Full Judgment Text
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PETITIONER:
M N.SAMRATH
Vs.
RESPONDENT:
MAROTRAO AND ORS.AND VICE VERSA
DATE OF JUDGMENT04/05/1979
BENCH:
ACT:
Life Insurance Corporation of India (Staff) Regulations
1960, Regulations 25 and 39 vis-a-vis Section 15(g) of the
City of Nagpur Corporation Act 1948, ambit and limit and the
import and interpretation of-Whether Regulation 25(4) read
with Section 15(g) of the Corporation Act 1948 constitutes
or amounts to an ineligibility or disqualification for a
whole time salaried employee of L.I.C. to become a member
of any local authority
HEADNOTE:
Clause (g) of Section 15 of the City of Nagpur
Corporation Act, 1948 lays down that "no person shall be
eligible for election as a Councillor if he is under the
provisions of any law for the time being in force,
ineligible to he a member of any local authority. Under sub-
section (4) of the Life Insurance Corporation of India
(Staff) Regulations, 1960, "No ’employee shall canvass or
otherwise interfere or use his influence in connection with
or take part in an election of any legislature or local
authority". However proviso (iii) to the said sub-section
lays down that "the Chairman may permit an employee to offer
himself as a candidate for election to a local authority and
the employee so permitted shall not be deemed to have
contravened the provisions of the regulation so as to
attract punishment under. Regulation 39, ibid.
The appellant (in C.A. 2406/77) and a returned
candidate as a councillor from ward No. 34 of Nagpur was an
employee of the Life Insurance Corporation. The had not
sought or got the Chairman’s permission to stand for the
election, with the result the election petition filed by his
nearest rival respondent 1 and appellant in C.A. 356 of 1978
on this sole ground of taboo Was accepted by the Court’s
below. The direction given by the trial court declaring
respondent 1 and an elected candidate was however set aside
by the High Court and hence C.A. 356 of 1978 against that
part of the decision by respondent 1 in C.A. 2406/77.
Allowing C.A. 2406/77 and dismissing C.A. 356/78. the
Court
^
HELD
[Per Krishna Iyer J.]
1. The impact of Regulation 25(4) is not to impose
ineligibility on an L.I.C. employee to be a member of a
municipal Corporation. Its effect is not on the candidature
but on the employment itself. The sole and whole object of
Regulation 25 read with Regulation 39, is to lay down a rule
of conduct for the L.I.C. employees. Among the many things
forbidden are for instance prohibition of acceptance of
gifts or speculation in stocks and share. Obviously neither
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Regulation 32 can be read as invalidating a gift to an
L.I.C. employee under the law of gifts, nor Regulation 33 as
nullifying transfer of stocks and shares speculatively
purchased by the L.I.C. employee. Likewise, Regulation
1079
25 while it does mandate that the employee shall not
participate in an election ,4, to a local authority cannot
be read as nullifying the election or disqualifying the
candidate. The contravention of the Regulation invites
disciplinary action which may range from censure to
dismissal [1088H, 1089A-B, 1091G]
2. Section 15(g) of the City of Nagpur Corporation Act,
1948 relates to the realm of election law and eligibility to
be a member of a local authority. Ineligibility must flow
from specific provision of law designed to deny eligibility
or to lay down disqualification.[1089]
3. If a rule of conduct makes it undesirable,
objectionable or punishable for an employee to participate
in election to a local authority, it is a distortion, even
an exaggeration out of proportion, of that provision to
extract out of it a prohibition of a citizen’s franchise to
be a member in the shape of a disqualification from becoming
a member of a local authority. The thrust of Regulation 25
is disciplinary and not disqualificatory. Its intent imposes
its limit, language used by a legislature being only a means
of communicating its will in the given environment. This is
clear from the fact that the Chairman is of the power under
Proviso (iii) to Section 25(4) to permit such participation
by an employee depending on the circumstances of each case.
Even the range of punishment is variable. [1089C-E]
4. There is no ground in public policy to support the
plea to magnify the disciplinary prescription into a
disenfranching taboo. To revere the word to reverse the
sense is to do injustice to the art of interpretation.
Permission is a word of wide import and may even survive the
death of the person who permits. Equally clearly, where a
statute does not necessarily insist on previous permission,
it may be granted even later to have retrospective effect,
or permission once granted may be retracted. [1089, H,
1090A]
5. The strictly literal construction may not often be
logical if the context indicates a contrary legislative
intent. Courts are not victims of verbalism but are agents
of the functional success of legislation, given flexibility
of meaning, if the law will thereby hit the target intended
by the law-maker. A policy-oriented understanding of a legal
provision which does not do violence to the text or the
context gains preference as against a narrow reading of the
words used. So viewed, the core purpose of Regulation 25(4)
is not to clamp down disqualifications regarding elections
but to lay down disciplinary forbiddance on conduct of
government servants qua government servants contravention of
which would invite punishment. This is a purpose oriented
interpretation. [1087H, 1088A, 1090E]
Dr.Hutton v. Phillips, 45 Del. 156, 160, 70A. 2d 15, 17
(1949); quoted with approval.
Sarafatulla Sarkar v. Surja Kumar Mondal A.I.R. 1955
Cal. 382 (DB); Uttam Singh v. S. Kripal Singh A.I.R.
1976 Punj.& Har. 176, approved.
Narayanaswamy Naidu v. Krishnamurthy and Anr. I.L.R.
(1958) Mad. 513; explained
6. Another persuassive factor based on a broader
constitutional principle supporting the semantic attribution
is this : The success of a democracy to
1080
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’tourniquet’ excess of authority depends on citizen
participation. An inert citizenry indifferent to the
political process is an ’enemy of the Republic’s vitality.
Indeed, absolutism thrives on inaction of the members of the
polity. Therefore activist involvement in various aspects of
public affairs by as many citizens as can be persuaded to
interest themselves is a sign of the health and strength of
our democratic system. Local self-Government and adult
franchise give constitutional impetus to the citizens to
take part in public administration, of course, this does not
mean that where a plain conflict of interests between
holding an office and taking part in the political affairs
of government exists, a disqualification cannot be imposed
in public interest. The rule is participation, the exception
exclusion. Viewed from that angle if government servant or
an employee of the L.I.C. participate in local
administration or other election it may well be that he may
forfeit his position as government servant or employment, if
dual devotion is destructive of efficiency as employee and
be subject to disciplinary action-a matter which depends on
a given milieu and potential public mischief. [1091C-F]
7. In election law, a defeated candidate cannot claim a
seat through an election petition, merely out of speculative
possibilities of success. [1092B]
8. It is true that there is no common law rule
applicable in this area and election statutes have to be
strictly construed, but that does not doctrinally drive the
Ccurt to surrender to bizarre verbalism when a different
construction may inject reasonableness into the provision.
Section 428 of the Corporation Act aims at sense and when a
plurality of contestants are in the run other than the one
whose selection is set aside predictability of the next
highest becomes a misty venture. The rule in section 428
contains the corrective in such situations and the pregnant
expression against whose election no cause or objection is
found gives jurisdiction to the Court to deny the
declaration by the next highest and to direct a fresh
election when the constituency will speak. [1092C-E]
Pyale Saheb Gulzar Chhotumiyan Sawazi v. Dashrath
Wasudeo and Ors. 1977 Mah. L.J. p. 246; approved.
Sukhdev Singh v. Bhagatram, [19751 3 S.C R. 619; [1975]
I SCC 421, held inapplicable.
Per Tulzapurkar J. (contra)
1. The words "any law for the time being in force"
occurring in Section 15(g) of the City of Nagpur Corporation
Act, 1948 in the context refers to the law in force at the
relevant time, that is, at the time of nomination or
election when the question of disqualification or
ineligibility arises for consideration.
2. On proper construction Regulation 25(4) of the L.I
C. (Staff) Regulations 1960 read with section 15(g) of the
Corporation Act imposes a disqualification on or creates an
ineligibility for the employees of Life Insurance
Corporation to stand for election to any local authority.
[1097D-E]
(a) In the first place the heading of the Regulation
clearly shows that it deals with the topic and intends to
provide a prohibition against standing for election.
Secondly, cl. (4) of the said Regulation in plain and
express terms provides: (No employee shall .... take part in
an election to any local authority"). In other words, by
using negative language it puts a complete
1081
embargo subject to proviso (iii)] upon every employee from
taking part in an election to any local authority. [1097F-H]
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(b) To say That Regulation 25(4) merely creates a
prohibition against standing for election but does not
create any ineligibility or disqualification to stand for an
election is merely to a quibble at words. There s no
distinction between a legal prohibition against a person
standing for election and the imposition of an ineligibility
or disqualification upon him so to stand. [1097H, 1098A]
(c) It is true that the purpose of framing Staff
Regulations was and is to decline the terms and conditions
of service of the employees of the L.I.C and that being the
purpose it is but natural that a provision for imposition of
penalties four breach of such Regulations would also be made
therein. In fact the validity of such prohibition contained
in the concerned Regulation rests upon the postulate that it
prescribes a code of conduct for the employees and as such
it would be within the Regulation making power conferred on
the L.I.C. under s. 49 of the L.I.C. Act 1956 but while
prescribing a code of Conduct the Regulation simultaneously
creates a disqualification or ineligibility for the employee
to stand for election to any local authority. [1098A-C]
(d) To construe Regulation 25(4) as merely prescribing
a code of conduct breach whereof is made punishable under
Regulation 39 and not imposing a disqualification or.
ineligibility upon the employees to stand for election to a
local authority would amount to rendering a residuary
provision like s. 15(g) in the Corporation Act otiose.
[1098C-D]
3. The cases falling within the aspects emerging from
Regulation ‘ and proviso (iii) to Regulation 25(4) are
completely taken out of the prohibition contained in
Regulation 25(4). Proviso (iii) to Regulation 25(4) is
similar to the proviso tc. s. 15 of the Corporation Act
under which a disqualification under cls. (e) (f) (g) or-
(i) could be removed by an order of the Provincial
Government in that behalf and obviously when any one of
those disqualifications is removed by an order of the
Provincial Government under the proviso the case would
clearly be outside s. 15. Tn other words the two aspects (i)
that certain employees under Regulation 2 would not be
governed by the Staff Regulations at all and would not
therefore be hit by the prohibition and (ii) that upon
permission being obtained from the Chairman under proviso
(iii) the employee would be outside the prohibition have no
bearing on the questions of proper construction of
Regulation 25 (4). [1098E-F]
In the instant case the returned candidate suffered a
disqualification or rather was under an ineligibility under
Regulation 25(4) read with s. 15 (g) of the Corporation Act
1948 which vitiated his election; if he were keen on active
participation in the democratic process it was open to him
to do so by either resigning his post or obtaining the
Chairman’s permission before offering his candidature but
his right as a citizen to keep up the Republic’s vitality
by active participation in the political process cannot be
secured to him by a purpose-orientated construction of the
relevant Regulation [1011D-F]
G. Narayanaswamy Naidu v. C. Krishnamurthy and Anr.
I.L.R. 1938 Mad. 513; explained and approved.
13-409 SCI/79
1082
Md Sarafatulla Sarkar v. Surja Kumar Mondal, A.I.R.
1955 Cal. 382 distinguished.
Uttam singh v. S. Kripal Singh and Anr., A.I.R. 1976 P
JUDGMENT:
HELD FURTHER (Concurring)
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4. C.A 356 of 1978 should be dismissed. The declaration
granted to the appellant by the learned Assistant Judge
under s. 428(2) of the Corporation Act, 1948 should never
have been granted. It is true that the election-petitioner
secured the next highest number of votes but that by itself
would not entitle him to meet a declaration in his favour
that he be deemed to have been duly elected as a Councillor
from Ward No. 34. [1102G-H]
5. Section 428(2) is not that absolute for the relevant
part of sub-s. (2) provides that if the election of the
returned candidate is either. declared to be null and void
or is set aside the District Court "shall direct that the
candidate, if any, in whose favour- next highest number of
valid votes is recorded after the said person or after all
the persons who have returned at the said election and
against whose election the case or objection is found shall
be deemed to have been elected". The words "against whose
election no cause or objection is found" give jurisdiction
to the District Court to deny the declaration to the
candidate who has secured the next best votes. [1103A-B]
6. The High Court has rightly taken the view that there
was no material on record to show how the voters, who had
voted for the returned candidate, would have Cast their
votes had they known about the disqualification. [1103B-C]
Observation
1. Judges and lawyers always clamour for legislative
simplicity and when legislative simplicity is writ large on
the concerned provision and the text of the provision is
unambiguous and not susceptible to dual interpretation, it.
would not be permissible for a court, by indulging in
nuances semantics and interpretative acrobatics to reach the
opposite conclusion than is warranted by its plain text and
make it plausible or justify it by spacious references to
the object, purpose or scheme of the legislation or in the
name of judicial activism. [1093A-B]
2. Prefaces and exordial exercises, perorations and
sermons as also theses almost every judgment irrespective of
whether the subject or the context or language that needs
simplification, have ordinarily no proper place in judicial
pronouncements. In any case. day in and day out indulgence
in these in almost every judgment irrespective of whether
the subject or the context or the occasion demands it or
not, serves little purpose, and surely such indulgence
becomes indefensible when matters are to be disposed of in
terms of settlement arrived at between the parties or for
the sake of expounding the law while rejecting the approach
to the Court at the threshold on preliminary grounds such as
non-maintainability laches and the like. Judicial activism
in many cases is the result of legislative inactivity and
the role of a Judge as a law-maker has been applauded but it
has been criticised also lauded-when it is played within the
common law tradition but criticised when it is carried to
extremes. [1101F-H, 1102A-B]
1083
Pathak, J, (Concurring)
1. Section 15 of the Nagpur Corporation Act declares a
person ineligible for election as a Councillor on any one of
the several grounds. He may be ineligible because he is not
a citizen of India, that is the say, he lacks in point of
legal status. He may also be intelligible in point of lack
of capacity defined by reference to disqualifying
circumstances, for example, he may nave beer adjudged by a
competent court to be of unsound mind. The disqualification
1 may be found, by nature of clause (g) under the provisions
of any subsisting law. But the law must provide that he is
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ineligible to be a member of any local authority. The law
must deal with ineligibility for membership, and in the
context of section 15, that must be ineligibility for
election. lt must be a law concerned with elections. Clause
(g) is a residual clause. not uncommonly found wherever
provision of an election law sets forth specified category
of disqualified or ineligible person and thereafter includes
a residual clause, leaving the definition of remaining
categories of the other laws. These other laws must also be
election laws. An example is the Representation of the
people Act, 1951 which is relevant to Article 102(1)(e) and
Article 191 (I)(e) of the Constitution. Since section 15 of
the Nagpur Corporation Act is a provision of the election
law, clause (g) must be so construed that the law providing
for ineligibility contemplated therein must also be of the
same nature, that is to say, election law. [1104G-H, 1105A-
C]
2. Regulation 25(4) of the (Staff) Regulations is not a
law, dealing with elections. Chapter III of the (Staff)
Regulations, in which Regulation 25 is found, deals with
’conduct, discipline and appeals’ in regard to employees of
the Life Insurance Corporation of India. A conspectus of the
provision contained in the Chapter, from section 20 to SO
shows that it deals with nothing else. This is a body of
provisions defining and controlling the conduct of employees
in order to ensure efficiency and discipline in the
Corporation, and providing for penalties (Section 39)
against erring employees. Regulation 25 prohibits
participation in politics and standing for elections.
Regulation 25(4) forbids an employee not only from taking
part in an election to any legislature or local authority,
but also from canvassing or otherwise interfering or using
his influence, in connection with such an election. If he
does, he will be guilty of a breach of discipline,
punishable under Regulation 39. Regulation 25(4) is a norm
of discipline. In substance it is nothing else. In
substance, it is not a provision of. election law. It cannot
be construed as defining a ground of electoral
ineligibility. All that it says to the employee is: ’ while
you may be eligible for election to a legislature or local
authority by virtue of your local status or capacity. you
shall not exercise that right if you wish to conform to the
discipline of your service." [1105D-G]
3. The right to stand for election flows from the
election law-Regulation 25(4) does not take away or abrogate
the right; it merely seeks to restrain the employee from
exercising it in the interest of service discipline. If in
fact the employee exercises the right, he may be punished
under Regulation 39 with any of the penalties visited on an
employee-a penalty which takes its colour from the relevance
of ’employment, and has nothing to do with the election law.
No penalty under Chapter III of the (Staff) Regulations can
provide for invalidating the election of an employee to a
legislature or a local authority. [1105G-H, 1106A]
1084
When the restraint on standing for election imposed by
Regulation 25(4) has to be removed, it is by the Chairman of
the Life Insurance Corporation of India under the third
proviso. When he does so, it is as a superior in the
hierarchy of service concerned with service discipline. He
does not do so as an authority concerned with elections.
Therefore Regulation 25(4) of the staff Regulations is not a
law within the contemplation of Section 15(g) of the Nagpur
Corporation Act. Samarth must therefore, succeed in his
appeal. That being so, Marotrao must fail in his. Samarth
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having been duly elected to the office of Councillor
Marotrao cannot claim the same office for himself. [1106A-
C,D]
G. Narayanaswamy Naidu v. C. Krishnamurthy & Anr.. ILR
[1958] Mad. S 13, disapproved.
Md. Sarafatulla sarkar v. Suraj Kumar Mandal, A.I.R.
1935 Cal. 302 Uttam Singh v.S. Kirpal Singh, AIR 1976
Punj. & Har. 176; approved.
&
CIVIL APPELLATE JURISDICTION: Civil Appeal Nos. 2406/77
and 356/ 78.
Appeals by Special Leave from the Judgment and order
dated 1-9-77 of the Bombay High Court in SCA No. l/77.
A. P. Deshpande and M. S. Gupta for the Appellant in CA
No. 2406/77 and Respondent in CA No. 356/78.
H.W. Dhabe and A. G. Ratnaparkhi for the Appellant in
CA No. 356/78 and for the Respondent in CA No. 2406/77.
The following Judgments of the Court were delivered:
KRISHNA IYER, J. A tricky issue of statutory
construction, beset with semantic ambiguity and pervasive
possibility, and a prickly provision which, if interpreted
literally, leads to absurdity and if construed liberally,
leads to rationality, confront the court in these dual
appeals by special leave spinning around the eligibility for
candidature of an employee under the Life Insurance
Corporation and the declaration of his rival, 1st
respondent, as duly returned in a City Corporation election
A tremendous trifle in one sense, since almost the whole
term has run out. And yet, divergent decisions of Division
Benches of Madras and Calcutta and a recent unanimous ruling
of a Bench of five judges of Punjab and Haryana together
with the Bombay High Court’s decision under appeal have made
the precedential erudition sufficiently conflicting for this
Court to intervene and declare the law, guided by the
legislative text but informed by the imperatives of our
constitutional order. The sister appeal filed by the
respondent relates to that part of the judgment of the High
Court reverses the declaration grated by the trial judge
that he be deemed the returned candidate.
1085
This little preface leads us on to a brief narration of
the admitted facts. The appellant (in C.A. 2406 of 1977) was
d candidate for election to the Corporation of the City of
Nagpur from Ward 34 and his nearest rival was the 1st
respondent, although there were other candidates also.
Judged by the plurality cf votes, the appellant secured a
large lead over his opponents and was declared elected. The
and of the poll process is often the beginning of the
forensic process at the instance of the defeated-candidates
with its protracted trial and appeals upon appeals, thus
making elections doubly expensive and terribly traumatic.
the habit of accepting defeat with grace, save in gross
cases, is a sign of country’s democratic maturity. Anyway,
in the present case, when the appellant was declared the
returned candidate the respondent. challenged the verdict in
court on a simple legal ground of ineligibility of the
former who was, during the election, a development officer
under the Life Insurance Corporation (for short, the LIC) .
The lethal legal infirmity, pressed with success, by the
respondent was that under Regulation 25 of the Life
Insurance Corporation of India (Staff) Regulations, 1960
(briefly, the Regulations framed by the LIC, all its
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employees were under an embargo on taking part in municipal
elections, save with the permission of the Chairman.
Therefore, the appellant who was such an employee and had
not sought or got the Chairman’s permission laboured under a
legal ineligibility as contemplated in l,’’ s. 15(g) of the
City of Nagpur Corporation Act, 1948 (hereinafter referred
to as the Act’. Both the Courts below shot down the poll
verdict with this statutory projectile and the aggrieved
appellant urges before us the futility of this invalidatory
argument.
Section 15(g) is seemingly simple and reads:
15. No person shall be eligible for election as a
Councillor if he-
xx xx xx
(g) is under the provisions of any law for the
time being in force, ineligible to be a
member of any local authority; G
So, the search is for any provision of law rendering the
returned candidate ineligible to be a member. The fatal
discovery of ineligibility made by the respondent consists
in the incontestable fact that the appellant was at the
relevant time an LIC employee bound by the Regulations,
which have the force of Law? having been framed under s. 49
of the LIC Act, 1956. The concerned clause is Regulation
25(4) which reads thus:
1086
"25 (4) No employee shall canvass or otherwise
interfere or use his influence, in connection with
or take part in an election to any legislature or
local authority. Provided that-
xx xx xx
(iii) the Chairman may permit an employee
to offer himself as a candidate for
election to a local authority and the
employee so permitted shall not be
deemed to have contravened the
provisions of this regulation.
xx xx xx
A complementary regulation arming the Management with
power to take action for breach of this ban is found in
Regulation 39 which states:
39(1). Without prejudice to the provisions of
other regulations, any one or more of the following
penalties for good and sufficient reasons, and as
hereinafter provided be imposed by the disciplinary
authority specified in Schedule on an employee who
commits a breach of regulations of the Corporation,
or.. "
The crucial issue is whether this taboo in Regulation
25(4) spells electoral ineligibility or merely sets rules of
conduct and discipline for employees, violation of which
will be visited with punishment but does not spill over into
the area of election law.
Two decisions, one of Calcutta Sarafatulla Sarkar v.
Surja Kumar Mondal(1) and the other of Punjab & Haryana
Uttam Singh v. S. Kirpal Singh (Z) support the appellant’s
position that mere rules regulating service discipline and
conduct, even though they have the force of law, cannot
operationally be expanded into an interdict on candidature
or amount to ineligibility for standing for election.
Chakravarthi, C.J., speaking for a Bench of the Calcutta
High Court upheld the stand (1)
"it appears to me to be ’abundantly’ clear that in
so far as the Government Servants’ Conduct Rules
provide tor discipline and document (conduct?) and, in
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doing so, forbid conduct of certain varieties their aim
is merely regulation of the conduct of Government
servants, as such
(l) A.I.R. 1955 Cal. 382.
(2) A. I. R. 1976 P. &. H. 176.
1087
servants, and that aim is sought to be attained by
prescribing certain rules of correct conduct and laying
down penal ties for their breach. If a Government
servant disregards any of the Rules which bear upon
discipline and conduct and conducts himself in a manner
not approved by the Rules or forbidden by them, he may
incur the penalties for which the Rules provide. It
cannot, however, be that any of his other rights as a
citizen will be affected. Taking the present case, if a
Government servant violates the prohibition against
offering himself as a candidate for election to one or
another of the bodies mentioned in Rule 23, he May
incur dismissal or such other penalty as the
authorities may consider called for, but the breach of
the conditions of service committed by him cannot
disenfranchise or take away from him any of the rights
which he has in the capacity of the holder of
franchise.
While, therefore, a Government servant offering
him ’ self for election to one of the bodies mentioned
in Rule 23, may bring upon himself disciplinary action,
which may go as far as dismissal, the consequence
cannot also be that his election will be invalid or.
that the validity of his election will be affected by
the breach. The disqualification imposed by Rule 23 is
of the nature of a personal bar which can be
overstepped only at the Government servant’s peril as
regards his membership, of a service under the
Government. It is not and cannot be an absolute
disqualification in the nature of ineligibility.
What the Rule enjoins is that a Government servant
shall not take part in any election and that he shall
also not take part in the form of offering himself as a
candidate The prohibition is directed at personal
conduct and not at rights owned by the Government
servant concerned. Illustrations of an absolute
prohibition of the nature of a real disqualification or
ineligibility will be found in Sections 63- E(l) and
80-B, Government of India Act 1915-19 and Article 102
and 1901 of the present Constitution which deal, in
both cases with qualification for election, to the
Central or the State Legislature
In his view, the core purpose of Regulation 25(4) is
not to clamp down disqualifications regarding elections but
to lay down disciplinary forbiddance on conduct of
Government servants qua
1088
government servants contravention of which would invite
punishment. If we may say so, this is a purpose-oriented
interpretation.
A Five-Judge Bench of the Punjab & Haryana High Court
adopted this reasoning in a situation akin to ours and
repelled the further submission that the disqualification
was founded on the policy that an employee of the
Corporation, if he became a member of the Legislature or
City Corporation would not be able to carry out his
functions. The court also dissented from a Division Bench
decision of the Madras High Court which took a contrary
view.
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It is fair to notice the Madras ruling before we
discuss the fundamentals and declare the law as we read it
to be. In the Madras case Narayanaswamy v. Krishnamurth,(1)
which related to an Assembly seat) the court felt that the
point was not free from difficulty but reached the
conclusion that the Regulation made by the LIC was perhaps
intended to ensure undivided attention upon their duties as
such employees but it also operated as a disqualification.
The contention before the court was somewhat different. The
question posed was whether the concerned Regulation could be
treated as law which fulfilled the requirements of Art.
191(1) (e) of the Constitution. The major consideration of
the court was as to whether a regulation to ensure proper
performance of duties by the employees of the Corporation
could also be treated as a law imposing disqualification.
Even so, making a liberal approach to the line of reasoning
of the court we may consider the observation as striking a
contrary note.
We do not examine, not having been invited to do so,
whether Parliament or its delegate could enact a law
relating to elections to local bodies, cl topic which falls
within the State List. We confine ourselves to the sole
question debated at the Bar as to the ambit and limit, the
import and interpretation of Regulation 25(4) of the LIC
Regulations, vis a vis s. IS(g) of the Act.
The Regulations have been framed under s.49 of the LIC
Act and a conspectus of the various chapters convincingly
brings home the purpose thereof. All the Regulations and the
Schedules exclusively devote themselves to defining the
terms and conditions of service of the staff. Regulation 25
comes within chapter III dealing with conduct and discipline
of the employees. Regulation 39 deals with penalties for
misconduct and Regulation 40 deals with appeals. The
inference is irresistible that the sole and whole object of
Regulation 25, read with Regulation 39, is to lay down a
rule of conduct for the
I .R. (1958) Mad. 513
1089
LIC employees. Among the many things forbidden are, for
instance, prohibition of acceptance of gifts or speculation
in stocks and shares. Obviously we cannot read Regulation 32
as invalidating a gift to an LIC employee under the law of
gifts, or Regulation 33 as nullifying transfer of stocks and
shares speculatively purchased by an LIC employee. Likewise.
Regulation 25 while it does mandate that the employee shall
not participate in an election to a local authority cannot
be read as nullifying the election or disqualifying the
candidate. The contravention of the Regulation invites
disciplinary action, which may range from censure to
dismissal.
Section 15(g) relates to the realm of election law and
eligibility Cr to be a member of a local authority.
Ineligibility must flow from a specific provision of law
designed to deny eligibility or to lay down
disqualification. If a rule or conduct makes it undesirable,
objectionable or punishable for an employe to participate in
elections to a local authority it is a distortion, even an
exaggeration out of proportion, of that provision to extract
out of it a prohibition of a citizen‘s franchise to be
member in the shape of a disqualification from becoming a
member of a local authority. The thrust of Regulation 25 is
disciplinary not disqualification. Its intent imposes its
limit, language used by a legislature being only a means of
communicating its will in the given environment. This is
obvious from the fact that the Chairman is given the power
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to permit such participation by an employee 15 depending on
the circumstance of each case. Even the range of punishments
is variable. No ground rooted in public policy compels us to
magnify the disciplinary prescription into a
disenfranchising taboo. To revere the word to reverse the
sense is to do justice to the art of interpretation. Reed
Dickeron quotes a passage from an American case to highlight
the guideline :(’) F
"The meaning of some words in a statute may be
enlarged or restricted in order-to harmonize them with
the legislative intent of the entire statute....It is
the spirit.... of the statute which should govern over
the literal meaning
There is a further difficulty in construing the Regulation
as stipulating an ineligibility for candidature because
there is a proviso therein for the Chairman to grant
permission to the employee to participate in elections
Permission is a word of wide import and may even survive the
death of the person Who permits (Kally v. Cornhill Insurance
Co.
(1) The Interpretation and Application of Statutes by Reed
Dickerson, pr 199.
1090
Ltd.(1) Equally clearly, where a statute does not
necessarily insist on previous permission it may be granted
even later to have retrospective effect. Or permission once
granted may be retracted. These legal possibilities will
create puzzlesome anomalies if we treat the Regulations a
ban on participation in election. An employee may stand as a
candidate after securing permission, but in the course of
the election the Chairman may withdraw the permission. What
happens then ? An employee may be refused permission in the
beginning and if he still contests and wins it is
conceivable that the Chairman may grant him permission which
may remove the disability. In such a case, one who was
ineligible at one stage becomes eligible at a later state.
Other odd consequences may also be conceived of, although it
is not necessary to figure them out. The rationale of the
Regulation rather, its thrust, is disciplinary not
disqualificatory.
It is quite conceivable, if the legislature so
expresses itself unequivocally, that even in a law dealing
with disciplinary control, to enforce electoral
disqualifications provided the legislature has competence.
The present provision docs not go so far.
Even assuming that literality in construction has
tenability in given circumstances, the doctrinal development
in the nature of judicial interpretation takes us to other
methods like the teleological. the textual, the contextual
and the functional. The strictly literal may rot often be
logical if the context indicates a contrary legislative
intent. Courts are not victims of verbalism but are agents
of the functional success of legislation, given flexibility
of meaning, if the law will thereby hit the target intended
by the law-maker. Here the emphasis lies on the function,
utility aim and purpose which the provision has to fulfil. A
policy-oriented understanding of a legal provision which
does not do violence to the text or the context gains
preference as against a narrow reading of the words used.
Indeed, this approach is a version of the plain meaning
rule,(2) and has judicial sanction. In Hutton v. Phillips
the Supreme Court of Delaware said:(1)
(Interpretation) involves far more than picking
out dictionary definitions of words or expressions used
Consideration of the context and the setting is
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indispensable properly to ascertain a meaning . In
saying that a verbal expression is plain or
unambiguous, we mean little more than that we are
convinced that virtually anyone competent to
(1)[1964] 1 All; R. 321, H.L. per Lord Dilhorne, L. C. at p.
323.
(2)The Interpretation and Application of Statutes by Reed
Dickerson p. 231.
(3)45 Del .156,160, 70 A. 2nd IS, 17 (1949) .
1091
understand it,and desiring fairly and impartially to
ascertain its signification would attribute to the
expression in its context a meaning such as the one we
derive rather than any other and would consider any
different meaning by comparison or far fetched, or
unusual, or unlikely."
This perceptive process leaves us in no doubt the
soundness of the interpretation which has appealed to the
Full Bench of the Punjab and Haryana High Court.
There is a broader constitutional principle which
supports this semantic attribution. The success of our
democracy to ’tourniquet’ zenry indifferent to the political
process an enemy of the Republic’s vitality. Indeed
absolutism thrives on inaction of the members of the polity.
Therefore activist involvement in various aspects of publics
affairs by as many citizens as can be persuaded to interest
themselves is as sign of the health and strength of our
democratic system. Local self government and adult franchise
give constitutional impetus to the citizens to take part in
public administration. Of course this does not mean that
where a plain conflict of interest between holding an office
and talking part in in the political affairs of government
exists, a disqualification can not be imposed in public
interest. The rule is participation the exception exclusion.
Viewed from that angle if a government servant or an
employee of the LIC participate in local administration of
other election it may well be that he may well be that he
may forfeit his position as government servant or employment
if dual devotion is destructive of efficiency as employee
and be subject to disciplinary action- a matter which
depends on a given milieu and potential public mischief. I
am not resting my decision on this general consideration but
mention this persuasive factor as broadly supportive our
conclusion.
I hold that the impact of Regulation 25(4) is not to
impose ineligibility on an LIC employee to be a member of a
municipal corporation. Its effect is not on the candidature
but on the employment itself. In the present case, I am told
that the appellant has since resigned his post. The ultimate
result of the reasoning that appeals to us is that the
judgement of the High Court must be reversed and the
appellant restored to the poll verdict and be regarded as
validly returned member of the Nagpur City Corporation.
1092
In this view, the next appeal by the first respondent
does not fall to be considered although counsel has pressed
his contention that the High Court was wrong. I do not think
it necessary to discuss elaborately the legal issue except
to state that the view taken by the Bombay High Court in
pyare Saheb’s case (1) is correct. I am constrained to state
that the draftsmanship of the provision is dubious and court
in this decision has had to salvage sense out of alternative
absurdity flowing from fidelity to pedantry. It is clear in
election law,that a defeated candidate cannot claim a seat
through an election petition merely out of speculative
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possibilities of success. The reasoning of the Bombay High
Court not merely accords with the well known criteria
incorporated in the Representation of the people Act, 1951
as well as in the rulings thereon by this Court but also is
in consonance with the election sense. It is true that there
is no common law rule applicable in this area and election
statutes have to be strictly construed but that does not
doctrinally drive the Court to surrender to bizarre
verbalism when a different construction may inject
reasonableness i n to the provision.
Section 428 of the Corporation Act aims at sense and
when a plurality of contestants are in the run other than
the one whose election is set aside, predictability of the
next highest becomes a misty venture. The rule in s.428
contains the corrective in such situation s and the pregnant
expression against whose election no cause or objection is
found gives jurisdiction to the Court to deny the
declaration by the next highest and to direct a fresh
election when the constituency will speak. We concur in the
reasoning of Masodkar, j in the said ruling.(2)
The reliance of Sukh Dev s case (3) by the counsel is
inept. I am satisfied that the view of the High Court on
this branch of the case is correct. I would therefore appeal
No. 2406 of 1977 and dismiss appeal no 356 to 1978. parties
will bear their costs at this late when long litigation has
kept in suspended animation the constituency’s right to
representation.
Tulzapurkar, J -I have had the benefit of reading the
judgement of my esteemed brother Krishna Iyer in these
appeals whereby he proposes to allow the returned candidates
appeal (CA No 2406 of 1977) and dismiss the election
petitioner’s appeal (C.A.NO.356
(1) Pyare Saheb Gulzar Chhotumiya Sawazi v. Dashrath
Wasudeo Doff & Others 1977 Mah. L. J. 246
(2) 1977 Mah. L. J. 246.
(3) Sukhdev Singh v. Bhagatram [1975] 3 S.C.R. 619=[1975] 1
S.C.C. 421
1093
of 1978) but I regret my inability to agree with him as in
my view both the appeals deserve to be dismissed.
Judges and lawyers always clamour for legislative
simplicity and when, as is the case here, legislative
simplicity is writ large on the concerned provision and the
text of the provision is unambiguous and not susceptible to
dual interpretation, it would not be permissible for a Court
by indulging i nuances semantics and interpretative
acrobatics, to reach the opposite conclusion than is
warranted by its plain text and make it plausible or justify
it by spacious references to the object purpose or scheme of
the legislation or in the name of judicial activism.
Election of Councillors to the Municipal Corporation of
city of Nagpur was held on January 29 1975 whereat form ward
no 34 Manohar Samarth (Appellant in Civil Appeal NO
Marotrao Jadhav and three others (being respondent 1 to 4 in
the said Civil Appeal) were the contesting candidates. After
the polling was over Manohar Samarth (hereinafter called the
returned candidate was declared successful he having secured
1428 votes as against 943 secured by Marotrao Jadhav, 849 by
respondent no 2 572 by respondent No 3 and 748 by respondent
No 4. Marotrao Jadhav (hereinafter referred to as the
election petitioner ) challenged the election of the
returned candidate from the said ward by filling an election
petition (being Election petition No 6 of 1975) before the
District Judge, Nagpur under s. 428 of ’the Corporation
Act.) principally on the ground that the returned candidate
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being a Development officer and a salaried employee in the
Life Insurance Corporation (for short the L.I.C.) had
neither sought nor obtained the Chairman s permission for
offering his candidature and as such was disqualified from
standing at the election under s. 15 (g) of the Corporation
1960. The election was also challenged on ground of corrupt
practices, communal propaganda and distribution of malicious
and defamatory hand bills on the part of the returned
candidate. In his written statement the returned candidate
refuted all the grounds on which his election was
challenged. On the evidence and materials produced by the
parties the learned Assistant Judge. who heard the matter
came to the conclusion that he returned candidate who was
working as a Development officer in the L.I.C. was its
whole time salaried employee and since he had contested the
election without seeking or obtaining the permission of the
Chairman of the L.I.C. he suffered a disqualification under
s. 15(g) of the 10
1094
Corporation Act read with Regulation 25 (4) of the L.I.C.
(staff) Regulations, 1960 which vitiated his election. On
the other ground of challenge namely commission of corrupt
practices and indulgence in communal propaganda and
distribution of malicious and defamatory hand bills a
finding was recorded in favour of the returned candidate and
against the election petitioner. In the result by her order
dated December 21 1976 ,the learned Assistant Judge set
aside the election of the returned candidate as being null
and void and acting under s.428 (2) granted a further
declaration that since the election petitioner had secured
second highest votes, he shall be deemed to have been
elected as a Councillor from that ward.
The decision of the learned Assistant Judge was
challenged by the returned candidate by filing a writ
petition (Special Civil Application No. 1 of 1977) before
the Nagpur Bench of the Bombay High Court. The High Court
confirmed the view of the learned Assistant Judge that the
returned candidate suffered a disqualification which
vitiated his election but quashed the declaration granted in
favour of the election-petitioner on the ground that though
he had secured the next highest votes there was no material
on record from which it could be inferred that had the
disqualification of the returned candidate been known to the
voters they (the voters) would have definitely returned him
as their Councillor to the Municipal Corporation from Ward
No. 34. The High Court, therefore, directed that a fresh
election to fill the vacancy be held in accordance with law.
Civil Appeal No. 2406/77 has been preferred by the returned
candidate challenging the High Court’s view on his
disqualification while Civil Appeal No. 356/78 has been
filed by the election petitioner against that part of the
decision which has gone against him.
Dealing first with Civil Appeal No. 2406/1977 counsel
for the returned candidate (the appellant) pressed only one
contention in support of the appeal. He contended that
Regulation 25(4) framed under s. 49(b) & (bb) of the L.I.C.
Act, 1956, upon proper construction was 2 mere prohibition
and not a measure laying down any disqualification.
According to him the L.I.C. (Staff) Regulations 1960 merely
laid down the terms and conditions of service of the staff
of the L.I.C. and Regulation 25(4) prescribes a code of
conduct for the staff, a breach whereof would entail any of
the penalties specified in Regulation. 39 and since in the
instant case the returned candidate had offered his
candidature without seeking or obtaining permission of the
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Chairman he could be said to have committed a breach of one
of the terms or conditions of his service for which any
penalty ranging
1095
from censure to dismissal could be imposed upon him but the
purpose A of Regulation 25 (4) was not the enactment of any
disqualification and as such the terms of s.15(g) of the
Corporation Act were not answered by the mere fact that the
returned candidate was an employee of the L.I.C. and was
subject to Regulation 25(4). Reference was also made to
Regulation 2 and provision (iii) to Regulation 25(4) B, to
lend support to the said contention. It was pointed out that
Regulation No. 2 made the Staff Regulations applicable to
every wholetime salaried employee of the L.I.C. in India
"unless otherwise provided by the terms of any contract.
agreement or letter of appointment" which Clearly suggested
that certain whole-time salaried employees of the L.I.C.
whose terms and conditions of service were other- wise
governed by a contract, agreement or letter of appointment
would outside the purview of these Regulations and the
prohibition contained in Regulation 25(4) would not apply to
such employees; similarly, it was pointed out that the
prohibition under Regulation 25(4) itself was not absolute
inasmuch as under proviso (iii) thereto the employee could
offer himself as a candidate for election to a local
authority with the permission of the Chairman. It was
contended that these aspects also showed that the
prohibition under Regulation 25(4) did not amount to a
disqualification. In support of the construction sought to
be placed on Regulation 25(4) counsel relied upon two
decisions one of the Calcutta High Court in Md. Sarfatulla
Sarkar v. Surja Kumar Mondal and ors.(l) and the other a
Full Bench decision of the Punjab & Haryana High Court in
Uttam Singh v. S. Kripal Singh & Anr.(2) on the other hand,
counsel for the election-petitioner (first respondent)
supported the view of the High Court that Regulation 25(4)
read with s. 15(g) of the Corporation Act clearly amounted
to a disqualification or ineligibility which vitiated the
election of the returned candidate. He relied upon the
Madras High Court’s decision in G. Narayanaswamy Naidu v. C.
Krishnamurthi & Anr.(3) and urged that the Calcutta decision
was clearly distinguishable and as against the Full Bench
decision of Punjab and Haryana High Court which merely
followed the Calcutta decision he pressed the Madras High
Court’s view for our acceptance. According to him the
aspects emerging from Regulation 2 and proviso (iii) to
Regulation 25(4) had no relevance to the issue of the proper
construction of Regulation 25(4) read with s. 15(g) of the
Corporation Act. He pointed out that cases falling within
the two aspects emerging from Regulation 2 and proviso (iii)
to Regulation 25(4) were
(l) A. T. R. 1935 Cal. 382.
(2) A. 1. R. 1976 P. & H. 116.
(3) r. L. R. 1958 Mad. 513.
1096
completely outside the prohibition, while the real issue was
whether or not a case properly falling within the
prohibition contained in Regulation 25(4) would entail a
disqualification or ineligibility.
Since the question turns upon the proper construction
of Regulation 25(4) of the L.I.C. (Staff) Regulation 1960
read with s. 15(g) of the Corporation Act it will be
desirable to set out the material provisions. Section 15 of
the Corporation Act enumerates in cls. (a) to (i) the
several’ disqualifications of candidates for election and S.
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15(g), which is by way of a residuary provision, runs thus:
"15. No person shall be eligible for election,
selection, or or appointment as a Councillor if he-
(g) is under the provisions of any law for the
time being in force, ineligible to be a
member of any local authority,
Provided that a disqualification under clause
(e), (f), (g) or (i) may be removed by an
order of The Provincial Government in this
behalf."
Regulation 25(4) together with proviso (iii) runs thus:
"25. Prohibition against participation in Politics
and standing for Elections:
(4) No employee shall canvass or otherwise
interfere or use his influence in connection
with or take part in an election to any
legislature or local authority
Provided that-
(iii) the Chairman may permit an employee to
offer himself as a candidate for election to
a local authority and the employee so
permitted shall not be deemed to have
contravened the pro visions of this
regulation."
It may be stated that Regulation 39 provides for imposition
of several penalties ranging from censure to dismissal upon
an employee if he were to commit a breach of any of the
Staff Regulations.
The simple question is whether Regulation 25(4) read
with s. 15(g) constitutes or amounts to an ineligibility or
disqualification for a whole-time salaried employee of
L.I.C. to become a member of any local authority. In other
words, is Regulation 25(4) a provision of law for the time
being in force that renders a whole-time salaried
1097
employee of L.I.C. ineligible to be a member of the
Municipal Corporation within the meaning of s. 15(g) of the
Corporation Act? Before I consider this question of
construction certain positions which were not disputed
during the course of the arguments may be stated. It was not
disputed that at the relevant time, that is, at the time of
the nomination as well as the time of election the returned
candidate was a whole-time salaried employee of the L.I.C.
working as its Development officer and as such he was
subject to the Staff Regulations. It was also not disputed
that under proviso (iii) to Regulation ’25(4) he did not
obtain the permission from the Chairman of the L.I.C. for
the purpose of offering himself as a candidate at the
election of the Municipal Corporation. It was further not
disputed that Regulation 25(4) being a statutory regulation
framed under s. 49(2) of the L.I.C. Act. 1956 had the force
of law. Further, though before the High Court a contention
was strenuously urged that the words "any lay for the time
being in force" occurring in s. 15(g) must in the law which
ought to have been in existence at the commencement date of
the Corporation Act, such a contention was not pressed
before us and it was conceded by the counsel for the
returned candidate that the said words would include
Regulation 25(4) as being the law for the time being in
force. Indeed, the concession, in my view, was rightly made
by counsel for the returned candidate for the words "any law
for the time being in force" occurring in s. 15(g) Must in
the context refer to the law in force at the relevant time,
that is, at the time of nomination or election when the
question of disqualification or ineligibility arises for
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consideration. It is in light of these undisputed position
that the question set out above will have to be considered.
The contention is that on proper construction Regulation
25(4) merely creates a prohibition but does not amount to a
disqualification or ineligibility because the Staff
Regulations were and are intended to define the terms and
conditions of service of the employees of the L.I.C. it is
not possible to accept such construction for more than one
reason. Tn the first place the heading of the Regulation
clearly shows that it deals with the topic and intends to
provide a prohibition against standing for election.
Secondly, cl. (4) of the said Regulation in plain and
express terms provides, "No employee shall... r .... take
part in an election to any local authority". In other words,
by using negative language it puts a complete embargo
(subject to proviso (iii) upon every employee from taking
part in an election to any local authority. How else could a
disqualification or ineligibility be worded ? To say that
Regulation 25(4) merely creates a prohibition against
standing for election but does not create any ineligibility
or disqualification to stand for an election is merely to
quibble at words.
14-409 SCI/79
1098
In my view, there is no distinction between a legal
prohibition against a person standing for election and the
imposition of an ineligibility or disqualification upon him
so to stand. It is true that the purpose of framing Staff
Regulations was and is to define the terms and conditions of
service of the employees of the L.I.C. and that being the
purpose it is bu. natural that a provision for imposition of
penalties for breach of such Regulations would also be made
therein. In fact the validity of such prohibition contained
in the concerned Regulation rests upon the postulate that it
prescribes a code of conduct for the employees and as such
it would be within the Regulation making power conferred on
the L.I.C. under s. 49 of the L.I.C. Act, 1956 but while
prescribing a code of conduct the Regulation simultaneously
creates a disqualification or ineligibility for the employee
to stand for election to any local authority. Moreover, to
construe Regulation 25(4) as merely prescribing a code of
conduct breach whereof is made punishable under Regulation
39 and not imposing a disqualification or ineligibility upon
the employee to stand for election to a local authority
would amount to rendering a residuary provision like s.
15(g) in the Corporation Act otiose. In my view, therefore,
on proper construction Regulation 25(4) read with s. 15(g)
of the Corporation Act imposes a disqualification or creates
an ineligibility for the employee of L.I.C. to stand for
election to any local authority.
Reliance on the aspects emerging from Regulation 2 and
proviso S (iii) to Regulation 25(4) cannot avail the
returned candidate at all, for it is obvious that cases
falling within those aspects are completely taken out of the
prohibition contained in Regulation 25(4) while the real
issue is whether a case properly falling within the
prohibition contained in Regulation 25(4) on its proper
construction entails a disqualification/ineligibility or not
? In fact, proviso (iii) to Regulation 25(4) is similar to
the proviso to s. 15 of the Corporation Act under which a
disqualification under cls. (e), (f), (g) or (i) could be
removed by an order of the Provincial Government in that
behalf and obviously when any one of those disqualifications
is removed by an order of the Provincial Government under
the proviso the case would clearly be outside s. 15. In
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other words, the two aspects (i) that certain employees
under Regulation 2 would not be governed by the Staff
Regulations at all and would not, therefore, be hit by the
prohibition and (ii) that upon permission being obtained
from the Chairman under proviso, (iii) the employee would be
outside the prohibition have no bearing on the question of
proper construction of Regulation 25(4).
Turning to the decided cases, it may be observed that a
construction similar to the one which I have placed on
Regulation 25(4) of
1099
L.I.C. (Staff) Regulations 1960 was placed by the Madras
High Court in a similar L.I.C. Staff Regulation No. 29 read
with Article 191(1) (e) of the Constitution in G.
Narayanaswamy Naidu’s case (supra) and the very argument
that Regulation 29 was merely a rule of conduct prescribed
for the employees of the L.I.C., the breach of which might
result in disciplinary action being taken against them but
it did not render the employees disqualified For standing
for election was in terms negatived. At page 549 of the
report the relevant observations run thus:
"Though the point is not free from difficulty, we
have reached the conclusion that this argument of the
respondents must be rejected. We see no distinction
between a legal prohibition against a person standing
for election, and the imposition of a disqualification
on him so to stand. It might be that the object of the
regulation was to ensure that the employees of the
Corporation bestowed undivided attention upon their
duties as such employees, but this does not militate
against the prohibition operating as a
disqualification. If a person is disabled by a lawful
command of the Legislature, issued directly or
mediately, from standing for election, it is tantamount
to disqualifying him from so standing. We, therefore,
hold that regulation 29 framed by the Life Insurance
Corporation constituted a law which disqualification C.
Krishnamurthi (?) from standing for election under
Article 191(1)(e) of the Constitution."
Though the observations have been prefaced by the words
"though the point is not free from difficulty", it seems to
me clear that those words were used out of deference to the
arguments advanced by learn ed counsel for the respondents
in that case but the Court construed the Regulation as
imposing a disqualification because its plain language
warranted it without getting boggled by the object or
purpose of the staff Regulation that had been framed under
s. 49(2) of the L.I.C. Act 1956.
The Calcutta decision in Md. Sarafatulla Sarkar’s case
(supra) relied on by the counsel for the returned candidate
is clearly distinguishable. It was a case dealing with an
election to Union Board under the Bengal Village Self-
Government Act (5 of 1919) and the question was whether Rule
23 of the Government Servants’ Conduct ,Rules, 1926 made
under Rule 48 of the Civil Services (Classification.
1100
Control and Appeal) Rules framed by the Secretary of State
under s. 96B of the Government of India Act, 1915-19,
imposed a disqualification or. a Government servant against
offering himself for an election to one of the bodies
mentioned in Rule 23 and the Calcutta High Court took the
view that it did not so as to render his election invalid
but that the prohibition contained therein was of a nature
of a personal bar which could be overstepped by the
Government servant at his own peril as regards his
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membership of a service under the Government must be pointed
out that s. 10-A of the Bengal Village Self-Government Act
(S of 1919) which provided disqualifications ,for candidates
from being a member of Union Board did not contain either a
specific disqualification for a Government servant or any
residuary provision similar to s. 15(g) of the Corporation
Act, 1948 or Article 191(1)(e) of the Constitution and it
was in the absence of any such provision, either specific or
residuary that the Calcutta High Court considered the impact
of the prohibition contained in Rule 23 of the Government
Servants’ Conduct Rules. In fact, this aspect of the matter
has been emphasised by the learned Chief Justice in para 5
of his judgment where he observed:
"The learned Single Judge considered it immaterial
that the holding of a post under the Government had not
mentioned as one of the disqualifications for election
in s. 10A, Bengal Village Self Government Act, 1919
because in his view, the enumeration of disabilities in
that section was not exhaustive."
In other words, it is clear that had s. 10A of the Bengal
Village Self Government Act, contained either a specific
disqualification or a residuary provision of the type that
is to be found in s. 15(g) of the Corporation Act, 1948 or
Article 191(1) (e) of the Constitution Rule 23, it appears,
might have been differently construed. Construing Rule 23 by
itself the learned Chief Justice came to the conclusion that
the prohibition therein was directed at personal conduct and
not at right owned by the Government servant concerned. In
the instant case Regulation 25(4) has to be read with s.
15(g) of the Corporation Act, 1948. The learned Chief
Justice referred to Rule 8 of the said Rules, which forbade
a Gazetted officer to lend money to any person possessing
land within the local limits of his authority and pointed
out that even so if a Gazetted officer were to lend money to
a person of the specified category, none could say that the
officer shall not be entitled to recover the amount of the
loan. The test so suggested by the learned Chief Justice may
hold good if Rule 8 sim-
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pliciter were to be construed. But, if in addition to Rule 8
there A was simultaneously in operation a usury law which
made certain loans irrecoverable including a loan prohibited
by any law for the time being in force then obviously Rule 8
read with such usury law would render the loan given by the
Gazetted officer irrecoverable. Similar would be the
position regarding the two Regulations No. 32 and No. 33
referred to by my learned brother Krishna Iyer, J. in his
judgment. Therefore, the Calcutta decision is clearly
distinguishable mainly on the ground that Rule 23 of the
Government Servants’ Conduct Rules standing by itself came
up for construction before that Court in the absence of any
specific disqualification or a general disqualification of a
residuary nature being enacted in s. 10A of the Bengal
Village Self-Government, Act, 1919. The Full Bench decision
of the Punjab & Haryana High Court, in my view, merely
follows the reasoning of the Calcutta decision without
considering The distinction indicated above and, therefore,
it is clear to me that the construction placed by that High
Court on Regulation 25(4) of the L.I.C. (Staff) Regulations
(1960) read with Article ]91(1)(e) of the Constitution
should be rejected as an erroneous one and the construction
placed by the Madras High Court deserves to be approved.
Having regard to the above discussion I am clearly of the
view that the returned candidate suffered a disqualification
or rather was under an ineligibility under Regulation 25(4)
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read with s; 15(g) of the Corporation Act, 1948 which
vitiated his election; if he were keen on active
participation in the democratic process it was open to him
to do so by either resigning his post or obtaining the
Chairman’s permission before offering his candidature but
his right as a citizen to keep up the Republic’s vitality by
active participation in the political process cannot be
secured to him by a purpose-oriented construction of the
relevant Regulation. His appeal, therefore, deserves to be
dismissed.
Before parting with this appeal I feel constrained, as
a part of my duty, to give vent to my feelings of
discomfiture and distress over one thing which is exercising
my mind for a considerable time in this Court. In all
humility I would like to point out that prefaces and
exordial exercises, perorations and sermons as also theses
and philosophies (political or social), whether couched in
flowery language or language that needs simplification, have
ordinarily no proper place in judicial pronouncements. In
any case, day in and day out indulgence in these in almost
every judgment, irrespective of whether the subject or the
context or the occasion demands it or not, serves little
purpose, and surely such indulgence becomes indefensible
when matters are to be disposed of in terms of settlement
arrived at between
1102
the parties or for the sake of expounding the law while
rejecting the approach to the Court at the threshold on
preliminary grounds such as non-maintainability, laches and
the like. I am conscious that judicial activism in many
cases is the result of legislative inactivity and the role
of a Judge as a lawmaker has been applauded but it has been
criticised also-lauded when it is played within the common
law tradition but criticised when it is carried to extremes.
Lord Radcliffe in his address titled ’The Lawyer and His
Times’ delivered at the Sesquicentennial Convocation of the
Harvard Law School observed thus:
"do not believe that it was ever an important
discovery that judges are in some sense lawmakers. It
is much more important to analyse the relative truth of
an idea so far reaching; because, unless the analysis
is strict and its limitations observed, there is real
danger in its elaboration. We cannot run the risk of
finding the archetypal image of the judge confused in
men’s minds with the very different image of the
legislator." And the risk involved is the possible
destruction of the image of the judge as "objective,
impartial, erudite and experienced declarer of the law
That is" which "lies deeper in the consciousness of
civilization than the image of the lawmaker,
propounding what are avowedly. new rules of human
conduct.. Personally I think that judges will serve the
public interest better if they Keep quiet about their
legislative function. No doubt they will discreetly
contribute to changes in the law, because as I have
said, they cannot do otherwise, even if they would. But
the judge who shows his hand, who advertises what he is
about, may indeed show that he is a strong spirit,
unfettered by the past; but I doubt very much whether
he is not doing more harm to the general confidence in
the law as a constant, safe in the hands of the judges,
than he is doing good to the law’s credit as a set of
rules nicely attuned to the sentiment of the day."
Turning to the election-petitioner’s appeal (C.A. No.
356 of 1978) I am in complete agreement with the view
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expressed by the High Court that the declaration granted to
him by the learned Assistant Judge under s. 428(2) of the
Corporation Act, 1948 should never have been granted. It is
true that the election-petitioner secured the next highest
number of votes but that by itself would not entitle him to
get a declaration in his favour that he be deemed to leave
been duly elected as a Councillor from Ward No. 34. I may
point out
1103
that s. 428(2) is not that absolute as was suggested by
counsel for the election-petitioner, for, the relevant part
of sub-s. (2) provides that if the election of the returned
candidate is either declared to be null and void or is set
aside the District Court "shall direct that the candidate,
if any, in whose favour next highest number of valid votes
is recorded after the said person or after all the persons
who have returned at the said election and against whose
election no cause or objection is found shall be deemed to
have been elected." The underlined words give jurisdiction
to the District Court to deny the declaration to the
candidate who has secured the next best votes The High Court
has rightly taken the view that there was no material on
record to show how the voters, who had voted for the
returned candidate, would have cast their votes had they
known about the disqualification. Therefore, this appeal
also deserves to be dismissed.
In the result I propose that both the appeals should be
dismissed with no order as to costs in each.
PATHAK, J. Manohar Nathurao Samrath was a Development
officer in the service of the Life Insurance corporation of
India. His employment was governed by the Life Insurance
Corporation of India (Staff) Regulations, 1960 [shortly
referred to as the "(Staff) Regulations]" Desirous of being
a Councillor in the Corporation of the City of Nagpur (to
which I shall refer as the "Nagpur Corporation"), he stood
for election to that office, and was elected. But Regulation
25(4) of the (Staff) Regulations forbade him from taking
part in any election to a local authority. He could have
taken part in the election if he had sought and obtained the
permission of the Chairman of the Life Insurance Corporation
of India under the third proviso to Regulation 25(4). He did
not obtain permission. His election as Councillor was
challenged by an election petition filed by an unsuccessful
candidate Marotrao. It was said that Samrath was ineligible
to stand for election because of section 15(g) of the City
of Nagpur corporation Act, 1948 (to be referred hereinafter
as the "Nagpur Corporation Act" 5) read with Regulation
25(4) of the (Staff) Regulations The ground found favour
with the learned Assistant Judge trying the election
petition, and she declared the election void. She also
granted a declaration that Marotrao was the duly elected
candidate.
Samrath filed a writ petition in the Bombay High Court.
The High Court agreed with the learned Assistant Judge that
Samrath was not eligible for election and that his election
was void. But it also set aside the declaration granted in
favour of Marotrao, and directed a fresh election. The
Judgment of the High Court has been challenged by these two
appeals, one by Samrath and the other by Marotrao.
1104
The central question is whether Samrath is ineligible
for election as a Councillor of the Nagpur Corporation
because of Section 15(g) of the Nagpur Corporation Act read
with Regulation 25(4) of the (Staff) Regulations.
Section 15(g) of the Nagpur Corporation Act provides:
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"15. No person shall be eligible for election as a
Councillor if he-
......................
(g) is, under the provisions of any law for the
time being in force, ineligible to be a member of any
local authority:
......................
And Regulation 25(4) of the Staff Regulations declares:
"(25) (1) ..................
(2) ..................
(3)...................
(4) No employee shall canvass or otherwise
interfere or use his influence in connection with or
take part in an election to any legislature or local
authority.
Provided that
(i)...................
(ii)..................
(iii) the Chairman may permit an employee to offer
him self as a candidate for election to a local
authority and the employee so permitted shall not be
deemed to have contravened the provisions of this
regulation".
The Nagpur Corporation Act contains a number of
provisions concerned with holding elections to the Nagpur
Corporation. Sections 9 to 22 deal with various matters,
electoral roll, the qualification of candidates,
disqualification of candidates, term of office, filling up
of casual vacancies, and so on. There is an entire Code of
election law. And Section 15 is one of its provisions. Now,
section 15 of the Nagpur Corporation Act declares a person
ineligible for election as a Councillor on any one of
several grounds. He may be ineligible be cause he is not a
citizen of India, that is to say, he lacks in point of legal
status. He may also be ineligible in point of lack of
capacity defined by reference to disqualifying
circumstances, for example, he may have been adjudged by a
competent court to be of unsound mind.‘
1105
The disqualification may be found, by nature of clause
(g), under the provisions of any subsisting law. But the law
must provide that he is ineligible to be a member of any
local authority. The law must deal with ineligibility for
membership, and in the context of section 15, that must be
ineligibility for election. It must be a law concerned with
elections. Clause (g) is a residual clause, not uncommonly
found wherever a provision of an election law sets forth
specified category of disqualified or ineligible person and
thereafter includes a residual clause leaving the definition
of remaining categories of two other laws. These other laws
must also be election laws. An example is the Representation
OF the People Act, 1951 which is relevant to Article
102(1)(e) and Article 191(l)(e) of the Constitution. Since
Section 15 of the Nagpur Corporation Act is a provision of
the election law, clause (g) must be so construed that the
law providing for ineligibility contemplated therein must
also be of the same nature, that is to say, election law.
Regulation 25(4) of the (Staff) Regulations is not a
law, dealing with elections. Chapter III of the (Staff)
Regulations, in which Regulation 25 is found, deals with
"conduct, discipline and appeals" in regard to employees of
the Life Insurance Corporation of India. A conspectus of the
provisions contained in the Chapter, from sections 20 to SO,
shows that it deals with nothing else. This is a body of
provisions defining and controlling the conduct of employees
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in order to ensure efficiency and discipline in the
Corporation, and providing for penalties (Section 39)
against erring employees. Regulation 25 prohibits
participation in politics and standing for elections.
Regulation 25(4) forbids an employee not only from taking
part in an election to any legislature or local authority,
but also from canvassing or otherwise interfering, or using
his influence, in connection with such an election. If he
does, he will be guilty of a breach of discipline,
punishable under Regulation 39. Regulation 25(4) is a norm
of service discipline. In substance, it is nothing else. Tn
substance, it is not a provision of election law. It cannot
be construed as defined a ground of electoral ineligibility.
All that it says to the employee is: "While you may be
eligible for election to a legislature or local authority,
by virtue of your legal status or capacity, you shall not
exercise that right if you wish to conform to the discipline
of your service." The right to stand for election flows from
the election law. Regulation 25(4) does not take away or
abrogate the right; it merely seeks to restrain the employee
from exercising it in the interests of service discipline.
If in fact the employee exercises the right, he may be
punished under Regulation 39 with any of the penalties
visited on an employee-a penalty which takes its colour from
the relevance of em
1106
ployment, and has nothing to do with the election law. No
penalty under Chapter III of the (Staff) Regulations can
provide for invalidating the election of all employee to a
legislature or a local authority. That would be a matter for
the election law. It is significant that when the restraint
on standing for election imposed by Regulation 25(4) has to
be removed, it is by the Chairman of the Life Insurance
Corporation of India under the third proviso. When he does
so, it is as a superior in the hierarchy of service
concerned with service discipline. He does not do so as an
authority concerned with elections.
Therefore, in my judgment, Regulation 25(4) of the
(Staff) Regulation is not a law within the contemplation of
section 15(g) of the Nagpur Corporation Act.
In reaching that view, I find myself, with regret,
unable to sub scribe to what has been observed by the Madras
High Court in Narayanaswamy v. Krishnamurthi.(l) I would say
that the Calcutta High Court in Sarafatulla Sarkar v. Surja
Kumar Mondal(’) and the Punjab and Haryana High Court ill
Uttam Singh v. S. Kirpal Singh(3 appear to have come a more
accurate conclusion.
Samrath must, therefore, succeed in his appeal. That
being so, Marotrao must fail in his. Samrath having been
duly elected to the office of Councillor, Marotrao cannot
claim the same office for himself.
In the result, Civil Appeal No. 2406 of 1977 is allowed
and Civil Appeal No. 356 of 1978 is dismissed. The judgment
of the Bombay High Court is set aside and the election
petition filed by Marotrao is dismissed. In the
circumstances of the case, the parties will bear their
costs.
ORDER
By majority
Civil Appeal No. 2406 of 1977 is allowed. Civil Appeal
No. 356/78 is dismissed unanimously. There will be no order
as to costs in each of the appeals.
V.D.K. Ordered accordingly
(1) I. L. R (1958) Mad. 5l3.
(2) A. I. R. 1955 Cal. 382.
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(3) A. I. R. 1976 Pb. & Haryana. I76.
1107