Full Judgment Text
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 1 of 6
PETITIONER:
RAMCHANDRA DAYARAM GAWANDE
Vs.
RESPONDENT:
UNION OF INDIA & ORS.
DATE OF JUDGMENT: 10/05/1996
BENCH:
RAMASWAMY, K.
BENCH:
RAMASWAMY, K.
G.B. PATTANAIK (J)
CITATION:
JT 1996 (6) 361 1996 SCALE (5)293
ACT:
HEADNOTE:
JUDGMENT:
THE 10TH DAY OF MAY, 1996
Present:
Hon’ble Mr.Justice K.Ramaswamy
Hon’ble Mr.Justice G.B.Pattanaik
K.Madhava Reddy, Sr.Adv. A.M.Khanwilkar, Adv. with him
for the Appellant
V.N. Ganpule, Sr.Adv. R.N. Keshwani and D.M. Nargolkar,
Advs. with him for the Respondents.
O R D E R
The following Order of the Court was delivered:
Ramchandra Dayaram Gawande
V.
Union of India & Ors.
O R D E R
Leave granted.
We have heard learned counsel on both sides.
The appellant appointed to a substantive post in State
Police Service was promoted as a Superintendent of Police in
senior time scale on May 11, 1976. He was brought on select
list for the year 1977. He was given seniority in the All
India Police Service from promotee quota w.e.f. April 30,
1978. Since he was brought on the select list on the said
date under Rule 3(3)(b) of the IPS (Regulation of Seniority)
Rules, 1954 (for short, the ’Rules;), the appellant claimed
the year of allotment, i.e., 1972 under IPS (Regulation of
Seniority) Rules, 1954, which was rejected’ by the Tribunal
in the impugned order dated August 18, 1995 in OA No.557/90.
Notice was issued confining to the question as to what
would be the consequence of failure to convene a meeting for
selection of the candidates and preparation of the annual
seniority list.
It is stated in the counter af affidavit that on
November 23, 1976 in a meeting, Selection Committee
considered the claims of a total number of 30 State Police
Officers and ultimately found 9 officers to be brought on
the select list. Notification was issued by the Government
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 2 of 6
of India on June 17, 1977 to appoint 8 officers from the
select list of 1976 under Rule 5(1) of the IPS (Cadre)
Rules, 1954. By notification dated August 27, 1977, the list
of officers for the selection was to be considered but it
could not be considered on account of the strike in the
State and the meeting was postponed. Ultimately, a meeting
came to be held on February 15, 1978 and the names of 5
persons were listed in the select list of whom the appellant
was 5th in the order of merit. The appellant came to be
given the seniority from April 30, 1978 when the vacancy
from promotee quota has arisen.
Shri K. Madhava Reddy, learned senior counsel for the
appellant, contended that in view of the decision of this
Court in Syed Khalid Rizvi & Ors. vs. Union of India & Ors.
[1993 Supp.(3) SCC 576], it is mandatory on the part of the
State to prepare every year the select list of Deputy
Superintendent of Police to fill up vacancies which have
arisen in the year to tile quota and to promote them to the
IPS cadre under Rule 9 of the IPS (Appointment by Promotion)
Rules, 1954 which was held to be mandatory. It is incumbent
upon the State Government to conduct a meeting and select
the officers and allot the year of allotment to fulfil the
legitimate expectation of the right to consider for
promotion. Though explanation has been sought to be given by
the Government for failure to hold the meeting, it must be
considered that the appellant had lost the chances for
promotion and the year of allotment since the appellant has
been continuously officiating from the year 1976 and that,
therefore, the year of allotment of 1973 is not valid in
law. We find no force in the contention.
The effect of the inter-play of IPS (Recruitment
Rules), 1954, IPS (Cadre) Rules, 1954, IPS (Appointment by
Promotion) Regulations, 1954 and IPS. (Regulation of
Seniority) Rules, 1954 was considered thread-bare in Rizvi’s
case by a Bench of 3 Judges to which one of us (K.Ramaswamy,
J.) was a member. Recruitment to the Indian Police Service
is from two sources, namely, direct recruitment and by
promotion from the members of State Police Service holding
substantive posts. No employee has a right to promotion but
has right to be considered for promotion according to Rules.
Chances of promotion are not conditions of service but every
incumbent of a substantive post in lower cadre has a
legitimate expectation for promotion and to be considered
for promotion in accordance with the Rules. Unless the
officer of a State Police Service is-brought on the select
list and appointed to a cadre post in accordance with rules
, he does not acquire right to assignment of the year of
allotment. Eligibility for consideration have been
prescribed in IPS (Recruitment by Promotion) Rules.
Candidate that fulfills the qualifications requires to be
considered for appointment by promotion as per Rule 9
thereof. preparation of the select list in accordance with
the Appointment by Promotion Regulations is a pre-condition
which requires to be prepared every year. It was held to be
a mandatory duty. It subserves the object of the Rules and
afford an equal opportunity to promotee officers to reach
higher echelons of the service. It would inculcate dedicated
service assiduously discharging the duties with integrity,
honesty, exhibiting ability, straight forwardness with
missionary zeal of self-confidence. The failure to prepare
the list and accord chances of promotion would inhibit
efficacy in service - and generate dishonesty and
manipulation. Preparation of annual list and appointment to
service gives, apart from equal opportunity to augment
efficacy in service, provides equal chances of promotion to
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 3 of 6
the officers of State Police Service to provide harmony
among direct recruits and promotees and make them
accountable to proper implementation of law and order. The
regulations require preparation of select list annually and
revision of the list and review thereof from time to time as
adumbrated in the regulations. It was, therefore, held in
Rizvi’s case that preparation of the select list every year
is mandatory. The State Government is enjoined to account
for dereliction of the statutory duty satisfactorily to the
Court.
Regulation 3 of IPS (Appointment by Promotion)
Regulations enjoins the State Government to constitute a
committee consisting of all the officers enumerated therein
to select the promotees. Under Regulation 5(1), a committee
may ordinarily meet at intervals not exceeding one year
prepare a list of the members of the State Police Service as
are found to be suitable for promotion to the Indian Police
Service. The manner and methodology of the preparation has
been enumerated in the Regulations, the details of which are
not material for the purpose of this case. Regulation 6
mandates the State Government to forward the select list to
the UPSC for approval along with the records and remarks of
the members and also send their observations on the
recommendations of the committee to the UPSC. Regulation 7
requires UPSC to consider the service record and it is
empowered to change the order of the merit. As seen under
the Appointment by promotion Regulations, the list should be
prepared in the order of merit as envisaged therein. The
UPSC, while considering the order of merit, is empowered to
revise the order and recommend to the Government of India
for appointment, after obtaining the comments on the
proposed changes from the State Government and consideration
thereof. The modified seniority lists recommended by the
UPSC shall become final list. The Union of India shall
appoint the promotee officers in the order of merit to the
vacancies arisen for their quota from the list approved by
the UPSC. Under Rule 9 of the Recruitment Rules, the Central
Government shall make the appointment in the order in which
the names of the members of the Police, Service appeared in
the select list, The select list requires to be changed from
time to time by review and revision and that, therefore, the
candidate put in the select list does not acquire any
substantive right to appointment until approval of the list
by the UPSC and appointment by the Central Government. The
inclusion of a person’s name in the select list in any
order, therefore, does not give that person a vested right
to have his name in the select list continued in the
succeeding years. The object of preparing select list every
year and revision and review from time to time itself would
indicate that the inclusion of the name in the select lists
creates only inchoit until he gets his appointment in
accordance with the rules.
In para 8 of the judgment in Rizvi’s ,case, this Court
pointed out that the select committee should consider the
eligibility and suitability of the members of the State
Police Service on the basis of merit, ability and
suitability. Seniority will be considered only where merit
and suitability are approximately equal and it should be
prepared the list of such suitable officers in the order of
merit in each category such as outstanding, very good, good
etc. and would send the select list to the State Government.
The State Government with its comments should forward the
same to the UPSC for approval. It would, thus, be seen that
mere giving promotion to a State Police Officer and posting
him to a cadre post does not cloth him with a right to be
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 4 of 6
appointed with effect from the year in which he was
temporarily promoted and posted to cadre post. Inclusion in
the selection list and appointment in accordance with the
rules are conditions precedent. An officer including in the
merit list and continuously officiated in the cadre post,
gets his seniority when the vacancies have arisen in
proportion to the percentage prescribed to the promotee
officers from the date he was put in the select list and
appointed in accordance with the rules or continuously
officiated in the cadre post after putting in the select
list without break. The year of allotment shall be next
below the junior-most direct recruit selected by the direct
recruitment continuously officiated in a cadre post. In
Paragraph 15, this Court considered the seniority rules and
held as under:
"Rule 3(1) of Seniority Rules
adumberated that every officer
shall be assigned the year of
allotment in accordance with
Seniority Rules. Rule 3(3), which
is relevant to this case, declares
that the year of allotment of an
officer appointed to the Service
after the seniority rules came into
an officer appointed to the Service
after the seniority. rules came
into force, shall be as follows:
the year of allotment of a direct
recruit officer shall be the year
following..the year in which
competitive examination was held;
(proviso omitted) (ii) officer
appointed to the Indian Police
Service by promotion in accordance
with Rule 9 of the recruitment
Rules, the year of allotment of the
junior-most among the officers
recruited to the Service in
accordance with Rule 7 of these
Rules (direct recruit) who
officiated continuously in a senior
post from a date earlier than the
date of the commencement of such
officiation by the former. Provided
that the year of allotment of an
officer appointed to the Service in
accordance with Rule 9 of the
Recruitment Rules who started
officiating continuously in a
senior post from a date earlier
than the date on which any of the
officers recruited to the Service
in accordance with Rule 7 of those
Rules, so started officiating shall
be determined ad hoc by the Central
Government in consultation with the
State Government concerned."
Similarly, the Promotion Rules and Recruitment Rules
were considered in paragraph 16 and stated the law as under:
"It could, thus, be seen that an
officer appointed to the Indian
Police Service by promotion from
State Services to the Central
Services in accordance with Rule 9
of the Recruitment Rules read with
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 5 of 6
Promotion Regulation 9, his year of
allotment is that of the junior-
most among the direct recruit
officers who officiated
continuously in a senior post from
a date earlier than-the date of the
commencement of such officiation by
the former. The continuous
officiation of the promotee
officers appointed under Rule 9 of
the Recruitment Rules earlier that
the date on which direct recruit
officers started officiation should
be determined and hoc by the
Central Government. By operation of
Explanation 1 the period of
continuous officiation of the
promotee officer in the senior post
for the purpose of determining his
seniority should count only from
the date of his inclusion in the
select-list or from the date of his
continuous officiation in such
senior post whichever is later. As
a consequence, though the promotee
officer continues to officiate
earlier to his being brought into
the select-list, he gets his
seniority on his appointment to the
senior post from the date on which
he was brought into select-list,
only from the date of appointment,
or continuous officiation without
break whichever is later."
It would, therefore, be clear that the Committee
prepare the select list in the order of merit and forward
the same to the Stage Government. It is the duty of the
State Government to send the said list with its comments to
the UPSC who in turn finalises the select list and prepares
the list in the order of merit. In case, it revises the
order of merit as per law it forms the final list
Appointment of the promotee officer to the Indian Police
Service by the Central Government are mandatory requirements
to claim seniority in the Indian Police Service and the year
of allotment. The Government have properly explained the
circumstances in which the Committee could not meet to
consider the claims for selection of the candidates.
Preparation of the list in the order of merit approved by
UPSC and appointment to the post in accordance with the
rules was follow thereafter.
In this case, it is not in dispute that a Committee was
constituted and was to hold the meeting in December but
since the strike of the State Government employees was
continuing, the meeting was cancelled. Ultimately, the
Committee met in February, 1978 and selected the candidates
who are found to be eligible and put then in the select
list. It is explained in the counter affidavit filed by the
respondents that direct recruits of the year 1976 were given
the year of allotment of 1977 and that, therefore, the
appellant cannot get any day earlier than the direct
recruits of the year 1973. The placement of the direct
recruits also has been mentioned in the counter affidavit
Under these circumstances, the year of allotment of the
appellant of 1973 is not vitiated by any error of law
warranting interference:
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 6 of 6
The appeals are accordingly dismissed. No costs.