Full Judgment Text
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PETITIONER:
R.P. BHATT
Vs.
RESPONDENT:
UNION OF INDIA AND ORS.
DATE OF JUDGMENT14/12/1986
BENCH:
SEN, A.P. (J)
BENCH:
SEN, A.P. (J)
ERADI, V. BALAKRISHNA (J)
CITATION:
1986 AIR 1040 1985 SCR Supl. (1) 947
1986 SCALE (1)322
ACT:
The Central Civil Services Classification, Control and
Appeal) Rules 1965. Rule 27(2)-’Consider’-Interpretation of.
Duty of appellate authority-To consider relevant
factors Set forth in clauses (a) to (c).
Constitution of India 1950: Article 311(2)-Disciplinary
proceedings- Appellate authority-Whether required to give
reasons for its order.
HEADNOTE:
The Central Civil Services (Classification, Control and
Appeal) Rules 1965 by Rule 27 casts a duty on the Appellate
Authority in the case of an appeal against an order imposing
any of the penalties specified in Rule 11 to consider: (a)
whether the procedure laid down in the rules has been
complied with: and if not, whether such non-compliance has
resulted in violation of any of the provisions of the
Constitution or in the failure of justice (b) whether the
findings of the disciplinary authority are warranted by the
evidence on record; and (c) whether the penalty imposed is
adequate and thereafter pass orders confirming, enhancing
etc. the penalty, or remit back the case to the authority
which imposed the same.
The appellant was appointed as Supervisor in the Border
Roads Organisation on probation for a period of two years.
Before the expiry of the probation period, the Chief
Engineer terminated this services. The order of termination
however could not be served as the appellant absented
himself without leave. He was later transferred and the
Officer Commanding forwarded the order of termination to
him. On his representation the Director-General cancelled
the order of termination on a misapprehension that the
period of probation having expired no order of termination
could be made. He, however, directed that the taking of
disciplinary action against him as a deserter since he had
absconded from service to evade service of the termination
order. After a regular departmental enquiry, he was served
with a show-cause notice under Art. 311(2) of the
Constitution and after consideration of his representation,
the Chief Engineer imposed the punishment of removal from
service under Rule 12 read with Rule 11 of the Central Civil
Services (Classification, Control and Appeal) Rules 1965.
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948
The appeal under Rule 23 of the Rules preferred by the
appellant was dismissed by the Director-General observing,
that ’after thorough examination of the facts brought out in
the appeal, the punishment imposed upon the appellant was
just and in accordance with the rules’.
The writ petition having been dismissed in limine the
appellant appealed by special leave to this court.
Allowing the appeal
^
HELD: The word ’consider’ in Rule 27(2) implies ’due
application of mind’. [951A]
In the instant case, there is no indication in the
order that the Director General was satisfied as to whether
the procedure laid down in the Rules had been complied with.
No finding has been given on the crucial question as to
whether the findings of the disciplinary authority were
warranted by the evidence on record. [951C]
2. The Director-General only applied his mind to the
requirement of clause (c) of Rules 27(2) viz. whether the
penalty imposed was adequate or justified in the facts and
circumstances of the case. Rule 27(2) casts a duty on the
appellate authority to consider the relevant factors set
forth in clauses (a), (b) and (c) thereof. [951E]
3. There being non compliance with the requirements of
Rule 27(2) of the Rules, the order passed by the Director-
General is set aside. He is directed to dispose of the
appeal afresh after applying his mind to the requirements of
Rule 27(2) of the Rules. [951E; 953E]
4. It is not the requirement of Art. 311(2) of the
Constitution of India or of the Rules of natural justice
that in every case the appellate authority should in its
order state its own reasons except where the appellate
authority disagrees with the findings of the disciplinary
authority. [951F]
State of Madras v. A.P. Srinivasan, AIR 1966 SC 1827;
Som Datt Datta v. V.O.I. and Ors. [1969] 2 SCR 176 and Tara
Chand Khatri v, Municipal Corporation of Delhi and Ors., AIR
1977 SC 567, referred to.
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 3165 of
1981.
From the Judgment and Order dated 20.11.1980 of the
Delhi High Court in Writ Petition No. 1632 of 1980.
949
M.K. Ramamurthy, M.A. Krishnamurthy and Miss Kuttu
Bansilal for the Appellant.
N.C. Talukdar and M.C. Thinner for the Respondents.
The Judgment of the Court was delivered by
SEN, J. The short point involved in this appeal by
special leave from a judgment and order of the Delhi High
Court dated November 20, 1980 dismissing in limine the writ
petition filed by the appellant, is whether the appellate
Order passed by the Director-General, Border Roads
Organisation dated October 14, 1980, is in conformity with
the requirements of r. 27(2) of the Central Civil Services
(Classification, Control & Appeal) Rules, 1965 (’Rules’ for
short) which have been made applicable to the personnel of
the Border Roads Organisation.
The facts are that the appellant was appointed as
Supervisor (Barracks & Stores) Grade I attached to 60 Road
Construction Company, General Reserve Engineering Force on
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probation for a period of two years by an order dated July
7, 1976. Before the expiry of the probationary period, the
Chief Engineer (project) Dante by an order dated June, 24,
1978 terminated the services of appellant. The order of
termination however could not be served on the appellant as
he absented himself without leave. Thereupon, the Officer
commanding by a movement order dated June 27, 1978
transferred the appellant to 19 Border Roads Task Force. On
July 1, 1978 the Officer Commanding forwarded the order of
termination issued by the Chief Engineer, but on
representation by the appellant, the Director-General,
Border Roads Organisation by order dated November 17, 1978
cancelled the order of termination presumably on a
misapprehension that the period of probation having expired,
no order of termination could be made. He however directed
the taking of disciplinary action against the appellant as a
deserter since he had absconded from service to evade the
service of the order of termination. After a regular
departmental inquiry, the appellant was served with a show
cause notice under Article 311 (2) of the Constitution and
after considering the representation made by him, the Chief
Engineer (Project), Dante imposed on the appellant the
punishment of removal from service in exercise of the powers
conferred by r. 12 read with r. 11(VIII) of the Rules with
effect from
950
June 10, 1980. Against the order of removal, the appellant
preferred an appeal under r. 23 of the Rules before the
Director-General, Border Roads Organisation. The Director-
General by the impugned order dismissed the appeal
observing:
"After thorough examination of the facts brought
out in the appeal, the DGBR is of the opinion that the
punishment imposed by the CE (P) DANTAK vide his Order
No. 10527/762/EIB dated 24 June 78 was just and in
accordance to the Rules applicable. He has accordingly
rejected the appeal."
Having heard the parties, we are satisfied that in
disposing of the appeal the Director-General has not applied
his mind to the requirements of r. 27(2) of the Rules, the
relevant provisions of which read as follows:
"27(2). In the case of an appeal against an order
imposing any of the penalties specified in Rule 11 or
enhancing any penalty imposed under the said Rules, the
appellate authority shall consider.
(a) whether the procedure laid down in these rules has
been complied with and if not, whether such
noncompliance has resulted in the violation of any
provisions of the Constitution of India or in the
failure of justice;
(b) whether the findings of the disciplinary authority
are warranted by the evidence on the record; and
(c) whether the penalty or the enhanced penalty
imposed is adequate, inadequate or severe;
and pass orders-
(i) confirming, enhancing, reducing or setting aside
the penalty; or
(ii) remitting the case to the authority which imposed
or enhanced the penalty or to any other authority
with such direction as it may deem fit in the
circumstances of the case."
951
The word ’consider’ in rule 27 (2) implies due
application of mind’. It is clear upon the terms of r. 27(2)
that the appellate authority is required to consider (1)
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whether the procedure laid down in the Rules has been
complied with; and if not, whether such non-compliance has
resulted in violation of any provisions of the Constitution
or in failure of justice; (2) whether the findings of the
disciplinary authority are warranted by the evidence on
record; and (3) whether the penalty imposed is adequate; and
thereafter pass orders confirming, enhancing etc. the
penalty, or may remit back the case to the authority which
imposed the same. Rule 27(2) casts a duty on the appellate
authority to consider the relevant factors set forth in cls.
(a), (b) and (c) thereof.
There is no indication in the impugned order that the
Director-General was satisfied as to whether the procedure
laid down in the Rules had been complied with; and if not,
whether such noncompliance had resulted in violation of any
of the provisions of the Constitution or in failure of
justice. We regret to find that the Director-General has
also not given any finding on the crucial question as to
whether the findings of the disciplinary authority were
warranted by the evidence on record. It seems that he only
applied his mind to the requirement of cl. (c) of r. 27(2),
viz. whether the penalty imposed was adequate or justified
in the facts and circumstances of the present case. There
being non-compliance with the requirements of r. 27(2) of
the Rules, the impugned order passed by the Director-General
is liable to be set aside.
It is not the requirement of Art. 311(2) of the
Constitution of India or of the Rules of natural justice
that in every case the appellate authority should in its
order state its own reasons except where the appellate
authority disagrees with the findings of the disciplinary
authority. In State of Madras v. A.R. Srinivasan, a
Constitution Bench repelled the contention that the State
Government’s order compulsorily retiring the delinquent from
service was bad as it did not give reasons for accepting the
findings of the inquiring tribunal and observed as follows:
"Mr. Setalvad for the respondent attempted to
argue that the impugned order gives no reasons why the
appellant accepted the findings of the Tribunal.
Disciplinary
952
proceedings taken against the respondent, says Mr.
Setalvad, are in the nature of quasi-judicial
proceedings and when the appellant passed the impugned
order against the respondent, it was acting in a quasi-
judicial character. That being so, the appellant should
have indicated some reasons as to why it accepted the
findings of the Tribunal; and since no reasons are
given, the order should be struck down on that ground
alone.
We are not prepared to accept this argument. In
dealing with the question as to whether it is
obligatory on the State Government to give reasons in
support of the order imposing a penalty on the
delinquent officer, we cannot overlook the fact that
the disciplinary proceedings against such a delinquent
officer begin with an enquiry conducted by an officer
appointed in that behalf. That enquiry is followed by a
report and the Public Service Commission is consulted
where necessary. Having regard to the material which is
thus made available to the State Government and which
is made available to the delinquent officer also, it
seems to us somewhat unreasonable to suggest that the
State Government must record its reasons why it accepts
the findings of the Tribunal. It is conceivable that if
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the State Government does not accept the findings of
the Tribunal which may be in favour of the delinquent
officer, and propose to imposes a penalty on the
delinquent officer, it should give reasons why it
differs from the conclusions of the Tribunal, though
even in such a case, it is not necessary that the
reasons should be detailed or elaborate. But where the
State Government agrees with the findings of the
Tribunal which are against the delinquent officer, we
do not think as a matter of law, it could be said that
the State Government cannot impose the penalty against
the delinquent officer in accordance with the findings
of the Tribunal unless it gives reasons to show why the
said findings were accepted by it. The proceedings are,
no doubt, quasi-judicial; but having regard to the
manner in which these enquiries are conducted, we do
not think an obligation can be imposed on the State
Government to record reasons in every case.
In Som Datta Datta v. Union of India & Ors, a
Constitution Bench of this court rejected the contention
that the order of the Chief
953
of the Army Staff confirming the proceedings of the Court-
Martial under s. 164 of the Army Act and the order of the
Central Government dismissing the appeal of the delinquent
under sec. 165 of the Army Act were illegal and ultra vires
as the did not give reasons in support of the orders, and
summed up the legal position as follows:
"Apart from any requirement imposed by the statute
or statutory rule either expressly or by necessary
implication, there is no legal obligation that the
statutory tribunal should give reasons for its
decision. There is also no general principle or any
rule of natural justice that a statutory tribunal
should always and in every case give reasons in support
of its decision."
To the same effect is the decision in Tara Chand Khatri
v. Municipal Corporation of Delhi & Ors.
Accordingly, the appeal must succeed and is allowed.
The impugned order passed by the Director-General, Border
Roads Organization is set aside and he is directed to
dispose of the appeal afresh after applying his mind to the
requirements of r. 27(2) of the Central Civil Services
(Classification, Control & Appeal) Rules, 1965, with
advertence to the points raised by the appellant in his
petition of leave.
There shall be no order as to costs.
N.V.K. Appeal allowed.
954