Full Judgment Text
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IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO. 4494 OF 2006
State of Uttaranchal … Appellant
VERSUS
Sandeep Kumar Singh & Ors. … Respondents
ORDER
1. The question which arises for consideration in the
present appeal is as to whether a person belonging
to a scheduled caste in relation to a particular State
would be entitled or not, to the benefits or
concessions allowed to scheduled caste candidate in
the matter of employment, in any other State?
2. G.B. Pant University of Agriculture & Technology,
Pant Nagar, Uttaranchal issued employment notice
inviting applications from candidates all over the
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country for various posts mentioned therein. The
notification, inter alia , porivded:
“The vacancies are advertised under the
reservation roster supplied by the
Uttaranchal Government.”
3.
Respondents applied for post of Assistant Professor
in different departments as scheduled caste
reserved category candidates. In support of their
caste, certificates issued by the States of U.P, Bihar
and Tripura were produced. Respondents were
successful in the selection conducted by the
University. Appellant, State of Uttaranchal, wrote a
letter to the Vice-Chancellor of the University inter
alia stating that reservations in the appointment
have been made in violation of reservation policy of
the State and all the appointments made by the
University in violation of the reservation policy of
the State were accordingly cancelled. University,
accordingly, withdrew the appointment letters of the
respondents under the instructions of the State
Government on the ground that they do not belong
to scheduled caste category of State of Uttaranchal.
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The respondents filed writ petitions in the High
Court challenging the termination letter. The High
Court allowed the writ petitions. The High Court
without even adverting to the Constitution Bench
decisions in Marri Chandra Shekhar Rao vs.
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Dean, Seth G. S. Medical College & Ors. and
Action Committee on Issue of Caste Certificate
to Scheduled Castes & Scheduled Tribes in the
State of Maharashtra & Anr. Vs. Union of
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India & Anr. allowed the writ petitions filed by the
respondents and accordingly quashed the
termination orders.
4.
In Marri Chandra Shekhar Rao , a Constitution
Bench of this Court while interpreting Article 341 as
well as Article 342 observed:
“…that the expression ‘for the purposes of this
Constitution’ in Article 341 as well as in Article
342 do imply that the Scheduled Caste and
the Scheduled Tribes so specified would be
entitled to enjoy all the constitutional rights
that are enjoyable by all the citizens as such.
Constitutional right, e.g., it has been argued
that right to migration or right to move from
1
(1990) 3 SCC 130
2
(1994) 5 SCC 244
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one part to another is a right given to all — to
Scheduled Castes or Tribes and to non-
scheduled castes or tribes. But when a
Scheduled Caste or Tribe migrates, there is no
inhibition in migrating but when he migrates,
he does not and cannot carry any special
rights or privileges attributed to him or
granted to him in the original State specified
for that State or area or part thereof. If that
right is not given in the migrated State it does
not interfere with his constitutional right of
equality or of migration or of carrying on his
trade, business or profession. Neither Article
14, 16, 19 nor Article 21 is denuded by
migration but he must enjoy those rights in
accordance with the law if they are otherwise
followed in the place where he migrates. There
should be harmonious construction;
harmonious in the sense that both parts or all
parts of a constitutional provision should be so
read that one part does not become nugatory
to the other or denuded to the other but all
parts must be read in the context in which
these are used. It was contended that the only
way in which the fundamental rights of the
petitioner under Articles 14, 19(1)( d ),
19(1)( e ) and 19(1)( f ) could be given effect to
is by construing Article 342 in a manner by
which a member of a Scheduled Tribe gets the
benefit of that status for the purposes of the
Constitution throughout the territory of India.
It was submitted that the words “for the
purposes of this Constitution” must be given
full effect. There is no dispute about that. The
words “for the purposes of this Constitution”
must mean that a Scheduled Caste so
designated must have right under Articles 14,
19(1)( d ), 19(1)( e ) and 19(1)( f ) inasmuch as
these are applicable to him in his area where
he migrates or where he goes. The expression
“in relation to that State” would become
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nugatory if in all States the special privileges
or the rights granted to Scheduled Castes or
Scheduled Tribes are carried forward. It will
also be inconsistent with the whole purpose of
the scheme of reservation. In Andhra Pradesh,
a Scheduled Caste or a Scheduled Tribe may
require protection because a boy or a child
who grows in that area is inhibited or is at
disadvantage. In Maharashtra that caste or
that tribe may not be so inhibited but other
castes or tribes might be. If a boy or a child
goes to that atmosphere of Maharashtra as a
young boy or a child and goes in a completely
different atmosphere or Maharashtra where
this inhibition or this disadvantage is not
there, then he cannot be said to have that
reservation which will denude the children or
the people of Maharashtra belonging to any
segment of that State who may still require
that protection. After all, it has to be borne in
mind that the protection is necessary for the
disadvantaged castes or tribes of Maharashtra
as well as disadvantaged castes or tribes of
Andhra Pradesh. Thus, balancing must be
done as between those who need protection
and those who need no protection, i.e., who
belong to advantaged castes or tribes and who
do not. Treating the determination under
Articles 341 and 342 of the Constitution to be
valid for all over the country would be in
negation to the very purpose and scheme and
language of Article 341 read with Article 15(4)
of the Constitution.”
“…But having regard to the purpose, it
appears to us that harmonious construction
enjoins that we should give to each expression
—”in relation to that State” or “for the
purposes of this Constitution” — its full
meaning and give their full effect. This must
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be so construed that one must not negate the
other. The construction that reservation made
in respect of the Scheduled Caste or Tribe of
that State is so determined to be entitled to all
the privileges and rights under the
Constitution in that State would be the most
correct way of reading, consistent with the
language, purpose and scheme of the
Constitution. Otherwise, one has to bear in
mind that if reservations to those who are
treated as Scheduled Caste or Tribe in Andhra
Pradesh are also given to a boy or a girl who
migrates and gets deducted ( sic inducted) in
the State of Maharashtra or other States
where that caste or tribe is not treated as
Scheduled Caste or Scheduled Tribe then
either reservation will have the effect of
depriving the percentage to the member of
that caste or tribe in Maharashtra who would
be entitled to protection or it would denude
the other non-Scheduled Castes or non-
Scheduled Tribes in Maharashtra to the
proportion that they are entitled to. This
cannot be logical or correct result designed by
the Constitution.”
5.
In Action Committee on Issue of Caste
Certificate to Scheduled Castes & Scheduled
Tribes in the State of Maharashtra & Anr. , it is
held:
“On a plain reading of clause (1) of Articles
341 and 342 it is manifest that the power of
the President is limited to specifying the castes
or tribes which shall, for the purposes of the
Constitution, be deemed to be Scheduled
Castes or Scheduled Tribes in relation to a
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State or a Union Territory, as the case may
be. Once a notification is issued under clause
(1) of Articles 341 and 342 of the Constitution,
Parliament can by law include in or exclude
from the list of Scheduled Castes or Scheduled
Tribes, specified in the notification, any caste
or tribe but save for that limited purpose the
notification issued under clause (1), shall not
be varied by any subsequent notification.
What is important to notice is that the castes
or tribes have to be specified in relation to a
given State or Union Territory. That means a
given caste or tribe can be a Scheduled Caste
or a Scheduled Tribe in relation to the State or
Union Territory for which it is specified.”
It is further held:
“We may add that considerations for
specifying a particular caste or tribe or class
for inclusion in the list of Scheduled
Castes/Schedule Tribes or backward classes in
a given State would depend on the nature and
extent of disadvantages and social hardships
suffered by that caste, tribe or class in that
State which may be totally non est in another
State to which persons belonging thereto may
migrate. Coincidentally it may be that a caste
or tribe bearing the same nomenclature is
specified in two States but the considerations
on the basis of which they have been specified
may be totally different. So also the degree of
disadvantages of various elements which
constitute the input for specification may also
be totally different. Therefore, merely because
a given caste is specified in State A as a
Scheduled Caste does not necessarily mean
that if there be another caste bearing the
same nomenclature in another State the
person belonging to the former would be
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entitled to the rights, privileges and benefits
admissible to a member of the Scheduled
Caste of the latter State “for the purposes of
this Constitution”. This is an aspect which has
to be kept in mind and which was very much
in the minds of the Constitution-makers as is
evident from the choice of language of Articles
341 and 342 of the Constitution.”
6.
The latter Constitution Bench reiterated the view
taken by former Constitution Bench in Marri
Chandra Shekhar Rao case.
7.
In S. Pushpa & Ors. vs. Sivachanmugavelu &
3
ors . , a three Judge Bench after referring to Marri
Chandra Shekhar Rao & Action Committee
cases held:
“Part XVI of the Constitution deals with special
provisions relating to certain classes and
contains Articles 330 to 341. Articles 330 and
332 make provision for reservation of seats in
the House of the People and Legislative
Assemblies of the States respectively, for
Scheduled Castes and Scheduled Tribes.
Similar provisions have been made for Anglo-
Indian community in Articles 331 and 333.
Article 338 provides that there will be a
Commission for the Scheduled Castes to be
known as National Commission for the
Scheduled Castes and it also provides for its
composition, powers and duties. Clause (2) of
Article 330 provides that the number of seats
3
(2005) 3 SCC 1
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reserved in the States or Union Territories for
Scheduled Castes or Scheduled Tribes shall
bear, as nearly as may be, the same
proportion to the number of seats allotted to
that State or Union Territory in the House of
the People as the population of the Scheduled
Castes in the State or Union Territory or of the
Scheduled Tribes in the State or Union
Territory, as the case may be, in respect of
which seats are so reserved, bears to the total
population of the State or Union Territory.
Similar provision for reservation of seats in
favour of SC/ST in the Legislative Assembly of
any State is contained in clause (3) of Article
332 of the Constitution. Therefore, in order to
ascertain the number of seats which have to
be reserved for Scheduled Castes or
Scheduled Tribes in the House of the People or
in the Legislative Assembly, it is absolutely
essential to ascertain precisely the population
of the Scheduled Castes or Scheduled Tribes in
the State or Union Territory. A fortiori, for the
purpose of identification, it becomes equally
important to know who would be deemed to
be Scheduled Caste in relation to that State or
Union Territory. This exercise has to be done
strictly in accordance with the Presidential
Order and a migrant Scheduled Caste of
another State cannot be taken into
consideration otherwise it may affect the
number of seats which have to be reserved in
the House of the People or Legislative
Assembly. Though, a migrant SC/ST person of
another State may not be deemed to be so
within the meaning of Articles 341 and 342
after migration to another State but it does
not mean that he ceases to be an SC/ST
altogether and becomes a member of a
forward caste.
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Clauses (1) and (2) of Article 16 guarantee
equality of opportunity to all citizens in the
matter of appointment to any office or of any
other employment under the State. Clauses
(3) to (5), however, lay down several
exceptions to the above rule of equal
opportunity. Article 16(4) is an enabling
provision and confers a discretionary power on
the State to make reservation in the matter of
appointments in favour of “backward classes
of citizens” which in its opinion are not
adequately represented either numerically or
qualitatively in services of the State. But it
confers no constitutional right upon the
members of the backward classes to claim
reservation. Article 16(4) is not controlled by a
Presidential Order issued under Article 341(1)
or Article 342(1) of the Constitution in the
sense that reservation in the matter of
appointment on posts may be made in a State
or Union Territory only for such Scheduled
Castes and Scheduled Tribes which are
mentioned in the Schedule appended to the
Presidential Order for that particular State or
Union Territory. This article does not say that
only such Scheduled Castes and Scheduled
Tribes which are mentioned in the Presidential
Order issued for a particular State alone would
be recognised as backward classes of citizens
and none else. If a State or Union Territory
makes a provision whereunder the benefit of
reservation is extended only to such
Scheduled Castes or Scheduled Tribes which
are recognised as such in relation to that State
or Union Territory then such a provision would
be perfectly valid. However, there would be no
infraction of clause (4) of Article 16 if a Union
Territory by virtue of its peculiar position being
governed by the President as laid down in
Article 239 extends the benefit of reservation
even to such migrant Scheduled Castes or
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Scheduled Tribes who are not mentioned in
the Schedule to the Presidential Order issued
for such Union Territory. The UT of
Pondicherry having adopted a policy of the
Central Government whereunder all Scheduled
Castes or Scheduled Tribes, irrespective of
their State are eligible for posts which are
reserved for SC/ST candidates, no legal
infirmity can be ascribed to such a policy and
the same cannot be held to be contrary to any
provision of law.”
A two Judge Bench in Subhash Chandra & Anr. vs.
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Delhi Subordinate Services Selection Board & Ors.
held that the dicta in S. Pushpa case is an obiter and
does not lay down any binding ratio. We may notice that
a three Judge Bench in S. Pushpa case relied on Marri
Chandra Shekhar Rao & Action Committee … cases
and understood the ratio of those judgments in a
particular manner. In our considered opinion, it was not
open to a two Judge Bench to say that the decision of a
three Judge Bench rendered following the Constitution
Bench judgments to be per incuriam.
8. In Central Board of Dawoodi Bohra Community
5
& Anr. vs. State of Maharashtra & Anr. , a
4
(2009) 15 SCC 458
5
(2005) 2 SCCC 673
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Constitution Bench of this Court in categorical terms
held that the law laid down by the Supreme Court in
a decision delivered by a Bench of larger strength is
binding on any subsequent Bench of lesser or
coequal strength. A Bench of lesser Coram cannot
disagree or dissent from the view of the law taken
by a Bench of larger Coram. In case of doubt all
that the Bench of lesser Coram can do is to invite
the attention of the Chief Justice and request for the
matter being placed for hearing before a Bench of
larger Coram than the Bench whose decision has
come up for consideration. It will be open only for a
Bench of coequal strength to express an opinion
doubting the correctness of the view taken by the
earlier Bench of coequal strength, whereupon the
matter may be placed for hearing before a Bench
consisting of a Coram larger than the one which
pronounced the decision laying down the law the
correctness of which is doubted.
9.
In our view, a two Judge Bench of this Court could
not have held the decision rendered by a three
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Judge Bench in S. Pushpa case to be obiter and per
incuriam .
10.
A very important question of law as to
interpretation of Articles 16 (4), 341 and 342 arises
for consideration in this appeal. Whether Presidential
Order issued under Article 341(1) or Article 342(1)
of the Constitution has any bearing on the State’s
action in making provision for the reservation of
appointments or posts in favour of any backward
class of citizens which, in the opinion of the State, is
not adequately represented in the services under
the State? The extent and nature of interplay and
interaction among Articles 16(4), 341(1) and 342(1)
of the Constitution is required to be resolved.
11. For the aforesaid reasons, therefore, in our view, it
would be appropriate that this case is placed before
the Hon’ble the Chief Justice of India for constituting
a Bench of appropriate strength. The registry is,
accordingly, directed to place the papers before the
Hon’ble the Chief Justice of India for appropriate
directions.
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………………………………………..J.
(B. SUDERSHAN REDDY)
…………………………………………J.
(SURINDER SINGH NIJJAR)
NEW DELHI,
October 7, 2010.