Full Judgment Text
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PETITIONER:
THE CHIEF INSPECTOR OF MINES AND ANOTHER
Vs.
RESPONDENT:
LALA KARAM CHAND THAPAR ETC.
DATE OF JUDGMENT:
10/02/1961
BENCH:
GUPTA, K.C. DAS
BENCH:
GUPTA, K.C. DAS
SINHA, BHUVNESHWAR P.(CJ)
DAS, S.K.
AYYANGAR, N. RAJAGOPALA
MUDHOLKAR, J.R.
CITATION:
1961 AIR 838 1962 SCR (1) 9
CITATOR INFO :
F 1961 SC 849 (3)
F 1961 SC1543 (3)
RF 1972 SC2066 (10)
F 1976 SC1031 (35)
D 1980 SC1858 (19,20)
R 1982 SC1413 (18)
F 1989 SC1612 (12)
ACT:
Colliery Company-Violation of Coal Mines Regulations
Prosecution of all directors of company, the managing agents
and the manager of company-Legality-Mines Act Of 1923
repealed and reenacted Regulations made thereunder, if
continue in force ’Anyone of directors’ meaning of Indian
Coal Mines Regulations, 1926-Mines Act, 1923 (4 of 1923), S.
31(4)-Mines Act, 1952, (35 of 1952), SS. 2(1), 76-General
Clauses Act, 1897 (10 of 1897), S. 24 -constitution of
India, Art. 20(1).
HEADNOTE:
The directors of a company, which was the owner of a
colliery, the directors of the managing agents of the
company, and the manager and the agent of colliery were
prosecuted for offenses under ss. 73 and 74 Of the Mines
Act, 1932, for violation
10
of several regulations out of the Indian Coal Mines
Regulations, 1926. They challenged the validity of the
prosecution on the of grounds, inter alia (1) that as the
Indian Coal Mines Regulations, 1926, framed under the
provisions of the Mines Act, 1923, had, under s. 31(4) of
that Act, effect as if enacted in the Act, and as that Act
had been repealed by the Mines Act, 1952, the said
Regulations had ceased to have any legal existence long
before the date of the alleged violation, and (2) that the
Regulations of 1926 were only deemed to be regulations under
the Mines Act, 1952, and hence were not laws in force on the
date of the alleged contravention, and, therefore, the
prosecution in the present case was a violation of Art.
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20(1) Of the Constitution of India. Two of the directors of
the company also raised an objection that the prosecution of
all the directors was not. permitted by the Mines Act, 1952,
in view of s. 76 of the Act, which provided that any one of
the directors may be prosecuted. The directors of the
managing agents contended that, in any event, as the
managing agents were not the owners of the colliery, they
could not be prosecuted.
Held: (1) that in view Of S. 24 Of the General Clauses
Act, 1897, by which when an Act is repealed and reenacted,
rules and regulations framed under the repealed Act shall
continue in force and be deemed to have been made under the
provisions so reenacted, s. 31(4) of the Mines Act, 1923,
which had been repealed, must be construed in such a way
that for the purpose of the continuity of existence, the
Regulations framed under that Act will not be considered
part of the Act. Accordingly, the Indian Coal Mines
Regulations, 1926, continued to be in force at the relevant
date and must be deemed to be regulations made under the
Mines Act, 1952.
Institute of Patent Agents and others v. Joseph
Lockwood,[1894] A. C. 347 and State v. K. B. Chandra, (r914)
I.L.R. 33 Pat. 507, distinguished.
(2) that the Indian Coal Mines Regulations, 1926, though
they became Regulations under the Mines Act, 1952, in conse-
quence of a deeming provision, nonetheless, were "laws in
force" within the meaning of Art. 20(1) of the Constitution.
Rao Shiv Bahadur Singh and another v. The State of Vindhya
Pradesh, [1953] S.C.R. 1188, distinguished.
(3) that the expression "any one of the directors" in S. 76
of the Mines Act, 1952, means "every one of the directors".
Isle of Wight Railway Co. v. Tahourdin, (1883) 25 Ch. D.
320, relied on.
(4) that the managing agents or the colliery company were
neither the owner of the mine nor the occupier within the
meaning Of S. 2(1) of the Mines Act, 1952, and, therefore,
the prosecution of the directors of the managing agents was
not maintainable.
11
JUDGMENT:
CRIMINAL APPELLATE JURISDICTION : Criminal Appeals Nos. 98
to 106 of 1959.
Appeals by special leave from the judgment and order dated
March 3, 1958, of the Patna High Court in M. J. C. Nos. 475,
476, 479 and 480 of 1956, 180 of 1957 and 475 to 478 of
1956.
N. S. Bindra and B. H. Dhebar, for the appellants in Cr.
As. Nos. 98 and 101 of 1959.
G. S. Pathak, S. 0. Banerjee and P. K. Chatterjee, for the
appellants in Cr. As. Nos. 102 to 106 of 1959 and
respondents in Cr. As. Nos. 98 to 100 of 1959.
B. Ganapathy Iyer and R. H. Dhebar, for the respondents in
Cr. As. Nos. 102 to 106 of 1959 and appellants in Cr. As.
Nos. 99 and 100 of 1959.
1961. February 10. The Judgment of the Court was delivered
by
DAs GUPTA, J.-On February 5,1955, there was a tragic
accident in the Amlabad Colliery, in Manbhum District, in
the State of Bihar, as a result of which 52 persons lost
their lives and one escaped with injuries. The court of
enquiry which was appointed to hold an inquiry into the
causes of the accident and the circumstances attending the
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accident submitted its report on September 26, 1955, holding
that the accident was due to negligence and non-observance
of some of the regulations of the Indian Coal Mines
Regulations, 1926. This report was duly published under s.
27 of the Mines Act, 1952. Thereafter, on March 3, 1956,
the Government of India informed the manager and the agent
of the colliery that a court of enquiry was being
constituted under cl. (a) of the Regulation 48 to hold an
inquiry into their conduct. Criminal proceedings were also
instituted against 14 persons including the manager and the
agent of the colliery, all the directors of the company
which was the owner of the colliery and the directors of the
managing agents of that company. The complaints alleged
violation by the 14 accused of several regulations out of
the Indian Coal Mines Regulations, 1926. There were two
separate complaints in respect of the violation of different
12
regulations. It was alleged in one of the complaints that
the accused persons had by the violation of the regulations
mentioned therein committed offenses under s. 73 of the
Mines Act, 1952; the other complaint alleged that by the
violation of the regulations mentioned therein the accused
persons had committed offenses under as. 73 and 74 of the
Mines Act, 1952. The Sub-Divisional Magistrate took
cognizance of the offenses, and issued processes against all
the 14 persons on May 23, 1956. Six of the accused persons,
Lala Karam Chand Thaper, H. P. Poddar, Jagat Ram Sharma,
Kumud Ranjan Dutt, H. V. Varma and U. Mehta filed
applications before the High Court of Patna for the issue of
appropriate writs or orders for quashing the criminal
proceedings. The main ground on which these different
applications were based was that the regulations for the
alleged violation of which the complaints were lodged had
ceased to have any legal existence long before the date of
the alleged violation by the repeal of the Mines Act, 1923,
under which they had admittedly been made. Another ground
taken by all the applicants was that the prosecution was in
violation of Art. 20(1) of the Constitution. In the
application by two directors of the company owning the mine,
Lala Karam Chand Thaper and H. P. Poddar a further point was
taken that the prosecution of all the directors was not
permitted by the Mines Act, 1952. The directors of the
managing agents raised in their applications the point that
the managing agents not being owners of the colliery the
directors of the managing agents should not be prosecuted.
The High Court rejected the applicants’ contention that the
Regulations framed under a. 29 of the Mines Act, 1923,
ceased to have legal existence after the repeal of that Act.
It however accepted the contention of the managing agents’
directors that they were not liable to prosecution. The
High Court also held on a consideration of the provision of
s. 76 of the 1952 Act that all the directors of the company
which owned the colliery could not be prosecuted and only
one to be chosen by the complainant out of all the directors
13
could be proceeded against. On these findings the High
Court dismissed the applications of the manager, and the
agent, and allowed the applications of the directors of the
managing agents. In the two applications by the two
directors of the colliery company (Lals Karam Chand Thaper
and H. P. Poddar) it gave a direction requiring the
respondents 2 and 3 before it, that is, the Chief Inspector
of Mines, and the Regional Inspector of Mines, Dhanbad, "to
choose one of the directors of the company for being
prosecuted against and to remove the name of the other
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directors from the category of the accused persons". In the
two criminal cases the two directors of the company obtained
special leave to appeal against this direction and have,
pursuant thereto, filed the two appeals which are now before
us as Criminal Appeals Nos. 103 and 104 of 1959. The
manager and the agent have also filed appeals against the
order rejecting their applications after having obtained
special leave from this Court. These two appeals are now
numbered as Cr. Appeals Nos. 105 and 106 of 1959. The
Chief Inspector of Mines and others who are made respondents
in the application under Art. 226 have also filed appeals on
special leave granted by this Court against the High Court’s
order in the applications of the directors of the managing
agents allowing the same and also against the High Court’s
orders in the application of the two directors of the
company asking the Chief Inspector of Mines and the Regional
Inspector of Mines to choose one only of the directors for
prosecution; their appeals in the application of the
directors of the managing agents before us have been
numbered as Criminal Appeals Nos. 100 and 101. Their
appeals in the applications of the directors of the colliery
company are numbered 98 and 99 of 1957.
It will be convenient to refer to the appellants in these
four appeals as government-appellants.
At about the same time these several applications were made
before the High Court, the agent and the manager of the
colliery company also made applications to the High Court of
Patna for the issue of
14
appropriate writs or orders restraining the Commissioner of
Chotanagpur who had been appointed to hold the inquiry
under Regulation 48, from holding that inquiry. The High
Court held that no inquiry could be ordered against the
agents. The manager’s application was however rejected.
Against that order the manager Shri Kumud Ranjan Dutt.
obtained special leave from this Court to appeal and
pursuant thereto has filed the appeal which is now before us
as Appeal No. 102 of 1959.
The Appeals Nos. 100 and 101 need not detain us long. For
whatever be the controversy on other questions as regards
the Regulations of 1926 being in force after the repeal of
the Mines Act of 1923 and as regards the alleged violation
of Art. 20(1) of the Constitution, there is no manner of
doubt that the High Court is right in holding that the
managing agents of the colliery company are neither the
"owner" of the coal mines nor the "manager" nor "agent"
thereof. It was not even suggested before us that the
managing agents are either managers or agents. "Agent" has
been defined in the Act, as the representative of the owner
in respect of the management, control and direction of the
mines and managing agent of the company in no sense falls
within this definition. "Manager" is not defined, but s. 17
of the Act provides that every mine 3hall be under one
manager who shall have the prescribed qualifications and
shall be responsible for the control, management,
supervision and directions of the mines, and the owner and
agent of every mine shall appoint himself or some other
person having such qualifications to be such manager. In
the Amlabad Colliery Mr. Kumud Ranjan Dutt was admittedly
appointed the manager and it was on that basis that
proceedings were commenced against him. The managing agent
of the company was not and could not be the manager of the
Amlabad Colliery. It was urged however that the managing
agents of the colliery company are in occupation of the
mines and thus fall within the definition of the word
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"owner" in s. 2(1) of the Act. The relevant portion of the
definition of owner in s. 2(1) runs thus: " "Owner" when
15
used in relation to a mine, means any person who is the
immediate proprietor or lessee or occupier of the(,, mine or
of any part thereof". The argument is that the managing
agents exercise, by reason of their being managing agents of
the colliery company, possession over the mine; and so
"occupy" the mine. Though the word "occupier" is not
defined in the Act it is patently absurd to suppose that any
and every person exercising possession over the mine, is an
"occupier" and thus an owner of the mine, for the purpose of
the Mines Act. From the very collocation of the words
"immediate proprietor, or lessee or occupier of the mine",
it is abundantly clear that only a person whose occupation
is of the same character, that is, occupation by a
proprietor or a lessee-by way of possession on his behalf
and not on behalf of somebody else is meant by the word
"occupier" in the definition. Thus, a trespasser in
wrongful possession to the exclusion of the rightful owner
would be an occupier of the mine, and so be an "owner" for
the purposes of the Act. When however a servant or agent of
the proprietor or lessee of a mine is in possession of a
mine, he is in possession on behalf of his master or his
principal, and not on his own behalf. It would be
unreasonable to think that the legislature intended such
servants or agents liable and responsible as "owner" of the
mine. possession on behalf of another was sufficient to make
a person "occupier" within the meaning of s. 2(1), every
manager would be an occupier and thus have all the
responsibilities of an "owner". Many "agents" of the
proprietors or lessee of the mine would similarly be
"occupier" and therefore "owner". If that had been the
intention of the legislature it would have been unnecessary
and indeed meaningless to mention "agent" and "manager" in
addition to the word "owner" in s. 18 of the Act,.,in the
important provision as to who will be responsible for the
proper carrying on of operations in the mine in regard to
the provisions of the Act and Regulations and bye-laws and
orders made thereunder.
It would have been similarly unnecessary to mention "agent"
and "manager" in addition to the word
16
’Inspector power to give special directions for the removal
of certain defects or in s. 61 providing for the framing of
bye-laws. The very fact that in ss. 18,22 and 61 owner,
agent and manager have been separately made responsible
clearly shows that the legislature did not think that agent
or manager would come within the definition of "owner" in s.
2(1). That must be because possession on behalf of somebody
else was not in the contemplation of the legislature such "
occupation" as to make the person in possession an
"occupier" within the meaning of s. 2(1). Whatever
possession, the managing agents of a colliery company
exercise in and over a mine is exercised on behalf of the
colliery company and not on their own behalf and so such
managing agents are not occupier of the mine within the
meaning of s. 2(k).
The managing agent company, not being either agent or
manager, or owner of the mine, no question of contravention
by that company or any of its directors of the Coal Mines
Regulations can arise. The High Court has therefore rightly
quashed the criminal proceedings against the directors of
the managing agent company. Appeals Nos. 100 and 101 are
accordingly dismissed.
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The main controversy common to the other seven appeals is
whether the Mines Regulations, 1926, framed as they were
under a. 29 of the Mines Act, 1923, survived the repeal of
the Mines Act, 1923, by the Mines Act, 1952. For a proper
appreciation of the question involved it is necessary to
have regard on the one hand to the provisions of s. 31 of
the Mines Act, 1923, and on the other to the provisions of
a. 24 of the General Clauses Act, 1897. The first sub-sec-
tion of a. 31 provides that the power to make regulations
and rules conferred by ss. 29, 30 and 30A is subject to the
condition of the regulation and rules being made after
previous publication. The fourth sub-section of that
section lays down that regulations and rules shall be
published in the official gazette and on such publication
shall have effect "as if enacted in this Act". The
regulations, which are alleged to have
17
been contravened were all made under s. 29 of the 1923 Act,
and admittedly they were duly published in the official
gazette. As a result of such publication, these regulations
from the date of the publication, commenced having "effect
as if enacted" in the Mines Act, 1923. The question we have
to answer is: Did the regulations stand repealed, when the
Mines Act, 1923, was repealed? Before endeavoring to answer
the question, we have to take note of s. 24 of the General
Clauses Act. The relevant portion of this clause is in
these words:-
"When any Central Act is after the commence-
ment of this Act repealed and reenacted with
or without modification, then, unless it is
otherwise expressly provided, any rule made or
issued under the repealed Act shall so far as
it is not inconsistent with the provisions re-
enacted, continue in force, and be deemed to
have been made or issued under the provisions
so reenacted unless and until it is superseded
by any rule made or issued under the
provisions so reenacted".
It is convenient at this stage to state that a regulation is
indisputably a rule within the meaning of these provisions.
The present is a case, where the Mines Act, 1923, was
repealed, and was reenacted with modifications as the Mines
Act, 1952: Section 29 of the 1923 Act empowering the Central
Government to make regulations consistent with the Act for
specified purposes was reenacted in the 1952 Act as s. 57:
regulations were made in 1926 under s. 29 of the 1923 Act,
but at the relevant date, in 1955, no regulations had been
made under S. 57 of the 1952 Act, so that in 1955 the Mines
Regulations, 1926, had not been superseded by any
regulations made under there enacted provisions of s. 57 of
the 1952 Act: Therefore if s. 24 of the General Clauses Act
is operative the Mines Regulations, 1926, were in force at
the relevant date in-1955, and shall be deemed to have been
made under s. 57 of the 1952 Act, as there is no provision
express or otherwise, in the later Act to the contrary, and
the regulations are not inconsistent with the reenacted
provisions.
18
For the management-appellant, Mr. Pathak contends however
that s. 24 of the General Clauses Act can have no operation
in respect of these regulations, as they stood repealed
along with the repeal of the Mines Act, 1923. His argument
is simple. Section 31(4) of the 1923 Act says, these
regulations shall have effect as if enacted in that Act.
The consequence of this provision is that the regulations
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became part of the Act: the entire Act was repealed by s. 88
of the 1952 Act: the 1926 Regulations as part of the Act
thus stood repealed. So, on the very day the 1952 Act came
into force, the Regulations of 1926 ceased to have legal
existence. So, a. 24 of the General Clauses Act had nothing
to operate upon.
The whole foundation of the argument is the assumption that
the necessary consequence of s. 31(4) of the 1923 Act is
that the regulations, on publication, shall have effect as
if enacted in the Act is that the Regulations became part
and parcel of the Act. Is that assumption justified?
In attempting to answer this question, it will be profitable
to remember that the purpose of the General Clauses Act is
to place in one single statute different provisions as
regards interpretations of words and legal principles which
would otherwise have to be specified separately a many
different acts and regulations. Whatever the General
Clauses Act says, whether as regards the meanings of words
or as regards legal principles, has to be read into every
statute to which it applies. The Mines Act, 1923, being a
Central Act, s. 24 of the General Clauses Act, 1897, applies
to it, so that we have to read in the Mines Act, 1923, an
additional provision embodying the words of s. 24 of the
General Clauses Act. The result is that we have in this
Mines Act of 1923 on the one hand the provision that the
regulations made under s. 29 of the Act will have effect as
if enacted in the Act and on the other, the further
provision, that regulations made under s. 29 shall continue
to remain in force when this Act is repealed and reenacted
and be deemed to have been made under the reenacted pro-
visions, it is otherwise expressly provided, unless and
19
until superseded by regulations made under the reenacted
provisions.
If the words of s. 31(4) are construed to mean that’ the
regulations became part of the Act to the extent that when
the Act is repealed, the regulations also stand repealed, a
conflict at once arises between s. 31 (4) and the provisions
of s. 24 of the General Clauses Act. In other words, the
Mines Act, 1923, while saying in s. 31(4) that the repeal of
the Act will result in the repeal of the regulations, will
be saying, in the provisions of s. 24 of the General Clauses
Act as read into it, that on the repeal of the Act, when the
Act is repealed and reenacted, the regulations will not
stand repeated but will continue in force till superseded by
regulations made under the reenacted Act. To solve this
conflict the courts must apply the rule of harmonious
construction. According to Mr. Pathak we have perfect
harmony if it is held that the provisions of s. 24 of the
General Clauses Act will have effect only if the regulations
are such as survive the repeal of the parent Act and at the
same time, construe s. 31(4) to mean that the regulations
became for all purposes part and parcel of the Act. To
harmonise is not however to destroy. The so-called harmony
on the learned counsel’s argument is achieved by making the
provisions of a. 24 of the General Clauses Act nugatory and
in effect destroying them in relation to the Mines Act,
1923. We have to seek therefore some other means of
harmonising the two provisions. The reasonable way of
harmonising that obviously suggests itself is to construe s.
31(4) to mean that the regulations on publication shall have
for some purposes, say, for example, the purpose of deciding
the validity of the regulations, the same effect as if they
were part of the Act, but for the purpose of the continuity
of existence, they will not be considered part of the Act,
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so that even though the Act is repealed, the regulations
will continue to exist, in accordance with the provisions of
s. 24 of the General Clauses Act. This construction will
give reasonable effect to S. 31(4) of the Mines; Act, 1923
and at the same time not frustrate the very salutary object
of
20
Fs. 24 of the General Clauses Act. One may pause here to-
remember that regulations framed under an Act are of the
very greatest importance. Such regulations are framed for
the successful operation of the Act. Without proper
regulations, a statute will often be worse than useless.
When an Act is repealed, but reenacted, it is almost
inevitable that there will be some time lag between the re-
enacted statute coming into force, and regulations being
framed under the reenacted statute. However efficient the
rule making authority may be it is impossible to avoid some
hiatus between the coming into force of the reenacted
statute and the simultaneous repeal of the old Act and the
making of regulations. Often, the time lag would be
considerable. Is it conceivable that any legislature, in
providing that regulations made under its statute will have
effect as if enacted in the Act, could have intended by
those words to say that if ever the Act is repealed and re-
enacted, (as is more than likely to happen sooner or later),
the regulations will have no existence for the purpose of
the reenacted statute, and thus the reenacted statute, for
some time at least, will be in many respects, a dead letter.
The answer must be in the negative. Whatever the purpose be
which induced the, draftsmen to adopt this legislative form
as regards the rules and regulations that they will have
effect "case if enacted in the Act", it will be strange
indeed if the result of the language used, be that by becom-
ing part of the Act, they would stand repealed, when the Act
is repealed. One can be certain that could not have been
the intention of the legislature. It is satisfactory that
the words used do not produce that result,, For, if we apply
the rule of harmonious construction, as has been pointed out
above,, s. 31(4) does not stand in the way of the operation
of s. 24 of the General Clauses Act.
The proper construction of a legislative provision as
regards rules or regulations made under an Act having effect
as if enacted in the Act, fell to be considered in several
English and Indian decisions and from one of these-the
earliest.. case in which the
21
question appears to have been considered Mr. Pathak sought
assistance. That is the case of Institute of Patent Agents
and others v. Joseph Lockwood (1). There, a declaration was
sought against Lockwood that he was not registered as a
patent agent in pursuance of the Patents, Design and Trade
Marks Act, 1888 and was not entitled to describe himself as
a patent agent; and consequential relief was asked for.
While the first section of the Act required such a
registration, the Act itself did not provide "for the manner
in which the register is to be formed, who is to be the
Registrar, the formalities requisite for the registration,
or any particulars in relation to it". The Act left to the
Board of Trade to make such general rules as were required
for giving effect to the first section. Among the rules
made by the Board, was one requiring certain fee to be paid
on first registration, and also an annual fee, non payment
of which shall be a ground for canceling the registration.
The question arose whether the rules with reference to fees
were intra vires or ultra vires. The House of Lords held
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that the rules were intra vires; but dealt also with a
contention raised on behalf of the appellants that in view
of the provisions in the Act that the rules "shall be of the
same effect as if they were contained in this Act" the
question whether the rules were intra vires or ultra vires
could not at all be canvassed in the courts. Speaking about
the effect of the above provisions, Lord Herschell, L. C.,
said:-"I own I feel very great difficulty in giving to this
provision that they ’shall have of the same effect as if
they were contained in the Act’ any other meaning than this,
that you shall for all purposes of construction, or
obligation or otherwise, treat them, as if. they were in the
Act". Mr. Pathak fastens on the phrase "for all purposes of
construction, or obligation or otherwise" and submits that
this is a good authority for holding that for the purpose of
deciding whether the rules were part of the Act, so as to
attract the consequence of repeal, along with the repeal of
the Act, the rules should be treated "as if they were in the
Act" and so stood
(1) [1894] A-C- 347.
22
repealed. We are bound however to take notice of the .fact
that the question whether the rules were to be treated as
part of the Act to ascertain the effect on them of the
repeal of the Act was not even remotely. before the House of
Lords. The sole question before them was how far, if at
all, the courts could consider the question of validity of
’the rules, in view of the above provisions as regards their
having "the same effect as if they were contained in the
Act". That the Lord Chancellor was not concerning himself
with the effect of this provision in other aspects is
further clear from what he said immediately after the
observations quoted above:
"No doubt", said he, "there might be some con-
flict between a rule and a provision-of the
Act. Well there is a conflict sometimes
between two sections to be found in the same
Act. You have to try and reconcile them as
best as you may. If you cannot, you have to
determine which is the leading provision and
which is the subordinate provision, and which
must give way to the other. That would be s
o
with regard to enactments and with regard to
rules which are to be treated as if within the
enactment. In that case probably the
enactment itself would be treated as the
governing consideration and the rule
as subordinate to it".
Not only was the question now before us not for decision in
Lockwood’s Case (1), but it is quite clear that the learned
Lord Chancellor had no intention of dealing with questions
like this, when he used the words on which Mr. Pathak has
tried to rely.
In our opinion, Lockwood’8 Case (1) is no authority in
favour of the construction urged by the learned counsel for
acceptance.
In a later case of Ministry of Health v. The King (on the,
prosecution of Yaffe,) (2) the House of Lords considered the
question how far the principle laid down in Lockwood’s Case
went. But there also, the question was as regards the
soundness of a plea that the validity of a scheme which, on
confirmation, had effect as if it was contained in the Act,
could not be
(1) [1894] A.C. 347.
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(2) [1931] A.C. 494.
23
questioned in the courts and the question now before us did
not even remotely come up for consideration.
The question which was considered by the Patna High Court in
State v. K.B. Chandra(1) was also entirely different from
the question now before us. The contention there was that
the Mines Creche Rules and Coal Mines Pithead Bath Rules,
1946-which the respondent Chandra had been accused of
violating should be deemed as part of the Mines Act, 1923,
and any question as to their validity could not be canvassed
in the courts. The contention was rejected, and it was held
that whether the rules were consistent with the Act can be a
matter of judicial consideration. In that case
contravention of the rules took place before the Act of 1952
had come into force, and so the Court was not called upon to
consider the question of the continued existence of the
rules after the 1923 Act was repealed.
None of the cases cited at the bar is therefore of any
assistance for the decision of our present question.
The true position appears to be that the Rules and
regulations do not lose their character as rules and
regulations, even though they are to be of the same effect
as if contained in the Act. They continue to be rules
subordinate to the Act, and though for certain purposes,
including the purpose of construction, they are to be
treated as if contained in the Act, their true nature as
subordinate rule is not lost. Therefore, with regard to the
effect of a repeal of the Act, they continue to be subject
to the operation of s. 24 of the General Clauses Act.
For the reasons given above, we have no hesitation in
holding that the provisions of s. 31, sub-s. 4, of the Mines
Act, 1923, do not stand in the way of the full operation of
s. 24 of the General Clauses Act, 1897, and that in
consequence of these provisions the Coal Mines Regulations,
1926, continued to be in force at the relevant date and have
to be deemed to be regulations; made under the Mines Act,
1952.
Mention has to be made here of an argument rather
(1) (1954) I.L.R. 33 Patna ’507.
24
faintly made by Mr. Pathak that even if the regulations are
deemed to be regulations made under the Mines Act of 1952,
s. 73 or s. 74 of that Act can have no application. He
pointed out that what these sections made punishable is a
contravention of a provision of the Act or of any
regulations, rules or bye laws or any other order made
thereunder. They do not, he contends, make punishable
contravention of regulations deemed to be made under the
1952 Act; and so assuming that his clients have contravened
the Mines Regulations, 1926, as alleged no offence under s.
73 or s. 74 has been committed. Learned Counsel has drawn
our attention in this connection to the definition of
"regulations" in a. 2(o) of the 1952 Act according to which
regulations mean "regulations made under this Act". If it
was intended, the argument is, that any contravention of the
regulations deemed to be made under the Act should also be
punishable, the legislature would have defined regulations
to include not only regulations made under the Act but
regulations deemed to have been made under the Act. This
argument is not even plausible. The effect of a deeming
provision, it need hardly be pointed out, is to attract to
what is deemed to be something all the legal consequences of
that something. In other words, when A is deemed to be B,
compliance with A is in law compliance with B, contravention
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of A is in law contravention of B. As soon as we reach the
conclusion that in consequence of s. 24 of the General
Clauses Act, the Coal Mines Regulations, 1926, had at the
alleged date of contravention, to be deemed to be
regulations made under the Mines Act, 1952, the conclusion
is inevitable that contravention of the Mines Regulations,
1926, amounted to con. travention of regulations made under
the 1952 Act, so that the contravener was guilty of an
offence under s.73, or 74, as the case might be.
Equally untenable is Mr. Pathak’s next contention that the
contravention of the Indian Coal Mines Regulations, 1926,
which were at the date of contravention "deemed" to be
regulations under the 1952 Act, was not a violation of a law
in force on such date, so that
25,
Art. 20(1) is a bar to the conviction of his clients. The
relevant portion of Art. 20(1) lays down that no person
shall be convicted of any offence except for violation of a
law in force at the-time of the commission of the act
charged as an offence. The result of this is that if at the
date of the commission of an act, such commission was not
prohibited by a law then in force, no future legislation
prohibiting that act with retrospective effect will justify
a conviction for such commission. In other words, if an act
is not an offence at the date of commission, no future law
can make it an offence. But how, on the facts of this case
the accused can claim benefit of this principle embodied in
Art. 20(1) it is difficult to see. They are being charged
under s. 73 and s. 74 of the Mines Act, 1952, for the
contravention of some regulations. Were these regulations
in force on the alleged date of contravention? Certainly,
they were in consequence of the provisions of S. 24 of the
General Clauses Act. The fact that these regulations were
deemed to be regulations made under the 1952 Act does not in
any way affect the position that they were laws in force on
the alleged date of contravention. The argument that as
they were "regulations" under the 1952 Act in consequence of
a deeming provision, they were not laws in force on the
alleged date of contravention is entirely misconceived.
Equally misconceived is the submission that this Court’s
decision in Shiv Bahadur Singh’s Case (1) supports the
argument. In that case, dealing with a suggestion that as
the Vindhya Pradesh Ordinance 48 of 1949 though enacted on
September 11, 1947, i.e., after the alleged offenses were
committed, was in terms made retrospective by a. 2 which
says that the Ordinance shall be deemed to have been in
force in Vindhya Pradesh from August 9,1949, the Ordinance
was a law in force on or from August 9, 1949, this Court
said:-
"This however would be, to import a somewhat
technical meaning into the phrase law in force
used
(1) [1953] S.C.R. 1188.
26
in Art. 20. Law in force referred to therein
must be taken to relate not to a law "deemed
to be in force", and thus brought into force,
but the law factually in operation at the time
or what may be called the then existing
law.................. It cannot therefore be
doubted that the phrase "law in force" as used
in Art. 20 must be understood in its natural
sense as being the law in fact in existence
and in operation at the time of the commission
of the offence as distinct from the law
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"deemed" to have become operative by virtue of
power of legislature to pass retrospective
laws."
As the Court clearly pointed out, it was considering only
the question whether a law made after the alleged act, can
by providing for its retrospective operation, make itself
the "law in force", for the purpose of Art. 20; and it held
that this could not be done. The words "law in force
referred to therein must be taken to relate not to a law
’deemed to be in force"’, in this judgment should not be
taken apart from its context. In the words that-immediately
follow the Court was saying that "law in force relates to a
law factually in operation at the time, or what may be
called the then existing law". The question to be asked is:
Was the-law said to have been violated in operation at the
alleged date of violation? The answer, in the cases before
us, must be that it was. Art. 20(1) has therefore no
application.
No other point has been raised before us in the appeals by
the Manager and the Agent. These appeals (Appeals Nos. 102,
105 and 106) are therefore dismissed.
The other four appeals raise a difficult question about the
interpretation of the word "any one of the directors" in s.
76 Section 76 is in these words:-
"Determination of owner in certain cases:-
Where the owner of a mine is a firm or other
association of individuals, any one of the
partners or members thereof or where the owner
of a mine is a public company, any one of the
directors thereof, or where the owner of a
mine is a private company, any one of the
shareholders thereof, may be prosecuted and
27
punished under this Act for any offence for
which the owner of a mine is punishable:-
Provided that where a firm, association or
company has given notice in writing to the
Chief Inspector that it has nominated,
(a) in the case of a firm, any of its
partners,
(b) in the case of an association, any of
its members,
(c) in the case of a public company, any of
its directors, or
(d) in the case of a, private company, any
of its shareholders,
who is resident in each case in any place to
which this Act extends to assume the
responsibilities of the owner of the mine for
the purposes of this Act, such partner,
member, director or shareholder as the case
may be, shall so long as he continues to be
the owner of the mine for the purpose of this
Act, unless notice in writing canceling his
nomination or stating that he has ceased to be
a partner, member, director or shareholder, as
the case may be, is received by the Chief
Inspector".
It is on the basis of this section, that prosecution has
been launched against all the directors. If "any one" in
the section is interpreted to mean "every one" as was
unsuccessfully contended on behalf of the Government-
appellant in the High Court-the section justifies the
prosecution of all the directors. If however, "any one of
the directors" must be interpreted to mean "one only of the
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directors, it does not matter which one" as was contended by
the appellants in Appeals Nos. 103 and 104, the two
directors-and as held by the High Court, it would be
necessary to consider their further contention that the
section contravenes Art. 14 of the Constitution, and is
therefore void, so that the High Court’s order directing the
Inspector of Mines to select one of the directors for the
prosecution cannot be sustained. For, on the interpretation
that "any one of the directors", means "only one of the
directors" the authorities have got the right to proceed
against one of the directors, out of the several and it
might be argued that the exercise of
28
this discretion is wholly unfettered and unguided and Of the
High Court could not in law, ask the authorities to exercise
this discriminatory provision of law. The important
question that arises for decision therefore is how the words
"any one of the directors" should be interpreted.
It is quite clear and indeed not disputed that in some
contexts, "any one" means "one only it matters not which
one"; the phrase "any of the directors" is therefore quite
capable of meaning "one only of the directors, it does not
matter which one". Is the phrase however capable of no
other meaning? If it is not, the courts cannot look
further, and must interpret these words in that meaning
only, irrespective of what the intention of the legislature
might be believed to have been. If however the phrase is
capable of another meaning, as suggested, viz., "every one
of the directors" it will be necessary to decide which of
the two meanings was intended by the legislature.
If one examines the use of the words "any one" in common
conversation or literature, there can be no doubt that they
are not infrequently used to. mean "every one"-not one, but
all. Thus we say "any one can see that this is wrong", to
mean "everyone can see that this is wrong". "Any one may
enter" does not mean that "only one person may enter", but
that all may enter. It is permissible and indeed profitable
to turn in this connection to the Oxford English Dictionary,
at p. 378 of which, we find the meaning of "any" given thus:
"In affirmative sentences, it asserts, concerning a being or
thing of the sort named, without limitation as to which, and
thus collectively of every one of them". One of the
illustration given is"I challenge anyone to contradict my
assertions." Certainly, this does not mean that one only is
challenged; but that all are challenged. It is abundantly
clear therefore that "any one" is not infrequently used to
mean "every one".
But, argues Mr. Pathak, granting that this is so, it must be
held that when the phrase "any one" is used with the
preposition "of", followed by a word denoting a number of
persons, it never means "every one".
29
The extract from the Oxford Dictionary, it is interesting to
notice, speaks of an assertion "concerning a being or thing
of the sort named"; it is not unreasonable to say that, the
word "of" followed by a word denoting a number of persons or
things is just such " naming of a sort" as mentioned there.
Suppose, the illustration "I challenge any one to contradict
my assertions" was changed to "I challenge any one of my
opponents to contradict my assertion." "Any one of my
opponents" here would mean "all my opponents"-not one only
of the opponents.
While the phrase "any one of them" or any similar phrase
consisting of "any one", followed by "of which is followed
in its turn by words denoting a number of persons or things,
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does not appear to have fallen for judicial construction, in
our courts or in England-the phrase "any of the present
directors" had to be interpreted in an old English case,
Isle of Wight Railway Co. v. Tahourdin (1). A number of
shareholders required the directors to call a meeting of the
company for two objects. One of the objects was mentioned
as "To remove, if deemed necessary or expedient any of the
present directors, and to elect directors, to fill any
vacancy on the Board". The directors issued a notice to
convene a meeting for the other object and held the meeting.
Then the shareholders, under the Companies Clauses Act,
1845, issued a notice of their own convening a meeting for
both the objects in the original requisition. In an action
by the directors to restrain the requisitionists, from
holding the meeting, the Court of Appeal held that a notice
to. remove "any of the present directors" would justify a
resolution for removing all who are directors at the present
time. "Any", Cotton, L. J., pointed out, would involve
"all".
It is true that the language there was "any of the present
directors" and not "any one of the present directors" and it
is urged that the word "one", in the latter phrase makes all
the difference. We think it will be wrong to put too much
emphasis on the word "one" here. It may be pointed out in
this connection
(1) (1883) 25 Ch. D. 320.
30
that the Permanent Edition of the Words and Phrases (1),
mentions an American case Front & Hintingdon Building & Loan
Association v. Berzinski, where the words "any of them" were
held to be the equivalent of "any one of them".
After giving the matter full and anxious consideration, we
have come to the conclusion that the words "any one of the
directors" is ambiguous; in some contexts, it means "only
one of the directors, does not matter which one", but in
other contexts, it is capable of meaning "every one of the
directors". Which of these two meanings was intended by the
legislature in any particular statutory phrase has to be
decided by the courts on a consideration of the context in
which the words appear, and in particular, the scheme and
object of the legislation.
The plain object of s. 76 of the Mines Act is to ensure that
no lacuna remains in the application of the provisions in
the Act to owners of mines, in the cases where the mine is
owned not by an individual, but by a firm or other
association of individuals, or a public company or a private
company. It provides that where the owner of the mine is a
firm or other association of individuals, any one of the
partners or members thereof may be punished; where the owner
is a private company, any one of the shareholders may be
prosecuted and punished and where the owner is a public
company not "any one of the shareholders" but any one of the
directors may be prosecuted and punished. There is a
proviso under which on notice being given of nomination of
"any" of the partners of the firm, or in’ the case of
association any of the members; in the case of the public
company any of its directors, and in the case of a private
company any of its shareholders, the ownership of the mine
shall be determined only in accordance with the nomination.
There can be no question that where a mine is owned by one
individual A-the one and complete owner-would be liable to
all penalties which ownership entails. When the legislature
thought it desirable to make special provision where the
mine
(1) Vol. 3A.
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31
is owned by a firm, or an association of individuals, or a
company, it does not stand to reason that it of would
ordinarily permit all the partners except one, all the
members of the association except one, all the shareholders
of the private company except one and all the directors of
the public company except one to escape the penalties. The
purpose of the Act is to secure safety and proper conditions
of work for labour. To enforce the provisions of the Act
and the rules, regulations and bye-laws under it, designed
to achieve this purpose, the legislature, makes in its 18th
section’ the manager, the agent, and the owner, responsible
for their proper observance. Contravention is made
punishable by fine or imprisonment. In this scheme of
things, it is reasonable to expect that the legislature,
would take particular care to see that everybody performing
the function which an individual owner is expected to
perform, would be treated in the same way as an individual
owner. In the case of a firm this position is filled by all
the partners; in the case of other association of
individuals this position is filled by all the members; in
the case of a private company this position is filled by all
the shareholders thereof while in the case of a public
company the position is filled by all the directors
together. It is to be expected therefore that all the
partners in the case of a firm, all the shareholders in the
case of a private company and all the directors in the case
of a public company should be subjected to prosecution and
punishment in the same way as an individual owner of a mine.
When we find in this background the legislature using the
words "any one of the directors, any one of the partners,
any one of the members, any one of the
shareholders.................. may be prosecuted and
punished", ’words which are capable of meaning "all the
directors, all the members, all the shareholders and all the
partners, as also the other meaning "only one of the
directors, only one of the partners", only one of the
members, only one of the shareholders," we have no doubt at
all that the legislature used the words in the former and
not in the latter sense.
32
But, argues Mr. Pathak, you must not forget the Of special
rule of interpretation for "penal statute" that if the
language is ambiguous, the interpretation in favour of the
accused should ordinarily be adopted. If you interpret "any
one" in the sense suggested by him, the legislation he
suggests is void and so the accused escapes. One of the two
possible constructions, thus being in favour of the accused,
should therefore be adopted. In our opinion, there is no
sub. stance in this contention. The rule of strict
interpretation of penal statutes in favour of the accused is
not of universal application, and must be considered along
with other will established rules of interpretation. We
have already seen that the scheme and object of the statute
makes it reasonable to think that the legislature intended
to subject all the directors of a company owning coal mines
to prosecution and penalties, and not one only of the
directors. In the face of these considerations there is no
scope here of the application of the rule for strict
interpretation of penal statutes in favour of the accused.
The High Court appears to have been greatly impressed by the
fact that in other statutes where the legislature wanted to
make every one out of a group or a class of persons liable
it used clear language expressing the intention; and that
the phrase "any one" has not been used in any other statute
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in this country to express "every one". It will be
unreasonable, in our opinion, to attach too much weight to
this circumstance; and as for the reasons mentioned above,
we think the phrase "any one of the directors" is capable of
meaning "every one of the directors", the fact that in other
statutes, different words were used to express a similar
meaning is not of any significance.
We have, on all these considerations come to the conclusion
that the words "any one of the directors" has been used in
s. 76 to mean "every one of the directors", and that the
contrary interpretation given by the High Court is not
correct.
On the interpretation that "any one of the directors" means
"every one of the director,%", no question of violation of
Art. 14 of the Constitution arises.
33
We, therefore, allow the Appeals Nos. 98 and 99, set aside
the orders of the High Court in Writ Petitions Nos. 475 and
476 of 1956 and order that these writ petitions be rejected.
Appeals Nos. 103 and 104 are dismissed.
Appeals Nos. 98 and 99 allowed.
Appeals Nos. 100 to 106 dismissed.