Full Judgment Text
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PETITIONER:
HIRALAL MALLICK
Vs.
RESPONDENT:
STATE OF BIHAR
DATE OF JUDGMENT16/08/1977
BENCH:
KRISHNAIYER, V.R.
BENCH:
KRISHNAIYER, V.R.
GOSWAMI, P.K.
CITATION:
1977 AIR 2236 1978 SCR (1) 301
1977 SCC (4) 44
CITATOR INFO :
RF 1979 SC1519 (14)
RF 1980 SC2147 (43)
RF 1983 SC 1 (108)
ACT:
Indian Penal Code, sections 302 and 34-Vernier scale of
mens rea, reasonable and probable consequences of the Act-
Degree of criminality gauged by personalised approach to
circumstances of involvement, doli capax, age and ex-
pectation of consequences by offender-Desideratum of
sentence-Welfare and therapeutic orientation of jus
juvenalis-Correction and rehabilitation of luvenile
delinquent.
HEADNOTE:
Hiralal Mallick was 12 years old when he along with his two
elder brothers, was convicted by the Trial Court under s.
302 read with s. 34, I.P.C., and sentenced for life. In
appeal, the High Court directed the conversion of the
convictions from s. 302 into one under s. 326 read with s.
34, I.P.C., and the appellants sentence was reduced to 4
years in consideration for his young age.
The appellant contended that his participation in the crime
could only attract s. 324 I.P.C., that he was too infantine
to understand the deadly import of the sword wounds
delivered by him, that his involvement had been circums-
tanced by the fraternal company, and that he had only
inflicted superficial injuries showing a lesser degree of
intent.
Dismissing the appeal, but prescribing guidelines for the
appellants treatment in Jail. the Court.
HELD : (1) The vernier scale of a maws mens rea is, the
pragmatic one ,of the reasonable and probable consequences
of his act. Except in pronounced ,categories, the intent is
spelt out objectively by the rough-and-ready test of the
prudent man and not with psychic sensitivity to retarded
individuals. [303F, G]
Observation :
Man is a rational being, and law is a system of behavioral
cybernetics where noetic niceties, if pressed too far, may
defeat its societal efficacy. [303F]
(2) When a crime is committed by the concerted action of a
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plurality of persons the degree of criminality may very ,
depending not only on the injurious sequal but also on the
part played and the circumstances present, a personalised
approach with reference to each participant has to be made
regarding the circumstance of involvement, his doli capax,
age and expectation of consequences. [304-A, C]
Observation
(i) Adult intent, automatically attributed to infant mens
is an error, but at the same time, doli capax is not so much
measured by years and days as by the strength of the
delinquent’s understanding and judgment. [304H, 305A]
Criminal Pleading, Evidence & Practice by Archibold, An
Introduction in Criminal Law by Cross and Jones, R. v. Owen
[1830] 4 C & P 236; R. v. Kershaw [1902] 18 T.L.R. 357;
Criminology Problems and Perspective, page 127 by Ahmad
Siddique; referred to.
(ii) The ultimate desideratum of most sentences is to make
an offender a non-offender. The Indian legal system must be
sensitized by juvenile justice. The Bench and the Bar
should be alerted about jus juvenalis. The compassion of
the penal law for juvenescents cannot be reduced to jeunity
by forensic indifference, since justice to juvenile justice
desiderates more from a lively judicial process. The
establishment of a welfare oriented jurisdiction over
juveniles is predicated and over judicialisation and over-
formalisation of Court proceedings is contra-indicated.
Correctionally speaking, the perception of delinquency as
indicative of the person’s underlying difficulties, inner
tensions and explosive stresses similar to those of
maladjusted children, and the belief that court atmosphere
is psychically traumatic and socially stigmatic, argues in
favour of more
302
informal treatment by a free mix of professional and social
workers and experts operating within the framework of the
law. Our nation can never be descriminalised until the
States legislate a children Act, set up the curial and other
infrastructure and give up retributions in favour of
restorative arts in the jurisdiction of young deviants, and
the crime of punishing them is purged legislatively, admi-
nistratively and judicatively. [305D-E, 306C, 307A-D]
’Sentencing and Probation’ (published by : National College
of the State Judiciary, Reno, Nevada, U.S.A.)’-, Kent v.
United States, 383 U.S. 541, 556 [1966]; Social Defence,
Vol. VII No. 25, July 1971 (published by : the Central
Bureau of Correctional Services, Department of Social
Welfare, Government of India) referred to.
Direction
It is essential that the therapeutic orientation of the
prison system, vis-a-vis the appellant, must be calculated
to release stresses, resolve tensions and restore inner
balance. Work designed constructively and curatively with
special reference to the needs of the person involved, may
have a healing effect and change the personality of the
quondam criminal. It is correctionally desirable to grant
parole to prisoners periodically, and it is important for
the prison department to explore, experiment and organise
gradually some reformative exercise like Transcendental
Meditation, in order to eliminate recidivism, and induce
rehabilitation. The brooding presence of judicial vigilance
is the institutional price of prison justice. The
sentencing process should be reformed with flexibility huma-
nity, restoration and periodic review informing the system
and involving the court in the healing directions and
corrections affecting the sentencee whom judicial power has
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cast into the ’cage’. [310G-H, 313A-E, 314A-B]
Guidelines for sentencing (published by : the National
Probation and Parole Association, New York 1957); Rigveda 1-
89-i; Bhavan’s Journal, July 17, 1977, page 57; Kentucky L.
J., Vol. 60 1971-72 No. 2; University of Maryland Law Forum,
Vol. III, No. 2, Winter 1973; State of Arizona v. Jean
Coston Presley (Case No. 6878) Judgment dated 5-3-76; and
United States of America v. Robert Charles Rusch Jr.
(Criminal Action No. 4-8-1750 in the U.S. District Court for
Eastern District of Michigan) referred to.
JUDGMENT:
CRIMINAL, APPELLATE- JURISDICTION : Criminal Appeal No. 256
of 1977.
Appeal by Special Leave from the Judgment and Order dated
29-16-76 of the Patna High Court in Criminal Appeal No. 464
of 1971.
D. Goburdhan for the Appellant.
U. P. Singh, and S. N. Jha for the Respondent.
The following Judgments were delivered :
KRISHNA IYER,. J.-This appeal involves an issue of criminal
culpability presenting mixed questions of fact and law and a
theme of juvenile justice, a criminological Cinderella of
the Indian law-in-action.
Hiralal Mallick, the sole appellant before us, was a 12-year
old lad when he toddled into crime, conjointly with his two
elder brothers. The three, together, were charged with the
homicide of one Arjan Mallick which ended in a conviction of
all under S. 302 read with S. 34 IPC. The trial judge
impartially imposed on each one a punishment of imprisonment
for life. On appeal by all ’the three, the High Court,
taking note of some pecularities, directed the conversion of
the convictions from S. 302 (read with S. 34) into one under
s. 326 (read
303
with’s. 34) IPC and, consequently, pared down the punishment
awarded to the co-accused into rigorous imprisonment for 8
years. The third accused, the appellant before us, was
shown consideration for his tender age of 12 years (at the
time of commission of the crime) and the, court, in a mood
of compassion, softened the sentence on the boy into
rigorous imprisonment for 4 years.
A close-up of the participatory role of the youthful
offender, as distinguished from that of his elder brothers,
discloses a junior partnership for him. For, argued Shri
Goburdhan, while accused 1 and 2 caused the fatal stabs, the
appellant was found to have inflicted superficial cuts on
the victim with a sharp weapon, probably angered by the
episode of an earlier attack on their father, induced by the
stress of the reprisal urge and spurred by his brothers’
rush after the foe, but all the same definitely helping them
in their aggression. That he was too infantine to
understand the deadly import of the sword blows he delivered
is obvious; that he inflicted lesser injuries of a
superficial nature is proved; that he, like the other two,
chased and chopped and took to his heels, is evident. The
immature age of the offender, the fraternal company which
circumstanced his involvement, the degree of intent gaged by
the depth of the wounds he caused and the other facts sur-
rounding the occurrence, should persuade us to hold that
this juvenile was guilty-not of deayh-dealing brutality-but
of naughty criminality, in a violent spree. Measured by his
intent and infancy, his sinister part in the macabre offence
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ran upto infliction of injury with a cutting weapon
attracting s. 324 IPC, not more. Such was the mecaronic
submission of counsel anxious to press for an extenuatory
exoneration from incarceration.
This mix-up of degree of culpability and quantum of
punishment is unscientific and so we have first to fix the
appellant’s guilt under the Penal Code and then turn to the
punitory process. Criminality comes first, humanist
sentence next.
Ordinarily, the vernier scale of a man’s mens rea is the
pragmatic one of the reasonable and probable consequences of
his act. The weapon he has used, the situs of the anatomy
on which be has inflicted the injury and the like, are
inputs. If that be the mental standard of the turpitude,
the offender’s faculty of understanding becomes pertinent.
Man is a rational being and law is a system of behavioral
cybernetics where noetic niceties, if pressed too far, may
defeat its societal efficacy. So, except in pronounced
categories, which we will advert to presently, the intent is
spelt out objectively by the rough-and-ready test of the
prudent man and not with psychic sensitivity to retarded
individuals. Viewed in this perspective, the materials
present in the case, especially the medical evidence, shows
that this young offender armed himself like his brothers
with a cutting instrument and set upon the victim using the
sword on his neck. The autopsy evidence discloses that the
injuries caused by the appellant were not the lethal ones;
but multiple sword cuts on the neck of a man, leave little
room for doubt in the ordinary run of cases as to the intent
of the assailant. When three persons, swords in hand,
attack a single individual, fell him on the ground and
strike on his neck and skull several times with a sharp
304
weapon, it is not caressing but killing, in all conscience
and commonsense. The turpitude cannot be attenuated, and
the inference is inevitable that the least the parties
sought to execute was to endanger the life of the target
person. In this light, the malefic contribution of the
appellant to the crime is substantially the same as that of
the other two.
When a crime is committed by the concerted action of a
plurality of persons constructive liability implicates each
participant, but the degree of criminality may vary
depending not only on the injurious sequel but also on the
part played and the circumstances present, making a
personalised approach with reference to each. Merely be-
cause of the fatal outcome, even those whose intention,
otherwise made out to be far less than homicidal, cannot, by
hindsight reading, be meant to have had a murderous or
kindred mens rea. We have, therefore, to consider in an
individualised manner the circumstances of the involvement
of the appelant, his nonage and expectation of consequences.
When a teenager, tensed by his elders or provoked by the
stone-hit on the head of his father, avenges with dangerous
sticks or swords, copying his brothers, we cannot altogether
ignore his impaired understanding, his tender age and
blinding environs and motivations causatory of his crime.
It is common ground that the appellant was twelve years old
at the time of the occurrence. At common law in England, as
noticed by Archbold in Criminal Pleading, Evidence and
Practice, a child under 14 years is presumed not to have
reached the age of discretion and to be doli incapax; but
this presumption may be rebutted by strong and pregnant
evidence of a mischievous discretion... for the capacity to
commit crime, do evil and contract guilt, is not so much
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measured by years and days as by the strength of the
delinquent’s understanding and judgment.
Cross & Jones in ’An Introduction to Criminal Law’ state :
"It is conclusively presumed that no child under the age of
ten years can be guilty of any offence; a child of ten years
or over, but under the age of fourteen, is presumed to be
incapable of committing a crime, but this presumption may be
rebutted by evidence of ’mischievous discretion’ i.e.,
knowledge that what was done was morally wrong." R. V. Owen
(1830) 4 C & P. 236. Cross & Jones further state : "The re-
buttable presumption of innocence in the case of persons
between the age of ten and fourteen is still wholly
dependent on the common law. The Crown cannot, as in most
other cases, rely on the actus reus as evidence of mens
rea; other evidence that the child knew it was doing
something morally wrong must be adduced." : R. v. Kershaw
(1902) 18 T.L.R. 357.
In English Law, when an adolescent is. charged with an
offence, the prosecution has to prove more than the presence
of a guilty mind but must go further to make out that ’when
the boy did the act, he knew that he was doing what wrong-
not merely what was wrong but what was gravely wrong,
seriously wrong’ (emphasis added).
Adult intent, automatically attributed to infant mens, is
itself an adult error. It is everyday experience that
little boys as a class have
305
less responsible appreciation of dangers to themselves or
others by injurious acts and so it is that the new penology
in many countries immunises crimes committed by children of
and below ten years of age and those between the ages of 10
and 14 are ’in a twilight zone in which they are morally
responsible not as a class, but as individuals when they
know their act to be wrong. The Indian Penal Code, which
needs updating in many portions, extends total immunity upto
the age of seven (s. 82) and partial absolution upto the age
of twelve (s. 83). The latter provision reads :
"83. Nothing is an offence which is done by a
child above seven years of age and under
twelve, who has not attained sufficient
maturity of understanding to judge of the
nature and consequences of his conduct on that
occasion.
The venal solicitude of the law for vernal offenders is
essentially a modern sensitivity of penology although from
the Code of Hammurabi, the days of the Hebrews and vintage
English law, this clement disposition is a criminological
heritage, marred, of course, by some periods and some
countries. Dr. Siddique mentions that there have been
instances in England where children of tender years were
given death sentences like the case where two kids of eight
or nine years were given ,capital punishment for stealing a
pair of shoes (p. 127, Criminology: Problems & Perspectives,
by Ahmad Siddique : Eastern Book Co.). At least as mankind
is approaching the International Year of the Child (1979),
the Indian legal system must be sensitized by juvenile
justice. This conscientious consciousness prompted us to
counsel to examine the statutory position and
criminological projects in the ’child’ area. We had to
make-do with what assistance we got but hope that when a
near-pubescent accused is marched into a criminal court, the
Bench and the Bar will be alerted about jus juvenalis, if we
may so call it. The compassion of the penal law for
juvenescents cannot be reduced to jejunity by forensic
indifference since the rule of law lives by law-in-action,
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not law in the books. Unfortunately, at no stage, from the
charge-sheet to the petition for special leave, has
awareness of s. 83 of the Panel Code, the Probation of
Offenders Act, 1958 or the Bihar Children Act, 1970, been
shown in this case. May be, the offence charged being under
s. 302 IPC and the guilt ultimately found being of an
offence punishable with life imprisonment, account for this
non-consideration. Even so, justice to juvenile justice
desiderates more from a lively judicial process.
Back to Hiralal Mallick and his crime and punishment. Was
he guilty under s. 326 IPC as the High Court has found, or
was he liable only under s. 324 as Shri Goburdhun urges He
was twelve; he wielded a sword; he struck on the neck of the
deceased; he rushed to avenge; he ran away like the rest.
No evidence as to whether he was under twelve, as
conditioned by s. 83 IPC is adduced; no attention to feeble
understanding or youthful frolic is addressed. And we are
past the judicial decks where factual questions like this
can be investigated. The prima facie inference of intent to
endanger the life of the deceased with a sharp weapon stands
unrebutted. Indeed, robust realism easily imputes doli
capax to a twelver who cuts on the neck of another with
306
a sword; for, if he does not know this to be wrong or likely
to rip open a vital part he must be very abnormal and in
greater need of judicial intervention for normalisation.
The conviction under S. 326, IPC, therefore, must be
reluctantly sustained. When such is the law, we cannot
innovate to attenuate, submit to spasmodic sentiment, or
ride an unregulated benevolence. We cannot forget Benjamin
Cardozo’s caveat that "the Judge, even when he is free, is
still not wholly free’. Fettered by the law, we uphold the
conviction.
Now to the issue of ’sentence’. Guidelines for sentencing
are difficult to prescribe and more difficult to practice.
Justice Henry Alfred McCardie succinctly puts it
"Trying a man is easy, as easy as falling off
a log, compared with deciding what to do with
him when he has been found guilty."(1) (p.
362)
Speaking broadly, the ultimate desideratum of most sentences
is ’to make an offender a non-offender. Only as judges
impose effective sentences with a proper attitude and manner
will they perform their expected function of decreasing the
rising number of criminal and quasi-criminal activities in
this nation’ (p. 364) (1) Penal humanitarianism has come to
assert itself, although Sir Winston Churchill put the point
of the common man and of the judge with forceful clarity
"The mood and temper of the public with regard
to the treatment of crime and criminals is one
of the most unfailing tests of the
civilization of any country. (p. 68) (1)
By that unfailing test we fail, if we betray brutality
towards children and burke the human hope of tomorrow and
the current trust in our hands and hearts. So it is that in
the words of the Archbishop of York in the House of Lords’
debate in 1965 :
"Society must say, through its officers of
law, that it repudiates certain acts as
utterly incompatible with civilized conduct
and that it will exact retribution from those
who violate its ordered code. . . " (p. 1 8)
(1)
It is a badge of our humanist culture that we hold fast to a
national youth policy in criminology. The dignity and
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divinity, the self-worth and creative potential of every
individual is a higher value of the Indian people; special
protection for children is a constitutional guarantee writ
into Art. 15(3) and 39(f). Therefore, without more, our
judicial processes and sentencing paradigms must lead kindly
light along the correctional way. That is why Gandhiji
emphasized the hospital setting, the patient’s profile in
dealing with ’criminals’. In-patient, out-patient and
domiciliary treatment with curative orientation is the
penological reverence to the Father of the Nation. A
necessary blossom of this ideology is the legislative
development of criminological pediatrics. And yet it is
deeply regrettable that in Bihar, the land of the Buddha-the
beacon-light whose compassion encompassed all living beings-
the delinquent child is inhospitably treated. Why did this
(1) All quotations from ’Sentencing and Probation’-
Published by National College of the State Judiciary, Reno,
Nevada, U.S.A.).
307
finer consciousness of juvenile justice not dawn on the
Bihar legislators and government. Why did the State not
pass a Children Act through its elected members ? And one
blushes to think that a belated Children Act, passed in 1970
during President’s rule, was allowed to lapse Today, may
be, the barbarity of tender-age offenders being handcuffed
like adult habituals, trooped into the crowded criminal
court in hurtful humiliation and escorted by policemen,
tried along with adults attended by court formalities,
survives in that hallowed State; for, counsel for Bihar
surprised us with the statement that there now exists no
Children Act in that State. With all our boasts and all our
hopes, our nation can never really be decriminalized until
the crime of punishment of the young deviants is purged
legislatively, administratively and judicatively. This
twelve-year old delinquent would have had a holistic career
ahead, instead of being branded a murderer, had a Children
Act refined the Statute Book and the State set up Children’s
Courts and provided for healing the psyche of the little
human.
Conceptually, the establishment of a welfare-oriented
jurisdiction over juveniles is predicated and over-
judicialisation and over-formalisation of court proceedings
is contraindicated. Correctionally speaking, the perception
of delinquency as indicative of the person’s underlying
difficulties, inner tensions and explosive stresses similar
to those of maladjusted children, the-belief that court
atmosphere with forensic robes, gowns and uniforms and
contentious disputes and frowning paraphernalia like docks
and stands and crowds and other criminals marched in and
out, are psychically traumatic and socially astigmatic,
argues in favour of more informal treatment by a free mix of
professional and social workers and experts operating within
the framework of the law. There is a case to move away from
the traditional punitive strategies in favour of the
nourishing needs of juveniles being supplied by means of a
treatment-oriented perspective. This radicalisation and
humanisation of jus juvenalis has resulted in legislative
projects which jettison procedural rigours and implant
informal and flexible measures of freely negotiated non-
judicial settlement of cases. These advances in juvenile
criminology were reflected inter alia in the Children Act,
1960.
The rule of law in a Welfare State has to be operational
and, if the State, after a make-believe legislative
exercise, is too insouciant even to bring it into force by
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a, simple notification, or renew it after its one year
brevity, it amounts to a breach of faith with the humanism
of our supreme lex, an abandonment of the material and moral
well-being promised to, the children of the country in Art.
39(f) and a subtle discrimination between child and child
depending on the State where it is tried. We hopefully
speak for the neglected child and wish that Bihar and, if
there are other States placed in a similar dubiety or
dilemma, they too-did make haste to legislate a Children
Act, set up the burial and other infrastructure and give up
retributivism in favour of restorative arts in the
jurisdiction of young deviants. Often, the sinner is not
the boy or girl but the broken or indigent family and the
indifferent and elitist society. The law has a heart-or, at
least, must
308
have. Mr. Justice Fortas, speaking for the U.S. Supreme
Court in Kent v. United States, said
"There may be grounds of concern that the
child receives the worst of both worlds; that
he gets neither the protection accorded to
adults nor the solicitous care and
regenerative treatment postulated for
children."
[383, U.S. 541, 556 (1966), quoted in
Siddique, supra, p. 149]
The Indian child must have a new deal.
Now we move on to a realistic appraisal of the situation.
The absence of a Children Act leads to a search for the
probation provisions as alternative methods of prophylaxis
and healing. In 1951, the UNESCO recommended a policy of
probation as a major instrument of therapeutic forensics.
Far more comprehensive than S. 562 of the Code of Criminal
Procedure, the Indian Act still leaves room for improvement
in philosophy, application, education and periodical review
through Treatment Tribunals, to mention but a few. We, as
judger., are concerned with the law as it is. And one
should have thought that counsel in the courts below would
have pleaded, when the appellant was convicted, for
probationary liberation. The decisive date for fixing the
age under S. 6 is when the youth is found guilty. But here
the offence charged is one punishable with death or life
imprisonment and the crime proved at the High Court level is
one punishable with life-term. The Act therefore does not
apply. We venture to suggest that in marginal cases this
age-punishability rigidity works hardship but making or
modifying laws belongs to the Legislature. Even so, Chief
Justice Sikri complained, inaugurating the Probation Year
(1971)
"... But is it enough to pass a law and say
that probation is a good thing ? Not only
should the serious student and Probation
Officers be convinced of its advantages but
the Judiciary and the Bar must also become its
votaries. Unfortunately at present, very
little serious attention is paid to this
aspect by the Judiciary and the Bar. As a
matter of fact I was shocked to see that in a
number of cases, which came to the Supreme
Court recently, even the existence of the
local Probation of Offenders Act was not
known, or easily ascertainable. No reference
to the relevant Probation Act was made in the
court below but the point was for the first
time taken in the grounds for special leave to
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appeal to the Supreme Court."
"It seems to me that if an accused person is
likely to be covered by the Act, and his age
appears to be about 21, efforts should be made
by the investigating agency or the prosecuting
counsel to collect material regarding the age.
309
You are all aware that the exact age is known
to very few persons in rural areas.
I also think that a Magistrate should himself
try this question early, if there is any
possibility of the applicability of the
Probation of Offenders Act."
(Social Defence : Vol. VII, No. 25, July
1971-Quarterly review published by the Central
Bureau of Correctional Services, Department of
Social Welfare, Government of India).
We repeat that liberal use of the law is its
life.
Anyway, now that probation also is out of the way, what
incarceratory impost is just ? ’Prison should serve the
purposes of confining people, not of punishing them
(Justinian). As the ’Guidelines for Sentencing’ published
by the National Probation and Parole Association, New York,
1957 states :
"Imprisonment is the appropriate sentence when
the offender must be isolated from the
community in order to protect society or if he
can learn to readjust his attitudes and
patterns of behavior only in a closely
controlled environment."
So we come up to the harm of long shut-up behind the bars.
Subjected to hard labour that rigorous imprisonment implies
and exposed to the deleterious company of hardened adult
criminals, a young person, even if now twentyone, returns a
worse man, with more vices and vengeful attitude towards
society. This is self-defeating from the correctional and
deterrent angles.
How then shall we rehabilitate this youth who has stood nine
years of criminal proceedings, suffered some prison life and
has the prospect of hardening years ahead ? This is not a
legal problem for traditional methods. A vehement critic,
in overzealous emphasis, once said what may be exaggerated
but carries a point which needs the attention of the, Bench
and the Bar. H. Barnes wrote :
"The diagnosis and treatment of the criminal
is a highly technical medical and sociological
problem for which the lawyer is rarely any
better fitted than a real estate agent or a
plumber. We shall ultimately come to admit
that society has been unfortunate in handing
over criminals to lawyers and judges in the
past as it once was in entrusting medicine to
shamans and astrologers, and surgery to
barbers. A hundred years ago we allowed
lawyers and judges to have the same control of
the insane classes as they still exert over
the criminal groups, but we now recognize that
insanity is a highly diversified and complex
medical problem which we entrust to properly
trained experts in the field of neurology and
psychiatry. We may hope that in another
hundred years the treatment of the criminal
will be equally thoroughly and willingly
submitted to medical and sociological
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experts."
(p. 74, Sentencing and Probation, supra)
3 10
We have to turn to correctional and rehabilitative
directions while confirming the four-year term. We affirm
the period of the sentence since there is no particular
reason why a very short term should be awarded. When a
young person is being processed correctionally, a sufficient
restorative period to heal the psychic wounds is necessary.
From that angle also a term which is neither too short nor
too long will be the optimum to be adopted by the
sentencing judge. How ever, the more sensitive question
turns on how, behind the prison walls, behavioral techniques
can be built in to repair the distortions of his mind.
Stressologists tell us, by scientific and sociological
research, that the cause of crime in most cases is inner
stress, mental disharmony and unresolved tension. In this
very case, the lad of twelve was tensed into irresponsible
sword play as a result of fraternal provocation and paternal
injury. It is, therefore, essential that the therapeutic
orientation of the prison system, vis a vis the appellant,
must be calculated to release stresses, resolve tensions and
restore inner balance.
This is too complicated a question and, in some measure,
beyond the judicial expertise, so that we have to borrow
tools and techniques from specialists, researchers and
sociologists. The ancient admonition of the Rigveda,
(’Let noble thoughts come to us from every side-Rigveda
1-89-i) is a good guideline here. From Lenin and Gandhi to
leading sociologists, criminologists and prison-management
officials, it is established that work designed
constructively and curatively, with special reference to the
needs of the person involved, may have a healing effect and
change the personality of the quondam criminal. The
mechanical chores and the soulless work performed in jail
premises under the coercive presence of the prison wanders
and without reference to relaxation or relish may often be
counter-productive. Even the apparel that the convict wears
burns into him humiliatingly, being a distinguishing dress
constantly reminding him that he is not an ordinary human
but a criminal. We, therefore, take the view that within
the limits of the prison rules obtaining in Bihar,
reformatory type of work should be prescribed for the
appellant in consultation with the medical officer of the
jail. The visiting team of the Central Prison will pay
attention to see that this directive is carried out. The
appellant, quite a young man, who was but a boy when the
offence was committed, shall not be forced to wear convict
costume provided his guardians supply him normal dress.
These harsh obscurantism must gradually be eroded from our
jails by the humanizing winds that blow these days. We
mentioned about stressfully. One method of reducing tension
is by providing for vital links between the prisoner and his
family. A prisoner insulated from the world becomes bestial
and, if his family ties are snapped for long, becomes de-
bumanised. Therefore we regard it as correctionally
desirable that this appellant be granted parole and expect
the authorities to give consideration to paroling out
periodically prisoner-,, particularly of, the present type
for reasonable spells, subject to sufficient safeguards
ensuring their prober behavior outside and prompt return
inside.
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More positive efforts are needed to make the man whole, and
this takes us to the domain of mind culture.
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Modern scientific studies have validated ancient vedic
insights bequeathing to mankind new meditationa. yogic and
other therapeutics, at once secular, empirically tested and
trans-religious. The psychological, physiologic and
sociological experiments conducted on the effects of
Transcendental Meditation (TM, for short) have proved that
this science of creative intelligence, in its meditational
applications, transquillises the tense inside, helps meet
stress without distress, overcome inactivations and
instabilities and by holistic healing normalises the severed
and fatigued man. Rehabilitation of psychatric patients,
restoration of juvenile offenders, augmentation of moral
tone and temper and, more importantly, improvement of social
behaviour of prisoners are among the proven findings
recorded by researchers. Extensive studies of TM in many
prisons in the U.S.A. Canada, Germany and other countries
are reported to have yielded results of improved creativity,
higher responsibility and better behaviour. Indeed, a few
trial courts in the, United States have actually
prescribed(1) TM as a recipe for rehabilitation. As Dr. M.
P. Pai, Principal of the Kasturba Medical College,
Mangalore, has put down
"Meditation is a science and this should be
learnt under guidance and cannot be just
picked up from books. Objective studies on
the effects of meditation on human body and
mind is a modern observation and has been
studied by various investigation at MERU-
Maharishi European Research University. Its
tranquillising effect on body and mind,
ultimately leading to he greater goal of
Cosmic Consciousness or universal awareness,
has been studied by using over a hundred
parameters. Transcendental Meditation
practised for 15 minutes in the morning and
evening every day brings about a host of
beneficial effects. To name only a few :
1. Body and mind gets into a state of deep
relaxation.
2. -B. M. R. drops, less oxygen is
consumed.
3. E.E.G. shows brain wave coherence with
’alpha’ wave preponderance.
4. Automatic stability increases.
5. Normalisation of high blood pressure.
6. Reduced use of alcohol and tobacco.
7. Reduced stress, hence decreased plasma
cortisol and blood lactate.
8. Slowing of the heart etc.
1. In the Superior Court of the State of Arizona-judgment
d/5-3-76 in State of Arizona v. Jean Boston Presley-Case No.
6878;
Criminal Action No. 4-81750 in the U.S. District Court for
Eastern District of Michigan-United States of America v.
Robert Charles Rusch Jr.
312
The self of every man has been found to be his
consciousness, and its full potential is found
in the state of least excitation of
consciousness, which is the most simple of
awareness.
To sum up, inadequacy of ’alpha’ waves is
disease, and mental health could be restored
by increasing ’alpha’ wave production in the
cerebral hemisphere instead of other type of
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waves seen in disease. Five years’ research
has’ given encouraging results, and more work
in this field is being done and results are
awaited."
Lecture on ’Ancient Insights and Modern
Discoveries delivered under the auspices of
Bharatiya Vidhya Bhavan sponsored two-day
symposium-Published in Bhavan’s journal d/July
17, 1977 : P. 57 under the caption: The Mind
of Man : Importance of Mental Health.
A recent Article on TM and the Criminal Justice System in
the Kentucky Law Journal and another one in the Maryland Law
Forum highlight the potency of TM in the field of criminal
rehabilitation (Kentucky L. J. Vol. 60, 1971-72 No. 2; and
University of Maryland Law Forum, Vol. 111, No. 2, Winter
1973). There is no reason, prima facie, if TM
physiologically produces a deep state of restful alertness
which rejuvenates and normalises the functioning of the ner-
vous system, to reject the conclusion of David E. Sykes
which he has summarized thus
"Physiologically, T.M. produces a deep state
of restful alertness which rejuvenates and
normalizes the functioning of the
nervous system.
Psychologically, T. M. eliminates mental
stress, promotes clearer thinking and greater
comprehension; it enriches perception,
improves outlook and promotes efficiency and
effectiveness in life.
Sociologically, T. M. eliminates tension and
discordance and promotes more harmonious and
fulfilling interpersonal relationships, thus
making every individual more useful to himself
and others and bringing fulfilment to the
purpose of society.
The combined physiological, psychological and
sociological changes produce an overall effect
of fullness of life. The elimination of
mental, physical and behavioral abnormalities
through the release of deep stress produces a
sense of fulfilment and internal hartnony. It
is interesting to note that this development
of life in increasing values of contentment
and fulfilment has long been understood in
terms of spiritual development. With the
tools of modern science, we can now
systematically evaluate the objective causes
and expressions of this inner, personal
development produced by transcendental
meditation."
313
It has been repeatedly pointed out in the literature bearing
on the subject that TM is just not religion, and is like
physics applied to human consciousness. Even so, it is not
for the court, at the present stage, to prescribe what the
prison authorities should do with the appellant while he is
in their charge. Nevertheless, we emphasize how important
it is for the prison department to explore, experiment and
organize gradually some of these reformative exercises in
order to eliminate recidivism and induce rehabilitation. We
make these observations in the expectation that, facilities
being available and the prisoner’s consent being
forthcoming, he will be given, under proper initiation and
medical authorisation, courses which will refine his
behaviour, develop his full potential and thereby justify
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the justice of his forced tenancy for four years.
An afterword on power. Within the limits of the Prison Act
and rules, there is room for reform of the prisoner’s
progress. And the court, whose authority to sentence
deprives the sentence of his constitutional freedoms to a
degree, has the power-indeed, the duty to invigorate the
intramural man-management so that the citizen inside has
spacious opportunity to unfold his potential without over
such inhibition or sadistic overseeing. No traditional
judicial hand off doctrine nor Prison department’s Monroe
doctrine can dissuade or disentitle this Court from issuing
directives, consistently with law, for the purpose of
compelling the institutional confinement to conform to the
spirit and standards of the fundamental rights which belong
to the man walled off. We cannot, in all conscience, order
him to be shut up and forget about him. The breading
presence of judical vigilance is the institutional price of
prison justice.
We have son journed in the sentencing chapter of this
judgment for so long, our anxiety being to work out
purposeful incarceration shot with just and effective
prescription. Red-hot rhetoric or flaming recommendations
can have no more than romantic value since statutory
authority is the only sanction behind a court’s directive.
So we requested counsel to search for the sections and rules
under the Prisons Act bearing on constructive correction-
oriented orders the Court has power to pass. Counsel for
the State drew our attention to the vintage measures lost in
the statute book like the Reformatory Schools Act as well as
the Borstal Schools Act, apart from the Probation of
Offenders Act and the rules under these laws. This study
has served only to convince us that, while statutory
guidelines to fix the quantum of punishment are marked by
uncanalised fuidity, the court’s correctional role in
meaningful sentencing is marginal, justifying judge Marvin
E. Frankel’s cynical expression-Criminal Sentences : Law
without Order. The Rai prisons continue gerentologically in
their grimy grimness; the dress, diet, bed, drill,
Organisation and discipline why, even the philosophy and
fears-have hardly responded to rehabilitative penology or
humane decency. Indeed, it is still an attitude of ’lock
them up and throw away the key’, save for some casual ’open
Jail’ experiments and radical phrases in academic
literature. We omit the Chambal oasis where changes are
being tried out. And this is a startling anti-climax when
we remember that our Freedom Struggle had found nearly all
post-Independence leaders
314
in wrathful incarceration and most India Ministers, now and
before, had been no strangers to prison torments. The time,
has come, for reform of the sentencing process with
flexibility, humanity, restoration and periodic review
informing the system and involving the court in the healing
directions and corrections affecting the sentence where
judicial power has cast into the ’cage’. For the nonce,
however, we,, as judges, have to work within the law as it
now stands. And we cannot impose what is not sanctioned or
is not accepted by the State. So we have couched what
would have been binding man dates in terms of hopeful half-
imperatives. Subject to the observations regarding imprison
and parole treatment of the appellant, we dismiss the
appeal.
GOSWAMI, J.-I agree that there is no merit in this appeal
which is dismissed.
My learned Brother has dealt with both the lethargy in law-
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making and indifference and indolence in implementing laws
in and attractive and trenchant manner.
So far as the post-sentencing aspects are concerned, my
learned Brother has gone into depth on matters which he has
studied extensively. These will appertain to law reforms as
well as prison forms which the I legislature and the
implementing executive can profitably undertake. I hope and
trust that my learned Brother’s earnest and anxious
observations in this judgment will not be a cry in the
wilderness.
M.R.
Appeal dismissed.
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