. With regard to the further
directions given in will, he came to the conclusion that
"Lochanappa having bee made an owner under the will further
expression of such intention cannot be properly allowed to
control or qualify that ownership." As regards the direction
in the letter styled a codicil advising Lochanappa to take
one of the sons of Gurupadappa Gangappa Gugwad in adoption,
he held that:
"In fact, there is no such direction in the
original will. Even assuming that it is so,
only means that Gurupaddappa’s sons are to be
the owners in case Lochanappa dies without
male issue and without adopting one of the
sons of Gurupadappa; Lochanappa is still alive
and it is yet to be seen whether he adopts
plaintiff or not or whether a son will be born
to him or not. Plaintiff has at the most a
contingent right and vested interest, and
therefore’ it is a question whether he is
entitled, to a simple declaration."
The suit out of which this appeal arises was ’filed by Gang
Gugwad after the death of Lochanappa in 1957 against
695
widow of Lochanappa, one Chanabasappa Gurubasappa Gugwad who
was undisputedly taken in adoption by Lochanappa as his son
in the year 1951 and Gurlingappa Gungappa Gugwad, the
surviving trustee under the will of Rudrappa pleading inter
alia that "Rudrappa did not confer an absolute estate on
Lochanappa in respect of his property, that the bequest made
in his favour conferred upon him only a restricted life
estate and that even assuming Lochanappa was an absolute
owner he was entitled to it only during his lifetime and
after his demise it was to revert to the plaintiff by virtue
of the will and codicil." The plain,tiff appellant went on
to add that it was incumbent on Lochanappa to adopt him
alone and none else and any adoption in contravention of the
direction in the will of, Rudrappa Murigappa Gugwad was
invalid and even assuming that the said direction was not
mandatory, defendant No. 2 could not acquire the status of a
son begotten by Lochanappa so as to claim any interest in
the property of the deceased testato. The suit was contested
by the widow and the adopted son, defendant No. 2 who plead-
ed the bar of res judicata on the strength of the judgment
in the suit of 1935. The Subordinate Judge held against the
dependent on that issue. He also found that the appellant.
was the rightful heir to the properties of the deceased
testator under the will and codicil of Rudrappa after the
death of Lochanappa.
The High Court examined the will and the letter described as
codicil over again and came to the conclusion that the
letter described as codicil was only an informal
communication from one relation to another, that the
testator had only a vague recollection of the contents of
the will at the time of writing the letter from Benaras and
that the order in the probate proceedings did not refer to
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the letter. On the basis of the will the High Court held
that Lochanappa was an absolute owner of the property. The
High Court further held that the decree in the suit of 1935
operated as res judicata in the subsequent suit. Referring
to the first two issues framed in suit of 1935 the High
Court held that there was a clear finding in the judgment in
that suit that the appellant had obtained no interest under
the will of Rudrappa and therefore he was not entitled to
sue.
Before us learned counsel for the appellant contended that
in spite of the observations made by the learned Subordinate
Judge in the judgment in the suit of 1935 about Lochanappa’s
rights under the will and the document styled as codicil,
the. decision on the first issue went to show that the
appellant’s suit was premature and as such it was not
necessary for the Subordinate Judge to go into the other
question and his findings on issues other than the first
should be treated as obiter.
696
In support of the above contention counsel for the appellant
relied on the decision of the Privy Council in Shankarlal v.
Hiralal(1). The head note in that case to which our
attention was drawn reading,
"Court holding that suit is not maintainable
by reason of failure to comply with S. 80-
Findings given on merits are obiter and do sot
support plea of res judicata either in favour
of or against party".
seems to be misleading inasmuch as the judgment of the Board
does not bear out the above proposition of law. At best the
head note only records a finding by an appellate Bench of
the ,Calcutta High Court which the Board by its own judgment
did not expressly reject or uphold.
The appeal to the Privy Council arose out of a suit filed by
,one Mangtulal Bagaria for royalties due under a lease of
collieries by one Popat Velji Rajdeo of which the said
Mangtulal was appointed manager by the court. The
defendants were the lessees under the lease or their
representatives and were respondents in the appeal to the
Board. There the defence of the lessees was that the lease
had been surrendered in July 1933. The plaintiffs
challenged the surrender and also pleaded that-the point was
covered by res judicata. Ameer Ali, J., before whom the
suit came on for hearing on the original side of the
Calcutta High Court framed several issues, in two groups.
The first issue in Group A related to a plea of res
judicate. The second issue in that group raised a question
whether there was any defence apart from surrender. Group B
raised questions as to the fact and validity of the alleged
surrender. The plea of res judicata was based on a judgment
of the Subordinate Judge of Dhanbad wherein the lessees had
sued Mangtulal and some others for a declaration that the
lease had been validly surrendered in 1933. The Subordinate
Judge held that the suit did not lie inasmuch as notice had
not been served on Mangtulal under S. 80 Civil Procedure
Code. He however supported to decide other issues in the
suit including one as to the sufficiency of the surrender.
An appeal from the decree of the Subordinate Judge was
taken to the High Court at Patna but was withdrawn against
Mangtulal and the brother of the lessor and a consent
decree, was obtained against the two widows upholding the
surrender. Ameer Ali, J. went into the question of res
judicata as’ a preliminary issue and "pressed the view:
(1) A.I.R. 1950 P. 30.
697
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.lm15
"that the decision of the Dhanbad Court had decided the same
issue which had to be decided in his own court and between
the same persons and parties."
In appeal from his judgment the learned "’Judges held that
Inasmuch as the Subordinate Judge in the Dhanbad suit had
held that the suit did not lie by reason of the failure to
comply with s. 30, Civil P.C., he was bound to dismiss the
suit under Or. 7 R. 1 1 of the Code and the findings of the
Court on the merits were obiter and could not support a plea
of res judicata."
They held further that Ameer Ali, J. had decided nothing but
the issue of res judicata. Accordingly. they allowed the
appeal and remanded the case to the court of first instance
for trial of issues other than issue 1.
The judgment of the Judicial Committee shows that before the
Board it was conceded on behalf of the appellant that the
appellate court was right in the view which it took as to
the effect of the Dhanbad decree. The Board proceeded to
observe
"Their Lordships have no doubt that the decision in the
Dhanbad suit could not support a plea of res judicata on the
merits, either in favour of or against Mangtulal."
The Board rejected the contention of the appellant that
Ameer Ali, J. had decided not only the issue of res judicata
but also that the alleged surrender of the lease was
invalid. According to the Board the judgment of Ameer Ali,
J. was to some extent obscure and there were passages in it
which suggested that he thought the surrender invalid but
"it was clear that he did not purport to decide anything
beyond the issue of res judicata" and he expressly stated
that h.-, was not deciding the issues in the second group.
Accordingly the Board saw no reason to differ from the view
of the appellate Judges that the issues as to surrender were
not decided by the trial Judge and did not feel inclined to
interfere with the direction given by the ’appellate court
regarding the remand of the trial of the issues in the court
of first instance.
On the strength of the dictum of the appellate Bench of the
Calcutta High Court forming a part of the headnote to the
above decision it was contended before us, that once the
Subordinate Judge of Bijapur recorded a finding on the first
issue against the appellant in the suit of 1935 his
construction (if the will and the effect thereof were obiter
and they would not be binding on the appellant in the second
suit. This was sought to be fortified by the observations
in the concluding portion of
698
the judgment in the suit of 1935 which we have quoted above
that the plaintiff had at the most a contingent right and no
vested interest. It was.argued that the learned Subordinate
Judge’s view that the suit was premature was sufficient to
dispose of the case before him without his going into the
other questions and the issues raised.
No doubt it would be open to a court not to decide all the
issues which may arise on the pleadings before it if it
finds that the plaint on the face of it is barred by any
law. If for instance the plaintiff’s cause of action is
against a Government and the plaint does not show that
notice under section 80 of the Code of Civil- Procedure
claiming relief was served in terms of the said section,, it
would be the duty of the court to reject the plaint
recording an order to that effect with reason for the order.
In such a case the court should not embark upon a trial of
all the issues involved and such rejection. would not
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preclude the plaintiff from presenting a fresh plaint in
respect of the same cause of action. But, where the plaint
on the face of it does not show that any relief envisaged by
s. 80 of the Code is being claimed, it would be the duty of
the court to go into all the issues which may arise on the
pleadings including the question as to whether notice under
S. 80 was necessary. If the court decides the various
issues raised on the pleadings, it is difficult to see why
the adjudication of the rights of the parties, apart from
the question as to the applicability of s. 80 of the Code
and absence of notice thereunder should not operate. as, res
judicate in a subsequent suit where the identical questions
arise for determination between same parties.
In our view the High Court was right in deciding the issue
as to res indicate against the appellant. The High Court
rightly pointed out that the Subordinate Judge had in clear
terms decided that the appellant had obtained no interest
under the will of Rudrappa and therefore he was not entitled
to sue. The Subordinate Judge had further held that the
estate obtained by Lochanappa under the will was an absolute
estate.
With respect, we concur with the view expressed by the High
Court. There was no question of the trial of any
preliminary issue in the suit of 1935 the decision of which
would obviate the necessity of examining the other pleas
raised and coming to a finding thereon. The nature of the
right acquired by Lochanappa under the will of the testator
was directly in question and the Subordinate Judge went
elaborately into it to take the view that Lochanappa had
become absolutely entitled to the,properties left by the
testator. The observation referred to in the concluding
portion of the judgment of the Subordinate Judge is not to
be taken
699
as the decision on a preliminary issue so as to render the
findingon the other issues mere obiter or surplusage.
In our view the High Court rightly relied on the
observations of this Court in Vithal Yeshwant father v.
Shikandarkhan Makhtum-khan Sardesai(1) that if the final
decision in any matter at issue between the parties is based
by a court on its decisions on. more than one point-each of
which by itself would be sufficient for the ultimate
decision-the decision on each of these points operates as
res judicata between the parties. The question as to the
nature of the estate taken by Lochanappa under the will and
the document called codicil to the will of the testator,
Rudrappa having been in issue in the suit of 1935 and it
having been decided that Lochanappa had obtained an absolute
estate to the property,, the decision would bind the
appellant in any subsequent litigation to which the claim
is, based on the will and codicil. We accordingly dismiss
the appeal on the ground that the decision in the t of 1935
was a bar to the trial of the second suit of 1957.
The respondent will be entitled to costs throughout.
G.C. Appeal dismissed.
(1) [1963] 2 S.C.R. 285 at 290.
700