Allahabad High CourtEmployment and Labour LawAdministrative and Public Law

### Holding of Oral Inquiry Is Mandatory for Major Penalty Even if Not Requested by Delinquent

Ram Swaroop Shukla v. State of U.P. and Others, WRIT - A No. 27948 of 2010

### Holding of Oral Inquiry Is Mandatory for Major Penalty Even if Not Requested by Delinquent. Ram Swaroop Shukla v. State of U.P. and Others, WRIT - A No. 27948 of 2010. Allahabad High Court. LawLens
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In brief

The question

Whether the disciplinary proceedings were vitiated due to the failure of the Inquiry Officer to hold an oral inquiry or fix a date for a hearing, despite such procedure not being expressly demanded in the reply.

The court held

The Court answered the issues in the affirmative, holding that the inquiry proceedings were fundamentally flawed and non-est in law.

It also directed

The writ petition was allowed, and the orders dated 17.12.2009 (termination) and 30.04.2010 (appellate dismissal) were set aside.

Although the court usually remits such matters for fresh inquiry, it declined to do so here because the petitioner had already reached the age of superannuation on 09.01.2018, rendering further disciplinary action "no fruitful purpose".

01Facts

The petitioner, appointed as a Lekhpal in 1980, was subjected to disciplinary proceedings in 2008-2009 based on three charges: (i) theft/destruction of revenue records (tearing an order from a file), (ii) possessing disproportionate assets, and (iii) submitting a false report regarding the conversion of village land.

¶ 6

While a criminal FIR regarding the records was stayed by the High Court, a departmental inquiry proceeded.

¶ 5-6

The Inquiry Officer (IO) submitted a report on 31.10.2009 finding the charges proved/partially proved despite not fixing a date for oral evidence or hearing.

¶ 9-10

Based on this, the Disciplinary Authority terminated the petitioner's services on 17.12.2009.

¶ 10

An appeal filed by the petitioner was dismissed by the District Magistrate on 30.04.2010.

¶ 11

02Issues

i.Whether the disciplinary proceedings were vitiated due to the failure of the Inquiry Officer to hold an oral inquiry or fix a date for a hearing, despite such procedure not being expressly demanded in the reply.

¶ 12, 14, 24

ii.Whether the termination order and subsequent appellate order were sustainable when based on an inquiry conducted in violation of the principles of natural justice and the 1999 Rules.

¶ 25

03Law Applied

The court primarily applied Rule 7 of the Uttar Pradesh Government Servant (Discipline and Appeal) Rules, 1999, which outlines the procedure for imposing major penalties, including the requirement to mention witnesses and provide an opportunity for cross-examination.

¶ 18

It relied on the precedent of Roop Singh Negi v. Punjab National Bank, establishing that departmental proceedings are quasi-judicial and findings must be based on legally admissible evidence rather than conjectures.

¶ 19

Crucially, it applied the Division Bench ruling in Kaptan Singh v. State of U.P., which held that even if a delinquent does not expressly demand a personal hearing, the IO is not absolved from fixing a date for an oral inquiry; such a requirement is implicit in Rule 7 and protected by Articles 14 and 311 of the Constitution of India.

¶ 22, 24

Provisions in the judgment · 5 · Linked ones open on LawLens

Indian Penal Code, 1860 Section 419Section 420Section 467Section 471

Code of Criminal Procedure, 1973 Section 482

04Reasoning

The Court observed that while Rule 7 of the 1999 Rules might appear silent on the necessity of an oral hearing when no witnesses are proposed by either side, judicial interpretation has made such a hearing mandatory.

¶ 24

In this case, the record confirmed that after the petitioner submitted his reply to the charge-sheet, the IO proceeded to record findings without fixing a date, time, or venue for an oral inquiry and without providing the petitioner an opportunity to explain his conduct in person.

¶ 9, 25

The Court reasoned that since the IO failed to afford this "sine qua non" opportunity for a reasonable defense, the inquiry report was legally fragile.

¶ 24-25

Consequently, the Disciplinary and Appellate Authorities erred by blindly relying on a vitiated inquiry report without independent application of mind.

¶ 25

05Holding

The Court answered the issues in the affirmative, holding that the inquiry proceedings were fundamentally flawed and non-est in law.

¶ 25

The writ petition was allowed, and the orders dated 17.12.2009 (termination) and 30.04.2010 (appellate dismissal) were set aside.

¶ 26

Although the court usually remits such matters for fresh inquiry, it declined to do so here because the petitioner had already reached the age of superannuation on 09.01.2018, rendering further disciplinary action "no fruitful purpose".

¶ 26
Allahabad High Court

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Ram Swaroop Shukla v. State of U.P. and Others, WRIT - A No. 27948 of 2010

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