Karnataka High Court

Pre-deposit under Section 18 of the SARFAESI Act is mandatory only for borrowers, not third-party tenants.

ITTIAM SYSTEMS PRIVATE LIMITED vs BHARATH CO OPERATIVE BANK (MUMBAI) LIMITED

Karnataka High CourtJUDGMENT: May 19, 20263 MIN READSOURCE JUDGMENT
THE ORIGINAL LAWLENS SUMMARY
01

Facts

The Petitioner, claiming to be a tenant of a commercial property since 2001, challenged the measures taken by the Respondent-Bank under Sections 13 and 14 of the SARFAESI Act following a default by the landlord (borrower)

Source reference: p. 2-3

The Petitioner’s application under Section 17 (S.A. No. 322/2023) was dismissed by the Debts Recovery Tribunal (DRT), which found the tenancy was created post-mortgage and had expired

Source reference: p. 4, 11-12

The Petitioner appealed to the Debts Recovery Appellate Tribunal (DRAT) and sought a waiver of the statutory pre-deposit under Section 18.

Source reference: p. 4

The DRAT, vide order dated 29.04.2026, directed a pre-deposit of 25% of the claimed debt (approx. ₹3.33 Crores) as a condition to entertain the appeal

Source reference: p. 4, 43

The Petitioner approached the High Court seeking to set aside this direction, asserting that as a non-borrower tenant, it is exempt from the pre-deposit requirement

Source reference: p. 4-5
02

Issues

1. Whether the mandatory requirement of pre-deposit under the second proviso to Section 18(1) of the SARFAESI Act includes a third party such as a tenant?

Source reference: para 10(i) / p. 14

2. Whether a person claiming waiver must establish a valid and subsisting tenancy at the threshold stage of filing an appeal?

Source reference: para 10(ii) / p. 14

3. Whether the DRAT order directing pre-deposit from a non-borrower suffers from legal infirmity?

Source reference: para 10(iii) / p. 15
03

Law Applied

The Court applied Section 18 of the SARFAESI Act, distinguishing between the substantive right of "any person aggrieved" to appeal and the restrictive second proviso which mandates pre-deposit only for the "borrower"

Source reference: para 11.1-11.8

It relied on the precedent M/s Hindustan Polymers v. The Authorised Officer (WP No. 19445 of 2018), which held that a tenant is a "non-borrower" and cannot be burdened with pre-deposit

Source reference: para 7.4, 11.16

The Court also referenced Section 17(4-A) of the SARFAESI Act, which defines the jurisdiction of the Tribunal to adjudicate the validity of tenancy during the substantive hearing of the application

Source reference: para 12.19
04

Reasoning

The Court noted that the legislature consciously used the broad term "any person aggrieved" in Section 18(1) but specifically restricted the pre-deposit obligation to the "borrower" in the second proviso

Source reference: para 11.9-11.10

Since the Petitioner is neither a borrower nor a guarantor and has no contractual nexus with the debt, imposing a pre-deposit based on the borrower’s liability would be inequitable and contrary to the plain language of the statute

Source reference: para 11.13, 11.22

Regarding the Respondent's argument that the tenancy was invalid or expired, the Court reasoned that such factual determinations under Section 17(4-A) are matters for the merits of the appeal and cannot be used to re-classify a non-borrower as a borrower at the threshold stage

Source reference: para 12.15-12.16, 12.27

The Court found the DRAT erred by treating the pre-deposit as mandatory for all appellants regardless of status

Source reference: para 13.3-13.9
05

Holding

It held that the mandatory pre-deposit under Section 18(1) applies strictly to borrowers and not to third parties like tenants

The High Court allowed the Writ Petition and issued a writ of certiorari quashing the DRAT’s order dated 29.04.2026; waived the pre-deposit requirement for the Petitioner and directed the DRAT to decide the appeal on its merits within eight weeks

Source reference: para 14.1, 14.1(iii)-(ix)

All questions regarding the validity, subsistence, and registration of the tenancy were left open for the DRAT's adjudication during the final hearing

Source reference: para 14.1(v)
Karnataka High Court

Original Court PDF

ITTIAM SYSTEMS PRIVATE LIMITEDvsBHARATH CO OPERATIVE BANK (MUMBAI) LIMITED

Karnataka High Court · May 19, 2026

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