Full Judgment Text
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PETITIONER:
R.K. JAIN
Vs.
RESPONDENT:
UNION OF INDIA AND ORS.
DATE OF JUDGMENT14/05/1993
BENCH:
AHMADI, A.M. (J)
BENCH:
AHMADI, A.M. (J)
PUNCHHI, M.M.
RAMASWAMY, K.
CITATION:
1993 AIR 1769 1993 SCR (3) 802
1993 SCC (4) 119 JT 1993 (3) 297
1993 SCALE (2)843
ACT:
%
Customs Excise and Gold Control Appellate Tribunal Members
(Recruitment and Conditions of Service) Rules, 1987: Rules
2c,3,6, 10.-CEGAT-President-Appointment of- Appointment of
senior Vice-President as President-Legality and validity of
-Appointment held valid but need for appointing a sitting or
retired High Court Judge as President emphasised-Need for
amendment of Rule 10(4) emphasised.
CEGAT-Writ in public interest-Allegation of mal-functioning
in CEGAT-Examination of allegation by a high level team
directed.
Indian Evidence Act, 1872: Sections 123, 124 and 162. State
Documents-Right of Government to claim immunity from
disclosure-Scope of-Claimfor immunity, should be supported
by affidavit by head of department indicating reasons for
claim-Oath of office secrecy adumberated in Article74(5) and
Schedule III of Constitution does not absolve Minister from
stating reasons in support of immunity-It is dun, of Court
and not executive to decide whether a document needs
immunity from disclosure.
Constitution of India, 1950:
Article 75(3) and Schedule III-Cabinet-Role and functions
of-Cabinet documents-Need for secrecy-,Extent of immunity
from disclosure.
Article 74 (2)-Scope of-Advice tendered by Ministers to
President-Bar of judicial review is to the factum of advice
tendered by Council of Ministers to President-but not to
record ie. material on which advice is founded.
Articles 323A and 323B-Tribunals set tip under-Need for a
study In, law Commission suggesting measures for improved
functioning of Tribunals emphasised.
803
Judicial Review-Is basic feature of Constitution-Cannot be
dispersed with by creating Tribunals tinder Articles 323A
and 323B of Constitution-Alternative Mechanism devised for
judicial review should be effective and efficient-Court’s
anguish over in effectively of alternative mechanism devised
for judicial review expressed Appeal to a Bench of two
Judges of High Court over orders of Tribunal suggested.
Service Law-Selection-Rule conferring power on Central
Government to make appointment-Court cannot sit over the
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choice of selection.
Service Law-Challenge to legality of offending action-Only,
aggrieved person has locus-Third party, has no locus to
canvass the legality. of action.
Maxim: Salus Popules Cast Suprema Lax-Meaning of
HEADNOTE:
By a letter dated December 26, 1991 addressed to the Chief
Justice of India, the petitioner, Editor, Excise Law Times,
complained that ever since the retirement of president of
the Customs, Excise and Gold control Appellate Tribunal
(CEGAT) in 1985 no appointment of President was made as a
result of which the functioning of the Tribunal was
adversely affected. He also alleged malfunctioning in the
CEGAT and sought directions for immediate appointment of the
President as well as an enquiry into the mal-functioning of
CEGAT. The letter was treated as a Writ Petition in public
interest litigation and on February 25,1992, this Court
issued Rule Nisi to Union of India to make immediate
appointment of the President of CEGAT, preferably a senior
High Court Judge. After the directions were issued by this
Court, Respondent No. 3, who was initially appointed as
judicial Member and subsequently as Senior Vice-President of
the Tribunal, was appointed as President.
The petitioner filed another petition challenging the
appointment of President and sought to quash the same on the
grounds that (1) the appointment was in breach of judicial
order passed by this Court on February 25, 1992 because as
per the convention a sitting or retired Judge of the High
Court should have been appointed as President in
consultation with the Chief Justice of India; even though
High Court Judges were available no serious attempt was made
to requisition the services of one of them for appointment
as President; (2) before the Act was made a positive
commitment was made time and again by the Government on the
floor of the House that judicial independence of CEGAT is
sine qua non to sustain the confidence of the
804
litigant public. The appointment of any person other than
sitting or a retired judge of the High Court as President
would be in its breach; and (3) the appointment of
Respondent No. 3 as a Judge of the Delhi High Court was
turned down by Chief Justice of India doubting his
integrity, therefore appointment (of such a person as
President of CEGAT would undermine the confidence of the
litigant public in the efficacy of judicial adjudication.
even though Rules may permit such appointment.
The petitioner also prayed that Rules 10(1)(3) and (4) of
the CEGAT Members (Recruitment and Conditions of Service)
Rules, 1987 should be struck down as violative of Article 43
of the Constitution. the rules were ultra vires of the basic
structure of the Constitution, namely independence of
Judiciary. On May 4,1992 this Court issued Rule Nisi and on
the next date of bearing the relevant rile on which decision
regarding the appointment of President was made produced in
the Court but on behalf of the Union of India an objection
was taken by the Additional Solicitor General that this
Court cannot inspect the rile as he intended to claim
privilege‘. Accordingly, pursuant to the directions given
by this Court that a formal application may be made setting
out the grounds on which the claim for privilege was
founded, the Finance Secretary and the Minister of State for
Finance filed affidavits claiming privilege under Sections
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123 and 124 of the Indian Evidence Act and Article 74 (2) of
the Constitution stating that the Government had no
(objection for the Court to peruse the rile but claimed
privilege to disclose the contents of the rile to the
petitioner.
On behalf of the Union of India it was contended that a
Cabinet SubCommittee approved the appointment of Respondent
No. 3 as President of CEGAT and by operation of Article
77(3) and 74(1), the appointment was made by the President.
The rile constitutes Cabinet documents forming part of the
preparation (if the documents leading to the formation of
the advice tendered to the President. Section’123 of the
Evidence Act and Article 74 (2) precluded this Court from
enquiring into the nature of the advice tendered to the
President and the documents were, therefore, immune from
disclosure. The disclosure would cause public injury
preventing candid and frank discussion and expression of
views by the bureaucrats at higher level and by the
Minister/Cabinet Sub-Committee causing serious injury to
public service.
On behalf of Respondent No.3 it was contended that (1) he
had an excellent and impeccable record of service without
any adverse remarks and dropping of his recommendation for
appointment as a Judge of Delhi High
805
Court could not be construed adverse ’to him; (2) the
Government had prerogative to appoint any member, or Vice
Chairman or Senior Vice President as President and
Respondent No.3 being the Senior Vice President, was
considered and recommended by the Cabinet Committee for
appointment. Hence he was validly appointed as President.
Disposing the petitions, this Court,
HELD: Per Ramaswamy, J.
1.The claim in the affidavits of the State Minister for
Finance and the Secretary for immunity of state documents
from disclosure is unsustainable. However, having perused
the file and given anxious considerations,the Court is of
the view that on the facts and circumstances of the case and
in the light of the view taken, it is not necessary to
disclose the contents of the records to the petitioner or
his counsel.
1.1.Section 123 of the Evidence Act gives right to the
Government to claim privilege, in other words immunity from
disclosure of the unpublished official state documents in
public interest. The initial claim for immunity should be
made through an affidavit generally by the Minister
concerned, in his absence by the Secretary of the department
or head of the Department indicating that the documents in
question have been carefully read and considered and the
deponent has been satisfied, supported by reasons or grounds
valid and germance, as to why it is apprehended that public
interest would be injured by disclosure of the document
summoned or called for. The claim for immunity should never
he on administrative routine nor be a garb to avoid in
convenience, embarrassment or adverse to its defence in the
action, the latter themselves a ground for disclosure.
1.2.When a claim for public interest immunity has been laid
for nondisclosure of the State documents, it is the
Minister’s due discharge of duty to state on oath in his
affidavit the grounds on which and the reasons for which he
has been persuaded to claim public interest immunity from
disclosure of the State papers and produce them. He takes
grave risk on insistence of oath of secrecy to avoid filing
an affidavit or production of State documents and the Court
may be constrained to draw such inferences as are available
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at law. Accordingly the oath of office of secrecy
adumbrated in Article 75(4) and Schedule III of the
Constitution does not absolve the Minister either to state
the reasons in support of the public interest immunity to
produce the State documents or as to how the matter was
dealt with or for their production when discovery order nisi
or rule nisi was issued. On the other hand it is his due
806
discharge of the duty as a Minister to obey rule nisi or
discovery order nisi and act in aid of the Government.
Attorney General v. Jonathan Cape Ltd., 1976 Q.B. 752;
Sankey v. Whitlan, [1979] 53 A.L. R. 11 and Whitlam v.
Australian Consolidated Press, [1985] 60 A.L.R. 7, referred
to.
1.3. If the Court is satisfied from the affidavit and the
reasons assigned for withholding production or disclosure,
the Court may pass an appropriate order in that behalf If
the Court still desired to peruse the record for satisfying
itself whether the reasons assigned in the affidavit would
justify withholding disclosure, the court would, in camera,
examine the record and satisfy itself whether the public
interest subserves withholding production or disclosure or
making the documents as part of the record.
1.4. By operation of Section 162 of Evidence Act the final
decision in regard to the validity of an objection against
disclosure raised under Section 123 would always be with the
Court.
1.5. The Court is not bound by the statement made by the
Minister or the Head of the Department in the affidavit and
it retains the power to balance the injury to the State or
the public service against the risk of injustice.
The real question which the Court is required to consider is
whether public interest is so strong to override the
ordinary right and interest of the litigant that he shall he
able to lay before a Court of justice the relevant evidence.
In balancing the competing interests it is the duty of the
court to see that there is the public interest that harm
shall not be done to the nation or the public service by
disclosure of the document and there is a public interest
that the administration of justice shall not be frustrated
by withholding documents which must he produced if justice
is to be done.
1.6. The basic question to which the court would, therefore,
have to address itself for the purpose of deciding the
validity of the objection would be, whether the document
relates to affairs of State or the public service and if so,
whether the public interest in its non-disclosure is so
strong that it must prevail over the private interest in the
administration of justice and on that account, it should not
be allowed to be disclosed.
State of U.P. v. Raj Narain & Ors., [1975] 2 S.C.R. 333;
S.P. Gupta Ors.
807
etc. etc. v. Union of India & Ors. etc. etc., 1982 (2)
S.C.R. 365; relied on.
Conway v. Rimmer, 1968 A.C. 910 (H.L); D. v. National
Society for the Prevention of Cruelty to Children, 1978 A.C.
171 (H.L.); Burmah Oil Co. Ltd. v. Governor and Company of
the Bank of England, 1980 A.C. 1090 (H.L.); Butters Gas and
Oil Co. v. Hammer, 1982 A.C. 888 (H.L.); Air Canada v.
Secretary of State for Trade, [1983] 2 A.C. 394 (H.L.);
Council of Civil Service Unions v. Minister for the Civil
Service, 1985 A.C. 374 (H.L.); United State v. Reynolds,
(1935) 345 U.S. 1; Environmental Agency, v. Pats), T Mink,
410 U.S. 73 (35) L. Ed. 2nd 11 9; Newyond Times v. U.S.,
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[1971] 403 U.S. 713; U.S. v. Richard M. Nixon, [1974] 418
U.S. 683 = 41 L.Ed. 2nd 1035; Robindon v. State of South
Australia, 1931 A.C. 704 (PC); Shankey v. Whitlan, [1979]
153 A.L.R. 1; FAI Insurances Ltd. v. The Hon Sir, Henn,
Arthur Winneke and Ors., [1982] 151 C.L.R. 342; Whitlan v.
Australian Consolidated Press Ltd., [1985] 60 A.L.R. 7;
Minister for Arts Heritage and Environment and Ors. v. Peko
Wallsend Ltd. and Ors. [1987] 75 A.L.R. 218; Commonwealth of
Australia v. Northern Land Council and Anr. [1991] 103
A.L.R. 267; R. v. Shinder, 1954 S.L.R. 479 Gagnon v. Ouebec
Securities Commission, 1964 S.C.R. 329; Bruce v. Waldron,
1963 V.L.R. 3; Re Tunstall, Ex.P. Brown, [19661 84 W.N.
(Pt2) (N.S.W.); Corbett v. Social Security Commission, 1962
N.Z.L.R. 878; Greednz Inc. v. Governor General, [1981] 1
N.L.R. 172. Apponhamy v. Illangarutute, [1964] 66 C.L.W.
17; Jamaica in Allen v. Byfields (No.2) [1964] 7 W.I.R.69 and
Scotland in Glasgow Corporation v. Central Land Board,
[1956] Scotland Law Time 4, referred to.
Mecormic on Evidence, 4th Edn. by John w. Strong, referred
to.
1.7.Every communication which proceeded from one of ricer of
the State to another or the officers inter se does not
necessarily per-se relate, to the affairs of the State.
Whether they so relate has got to be determined by reference
to the nature of the consideration, the level at which it
was considered, the contents of the document or class to
which it relates to and their indelible impact on public
administration or public service and administration of
justice itself.
2. The power to issue ’discovery order nisi’ is express as
well as inherent as an integral power of judicial review and
process in the Court to secure the attendance of any person
or discovery or production of any document or to order
investigation in that behalf. However, in an appropriate
case, depend -
808
ing on facts on hand. Court may adopt such other procedure
as would be warranted. The petitioner must make a strong
prima facie case to order discovery order nisi, etc. and it
must not be a haunting expedition to fish out some facts or
an attempt to cause embarrassment to the respondents nor for
publicity. But on issuance of rule nisi by this Court under
Article 32 or a discovery order nisi the Government or any
authority, constitutional, civil, judicial, statutory or
otherwise or any person, must produce the record in their
custody and disobedience thereof would be at the pain of
contempt.
3. The Cabinet known as Council of Ministers headed by
Prime Minister under Article 75 (3) is the driving and
steering body responsible for the governance of the country.
Collective responsibility under Article 75(3) of the
Constitution inheres maintenance of confidentiality as
enjoined in oaths of office and of secrecy set forth in
Schedule III of the Constitution that the Minister will not
directly or indirectly communicate or reveal to any person
or persons any matter which shall be brought under his
consideration or shall become known to him as Minister
except as may be required for the ’due discharge of his duty
as Minister’. The base and basic postulate of its
significance is unexceptionable. But the need for and
effect of confidentiality has to be nurtured not merely from
political imperatives of collective responsibility envisaged
by Article 75(3) but also from its pragmatism.
Satwant Singh Sawhney v. D. Ramarathnam Asstt. Passport
Officer, [1967] 3 S.C.R. 525; Magnbhai Ishwarbhai Patel v.
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Union of India and Anr., [1969] 3 S.C.R. 254; Shamsher Singh
v. State of Punjab, [1975] 1 S.C.R. 814; Rai Sabhib Ram
Jawaya Kapur & Ors. v. State of Punjab, [1955] 2 S.C.R. 225
and Commonwealth of Australia v. Northern Land Council &
Anr., [1991] 103 A.L.R. 267, referred to.
Sir Ivor Jennings, Cabinet Government; Patrick Gordon
Walker, The Cabinet, 1973 Revised Ed. P. 178; John P.
Mackintosh, The British Cabinet, 2nd Edn. p.1 1; 0 Hood
Phillips and Paul Jackson, Constitutional and Administrative
Law, 7th Edn. P. 301; Walker, The Cabinet, p. 183; Halsbury
Laws of England, 4th Edn. Vol. 8 para 820; Bagehot and The
English Constitution, 1964 Edn., referred to.
3.1. The Court would be willing to respond to the executive
public interest immunity to disclose certain documents where
national security or high policy, high sensitivity is
involved. Information relating to national security,
diplomatic relations, internal security or sensitive
diplomatic corre-
809
spondence per se are class documents and that public
interest demands total immunity from disclosure. Even the
slightest divulgence would endanger the lives of the
personnel engaged in the services etc. The maxim Salvs
Populs Cast Suprema Lax which means that regard for public
welfare is the highest law, is the basic postulate for this
immunity.
Asiatic Petroleum v. Anglo-Persian oil, 1916
K.B. 822; Duncan v. Cammell Laird, 1942 A.C.
624; Council of Civil Service Union v.
Minister for Civil Service, 1985 A.C. 374 and
Mark Hosemball R. v. Home Secretary exparte
Hosenball, [1977] 1 W.L.R. 766, referred to.
3.2. But it would be going too far to lay down that no
document in any particular class or one of the categories of
Cabinet papers or decisions or contents thereof should
never, in any circumstances, be ordered to he produced.
Robinson v. State of South Australia, [1931]
A.C. 704 (PC); S.P. Gupta v. Union of India &
Ors., [1982] 2 S.C.R. 365; State of U. P. v.
Raj Narain & Ors., [1975] 2 S.C.R.333; Conway
v..Rimmerl968A.C.910 (HL);Burmah Oil Co. Ltd.
v. Governor and Company of the Bank of
England, 1980 A.C. 1090 (HL); Reg. v. Lewes
Justices, Ex Parte Secretary of State for the
Home Department, 1973 A.C. 388 and D. V.
National Society for the Prevention of Cruelty
to Children, [1978] A.C. 171; Air Canada v.
Secretary of State for Trade, [1983] 2 A.C.
394 (HL); Shankey v. Whitlan, [1979] 53 A.L.R.
1; Harbour Corp of Queensland v. Vessey
Chemicals Pvt. Ltd., [1986] 67 A.L.R 100;
Manthal Australia Pvt. Ltd. v. Minister for
Industry, Technology and Commerce, [1987] 71
A.L.R. 109; Koowarta v. Bjelke-Petersen,
[1988] 92 F.L.R. 104; United States v. Richard
M. Nixon, [1974] 418 U.S. 683=41 Lawyers Ed.
2nd Ed. 1039; Attorney General v. Jonathan
Cape Ltd. 1976 Q.B. 752; Minister for Arts
Heritage and Environment and Ors. v.
Pekowallsend Ltd. and Ors., (1987) 75 A.L.R.
218; Commonwealth of Australia, v. Northern
Land Council and Anr., [1991] 103 A.L.R. 267;
Australian Community Party & Ors. v.
Commonwealth & Ors., [1950-51] 83 C.L.R. 1 and
Queen v. Tohey, [1982-83] 151 C.L.R. 170,
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referred to.
3.3. Undoubtedly, the Prime Minister is enjoined under
Article 78 to communicate to the President all decisions of
the Council of Minister relating to the administration of
the affairs of the Union and proposals for legislation and
to furnish such information relating to the administration
or reconsideration by the Council of Minister if the
President so requires and submit its
810
decisions thereafter to the President. That by itself is
not conclusive and does not get blanket public interest
immunity from disclosure. The Council of Ministers though
shall be collectively responsible to the House of the
people, their acts are subject to the Constitution; Rule of
law and judicial review are parts of the scheme of the
Constitution as basic structure and judicial review is
entrusted to this Court (High court under Article 226).
3.3.1.The communication of cabinet decisions or policy to
the President under Article 74(1) gives only limited
protection by Article 74(2) of judicial review of the actual
tendered to the President of India. The rest of the file
and all the records forming part thereof are open to in
camera inspection by this Court. Each case must be
considered on its own facts and surrounding scenario and
decision taken thereon.
Jyoti Prakash Mitter v. Chief Justice Calcutta
High Court, [1965] 2 S.C.R. 53 and Union of
India v. Jyoti Prakash, [1971] 3 S.C.R. 483,
referred to.
3.3.2.Article 74(2) is not a total bar for production of the
records. Only the actual advice tendered by the Minister or
Council of Ministers to the President and the question
whether any, and if so, what advice was tendered by the
Minister or Council of Ministers to the President, shall not
be enquired into by the Court. In other words, the bar of
judicial review is confined to the factum of advice, its
extent, ambit and scope, but not the record i.e. the
material on which the advice is founded.
S.P. Gupta v. Union of India & Ors., [1982] 2 S.C.R. 365,
referred to.
4.Judicial review is concerned with whether the incumbent
possessed of qualification for appointment and the manner in
which the appointment came to made or the procedure adopted
whether fair, just and reasonable. Exercise of Judicial
Review is to protect the citizen from the abuse of the power
etc. by an appropriate Government or department etc. In
Court’s considered view granting the compliance of the above
power of appointment was conferred on the executive and
confided to be exercised wisely. When a candidate was found
qualified and eligible and was accordingly appointed by the
executive to hold an office as a Member or Vice-President or
President of Tribunal, this Court cannot sit over the choice
of the selection, but it be left to the executive to select
the personnel as per law or procedure in this behalf.
Shri Kumar Padma Prasad v. Union of India & Ors., [1992] 2
S.C.C. 428,
811
distinguished.
5. In service jurisprudence it is settled law that it is
for the aggrieved person i.e. non-appointee to assail the
legality of the offending action. Third party has not locus
standi to canvass the legality or correctness of the action.
Only public law declaration would be made at the behest of
the petitioner, a public spirited person. Therefore, the
contention that there was need to evaluate the comparative
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merits of Respondent and the senior most Member for
appointment as President would not be gone into in a public
interest litigation. Only in a proceedings initiated by an
aggrieved person it may be open to be considered.
6. It is expedient to have a sitting or retired senior
Judge or retired Chief Justice of a High Court to be the
President. The rules need amendment immediately.
Government had created a healthy convention of providing
that the Tribunals will be headed by a President who will be
a sitting or a retired judge of the High Court This Court to
elongate the above objective directed the Government to show
whether the convention is being followed in appointment of
the President of CEGAT and further directed to consider
appointment of a Senior Judge or a retired Chief Justice of
the High Court as it President Admittedly Chief Justice of
India was not consulted before appointing Respondent No.3 as
President of CEGAT The solemn assurance given to the
Parliament that the Tribunal bears a judicious blend by
appointment of a High Court Judge as President was given a
go-bye.
6.1.While making statutory rules the executive appears to
have made the appointment of a sitting or retired High Court
Judge as President unattractive and Directly frustrating the
legislative animation. A sitting Judge, when he is entitled
to continue in his office upto 62 years, would not he
willing to opt to serve as President, if his superannuation
as President is co-terminus with 62 years. He would he
attracted only if he is given extended three years more
tenure after his superannuation. But Rule 10 (3) says that
the total period of the enure of the President by a sitting
or retired Judge is ’a period of three years or till he
attains the age of 62 years, whichever is earlier’, i.e. co-
terminus with superannuation as a Judge of the High Court.
The, proviso is only discretionary at the whim of the
executive depleting independence and is an exception to the
rule. Thereby, practically the spirit of the Act, the
solemn assurance given by the Government to the Parliament
kindling hope in the litigant public to have a sitting or a
retired Judge appointed as President has been frustrated
deflecting the appointment of a
812
judicially trained judge to exercise judicial review. Court
is constrained to observe that the rules, though statutory,
were so made as to defeat the object of the Act.
7.There are persistent allegations against mal-functioning
of the CEGAT and against Respondent No. 3 himself. Though
this Court exercised self restraint to assume the role of an
investigator to charter out the ills surfaced, suffice to
say that the Union Government cannot turn a blind eve to the
persistent public demands and ’the Court directs to swing
into action, an indepth enquiry made expeditiously by an
officer or team of officers to control the malfunctioning of
the institution. It is expedient that the Government should
immediately take action in the matter and have fresh look.
8. The Tribunals set up under Articles 323A and 323B of
the Constitution or under an Act of legislature are
creatures of the Statute and in no case can claim the status
as Judges of the High Court or parity or as substitutes.
However, the personnel appointed to hold the office under
the State are called upon to discharge judicial or quasi-
judicial powers. So they must have judicial approach and
also knowledge and expertise in that particular branch of
constitutional, administrative and tax laws. The legal
input would undeniably be more important and sacrificing the
legal input and not giving it sufficient weightage and teeth
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would definitely impair the efficacy and effectiveness of
the judicial adjudication. It is, therefore, necessary that
those who adjudicate upon these matters should have legal
expertise, judicial experience and modicum of legal training
as on many an occasion different and complex questions of
law which baffle the minds of even trained judges in the
High Court and Supreme Court would arise for discussion and
decision.
M.B. Majumdar v. Union of India, [1990] 3
S.C.R. 946; Union of India v. Paras Laminates
Ltd., [1990] 49 E.L.T. 322 (SC); Krishna Sahai
& Ors. v. State of U. P. & Ors., [1990] 2
S.C.C. 673, and Rajendra Singh Yadav &
Ors.v.State of U.P. & Ors.. [1990] 2 S.C.C.
763, referred to.
8.1.Equally the need for recruitment of members of the Bar
to man the Tribunals as well as the working system by the
Tribunals need fresh look and regular monitoring is
necessary. An expert body like the Law Commission of India
should make an in-depth study in this behalf including the
desirability of bringing CEGAT under the control of Law and
Justice Department in line with Income-tax Appellate
Tribunal and make appropriate urgent recommendations to the
Government of India who should take remedial steps by an
813
appropriate legislation to overcome the handicaps and
difficulties and make the Tribunals effective and efficient
instruments for making judicial review efficacious,
inexpensive and satisfactory.
8.2. For inspiring confidence and trust in the litigant
public they must have an assurance that the person deciding
their causes is totally and completely free from the
influence or pressure from the Government. To maintain
independence imperativity it is necessary that the personnel
should have at least modicum of legal training, learning and
experience. Selection of competent and proper people
instill people’s faith and trust in the office and help to
build up reputation and acceptability. Judicial
independence which is essential and imperative is secured
and independent and impartial administration of justice is
assured. Absence thereof only may get both law and
procedure wronged and wrong headed views of the facts and
may likely to give rise to nursing grievance of injustice
Therefore, functional fitness, experience at the Bar and
aptitudinal approach are fundamental for efficient judicial
adjudication. Then only as repository of the confidence, as
its duty, the Tribunal would properly and efficiently
interpret the law and apply the law to the given set of
facts. Absence thereof would be repugnant or derogatory to
the Constitution.
Union of India v. Sankal Chand Himatlal Sheth
& Anr. [1978] 1 S.C.R. 423, referred to.
9. Judicial review is the basic and essential feature of
the Indian constitutional scheme entrusted to the judiciary.
It cannot be dispensed with by creating Tribunal under
Articles 323A and 323B of the Constitution. Any
institutional mechanism or authority in negation of judicial
review is destructive of basic structure, So long as the
alternative institutional mechanism or authority set up by
an Act is not less effective than the High Court, it Ls
consistent with constitutional scheme. The faith of the
people is the bed-rock on which the edifice of judicial
review and efficacy of the adjudication are founded. The
alternative arrangement must, therefore, be effective and
efficient.
http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 10 of 50
Keshwanand Bharati v. Union of India, [1973]
Suppl. S.C.R. 1; Waman Rao v. Union of India,
[1980] 3 S.C.R. 587; Raghunathrao Ganpatrao v.
Union of India [1993] 1 SCALE 363; Krishna
Swathi v. Union of India, 1199214 S.C.C. 605;
S.P. Sampat Kumar v. Union of India & Ors.,
[1987] 1 S.C.R. 435 and J.B. Chopra v. Union
of India, [1987] 1 S.C.C. 422, referred to.
814
9.1. It is necessary tip express Court’s anguish over the
ineffectivity of the alternative mechanism devised for
judicial review. The judicial review and remedy are
fundamental rights of the citizens. The dispensation of
justice by the Tribunals is much to be desires. Court is
not doubting the ability of the members or Vice-Chairman
(non-judges) who may be experts in their regular service.
But judicial adjudication is a special process and would
efficiency be administered by advocate Judges. The remedy
of appeal by special leave under Article 136 to this Court
also proves to be costly and prohibitive and far-flung
distance too is working as a constant constraint to litigant
public who could ill afford to reach this Court. An appeal
to a Bench of two Judges of the respective High Courts over
the orders of the Tribunals within its territorial
jurisdiction on questions of law would assuage a growing
feeling of iNjustice of those who can ill-afford to approach
the Supreme Court.
10. No one can suppose that the executive will never be
guilty of the sins common to all people. Sometimes they may
do things which they ought not to do or will not do things
they ought to do. The Court must be alive to that
possibility of the executive committing illegality in its
process, exercising its powers, reaching a decision which no
reasonable authority would have reached or otherwise abuse
its powers, etc. If the proceeding, decision (or order is
influenced extraneous considerations which ought not to
have been taken into account, it cannot stand and needs
correction, no matter of the nature of the statutory body or
status or stature of the constitutional functionary though
might have acted in good faith. It is, therefore, the
function of the Court to see that lawful authority is not
abused.
10.1. Under modern conditions of responsible Government,
Parliament should not always be relied on as a check on
excess of power by the Council (of Ministers or Minister.
Though the Court would not substitute its views to that of
the executive on matters of policy, it is its undoubted
power and duty to see that the executive exercises its power
only for the purpose for which it is granted. It is the
constitutional, legitimate and lawful power and duty of this
Court to ensure that powers, constitutional statutory or
executive are exercised in accordance with the Constitution
and the law. This may demand, though no doubt only in
limited number of cases, Yet the in networkings of
government may be exposed to public gaze.
Per Ahmadi J. (For himself and Punchhi J.) (Concurring)
1. This Court cannot sit in judgment over the wisdom of
the Central
815
Government in the choice of the person to be appointed as a
President so long as the person chosen possesses the
prescribed qualification and is otherwise eligible for
appointment. Respondent No. 3 was a Senior Vice-President
when the question of filling up the vacancy of the President
came up for consideration. He was fully qualified for the
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post under the Rules. No challenge is made on that count.
Under Rule 10 (1), the Central Government is conferred the
power to appoint one of the Members to be the President.
Since the validity of the Rule is not questioned there can
be no doubt that the Central Government was entitled to
appoint Respondent No. 3 as President.
1.1. This Court cannot interfere with the appointment of
Respondent No. 3 on the ground that his track record was
poor or because of adverse reports on which account his
appointment as a High Court Judge had not materialised.
Assuming that the allegations against Respondent No. 3 are
factually accurate, this Court cannot sit in judgment over
the choice of the person made by the Central Government over
the choice of the person made by the Central Government for
appointment as a President if the person chosen is qualified
and eligible for appointment under the Rules.
2. However, to instill the confidence of the litigating
public in the CEGAT, the Government must make a sincere
effort to appoint a sitting Judge of the High Court as a
President of the CEGAT in consultation with the Chief
justice of India and if a sitting Judge is not available the
choice must fall on a retired Judge as far as possible.
3. Sub-rule (4) of Rule 10 of the CEGAT Members
(Recruitment and Conditions of Service) Rules, 1987 needs a
suitable change to make it sufficiently attractive for
sitting High Court judges to accept appointment as the
President of the CEGAT. The rules empower the Central
Government to appoint any member as the President of the
CEGAT. It is true that under subrule (4), a serving Judge
and under the proviso thereto, a retired Judge, can also be
appointed a Member and President simultaneously.
In the case of a serving Judge his age of superannuation is
fixed at 62 years but in the case of the retired Judge he
may be appointed for a period of three years at the most.
Insofar as a service High Court Judge is concerned, he holds
office until he attains the age of 62 years, vide Article
217 of Constitution. It, therefore, beats common sense why
a sifting Judge of tile High Court would opt to serve as the
President of the CEGAT if he is to retire at the same age
without any benefit. On the contrary, he would lose certain
816
perks which are attached to the office of a High Court
Judge. Even status-wise he would suffer as his decisions
would he subject to the writ jurisdiction of the High Court
under Article 226,227 of the Constitution. He may agree to
accept the offer only if he had an extended tenure of at
least three years.
4. The allegations made by Petitioner in regard to the
working the CEGAT are grave and the authorities can ill-
aford to turn a Nelson’s eye to those allegations made by a
person who is fairly well conversant with the internal
working of the Tribunal. Refusal to inquire into such grave
allegations, some of which are capable of verification, can
only betrays indifference and lack of a sense of urgency to
tone up the working of the Tribunal. It is high time that
the administrative machinery which is charged with the duty
to supervise the working of the CEGAT wakes-up from its
slumber and initiates prompt action to examine the
allegations by appointing a high level team which would
immediately inspect the CEGAT, identify the causes for the
crises and suggest remedial measures. This cannot brook
delay.
5.1. The time is ripe for taking stock of the working of the
various Tribunals set up in the country after the insertion
of Articles 323A and 323B in the Constitution. A sound
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justice delivery system is a sine qua non for the efficient
governance of a country wedded to the rule of law. An
independent and impartial justice delivery system in which
the litigating public has faith and confidence alone can
deliver the goods. After the incorporation of these two
articles, Acts have been enacted where under Tribunals have
been constituted for dispensation of justice. Sufficient
time has passed and experience gained in these last few
years for taking stock of the situation with a view to
finding out if they have served the purpose and objectives
for which they were constituted.
5.2. Complaints have been heard in regard to the functioning
of other Tribunals as well and it is time that a body like
the Law Commission of India ha, a comprehensive look-in with
a view to suggesting measures for their improved
functioning. That body can also suggest changes in the
different statutes and evolve a model on the basis where of
Tribunals may be constituted or reconstituted with a view to
ensuring greater independence. An intensive and extensive
study needs to be undertaken by the Law Commission in regard
to the constitution of Tribunals under various statutes with
a view to ensuring their independence so that the public
confidence in such Tribunals may increase and the quality of
their performance may improve. It is strongly recommended
to the Commission of India to undertake such an exercise
817
on priority basis.
6. On the facts of the case it is not necessary to disclose
the contents of the records to the petitioner or his
counsel.
JUDGMENT:
CIVIL, ORIGINAL JURISDICTION: Writ Petition Nos. 90 & 312 of
1992.
Under Article 32 of the Constitution of India. ,
D.D. Thakur, Tapash Ray, M.L. Verma, Gauray Jain, and Ms.
Abha Jain for the Petitioner in W.P. No. 90 of 1992.
R.P. Gupta for the Petitioner in W.P. No. 312/92.
G. Ramaswamy, Attorney General, D.P. Gupta, Solicitor
General, B. Parthasarthy, C.V.S. Rao, A.S. Bhasme and Chava
Badri Nath Babu for the Respondent.
R. K. Jain, and Rajan Mukherjee for the customs, Excise &
Gold (Control) Appellate Tribunal.
K.K. Venugopal, Ms. Pallav Shisodia and C.S.S. Rao for the
Respondent.
The Judgments of the Court were delivered by
AHMADI, J. We have had the benefit of the industry,
erudition and exposition of the constitutional and
jurisprudential aspects of law on the various questions
urged before us in the judgment of our esteemed Brother K.
Ramaswamy, J. But while concurring with the hereinafter
mentioned conclusions recorded by him we would like to say a
few words to explain our points of view. Since the facts
have been set out in detail by our learned Brother we would
rest content by giving an abridged preface which we consider
necessary.
It all began with the receipt of a letter dated December 26,
1991, from Shri R.K. Jain, Editor, Excise Law Times,
addressed to then Chief Justice of India, Shri M.H. Kania,
J., complaining that as the Customs, Excise and Gold Control
Appellate Tribunal (for short ’the CEGAT) was without a
President for the last over six months the functioning of
the Tribunal was adversely affected, in that, the Benches
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sit for hardly two hours or so, the sittings commence late
at about 10.50
818
a.m., there is a tendency to adjourn cases on one pretext or
the other so much so that even passing of interim orders,
like stay orders, etc., is postponed and inordinately
delayed, and the general tendency is to work for only four
days in a week. The work culture is just not there and the
environmental degradation that has taken place is reflected
in the letter of Shri G. Sankaran dated June 3, 1991 who
prematurely resigned as the President of the CEGAT. Lastly,
he says that there were nearly 42,000 appeals and
approximately 2000 stay petitions pending in the CEGAT
involving revenue worth crores of rupees, which will remain
blocked for long. Three directions were sought, namely,
"(i) the immediate appointment of the
President to the CEGAT, preferably a senior
High Court Judge-,
(ii) order an enquiry into the mal-functioning
of the CEGAT; and
(iii) issue all other directions as your
Lordship may deem fit and necessary."
This letter was directed to be treated as Public Interest
Litigation and notice was issued to the Union of India
restricted to relief No. (i) i.e. in regard to the
appointment of the President of the CEGAT. On April 29,
1992, the learned Additional Solicitor General informed the
Court that the appointment of the President was made. On
the next date of hearing the relevant file on which the
decision regarding appointment was made was produced in a
sealed envelope in Court which we directed to be kept in
safe custody as apprehension was expressed that the file may
be tempered with. The focus which was initially on the
working of the CEGAT and in particular against the conduct
and behaviour one of its Members now shifted to the legality
and validity of the appointment of respondent No. 3 as its
President. Serious allegations were made against respondent
No. 3 and his competence to hold the post was questioned.
It was contended that his appointment was made in violation
of the Rules and convention found mentioned in the message
of Shri Y.V. Chandrachud, the then Chief Justice of India,
dated October 5, 1992 forwarded on the occasion of the
inauguration of the CEGAT. The further allegation made is
that even though High Court Judges were available no serious
attempt was made to requisition the services of one of them
for appointment as President of the CEGAT. To put a quietus
to the entire matter at an early date we called the file
from the Registry on May 4,1992 but when we were about to
peruse the same the learned Additional Solicitor General
contended ’that the Court cannot inspect it because he
desired to claim privilege’. We, therefore, directed that a
formal application may be made in that behalf before the
next date of hearing and returned the file to enable the
making of such an application.
819
Accordingly, the then Finance Secretary filed an affidavit
claiming privilege under sections 123 and 124, Evidence Act,
and Article 74(2) of the Constitution. The Minister of
State in the Finance Department was also directed to file an
affidavit in support of the claim for privilege which he
did. It is in this context that the question of privilege
arose in the present proceedings.
Our learned Brother Ramaswamy, J. dealt with this question
elaborately. After referring to the provisions of the
relevant Statutes and the Constitution as well as the case
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law of both foreign and Indian courts, the authoritative
text books. etc. he has concluded as under:
"Having perused the file and given our anxious
consideration we are of the opinion that on
the facts of the case..... it is not necessary
to disclose the contents of the records of the
petitioner or his counsel."
We are in respectful agreement with this conclusion recorded
by our learned Brother though not entirely for in the
reasons which have weighed with him.
On the question of appointment of respondent No. 3 as the
President of the CEGAT we must notice a few provisions
contained in the CEGAT Members (Recruitment anti Conditions
of Service). Rules, 1997 (hereinafter called ’the Rules’).
Rule 2(c) defines a member, to include the President of the
CEGAT also; Rule 3 prescribes the qualifications for
appointment and Rule 6sets out the method of recruitment of
’a member through a Selection Committee consisting of a
Judge of the Supreme Court of ’India nominated by the Chief
Justice of India. Rule 10 provides for the appointment of
the President. It says that the Central Government shall
appoint one of the members to be the President. Sub-rule
(2) then provides as under
"(2) Notwithstanding anything contained in
rule 6. a sitting or retired judge of a High
Court may also he appointed by the Central
Government as a member and President
simultaneously."
Sub-rule (4) and the proviso thereto bear
reproduction
"(4) Where a serving judge of a High Court is
appointed as a member and President, he shall
hold office as President for a period of three
years from the date of his appointment or till
he attains the age of 62 years, whichever is
earlier:
820
Provided that where a retired judge of a High
Court above the age of 62 years is appointed
its President. he shall hold office for such
period not exceeding three years as may be
determined by the Central Government at the
time of’ appointment or re-appointment."
It will thus he seen that the rules empower the Central
Government to appoint any member as the President of the
CEGAT. It is true that under sub-rule (4), a serving judge
and under the proviso thereto, a retired judge, can also be
appointed a Member and President simultaneously. In the
case of a serving judge his age of superannuation is fixed
at 02 years but in the case of a retired judge he may be
appointed for it period of three years at the most. Insofar
as a serving High Court Judge is concerned, he holds office
until he attains the age of 62 years, vide Article 217 of
the Constitution. It therefore, heats common sense why a
sitting Judge of he High Court would opt to serve as the
President of tile CEGAT if lie is to retire At the same age
without any benefit. On tile contrary he would lose certain
perks which are attached to tile office of a High Court
Judge. Even status-wise lie would suffer as his decisions
would he subject to the writ jurisdiction of the High Court
under Articles 226/227 of tile Constitution. He may agree
to accept the offer only if he had an extended tenure of at
least three years. We are, therefore, in agreement with our
learned Brother that sub-rule (4) of Rule 10 of the Rules
needs a suitable change to make it sufficiently attractive
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for sitting High Court Judges to accept appointment as the
President of the CEGAT. We also agree with our learned
brother that to instill the confidence of the litigating
public in the CEGAT. the Government must make a sincere
effort to appoint a sitting Judge of the High Court is a
President of the CEGAT in consultation of the Chief Justice
of India and it a sitting Judge is not available the choice
must fall on a retired Judge as far as possible. This would
he consistent with the assurance given by the Finance
Department as is reflected in the letter of Shri
Chandrachud, extract wherefrom is reproduced by our learned
Brother in his judgment.
Shri Harish Chandra was a Senior Vice-President when the
question of’ filling, up the vacancy of the President came
up for consideration. He was fully qualified for the post
under the Rules. No challenge is made on that count. Under
Rule 10(1) the Central (Government is conferred the power to
appoint one of the Members to be the President. Since the
validity of the Rule is not questioned there can be no doubt
that the Central Government was entitled to appoint
respondent No. 3 as the President. But it was said that the
track record of respondent No. 3 was poor and he was hardly
fit to hold the post of the President of the CEGAT. It has
been averred that respondent No. 3 had been in the past
proposed for appointment
821
as a Judge of the Delhi High Court but his appointment did
not materialise due to certain adverse reports. Assuming
for the sake of argument that these allegations are
factually accurate, this Court cannot sit in judgment over
the choice of the person made by the Central Government for
appointment as a President if the person chosen is qualified
and eligible for appointment under the Rules. We,
therefore, agree with our learned Brother that this Court
cannot sit in judgment over the wisdom of the Central
Government in the choice of the person to be appointed as a
President so long as the person chosen possesses the
prescribed qualification and is otherwise eligible for
appointment. We. therefore, cannot interfere with the
appointment of respondent No. 3 on the ground that his track
record was poor or because of adverse reports on which
account his appointment as a High Court Judge had not
materialised.
The allegations made by Shri R.K. Jain in regard to the
working of the CEGAT are -rave and the authorities can ill
afford to turn a Nelson’s eve to those allegations made by a
person who is fairly well conversant with the internal
working of the Tribunal.
Refusal to inquire into such grave allegations, some of
which are capable of verification, can only betray
indifference and lack of a sense of urgency to tone up the
working of the tribunal. Fresh articles have appeared in
the Excise Law Times which point to the sharp decline in the
functioning of the CEGAT pointing to a serious management
crises. It is high time that the administrative machinery
which is charged with the duty to supervise the working of
the CEGAT wakes-up from its slumber and initiates prompt
action to examine the allegations by appointing a high level
team which would immediately inspect the CEGAT, identify the
causes for the crises and suggest remedial measures. This
cannot brook delay.
Lastly, the time is ripe for taking stock of the working of’
the various Tribunals set up in the country after the
insertion of Articles 323A 323B in the Constitution. A
sound justice delivery system is a sine qua non for the
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efficient governance of a country wedded to the rule of law.
An independent and impartial justice delivery system in
which the litigating public has faith and confidence alone
can deliver the goods. After the incorporation of these two
articles,Acts have been enacted whereunder tribunals have
been constituted for dispensation of justice. Sufficient
time has passed and experience gained in these last few
years for taking stock of the situation with a view to
finding out if they have serve the purpose and objectives
for which they were constituted. Complaints have been heard
in regard to the functioning, of other tribunals as well and
it is time that a body like the Law Commission of India has
comprehensive look-in with a view to
822
suggesting- measures for their improved functioning. That
body can also suggest changes in the different statutes and
evolve a model on the basis whereof tribunals may be
constituted or reconstituted with a view to ensuring greater
independence. An intensive and extensive study needs to be
undertaken by the Law Commission in regard to the
constitution of tribunals under various statutes with a view
to ensuring their independence so that the public confidence
in such tribunals may increase and the quality of their
performance may improve. We strongly recommend to the Law
Commission of India to undertake such an exercise on
priority basis. A copy of this judgment may be forwarded by
the Registrar of this Court to the Member-Secretary of the
Commission for immediate action.
We have thought it wise to clarify the extent of our
concurrence with the views expressed by our learned Brother
in his judgment to avoid possibility of doubts being raised
in future. We accordingly agree with our learned Brother
that the writ petitions should stand disposed of accordingly
with no order as to costs.
K.RAMASWAMY, J.: The same facts gave birth to the twin
petitions for disposal. by a common judgment. On October
11, 1982, the Customs Central Excise and Gold (Control)
Appellate Tribunal for short ’CEGAT’ came into existence
with Justice F.S. Gill as its President. After he retired
in 1985 no Judge was appointed as President. In letter
dated December 26, 1991, addressed to the Chief Justice of
India, the petitioner highlighted the mal-functioning of the
CEGAT and the imperative to appoint a sitting or retired
judge of the High Court as President to revitalise its
functioning and to regenerate warning and withering faith of
the litigant public of the efficacy of its adjudication.
Treating it as writ petition on February 25, 1992 this court
issued rule nisi to the first respondent, initially to make
immediate appointment of the President of the CEGAT, prefer-
ably a senior High Court Judge. On March 30, 1992 when the
Union’s counsel stated that the matter was under active
consideration of the government, having regard to the
urgency, this court hoped that the decision would he taken
within two weeks from that date. On April 20, 1992 the
learned Addl. Solicitor General reported that the
appointment of the President had been made, however. the
order was not placed on record. In the meanwhile die
petitioner filed writ petition No. 312 of 1992 impugning the
appointment of Sri Harish Chander, as President and sought
to quash the same being in violation of the direction issued
by this (’our( on February 25, 1992 and to strike down Rules
10(1), (3) and (4) of the CEGAT Members (Recruitment and
Conditions of Service) Rules 1987, for short the ’Rule’ as
violative of Art. 43 of the Constitution. Rule nisi was
also issued to the respondents in that writ petition on May
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4, 1992. The tile in a sealed cover was produced. The
first and the third respondents were directed to file their
counters
823
within four weeks. This court also directed the first
respondent "to reflect in the counter what was the actual
understanding in regard to the convention referred to in the
letter of the then Chief Justice of India dated October 5,
1982"; "What procedure was followed at the time of the
appointment by first respondents" and "whether Chief Justice
of India was consulted or whether the first respondent was
free to choose a retired or a sitting Judge of the High
Court as President of the Tribunal with or without
consultation of the Chief Justice of India". "It should
also point out what procedure it had followed since then in
the appointment of the President of the Tribunal". It
should also clarify whether "before the third respondent was
appointed as the President, "any effort or attempt was made
to ascertain if any retired or a sitting Judge of the High
Court could be appointed as the President of the Tribunal"
and directed to post the cases for final disposal on July
21, 1992. At request, to enable to government to file a
counter, the rile was returned.
The Solicitor General though brought the file on July 21,
1992. objected to our inspecting the file and desired to
claim privilege. The file was directed to be kept in the
custody of the Registrar-General till further orders. The
union was directed to file written application setting out
the grounds on which the claim for privilege is founded and
directed the Registry to return the sealed envelop as the
Solicitor General expressed handicap to make precise claim
of the privilege for want of file. Thereafter an
application was filed supported by the affidavit of the
Secretary, Finance and the State Minister also filed his
affidavit. Counter affidavits and rejoinders were exchanged
in the writ petitions. The Attorney General also appeared
on behalf of the Union. The government’s claim for
privilege is founded upon s. 123 of the Indian Evidence Act
and Art. 74 (2) of the Constitution of India. Later on the
Solicitor General modified the stand that the government
have no objection for the court to peruse the file but
claimed privilege to disclose the contents of the file to
the petitioner.
Section 123 of the Indian Evidence Act, 1872 postulates that
"no one shall be permitted to give any evidence derived from
unpublished official records relating to any affairs of
State, except with the permission of the officer at the head
of the department concerned, who shall give or withhold such
permission as he thinks fit. Section 124 provides that no
public officer shall be compelled to disclose communications
made to him in official confidence, "when he considers that
the public interests would suffer by the disclosure". S.
162 envisages procedure on production of the documents that
a witness summoned to produce a document shall, if it is in
his possession or power, bring it to the court, notwith-
standing any objection which there may be to its production
or to its admissibility.
824
"The validity of any such objection shall be decided by the
court." The court, if it deems fit, may inspect the
documents, unless it refers to matters of State, or take
other evidence to enable it to determine on its
admissibility.
The remedy under Art. 32 of the Constitution itself is a
fundamental right to enforce the guaranteed rights in Part
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111. This court shall have power to issue writ of habeas-
corpus, mandamus, certiorari, quowarranto or any other
appropriate writ or direction or order appropriate to the
situation to enforce any of the fundamental right (power of
High court under Art. 226 is wider). Article 144 enjoins
that all authorities, civil and judicial, in the territory
of India shall act in aid of this Court. Article 142 (1)
empowers this Court to make such orders as is necessary for
doing complete justice in any cause or matter pending before
it. Subject to the provisions of any law made in this
behalf by the Parliament, by Clause 2 of Art. 142. this
Court "shall have all and every power to make any order for
the purpose of securing the attendance of any person, the
discovery or production of any documents,or the
investigation or punishment of any contempt of itself."
When this Court was moved for an appropriate writ under Art.
32, rule nisi would be issued and for doing complete justice
in that cause or matter, it has been invested with power to
issue directions or orders which includes ad interim orders
appropriate to the cause. All authorities, constitutional,
civil judicial, statutory or persons in the territory of
India are enjoined to act in aid of this court. This court
while exercising its jurisdiction, subject to any law, if
any, made by Parliament consistent with the exercise of the
said power, has been empowered by Cl. 2 of Art. 142 with all
and every power to make any order to secure attendance of
any person, to issue "discovery order nisi" for production
of any documents, or to order investigation .... Exercise of
this constituent power is paramount to enforce not only the
fundamental rights guaranteed in Part III but also to do
complete justice in any matter or cause, presented or
pending adjudication. The power to issue "discovery order
nisi" is thus express as well as inherent as an integral
power of Judicial review and process in the court to secure
the attendance of any person or discovery or production of
any document or to order investigation in that behalf.
However. in an appropriate case, depending on facts on hand,
court may adopt such other procedure as would be warranted.
The petitioner must make strong prima facie case to order
discovery order nisi, etc. and it must not be a hunting
expedition to fish out some facts or an attempt to cause
embarrassment to the respondents nor for publicity. But on
issuance of rule nisi by this Court under Art. 32 or a
discovery order nisi the government or any authority,
constitutional, civil, judicial. statutory or otherwise or
any person, must produce the record in their
825
custody and disobedience thereof would be at the pain of
contempt.
Section 123 of the Evidence Act gives right to the
government, in other words, to the minister or in his
absence head of the department, to claim privilege, in other
words immunity from disclosure of the unpublished official
state documents in public interest. In a democracy,
governed by rule of law State is treated at par with a
person by Art. 19(6) in commercial/industrial activities.
It possessed of no special privileges. This Court in State
of U.P. v. Raj Narain & Ors. [1975] 2 SCR 333 at 349 held
that an objection claiming immunity should be raised by an
affidavit affirmed by the head of the department. The court
may also require a Minister to affirm an affidavit. They
must state with precision the grounds or reasons in support
of the public interest immunity. It is now settled law that
the initial claim for public interest immunity to produce
unpublished official records for short "state documents"
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should be made through an affidavit generally by the
Minister concerned, in his absence by the Secretary of the
department or head of the Department. In the latter case
the court may require an affidavit of the Minister himself
to be filed. The affidavit should indicate that the
documents in question have been carefully read and
considered and the deponent has been satisfied, supported by
reasons or grounds valid and germane, as to why it is
apprehended that public interest would be injured by
disclosure of the document summoned or called for. If the
court finds the affidavit unsatisfactory a further
opportunity may be given to file additional affidavit or be
may be summoned for cross-examination. If the court is
satisfied from the affidavit and the reasons assigned for
withholding production or disclosure, the court may pass an
appropriate order in that behalf. The Court though would
give utmost consideration and deference to the view of the
Minister, yet it is not conclusive. The claim for immunity
should never be on administrative routine nor be a garb to
avoid inconvenience, embarrassment or adverse to its defence
in the action, the latter themselves a ground for
disclosure. If the court still desires to peruse the record
for satisfying itself whether the reasons assigned in the
affidavit would justify withholding disclosure, the court
would, in camera, examine the record and satisfy itself
whether the public interest subserves withholding production
or disclosure or making the document as part of the record.
On the one side there is the public interest to be
protected; on the other side of the scale is the interest of
the litigant who legitimately wants production of some
documents, which he believes will support his own or defeat
his adversary’s case. Both are matters of public interest,
for it is also in the public interest that justice should be
done between litigating parties by production of all
relevant documents for which public interest immunity has
been claimed. They must be weighed one
826
competing public interest in the balance as against another
equally competing public administration of justice. The
reasons are: there is public interest that harm shall not be
done to the nation or the public service by disclosure of
the document in question and there is public interest that
the administration of justice shall not be frustrated by
withholding the document which must be produced, if justice
is to be done. The court also should be satisfied whether,
the evidence relates to the affairs of the State under sec.
123 or not; evidence is relevant to the issue and
admissible. As distinct from private interest, the
principle on which protection is given is that where a
conflict arise between public and private interest, private
interest must yield to the public interest. In S.P. Gupta &
Ors. etc. etc v. Union of India & Ors. etc. etc. [1982] 2
SCR 365, this court by seven Judges’ bench held that the
court would allow the objection to disclosure if it finds
that the document relates to affairs of State and its
disclosure would be injurious to public interest, but on the
other hand, if it reaches the conclusion that the document
does not relate to affairs of State or that the public
interest does not compel its non-disclosure or that the
public interest in the administration of justice in the
particular case before it overrides all other aspects of
public interest, it will overrule the objection and order
disclosure of the document.
When an objection was raised against disclosure of a
particular document that it belongs to a class which in the
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public interest ought not to be disclosed, whether or not it
would be harmful to disclose that class document or the
contents of that particular document forming part of the
class would be injurious to the interest of the state or the
public service, it would be difficult to decide in vacuum
the claim because it would almost invariably be supported by
an affidavit made either by the Minister or head of the
department and if he asserts that to disclose the contents
of the document would or might do to the nation or the
public service a grave injury, the court out of deference
will be slow to question his opinion or to allow any
interest, even that of justice, to prevail over it unless
there can be shown to exist some factors suggesting either
lack of good faith or an error of judgment on the part of
the minister or the head of the department or the claim was
made in administrative routine without due consideration or
to avoid inconvenience or injury to their defence. However,
it is well-settled law that the court is not bound by the
statement made by the minister or the head of the department
in the affidavit and it retains the power to balance the
injury to the State or the public service against the risk
of injustice. The real question which the court is required
to consider is whether public interest is so strong to
override the ordinary right and interest of the litigant
that he shall be able to lay before a court of justice of
the relevant evidence. In balancing the competing interest
it is the duty of the court to see that there is the public
interest that harm shall not be done to the nation or the
827
public service by disclosure of the document and there is a
public interest that the administration of justice shall not
be frustrated by withholding documents which must be
produced if justice is to he done. It is, therefore, the
paramount right and duty of the court not of the executive
to decide whether a document will be produced or may he
withheld. The court must decide which aspect of public
interest predominates or in other words whether the public
interest which requires that the document should not be
produced out weighs the public interest that a court of
justice in performing its functions should not be denied
access to relevant evidence. In some cases, therefore, the
court must weight one competing aspect of the public
interest against the other, and decide where the balance
lies. If the nature of the injury to the public interest is
so grave a character then even private interest or any other
interest cannot be allowed to prevail over it. The basic
question to which the court would. therefore, have to
address itself for the purpose of deciding the validity of
the objection would be, whether the document relates to
affairs of State or in other words, is it of such a
character that its disclosure would be against the interest
of the State or the public service and if so, whether the
public interest in- it-; non-disclosure is so strong that it
must prevail over the private interesting the administration
of justice and on that account, it should not be allowed to
be disclosed. By operation of Sec. 162 of Evidence Act the
final decision in regard to the validity of an objection
against disclosure raised under section 123 would always be
with the court. The contention, therefore, that the claim
of public interest immunity claimed in the affidavit of the
State Minister for Finance and the Secretary need privacy
and claim for immunity of state documents from disclosure is
unsustainable.
The same is the law laid down by the Commonwealth countries,
see Conway v. Rimmer. 1968 A.C. 910, (H.L.); D. v. National
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Society for the Prevention of Cruelty to Children 1978 AC
171. (H.L.); Burmah Oil Co. Ltd. v. Governor and Company of
the Bank of England, 1980 AC 1090 (H.L.); Butters Gas and
Oil Co. v.Hammer 1982 AC 888 (H.L.); Air Canada v. Secretary
of State for Trade [1983] 2 AC 394 (H.L.); and Council of
Civil Service Unions v. Minister for the Civil service,1985
AC 374 (H.L.); Pursuant to the law laid down in Conway’s,
case the Administration of Justice Act, 1970 was made
enabling the court to order disclosure of the documents
except where the court, in exercise of the power under
sections 31 to 34, considered that compliance of the order
would be injurious to the public interest consistent with
the above approach is the principle laid by this court in
S.P. Gupta’s case.
In United States of America the Primacy to the executive
privilege is given only where the court is satisfied that
disclosure of the evidence will expose military
828
secrecy or of the document relating to foreign relations.
In other respects the Court would reject the assertion of
executive privilege. hi United States v. Reynolds [1935] 1
345 U.S. 1, Environment Protection Agency v. Patsy T. Mink
[410] U.S. 73 (35) L.Ed. 2nd 11; Newyork Times v. U. S.
[1971] 403 US 731; Pentagan Papers case and U. S. v. Richard
M. Nixon [1974] 418 US 683 = 41 L.Ed 2nd 1035. What is
known as Watergate Tapes case, the Supreme Court of U.S.A.
rejected the claim of the President not to disclose the
conversation he had with the officials. The Administrative
Procedure Act 5, Art 552 was made. Thereunder it was
broadly conceded to permit access to official information.
Only is stated hereinbefore the President is to withhold top
secret documents pursuant to executive order to be
classified and stamped as "highly sensitive matters vital to
our national defence and foreign policies". In other
respects under the Freedom of Information Act, documents are
accessible to production. In the latest Commentary by
McCormick on Evidence, 4th Ed. by John W. Strong in Chapter
12, surveyed the development of law on the executive
privilege and stated that at p. 155, that "once we leave the
restricted area of military and diplomatic secrets, a
greater role for the judiciary in the determination of
governmental claims of privilege becomes not only desirable
but necessary.............. Where these privileges. are
claimed, it is for the judge to determine whether the
interest in governmental secrecy is out weighed in the
particular case by the litigant’s interest in obtaining
the evidence sought. A satisfactory striking of this
balance will, on the one hand, require consideration of the
interests giving rise to the privilege and an assessment of
the extent to which disclosure will realistically impair
those interests. On the other hand, factors which will
affect the litigant’s need will include the significance of
the evidence sought for the case. the availability of the
desired information from other sources, and in some
instances the nature of the right being, asserted in the
litigation."
In Robinson v. State of South Australia, 1931 A.C. 704 PC,
Shankey v. Whitlan [1979] 53 ALR p.1; FAI Insurances Ltd. v.
The Hon. Sir, Henry Arthus Winneke and ors, [1982] 151 CLR
342, whitlan v. Australian Consolidated Press Ltd.,[1985] 60
ALR p.7; Minister for Arts Heritage and Environment and Ors.
v. Pekoi Wallsend Ltd and Ors. [1987] 75 ALR 218 and
Commonwealth of Australia v. Northern Land Council, and Anr.
[1991] 103 ALR 267, Australian Courts consistently rejected
the executive privilege and exercise the power to determine
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whether the documents need immunity from disclosure in the
public interest. The same view was endorsed by the Supreme
Court of ’Canada in R. v. Shinder 1954 SLR 479 and Gagnon v.
Quebec, Securities Commission 1964 SCR 329; The Supreme
Court of Victoria in Bruce v. Waldron. [1963] VLR p.3; The
Court of Appeal of New south Wales in Re Tunstall. Ex. P.
Brown, [1966] 84 W.N. (Pt. 2)
829
[N.S.W.] 13. The Court of Appeal of the New Zealand in
Corbett v.Social Security Commission [1962] N.Z.L.R. 878,
Creednz Inc v. Governor General [1981] 1 N.L.R. p. 172; The
Supreme Court of Ceylon in Apponhamy v. Illangaretute,
[1964] 66 C.L.W. 17. The Court of Appeal of Jamaica in
Allen v. By field [No.2] [1964] 7 W.I.R. 69 at page 71 and
The Court of Session in Scotland in Glasqow Corporation v.
Central Land Board, [1956] Scotland Law Time p.4.
The learned Solicitor General contended that a Cabinet sub-
committee constituted under Rules of Business approved the
appointment of Harish Chander as President of CEGAT. The
President accordingly appointed him. By operation of Art.
77 (3) and 74(1), the appointment was made by the President.
The file constitutes Cabinet documents forming part of the
Preparation of the documents leading to the formation of the
advice tendered to the President. Noting of the officials
which lead to the Cabinet note and Cabinet decision and all
papers brought into existence to prepare Cabinet note are
also its part. Section 123 of the Evidence Act and Article
74(2) precludes this court from inquiring into the nature of
the advice tendered to the President and the documents are,
therefore, immuned from disclosure. The disclosure would
cause public injury preventing candid and frank discussion
and expression of views by the bureaucrats at higher level
and by the Minister/Cabinet Sub-committee causing serious
injury to public service. Therefore, Cabinet papers,
Minutes of discussion by heads of departments; high level
documents relating to the inner working of the government
machine and all papers concerned with the government
policies belong to a class documents which in the public
interest they or contents thereof must be protected against
disclosure.
The executive power of the Union vested in the President by
Operation of Art. 53(1) shall be exercised by him either
directly or through officers subordinate to him in
accordance with the Constitution. By operation of Art.
73(1), subject to the provisions of the constitution, the
executive power of the Union shall extend to the matters
with respect to which Parliament has power to make laws.
Article 75(1) provides that the Prime Minister shall be
appointed by the President and the other Ministers shall be
appointed by the President on the advice of the Prime
Minister; Art. 75(3) posits that the Council of Ministers
shall be collectively responsible to the House of the
People; Art. 75(4) enjoins that before a Minister enters
upon his office, the President shall administer to him the
oaths of office and of secrecy according to the forms set
out for the purpose in the Third Schedule to the
Constitution. Article 74(1) as amended by section 11 of the
Constitution 42nd Amendment Act, 1976 with effect from
January 3, 1977 postulates that there shall be a Council of
Ministers with the Prime Minister as the head to aid and
advise the President who shall, in the exercise of his
functions, act in accordance with such
830
advice. The proviso thereto added by section 11 of the
Constitution 44th Amendment Act, 1978 which came into effect
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from June 20, 1979 envisages that "provided that the
President may require the Council of Ministers to reconsider
such advice, either generally or otherwise, and the
President shall act in accordance with the advice tendered
after such reconsideration." Clause (2) declares that "the
question whether any, and if so what, advice was tendered by
Minister to the President shall not be inquired into in any
court." In Satwant Singh Sawhney v. D. Ramarathnam. Asstt.
Passport Officer [1967] 3 SCR 525, and in Maganbhai
Ishwarbhai Patel v. Union of India and anr. [1969] 3 SCR
254, this Court held that the Ministers are officers
subordinate to the President under Art. 53 (1) or ’the
Governor under Art. 154 (1),. as the case may be.
The President exercises his executive power under Art: 74
(1) through the Council of Ministers with the Prime Minister
as its head who shall be collectively responsible to the
House of People. The exercise of the power would be as per
the rules of business for convenient transaction of the
Govt. administration made under Art. 77(3), viz., the Govt.
of India (Transaction of Business) Rules, 1961 for short the
’Business Rules’. The Prime Minister shall be duty bound
under Art. 78 to communicate to the President all decisions
of the Council of Ministers relating to the administration
of the affairs of the Union and proposals for legislation
etc. The details whereof are not material. Article 77(1)
prescribes that "all executive actions of the Govt. of India
shall be expressed to be taken in the name of the President
and shall be authenticated in the manner specified in the
Rules made by the President. The President issued business
rules and has allocated diverse functions to the Council of
Ministers, its committees and the officers subordinate to
them.
In Shamsher Singh v. State of Punjab [1975] 1 SCR 814, a
Bench of seven Judges, speaking through Ray, C.J., held that
the executive power is generally described as the residue
which does not fall within legislative or judical power but
executive power also partakes of legislative or judicial,
actions. All powers and functions of the President, except
his legislative powers, are executive powers of the Union
vested in the President under Art. 53(1). The President
exercises his functions, except conferred on him to be
exercised in his discretion, with the aid and advice of the
Council of Ministers as per the business rules allocated
among his Ministers or Committees. Wherever the
constitution requires the satisfaction of the President, the
satisfaction required of him by the Constitution is not the
personal satisfaction of the President, but is of the
Cabinet System of Govt. The Minister lays down the
policies. The Council of Ministers settle the major
policies. The civil servant does it on behalf of the Govt.
as limb of the Govt. The decision of any Minister or
officer under the rules is the decision of the President.
831
Cabinet is a constitutional mechanism to ensure that before
important decisions are reached many sides of the question
are weighed and considered which would mean that much work
must be done beforehand in interdepartmental discussions and
in the preparation of papers for Cabinet Committees.
Political decisions of importance are in their nature
complies and need sufficient time and considerate thought.
Equally, the decisions relating to public service need
probity and diverse consideration. The Cabinet system is
extremely well adapted to making considered decisions with
all due speed and expedition. The principle of ministerial
responsibility has a verity of meanings precise and
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imprecise, authentic and vague. Parliament rarely exercises
direct control over Ministers. Though the floor of the
House is the forum for correcting excesses of the government
but rarely a place where a Minister can be expected to keep
the information secret. Therefore, the Minister is
answerable for his decision to the Parliament is fanciful.
Sir Ivor Jennings,in his Cabinet Government, stated that the
Cabinet is the supreme directing authority. It integrates
what would otherwise be a heterogeneous collection of
authorities exercising a vast variety of functions. Neither
the Cabinet nor the Prime Minister, as such, claims to
exercise any powers conferred by law. They take the
decision, but the acts which have legal effect are taken by
others the Privy Council, a Minister, a statutory
commission and the like. At page 81, it is stated, that the
existence and activities of these coordinating ministers
does not impair or diminish the responsibility to Parliament
of the departmental ministers whose policies they co-
ordinate. The ministers are fully accountable to Parliament
for any act of policy or administration within their
departmental jurisdiction. It does not follow that the
coordinating ministers are non-responsible. Having no
statutory powers as coordinating ministers, they perform in
that capacity no formal acts. But they share in the
collective responsibility of the Govt. as a whole, and, as
Minister they are accountable to Parliament. At page 233,
he stated that the Cabinet has to decide policy matters.
Cabinet is policy formulating body. When it has determined
on a policy, the appropriate department carries it out,
either by administrative action within the law or by
drafting a bill to be submitted to Parliament so as to
change the law. The Cabinet is a general, controlling body.
It neither desires, nor is able to deal with all the
numerous details of the Govt. It expects a minister to take
all decisions which are not of real political importance.
Every Minister must, therefore, exercise his own discretion
as to what matters arising in his department ought to
receive cabinet sanction. At page 35 1, he stated that
civil servants prepare memorandum for their Ministers.
Ministers discuss in Cabinet. Proposals are debated in the
House of Commons. At the, persons involved are peculiar
people and nobody knows what the man in the back street
thinks of it all, though the politician often thinks he
does. On the Cabinet
832
Minister’s responsibility at page 449, he stated that when
it is said that a Minister is responsible to Parliament, it
is meant that the House of Commons (in our constitution Lok
Sabha) may demand an explanation. If that explanation is
not considered satisfactory and the responsibility is
collective, the House will vote against the Govt. and so
compel a resignation or a dissolution. If the
responsibility is not collective, but the act or advice was
due to the negligence of or to an error of judgment by a
Minister and the House disapproves, the Minister will
resign.
In Halsbury’s Laws of England, Fourth Ed., Vol. 8, para 820,
it is stated that the Cabinet control of legislative and
executive functions, the "modern English system of
government is the concentration of the control of both
legislative and executive functions in a small body of men,
presided over by the Prime Minister, who are agreed on
fundamentals and decide the most important questions of
policy secretly in the Cabinet. The most important check on
their power is the existence of a powerful and organised
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parliamentary opposition, and the possibility that measures
proposed or carried by the government may subject them to
popular disapproval and enable the Opposition to defeat them
at the next general election and supplant them in their
control of the executive. In Great Britain, Cabinet system
is based on conventions. Patrick Gordon Walker in his ’The
Cabinet’ 1973 Revised Ed. at p. 178 stated that basically
Cabinet is a constitutional mechanism to ensure that before
important decisions are reached many sides of the question
are weighed and considered. This means that much work must
be done beforehand in interdepartmental discussions and in
the preparation of papers for Cabinet Committees and the
Cabinet. Cabinet that acts without briefs or over hastily’
think for themselves’ usually, in my experience, make
mistaken decisions. Political decisions of importance are
in their nature complex and need some time and thought. The
cabinet system is extremely well adapted to making
considered decisions with all due speed. Cabinet
discussions as distinct from Cabinet decisions must, from
their nature, be kept secret. At page 184 he maintained
that the main effective change towards less secrecy would be
for the Cabinet to share with Parliament and public more of
the factual information on which the government makes some
of their decisions. Moves in this direction have begun to
be taken. In his "the British Cabinet" John P. Mackintosh,
2nd Edn. at p. 11 stated that if there is dissension
between Ministers, matters may be thrashed out in private
and the contestants plead in turn with the Prime Minister,
but it is in the Cabinet that the conflict must be formally
solved, the minority either accepting the decision and
assuming joint responsibility or, if they cannot tolerate
it, tender their resignations. At p.529, he stated that
some decisions are taken by the Prime Minister alone, some
in consultation between him and the senior Ministers, while
others are left to heads of departments, to the full
Cabinet, to the concerned Cabinet Committee, or to the
833
permanent officials. Of these bodies the Cabinet holds the
central position because, thou oh it does not often govern
in that sense, it is the place where disputes are settled,
where major policies are endorsed and where the balance of
the forces emerge if there is disagreement. In the end,
most decisions have to be reported to the Cabinet and
Cabinet Minister are the only ones who have the right to
complain, if they have not been informed or consulted. 0.
Hood Phillips and Paul Jackson in their Constitutional and
Administrative Law, 7th Ed. at p.301 stated that the duties
of Cabinets are:
"(a) the final determination of the policy to be submitted
to Parliament’, (b) the supreme control of the national
executive in accordance with the policy prescribed by the
Parliament, and (c) the continuous coordination and
delimitation in the interests of the several departments of
State." The Cabinet, giving collective ..advice" to the
Sovereign through the Prime Minister, was said to exercise
under Parliament, supreme control over all departments of
State, and to be the body which coordinate the work on the
one hand of the executive and the legislature, and on the
other hand of the organs of the executive among
themselves.... At p.307, they stated that "committee system
has increased the efficiency of the Cabinet, and enables a
great deal more work to be done by Ministers". The Cabinet
itself is left free to discuss controversial matters and to
make more important decisions, and its business is better
prepared. The system also enables non-Cabinet Ministers to
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be brought into discussions. At p.309 it is stated that
"the responsibility of Ministers is both individual and
collective". The individual responsibility of a Minister
for the performance of his official duties is both legal and
conventional: it is owed legally to the sovereign and also
by convention to Parliament. Responsibility is
accountability or answerability. The responsible Minister
is the one under whose authority an act was, done, or "who
must take the constitutional consequences of what has been
done either by himself or in his department".
In ’the Cabinet Walker, at page 183 stated that the feeling
is widespread that the Cabinet shrouds its affairs in too
much secrecy and that Parliament, Press and public should be
able to participate to a greater degree in formulation of
policy. With few exceptions Cabinet decisions have to be
made public in order to he made effective, although a small
number that do not need to be executed, do not become known,
for instance talks with a foreign country or a decision not
to take some action. All other cabinet decisions are
necessarily disclosed and are subject to public scrutiny.
Cabinet discussions as distinct from Cabinet decisions must,
from their nature, be kept secret. Cabinet discussions
often depend upon confidential advice from civil servants or
reports from Ambassadors. If those are disclosed and thus
become subject to public attack, it would be extremely
difficult for the cabinet
834
to secure free and frank advice. In Rai Sahib Ram Jawaya
Kapur & Ors. v. The State of Punjab [1955] 2 SCR 225 at 236,
this Court held that the existence of the law is not a
condition precedent for the exercise of the executive power.
The executive power connotes the residual government
function that remain after legislative and judicial
functions are taken away, subject to the provisions of the
Constitution or the law.
It would thus be held that the Cabinet known as Council of
Ministers headed by Prime Minister under Art. 75(3) is the
driving and steering body responsible for the Governance of
the country. They enjoy the confidence of the Parliament
and remain in office so long as they maintain the confidence
of the majority. They are answerable to the Parliament and
accountable to people. They bear collective responsibility
and shall be bound to maintain secrecy. Their executive
function comprises of both the determination of the policy
as well as carrying it into execution, the initiation of
legislation, the maintenance of order, the promotion of
social and economic welfare, direction of foreign policy.
In short the carrying on or supervision of the general
administration of the affairs of Union of India which
includes political activity and carrying on all trading
activities, the acquisition, holding and disposal of
property and the making of contracts for any purpose. In
short the primary function of the Cabinet is to formulate
the policies of the Govt. in confirmity with the directive
principles of the Constitution for the Governance of the
nation; place before the Parliament for acceptance and would
carry on the executive function of the State as per the
provisions of the Constitution and the laws.
Collective responsibility under Art. 75(3) of the
Constitution inheres maintenance of confidentiality as
enjoined in oaths of office and of secrecy set forth in
Schedule III of the Constitution that the Minister will not
directly or indirectly communicate or reveal to any person
or persons any matter which shall be brought under his/her
consideration or shall become known to him/her as Minister
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except as may be required for the "due discharge of his/her
duty as Minister". The base and basic postulate of its
significance is unexceptionable. But the need for and
effect of confidentiality has to be nurtured not merely from
political imperatives of collective responsibility envisaged
by Art. 75(3) but also from its pragmatism. Bagehot in his
’The English Constitution’, 1964 Edition at p. 68 stated
that the most curious point about the Cabinet is that so
very little is known about it. The meetings are not only
secret in theory, but secret in reality. By the present
practice, no official minute in all ordinary cases is kept
of them. Even a private note is discouraged and
disliked.......... But a Cabinet, though it is a committee
of the legislative assembly,is a committee with a power
which no assembly would-unless
835
for historical accidents, and after happy experience-have
been persuaded to entrust to any committee. It is a
committee which can dissolve the assembly which appointed
it; it is a committee with a suspensive veto-a committee
with a power of appeal.
In Commonwealth of Australia v. Northern Land Council & Anr.
[1991] 103 Australian Law Reports, p. 267, the Federal Court
of Australia General Division, was to consider the scope of
confidentiality of the cabinet papers, collective
responsibility of the Council of Ministers and the need for
discovery of the Cabinet note-books and dealt with the
question thus : "The conventional wisdom of contemporary
constitutional practice present secrecy as a necessary
incident of collective responsibility. But historically it
seems to have derived from the 17th century origins of the
cabinet as an inner circle of Privy Councillors, sometimes
called the Cabinet Council who acted as advisors to the
monarch............ However, that basis for confidentiality
has to be assessed in the light of the political,
imperatives of collective responsibility." Confidentiality
has been described as’ the natural correlative of collective
responsibility. It is said to be difficult for Ministers to
make an effective defence in public of decisions with which
it is known that they have disagreed in the course of
Cabinet discussions. The Cabinet as a whole is responsible
for the advice and conduct of each of its members. If any
member of the Cabinet seriously dissents from the opinion
and policy approved’ by the majority of his colleagues it is
his duty as a man of honour to resign. Cabinet secrecy is
an essential part of the structure of government which
centers of political experience have created. To impair it
without a very strong reason would be vandalism the wanton
rejection of the fruits of civilisation.
By operation of Art. 75 (3) and oaths of office and of
secrecy taken, the" individual Minister and the Council of
Ministers with the Prime Minister as its head, as executive
head of the State as a unit, body or committee are
individually and collectively responsible to their decisions
or acts or policies and they should work in unison and
harmony. They individually and collectively maintain
secrecy of the deliberations both of administration and of
formulating executive or legislative policies. Advice
tendered by the Cabinet to the President should be
unanimous. The Cabinet should stand or fall together.
Therefore, the Cabinet as a whole is collectively
responsible for the advice tendered to the President and for
the conduct of business of each of his/her department. They
require to maintain secrecy and confidentiality in the
performance of that duty of office entrusted by the
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Constitution and the laws. Political promises or aims as
per manifesto of the political party are necessarily broad;
in their particular applications, when voted to power, may
be the subject of disagreement among the members of the
Cabinet.
836
Each member of the Cabinet has personal responsibility to
his conscience and also responsibility to the Government.
Discussion and persuasion may diminish disagreement, reach
unanimity, or leave it unaltered. Despite persistence of
disagreement, it is a decision, though some members like it
less than others. Both practical politics and good
Government require that those who like it less must still
publicly support it. If such support is too great a strain
on a Minister’s conscience or incompatible to his/her
perceptions of commitment and find it difficult to support
the decision, it would be open to him/her to resign. So the
price of the acceptance of Cabinet office is the assumption
of the responsibility to support Cabinet decisions. The
burden of that responsibility is shared by all.
Equally every member is entitled to insist that whatever his
own contribution was to the making of the decision, whether
favourable or unfavourable, every other member will keep it
secret. Maintenance of secrecy of an individual’s
contribution to discussion, or vote in the Cabinet
guarantees most favourable and conducive atmosphere to
express views formally. To reveal the view, or vote, of a
member of the Cabinet, expressed or given in Cabinet, is not
only to disappoint an expectation on which that member was
entitled to rely, but also to reduce the security of the
continuing guarantee, and above all, to undermine the
principle of Collective responsibility. Joint
responsibility supersede individual responsibility; in
accepting responsibility for joint decision, each member is
entitled to an assurance that he will be held responsible
not only for his own, but also as member if the whole
Cabinet which made it; that he will be held responsible for
maintaining secrecy of any different view which the others
may have expressed. The obvious and basic fact is that as
part of the machinery of the Government, Cabinet secrecy is
an essential part of the structure of the government.
Confidentiality and collective responsibility in that
scenario are twins to effectuate the object of frank and
open debate to augment efficiency of public service or
effectivity of collective decision to elongate public
interest. To hamper and impair them without any compelling
or at least strong reasons, would be detrimental to the
efficacy of public administration. It would tantamount to
wanton rejection of the fruits of democratic governance, and
abdication of an office of responsibility and dependability.
Maintaining of top secrecy of new taxation policies is a
must but leaking budget proposals a day before presentation
of the budget may be an exceptional occurrence as an
instance.
Above compulsive constraints would give rise to an immediate
question whether the minister is required to disclose in the
affidavit the reasons or grounds for public interest
immunity of disclosure and the oath of secrecy is thereby
whether breached or whether it would be a shield for non-
production of unpub-
837
lished state documents or an escape route to- acts impugned
as fondly pleaded and fervently argued by Attorney General.
It is already held that on issuance of rule nisi or
discovery order nisi" every or,-,an of the State or the
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authority or a person is enjoined to act in aid of this
court and pursuant thereto shall be required to produce the
summoned documents. But when a claim for public interest
immunity has been laid for non-disclosure of the state
documents, it is the Minister’s "due discharge of duty" to
state on oath in his affidavit the grounds on which and the
reasons for which he has been persuaded to claim public
interest immunity from disclosure of the state papers and
produce them. The oath of secrecy the Minister had taken
does not absolve him from filing the affidavit. It is his
due discharge of constitutional duty to state in the
affidavit of the grounds or reasons in support of public
interest immunity from producing the state documents before
the Court, In Attorney General v. Jonathan Cape Ltd. [1976]
Queen’s Bench, 752, Lord Widgery, C.J., repelled the
contention that publication of the diaries maintained by the
Minister would be in breach of oath of secrecy. In support
of the plea of secrecy reliance was placed on the debates on
cabinet secrecy, that took place on December 1, 1932 in the
House of Lords. An extract from the official report of
House of Lords, at Column 520 Lord Hailsham’s speech
emphasised the imperative to maintain secrecy and the
limitation which rigidly hedged around the position of a
Cabinet Minister thus: "having heard that oath read your
Lordships will appreciate what a complete misconception it
is. to suppose, as some people seem inclined to suppose,
that the only obligation that rests upon a Cabinet Minister
is not to disclose what are described as the Cabinet’s
minutes. He is sworn to keep secret all matters committed
and revealed unto him or that shall be treated secretrly in
council". He went on to point out that:-
"I have stressed that because, as my noble and
learned friend Lord Halsbury suggested and the
noble Marquis, Lord Salisbury, confirmed,
Cabinet conclusions did not exist until 16
years ago. The old practice is set out in a
book which bears the name of the noble Earl’s
father, Halsbury’s Laws of England, with which
I have had the honour to be associated in the
present edition."
Then in column 532 of the speech Lord Hailsham, stated that
the oath of secrecy should be maintained. "Upon matters on
which it is their shorn duty to express, their. opinions.
with complete frankness and to give all information, without
any haunting fear that what happens may hereafter by
publication create difficulties for themselves or, what is
far more grave, may create complications for the king and
country that they are trying to serve. For those reasons I
hope that the inflexible rule which has hitherto prevailed
will be maintained in its integrity, and that if there has
been any relaxation or misunderstanding, of which I say
nothing,
838
the debate in this House will have done something to clarify
the position and restate the old rule in all its rigour and
all its inflexibility."
As a Council of Minister, his duty is to maintain the
sanctity of oath and to keep discussions and information he
had during its course as secret. Lord Widgery after
considering the evidence of a former Minister examined in
that case who did not support the view of Lord Hailsham,
held thus: "that degree of protection, afforded to cabinet
papers and discussions cannot be determined by single rule
of thumb. Some secrets require a high standard of
protection for short time, other requires protection till a
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new political generation has taken over. In the Present
action against the literary executors, "the perpetual
injunction against them restraining from their publication
was not proper". It was further held that the draconian
remedy when public interest demands it would be relaxed.
In Sankey v. Whitlan 1979 153 Australian Law Journal
Reports, 11, while considering the same question, Gibbs,
A.,C.J., at p.23, held that the fact that members of the
Executive Council are required to take a binding oath of
secrecy does not assist the argument that the production of
State papers cannot be compelled. The plea of privilege was
negatived and the Cabinet papers were directed to be
produced. The contention that the Minister is precluded to
disclose in his affidavit the grounds or the reasons as to
how he dealt with the matter as a part of the claim for
public interest immunity is devoid of substance.
It is already held that it is the duty of the Minister to
file an affidavit stating the grounds or the reasons in
support of the claim from public interest immunity. He
takes grave risk on insistence of oath of secrecy to avoid
filing an affidavit or production of State documents and the
court may be constrained to draw such inference as are
available at law. Accordingly we hold that the oath of
office of secrecy adumberated in Article 75(4) and Schedule
III of the Constitution does not absolve the Minister either
to state the reasons in support of the public interest
immunity to produce the state documents or as to how the
matter was dealt with or for their production when discovery
order nisi or rule nisi was issued. On the other hand it is
his due discharge of the duty as a Minister to obey rule
nisi or discovery order nisi and act in aid of the court.
The next limb of the argument is that the Cabinet Sub-
committee’s decision is a class document and the contents of
state documents required to be kept in confidence for
efficient functioning of public service including candid and
objective expression of the views on the opinion by the
Ministers or bureaucrats etc. The prospects of later
disclosure at a at a litigation would hamper and dampen
839
candour causing serious incursion into the efficacy of
public service and result in deterioration in proper
functioning of the public service. This blanket shielding
of disclosure was disfavoured right from Robinson v. State
of South Australia [1931] Appeal Cases, (P.C.), p. 704 Lord
Warrington speaking for the Board held that the privilege is
a narrow, one and must sparingly be exercised. This court
in Raj Narain’s case considering green book, i.e.,
guidelines for protecting VVIPs on tour, though held to be
confidential document and be wihheld from production, though
part of its contents were already revealed, yet it was held
that confidentiality itself is not a head of privilege.
In S.P. Gupta’s case, Bhagwati, J., speaking per majority,
reviewing the case law and the privilege against disclosure
of correspondence exchanged between the Chief Justice of the
Delhi High Court, Chief Justice of India and the Law
Minister of the Union concerning extension of term or
appointment of Addl. Judges of the Delhi High Court, which
was not dissented, (but explained by Fazal Ali,J.) held that
in a democracy, citizens are to know what their Govt. is
doing. No democratic Govt. can survive without
accountability and the basic postulate of accountability is
that the people should have information about the
functioning of the Govt. It is only if the people know how
the Govt. is functioning and that they can fulfill their own
democratic rights given to them and make the democracy a
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really effective participatory democracy. There can be
little doubt that exposure to public scrutiny is one of the
surest means of running a clean and healthy administration.
Disclosure of information in regard to the functioning of
the Govt. must be the rule and secrecy can be exceptionally
justified only where strict requirements of public
information was assumed. The approach of the court must be
to alleviate the area of secrecy as much as possible
constantly with the requirement of public interest bearing
in mind all the time that the disclosure also serves an
important’ aspect of public interest. In that case the
correspondence between the constitutional functionaries was
inspected by this court and disclosed to the opposite
parties to formulate their contentions.
In Conway’s case, the speech of Lord Reid is the sole votery
to support the plea of confidentiality emphasising that,
"the business of Govt. is difficult enough as it is no Govt.
could contemplate with equanimity the inner workings of the
Govt. machine being exposed to the gazes of those ready to
criticise without adequate knowledge of the background and
perhaps with some axe to grind". Other Law Lords negated
it. Lord Morris of Borth-y-Gest referred it as "being
doubtful validity". Lord Hodson thought it "impossible to
justify the doctrine in its widest term. Lord Pearce
considered that "a general blanket protection of wide
classes
840
led to a 0complete lack of common sense". Lord Upjohn found
it difficult to justify the doctrine "when those in other
walks of life which give rise to equally important matters
of confidence in relation to security and personal matters
as in the public service can claim no such privilege". In
Burmah Oil Co’s. case House of Lords dealing with the
cabinet discussion laid that the claim for blanket immunity
"must now be treated as having little weight, if any". It
was further stated that the notion that "any competent and
conscientious public servant would be inhibited at all in
the candour of his writings by consideration of the off-
chance that they might have to be produced in a litigation
as grotesque". The plea of impairment of public service was
also held not available stating "now a days the state in
multifarious manifestations impinges closely upon the lives
and activities of individual citizens. Where this was
involved a citizen in litigation with the state or one of
its agencies, the candour argument is an utterly
insubstantial ground for denying his access to relevant
document". The candour doctrine stands in a different
category from that aspect of public interest which in
appropriate circumstances may require that the "Sources and
nature of information confidentially tendered" should be
with held from disclosure. In Reg v., Lewes Justices, Ex
Parte Secretary of state for the Home Department [1973] A.C.
388 and D.V National Society ,for the Prevention of Cruelty
to Children [1978] A.C. 171, are cases in point on that
matter and needs no reiteration.
It would, therefore, be concluded that it would be going too
far to lay down that no document in any particular class or
one of the categories of cabinet papers or decisions or
contents thereof should never, in any circumstances, be
ordered to be produced. Lord Keith in Burnnah Oil’s case
considered that it would be going too far to lay down a
total protection to cabinet minutes. The learned Law Lord
at p. 1134 stated that "something must turn upon the subject
matter, the persons who dealt with it, and the manner in
which they did so. In so far as a matter of government
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policy is concerned, it may be relevant to know the extent
to which the policy remains unfulfilled, so that its success
might be prejudiced by disclosure of the considerations
which led to it. In that context the time element enters
into the equation. Details of an affair which is stale and
no longer of topical significance might be capable of
disclosure without risk of damage to the public
interest..... The nature of the litigation and the apparent
importance to it of the documents in question may in extreme
cases demand production even of the most sensitive
communications to the highest level." Lord Scarman also
objected total immunity to Cabinet documents on the plea of
candour. In Air Canada’s case, Lord Fraser lifted Cabinet
minutes front the total immunity to disclose, although same
were entitled to a hi oh degree of protection ......."
841
In Jonathan Cape Ltd.’s case, it was held that, "it seen-is
that the degree of protection afforded to Cabinet papers and
discussions cannot be determined by a single rule of thumb.
Some secrets require a high standard of protection for a
short time. Others require protection until new political
generation has taken over. Lord Redcliff Committee,
appointed pursuant to this decision, recommended time gap of
15 years to withhold disclosure of the cabinet proceedings
and the Govt. accepted the same. Shanky’s case ratio too
discounted total immunity to the Cabinet document as a class
and the plea of hampering, freedom and candid advice or
exchange of views and opinions was also rejected. It was
held that the need for protection depends on the facts in
each case. The object of the protection is to ensure the
proper working of the Govt. and not to shield the Ministers
and servants of the crown from criticism however,
intemperate and unfairly based. Pincus J. in Harbour Corp.
of Queensland v. Vessey Chemicals Ply Ltd. [1986] 67 ALR
100; Wilcox J. in Manthal Australia Pty Ltd. v. Minister for
industry, Technology and commerce 11987171 ALR 109; Koowarta
v. Bjelke-Petersen [1988] and 92 FLR 104 took the same view.
In Australia, the recognised rule thus is that the blanket
immunity of all Cabinet documents was given a go-bye. In
United States v. Richard M. Nixon [1974] 418 US 683 = 41
Lawyers Ed., 2nd Ed., 1039, a grand jury of the United
States District Court for the District of Columbia indicted
named individuals, charging them with various offences,
including conspiracy to defraud the United States and to
obstruct justice; and Mr Nixon, the President of United
States was also named as an unindicted coconspirator. The
special prosecutor issued a third party subpoena duces tecum
directing the President to produce at the trial certain tape
recordings and documents relating to his conversations with
aides and advisors known as Watergate rapes. The
President’s executive privilege again st disclosure of
confidential communications was negatived holding that the
right to the production of all evidence at a criminal trial
has constitutional dimensions under sixth amendment. The
fifth amendment guarantees that no person shall be deprived
of liberty without due process of law. It was, therefore,
held that it is the manifest duty of the court to vindicate
those guarantees, and to accomplish that, it is essential
that all relevant and admissible evidence be produced.
Though the court must weigh the importance of the general
privilege of confidentiality of Presidential communications
in performance of his responsibilities, it is an inroad on
the fair administration of criminal justice. In balancing
between the President’s generalised interest in
confidentiality and the need for relevant evidence in the
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litigation, civil or criminal and though the interest in
preserving confidentiality is weighty indeed "and entitled
to great respect."
Allowing privilege to withhold evidence that is demonstrably
relevant in a criminal trial would cut deeply into the
guarantee of due process of law and gravely impair the basic
function of the courts. A President’s acknowledged need for
842
confidentiality in the communications of his office is
general in nature, whereas constitutional need for
production of relevant evidence in a criminal proceeding is
specific, and central to the fair adjudication of a
particular criminal case in the administration of justice.
Without access to specific facts a criminal prosecution may
be totally frustrated. The President’s broad interest in
confidentiality of communications will not be vitiated by
disclosure of a limited number of conversations
preliminarily shown to have some bearing on the pending
criminal cases. If the privilege is based only on the
generalized interest in confidentiality, it cannot prevail
over the fundamental demands of due process of law in the
fair administration of criminal justice. The generalized
assertion of privilege must yield to the demonstrated,
specific need for evidence in a pending criminal trial.
Exemptions were engrafted only to the evidence relating to
"the security of the State, diplomatic relations and
defence". It was held that "the importance of this
confidentiality is too plain to require further discussion.
Human experience teaches that those who expect public
dissemination of their remarks may well temper candor with a
concern for appearances and for their own interest to the
detriment of the decision-making process. Whatever the
nature of the privilege of confidentiality of Presidential
communications in the exercise of Art. 11 powers, the
privilege can be said to derive from the supremacy of each
branch within its own assigned area of constitutional
duties. Certain powers and privileges flow from the nature
of enumerated powers, the protection of the confidentiality
of Presidential communications has similar constitutional
underpinnings. However, neither the doctrine of separation
of powers, nor the need for confidentiality of high level
communications, without more, can sustain an absolute,
unqualified Presidential privilege of immunity from judicial
process under all circumstances. The President’s need for
complete candor and objectivity from advisers calls for
great deference from the courts. However, when the
privilege depends solely on the broad, undifferentiated
claim of public interest in the confidentiality of such
conversations, a confrontation with other values arises.
Absent a claim of need to protect military, diplomatic, or
sensitive national security secrets, we find it difficult to
accept the argument that even the very important interest in
confidentiality of Presidential communications is
significantly diminished by production of such material for
in camera inspection with all the protection that a district
court will be obliged to provide.
In a clash of public interest that harm shall be done to the
nation or the public service by disclosure of certain
documents and the administration of justice shall not be
frustrated by withholding the document which must be
produced if justice is to be done, it is the courts duty to
balance the competing interests by weighing in scales, the
effect of disclosure on the public interest or injury to
administration
843
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of justice, which would do greater harm. Some of the
important considerations in the balancing act are thus: "in
the interest of national security some information which is
so secret that it cannot be disclosed except to a very few
for instance the state or its own spies or agents just as
other counters have. Their very lives may be endangered if
there is the slighest hint of what they are doing. In Mark
Hosenball. R. v. Home Secretary. ex parte Hosenball [1977]
1 WLR 766, in the interest of national security Lord
Denning, M.R. did not permit disclosure of the information
furnished by the security service to the Home Secretary
holding it highly confidence The public interest in the
security of the realm was held so great that the sources of
the information must not be disclosed nor should the nature
of the information itself be disclosed.
There is a natural temptation for people in executive
position to regard the interest of the department as
paramount forgetting that there is yet another Greater
interest to be considered, namely, the interest of justice
itself. Inconvenience and justice are often not on speaking
terms. No one can suppose that the executive will never be
guilty of the sins common to all people. Sometimes they may
do things which they on which they on ought not to do or
will not do things they ought to do. The court must be
alive to that possibility of the executive committing
illegality in its process, exercising its powers, reaching a
decision which no reasonable authority would have reached or
otherwise abuse its powers, etc. If and when such wrongs
are suffered or encountered injustice by an individual what
would be the remedy? Just as shawl is not suitable for
winning the cold, so also mere remedy of writ of mandamus,
certiorari, etc. or such action as is warranted are not
enough, unless necessary foundation with factual material,
in support thereof, are laid. Judicial review aims to
protect a citizen from such breaches of power, non-exercise
of power or lack of power etc. The functionary must be
guided by relevant and germane considerations. If the
proceeding, decision or order is influenced by extraneous
considerations which ought not to have been taken into
account, it cannot stand and needs correction, no matter of
the nature of the statutory body or status or stature of the
constitutional functionary though might have acted in good
faith. Here the court in its judicial review, is not
concerned with the merits of the decisions, but its
legality. It is, therefore, the function of the court to
see that lawful authority is not abused. Every
communication that passes between different departments of
the Govt. or between the members of the same department
interse and every order made by a Minister or Head of the
Department cannot, therefore, be deemed to relate to the
affairs of the-state, unless it related to a matter of vital
importance, the disclosure of which is likely to prejudice
the interest of the state.
Confidentiality, candour and efficient public service often
bear common
844
mask. Lord Keath in Burmah Oil’s case, observed that the
notion that any’ competent or conscientious public servant
would be inhibited in the candour of his writings by
consideration of the off-chance that they might have to be
produced inlitigationisgrotesque. The possibility that it
impairs the public service was also nailed. This court in
S. P. Gupta’s case also rejected the plea of hampering
candid expression of views or opinion by constitutional
functionaries and bureaucrats. In Whitlam v. Australian
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Consolidated Press [1985] 60 ALR p. 7, the Supreme Court of
Australia Capital territory in a suit for damages for
defamation, the plaintiff, the former Prime Minister of
Australia was called upon to answer certain interrogatories
to disclose discussions and words uttered at the meeting of
the Cabinet or of the Executive Council at which the
plaintiff had been present. The commonwealth intervened and
claimed privilege prohibiting the plaintiff to disclose by
answering those interrogatories. The claim was based on two
grounds: (i) the oath taken by the plaintiff as a member of
the Executive Council; and also immunity from disclosing of
the Cabinet meetings and both were public policies. It was
also contended that it would be in breach of the principle
of collective Cabinet responsibility. The court held that
the oath taken by the plaintiff did not in itself provide a
reason for refusing to answer the interrogatories whether
immunity from disclosure would be granted depends upon the
balancing of two competing aspects, both of public policy,
on the one hand the need to protect a public interest which
might be endangered by disclosure, and on the other the need
to ensure that the private rights of individual litigants
are not unduly restricted. The disclosure of the meeting of
the Cabinet or of the Executive Council would not be a
breach of the principle of other two responsibilities.
Bagehot stated, protection from disclosure is not for the
purpose of shielding them from criticism, but of preventing
the attribution to them of personal responsibility. It was
stated that "I am not required to lay down a precise test of
when an individual opinion expressed in Cabinet becomes of
merely historical interest". The Cabinet minutes and
minutes of discussion are a class. They might in very
special circumstances be examined. Public interest in
maintaining Cabinet secrecy easily outweighs the contrary
public interest in ensuring that the defendant has proper
facilities for conducting its case, principally because of
the enormous importance of Cabinet secrecy by comparison
with the private rights of an individual and also because of
the relative unimportance of these answers to the
defendant’s case. Answers to interrogatories 87 (vii),
(viii) and (ix) were restrained to be disclosed which
relates to the members of the Council who expressed doubts
as to whether the borrowing was wholly for temporary purpose
and to identify such purpose. In Jonathan Cape Ltd. case,
Lord Widgery CJ. held that publication of the Cabinet
discussion after certain lapse of time would not inhibit
free discussion in the Cabinet of today, even though the
individuals involved are the same, and the national problems
have a distressing similarity with those of a decade ago.
It is difficult to say at what point the material
845
loses its confidential character. on the ground that
publication will no longer undermine the doctrine of joint
Cabinet responsibility. The doctrine of’ joint Cabinet
responsibility is not undermined so long as the publication
would not "inhibit free discussion in the Cabinet and the
court decides the issue’. In Minister for Arts Heritage and
Environment and Ors. v. Peko-Wallsend Ltd. and Ors. 11987175
ALR 218, Federal Court of Australia General Division, the
respondent had mining lease under the existing law. In 1986
the Cabinet decided that portion of the same land covered by
KNP Kakadu National Park in the Northern Territory (State 2)
was earmarked for inclusion in the World Heritage List (the
List) which had been established under the World Heritage
Convention (the Convention) and to submit to Parliament
aplan of management for the national park which differed
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from a previous plan "which enabled exploration and mining
to take place outside pre-existing leases with the approval
of the Governor-General". Under the Convention on listing,
could be made without the "consent" of the State party
concerned. The respondents laid the proceedings to restrain
the appellants from taking further steps to have Stage 2
nominated for inclusion on the list on the basis that
Cabinet was bound by tile rules of natural justice to afford
the man opportunity to be heard and that it failed to do so.
The Single Judge declared the action as void. Thereafter
the National Park and Wildlife conservation Amendment Act,
1987 came into force adding sub-s. (IA) to s. 10 of that Act
which provides that "No operations for the recovery of’
minerals shall be carried on in Kakadu National Park".
While allowing the appeal, the full court held that the
Executive action was not immune from judicial review merely
because it was carried out in pursuance of a power derived
from the prerogative rather than a statutory source. The
decision taken for the prerogative of the Cabinet is subject
to judicial review. In Commonwealth of Australia v.
Northern Land Council and Anr. [1991] 103 ALR p.267, in a
suit for injunction for Northern Land Council (NLC) against
the Commonwealth sought production of certain documents
including 126 Cabinet notebooks. A Judge of the Federal
Court ordered the Commonwealth to produce the notebooks for
confidential inspection on behalf of NLC. On appeal it was
held that information which may either directly or
indirectly enable the party requiring them either to advance
his own case or to damage the case of his advisory are
necessary. The class of Cabinet papers do not afford
absolute protection against disclosure and is not a basis
for otherwise unqualified immunity from production. The
Commonwealth cannot claim any immunity for public interest
immunity from production. The court should decide at the
threshold balancing of the public interest in the
administration of justice. The court does not have to be
satisfied that, as a matter of likelihood rather than mere
speculation, the materials would contain evidence for tender
at trial.
846
In a democracy it is inherently difficult to function at
high governmental level without some degree of secrecy. No
Minister, nor it Senior Officer would effectively discharge
his official responsibilities if every document prepared to
formulates sensitive policy decisions or to make assessment
of character rolls of coordinate officers at that level if
they were to be made public. Generally assessment of
honesty and integrity is a high responsibility. At high co-
ordinate level it would be a delegate one which would
furthered compounded when it is not backed up with material.
Seldom material will be available in sensitive areas.
Reputation gathered by an officer around him would form the
base. If the reports are made known, or if the disclosure
is routine, public interest grievously would suffer. On the
other hand, confidentiality would augment honest assessment
it) improve efficiency and integrity in the officers.
The business of the Govt., when transacted by bureaucrats,
even in personal level, it would be difficult to have
equanimity if the inner working of the Govt. machinery is
needlessly exposed to the public. On such sensitive issues
it would hamper the expression of frank and forthright views
or opinions. Therefore, it may be that at that level the
deliberations and in exceptional cases that class or
category of documents get protection in particular, on
policy matters. Therefore. the court would he willing to
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respond to the executive public interest immunity to
disclose certain documents where national security or high
policy, high sensitivity is involved.
In Asiatic Petroleium v. Anglo-Persian Oil 1916 K.B. 822,
the court refused production of the letter concerning the
Govt. plans relating to Middle Estern campaigns of the First
World was. as claimed by the Board of Admiralty. Similarly,
in Duncan v. Cammell Laired, 1942 A.C. 624, tile House of
lords refused disclosure of the design of sub-marine. The
national defence as a class needs protection in the interest
of security of the State. Similarly to keep good diplomatic
relations the state documents or official or confidential
documents between the Govt. and its agencies need immunity
from production.
In Council of Civil Service Union v. Minster for Civil
Service 1985 A.C. 374. the Govt. Communications
headquarters (GCHQ) functions were to ensure the security of
military and official communications and to provide the
Govt. with signals intelligence. They have to handle secret
information vital to national security. The staff of CCHQ
was permitted to be members of the trade union, but litter
on instructions were issued, without prior consultation,
amending the Staff rules and directed them to dissociate
from tile trade union activities. The Previous practice of
prior consultation before amendment was not followed.
Judicial review
847
was sought of the amended rules pleading that failure to
consult the union before amendment amounts to unfair act and
summoned the records relating to it. An affidavit of the
cabinet Secretary was filed explaining the disruptive
activities, the national security, and the union actions
designed to damage Govt. agencies. Explaining the risk of
participation by the members in further disruption, the
House held that executive action was not immune from
judicial review merely because it was carried out in
pursuance of a power derived from a common law, or
prerogative, rather than a statutory source and a minister
acting under a prerogative power might, depending upon its
subject matter, whether under the same duty to act fairly as
in the case of action under a statutory power. But,
however, certain information. on consideration of national
security, was withheld and the failure of prior consultation
of the trade union or its members before issue the amended
instruction or amending the rules was held not infracted.
In Burmah Oil Co’s. case. at an action by the Oil Company
against the Bank for declaration that the sale of units in
British Petroleum held by the company at 2.30 Pounds per
unit was unconscionable and inequitable. The oil company
sought production of the cabinet decision and 62 documents
in possession and control of the bank. The state claimed
privilege on the basis of the certificate issued by the
Minister. House of Lords per majority directed to disclose
certain documents which were necessary to dispose of the
case fairly. Lord Scarman laid that they were relevant, but
their significance was not such a:, to override the public
interest objections to their production. Lords Wilberforce
dissented and held that public interest demands protection
of them.
In The Australian Communist Party & Ors. v. Commonwealth &
Ors. [1950-51] 83 C.L.R. p. 1, at p. 179, Dixon, J. while
considering the claim of secrecy and non-availability of the
proclamation or declaration of the Governor General in
Council based on the advice tendered by the Minister
rejected the privilege and held that the court would go into
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the question whether the satisfaction reached by the
Governor General in Council was justified. The court has
,one into the question of competence to dissolve a voluntary
or corporate association i.e. Communist Party as unlawful
within the meaning of Sec. 5(2) of the Constitutional Law of
the Commonwealth. In The Queen v. Toohey [1982-83] 151
C.L.R. 170, the Northern Territory (Self-Government) Act,
1978 provides appointment of an Administrator to exercise
and perform the functions conferred under the Act. The Town
Planning Act, 1979 regulates the area of land to be treated
as towns. The Commissioner exercising powers under the Act
held that part of the peninsula specified in the schedule
was not available for town Planning Act. When it was
challenged. there was a change in the law and the Minister
filed an affidavit
848
claiming the privilege of certain documents stating that
with a view to preserve the land to the original, the Govt.
have decided to treat that the land will continue to be held
by or on behalf of the originals. Gibbs,. CJ. held that
under modern conditions, a responsible Govt., Parliament
could not always be relied on to check excesses of power by
the Crown or its Ministers. The court could ensure that the
statutory power is exercised only for the purpose it is
granted. The secrecy of the counsel of the Crown is by no
means complete and if evidence is available to show that the
Crown acted for an ulterior purpose, it is difficult to see
why it should not be acted upon. It was concluded thus: "In
my opinion no convincing reason can be suggested for
limiting the ordinary power of the courts to inquire whether
there has been a proper exercise of a statutory power by
giving to the Crown a special immunity from review. If the
statutory power is granted to the Crown for one purpose, it
is clear that it is not lawfully exercised if it is used for
another. The courts have the power and duty to ensure that
statutory powers are exercised only in accordance with law".
The factors-to decide the "public interest immunity would
include" (a) where the contents of the documents are relied
upon, the interests affected by their disclosure; (b) where
the class of documents is invoked, where the public interest
immunity for the class is said to protect; (c) the extent to
which the interests referred to have become attenuated by
the passage of time or the occurrence of intervening events
since the matters contained in the documents themselves came
into existence; (d) the seriousness of the issues in
relation to which production is sought; (e) the likelihood
that production of the documents will affect the outcome of
the case; (f) the likelihood of injustice if the documents
are not produced. In President Nixon’s case, the Supreme
Court of the United States held that it is the court’s duty
to construe and delineate claims arising under express
powers, to interpret claims with respect to powers alleged
to derive from enumerated powers of the Constitution. In
deciding whether the matter has in any measure been
committed by the Constitution to another branch of
Government, or whether the action of that branch exceeds
whatever authority has been committed, is itself a delicate
exercise in constitutional interpretation, and is the
responsibility of the court as ultimate interpreter of the
Constitution. Neither the doctrine of separation of powers,
nor the need for confidentiality of high level
communications, without more, can sustain an absolute,
unqualified Presidential privilege of immunity from judicial
process under all circumstances. The separation of powers
given in the Constitution were not intended to operate with
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absolute independence when essential criminal statute would
upset the constitutional balance of "a workable government"
and gravely impair the role of the courts under Art. III.
The very integrity of the judicial system and public
confidence in the system depend on full
849
disclosure of all the facts, within the framework of the
rules of evidence. To ensure that justice is done, it is
imperative to the function of courts that compulsory process
be available for the production of needed evidence.
The afore discussion lead to the following conclusions. The
President while exercising the Executive power under Art.73
read with Art. 53, discharges such of those Powers which are
exclusively conferred to his individual discretion like
appointing the Prime Minister under Art. 75 which are not
open to judicial review. The President exercises his power
with the aid and advice of the Council of Ministers with the
Prime Minister at the head under Art. 74 (1). They exercise
the power not as his delegates but as officers subordinate
to him by constitutional mechanism envisaged under Art. 77
and express in the name of President as per Rules of
Business made under Art.77(3). They bear two different
facets (i) the President exercise his power on the aid and
advice; (ii) the individual minister or Council of Minister
with the Prime Minister at the head discharge the functions
without reference to the President. Undoubtedly the Prime
Minister is enjoined under Art. 78 to communicate to the
President all decisions of the Council of Minister relating
to the administration of the affairs of the Union and
proposals for legislation and to furnish such information
relating to the administration or reconsideration by the
Council of Ministers if the President so requires and submit
its decisions thereafter to the President. That by itself
is not conclusive and does not get blanket public interest
immunity from disclosure. The Council of Ministers though
shall be collectively responsible to the House of the
People, their acts are subject to the Constitution, Rule of
law and judicial review are parts of the scheme of the
Constitution as basic structure and judicial review is
entrusted to this Court (High Court under Art.226). When
public interest immunity against disclosure of the state
documents in the transaction of business by Council of
Ministers of the affairs of State is made, in the clash of
those interests, it is the right and duty of the court to
weigh the balance in the scales that the harm shall not be
done to the nation or the public service and equally of the
administration of justice. Each case must be considered on
its backdrop. The President has no implied authority under
the Constitution to withhold the documents. On the other
hand it is his solemn constitutional duty to act in aid of
the court to effectuate judicial review. The Cabinet as a
narrow centre of the national affairs must be in a
possession of all relevant information which is secret or
confidential. At the cost of repetition it is reiterated
that information relating to national security, diplomatic
relations. internal security or sensitive diplomatic
correspondence per se are class documents and that public
interest demands total immunity from disclosure. Even the
slightest divulgence would endanger the lives of the
personnel engaged in the services etc. The maxim Salus
Popules Cast Supreme Lax which means that regard
850
for public welfare is the highest law, is the basic
postulate for this immunity. Political decisions like
declaration of emergency under Art. 356 are not open to
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judicial review but it is for the electorate at the polls to
decide the executive wisdom. In other areas every
communication which preceded from one officer of the State
to another or the officers inter se does not necessarily
per-se relate, to the affairs of the State. Whether they so
relate has got to be determined by reference to the nature
of the consideration, the level at which it was considered,
the contents of the document or class to which it relates to
and their indelible impact on public administration or
public service and administration of justice itself.
Article 74(2) is not a total bar for production of the
records. Only the actual advice tendered by the Minister or
Council or Ministers to the President and the question
whether any, and if so, what ad\-ice was tendered by the
Minister or Council of ministers to the President, shall not
be enquired into by the court. In other words the bar of
judicial review is confined to the factum of advice, its
extent, ambit and scope but not the record i.e. the material
on which the advice is founded. In S.P. Gupta’s case (his
court held that only the actual advice tendered to the
President is immuned from enquiry and the immunity does not
extend to other documents or records which form part of the
advice tendered to the President.
There is discernible modern trends towards more open
government than was prevalent in the past. In its judicial
review the court would adopt in camera procedure to inspect
the record and evaluate the balancing act between the
competing public interest and administration of justice.It
is equally the paramount consideration that justice should
not only be done but also would be publicly recognised as
having been done. Under modern conditions of responsible
government, Parliament should not always he relied on as a
check on excess of power by the Council of Ministers or
Minister. Though the court would not substitute its views
to that of the executive on matters of policy, it is its
undoubted power and duty to see that the executive exercises
its power only for the purpose for which it is granted.
Secrecy of the advice or opinion is by no means conclusive.
Candour, frankness and confidentiality though are integral
facets of the common genus i.e. efficient governmental
functioning, per se by no means conclusive but be kept in
view in weighing the balancing act. Decided cases how that
power often was exercised in excess thereof or for an
ulterior purpose etc. Sometimes the public service reasons
will be decisive of the issue, but they should never prevent
the court from weighing them against the injury which would
be suffered in the administration of justice if the
documents was not to be disclosed, and the likely injury to
the cause of justice must also be assessed and weighed. Its
weight will very according to the nature of the proceedings
in which disclosure is sought, level at which the matter was
considered-, the subject matter of’ consideration, the
851
relevance of the documents and the degree of likelihood that
the document will be of importance in the litigation. it
striking the balance, the court may always, if it thinks it
necessary, itself inspect the documents. It is therefore the
constitutional, legitimate and lawful power and duty of
this court to ensure that powers constitutional statutory
or executive are exercised in accordance with the
constitution and the law. This may demand though no doubt
only in limited number of cases yet the inner workings of
government may be exposed to public gaze. The
contentions of Attorney General and Solicitor General that
the inner workings of the government would be exposed to
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public gaze, and that some one who would regard this as
an occasion without sufficient material to ill-informed
criticism is no longer relevant. Criticism, calculated to
improve teh nature of that working as affecting the
individual citizen is welcome.
In so far as unpublished government policy is concerned, it
may be relevant to know the extent to which the policy
remains unfulfilled, so that its success might be
prejudiced by disclosure of the considerations which led to
it. In that context the time element becomes
relevant.Details of affairs which are stale and no longer
of significance might be capable of disclosure without
risk of damage to the public interest .But depending on
teh nature of he litigation and the apparent importance
to it of the documents in question may in extreme case
demand production even of the most be considered on its
backdrop. President has no implied authority to withhold
the document. On the other hand it is his solemn
constitutional duty to act in aid of the court to
effectuate judicial review. The Cabinet as a narrow centre
of the national affairs must be in possession of all
relevant information which is secret or confidential.
Decided cases on comparable jurisdiction referred to
earlier did held that executive had no blanket immunity
to withhold cabinet proceedings or decisions. We
therefore hold that the communication decisions or policy
to teh President under Art. 74(1) gives only protection by
Art. 74(2) of judicial review of the actual advice tendered
to the president of India. The rest of the file and all
the records forming part thereof are open to in camera
inspection by this court. Each case must be considered on
its own facts and surrounding scenario and decision
taken thereon.
In Jyoti Prokash Mitter v. Chief Justice Calcutta
High Court [1965] 2 SCR 53 the question was whether the
President exercised the powers under Art. 217(3) of the
Constitution was his discretionary one or acts with the aid
and advice of Council of Ministers. The Constitution Bench
held that the dispute as be decided by the President.The
satisfaction on the correctness of age is that of he
President. Therefore the matter has to be placed before the
President. The
852
President has to give an opportunity to the judge to place
his version, before teh President considers and decides the
age of the judge. Accordingly it would be the personal
satisfaction of the President and not that of the Council of
Ministers.In the latter judgement sequential to this
judgement in Union of India v. Jyoti Prakash [1971]
3SCR 4831, it was held that the mere fact that the
President was assisted by teh machinery of Home Affaris
Ministry in serving notices or receiving communications
addressed to the learned judge cannot lead to an inference
that he was guided review, this court upheld the
decision of the President. In this context it was held
that the orders of the president, even though made final
can be set aside by court in an appropriate case though
the Court will not sit in appeal over order and will not
substitute its own opinion to that of the president by
weighing the evidence placed before the president.
The third category of case namely the decision taken at
level of the minister or by the authorised Secretary at
the Secretary level though expressed in the name of the
President is not immured from judicial scrutiny and are to
be produced and inspected by the court. If public
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interest immunity under Art. 74(2) or Sec 123 of
Evidence ACt is claimed, the court would first consider it
in camera and decide the issue as indicated above. Teh
immunity must not be claimed on administrative route and
it must be for valid, relevant and strong grounds or
reasons stated in the affidavit filed in that behalf. Having
perused the file and given our anxious considerations. We
are of the view that on th facts of the case and in the
light of the view we have taken, it is not necessary to
disclose the contents of the records to the petitioner or
his counsel.
The first schedule of the business rules provide
constitution of Cabinet Standing committees with function
specified therein. Item 2 is "Cabinet Committee on
appointments". Which is empowered to consider in item 1
all recommendations and to take decisions on appointments
specified in the Annexure to the first Schedule. Therein
under the residuary heading all other appointments item 4
provides that all other appointments which are made by the
Govt. of India or which required the approval of the Govt.
of India carrying a salary excluding allowances or a maximum
salary excluding allowances of less than Rs. 5, 300 require
the approval of the Cabinet Sub-Committee. As per item 37
of the Third Schedule read with Rule 8 of the business
Rules it shall be submitted to the Prime Minister for
appointment.
Mr. Harish Chander was appointed as judicial Member on
October 29, 1982. He was later on appointed on january 15,
1991 as Senior Vice President of
853
CEGAT after the direction were issued by this Court, he was
appinted as the President Mr. Jain assailed the validity of
his appointment on diverse grounds. It was pleaded and Sri
Thakur, his learned senior counsel, argued that as per the
convention, a sitting or a retired judge of the High JCourt
should have beenappointed as president of the CEGAT in
consultation with the Chief Jusftice ofIndia and Harish
Chander has been appointed in disregafrd of the express
directions of this Court, It was, therefore, contended that
it was in breach jof the judicial orderpassed by this Court.
It was therefore, contended that it was in breach of the
judicial orderpassed by this Court under Art, 32 Secondly it
was contended that before the Actwas made a positive
commitment was made time and again by the Govt. on the floor
of the House that judicial independence of CEGAT is sifne
qua non to sustain the confidence of the litigant public.
The appointment of any person other thansitting or a retired
judge of the High Court as President would be in its breach.
Inits support it was cited the instance of Mr.
Kalyansundaram as being the seniormost member, his claim
should have been considered before Harish Chander was
appointed. Sri Thakur further argued that when
recommendations of HarishChander for appointment as a Judge
of the Delhi High Court was turned down by the Chief Justice
of India doubting his integrity, the appointment of such
personof doubtful integrity as President would erode the
independence of the judiciary and undermine the confidence
of the litigant public in the efficacy of judicial
adjudication, even though the rules may permit such an
appointment. The rules are ultra vires of the basic
structure, namely, independence of judiciary, Sri Thakur, to
elaborate these conditions, sought permission to peruse the
record.
Sri Venugopal , the learned Senior Counsel for Harish
Chander argued that his client being the senior Vice
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President was fvalidly appointed as President of the CEGET.
Harish Chander has an excellent and impeccable record of
service without any adverse remarks. His recommendation for
appointment as a judge of the Delhi High Court, was
"apparently dropped" which would not be construed to be
adverse to Harish Chander. On behalf ofCentral Govt. it was
admitted in thecounter affidavit that since rules do not
envisage consultation with the Chidf Justice consultation
was not done. It was argued that the Govt. have prerogative
to appoint any member or Vice Chairman or Senior Vice
President as President of CEGAT. Harish Chander being the
senior Vice President, his case was considered and was
recommended by the cabinet sub Committee for appointment.
Accordingly he was appointed.
Under section 129 of the Customs Act 52 of 1962 for
short the Act. The Central Govt. shall constitute the CEGAT
consisfting of as many judicial and technical members as it
thinks fit to exercise the powers and discharge the
functions conferred by the Act. Subject to making the
statement of the case for
854
decision on any question of law arising out of orders of the
CEGAT by the High Court under section 130: it) resolve
conflict of decisions by this Court under section 130A, the
orders of the CEGAT by operation of sub-sectiton (4) of
Section 129B. "shall be final". The President of CEGAT is
the controlling authority as well as Presiding authority of
the tribunals constituted at different places. Constitution
of the CEGAT came to be made pursuant to the 5th Schedule of
the Finance Act 2 of 1980 with effect from October 11, 1982.
The President of India exercising the power under proviso
it) Art. 309 of the Constitution made the Rules. Rule 2(c)
defined "member" means a member of the Tribunal and unless
the context otherwise requires, includes the President, the
Senior Vice President, a Vice President, a judicial member
and a technical member. 2(d) defines "President" means the
President of the Tribunal. Rule 6 prescribes Method of
Recruitment. Under Sub-rule (1) thereof for the purpose of
recruitment to the Post of member, there shall be a
Selection Committee consisting of - (i) a judge of the
Supreme Court of India as nominated by the Chief Justice of
India to preside over as Chairman; (ii) the Secretary to the
Govt. of India in the Ministry of Finance, (Department of
Revenue); (iii) the Secretary to the Govt. of India in the
Ministry of Law (Department of legal Affairs); (iv) the
President; (v) such other persons, not exceeding two, as the
Central Govt. may nominate.
Sub-Rule (4) - Subject to the provisions of Section 10, the
Central Govt. shall, after taking into consideration the
recommendations of the Selection Committee. make a list of
persons selected for appointment as members. Rule 10
provides thus: (1) The Central Govt. shall appoint one of
the member to be the President.
(2) Notwithstanding anything contained in rule 6 a
sitting, or retired judge of a High Court may also be
appointed by the Central Government use member and President
simultaneously.
(3) Where a member (other than a sitting or retired judge
of a High Court is appointed as President, he shall hold the
office of the President for a period of three years or till
he attains the age of 67 years, whichever is earlier.
(4) Where a serving judge of a High Court is appointed as a
member and President, he shall hold office as President for
a period of three years from the date of his appointment or
till he attains the age of 62 years. whichever is earlier.
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Provided that where a retired judge of a High Court above
the age of 62 years is appointed as President. he shall hold
office for such period not exceeding, three
855
years as may he determined by the Central Govt. At the time
of appointment or reappointment. The Jha Committee in its
report in para 16(22) recommended to constitute an
independent Tribunal for excise or customs taking away the
appellate powers from the Board. The Administrative Inquiry
Committee in its report 1958-59 in para 4.15 also
recommended that every effort should be made to enhance the
prestige of the appellate tribunal in the eyes of the public
which could be achieved by the appointment of a High Court
Judge as the President. They, therefore, recommended to
appoint the serving or retired High Court Judge as President
of the Tribunal for a fixed tenure. In Union of India v.
Pares Laminates Pvt. Ltd. [1990] 49 ELT 322 (Supreme
Court), this Court held that GEGAT is a judicial body and
functions as court within the limits of its jurisdiction.
As a fact the Minister time and again during the debates
when the Bill was under discussion assured both the Houses
of Parliament that the CEGAT would be a judicial body
presided over by a High Court Judge. In Keshwa nand Bharti
v. Union of India [1973] Supp. SCR 1, Mathew and
Chandrachud, JJ. held that rule of law and judicial review
are basic features of the Constitution. It was reiterated
in Waman Rao v. Union of India [1980] 3 SCC 587, As per
directions therein the Constitution Bench reiterated in Sri
Raghunathrao Ganpatrao v. Union of India [1993] 1 SCALE 363.
In Krishna Swami v. Union of India [1992] 4 SCC 605 at 649
para 66 one of us (K.R.S.J.) held that judicial review is
the touchstone and repository of the supreme law of the
land. Rule of law as basic feature permeates the entire
constitutional structure Independence of Judiciary is sine
quo non for the efficacy, of the rule of law. This court is
the final arbiter of the interpretation of the constitution
and the law.
In S.P. Sampat Kumar v. Union of India & Ors.[1987] 1 SCR
435. this Court held that the primary duty of the judiciary
is to interpret the Constitution and the laws and this would
preeminently be a matter fit to be decided by the judiciary,
as judiciary alone would be possessed of expertise in this
field and secondly the constitutional and legal protection
afforded to the citizen would become illusory, if it were
left to the executive to determine the legality of its own
action. The Constitution has, therefore created an
independent machinery i.e. judiciary to resolve the disputes
which is vested with the power of judicial review to
determine the legality of the legislative and executive
actions and to ensure compliance with the requirements of
law on the part of the executive and other authorities.
This function is discharged by the judiciary by exercising
the power of judicial review which is a most potent weapon
in the hands of the judiciary for maintenance of the rule of
law. The power of judicial review is an integral part of
our constitutional system and without it, there will be no
government of laws and the rule of law would become a
teasing illusion and a promise of unreality. The judicial
review, therefore, is a basic and essential feature of the
Constitution and it cannot be
856
abrogated without affecting the basic structure of the
Constitution. The basic and essential feature of judicial
review cannot be dispensed with but it would be within the
competence of Parliament to amend the Constitution and to
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provide alternative institutional mechanism or arrangement
forjudicial review, provided it is no less efficacious than
the High Court. It must, therefore, be read as implicit in
the constitutional scheme that the law excluding the
jurisdiction of the High Court under Arts. 226 and 227
perrmissible under it, must not leave a void but it must set
up another effective institutional mechanism or authority
and vest the power of judicial review in it which must be
equally effective and efficacious in exercising the power of
judicial review. The Tribunal set up under the
Administrative Tribunal Act, 1985 was required to interpret
and apply Arts. 14, 15, 16 and 311 in quite an large number
of cases. Therefore, the personnel manning the administra-
tive tribunal in their determinations not only require
judicial approach but also knowledge and expertise in that
particular branch of constitutional and administrative law.
The efficacy of the administrative tribunal and the legal
input would undeniably be more important and sacrificing the
legal input and not givino it sufficient weityhtage would
definitely impair the efficacy and effectiveness of the
Administrative Tribunal. Therefore, it was held that the
appropriate rule should be made to recruit the members; and
consult the Chief Justice of India in recommending
appointment of the Chairman, Vice-Chairman and Members of
the Tribunal and to constitute a committee presided over by
judge of the Supreme Court to recruit the members for
appointment. In M.B. Majiundar v. Union of lndia [1990] 3
SCR 946, when the members of CAT claimed parity of pay and
superannuation as is available to the Judges of the High
Court, this court held that they are not on par with the
judges but a separate mechanism created for their
appointment pursuant to Art. 323-A of the Constitution.
Therefore, whatwas meant by this court in Sampath Kumar’s
ration is that the Tribunals when exercise the power and
function, the Act created institutional alternative
mechanism or authority to adjudicate the service
disputations. It must be effective and efficacious to
exercise the power of judicial review. This court did not
appear to have meant that the Tribunals are substitutes of’
the High Court under Arts. 226 and 227 of the Constitution.
J.B. chopra v. Union of lndia [1987] 1 SCC 422, merely
followed the ratio of Sampath Kumar.
The Tribunals set up under Arts. 323A and 323B of the
Constitution or under an Act of legislature are creatures of
the Statute and in no case can claim the status as Judges of
the High Court or parity or as substitutes. However, the
personnel appointed to hold those oft7ices under the State
are called upon to dischargee judicial or quasi-judicial
power. So they must have judicial approach and also
knowledge
857
and expertise in that particular branch of constitutional,
administrative and tax laws.The legal input would undeniably
be more important and sacrificing the legal input and not
giving it sufficient weightage and teeth would definitely
impair the efficacy and effectiveness of the judicial
adjudication. It is, therefore, necessary that those who
adjudicate upon these matters should have legal expertise,
judicial experience and modicum of legal training as on many
an occasion different and complex questions of law which
baffle the minds of even trained judges in the High Court
and Supreme Court would arise for discussion and decision.
In Union of India v. Sankal Chand Himatlal Sheth & Anr.
[1978] 1 SCR 423 at 442, this court at p. 463 laid emphasis
that, "independence of the judiciary is a fighting faith of
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our Constitution. Fearless justice is the cardinal creed of
our founding document. It is indeed a part of our ancient
tradition which has produced great judges in the past. In
England too, judicial independence is prized as a basic
value and so natural and inevitable it has come to be
reorded and so ingrained it has become in the life and
thought of the people that it would be regarded an act of
insanity for any one to think otherwise." At page 471 it was
further held that if the beacon of the judiciary is to
remain bright, court must be above reproach, free from
coercion and from political influence. At page 491 it was
held that the independence of the judiciary is itself a
necessitous desideratum of public interest and so
interference with it is impermissible except where other
considerations of public interest are so strong, and so
exercised as not to militate seriously against the free flow
of public justice. Such a balanced blend is the happy
solution of a delicate, complex, subtle, yet challenging
issue which bears on human rights and human justice.The
nature of the judicial process is such that under coercive
winds the flame of justice flickers, faints and fades. The
true judge is one who should be beyond purchase by threat or
temptation, popularity or prospects. To float with the tide
is easy, to counter the counterfeit current is uneasy and
yet the Judge must be ready for it. By ordinary obligation
for written reasoning, by the moral fibre of his peers and
elevating tradition of his profession, the judge develops a
stream of tendency to function ’without fear or favour,
affection or ill-will’, taking care, of course, to outgrow
his prejudices and weaknesses, to read the eternal verities
and enduring values and to project and promote the economic,
political and social philosophy of the Constitution to
uphold which his oath enjoins him. In Krishnaswaini’s case
in para 67 at p. 650, it was observed that "to keep the
stream of justice clean and pure the judge must be endowed
with sterling character, impeccable integrity and upright
behaviour. Erosion thereof would undermine the efficacy of
rule of law and the working of the constitution itself.
In Krishna Sahai & Ors.v.State of U.P. & Ors.[1990] 2 SCC
673, this court
858
emphasised its need in constitution the U.P. Service
Tribunal that it would he appropriate for the State of Uttar
Pradesh to change it manning and a sufficient number of
people qualified in law should he on the Tribunal to ensure
adequate dispensation of justice and to maintain judicial
temper in the functioning of the Tribunal". In Rajendra
Singh Yadav & Ors v. State of U.P. & Ors. [1990] 2 SCC 763,
it was further reiterated that the Services Tribunal mostly
consist of Administrative Officers and the judicial element
in the manning part of the Tribunal is very small. The
disputes require judicial handling and the adjudication
being, essentially judicial in character it is necessary
that adequate number of judges of the appropriate level
should man the Services Tribunals. This would create
appropriate temper and generate the atmosphere suitable in
an adjudicatory Tribunals and the institution as well would
command the requisite confidence of the disputants. In Shri
Kumar Padma Prasad v. Union of India & Ors. [1992] 2 SCC
428, this court emphasised that, "Needless to say that the
independence, efficiency and integrity of the judiciary can
only he maintained by selecting the best persons in
accordance with the procedure provided under the
Constitution. The objectives enshrined in the constitution
cannot be achieved unless the functionaries accountable for
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making appointments act with meticulous care and utmost
responsibility".
In a democracy governed by rule of law surely the only
acceptable repository of absolute discretion should be the
courts. Judicial is the basic and essential feature of the
Indian constitutional scheme entrusted to the judiciary. It
cannot he dispensed with by creating tribunal under Art.
323A and 323B of the Constitution. Any institutional
mechanism or authority in negation of judicial review is
destructive of basic structure. So long as a the
alternative institutional mechanism or authority set up by
an Act is not less effective than the High court, it is
consistent with constitutional scheme. The faith of the
people is the bed-rock on which the edifice of judicial
review and efficacy of the adjudication are founded. The
alternative arrangement must, therefore, be effective and
efficient. For inspiring confidence and trust in the
litigant public they must have an assurance that the person
deciding their causes is totally and completely free from
the influence or pressure from the Govt. To maintain
independence and imperativity it,is necessary that the
personnel should have at least modicum of legal training,
learning and experience. Selection of competent and proper
people instill people’s faith and trust in the office and
help to build up reputation and acceptability. Judicial
independence which is essential and imperative is secured
and independent and impartial administration of justice is
assured. Absence thereof only may get both law and
procedure wronged and wrong headed views of the facts and
may likely to give rise to nursing grievance of injustice.
Therefore, functional fitness,
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experience at the liar and aptitudinal approach are
fundamental for efficient judicial adjudication. Then only
as a repository of the confidence. as its duty, the tribunal
would properly and efficiently interpret the law and apply
the law to the given set of facts. Absence thereof would be
repugnant or derogatory to the constitution.
The daily practice in the courts not only gives training to
Advocates to interrect the rules but also adopt the
conventions of courts. In built experience would play vital
role in the administration of justice and strengthen and
develop the qualities, of intellect and character,
forbearance and patience, temper and resilience which are
very important in the practice of law. Practising Advocates
from the Bar generally do endow with those qualities to
discharge judicial functions. Specialised nature of work
gives them added advantage and gives benefit to broaden the
perspectives. "Judges " by David Pannick (1987 Edition), at
page 50, stated that, "we would not allow a man to perform a
surgical operation without a thorough training and
certification of fitness. Why not require as much of a
trial judge who daily operates on the lives and fortunes of
others". This could be secured with the initial training
given at the Bar and later experience in judicial
adjudication. No-one should expect expertise in such a vast
range of subjects, but famliarity with the basic terminology
and concept coupled with knowledge of trends is essential.
A premature approach would hinder the effective performance
of judicial functions. Law is a serious matter to be left
exclusively to the judges, because judges necessarily have
an important role to play in making and applying the law
There is every reason for ensuring that their selection,
training and working practice facilitate them to render
their ability to decide the cases wisely on behalf of the
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community. If judges acts in injudicious manner, it would
often lead to miscarriage of justice and a brooding sense of
injustice rankles in an agrieved person.
The CEGAT is a creature of the statute. yet intended to have
all the flavour of judicial dispensation by independent
members and President. Sri Justice Y.V. Chandrachud, Chief
Justice of India, in his letter dated October 5, 1982 stated
that "Govt. had Created a healthy convention of providing
that the Tribunals will be headed by a President who will be
a sitting or a retired judge of the High Court. Added to
that is the fact that selection of the members of the
Tribunal is made by a Committee headed by a judge of the
Supreme Court... I am sure that the Tribunal will acquire
higher reputation in the matter of its decision and that the
litigants would look upon it as an independent forum to
which they can turn in trust and confidence". This court to
elongate the above objective directed the Govt. to show
whether the convention is being followed in appointment of
the President of
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CEGAT and further directed to consider appointment of a Sr.
Judge or a retired Chief Justice of the High Court as its
President. Admittedly Chief justice of India was not
consulted before appointing Sri harish Chander as President.
Several affidavits filed on behalf of the Govt. do not also
bear out whether the directions issued by this court were
even brought to the notice of the Hon’ble Prime Minister
before finalising the appointment of Sri Harish Chander.
The solemn assurance given to the Parliament that the
Tribunal bears a judicious blend by appointment of a High
Court Judge as President was given a go-bye. While making
statutory rules the executive appears to have made the
appointment of it sitting or retired High Court Judge as
President unattractive and directory frustrating the
legislature animation. A sitting Judge when is entitled to
continue in his office upto 62 years would he he willing to
opt to serve as President, if his superannuation as
President is conterminous with 62 years. He would be
attracted only it he is given extended three years more
tenure after his superannuation. But Rule 10(3) says that
the total period of the tenure of the President by a
sitting, or retired judge is "a period of three years or
till he attains the age of 62 years, whichever is earlier",
i.e. coterminus with superannuation as a Judge of the High
Court. The proviso is only discretionary at the whim of the
executive depleting independence and as an exception to the
rule. Thereby practically tile spirit of the Act, the
solemn assurance given by the Govt. to the Parliament
kindling hope in the litigant public to have a sitting or a
retired judge appointed as President has been frustrated
deflecting the appointment of a judicially trained judge to
exercise judicial review. We are constrained to observe
that the rules, though statutory, were so made as to defeat
the object of the Act. The question then is: can and if
yes, whether this court would interfere with the appointment
made of Flarish Chander as President following the existing,
rules.
Judicial review is concerned with whether the incumbent
possessed of qualification for appointment and the manner in
which the appointment came to be made or the procedure
adopted whether fair, just and reasonable. Exercise of
judicial review is to protect the citizen from the abuse of
the power etc. by an appropriate Govt. or department etc.
In our considered view granitic the compliance of the above
power of appointment was conferred on the executive and
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confided to be exercised wisely. When a candidate was found
qualified and eligible and was accordingly appointed by the
executive to hold an office as a Member or Vice-President or
President of a tribunal. we cannot sit over the choice of
the selection, but it be left to tile executive to select
the personnel as per law or procedure in this behalf. In
Sri Kumar Prasad case K.N. Srivastava, M.J.S., Legal
Remembrance, Secretary to law and Justice. Govt. of Mozoram
did not possess the requisite qualifications for appointment
as a Judge of the High Court prescribed under Art.217 of the
Constitution, namely, that he was not a District Judge for
10 years in State Higher Judicial Service, which is a
mandatory
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requirement for a valid appointment. Therefore, this Court
declared that he was not qualified to be appointed as a
judge of the High Court and quashed his appointment
accordingly. The facts therein are clearly glaring and so
the ratio is distinguishable.
Sri Harish Chander, admittedly was the Sr. Vice President
at the relevant time. The contention of Sri Thakur of the
need to evaluate the comparative merits of Mr. Harish
Chander and Mr. Kalyansundaram a senior most Member for
appointment as President would not be one into in a public
interest litigation. Only in a proceedings initiated by an
aggrieved person it may be open to be considered. This writ
petition is also not a writ of quo-warranto. In service
jurisprudence it is settled law that it is for the aggrieved
person i.e. non-appointee it) assail the legality of the
offending action. Third party has no locus stand it to
canvass the legality or correctness of the action. Only
public law declaration would be made at the behest of the
petitioner, a public spirited person.
But this conclusion does not give quietus at the journey’s
end. There are persistent allegations against
malfunctioning of the CEGAT and against Harish Chander
himself. Though we exercised self-restraint to assume the
role of an Investigator to charter out the ills surfaced,
suffice to say that the union Govt. cannot turn a blind eye
to the persistent public demands and we direct to swing into
action, an indepth enquiry made expeditiously by an officer
or team of officers to control the mal-functioning of the
institution. It is expedient that the Govt. should
immediately take action in the matter and have fresh look.
It is also expedient to have a sitting or retired senior
Judge or retired Chief Justice of a High Court to be the
President. The rules need amendment immediately. A report
on the actions taken in this behalf be submitted to this
court.
Before parting with the case it is necessary to express our
anguish over the ineffectivity of the alternative mechanism
devised for judicial reviews. The Judicial review and
remedy are fundamental rights of the citizens. The
dispensation of justice by the tribunals is much to be
desired. We are not doubting the ability of the members or
Vice-Chairmen (non-Judges) who may be experts in their
regular service. But judicial adjudication is a special
process and would efficiently be administered by advocate
Judges. The remedy of appeal by special leave under Art.
136 to this Court also proves to be costly and prohibitive
and far-flung distance too is working as constant constraint
to litigant public who could ill afford to reach this court.
An appeal to a Bench of two Judges of the respective High
Courts over the orders of the tribunals within its
territorial jurisdiction on questions of law would as usage
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a growing feeling of injustice of those who can ill effort
to approach the Supreme Court. Equally the need for
recruitment of members of the Bar to man
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the Tribunals as well as the working system by the tribunals
need fresh look and regular monitoring is necessary. An
expert body like the Law Commission of India would make an
indepth study in this behalf including the desirability to
bring CEGAT under the control of Law and Justice Department
in line with Income-tax Appellate Tribunal and to make
appropriate urgent recommendations to the Govt. of India who
should take remedial steps by an appropriate legislation to
overcome the handicaps and difficulties and make the
tribunals effective and efficient instruments for making
Judicial review efficacious, inexpensive and satisfactory.
The writ petitions are disposed of with the above direction,
but in the circumstances with no order as to costs.
T.N.A. Petitions disposed of.
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