Full Judgment Text
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CASE NO.:
Appeal (civil) 3024 of 2005
PETITIONER:
U.P.S.C.
RESPONDENT:
K. RAJAIAH & ORS.
DATE OF JUDGMENT: 03/05/2005
BENCH:
P. VENKATARAMA REDDI & P.P. NAOLEKAR
JUDGMENT:
JUDGMENT
ORDER
ARISING OUT OF
SPECIAL LEAVE PETITION (CIVIL) NO. 709 OF 2004
WITH
C. A. NO. \005.. OF 2005 @ S.L.P.(C) NO. 728 OF 2004
P. VENKATARAMA REDDI, J.
Leave granted.
The 1st respondent herein belonging to A.P. Police
Service of the rank of Superintendent of Police, filed an
application before the Central Administrative Tribunal,
Hyderabad Bench, in the year 2002 questioning the two
notifications dated 21.1.2002 & 15.2.2002 issued by the
Central Government selecting and appointing certain police
officers of Andhra Pradesh State cadre to the Indian Police
Service against the vacancies of 1998 and 1999. It has been
the case of the 1st respondent that despite his outstanding
service he has not been selected whereas officers having
inferior merit were selected. The main contention before the
Tribunal was that there was no proper assessment of merit
by the Selection Committee and the awards and
commendations which he got and the ’outstanding’ grading
given in the ACRs for as many as four years were not duly
taken into account by the selecting body. He claimed to
possess superior merit over the three respondents who were
senior to him and who were selected and appointed by the
Government. The Tribunal did not accept the contention of
the respondent. It dismissed the application while observing
thus:
"\005On careful scrutiny of the ACRs of the applicant
and other eligible candidates in the list, we are
satisfied that the official respondents have
considered the merits and demerits of each and
every candidate while notional benefits keeping
open the said two posts for consideration for
Selection from others in the eligibility list.
Though it is pointed out by the learned counsel
for the applicant that the applicant has been
recommended President’s Police Medal for
distinguished service rendered by him and this
fact has not been taken into consideration by the
said Committee, it is found that the said Police
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Medal has been awarded to the applicant on the
Republic Day of 2001 i.e, nearly after one year
from the date on which the Selection Committee
met i.e, 22.12.1999 for preparation of the select
lists for the years 1996-1997, 1998 and 1999. As
already pointed out by us, whatever awards given
to the applicant during various years prior to
22.12.1999 are noted in the ACRs of the
respective years of the applicant and they were
taken into consideration by the Selection
Committee in giving the grading to the applicant.
Thus it is found that the Selection Committee has
taken into consideration all the relevant facts in
making in-depth assessment of the candidates of
the eligibility lists of the relevant years 1998 and
1999."
Aggrieved by the said order, the 1st respondent filed a
writ petition under Article 226 of the Constitution in the High
Court of Andhra Pradesh. Apart from the prayer to quash
the order of the Tribunal and the two notifications issued by
the Central Government in 2002, the first respondent
sought for the direction to set aside the appointments of
respondents 5 to 7 and to convene a fresh Selection
Committee for re-assessment of comparative merit on the
basis of the service records and not confining the
consideration to ACRs only.
The High Court proceeded on the premise that the 1st
respondent had four ’outstanding’ gradings from "1996 to
1999" (it must be 1994 to 1996) in the ACRs, whereas the
other officers did not have so many outstanding gradings.
The High Court observed that no reasons were disclosed for
revising the classification to the detriment of the writ
petitioner. The main reason however which weighed with
the High Court was that the Selection Committee omitted to
consider the relevant material which, according to the High
Court, was not merely the ACR, but also the entire service
record / service register of the officers. The High Court
observed thus:
"Thus, it is clear that what was considered by the
Selection Committee was the ACRs only and not
the service records. On directions by this Court,
the Government produced the records. The
crucial file in which the Committee categorized
the officers has not been made available. The said
file only clears the mist as to whether the
Committee considered only ACRs or the S.Rs.
also. We have to necessarily draw adverse
inference in this regard\005
\005It is one thing to say that the S.Rs. and ACRs of
the officers have been placed before the
Committee and on the basis of these documents
the categorization was made. But, it is another
thing to say that the Committee can categorise
on the basis of ACRs. The latter procedure
conflicts with sub-regulation (4) of Regulation 5.
The learned tribunal failed to analyse and
examine this issue and thereby committed an
error apparent on the face of the record\005"
The High Court accordingly allowed the writ petition and
directed the official respondents to constitute a fresh
Selection Committee and to prepare the panel of officers to
be promoted to IPS for the year 1999 by assessing "overall
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relative assessment by considering the relevant ACRs and
Service Records as directed supra". Assailing this judgment
of the High Court, the SLPs were preferred by the Union
Public Service Commission (UPSC) and the Union of India.
Before proceeding further, we may note the relevant
provisions contained in Regulation 5(4) & 5(5) of Indian
Police Service (Appointment by Promotion) Regulations,
1955 in regard to preparation of select list.
5(4) The Selection Committee shall classify
the eligible officers as ’outstanding’, ’very good’,
’good’ or ’unfit’ as the case may be, on an overall
relative assessment of their service records.
5(5) The list shall be prepared by including
the required number of names, first from among
the officers finally classified as ’outstanding’ them
from among those similarly classified as ’very
good’ and thereafter from amongst those similarly
classified as ’good’ and the order of names inter
se within each category shall be in the order of
their seniority in the State Police Service.
After hearing the arguments on 18.1.2005, the following
order was passed by us:
"Having considered the arguments, we are of the
prima facie view that the reason which weighed
with the High Court in quashing the select list of
IPS for the year 1999 relating to Andhra Pradesh
State is not correct. It seems to us that the
Annual Confidential Reports Parts I & II placed
before the Selection Committee are
comprehensive enough to furnish requisite
material to judge the comparative merit and that
the non-perusal of service register/record by itself
has not vitiated the selection. Still the question
that remains is whether the consideration was
based on the relevant criteria as laid down in the
Regulations, namely, Indian Police (Appointment
by Promotion) Regulations, 1955 remains to be
considered, especially in view of certain
observations made by the High Court in support
of the respondent’s plea on merits. Instead of
remitting the matter to the High Court for fresh
consideration, we deem it just and proper to
settle the issue once and for all, especially, for
the reason that the respondent-writ petitioner has
retired from the State Police service at the age of
58 years and if his claim is accepted, he would
perhaps serve as an Officer of IPS for a short
time.
Though the broad stand taken by the UPSC
in the counter-affidavit filed before the Tribunal /
High Court and also in the memorandum of SLP
does not spell out the precise reason as to why
the respondent who was graded outstanding for
three years preceding the year under
consideration was not selected, certain facts
including the actual procedure that is being
followed by UPSC to evaluate the candidates were
projected in the course of arguments. Certain
documents were placed before us for our perusal
though the copies were not served to the
respondent’s counsel.
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It is only fair and proper that the UPSC files
an additional affidavit clarifying the relevant
aspects bearing on the non-selection of the
respondent as per the extant procedure so that
the respondent will be able to make out his case
with reference to those aspects."
Pursuant to this Order, an additional affidavit was filed on
behalf of UPSC and reply thereto was filed by the 1st
respondent. Thereafter, the matter has been listed for
further hearing.
In regard to the service records and ACRs, we reiterate
the prima facie view expressed by us in our Order dated
18.1.2005. The assumption underlying the Writ petitioner’s
contention that the ACRs do not reflect the details of awards
and commendations and the penalties is not correct.
Therefore, the substratum of the reasoning of the High
Court that relevant material in the form of service registers
were not made available to the Selection Committee for
scrutiny collapses.
We cannot also endorse the view taken by the High
Court that consistent with the principle of fair play, the
Selection Committee ought to have recorded reasons while
giving a lesser grading to the 1st respondent. The High Court
relied on the decision of this Court in National Institute of
Mental Health & Neuro Sciences Vs. Dr. K. Kalyana
Raman & Ors. [AIR 1992 SC 1806]. Far from supporting
the view taken by the High Court, the said decision laid
down the proposition that the function of the Selection
Committee being administrative in nature, it is under no
obligation to record the reasons for its decision when there
is no rule or regulation obligating the Selection Committee
to record the reasons. This Court then observed "even the
principles of natural justice do not require an administrative
authority or a Selection Committee or an Examiner to record
reasons for the selection or non selection of the person in
the absence of statutory requirement. This principle has
been stated by this Court in R.S. Das Vs. Union of India
[1986 (Suppl.) SCC 617] at Page 633." In the next
paragraph, the learned Judges indicated as to what is
expected of the Selection Committee, in the following
words:
"\005we may state at the outset that giving of
reasons for decision is different from, and in
principle distinct from the requirements of
procedural fairness. The procedural fairness is the
main requirement in the administrative action.
The ’fairness’ or ’fair procedure’ in the
administration action ought to be observed. The
Selection Committee cannot be an exception to
this principle. It must take a decision reasonably
without being guided by extraneous or irrelevant
consideration. But there is nothing on record to
suggest that the Selection Committee did
anything to the contrary\005"
That being the legal position, the Court should not have
faulted the so called down gradation of the 1st respondent
for one of the years. Legally speaking, the term ’down
gradation’ is an inappropriate expression. The power to
classify as ’outstanding’, ’very good’, ’good’ and ’unfit’ is
vested with the Selection Committee. That is a function
incidental to the selection process. The classification given
by the State Government authorities in the ACRs is not
binding on the Committee. No doubt, the Committee is by
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and large guided by the classification adopted by the State
Government but, for good reasons, the Selection Committee
can evolve its own classification which may be at variance
with the gradation given in the ACRs. That is what has been
done in the instant case in respect of the year 1993-94.
Such classification is within the prerogative of the Selection
Committee and no reasons need be recorded, though it is
desirable that in a case of gradation at variance with that of
the State Government, it would be desirable to record
reasons. But having regard to the nature of the function and
the power confided to the Selection Committee under
Regulation 5(4), it is not a legal requirement that reasons
should be recorded for classifying an officer at variance with
the State Government’s decision.
What remains is whether the case of the 1st respondent
was duly considered vis-a-vis the other eligible officers
including Respondents 5 to 7. The question is whether the
non-selection of the 1st respondent to IPS against the
vacancies pertaining to A.P. State for the year 1999 is on
account of non-adherence to relevant rules or arbitrariness
in the process of selection.
The actual procedure adopted and the factors taken
into account by the UPSC / Selection Committee has been
narrated in the additional affidavit dated 15.2.2005 filed on
behalf of UPSC sworn to by the Deputy Director (AIS),
UPSC. The relevant extracts are given hereunder:
"It is also submitted that the Regulations do not
provide for the detailed method to be followed in
the matter of assessment of officers. The
Commission has, therefore, evolved certain
guidelines to be followed by the Selection
Committee in the matter of the procedure for
assessing the records. It is submitted that the
confidential procedure of the Union Public Service
Commission has been circulated to this Hon’ble
Court. The procedure contained therein is
followed by the Selection Committee in respect of
all the States/Cadres for induction to the All India
Services under the Promotion Regulations.
It is submitted that the Selection Committee is
required to go through the service records of each
of the eligible officers, with special reference to
the performance of the officer during the last five
years (preceding the years for which the Select
List is being prepared), deliberating on the quality
of the officer as indicated in the various columns
recorded by the Reporting/Reviewing Officer/
Accepting Authority in the ACRs for different
years and then finally arrive at the classification
to be assigned to each officer. The Selection
Committee also takes into account orders
regarding appreciation for the meritorious work
done by the concerned officers. Similarly, it is
also required to keep in view orders awarding
penalties or any adverse remarks communicated
to the officer, which even after due consideration
of his representation, have not been completely
expunged.
That as per the uniform procedure followed by
the Selection Committee for preparing the IPS
Select List for 1999, the ACRs for the years 1993-
94, 1994-95, 1995-96, 1996-97 and 1997-98
were taken into consideration by the Selection
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Committee for categorizing all the eligible SPS
officers as ’outstanding’, ’very good’, ’good’, or
’unfit’ as the case may be.
That, for the year 1999 against 03 (three)
vacancies, 09 (nine) officers were considered by
the Selection Committee. The respondent No.1
was considered at S.No.08 in the eligibility list of
1999. For preparation of the Select List of 1999,
the ACRs for the years 1993-94, 1994-95, 1995-
96, 1996-97 & 1997-98 were taken into
consideration because the crucial date for
reckoning the eligibility is 01.01.1999. The
Selection Committee on an overall relative
assessment of his service record assessed
Respondent No.1 as ’Very Good’ as he secured
’Outstanding’ only in respect of three years. On
the basis of overall grading as ’Very Good’, the
name of Respondent No.1 could not be included
in the Select List of 1999 due to the statutory
limit on the size of the Select List. That, sufficient
number of officers senior to the respondent No.1
with overall grading as ’Very Good’ were available
and in accordance with the provisions of
Regulation 5(5) of the Promotion Regulations,
their names were included in the Select List of
1999. Two officers senior to the Respondent No.1
who were graded as ’Very Good’ also could not
find a place in the Select List of 1999 due to the
statutory limit on the size of the Select List."
We have also gone through the records of assessment
placed before us by the learned counsel for the UPSC. The
arguments in the additional affidavit coupled with the
contents of the record make it clear that the 1st respondent
could not be selected for the reason that he did not get the
gradation of ’outstanding’ for four years in a block of five
years that was taken into account for the purpose of
evaluating the merits of the candidates. The learned counsel
for the 1st respondent points out that for the year 1993-94
which falls within the five year range, the first respondent
ought to have been graded as ’outstanding’ in conformity
with the grading in the ACR. However, the selection
Committee graded him as ’very good’ in view of the
difference of opinion expressed by the reporting officer and
the reviewing officer. We do not find any unfairness or
arbitrariness in grading the 1st respondent as ’very good’ for
the year 1993-94. If so, as he gets ’outstanding’ grading
only for three years, his overall grading cannot be
’outstanding’ in view of the existing guidelines adopted by
the Commission. Normally, the Court will not interfere with
the evaluation done by the Commission on a consideration
of relevant material. However, we have some doubts on the
validity of guidelines evolved in this behalf. The procedure of
assigning the overall grading as ’outstanding’, only if an
officer was classified as such in the ACRs of four out of five
years, seems to dilute the procedure of selection by merit
and give primacy to seniority to some extent. For instance,
if a junior officer gets three ’outstanding’ grades and two
’very good’ gradings, the officers senior to him, though they
might not have got ’outstanding’ even for one year, will be
selected by virtue of their seniority. Whether this result that
follows from the application of the criterion that is being
adopted by the Commission is contrary to the statutory
Regulations or whether such criteria would be violative of
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Articles 14 & 16, is a matter which might deserve serious
consideration. But, in the absence of specific challenge to
the rule or the procedural guidelines spelt out in the
additional affidavit filed by the UPSC and the arguments not
having been advanced on this aspect, we are not inclined to
express a definite opinion on this aspect.
Taking an overall view and having due regard to the
limitations inherent in judicial review of selection process by
an expert body, we are not inclined to nullify the decision
taken by the UPSC.
In the light of the foregoing discussion, we set aside
the judgment of the High Court and hold that the Tribunal
has rightly dismissed the application filed by the 1st
respondent. The appeals are thus allowed.