Full Judgment Text
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PETITIONER:
THAKUR PRATAP SINGH
Vs.
RESPONDENT:
SHRI KRISHNA GUPTA AND OTHERS.
DATE OF JUDGMENT:
02/12/1952
BENCH:
ACT:
Election Dispute-Rule requiring candidate to state
occupation in nomination paper-If mandatory in character-
Duty of Court-Central Provinces and Berar Municipalities Act
(II) of 1962, ss. 9(1) (iii) (c), 23.
HEADNOTE:
The appellant was a candidate for the office of President of
the Municipal Committee, Damoh. The nomination was made in
an old form under the old rules which required a candidate
to enter his caste. Under the new rules this was changed
and occupation had to be stated instead, which none except
the respondent No. I had done. Objection to the validity of
the appellant’s nomination paper was overruled by the
Supervising Officer. The appellant secured the highest
number of votes and was declared elected. The respondent
No. 1, thereupon, filed the election petition. He failed in
the Election Tribunal which held that the defect was not
substantial and was curable. The High Court, however,
reversed this decision in revision, holding that failure to
comply ’with any of the provisions set out in the rules was
fatal and in such cases the nomination paper should be
rejected.
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Held, that the rule requiring the occupation of the
candidate to be stated in the nomination form was directory
and not mandatory In character and as the failure to comply
with it did not affect the merits of the case as laid down
in s. 23 of the Act, the election could not be set aside on
that ground.
Rattan Anmol Singh v. Atma Ram ([1955] 1 S.C.R. 481), dis-
tinguished.
Courts should not go by mere technicalities but look to the
substance. Some rules may be vital, while others are merely
directory, and a breach of these may be overlooked, provided
there is substantial compliance with the rules read as a
whole and no prejudice ensues. When the Act does not make a
clear distinction, it is the duty of the court to sort out
one class from the other along broad based commonsense
lines.
Punjab Co-operative Bank Ltd., Amritsar v. Income-Tax
Office?-, Lahore ([1940] L.R. 67 I.A. 464), referred to.
JUDGMENT:
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 294 of 1955.
Appeal by special leave from the Judgment and Order dated
the 7th September, 1955, of the Nagpur High Court, in Civil
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Revision No. 833 of 1954.
B.B. Tawakley, (K. P. Gupta, with him for the appellant.
R. S. Dabir and R. A. Govind, for respondent No. 1.
1955. December 2. The Judgment of the Court was delivered
by
BOSE J.-The appellant was a candidate for the office of
President of the Municipal Committee of Damoh. The
respondents (seven of them) were also candidates. The
nominations were made on forms supplied by the Municipal
Committee but it turned out that the forms were old ones
that had not been brought up to date. Under the old rules
candidates were required to give their caste, but on 23-7-
1949 this was changed and instead of caste their occupation
had to be entered. The only person who kept himself abreast
of the law was the first respondent. He struck out the word
"caste" in the printed form and wrote in "occupation"
instead and then gave his occupation, as the new rule
required, and not his
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caste. All the other candidates, including the appellant,
filled in their forms as they stood and entered their caste
and not their occupation. The first respondent raised an
objection before the Supervising Officer and contended that
all the other nominations were s; invalid and claimed that
he should be elected as his was the only valid nomination
paper. The objection was overruled and the election
proceeded.
The appellant secured the highest number of votes and was
declared to be elected. The first respondent thereupon
filed the election petition out of which this appeal arises.
He failed in the trial Court. The learned Judge held that
the defect was not substantial and so held that it was
curable. This was reversed by the High Court on revision.
The learned High Court Judges referred to a decision of this
Court in Rattan Anmol Singh v. Atma Ram(1) and held that any
failure to comply with any of the provisions set out in the
various rules is fatal and that in such cases the nomination
paper must be rejected.
We do not think that is right and we deprecate this tendency
towards technicality; it is the substance that counts and
must take precedence over mere form. Some rules are vital
and go to the root of the matter: they cannot be broken;
others are only directory and a breach of them can be
overlooked provided there is substantial compliance with the
rules read as whole and provided no prejudice ensues; and
when the legislature does not itself state which is which
judges must determine the matter and, exercising a nice
discrimination, sort out one class from the other along
broad based, commonsense lines. This principle was
enunciated by Viscount Maugham in Punjab Co-operative Bank
Ltd., Amritsar v. Incometax Officer, Lahore(2) and was
quoted by the learned High Court judges-’
"It is a well settled general rule that an absolute
enactment must be obeyed or fulfilled exactly, but it is
sufficient if a directory enactment be obeyed or fulfilled
substantially".
(1) [1955] 1 S.C.R. 481.
(2) [1940] L.R. 07 I.A. 464, 476,
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But apart from that, this is to be found in the Act itself.
The learned High Court Judges were of opinion that the
directions here about the occupation were mandatory. That,
we think, is wrong.
The present matter is governed by section 18 of the Central
Provinces and Berar Municipalities Act (II) of 1922. Among
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other things, the section empowers the State Government to
"make rules under this Act regulating the mode............
of election of presidents....."
and section 175(1) directs that
"all rules for which provision is made in this Act shall be
made by the State Government and shall be consistent with
this Act",
Now one of the provisions of the Act, the one that directly
concerns us, is set out in section 23:
"Anything done or any proceeding taken under this Act shall
not be questioned on account of any defect or irregularity
not affecting the merits of the case".
The rules have therefore to be construed in the light of
that provision.
Rule 9 (1)(i) states that-
" each candidate shall.....deliver to the Supervising
Officer a nomination paper completed in the form appended
and subscribed by the candidate himself as assenting to the
nomination and by two duly qualified electors as proposer
and seconder".
The amended form requires the candidate to give, among other
things, his name, father’s name, age, address and
occupation; and rule 9(1)(iii) directs that the Supervising
Officer
"shall examine the nomination papers and shall decide all
objections which may be made to any nomination and may
either on such objection or on his own motion, after such
summary enquiry, if any, as he thinks necessary, refuse any
nomination on any of the following grounds:
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(C) that there has been any failure to comply with any of
the provisions of clause (i)........."
It was contended that the word "may" which we have
underlined above has the force of "shall" in that context
because clause (a) of the rule reads---
"(a) that the candidate is ineligible for election under
section 14 or section 15 of the Act".
It was argued that if the candidate’s ineligibility under
those sections is established, then the Supervising Officer
has no option but to refuse the nomination and it was said
that if that is the force of the word "may" in a case under
clause (a) it cannot be given a different meaning when
clause (c) is attracted.
We need not stop to consider whether this argument would be
valid if section 23 had not been there because the rules
cannot travel beyond the Act and must be read subject to its
provisions. Reading rule 9(1) (iii) (c) in the light of
section 23, all that we have to see is whether an omission
to set out a candidate’s occupation can be said to affect
"the merits of the case". We are clear it does not. Take
the case of a man who has no occupation. What difference
would it make whether be entered the word "nil" there, or
struck out the word "occupation" or placed a line against
it, or just left it blank? How is the case any different,
so far as the merits are concerned, when a man who has a
occupation does not disclose it or misnames it, especially
as a man’s occupation is not one of the qualifications for
the office of President. We are clear that this part of the
form is only directory and is part of the description of the
candidate;, it does not go to the root of the matter so long
as there is enough material in the paper to enable him to be
identified beyond doubt.
It was also argued that there was a reason for requiring the
occupation to be stated, namely, because section 15(k) of
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the Act disqualified any person who "holds any office of
profit" under the Committee. But disclosure of a
candidate’s occupation would not necessarily reveal this
because the occupation need only be stated in general terms
such as "service" or
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"agriculture" and need not be particularised; also, in any
’event, section 15 sets out other grounds of dis-
qualification which are not required to be shown in the
form.
As regards our earlier decision. That was a case in which
the law required the satisfaction of a particular official
at a particular time about the identity of an illiterate
candidate. That, we held, was the substance and said in
effect that if the law states that A must be satisfied about
a particular matter, A’s satisfaction cannot be replaced by
that of B; still less can it be dispensed with altogether.
The law we were dealing with there also required that the
satisfaction should be endorsed on the nomination paper.
That we indicated was mere form and said at page 488--
"If the Returning Officer had omitted the attestation
because of some slip on his part and it could be proved that
he was satisfied at the proper time, the matter might be
different because the element of his satisfaction at the
proper time, which is of the substance, would be there, and
the omission formally to record the satisfaction could
probably, in a case like that, be regarded as an
unsubstantial technicality".
A number of English cases were cited before us but it will
be idle to examine them because we are concerned with the
terms of section 23 of our Act and we can derive no
assistance from decisions that deal with other laws made in
other countries to deal with situations that do not
necessarily arise in India.
The appeal succeeds and is allowed with costs here and in
the High Court. The order of the High Court is set aside
and that of the Civil Judge restored.
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