Full Judgment Text
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CASE NO.:
Appeal (civil) 4994 of 2000
PETITIONER:
STATE OF M.P. AND ANR.
RESPONDENT:
PRADEEP KUMAR AND ANR.
DATE OF JUDGMENT: 12/09/2000
BENCH:
K.T. THOMAS & R.P. SETHI
JUDGMENT:
JUDGMENT
2000 Supp(3) SCR 235
The Judgment of the Court was delivered by THOMAS, J. Leave granted.
A learned Single Judge of the High Court of Madhya Pradesh held that an
appeal filed out of time unaccompanied by an application to condone the
delay is liable to be axed down at the threshold and hence the situation
cannot be rectified by filing an application at any later stage. Learned
Single Judge rejected a second appeal on the sole ground that the delayed
appeal was presented without accompanying an application to condone the
delay. An order so passed by the High Court is now being assailed before us
by special leave.
A suit was filed by the respondents against the State of Madhya Pradesh and
one of its Sales Tax Officers for a decree of declaration of their title
and consequential injunction in respect of a residential building. The suit
was dismissed on the ground of want of jurisdiction to entertain the suit.
The plaintiffs filed an appeal before the District Court against the
dismissal and the District Judge reversed the decision of the trial court
regarding jurisdiction and remanded the case to the trial court for
disposal of the suit on merits.
On 10.12.1996 the appellants filed a second appeal before the High Court
challenging the judgment and decree passed by the District Judge in the
first appeal. There was some delay in filing the said second appeal, but
when it was presented no application for condoning the delay was filed by
the appellants along with the appeal. However, appellants filed such an
application under Section 5 of the Limitation Act on 6.1.1997.
On 31.1.1997 the High Court issued notice to the respondents on the appeal,
without deciding the delay application. Long thereafter the respondents
moved the High Court for disposal of the appeal on the ground that it is
barred by limitation.
Learned Single Judge of the High Court allowed the said motion of the
respondents and dismissed the second appeal filed by the appellants by
observing thus:
"A perusal of provision of order 41 rule 3A shows that when an appeal is
presented after the expiry of the period of limitation specified therefor,
it shall be accompanied by an application supported by affidavit setting
forth the facts on which the appellant relies to satisfy the court that he
had sufficient cause for not preferring the appeal within such period."
The appellants cited before the learned Single Judge a decision of the
Karnataka High Court in State of Karnataka v. Nagappa, AIR (1986) Karnataka
199 but he declined to follow the dictum therein on the premise that
another Single Judge of the M.P. High Court had taken a different view
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earlier regarding the legal consequences of not filing an application for
condoning the delay along with the filing of the appeal. Learned Single
Judge has stated the following for the purpose of meeting the aforesaid
contention advanced by the appellants.
"Similar question had arisen before this Court in First Appeal No. 1077 95
decided on 3.8.95,and this Court took the view that as the appeal was not
accompanied with application for condonation of delay and affidavit,
stating the fact, the appeal was not competent. In view of this specific
finding of the learned Single Judge, the decision of the Karnataka High
Court cannot help the learned counsel for the appellants."
Learned counsel for the appellants contended that the High Court has placed
a very narrow construction on Rule 3A of Order 41 of the Code of Civil
Procedure (for short ’the Code’) which resulted in pre-empting the right of
appeal conferred by the statute, because the court had the power to condone
the delay on showing reasonable explanation for it. In order to decide the
said question we have to make a short survey of the relevant Rules in the
Code.
Order 42 Rule 1 of the Code says that the rules in Order 41 shall apply, so
far as may be, to appeals from appellate decrees. Order 41 Rule 1 says that
every appeal shall be preferred in the form of a memorandum signed by the
appellant or his pleader and presented to the court or to such officer as
it appoints in that behalf. It is further required that the memorandum
shall be accompanied by a copy of the decree appealed against. A copy of
the Judgment must also be filed along with the said memorandum unless the
appellant court dispenses with it. Rule 2 is not of much importance on the
question involved in this appeal and hence we may skip it and proceed to
Rule 3 which says that "where the memorandum of appeal is not drawn up in
the manner hereinbefore prescribed, it may be rejected or be returned to
the appellant for the purpose of being amended within a time to be fixed by
the Court or be amended then and there." It is Rule 3-A of Order 41 of the
Code (which rule was inserted in the Code by CPC Amendment Act, 1976) which
is now sought to be applied and hence that Rule is extracted below:
"3-A Application fur condonation of delay.-(1) When an appeal is presented
after the expiry of the period of limitation specified therefor, it shall
be accompanied by an application supported by affidavit setting forth the
facts on which the appellant relies to satisfy the Court that he had
sufficient cause for not preferring the appeal within such period.
(2) If the Court sees no reason to reject the application without the
issue of a notice to the respondent, notice thereof shall be issued to the
respondent and the matter shall be finally decided by the Court before it
proceeds to deal with the appeal under rule 11 or rule 13, as the case may
be.
(3) Where an application has been made under sub-rule (1), the Court shall
not make an order for the stay of execution of the decree against which the
appeal is proposed to be filed so long as the Court does not, after hearing
under rule 11, decide to hear the appeal."
What is the consequence if such an appeal is not accompanied by an
application mentioned in sub-rule (1) of Rule 3-A? It must be noted that
the Code indicates in the immediately preceding rule that the consequence
of not complying with the requirements in Rule 1 would include rejection of
the memorandum of appeal. Even so, another option is given to the court by
the said rule and that is to return the memorandum of appeal to the
appellant for amending it within a specified time or then and there. It is
1o be noted that there is no such rule prescribing for rejection of
memorandum of appeal in a case where the appeal is not accompanied by an
application for condoning the delay. If the memorandum of appeal is filed
in such appeal without accompanying the application to condone delay the
consequence cannot be fatal. The court can regard in such a case that there
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was no valid presentation of the appeal. In turn, it means that if the
appellant subsequently files an application to condone the delay before the
appeal is rejected the same should be taken up along with the already filed
memorandum of appeal. Only then the court can treat the appeal as lawfully
presented. There is nothing wrong if the court returns the memorandum of
appeal (which was not accompanied by an application explaining the delay)
as defective. Such defect can be cured by the party concerned and present
the appeal without further delay.
No doubt sub-rule (1) of Rule 3-A has used the word "shall". It was
contended that employment of the word "shall" would clearly indicate that
the requirement is peremptory in tone. But such peremptoriness does not
foreclose a chance for the appellant to rectify the mistake, either on his
own or being pointed out by the court. The word "shall" in the context need
be interpreted as an obligation case on the appellant. Why should a more
restrictive interpretation be placed on the sub-rule? The rule cannot be
interpreted very harshly and make the non-compliance punitive to appellant.
It can happen that due to some mistake or lapse an appellant may omit to
file the application (explaining the delay) along with the appeal
It is true that the pristine maxim "Vigilantibus Non Dormientiobus Jura
Subveniunt" (Law assists those who are vigilant and not those who sleep
over their rights). But even a vigilant litigant is prone to commit
mistakes. As the aphorism "to err is human" is more a practical notion of
human behaviour than an abstract philosophy, the unintentional lapse on the
part of a litigant should not normally cause the doors of the judicature
permanently closed before him. The effort of the Court should not be one of
finding means to pull down the shutters of adjudicatory jurisdiction before
a party who seeks justice, on account of any mistake committed by him, but
to see whether it is possible to entertain his grievance if it is genuine.
Crawford on "Statutory Construction" has stated thus at Page 516, Art. 261
in the 1940 Edn.:
"The question as to whether a statute is mandatory or directory depends
upon the intent of the legislature and not upon the language in which the
intent is clothed. The meaning and intention of the legislature must
govern, and these are to be ascertained, not only from the phraseology of
the provision, but also while considering its nature, its design, and the
consequences which would follow from construing it the one way or the
other."
It is apposite to point out that the said passage has been quoted with
approval by this Court in Govind Lal Chaggan Lal Patel v. The Agriculture
Produce Market Committee and Ors., AIR (1976) SC 263.
In Jagat Dhish Bhargva v. Jawahar Lal Bhargava and Ors., AIR (1961) SC 832
this Court while considering the procedure to be followed by the Court in
receipt of defectively filed appeals made the following observations :
"It would thus be clear that no hard and fast rule of general applicability
can be laid down for dealing with appeals defectively filed under O.41,
R.I. Appropriate orders will have to be passed having regard to the
circumstances of each case, but the most important step to take in cases of
defective presentation of appeals is that they should be carefully
scrutinised at the initial stage soon after they are filed and the
appellant required to remedy the defects." [para 14]
Rule 3-A was inserted in the Code thereafter and hence the question had to
be considered afresh During the early period, following the insertion of
Rule 3-A in Order 41 of the Code, some High Courts have taken a very rigid
interpretation and non-compliance of it even at the initial stage was held
fatal. A learned Single Judge of the Kerala High Court (Khalid, J. as he
then was) held the view in Padmavathi v. Kalu, AIR (1980) Kerala 173 that
"where the petition for condonation of delay in filing of appeal has been
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filed subsequent to the filing of the appeal the petition is liable to be
dismissed." A Single Judge of the Karnataka High Court following the said
decision in Madhukar Daso Deshpande v. Ananl Nilkantha Deshpande & Ors.,
AIR (1984) Karnataka 40 and held that "in view of the mandatory provision
of Order 41 R.3-A CPC the application for condonation of delay shall be
accompanied with the appeal memo, if the appeal is presented beyond time.
There is no occasion for the court to say that the application for
condonation of delay might be entertained later and there is no occasion
for the appellant to request that such an application should be received
even at this stage in the interest of justice."
A Division Bench of the Kerala High Court has subsequently overruled the
dictum laid down by the Single Judge in the above case, (vide Maya Devi v.
M.K. Krishna Bhattathiri and Anr., AIR (1981) Kerala 240). The same fate
had fallen on the view adopted by the Single Judge of the Karnataka High
Court in Madhukar’s case when a Division Bench has subsequently overruled
it, (State of Karnataka v. Nagappa, AIR (1986). N. Venkatachala and S.A.
Hakeem, JJ (as they then were) dealt with the background of introducing
Rule 3-A in Order 41 of the Code and after discussion held that sub-rule
(1) of Rule 3-A is mandatory. However, learned Judges pointed out that sub-
rules (2) and (3) have been employed by the legislature for highlighting
the purpose of introducing such a new rule. The following passage from the
judgment of the Division Bench of the Karnataka High Court can usefully be
quoted in this context :
"A combined reading of sub-rules (1) and (2) of R. 3A makes it manifest
that the purpose of requiring the filing of an application for condonation
of delay under sub-rule (1) along with a time barred appeal, is mandatory,
in the sense that the appellant cannot, without such application being
decided, insist upon the Court to hear his time barred appeal. That was the
very purpose sought to be achieved by insertion of sub-rules (1) and (2) of
R. 3A becomes clear from the legislative history of new R. 3 A to which we
have already adverted."
We may also point out that a Division Bench of the Patna High Court has
adopted the same view even earlier in State of Bihar & Ors. v. Ray Chandi
Nath Sahay and Ors., AIR (1983) Patna 189.
The object of enacting Rule 3-A in Order 41 of the Code seems to be two-
fold. First is, to inform the appellant himself who filed a time barred
appeal that it would not be entertained unless it is accompanied by an
application explaining the delay. Second is, to communicate to the
respondent a message that it may not be necessary for him to get ready to
meet the grounds taken up in the memorandum of appeal because the court has
to deal with application for condonation of delay as a condition precedent.
Barring the above objects, we cannot find out from the rule that it is
intended to operate as unremediably or irredeemably fatal against the
appellant if the memorandum is not accompanied by any such application at
the first instance. In our view, the deficiency is a curable defect, and if
the required application is filed subsequently the appeal can be treated as
presented in accordance with the requirement contained in Rule 3-A of Order
41 of the Code.
In the result we allow this appeal and set aside the impugned judgment. The
matter shall now go back to the High court for disposal of the application
to condone the delay in filing the second appeal. If the explanation was
found satisfactory to the High Court the second appeal will have to be
disposed of in accordance with law. This appeal is disposed of accordingly.