Full Judgment Text
REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO. 5341 OF 2003
Indian Institute of Technology, ...Appellant(s)
Kanpur
- Versus -
Raja Ram Verma & Others ...Respondent(s)
J U D G M E N T
GANGULY, J.
1. The Respondent No. 1 Shri Raja Ram Verma
was appointed to the post of Assistant
Registrar at Indian Institute of
Technology, Kanpur (hereinafter I.I.T.) on
11.11.1983. As per Statute 13 of I.I.T.,
the respondent was due to retire on
31.08.2000 on attaining the age of 60
1
years. His case before us is that he should
have been allowed to continue upto the age
of 62 years.
2. I.I.T. Kanpur is a body incorporated under
the Institutes of Technology Act, 1961
(hereinafter ‘the Act’). Section 27 of the
Act provides for framing of first Statutes
by the I.I.T. Such statutes are to deal
with matters mentioned in Section 26.
Section 26 (g) provides for framing of
statutes relating to terms and conditions
of service of teachers and other staff of
the I.I.T. Section 31 of the Act provides
for the establishment of Council which is a
central body. Under Section 33 of the Act
the general duty of the Council is to
coordinate the activities of the Institute
and under Section 33(2)(b) one of the
general duties of the Council is to lay
down the policies regarding cadres, method
2
of recruitment and conditions of service of
employees amongst other things of common
interest.
3. Statute 11 classifies the employees under
three categories. They are (a) academic,
(b) technical and (c) administrative.
Respondent No. 1 who was appointed as an
Assistant Registrar falls under the third
category.
4. Generally, the statute 13 (2) framed under
the Act prescribes the age of
superannuation of a confirmed appointee.
Initially the statute provided for 60 years
as the age of superannuation for all the
staff members. By an amendment on
23.06.1989 however, a sub-statute 3 was
added making some changes. The said
amendment runs as follows:
3
“(3)Subject to the provisions of the Act
and the Statutes, all the new appointments
to posts on revised salary scales adopted
st
with effect from 1 January 1986 under the
Institutie shall ordinarily be made on
probation for a period of one year after
which period the appointee, if confirmed,
shall continue to hold office, subject to
the provisions of the Act and the Statutes
as follows:
(a) Teaching Staff (faculty and Group ‘D’
Staff): Till the end of the month in
which he attains the age of 60 years
(b) Group A, B and C staff (non faculty):
Till the end of the month in which he
attains the age of 58 years.
5. This amendment did not affect the
Respondent No. 1 as it was applicable for
those who were appointed w.e.f. 01.01.1986.
6. Thereafter, by an office order issued by
the Registrar’s office, I.I.T. Kanpur,
dated 14.07.1998, the age of retirement was
increased from 58 to 60 years with effect
from 30.05.1998. This was done in respect
of members of Groups A, B and C (non
faculty) who had been appointed on or after
23.06.1989.
4
7. On 27.07.1998, the Ministry of Human
Resource Development addressed to the
Secretary, University Grants Commission,
and forwarded to the Vice Chancellors of
all Central Universities, Member Secretary,
All India Council for Technical Education
and Secretary of the Indian Council for
Agricultural Research, providing therein
that the age of superannuation of
University and College teachers would be 62
years with the liberty reserved to the
Universities and Colleges to re-employ
superannuated teachers within the existing
guidelines framed by the U.G.C.
8. The respondent No.1 claims his entitlement
to continue till 62 years of age on the
basis of this communication.
5
st
9.
Another communication was issued on 31
August, 1998 by the Department of
Education, Ministry of H.R.D. to the
Director of the I.I.T. with regard to
increase in the age of superannuation of
academic staff including personnel of
Registry, Library and Physical Education.
Thereupon, the appellant sought
clarification from the Ministry about the
term “Personnel of Registry, Library and
Physical Education Staff.”
10.
The case of the appellant is that it got a
telephonic communication from the Ministry
th
on or about 14 October 1998 that the
increase in the age of superannuation from
60 to 62 years is confined to the case of
Assistant Registrar level and the officers
above. Thereupon, the appellant allowed one
Shri. S.H. Bakre, Assistant Registrar to
continue in service, who was due to retire
6
st
on 31 August 1998. Thereafter, the
Chairman of the Board of Governors approved
the proposal of the Director, wherein it
was proposed that the staff, whose age of
retirement was 58 years, would superannuate
on attaining 60 years and the members of
the staff whose age of retirement at the
time of appointment was 60 years, would
superannuate on attaining 62 years.
However, the said proposal of the Director
even though approved by the Chairman, was
not put up before the Board of Governors
for ratification, hence no effect was given
to the same as required under statute 7(4)
of the first statute.
11. In Statute 7(4) of the statutes of I.I.T.,
all orders of the Chairman have to be
approved by the Board. The relevant
provision of Statute 7(4) is in the
following terms:
7
“7(4) In emergent cases the Chairman may
exercise the powers of the Board and
inform the Board of the action taken by
him for its approval.”
12. It has been urged on behalf of the
appellant that as respondent No.1 was
admittedly appointed on 11.11.1983, he was
due for superannuation on 31.12.2000 on
attaining the age of superannuation of 60
years in terms of statute 13(2). The exact
provision of Statute 13(2) in this
connection is set out below:
“(2) Subject to the provisions of the Act
and the statutes, all appointments to
posts under the Institute shall ordinarily
be made on probation for a period of one
year after which period the appointee, if
confirmed, shall continue to hold his
office subject to the provisions of the
Act and the Statutes, till the end of the
month in which he attains the age of 60
years.
Provided that where the Board
considers that in the interests of
students and for the purposes of teaching
and guiding the research scholars any
member of the academic staff should be
reemployed, it may re-employ such a member
till the end of the semester or the
academic session as may be considered
appropriate in the circumstances of each
case.
8
Provided further that where it becomes
necessary to re-employ any such member
beyond the end of the semester or academic
session as the case may be, the Board may
with the previous approval of the visitor,
re-employ any such member for a period
upto three years in the first instance and
upto two years thereafter and in no case
exceeding the end of the academic session
in which he attains the age of 65 years.
Provided also that in no circumstances
such member shall be reemployed for any
purposes other than those of teaching and
guiding the research scholars.”
13. Then by a communication dated 6.11.1998 the
Government of India, the second respondent,
clarified the scheme notified in its
earlier communication dated 27.7.1998 to
the extent that the age of superannuation
at 62 will be applicable only to those
Registrars, Librarians, Physical Education
personnel who are treated at par with
teachers and whose age of superannuation
was 60 years.
14. Thereafter, the I.I.T. council met on
20.2.1999 and decided that the age of
9
superannuation of staff members of I.I.Ts
(except faculty and scientific/design staff
in Group A category) would continue to be
60 years, as in the case of the Central
Government employees.
15. In the meantime, the case of another
Assistant Registrar, namely Shri S.K.
Gupta, who was to retire on 31.3.1999, came
up for consideration and the then Director
of I.I.T. sought clarification from the
Ministry of Human Resource Development. In
seeking such a clarification, the Director
was informed by the Secretary, Ministry of
Human Resource Development that a
clarification would be sent shortly. In the
absence of any clarification, the Director
decided that till further clarification is
received from the Ministry, Shri S.K. Gupta
may continue.
1
16. However, on 30.3.1999 itself a
communication was received from the
Ministry of Human Resource Development
giving the clarification and in paragraph
(5) of the said clarification it was
provided as under:
“Attention of this Ministry has, however,
been drawn to the fact that the position
stated in para 4 above requires
clarification. Accordingly, it is
clarified that the increase in the age of
superannuation from 60 to 62 years
indicated in this Ministry letter of even
st
number dated 31 August, 1998 as stated
above would be applicable only to those
categories of employees of IITs, IIMs and
IISc who are being treated at par with the
teachers and whose age of superannuation
was 60 years.”
17. On 16.2.2000 a further clarification was
given by the second respondent to the
Director of the appellant that the increase
in the age of superannuation from 60 years
to 62 years would be applicable only to
those categories of employees of I.I.Ts,
I.I.Ms and I.I.Sc who are being treated at
1
par with the teachers and whose age of
superannuation was 60 years.
18. In view of the aforesaid clarification by
the second respondent, a grievance was
raised about alleged discrimination between
the members of faculty staff and those
members of staff who are categoried as non-
faculty staff. In the background of such a
plea of discrimination, the second
respondent, by its further communication
dated 24.4.2000, clarified that since the
members of the staff of various I.I.Ts are
classified into 3 categories namely, i)
academic ii) technical and iii)
administrative and others and since
Librarians are falling in the categories of
the academic staff, their age of retirement
would be 62 years.
1
19. Thereafter, the Board of Governors of the
appellant in its meeting held on 22.5.2000,
on consideration of the communication dated
24.4.2000 from the second respondent came
to the following conclusion:
“The Board was informed of the outcome
of the discussions at the IITs Directors
th
meeting held on 9 April, 2000. The Board
after a brief discussion decided as under:
1.Those Assistant Registrars who are
in service beyond 60 years will
retire on December 31, 2000.
However, if a person reaches 62
years before that date, he will
retire at the end of the month in
which he completes 62 years.
2.Librarian and Deputy Librarian will
retire on completing 62 years, in
view of MHRD clarification.
3.A decision with respect to Physical
Education Instructors– Class-A will
be taken once a clarification is
received from the MHRD.”
20.
Thereupon, a memorandum was issued by the
appellant on 17.7.2000 to the effect that
the date of superannuation of all the
Assistant Registrars, who figured in the
st
said memorandum will be 31 December, 2000.
1
However, Shri S.H. Bakre was not allowed to
continue since his date of superannuation
was 31.8.2000.
21. Being aggrieved by the said memorandum
dated 17.7.2000; respondent No.1 filed a
writ petition before the Allahabad High
Court.
22. The consistent case of the appellant before
the High Court was that age of retirement
of only those employees was enhanced who
could be treated at par with the teachers.
In the affidavit filed by the appellant
before the High Court they have reiterated
that they are bound by the communication
from the Ministry of Human Resources,
Government of India dated 30.3.1999 and
also one dated 24.4.2000. The relevant
part of the 30.3.1999 notification has been
set out above and the subsequent
1
clarification by the Ministry’s
communication dated 24.4.2000 also relies
on para 5 of the Ministry’s communication
dated 30.3.1999. On a combined reading of
the aforesaid two communications issued by
the second respondent, it is more than
clear that increase in the age of
retirement has been made available only to
those categories of employees who are
treated at par with the teachers.
23. However, the High Court on an erroneous
basis allowed the writ petition and quashed
the order of the appellant dated 17.7.2000.
It may be mentioned in this connection that
subsequently the Full Bench of the
Allahabad High Court by a judgment and
order dated 14.10.2004 disagreed with the
decision rendered by the Allahabad High
Court in favour of the respondent No.1 and
held that “Hence in our opinion the age of
1
retirement of an employee of the Indian
Institute of Technology is 60 years and not
62 years vide Section 13(2). We, therefore,
respectfully disagree with the decision in
Raja Ram Verma’s case. The judgment in Raja
Ram Verma’s case (supra) is hereby
overruled”.
24. It may be noted in this connection that an
affidavit has been filed by the appellant
before this Court explaining the conditions
under which Mr. Bakre was allowed to
continue beyond 60 years. Since Mr. Bakre
was an Assistant Registrar and was due to
retire on 31.8.1998 the benefit of
increased age was extended to him, pending
clarification about the age of retirement
from the second respondent. The issuance of
clarification was by the second respondent,
the Central Government. The Board of the
appellant decided that six of its Assistant
1
Registrars would have to be superannuated
based on the office memo dated 16.2.2000
issued by the Government of India and
thereupon the Board of Governors decided
that all the six Assistant Registrars
except Mr. Bakre would be allowed to
continue till 31.12.2000. Therefore, Mr.
Bakre was allowed to continue only under
fortuitous circumstances and in the absence
of any proper clarifications by the Central
Government.
25. This Court is of the opinion that the
respondent cannot claim the same right. In
the case of Mr. Bakre no legal right was
extended to him. He was allowed to continue
in the absence of any clarification about
when retirement fell due.
26. The first respondent, who is appearing in
person, has not been able to establish
1
before us that he is a member of teaching
staff or he was treated at par with the
teachers. In that view of the matter his
claim to continue in service after 60 years
of age cannot be sustained and the High
Court came to an erroneous finding in
taking a contrary view.
27. Whether a particular employee has to be
treated at par with the teaching staff is
by and large a decision of the management
of the appellant institute and it is
difficult for this Court to interfere with
the said decision unless it is ex facie
perverse. Here, no such case has been made
out by the first respondent.
28. It has been held by this Court, more than
once, that prescribing the age of
retirement is a managerial function and
such decisions are taken by the management
1
of the concerned institute on consideration
of various aspects. One of the most
predominant consideration is the need of
the institute, its functional requirements
and efficient management of its manpower.
These are the areas where the Court should
not normally venture and judgment in this
area should be best left with the
authorities who are in-charge of running or
managing such institutes. However, if the
Court finds that the policy in fixing the
age of retirement was not based on any
intelligible criterion or is founded on
such a basis which are patently
unreasonable and perverse, the Court has a
bounden duty to interfere and direct the
concerned management to proceed on a
reasonable basis.
29.
In B. Bharat Kumar and Ors. Vs. Osmania
University and Ors. – (2007) 11 SCC 58,
1
this Court expressed such a view in
paragraph 19 at page 73 of the judgment and
which is quoted below:
“Learned counsel also argued, to a great
extent, the desirability of the age of
superannuation being raised to 60 or 62,
as the case may be. We again reiterate
that it is not for this Court to formulate
a policy as to what the age of retirement
should be as by doing so we would be
trailing into the dangerious area of the
wisdom of the legislation. If the State
Government in its discretion, which is
permissible to it under the scheme,
decides to restrict the age and not
increase it to 60, or as the case may be,
62, it was perfectly justified in doing
so.”
30.
Similar views have been expressed recently
by another Bench of this Court in Nagaland
Senior Govt. Employees Welfare Association
and Ors. Vs. The State of Nagaland and Ors.
– Civil appeal No. 4955 of 2010 decided on
6.7.2010. In paragraph 40 of the judgment
this Court opined as follows:
“…The rule of retirement on completion of
35 years of service has relevance to
employees who have joined service at an
age below 25 years and the prescription
2
with regard to retirement at the age of 60
years is in respect of the persons joining
service at the age of 25 and thereafter.
The above two categories of employees,
though performing similar duties and may
be identically placed otherwise can still
be reasonably understood to form two
different classes to whom application of
two rules of retirement will not violate
Article 14….”
31. This Court must remember that in the
segment of white collared employees,
opportunities are quite few and there is a
burning unemployment problem. Therefore, if
considering the ground realities the
Government fixes 60 years as the age of
retirement for certain categories of
employees, the Court should be very slow
and circumspect before interfering with
such decisions.
32. This Court finds that there is a valid
rationale in allowing teachers and persons
holding posts which are at par with
teachers to work beyond 60 years. The
2
reason for this is that it is very
difficult to find a good faculty of
academicians for doing the job of teachers.
In any discipline and especially in a
discipline in an institute like I.I.T., it
is very difficult to replace an experienced
teacher with years of learning, maturity
and experience. This explains why in many
cases even teachers are retained beyond
their extended period of retirement by way
of extension or their services are
continued on the basis of re-employment.
This is done to preserve the intrinsic
value and quality of teaching imparted in
these institutions.
33. Therefore, this Court does not find any
error in the decision of the appellant
whereby the benefit of service upto 62
years is confined to teachers and to those
employees who are on a par with teachers.
2
Thus, in passing the impugned order of
retirement of the first respondent on his
attaining the age of 60 years, the
appellant has not committed any illegality.
34. In this matter a somewhat larger question
cropped up in view of submissions made by
learned Solicitor General, who appeared on
behalf of the Union of India, the second
respondent. The learned Solicitor drew our
attention to Rule 209(6)(iv)(a) of Grants-
in-aid and loan rules. Relying on the said
rules, the learned Solicitor submitted that
the age of retirement of teachers and
others employed in I.I.Ts and I.I.Ms has
been fixed at par with Central Government
employees. The said rule is set out
below:-
“ All grantee institutions or
organizations which receive more than
fifty percent of their recurring
expenditure in form of grant-in-aid,
should ordinarily formulate terms and
conditions of service of their
employees which are by and large not
2
higher than those applicable to
similar categories of employees in
central government. In exceptional
cases relaxation may be made in
consultation with the Ministry of
Finance.”
35. Considering the aforesaid stand of the
second respondent, a question of public
importance which arises is whether the
aforesaid rules can be made applicable to
I.I.Ts and I.I.Ms which are Institutes of
National importance. This Court pointedly
asked this question to the learned
Solicitor whether by applying the said
rules independence of institutions like
I.I.Ts and I.I.Ms in matter of employment
of the teachers is sought to be controlled.
Matter of concern for this Court is whether
in the process, the autonomy of these
institutions is diluted by a mindless
bureaucratization of educational
institutions which are to function as
centres of excellence and are Institutions
of National Importance.
2
36. On such query being raised by this Court,
the learned Solicitor wanted some time for
taking instructions and ultimately filed an
additional affidavit on behalf of Union of
India, the second respondent.
37. Reference in this connection may be made to
Entry 63 and 64 of List I of the Seventh
Schedule of the Constitution. Those two
entries are set out:-
“63. The institutions known at the
commencement of this Constitution as the
Benares Hindu University, the Aligarh
Muslim University and the Delhi
University; the University established in
pursuance of Article 371-E any other
institution declared by Parliament by law
to be an institution of national
importance.
64. Institutions for scientific or
technical education financed by the
Government of India wholly or in part and
declared by Parliament by law to be
institutions of national importance.”
38. It may be mentioned that the Preamble of
the Institutes of Technology Act, 1961 (the
said Act), which is an Act of Parliament,
2
shows that the same has been enacted to
declare certain institutions of technology
to be institutions of National Importance.
Section 2 of the said Act runs as under:-
“2. Whereas the objects of the
institutions known as the Indian
Institute of Technology, Bombay, the
College of Engineering and Technology,
Delhi, the Indian Institute of
Technology, Kanpur and the Indian
Institute of Technology, Madras are such
as to make them institutions of national
importance, it is hereby declared that
each such institution is an institution
of national importance.”
39. It is clear from Section 2 of the aforesaid
Act that I.I.T Kanpur is an Institution of
National Importance. Section 4 of the Act
makes it clear that each of the
institutions mentioned in Section 2 shall
be a body corporate having a perpetual
succession and a common seal.
40. Learned Solicitor submitted that the Union
of India is committed to ensure that these
Institutions of National Importance retain
their autonomy and also continue as centres
2
of excellence and ultimately become a world
class centre of academic pursuit and
research.
41. From the stand of the Union of India, the
second respondent, it appears that under
the said Act, every institute, under
Section 4 of the said Act, shall have a
Board of Governors and under Section 11 of
it the Chairman is to be nominated by the
Visitor. Under Section 9 of the Act the
Visitor is the President of India. It
appears that it is the Board of Governors
constituted under Section 11, which is
responsible for general superintendence,
directions and control of the affairs of
the institute. Under clause (d) of sub-
section (2) of Section 13, the Board of
Governors is authorized to appoint persons
to act as academics and under this power
the Board of Governors appoint other
2
persons to various posts in the institute.
The learned Solicitor further submitted
that the actual composition of the Board of
Governor of I.I.T, Kanpur consists mainly
of academician and educationists.
42. In the affidavit, disclosure about the
composition of the Board of Governors,
which has been made is as follows:-
“a) Chairman – Prof. M. Anandakrishnan
b) Member, ex-officio – Director (Prof. Sanjay
Dhande)
c) Member –
- Prof. R.S. Nirjhar, Vice-Chancellor,
Gautam Buddha University *(UP Govt.
nominee)
- Shri Aman Kumar Singh, Secretary to Chief
Minister (Chattisgarh nominee)
d) Member (4 persons having special knowledge
to be nominated by the Council):
- Prof. D.V. Singh, Former Vice-chancellor,
University of Roorkee.
- Prof. Rajan Harshe, Vice-Chancellor,
Allahabad University.
- Shri Ashok Thakur, Additional Sec. GOI
- Shri N.K. Sinha, Joint Secretary, GOI
e) Members nominated by Senate:
- Prof. I.B. Dhariyal
2
- Prof. Rajiv Shekhar”
43. Under Section 31 of the Act the Central
Government may by a notification in the
official gazette establish a Central Board
to be called the Council and in the Council
the Minister incharge of technical
education of the Central Government shall
be the ex-officio Chairman.
44. From the list of the re-constituted Council
of I.I.Ts it appears that Chairman of all
the I.I.Ts, namely, I.I.T Bombay, I.I.T
Delhi, I.I.T Guwahati, I.I.T Kanpur, I.I.T
Kharagpur, I.I.T Madras, I.I.T Roorkee are
members of the said Council. Most of them
are professors or academicians. The list of
the aforesaid re-constituted Council is set
out below:-
“List of Members of the re-constituted Council of
Indian Institutes of Technology (IITs)
2
| Name | Provision in the<br>Act | |
|---|---|---|
| Shri Kapil Sibal<br>Hon’ble Minister (HRD) | Chairman of<br>the Council of<br>IITs | Ex-officio<br>[Section 31(2)(a)] |
| Dr. Anil Kakodkar,<br>Chairman,<br>BoG, IIT Bombay | Member | Ex-officio<br>[Section 31(2)(b)] |
| Shri R.P. Agrawal,<br>Chairman, BoG, IIT Delhi | Member | - do - |
| Dr. R.P. Singh, Chairman,<br>BoG, IIT Guwahati | Member | - do - |
| Prof. M. Anandakrishnan,<br>Chairman, BoG, IIT Kanpur | Member | - do - |
| Shri B. Muthuraman,<br>Chairman,<br>BoG, IIT Kharagpur | Member | - do - |
| Dr. R. Chidambaram,<br>Chairman,<br>BoG, IIT Madras | Member | - do - |
| Shri Ashok Bhatnagar,<br>Chairman,<br>BoG, IIT Roorkee | Member | - do - |
| Prof. Devang V. Khakhar,<br>Director,<br>IIT Bombay | Member | Ex-officio<br>(Section 31(2)(c)] |
| Prof. Surendra Prasad,<br>Director,<br>IIT Delhi | Member | - do - |
| Prof. Gautam Barua,<br>Director,<br>IIT Guwahati | Member | - do - |
| Prof. S.G. Dhande,<br>Director,<br>IIT Kanpur | Member | - do - |
| Prof. Damodar Acharya,<br>Director,<br>IIT Kharagpur | Member | - do - |
| Prof. M.S. Ananth,<br>Director, IIT Madras | Member | - do - |
| Dr. S.C. Saxena,<br>Director, IIT Roorkee | Member | - do - |
| Prof. Sukhdev Thorat,<br>Chairman, University<br>Grants Commission | Member | Ex-officio<br>(Section 31(2)(d)] |
| Prof. Samir K.<br>Brahmachari, | Member | Ex-officio<br>(Section 31(2)(e)] |
3
| Director General (DG),<br>Council of Scientific and<br>Industrial Research<br>(CSIR) | ||
|---|---|---|
| Dr. K. Kasturirangan,<br>Chairman,<br>Council of Indian<br>Institute of Science<br>(IISc), Bangalore | Member | Ex-officio<br>(Section 31(2)(f)] |
| Prof. P. Balaram,<br>Director,<br>Indian Institute of<br>Science (IISc), Bangalore | Member | Ex-officio<br>[Section 31(2)(g)] |
| Dr. S.S. Mantha,<br>Chairman,<br>All India Council for<br>Technical Education<br>(AICTE) | Member | [Section 31(2)(i)] |
| Prof. C.N.R.Rao,<br>Chairman,<br>Scientific Advisory<br>Council to the Prime<br>Minister | Member<br>(term upto<br>5.9.2012) | [Section 31(2)(j)] |
| Prof. C.S. Seshadri,<br>Director,<br>Chennai Mathematical<br>Institute | - do - | - do - |
| Prof. Sabyasachi<br>Bhattacharya,<br>Ex-Director,<br>Tata Institute of<br>Fundamental Research<br>(TIFR), Mumbai | - do - | - do - |
| Dr. Kota Harinarayan,<br>Chairman,<br>Research Council of<br>Central Scientific<br>Instruments Organization<br>(CSIO),<br>National Aerospace<br>Laboratories, Bangalore | - do - | - do - |
| Shri Tarun Das,<br>Chief Mentor,<br>Confederation of Indian | - do - | - do - |
3
| Industry, Gurgaon | ||
|---|---|---|
| Smt. Vasanthi Stanley,<br>MP, Rajya Sabha | Member<br>(co-terminus) | [Section 31(2)(k)] |
| Shri Deepender Singh<br>Hooda, MP, Lok Sabha | - do - | - do - |
| Shri Janardhana Swamy,<br>MP, Lok Sabha | - do - | - do - |
| Smt. Vibha Puri Das,<br>Secretary,<br>Deptt. of Higher<br>Education | Representative<br>of the<br>Ministry of<br>Human Resource<br>Development | [Section 31(2)(h)] |
| Ms. Sushma Nath,<br>Secretary,<br>Department of<br>Expenditure, Ministry of<br>Finance | Representative<br>of the<br>Ministry of<br>Finance | - do - |
| Shri R. Chandrasekhar,<br>Secretary,<br>Department of Information<br>Technology | Representative<br>of any other<br>Central<br>Government<br>Ministry | - do - |
| Shri Ashok Thakur,<br>Additional Secretary<br>(HE),<br>Ministry of Human<br>Resource Development,<br>Deptt. of Higher<br>Education | Secretary,<br>IIT Council | [Section 31(3)] |
45. Under Section 33 of the Act it is the duty
of the council to coordinate the activities
of all the institutes and to perform all
the functions which are specified under
Section 33(2) of the Act.
3
46. Relying on the aforesaid provision of the
Act and the re-constituted Council of the
I.I.Ts, the learned Solicitor submitted,
and in our view rightly, that all major
decision making exercise has been left in
the hands of the re-constituted Council
which is predominantly composed of
academicians.
47.
It appears from the disclosures made before
th
us that the Council in its 40 meeting held
on 19.10.2009 has constituted a committee
under the Chairmanship of Dr. Anil
Kakodkar, Chairman, Board of Governors,
I.I.T Bombay “for suggesting a roadmap for
the autonomy and the future of the I.I.Ts
as world class institutions for research
and higher learning”. Pursuant to the said
th
resolution in the 40 meeting of the
Council, a Committee has been constituted
by the Ministry of Human Resource
3
Development, Government of India by a
notification dated 3.2.2010. The prefatory
part of the said notification is as
follows:-
th
“In the 40 meeting of Council of IITs
held under the Chairmanship of Hon’ble HRM
th
on 19 October, 2009 (refer minutes issued
th
vide F. No. 19-3/2009-TS. 1 dated 24
November, 2009), it was decided that a
Committee, comprising Dr. Anil Kakodkar,
Chairman, BoG, IIT Bombay and four other
members to be nominated by him, may be
constituted for suggesting a roadmap for
the autonomy and the future of the IITs as
world class institutions for research and
higher learning.
2. Accordingly, it has been decided to
constitute a Committee under the
Chairmanship of Dr. Anil Kakodkar,
Chairman, BoG, IIT Bombay to suggest a
roadmap for the autonomy and future of the
IITs. Composition of the Committee will
be as under:”
48. And the terms of reference of the Committee
are as under:-
“The Terms of Reference of the Committee
are as follows:
3
1. To suggest a road-map for
strengthening Financial,
Administrative and Academic autonomy
of the IITs;
2. The issue of autonomy is closely
linked with the capacity of
institutions to raise their own
resources including through increase
in fees in the IITs albeit in a
gradual manner. While doing so
interest of the weaker sections of
the society could be taken care of.
The committee is to suggest a “means-
blind system” wherein scholarships
are provided to the deserving, and a
system of education loans dovetailed
into it. For the students who
continue to research and take up
teaching assignments as a career, a
system of interest, loan scheme could
be explored;
3. The Committee to suggest ways and
means to retain/attract top B.Tech
students within the IIT system and
outside to Post Graduate and Ph. D
programmes. Institutes should be
incentivised by way of higher funding
based upon the number of Post
Graduate student enrolled and number
of Ph. Ds awarded each year;
4. The Committee could consider the
issue of faculty induction and
development. Measures to improve the
strength of IIT faculty may be
suggested for adoption and
implementation;
5. To suggest a self primed system
within the IITs to achieve the
optimal level of intake of students
each year (UG and PG), which but for
the MHRD initiated OSC expansion
programme has remained stagnant. The
Committee could explore the
possibility of releasing funds to the
Institute on per student basis to
incentivise growth;
3
6. To suggest means to raise the
resources/corpus of the IITs through
research project from the Government,
Industry, Consultancy, Donations from
alumni, etc., and to explore the
possibility of matching grants from
the Ministry;
7. During the XI Plan period, the IITs
have been in an expansive mode in
that it doubled its numbers from 7 to
15. The Committee to take stock of
the present expansion programme and
also suggest the future course of
action in terms of inclusion,
expansion and excellence in the XII
Plan period and beyond;
8. The Committee will also look into
possible synergies that could be
developed from not only interaction
and collaboration amongst the IITs,
e.g., consortium of IITs to take up
research projects etc., but also
linking up with other national
Institutes like IIMs, IISERs, IISc.,
IITs, NITs, etc. The Committee will
also look into the role that IITs
have been playing and could play in
the future to increase its role as a
human resource and technology
provider in support of inclusive
national development in a rapidly
developing/growing economy; and
9. The Committee would also review a few
similar exercises that have taken
place elsewhere in the world to
understand the process involved to
arrive at credible recommendations.
For this purpose, the Committee could
invite a few eminent leaders from
some of the successful institutions
for discussions and advice. The
Committee would also consult
different stakeholders, e.g., IIT
Management, Faculty, Alumni,
Industry, S&T agencies, Technical
Education experts, etc. The
Committee may also take into account
Prof. P. Rama Rao Committee
recommendations and others while
3
working out a road-map for IITs to
scale new heights.”
49. The learned Solicitor further argued
relying on a communication dated 22.7.2010
that in order to minimize the Government’s
interference in the functioning of the
I.I.Ts, it has been decided that the
employees of the I.I.Ts instead of
addressing their grievance directly to the
Ministry or directly to the Visitor should
refer their grievances or representations
within the institute and institute may
evolve a procedure for redressing grievance
and appeals of such employees so that the
Ministry does not have to intervene. The
purpose of issuing the said communication,
which has been disclosed in para 3 thereof,
is set out below:-
“I shall be grateful if all references to
the Ministry are sent in the rarest of
cases. This will go a long way in
helping the Division to discharge its
3
responsibilities more efficiently and at
the same time strengthen the autonomy
issues of the institutes.”
50.
The learned Solicitor also argued that the
th
Council in its 39 meeting dated 28.1.2009
recommended that the age of superannuation
of the Directors of I.I.T should be
enhanced to 70 years and the age of
superannuation for faculty members should
be enhanced to 65 years. It has also been
brought to our notice that the Visitor of
the Institute, President of India, has
approved the said proposal for making
suitable amendment in the statutes of
I.I.T. The approval of the Visitor for
making suitable amendments in the statutes
of I.I.T has also been disclosed before
this Court and in the communication dated
20.7.2010 on behalf of the second
respondent it has been made clear as
follows:-
3
“It has also been noticed that many of
the provisions contained in the Statutes
of IITs have become obsolete or are not
updated. You are advised to initiate
action to update the provisions of the
Statutes. The Statutes of IIT Roorkee
which are available on the website of IIT
Roorkee could be used as a model for
updating the Statutes.”
51. The learned Solicitor also brought to our
notice that the Government of India,
Ministry of Human Resource Development has
already set up on 29.8.2008 a Committee
under the Chairmanship of Professor
Goverdhan Mehta and five others to consider
the revision of pay scales of the faculty
and scientific staff of Central Technical
Institutes and Professor Goverdhan Mehta
Committee has on 7.02.2009 submitted its
report regarding revision in pay and
pursuant to such report of the Goverdhan
Mehta Committee, the Government of India,
Ministry of Human Resource Development has
on 18.8.2009 and 16.9.2009 decided to
3
revise the pay of teaching and members of
other staff of centrally funded
institutions. The attention of this Court
has been drawn to the fact that the
revision which has been approved by the
Ministry is higher than the one recommended
by the Goverdhan Mehta Committee. In the
forwarding letter given by the said
committee, the Chairman of the Pay
Committee opined as follows:-
“The Pay Committee is of the considered
opinion that the acceptance of the
recommendations would attract and retain
outstanding academic talent in the field
of teaching in technical and professional
institutions. It would also help in the
emergence of India as a major player in
the world of Science and Technology.”
52. From the materials which have been
disclosed before this Court in the
additional affidavit filed by the second
respondent, this Court is of the view that
autonomy of those institutes is not being
diluted. On the other hand an attempt is
4
made by the Government of India to improve
the academic ambience of these institutes
by recommending extension of age of
retirement of the Director of the Institute
and of members of the academic faculty.
Attempt has also been made to attract the
best talent by a progressive revision of
the pay scale. From the report of Professor
Mehta Committee some portions are excerpted
below and which would show that relevant
aspects of strengthening the autonomy of
the institute coupled with improving the
performance of the institute as a centre of
excellence has been engaging the attention
of the Government of India. Those key
concerns addressed in the report are set
out below:-
“ 1.5 The New Challenges
The key, therefore, lies in the expansion
– more than ever before- of our higher
education base, particularly of science
and technology and a better societal
context connect. We must, therefore,
convert this potential of becoming a
4
developed society and a leading player in
st
World affair in the 21 Century into a
reality - and do it real fast. We need
many more quality institutions of global
academic standing with the highest
possible standards in Science, Technology
and Management. And also, we need to
expand the intake of the existing
institutions, to provide opportunities
and access to more students, especially
from the socially challenged sections of
the society.
Recent upheavals in the world economy
have underscored once again and more
urgently the need for investing large
resources into quality higher education
so as to provide a platform for
accelerated innovations, developing
cutting edge and sustainable technologies
to take care of our emerging needs and
also to play a more significant role in
the recovery of the world economy.
1.10 What needs to be done?
As is obvious from the above, teaching
institutions like the IIT, IIM, NIT etc.
need to offer, as a first step, better
pay scales. And it is not just the
scales of pay but a whole package of
financial incentives, allowances and
other benefits that needs to be offered
to faculty members, more specifically to
make it attractive at the entry level.
However, it may also be recognized that
better ‘pay package’ though essential may
not be sufficient for attracting
competent persons to the realm of
teaching and academia. Institutions may
also have to offer better research
support and facilities.
Institutions also need to create and
strengthen more research friendly
environment and foster creativity in
order to attract new entrants in to the
portals of the academic world and also to
retain the existing faculty.
4
Additionally, institutions need to devise
robust instruments of peer assessment to
recognize and reward outstanding merit
among the members of the faculty.”
53. In view of such disclosure of materials,
this Court is satisfied that the autonomy
of these institutes is preserved and they
are structurally built up as centres of
academic excellence and the concern of the
Court has been answered and satisfied to a
large extent.
54. The appeal, therefore, succeeds. However,
this Court finds that the first respondent
had to stay in the quarter for some time
more than the scheduled period which is
permissible under the Rules and the
appellant has charged penal rent for the
same. If the first respondent makes a
suitable representation within six weeks,
from the date of receiving a copy of this
judgment, for reducing the amount which has
been charged as penal rent from him, the
4
appellant will consider and dispose of the
same by a speaking order within two months
thereafter in accordance with law but by
taking a sympathetic view.
55. The appeal is allowed. The order of the
High Court is set aside. However, there
will be no order as to costs.
.......................J.
(G.S. SINGHVI)
.......................J.
New Delhi (ASOK KUMAR GANGULY)
November 24, 2010
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